| Ticker |
Company Name |
Insider |
Insider Title |
Security Type |
Execution Date |
Transaction Code |
Swap |
Trade Date |
Share Price |
Quantity |
Shares Owned |
Nature of Ownership |
Filing link |
| $GPC | GENUINE PARTS CO | Gary P Fayard | - | Phantom Shares | | A | 0 | 2020-10-22 | $0.00 | 21 | 6,149 | D | Form 4 |
| $DGX | QUEST DIAGNOSTICS INC | Michael J Deppe | VP, Corp. Controller & CAO | Non-Qualifed Stock Option (right to buy) | - | M | 0 | 2020-10-21 | $56.82 | 4,750 | 0 | D | Form 4 |
| $DGX | QUEST DIAGNOSTICS INC | Michael J Deppe | VP, Corp. Controller & CAO | Non-Qualifed Stock Option (right to buy) | - | M | 0 | 2020-10-21 | $57.60 | 5,700 | 0 | D | Form 4 |
| $LOGI | LOGITECH INTERNATIONAL S.A. | Prakash Arunkundrum | Head of Global Operations | Stock Option (right to buy) | | M | 0 | 2020-10-21 | $0.00 | 5,000 | 59,923 | D | Form 4 |
| $AXTI | AXT INC | Gary L Fischer | VP, CFO & Corporate Secretary | Stock Options | - | M | 0 | 2020-10-22 | $2.29 | 56,004 | 346,490 | D | Form 4 |
| $AXTI | AXT INC | Gary L Fischer | VP, CFO & Corporate Secretary | Stock Options | - | M | 0 | 2020-10-22 | $2.47 | 8,054 | 338,436 | D | Form 4 |
| $AXTI | AXT INC | Gary L Fischer | VP, CFO & Corporate Secretary | Stock Options | - | M | 0 | 2020-10-22 | $2.18 | 40,328 | 298,108 | D | Form 4 |
| $MCHX | MARCHEX INC | Russell C Horowitz | Executive Chairman | Employee Stock Option (right to buy) | | A | 0 | 2020-10-22 | $0.00 | 20,000 | 20,000 | D | Form 4 |
| $STX | Seagate Technology plc | Coleman William T Iii | - | Restricted Share Unit | - | M | 0 | 2020-10-21 | $0.00 | 5,579 | 0 | D | Form 4 |
| $STX | Seagate Technology plc | Coleman William T Iii | - | Restricted Share Unit | - | A | 0 | 2020-10-22 | $0.00 | 5,847 | 5,847 | D | Form 4 |
| $PI | IMPINJ INC | Van Oppen Peter H | - | Restricted Stock Units | | M | 0 | 2020-10-23 | $0.00 | 4,264 | 0 | D | Form 4 |
| $IMMR | IMMERSION CORP | Ramzi Haidamus | President and CEO | Restricted Stock Units | | M | false | 2020-10-21 | $0.00 | 17,610 | 158,491 | D | Form 4 |
| $KBH | KB HOME | Jeffrey T Mezger | President and CEO | Non-Qualified Stock Options (Right to Buy) | - | M | 0 | 2020-10-21 | $0.00 | 23,526 | 311,474 | D | Form 4 |
| $KBH | KB HOME | Jeffrey T Mezger | President and CEO | Non-Qualified Stock Options (Right to Buy) | - | M | 0 | 2020-10-23 | $0.00 | 117,170 | 194,304 | D | Form 4 |
| $CXDO | Crexendo, Inc. | Jeffrey Parr Bash | - | Stock Option Grant (right to buy) | - | A | false | 2020-10-21 | $6.26 | 7,500 | 7,500 | D | Form 4 |
| $CXDO | Crexendo, Inc. | Anil K. Puri | - | Stock Option Grant (right to buy) | - | A | false | 2020-10-21 | $6.26 | 7,500 | 7,500 | D | Form 4 |
| $CXDO | Crexendo, Inc. | Todd Andrew Goergen | - | Stock Option Grant (right to buy) | - | A | false | 2020-10-21 | $6.26 | 7,500 | 7,500 | D | Form 4 |
| $CXDO | Crexendo, Inc. | David Roy Williams | - | Stock Option Grant (right to buy) | - | A | false | 2020-10-21 | $6.26 | 10,000 | 10,000 | D | Form 4 |
| $CXDO | Crexendo, Inc. | Steven G Mihaylo | Chief Executive Officer | Stock Option Grant (right to buy) | - | A | false | 2020-10-21 | $6.26 | 100,000 | 100,000 | D | Form 4 |
| $CXDO | Crexendo, Inc. | Ron Vincent | Chief Financial Officer | Stock Option Grant (right to buy) | - | A | false | 2020-10-21 | $6.26 | 75,000 | 75,000 | D | Form 4 |
| $CXDO | Crexendo, Inc. | Douglas Walter Gaylor | Chief Operating Officer | Stock Option Grant (right to buy) | - | A | false | 2020-10-21 | $6.26 | 75,000 | 75,000 | D | Form 4 |
| $UTHR | UNITED THERAPEUTICS Corp | Christopher Causey | - | Share Tracking Award | - | M | 0 | 2020-10-22 | $0.00 | 2,500 | 2,000 | D | Form 4 |
| $STX | Seagate Technology plc | Judy Bruner | - | Restricted Share Unit | - | M | 0 | 2020-10-21 | $0.00 | 5,579 | 0 | D | Form 4 |
| $STX | Seagate Technology plc | Judy Bruner | - | Restricted Share Unit | - | A | 0 | 2020-10-22 | $0.00 | 5,847 | 5,847 | D | Form 4 |
| $PI | IMPINJ INC | Tom A Alberg | - | Restricted Stock Units | | M | 0 | 2020-10-23 | $0.00 | 3,411 | 0 | D | Form 4 |
| $PI | IMPINJ INC | Daniel Patrick Gibson | - | Restricted Stock Units | | M | 0 | 2020-10-23 | $0.00 | 3,411 | 0 | D | Form 4 |
| $PI | IMPINJ INC | Cathal G Phelan | - | Restricted Stock Units | | M | 0 | 2020-10-23 | $0.00 | 3,411 | 0 | D | Form 4 |
| $PI | IMPINJ INC | Gregory Sessler | - | Restricted Stock Units | | M | 0 | 2020-10-23 | $0.00 | 3,411 | 0 | D | Form 4 |
| $PI | IMPINJ INC | Theresa Wise | - | Restricted Stock Units | | M | 0 | 2020-10-23 | $0.00 | 3,411 | 0 | D | Form 4 |
| $PI | IMPINJ INC | Clinton Bybee | - | Restricted Stock Unit | | M | 0 | 2020-10-23 | $0.00 | 3,411 | 0 | D | Form 4 |
