| Whale |
Ticker |
Company Name |
Security Type |
Quantity |
Status |
% Change |
% Allocation |
Value |
% Change |
Valuation Price |
Sec Link |
| Excalibur Management Corp | $AMZN | Amazon Com Inc Com | Stock | 132 | Increased | 34.69 | 0.23 | 430,000.00 | 39.16 | 3,257.58 | Form 13 |
| Excalibur Management Corp | $VIAC | Viacomcbs Inc Cl B | Stock | 5,750 | New! | 0.00 | 0.11 | 214,000.00 | 0.00 | 37.22 | Form 13 |
| Excalibur Management Corp | $ARE | Alexandria Real Estate Eq Inc Com | Reit | 1,250 | Maintained | 0.00 | 0.12 | 223,000.00 | 11.50 | 178.40 | Form 13 |
| Excalibur Management Corp | $SBUX | Starbucks Corp Com | Stock | 5,860 | Maintained | 0.00 | 0.34 | 627,000.00 | 24.65 | 107.00 | Form 13 |
| Excalibur Management Corp | $FNLC | First Bancorp Inc Me Com | Stock | 9,177 | New! | 0.00 | 0.13 | 233,000.00 | 0.00 | 25.39 | Form 13 |
| Excalibur Management Corp | $NMT | Nuveen Massachusets Qlt Mun Fd Com | Cef | 11,375 | Maintained | 0.00 | 0.09 | 166,000.00 | 4.40 | 14.59 | Form 13 |
| Excalibur Management Corp | $JNJ | Johnson & Johnson Com | Stock | 40,781 | Decreased | -2.79 | 3.45 | 6,418,000.00 | 2.75 | 157.38 | Form 13 |
| Excalibur Management Corp | $IXN | Ishares Global Tech Etf | Etf | 1,070 | Maintained | 0.00 | 0.17 | 321,000.00 | 13.83 | 300.00 | Form 13 |
| Excalibur Management Corp | $COST | Costco Whsl Corp New Com | Stock | 1,060 | Maintained | 0.00 | 0.21 | 399,000.00 | 6.12 | 376.42 | Form 13 |
| Excalibur Management Corp | $GS | Goldman Sachs Group Inc Com | Stock | 5,596 | Decreased | -9.13 | 0.79 | 1,476,000.00 | 19.22 | 263.76 | Form 13 |
| Excalibur Management Corp | $RDSA | Royal Dutch Shell Plc Spons Adr A | Adr | 21,254 | Decreased | -6.02 | 0.40 | 747,000.00 | 31.28 | 35.15 | Form 13 |
| Excalibur Management Corp | $NMY | Nuveen Maryland Qlt Mun Inc Fd Com | Cef | 50,816 | Decreased | -3.60 | 0.39 | 717,000.00 | 3.31 | 14.11 | Form 13 |
| Excalibur Management Corp | $PG | Procter And Gamble Co Com | Stock | 29,759 | Decreased | -3.40 | 2.22 | 4,141,000.00 | -3.29 | 139.15 | Form 13 |
| Excalibur Management Corp | $KO | Coca Cola Co Com | Stock | 40,256 | Decreased | -1.64 | 1.19 | 2,208,000.00 | 9.25 | 54.85 | Form 13 |
| Excalibur Management Corp | $GIS | General Mls Inc Com | Stock | 15,730 | Maintained | 0.00 | 0.50 | 925,000.00 | -4.64 | 58.80 | Form 13 |
| Excalibur Management Corp | $TFC | Truist Finl Corp Com | Stock | 4,593 | New! | 0.00 | 0.12 | 220,000.00 | 0.00 | 47.90 | Form 13 |
| Excalibur Management Corp | $UPS | United Parcel Service Inc Cl B | Stock | 12,843 | Decreased | -5.27 | 1.16 | 2,163,000.00 | -4.25 | 168.42 | Form 13 |
| Excalibur Management Corp | $AVB | Avalonbay Cmntys Inc Com | Reit | 4,390 | Maintained | 0.00 | 0.38 | 704,000.00 | 7.32 | 160.36 | Form 13 |
| Excalibur Management Corp | $INTC | Intel Corp Com | Stock | 43,003 | Increased | 4.53 | 1.15 | 2,142,000.00 | 0.56 | 49.81 | Form 13 |
| Excalibur Management Corp | $MDT | Medtronic Plc Shs | Stock | 2,479 | Maintained | 0.00 | 0.16 | 290,000.00 | 12.40 | 116.98 | Form 13 |
| Excalibur Management Corp | $CLX | Clorox Co Del Com | Stock | 3,628 | Maintained | 0.00 | 0.39 | 733,000.00 | -3.81 | 202.04 | Form 13 |