| $BSRR | SIERRA BANCORP | James F Gardunio | EVP/Chief Credit Officer | Stock Options | - | M | 0 | 2020-10-22 | $0.00 | 5,000 | 0 | D | Form 4 |
| $BSRR | SIERRA BANCORP | James F Gardunio | EVP/Chief Credit Officer | Stock Options | - | M | 0 | 2020-10-22 | $0.00 | 5,000 | 0 | D | Form 4 |
| $BSRR | SIERRA BANCORP | James F Gardunio | EVP/Chief Credit Officer | Stock Options | - | M | 0 | 2020-10-22 | $0.00 | 2,450 | 1,550 | D | Form 4 |
| $BSRR | SIERRA BANCORP | James F Gardunio | EVP/Chief Credit Officer | Stock Options | - | M | 0 | 2020-10-23 | $0.00 | 1,550 | 0 | D | Form 4 |
| $BSRR | SIERRA BANCORP | James F Gardunio | EVP/Chief Credit Officer | Stock Options | - | M | 0 | 2020-10-23 | $0.00 | 2,700 | 0 | D | Form 4 |
| $NRIX | Nurix Therapeutics, Inc. | Arthur T Sands | President, CEO | Stock Option (right to buy) | | A | 0 | 2020-10-21 | $0.00 | 804,170 | 804,170 | D | Form 4 |
| $STX | Seagate Technology plc | Edward J Zander | - | Restricted Share Unit | - | M | 0 | 2020-10-21 | $0.00 | 5,579 | 0 | D | Form 4 |
| $STX | Seagate Technology plc | Edward J Zander | - | Restricted Share Unit | - | A | 0 | 2020-10-22 | $0.00 | 5,847 | 5,847 | D | Form 4 |
| $STX | Seagate Technology plc | Stephanie Tilenius | - | Restricted Share Unit | - | M | 0 | 2020-10-21 | $0.00 | 5,579 | 0 | D | Form 4 |
| $STX | Seagate Technology plc | Stephanie Tilenius | - | Restricted Share Unit | - | A | 0 | 2020-10-22 | $0.00 | 5,847 | 5,847 | D | Form 4 |
| $STX | Seagate Technology plc | Stephen J Luczo | - | Restricted Share Unit | - | M | 0 | 2020-10-21 | $0.00 | 5,579 | 0 | D | Form 4 |
| $STX | Seagate Technology plc | Stephen J Luczo | - | Restricted Share Unit | - | A | 0 | 2020-10-22 | $0.00 | 5,847 | 5,847 | D | Form 4 |
| $STX | Seagate Technology plc | Jay L Geldmacher | - | Restricted Share Unit | - | M | 0 | 2020-10-21 | $0.00 | 5,579 | 0 | D | Form 4 |
| $STX | Seagate Technology plc | Jay L Geldmacher | - | Restricted Share Unit | - | A | 0 | 2020-10-22 | $0.00 | 5,847 | 5,847 | D | Form 4 |
| $STX | Seagate Technology plc | Michael R Cannon | - | Restricted Share Unit | - | M | 0 | 2020-10-21 | $0.00 | 5,579 | 0 | D | Form 4 |
| $STX | Seagate Technology plc | Michael R Cannon | - | Restricted Share Unit | - | A | 0 | 2020-10-22 | $0.00 | 5,847 | 5,847 | D | Form 4 |
| $STX | Seagate Technology plc | Mark Adams | - | Restricted Share Unit | - | M | 0 | 2020-10-21 | $0.00 | 5,579 | 0 | D | Form 4 |
| $STX | Seagate Technology plc | Mark Adams | - | Restricted Share Unit | - | A | 0 | 2020-10-22 | $0.00 | 5,847 | 5,847 | D | Form 4 |
| $STX | Seagate Technology plc | Dylan G. Haggart | - | Restricted Share Unit | - | M | 0 | 2020-10-21 | $0.00 | 5,579 | 0 | D | Form 4 |
| $STX | Seagate Technology plc | Dylan G. Haggart | - | Restricted Share Unit | - | A | 0 | 2020-10-22 | $0.00 | 5,847 | 5,847 | D | Form 4 |
| $IMMU | IMMUNOMEDICS INC | Lorettta M Itri | Chief Medical Officer | Stock Option (Right to Buy) | - | D | 0 | 2020-10-23 | | 200,000 | 0 | D | Form 4 |
| $LMAT | LEMAITRE VASCULAR INC | David B Roberts | President and Director | Stock Option (Right to Buy) | - | M | 0 | 2020-10-21 | $0.00 | 8,748 | 1,004 | D | Form 4 |
| $SNBR | Sleep Number Corp | Brenda J Lauderback | - | Stock Option (right to buy) | - | M | 0 | 2020-10-22 | $0.00 | 3,376 | 0 | D | Form 4 |
| $IMMU | IMMUNOMEDICS INC | Peter Barton Hutt | - | Stock Option (Right to Buy) | - | D | 0 | 2020-10-23 | | 52,614 | 0 | D | Form 4 |
| $IMMU | IMMUNOMEDICS INC | Peter Barton Hutt | - | Restricted Stock Unit | - | D | 0 | 2020-10-23 | | 3,718 | 0 | D | Form 4 |
| $WFC | WELLS FARGO & COMPANY/MN | Charles W Scharf | CEO & President | Restricted Share Right | - | M | 0 | 2020-10-21 | $0.00 | 119,280 | 477,115 | D | Form 4 |
| $ESP | ESPEY MFG & ELECTRONICS CORP | Peggy A Murphy | Corporate Secretary | Stock Option | | A | 0 | 2020-10-21 | $18.05 | 3,750 | 19,850 | D | Form 4 |
| $ESP | ESPEY MFG & ELECTRONICS CORP | David A Oneil | Executive VP/CFO | Stock Option | | A | 0 | 2020-10-21 | $18.05 | 3,750 | 21,925 | D | Form 4 |
| $ESP | ESPEY MFG & ELECTRONICS CORP | Howard M Pinsley | - | Stock Option | | A | 0 | 2020-10-21 | $18.05 | 2,150 | 16,142 | D | Form 4 |
| $ESP | ESPEY MFG & ELECTRONICS CORP | Alvin O Sabo | - | Stock Option | | A | 0 | 2020-10-21 | $18.05 | 2,150 | 16,342 | D | Form 4 |
| $ESP | ESPEY MFG & ELECTRONICS CORP | Carl Helmetag | - | Stock Option | | A | 0 | 2020-10-21 | $18.05 | 2,150 | 16,142 | D | Form 4 |
| $ESP | ESPEY MFG & ELECTRONICS CORP | Michael W Wool | - | Stock Option | | A | 0 | 2020-10-21 | $18.05 | 2,150 | 16,142 | D | Form 4 |
| $USNA | USANA HEALTH SCIENCES INC | Gilbert A Fuller | - | Restricted Stock Unit | - | M | 0 | 2020-10-21 | $0.00 | 426 | 852 | D | Form 4 |
| $USNA | USANA HEALTH SCIENCES INC | Robert Auciaux | - | Restricted Stock Unit | - | M | 0 | 2020-10-21 | $0.00 | 426 | 852 | D | Form 4 |
| $MIK | Michaels Companies, Inc. | Mark Cosby | - | Restricted Stock Units | - | M | 0 | 2020-10-21 | $0.00 | 37,500 | 37,500 | D | Form 4 |
| $MRNA | Moderna, Inc. | Lori M. Henderson | General Counsel and Secretary | Stock Option (Right to Buy) | - | M | 0 | 2020-10-21 | $0.00 | 32,000 | 367,522 | D | Form 4 |
| $MCHX | MARCHEX INC | Dennis Cline | - | Non-Qualified Stock Option (right to buy) | | A | 0 | 2020-10-22 | $0.00 | 20,000 | 20,000 | D | Form 4 |
| $MCHX | MARCHEX INC | Donald Cogsville | - | Non-Qualified Stock Option (right to buy) | | A | 0 | 2020-10-22 | $0.00 | 20,000 | 20,000 | D | Form 4 |
| $MCHX | MARCHEX INC | Manuel W Wisehart | - | Non-Qualified Stock Option (right to buy) | | A | 0 | 2020-10-22 | $0.00 | 20,000 | 20,000 | D | Form 4 |
| $GPC | GENUINE PARTS CO | Loudermilk Robert C Jr | - | Phantom Shares | | A | 0 | 2020-10-22 | $0.00 | 21 | 10,558 | D | Form 4 |
| $COHN | Cohen & Co Inc. | Daniel G Cohen | Chairman and CE Europe | Cohen & Company, LLC Membership Units | - | A | 0 | 2020-10-22 | $0.00 | 2,000,000 | 20,859,355 | D | Form 4 |
| $ESP | ESPEY MFG & ELECTRONICS CORP | Paul J Corr | - | Stock Option | | A | 0 | 2020-10-21 | $18.05 | 2,550 | 18,142 | D | Form 4 |
| $DSS | DOCUMENT SECURITY SYSTEMS INC | Chan Heng Fai Ambrose | - | Series A Convertible Preferred Stock | | C | 0 | 2020-10-16 | | 4,293 | 42,575 | I | Form 4 |
| $USNA | USANA HEALTH SCIENCES INC | Timothy E Wood | - | Restricted Stock Unit | - | M | 0 | 2020-10-21 | $0.00 | 426 | 852 | D | Form 4 |
| $LUMN | CENTURYLINK, INC | Michael James Roberts | - | Phantom Stock | | A | 0 | 2020-09-11 | $10.69 | 185 | 8,086 | D | Form 4 |
| $IMMU | IMMUNOMEDICS INC | Scott A Canute | - | Stock Option (Right to Buy) | - | D | 0 | 2020-10-23 | | 155,286 | 0 | D | Form 4 |
| $IMMU | IMMUNOMEDICS INC | Scott A Canute | - | Restricted Stock Unit | - | D | 0 | 2020-10-23 | | 3,718 | 0 | D | Form 4 |
| $ESP | ESPEY MFG & ELECTRONICS CORP | Katrina Leonore Sparano | Asst. Treasurer | Stock Option | | A | 0 | 2020-10-21 | $18.05 | 2,500 | 16,150 | D | Form 4 |
| $ENV | ENVESTNET, INC. | Brandon Thomas | Chief Investment Officer | Employee Stock Option (Right to Buy) | - | M | 0 | 2020-10-21 | $0.00 | 10,000 | 0 | D | Form 4 |
| $ENV | ENVESTNET, INC. | Brandon Thomas | Chief Investment Officer | Employee Stock Option (Right to Buy) | - | M | 0 | 2020-10-21 | $0.00 | 7,647 | 0 | D | Form 4 |
| $ENV | ENVESTNET, INC. | Brandon Thomas | Chief Investment Officer | Employee Stock Option (Right to Buy) | - | M | 0 | 2020-10-21 | $0.00 | 8,000 | 0 | D | Form 4 |
| $ENV | ENVESTNET, INC. | Brandon Thomas | Chief Investment Officer | Employee Stock Option (Right to Buy) | - | M | 0 | 2020-10-21 | $0.00 | 6,200 | 0 | D | Form 4 |
| $ENV | ENVESTNET, INC. | Brandon Thomas | Chief Investment Officer | Employee Stock Option (Right to Buy) | - | M | 0 | 2020-10-21 | $0.00 | 4,800 | 0 | D | Form 4 |
| $ENV | ENVESTNET, INC. | Brandon Thomas | Chief Investment Officer | Employee Stock Option (Right to Buy) | - | M | 0 | 2020-10-21 | $0.00 | 2,464 | 0 | D | Form 4 |
| $ENV | ENVESTNET, INC. | Brandon Thomas | Chief Investment Officer | Employee Stock Option (Right to Buy) | - | M | 0 | 2020-10-21 | $0.00 | 1,690 | 0 | D | Form 4 |
| $CLMT | Calumet Specialty Products Partners, L.P. | James S Carter | - | Phantom Unit | - | M | 0 | 2020-10-22 | $0.00 | 90 | 8,281 | D | Form 4 |
| $CLMT | Calumet Specialty Products Partners, L.P. | Robert E Funk | - | Phantom Unit | - | M | 0 | 2020-10-22 | $0.00 | 87 | 4,166 | D | Form 4 |
| $CLMT | Calumet Specialty Products Partners, L.P. | Fehsenfeld Fred M Jr | - | Phantom Unit | - | M | 0 | 2020-10-22 | $0.00 | 82 | 6,953 | D | Form 4 |
| $IMMU | IMMUNOMEDICS INC | Barbara Gayle Duncan | - | Stock Option (Right to Buy) | - | D | 0 | 2020-10-23 | | 6,540 | 0 | D | Form 4 |
| $IMMU | IMMUNOMEDICS INC | Barbara Gayle Duncan | - | Restricted Stock Unit | - | D | 0 | 2020-10-23 | | 3,718 | 0 | D | Form 4 |
| $SRSA | Sarissa Capital Acquisition Corp. | Sarissa Capital Acquisition Sponsor Llc | - | Warrants to purchase Class A ordinary shares | | P | 0 | 2020-10-23 | $1.50 | 3,333,333 | 3,333,333 | D | Form 4 |
| $MCI | BARINGS CORPORATE INVESTORS | Thomas M Finke | - | Barings Non-Qualified Thrift Plan | - | J | 0 | 2020-10-22 | $12.04 | 30 | 46,032 | D | Form 4 |
| $GMS | GMS Inc. | Scott M Deakin | VP, Chief Financial Officer | Restricted Stock Units | - | M | 0 | 2020-10-21 | $0.00 | 3,322 | 6,644 | D | Form 4 |
| $ONEM | 1Life Healthcare Inc | Kimber D Lockhart | Chief Technology Officer | Stock Option (Right to Buy) | | M | false | 2020-10-21 | $0.00 | 15,000 | 135,000 | D | Form 4 |