| Excalibur Management Corp | $MRK | Merck & Co. Inc Com | Stock | 57,282 | Increased | 0.58 | 2.52 | 4,686,000.00 | -0.80 | 81.81 | Form 13 |
| Excalibur Management Corp | $SPY | Spdr S&p 500 Etf | Etf | 2,667 | Decreased | -1.00 | 0.54 | 997,000.00 | 10.53 | 373.83 | Form 13 |
| Excalibur Management Corp | $MCK | Mckesson Corp Com | Stock | 1,345 | Maintained | 0.00 | 0.13 | 234,000.00 | 17.00 | 173.98 | Form 13 |
| Excalibur Management Corp | $MA | Mastercard Incorporated Cl A | Stock | 2,206 | Decreased | -8.31 | 0.42 | 787,000.00 | -3.32 | 356.75 | Form 13 |
| Excalibur Management Corp | $ITW | Illinois Tool Wks Inc Com | Stock | 2,366 | Decreased | -0.63 | 0.26 | 482,000.00 | 4.78 | 203.72 | Form 13 |
| Excalibur Management Corp | $EMR | Emerson Elec Co Com | Stock | 6,140 | Maintained | 0.00 | 0.27 | 494,000.00 | 22.58 | 80.46 | Form 13 |
| Excalibur Management Corp | $TIP | Ishares Tips Bond Etf | Etf | 4,470 | Increased | 9.96 | 0.31 | 571,000.00 | 11.09 | 127.74 | Form 13 |
| Excalibur Management Corp | $SJM | Smucker J M Co Com New | Stock | 2,903 | Decreased | -17.13 | 0.18 | 336,000.00 | -17.04 | 115.74 | Form 13 |
| Excalibur Management Corp | $VZ | Verizon Communications Inc Com | Stock | 111,089 | Increased | 0.92 | 3.51 | 6,526,000.00 | -0.34 | 58.75 | Form 13 |
| Excalibur Management Corp | $CB | Chubb Limited Com | Stock | 1,620 | New! | 0.00 | 0.13 | 249,000.00 | 0.00 | 153.70 | Form 13 |
| Excalibur Management Corp | $FDX | Fedex Corp Com | Stock | 7,239 | Decreased | -11.78 | 1.01 | 1,879,000.00 | -8.96 | 259.57 | Form 13 |
| Excalibur Management Corp | $PEP | Pepsico Inc Com | Stock | 17,802 | Decreased | -4.11 | 1.42 | 2,640,000.00 | 2.60 | 148.30 | Form 13 |
| Excalibur Management Corp | $SHY | Ishares 1-3 Year Treasury Bond Etf | Etf | 60,821 | Increased | 27.09 | 2.82 | 5,254,000.00 | 26.91 | 86.38 | Form 13 |
| Excalibur Management Corp | $KMB | Kimberly-clark Corp Com | Stock | 1,779 | New! | 0.00 | 0.13 | 240,000.00 | 0.00 | 134.91 | Form 13 |
| Excalibur Management Corp | $TAP | Molson Coors Beverage Co Cl B | Stock | 5,615 | New! | 0.00 | 0.14 | 254,000.00 | 0.00 | 45.24 | Form 13 |
| Excalibur Management Corp | $HON | Honeywell Intl Inc Com | Stock | 2,469 | Decreased | -4.08 | 0.28 | 525,000.00 | 23.82 | 212.64 | Form 13 |
| Excalibur Management Corp | $TT | Trane Technologies Plc Shs | Stock | 2,828 | Maintained | 0.00 | 0.22 | 411,000.00 | 19.83 | 145.33 | Form 13 |
| Excalibur Management Corp | $USB | Us Bancorp Del Com New | Stock | 7,685 | Decreased | -6.11 | 0.19 | 358,000.00 | 22.18 | 46.58 | Form 13 |
| Excalibur Management Corp | $HD | Home Depot Inc Com | Stock | 3,844 | Decreased | -1.81 | 0.55 | 1,021,000.00 | -6.07 | 265.61 | Form 13 |
| Excalibur Management Corp | $STPZ | Pimco 1-5 Year U.s. Tips Index Exchange-traded Fund | Etf | 4,770 | Maintained | 0.00 | 0.14 | 258,000.00 | 0.39 | 54.09 | Form 13 |
| Excalibur Management Corp | $GLD | Spdr Gold Shares | Etf | 4,621 | Increased | 200.85 | 0.44 | 824,000.00 | 202.94 | 178.32 | Form 13 |
| Excalibur Management Corp | $SO | Southern Co Com | Stock | 20,294 | Decreased | -0.35 | 0.67 | 1,247,000.00 | 12.95 | 61.45 | Form 13 |