| $QTWO | Q2 Holdings, Inc. | Adam D Blue | Chief Technology Officer | Stock Option (right to buy) | - | M | 0 | 2020-10-21 | $0.00 | 1,026 | 4,104 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Peter Boockvar | - | Option | - | A | 0 | 2020-09-11 | $0.00 | 37,500 | 37,500 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Peter Boockvar | - | Option | - | A | 0 | 2020-09-11 | $0.00 | 37,500 | 37,500 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Peter Boockvar | - | Option | - | D | 0 | 2020-09-11 | $0.00 | 25,000 | 0 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Peter Boockvar | - | Option | - | A | 0 | 2020-09-11 | $0.00 | 25,000 | 25,000 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Peter Boockvar | - | Option | - | D | 0 | 2020-09-11 | $0.00 | 25,000 | 0 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Peter Boockvar | - | Option | - | A | 0 | 2020-09-11 | $0.00 | 25,000 | 25,000 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Peter Boockvar | - | Option | - | D | 0 | 2020-09-11 | $0.00 | 25,000 | 0 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Peter Boockvar | - | Option | - | A | 0 | 2020-09-11 | $0.00 | 25,000 | 25,000 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Peter Boockvar | - | Option | - | D | 0 | 2020-09-11 | $0.00 | 25,000 | 0 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Peter Boockvar | - | Option | - | A | 0 | 2020-09-11 | $0.00 | 25,000 | 25,000 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Peter Boockvar | - | Option | - | D | 0 | 2020-09-11 | $0.00 | 25,000 | 0 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Peter Boockvar | - | Option | - | A | 0 | 2020-09-11 | $0.00 | 25,000 | 25,000 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Peter Boockvar | - | Option | - | D | 0 | 2020-09-11 | $0.00 | 37,500 | 0 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Peter Boockvar | - | Option | - | A | 0 | 2020-09-11 | $0.00 | 37,500 | 37,500 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Peter Boockvar | - | Option | - | D | 0 | 2020-09-11 | $0.00 | 37,500 | 0 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Peter Boockvar | - | Option | - | A | 0 | 2020-09-11 | $0.00 | 37,500 | 37,500 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Peter Boockvar | - | Option | - | D | 0 | 2020-09-11 | $0.00 | 37,500 | 0 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Peter Boockvar | - | Option | - | A | 0 | 2020-09-11 | $0.00 | 37,500 | 37,500 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Peter Boockvar | - | Option | - | D | 0 | 2020-09-11 | $0.00 | 37,500 | 0 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Peter Boockvar | - | Option | - | A | 0 | 2020-09-11 | $0.00 | 37,500 | 37,500 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Peter Boockvar | - | Option | - | D | 0 | 2020-09-11 | $0.00 | 37,500 | 0 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Peter Boockvar | - | Option | - | A | 0 | 2020-09-11 | $0.00 | 37,500 | 37,500 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Peter Boockvar | - | Option | - | D | 0 | 2020-09-11 | $0.00 | 37,500 | 0 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Peter Boockvar | - | Option | - | A | 0 | 2020-09-11 | $0.00 | 37,500 | 37,500 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Peter Boockvar | - | Option | - | D | 0 | 2020-09-11 | $0.00 | 200,000 | 0 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Peter Boockvar | - | Option | - | A | 0 | 2020-09-11 | $0.00 | 200,000 | 200,000 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Peter Boockvar | - | Option | - | D | 0 | 2020-09-11 | $0.00 | 75,000 | 0 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Peter Boockvar | - | Option | - | A | 0 | 2020-09-11 | $0.00 | 75,000 | 75,000 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Peter Boockvar | - | Option | - | D | 0 | 2020-09-11 | $0.00 | 75,000 | 0 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Peter Boockvar | - | Option | - | A | 0 | 2020-09-11 | $0.00 | 75,000 | 75,000 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Peter Boockvar | - | Option | - | D | 0 | 2020-09-11 | $0.00 | 37,500 | 0 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Peter Boockvar | - | Option | - | A | 0 | 2020-09-11 | $0.00 | 37,500 | 37,500 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Peter Boockvar | - | Option | - | D | 0 | 2020-09-11 | $0.00 | 37,500 | 0 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Peter Boockvar | - | Option | - | A | 0 | 2020-09-11 | $0.00 | 37,500 | 37,500 | D | Form 4 |
| $MCI | BARINGS CORPORATE INVESTORS | Stephen Jarvis | - | Barings Non-Qualified Thrift Plan | - | J | 0 | 2020-10-22 | $12.04 | 15 | 614 | D | Form 4 |
| $GHLD | Guild Holdings Co | Martha E. Marcon | - | Restricted Stock Units | | A | 0 | 2020-10-21 | $0.00 | 13,333 | 13,333 | D | Form 4 |
| $SFIX | Stitch Fix, Inc. | Baseline Ventures 2009 Llc | - | Class B Common Stock | | C | 0 | 2020-10-21 | $0.00 | 826,451 | 22,593,831 | I | Form 4 |
| $SFIX | Stitch Fix, Inc. | Baseline Ventures 2009 Llc | - | Class B Common Stock | | J | 0 | 2020-10-21 | $0.00 | 375,576 | 22,218,255 | I | Form 4 |
| $RUN | Sunrun Inc. | David Bywater | CEO of Vivint Solar, Inc. | Employee Stock Option (right to buy) | - | A | 0 | 2020-10-21 | $0.00 | 32,500 | 32,500 | D | Form 4 |
| $RUN | Sunrun Inc. | David Bywater | CEO of Vivint Solar, Inc. | Employee Stock Option (right to buy) | - | A | 0 | 2020-10-21 | $0.00 | 40,624 | 40,624 | D | Form 4 |
| $ADM | Archer-Daniels-Midland Co | Joseph D. Taets | Senior Vice President | Employee stock option (right to buy) | - | M | 0 | 2020-10-21 | $0.00 | 5,146 | 6,972 | D | Form 4 |
| $ADM | Archer-Daniels-Midland Co | Joseph D. Taets | Senior Vice President | Employee stock option (right to buy) | - | M | 0 | 2020-10-22 | $0.00 | 1,661 | 5,311 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Mark D. Green | - | Option | - | A | 0 | 2020-09-11 | $0.00 | 37,500 | 37,500 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Mark D. Green | - | Option | - | A | 0 | 2020-09-11 | $0.00 | 37,500 | 37,500 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Mark D. Green | - | Option | - | D | 0 | 2020-09-11 | $0.00 | 100,000 | 0 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Mark D. Green | - | Option | - | A | 0 | 2020-09-11 | $0.00 | 100,000 | 100,000 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Mark D. Green | - | Option | - | D | 0 | 2020-09-11 | $0.00 | 25,000 | 0 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Mark D. Green | - | Option | - | A | 0 | 2020-09-11 | $0.00 | 25,000 | 25,000 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Mark D. Green | - | Option | - | D | 0 | 2020-09-11 | $0.00 | 25,000 | 0 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Mark D. Green | - | Option | - | A | 0 | 2020-09-11 | $0.00 | 25,000 | 25,000 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Mark D. Green | - | Option | - | D | 0 | 2020-09-11 | $0.00 | 25,000 | 0 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Mark D. Green | - | Option | - | A | 0 | 2020-09-11 | $0.00 | 25,000 | 25,000 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Mark D. Green | - | Option | - | D | 0 | 2020-09-11 | $0.00 | 25,000 | 0 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Mark D. Green | - | Option | - | A | 0 | 2020-09-11 | $0.00 | 25,000 | 25,000 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Mark D. Green | - | Option | - | D | 0 | 2020-09-11 | $0.00 | 37,500 | 0 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Mark D. Green | - | Option | - | A | 0 | 2020-09-11 | $0.00 | 37,500 | 37,500 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Mark D. Green | - | Option | - | D | 0 | 2020-09-11 | $0.00 | 37,500 | 0 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Mark D. Green | - | Option | - | A | 0 | 2020-09-11 | $0.00 | 37,500 | 37,500 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Mark D. Green | - | Option | - | D | 0 | 2020-09-11 | $0.00 | 37,500 | 0 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Mark D. Green | - | Option | - | A | 0 | 2020-09-11 | $0.00 | 37,500 | 37,500 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Mark D. Green | - | Option | - | D | 0 | 2020-09-11 | $0.00 | 37,500 | 0 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Mark D. Green | - | Option | - | A | 0 | 2020-09-11 | $0.00 | 37,500 | 37,500 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Mark D. Green | - | Option | - | D | 0 | 2020-09-11 | $0.00 | 37,500 | 0 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Mark D. Green | - | Option | - | A | 0 | 2020-09-11 | $0.00 | 37,500 | 37,500 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Mark D. Green | - | Option | - | D | 0 | 2020-09-11 | $0.00 | 37,500 | 0 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Mark D. Green | - | Option | - | A | 0 | 2020-09-11 | $0.00 | 37,500 | 37,500 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Mark D. Green | - | Option | - | D | 0 | 2020-09-11 | $0.00 | 200,000 | 0 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Mark D. Green | - | Option | - | A | 0 | 2020-09-11 | $0.00 | 200,000 | 200,000 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Mark D. Green | - | Option | - | D | 0 | 2020-09-11 | $0.00 | 75,000 | 0 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Mark D. Green | - | Option | - | A | 0 | 