| Excalibur Management Corp | $ROKU | Roku Inc Com Cl A | Stock | 625 | New! | 0.00 | 0.11 | 208,000.00 | 0.00 | 332.80 | Form 13 |
| Excalibur Management Corp | $BDX | Becton Dickinson & Co Com | Stock | 1,810 | Maintained | 0.00 | 0.24 | 453,000.00 | 7.60 | 250.28 | Form 13 |
| Excalibur Management Corp | $BTI | British Amern Tob Plc Sponsored Adr | Adr | 11,681 | Decreased | -12.39 | 0.24 | 438,000.00 | -9.13 | 37.50 | Form 13 |
| Excalibur Management Corp | $SPSB | Spdr Portfolio Short Term Corporate Bond Etf | Etf | 85,345 | Increased | 7.45 | 1.44 | 2,680,000.00 | 7.54 | 31.40 | Form 13 |
| Excalibur Management Corp | $BRKB | Berkshire Hathaway Inc Del Cl B New | Stock | 25,470 | Decreased | -4.79 | 3.17 | 5,906,000.00 | 3.67 | 231.88 | Form 13 |
| Excalibur Management Corp | $COLD | Americold Rlty Tr Com | Reit | 7,800 | New! | 0.00 | 0.16 | 291,000.00 | 0.00 | 37.31 | Form 13 |
| Excalibur Management Corp | $VCSH | Vanguard Short-term Corporate Bond Index Fund | Etf | 43,587 | Increased | 47.35 | 1.95 | 3,629,000.00 | 48.06 | 83.26 | Form 13 |
| Excalibur Management Corp | $VCIT | Vanguard Intermediate-term Corporate Bond Etf | Etf | 2,725 | Decreased | -8.40 | 0.14 | 265,000.00 | -7.02 | 97.25 | Form 13 |
| Excalibur Management Corp | $GOOGL | Alphabet Inc Cap Stk Cl A | Stock | 762 | Decreased | -7.64 | 0.72 | 1,336,000.00 | 10.50 | 1,753.28 | Form 13 |
| Excalibur Management Corp | $UL | Unilever Plc Spon Adr New | Adr | 8,214 | Increased | 12.61 | 0.27 | 496,000.00 | 10.22 | 60.38 | Form 13 |
| Excalibur Management Corp | $NEM | Newmont Corp Com | Stock | 7,290 | New! | 0.00 | 0.23 | 437,000.00 | 0.00 | 59.95 | Form 13 |
| Excalibur Management Corp | $CMCSA | Comcast Corp New Cl A | Stock | 4,180 | New! | 0.00 | 0.12 | 219,000.00 | 0.00 | 52.39 | Form 13 |
| Excalibur Management Corp | $MSFT | Microsoft Corp Com | Stock | 34,498 | Decreased | -1.78 | 4.12 | 7,673,000.00 | 3.86 | 222.42 | Form 13 |
| Excalibur Management Corp | $CVS | Cvs Health Corp Com | Stock | 54,800 | Decreased | -4.36 | 2.01 | 3,743,000.00 | 11.86 | 68.30 | Form 13 |
| Excalibur Management Corp | $SPG | Simon Ppty Group Inc New Com | Reit | 4,654 | Decreased | -0.28 | 0.21 | 397,000.00 | 31.46 | 85.30 | Form 13 |
| Excalibur Management Corp | $BRKA | Berkshire Hathaway Inc Del Cl A | Stock | 2 | Maintained | 0.00 | 0.37 | 696,000.00 | 8.75 | 348,000.00 | Form 13 |
| Excalibur Management Corp | $NKG | Nuveen Georgia Qlty Mun Inc Fd Com | Cef | 17,349 | New! | 0.00 | 0.12 | 227,000.00 | 0.00 | 13.08 | Form 13 |
| Excalibur Management Corp | $NEE | Nextera Energy Inc Com | Stock | 9,610 | Increased | 302.09 | 0.40 | 741,000.00 | 11.76 | 77.11 | Form 13 |
| Excalibur Management Corp | $NKE | Nike Inc Cl B | Stock | 3,844 | Maintained | 0.00 | 0.29 | 544,000.00 | 12.63 | 141.52 | Form 13 |
| Excalibur Management Corp | $NSC | Norfolk Southn Corp Com | Stock | 3,152 | Maintained | 0.00 | 0.40 | 749,000.00 | 11.13 | 237.63 | Form 13 |
| Excalibur Management Corp | $WBA | Walgreens Boots Alliance Inc Com | Stock | 5,916 | Decreased | -6.33 | 0.13 | 236,000.00 | 3.96 | 39.89 | Form 13 |
| Excalibur Management Corp | $MGF | Mfs Govt Mkts Income Tr Sh Ben Int | Cef | 77,908 | Increased | 59.18 | 0.19 | 358,000.00 | 57.71 | 4.60 | Form 13 |