2020-09-11 | $0.00 | 75,000 | 75,000 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Mark D. Green | - | Option | - | D | 0 | 2020-09-11 | $0.00 | 75,000 | 0 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Mark D. Green | - | Option | - | A | 0 | 2020-09-11 | $0.00 | 75,000 | 75,000 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Mark D. Green | - | Option | - | D | 0 | 2020-09-11 | $0.00 | 37,500 | 0 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Mark D. Green | - | Option | - | A | 0 | 2020-09-11 | $0.00 | 37,500 | 37,500 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Mark D. Green | - | Option | - | D | 0 | 2020-09-11 | $0.00 | 37,500 | 0 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Mark D. Green | - | Option | - | A | 0 | 2020-09-11 | $0.00 | 37,500 | 37,500 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Seth Oster | - | Option | - | A | 0 | 2020-09-11 | $0.00 | 37,500 | 37,500 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Seth Oster | - | Option | - | A | 0 | 2020-09-11 | $0.00 | 37,500 | 37,500 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Seth Oster | - | Option | - | D | 0 | 2020-09-11 | $0.00 | 100,000 | 0 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Seth Oster | - | Option | - | A | 0 | 2020-09-11 | $0.00 | 100,000 | 100,000 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Seth Oster | - | Option | - | D | 0 | 2020-09-11 | $0.00 | 75,000 | 0 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Seth Oster | - | Option | - | A | 0 | 2020-09-11 | $0.00 | 75,000 | 75,000 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Seth Oster | - | Option | - | D | 0 | 2020-09-11 | $0.00 | 37,500 | 0 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Seth Oster | - | Option | - | A | 0 | 2020-09-11 | $0.00 | 37,500 | 37,500 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Seth Oster | - | Option | - | D | 0 | 2020-09-11 | $0.00 | 37,500 | 0 | D | Form 4 |
| $CANN | GENERAL CANNABIS CORP | Seth Oster | - | Option | - | A | 0 | 2020-09-11 | $0.00 | 37,500 | 37,500 | D | Form 4 |
| $CVET | COVETRUS, INC. | Benjamin Wolin | President and CEO | Restricted Stock Units | - | M | 0 | 2020-10-21 | $0.00 | 21,615 | 259,389 | D | Form 4 |
| $EXPI | EXP World Holdings, Inc. | Jason Gesing | CEO of eXp Realty | Stock Options | | M | false | 2020-10-22 | $0.00 | 100,000 | 31,943 | D | Form 4 |
| $PINS | PINTEREST, INC. | Evan Sharp | Co-Founder & Chief Design & Cr | Class B common stock | - | C | 0 | 2020-10-21 | $0.00 | 55,569 | 2,817,208 | D | Form 4 |
| $PINS | PINTEREST, INC. | Benjamin Silbermann | Chairman, President, CEO, Co-F | Class B common stock | - | C | 0 | 2020-10-21 | $0.00 | 52,600 | 1,989,781 | D | Form 4 |
| $MCI | BARINGS CORPORATE INVESTORS | Christina Emery | President | Barings Non-Qualified Thrift Plan | - | J | 0 | 2020-10-22 | $12.04 | 17 | 677 | D | Form 4 |
| $DDOG | Datadog, Inc. | Amit Agarwal | Chief Product Officer | Class B Common Stock | | C | 0 | 2020-10-21 | $0.00 | 151,617 | 949,607 | D | Form 4 |
| $DDOG | Datadog, Inc. | Amit Agarwal | Chief Product Officer | Class B Common Stock | | C | 0 | 2020-10-21 | $0.00 | 10,000 | 353,166 | I | Form 4 |
| $DDOG | Datadog, Inc. | Amit Agarwal | Chief Product Officer | Class B Common Stock | | C | 0 | 2020-10-21 | $0.00 | 212,267 | 1,300,000 | I | Form 4 |
| $DDOG | Datadog, Inc. | Amit Agarwal | Chief Product Officer | Class B Common Stock | | C | 0 | 2020-10-21 | $0.00 | 151,797 | 1,272,565 | I | Form 4 |
| $SOLY | Soliton, Inc. | Niquette L. Hunt | - | Stock option (right to buy) | - | A | 0 | 2020-10-22 | $8.92 | 30,000 | 30,000 | D | Form 4 |
| $DDOG | Datadog, Inc. | Michael James Callahan | - | Class B Common Stock | | C | 0 | 2020-10-21 | $0.00 | 11,000 | 346,606 | I | Form 4 |
| $SEAS | SeaWorld Entertainment, Inc. | George Anthony Taylor | See Remarks | Employee Stock Option (right to buy) | | M | 0 | 2020-10-22 | $0.00 | 26,000 | 28,973 | D | Form 4 |
| $SFIX | Stitch Fix, Inc. | Steven P. Anderson | - | Class B Common Stock | | C | 0 | 2020-10-21 | $0.00 | 826,451 | 23,593,831 | I | Form 4 |
| $SFIX | Stitch Fix, Inc. | Steven P. Anderson | - | Class B Common Stock | | J | 0 | 2020-10-21 | $0.00 | 375,576 | 22,218,255 | I | Form 4 |
| $SFIX | Stitch Fix, Inc. | Steven P. Anderson | - | Class B Common Stock | | J | 0 | 2020-10-21 | $0.00 | 375,576 | 751,152 | D | Form 4 |
| $SFIX | Stitch Fix, Inc. | Katrina Lake | Chief Executive Officer | Class B Common Stock | - | C | 0 | 2020-10-21 | $0.00 | 4,697 | 390,145 | I | Form 4 |
| $SFIX | Stitch Fix, Inc. | Katrina Lake | Chief Executive Officer | Class B Common Stock | - | C | 0 | 2020-10-21 | $0.00 | 22,222 | 10,440,015 | I | Form 4 |
| $SFIX | Stitch Fix, Inc. | Katrina Lake | Chief Executive Officer | Class B Common Stock | - | C | 0 | 2020-10-21 | $0.00 | 9,722 | 374,550 | I | Form 4 |
| $SFIX | Stitch Fix, Inc. | Katrina Lake | Chief Executive Officer | Class B Common Stock | - | C | 0 | 2020-10-22 | $0.00 | 4,697 | 385,448 | I | Form 4 |
| $SFIX | Stitch Fix, Inc. | Katrina Lake | Chief Executive Officer | Class B Common Stock | - | C | 0 | 2020-10-22 | $0.00 | 22,222 | 10,417,793 | I | Form 4 |
| $SFIX | Stitch Fix, Inc. | Katrina Lake | Chief Executive Officer | Class B Common Stock | - | C | 0 | 2020-10-22 | $0.00 | 9,722 | 364,828 | I | Form 4 |
| $SFIX | Stitch Fix, Inc. | Katrina Lake | Chief Executive Officer | Class B Common Stock | - | C | 0 | 2020-10-23 | $0.00 | 4,699 | 380,749 | I | Form 4 |
| $SFIX | Stitch Fix, Inc. | Katrina Lake | Chief Executive Officer | Class B Common Stock | - | C | 0 | 2020-10-23 | $0.00 | 22,222 | 10,395,571 | I | Form 4 |
| $SFIX | Stitch Fix, Inc. | Katrina Lake | Chief Executive Officer | Class B Common Stock | - | C | 0 | 2020-10-23 | $0.00 | 9,722 | 355,106 | I | Form 4 |
| $SFIX | Stitch Fix, Inc. | Neal Mohan | - | Non-qualified Stock Option (Right to Buy) | - | A | 0 | 2020-10-21 | $0.00 | 795 | 795 | D | Form 4 |
| $IMMU | IMMUNOMEDICS INC | Charles M Baum | - | Stock Option (Right to Buy) | - | D | 0 | 2020-10-23 | | 46,117 | 0 | D | Form 4 |
| $IMMU | IMMUNOMEDICS INC | Charles M Baum | - | Restricted Stock Unit | - | D | 0 | 2020-10-23 | | 3,718 | 0 | D | Form 4 |
| $CDAK | Codiak BioSciences, Inc. | Alaska Permanent Fund Corp | - | Series A redeemable convertible preferred stock | - | C | 0 | 2020-10-16 | $0.00 | 20,450,000 | 0 | I | Form 4 |
| $CDAK | Codiak BioSciences, Inc. | Alaska Permanent Fund Corp | - | Series B redeemable convertible preferred stock | - | C | 0 | 2020-10-16 | $0.00 | 3,333,333 | 0 | I | Form 4 |
| $CDAK | Codiak BioSciences, Inc. | Alaska Permanent Fund Corp | - | Series B redeemable convertible preferred stock | - | C | 0 | 2020-10-16 | $0.00 | 5,333,333 | 0 | I | Form 4 |
| $CDAK | Codiak BioSciences, Inc. | Alaska Permanent Fund Corp | - | Series C redeemable convertible preferred stock | - | C | 0 | 2020-10-16 | $0.00 | 1,320,097 | 0 | I | Form 4 |
| $CDAK | Codiak BioSciences, Inc. | Alaska Permanent Fund Corp | - | Series C redeemable convertible preferred stock | - | C | 0 | 2020-10-16 | $0.00 | 1,320,097 | 0 | I | Form 4 |
| $MIK | Michaels Companies, Inc. | John Robert Koch | EVP - Stores & Development | Restricted Stock Units | - | M | 0 | 2020-10-21 | $0.00 | 12,500 | 37,500 | D | Form 4 |
| $EXEL | EXELIXIS, INC. | Jeffrey Hessekiel | EVP and General Counsel | Option (right to buy) | - | M | 0 | 2020-10-21 | $0.00 | 39,742 | 60,000 | D | Form 4 |
| $GPC | GENUINE PARTS CO | Donna Westbrook Hyland | - | Phantom Shares | | A | 0 | 2020-10-22 | $0.00 | 21 | 4,693 | D | Form 4 |
| $ESP | ESPEY MFG & ELECTRONICS CORP | Enright Patrick Thomas Jr. | President and CEO | Stock Option | | A | 0 | 2020-10-21 | $18.05 | 6,000 | 37,200 | D | Form 4 |
| $IMMU | IMMUNOMEDICS INC | Behzad Aghazadeh | - | Stock Option (Right to Buy) | - | D | 0 | 2020-10-23 | | 202,614 | 0 | D | Form 4 |
| $IMMU | IMMUNOMEDICS INC | Behzad Aghazadeh | - | Restricted Stock Unit | - | D | 0 | 2020-10-23 | | 103,718 | 0 | D | Form 4 |
| $IMMU | IMMUNOMEDICS INC | Kurt J. Andrews | Chief Human Resources Officer | Stock Option (Right to Buy) | - | D | 0 | 2020-10-23 | | 238,072 | 0 | D | Form 4 |
| $IMMU | IMMUNOMEDICS INC | Robert Azelby | - | Stock Option (Right to Buy) | - | D | 0 | 2020-10-23 | | 29,040 | 0 | D | Form 4 |
| $IMMU | IMMUNOMEDICS INC | Robert Azelby | - | Restricted Stock Unit | - | D | 0 | 2020-10-23 | | 3,718 | 0 | D | Form 4 |
| $USNA | USANA HEALTH SCIENCES INC | Frederic J Winssinger | - | Restricted Stock Units | - | M | 0 | 2020-10-21 | $0.00 | 426 | 852 | D | Form 4 |
| $USNA | USANA HEALTH SCIENCES INC | Feng Peng | - | Restricted Stock Unit | - | M | 0 | 2020-10-21 | $0.00 | 426 | 852 | D | Form 4 |
| $ADI | ANALOG DEVICES INC | Martin Cotter | SVP, WW Sales & Dig MKTG | Non-Qualified Stock Option (right to buy) | - | M | 0 | 2020-10-22 | $46.48 | 7,720 | 0 | D | Form 4 |
| $ADI | ANALOG DEVICES INC | Martin Cotter | SVP, WW Sales & Dig MKTG | Non-Qualified Stock Option (right to buy) | - | M | 0 | 2020-10-22 | $51.73 | 2,280 | 12,210 | D | Form 4 |
| $CVNA | CARVANA CO. | Holdings Llc Cvan | - | Forward Sale Contract (obligation to sell) | | J | 0 | 2020-10-22 | | 1,666,667 | 1,666,667 | D | Form 4 |
| $CVNA | CARVANA CO. | Holdings Llc Cvan | - | Forward Sale Contract (obligation to sell) | | J | 0 | 2020-10-22 | | 1,666,667 | 1,666,667 | D | Form 4 |
| $CVNA | CARVANA CO. | Holdings Llc Cvan | - | Forward Sale Contract (obligation to sell) | | J | 0 | 2020-10-22 | | 1,666,666 | 1,666,666 | D | Form 4 |
| $MATW | MATTHEWS INTERNATIONAL CORP | Lillian Etzkorn | - | Restricted Share Units | - | A | 0 | 2020-10-22 | $0.00 | 2,635 | 2,635 | D | Form 4 |
| $APH | AMPHENOL CORP /DE/ | Dieter Ehrmanntraut | VP & Grp GM, Automotive Prod | Stock Option | - | M | 0 | 2020-10-23 | $0.00 | 78,500 | 0 | D | Form 4 |
| $APH | AMPHENOL CORP /DE/ | Dieter Ehrmanntraut | VP & Grp GM, Automotive Prod | Stock Option | - | M | 0 | 2020-10-23 | $0.00 | 80,000 | 20,000 | D | Form 4 |
| $IMMU | IMMUNOMEDICS INC | Khalid Islam | - | Stock Option (Right to Buy) | - | D | 0 | 2020-10-23 | | 52,614 | 0 | D | Form 4 |
| $IMMU | IMMUNOMEDICS INC | Khalid Islam | - | Restricted Stock Unit | - | D | 0 | 2020-10-23 | | 3,718 | 0 | D | Form 4 |
| $IMMU | IMMUNOMEDICS INC | Brendan Delaney | Chief Commercial Officer | Stock Option (Right to Buy) | - | D | 0 | 2020-10-23 | | 390,460 | 0 | D | Form 4 |
| $IMMU | IMMUNOMEDICS INC | Usama Malik | Chief Fin. & Business Officer | Stock Option (Right to Buy) | - | D | 0 | 2020-10-23 | | 386,080 | 0 | D | Form 4 |
| $EV | EATON VANCE CORP | Daniel C. Cataldo | Chief Administrative Officer | Option (right to buy) | - | M | 0 | 2020-10-21 | $0.00 | 5,500 | 0 | D | Form 4 |
| $ESP | ESPEY MFG & ELECTRONICS CORP | Sexauer Roger Nicholas Ii | - | Stock Option | | A | 0 | 2020-10-21 | $18.05 | 2,150 | 6,142 | D | Form 4 |
| $IMMU | IMMUNOMEDICS INC | Jared Freedberg | Gen. Counsel & Corp. Secretary | Stock Option (Right to Buy) | - | D | 0 | 2020-10-23 | | 280,105 | 0 | D | Form 4 |
| $USNA | USANA HEALTH SCIENCES INC | Peggie Pelosi | - | Restricted Stock Units | - | M | 0 | 2020-10-21 | $0.00 | 426 | 852 | D | Form 4 |
| $IMMU | IMMUNOMEDICS INC | Bryan Ball | Chief Quality Officer | Stock Option (Right to Buy) | - | D | 0 | 2020-10-23 | | 261,937 | 0 | D | Form 4 |
| $GO | Grocery Outlet Holding Corp. | Lindberg Eric J. Jr. | Chief Executive Officer | Stock Options (Right to Buy) | | M | 0 | 2020-10-21 | $0.00 | 25,000 | 1,207,614 | D | Form 4 |
| $GO | Grocery Outlet Holding Corp. | Pamela B. Burke | CAO, GC & Secretary | Stock Options (Right to Buy) | | M | 0 | 2020-10-21 | $0.00 | 11,314 | 11,309 | D | Form 4 |
| $GO | Grocery Outlet Holding Corp. | Sheedy Robert Joseph Jr. | President | Stock Options (Right to Buy) | | M | 0 | 2020-10-22 | $0.00 | 18,750 | 235,811 | D | Form 4 |
| $BILL | Bill.com Holdings, Inc. | Bora Chung | Chief Experience Officer | Employee Stock Option (Right to Buy) | | M | 0 | 2020-10-22 | $0.00 | 22,500 | 247,170 | D | Form 4 |
| $ARQT | Arcutis Biotherapeutics, Inc. | Kenneth A. Lock | Chief Commercial Officer | Stock Option (Right to Buy) | | M | 0 | 2020-10-22 | $0.00 | 2,695 | 149,748 | D | Form 4 |
| $REGN | REGENERON PHARMACEUTICALS, INC. | Andrew J Murphy | EVP Research | Incentive Stock Option (right to buy) | - | M | 0 | 2020-10-22 | $0.00 | 3,264 | 0 | D | Form 4 |
| $REGN | REGENERON PHARMACEUTICALS, INC. | Andrew J Murphy | EVP Research | Incentive Stock Option (right to buy) | - | M | 0 | 2020-10-22 | $0.00 | 1,921 | 0 | D | Form 4 |
| $GPC | GENUINE PARTS CO | Richard Jr Cox | - | Phantom Shares | | A | 0 | 2020-10-22 | $0.00 | 21 | 913 | D | Form 4 |
| $MCI | BARINGS CORPORATE INVESTORS | Sears Merritt | - | MassMutual Non-Qualified Thrift Plan | - | J | 0 | 2020-10-22 | $12.04 | 34 | 2,765 | D | Form 4 |
| $GHLD | Guild Holdings Co | Desiree Amber Elwell | See Remarks | Restricted Stock Units | | A | 0 | 2020-10-21 | $0.00 | 70,667 | 70,667 | D | Form 4 |
| $GHLD | Guild Holdings Co | Barrett Horn | See Remarks | Restricted Stock Units | | A | 0 | 2020-10-21 | $0.00 | 75,000 | 75,000 | D | Form 4 |
| $GHLD | Guild Holdings Co | Terry Lynn Schmidt | PRESIDENT | Restricted Stock Units | | A | 0 | 2020-10-21 | $0.00 | 116,667 | 116,667 | D | Form 4 |
| $GHLD | Guild Holdings Co | David Manuel Neylan | See Remarks | Restricted Stock Units | | A | 0 | 2020-10-21 | $0.00 | 73,333 | 73,333 | D | Form 4 |
| $GHLD | Guild Holdings Co | Patrick Joseph Duffy | - | Restricted Stock Units | | A | 0 | 2020-10-21 | $0.00 | 16,667 | 16,667 | D | Form 4 |
| $GHLD | Guild Holdings Co | Edward Jr Bryant | - | Restricted Stock Units | | A | 0 | 2020-10-21 | $0.00 | 13,333 | 13,333 | D | Form 4 |
| $GHLD | Guild Holdings Co | Lisa Irene Klika | See Remarks | Restricted Stock Units | | A | 0 | 2020-10-21 | $0.00 | 45,333 | 45,333 | D | Form 4 |
| $GHLD | Guild Holdings Co | Mary Ann Mcgarry | CHIEF EXECUTIVE OFFICER | Restricted Stock Units | | A | 0 | 2020-10-21 | $0.00 | 126,667 | 126,667 | D | Form 4 |
| $GHLD | Guild Holdings Co | Michael Charles Meyer | - | Restricted Stock Units | | A | 0 | 2020-10-21 | $0.00 | 13,333 | 13,333 | D | Form 4 |