| Excalibur Management Corp | $CSL | Carlisle Cos Inc Com | Stock | 89,902 | Increased | 0.40 | 7.54 | 14,041,000.00 | 28.15 | 156.18 | Form 13 |
| Excalibur Management Corp | $DOX | Amdocs Ltd Shs | Stock | 4,100 | Maintained | 0.00 | 0.16 | 291,000.00 | 23.83 | 70.98 | Form 13 |
| Excalibur Management Corp | $DOW | Dow Inc Com | Stock | 9,535 | Increased | 28.75 | 0.28 | 529,000.00 | 52.01 | 55.48 | Form 13 |
| Excalibur Management Corp | $LYFT | Lyft Inc Cl A Com | Stock | 13,327 | New! | 0.00 | 0.35 | 655,000.00 | 0.00 | 49.15 | Form 13 |
| Excalibur Management Corp | $ED | Consolidated Edison Inc Com | Stock | 5,604 | Decreased | -10.03 | 0.22 | 405,000.00 | -16.49 | 72.27 | Form 13 |
| Excalibur Management Corp | $LLY | Lilly Eli & Co Com | Stock | 1,250 | Maintained | 0.00 | 0.11 | 211,000.00 | 0.00 | 168.80 | Form 13 |
| Excalibur Management Corp | $DUK | Duke Energy Corp New Com New | Stock | 20,775 | Increased | 0.60 | 1.02 | 1,902,000.00 | 3.99 | 91.55 | Form 13 |
| Excalibur Management Corp | $BKT | Blackrock Income Tr Inc Com | Cef | 182,079 | Increased | 17.21 | 0.59 | 1,105,000.00 | 16.56 | 6.07 | Form 13 |
| Excalibur Management Corp | $CARR | Carrier Global Corporation Com | Stock | 12,342 | Decreased | -11.72 | 0.25 | 466,000.00 | 9.13 | 37.76 | Form 13 |
| Excalibur Management Corp | $INDB | Independent Bank Corp Mass Com | Stock | 28,465 | Decreased | -8.37 | 1.12 | 2,079,000.00 | 27.78 | 73.04 | Form 13 |
| Excalibur Management Corp | $V | Visa Inc Com Cl A | Stock | 13,455 | Decreased | -8.86 | 1.58 | 2,943,000.00 | -0.30 | 218.73 | Form 13 |
| Excalibur Management Corp | $PSX | Phillips 66 Com | Stock | 4,223 | Decreased | -2.58 | 0.16 | 295,000.00 | 31.11 | 69.86 | Form 13 |
| Excalibur Management Corp | $FB | Facebook Inc Cl A | Stock | 6,016 | Decreased | -7.49 | 0.88 | 1,643,000.00 | -3.52 | 273.11 | Form 13 |
| Excalibur Management Corp | $MDLZ | Mondelez Intl Inc Cl A | Stock | 4,136 | Decreased | -2.36 | 0.13 | 242,000.00 | -0.41 | 58.51 | Form 13 |
| Excalibur Management Corp | $WPC | Wp Carey Inc Com | Reit | 26,269 | New! | 0.00 | 1.00 | 1,854,000.00 | 0.00 | 70.58 | Form 13 |
| Excalibur Management Corp | $RY | Royal Bk Cda Com | Stock | 2,983 | Maintained | 0.00 | 0.13 | 245,000.00 | 17.22 | 82.13 | Form 13 |
| Excalibur Management Corp | $IGSB | Ishares 1-5 Year Investment Grade Corporate Bond Etf | Etf | 17,250 | Increased | 37.94 | 0.51 | 952,000.00 | 38.57 | 55.19 | Form 13 |
| Excalibur Management Corp | $CMI | Cummins Inc Com | Stock | 1,595 | Maintained | 0.00 | 0.19 | 362,000.00 | 7.42 | 226.96 | Form 13 |
| Excalibur Management Corp | $ABBV | Abbvie Inc Com | Stock | 14,219 | Increased | 38.34 | 0.82 | 1,524,000.00 | 69.33 | 107.18 | Form 13 |
| Excalibur Management Corp | $SPGI | S&p Global Inc Com | Stock | 4,003 | Maintained | 0.00 | 0.71 | 1,316,000.00 | -8.80 | 328.75 | Form 13 |
| Excalibur Management Corp | $SYK | Stryker Corporation Com | Stock | 3,414 | Maintained | 0.00 | 0.45 | 837,000.00 | 17.72 | 245.17 | Form 13 |
| Excalibur Management Corp | $QCOM | Qualcomm Inc Com | Stock | 4,052 | Increased | 24.83 | 0.33 | 617,000.00 | 61.52 | 152.27 | Form 13 |
| Excalibur Management Corp | $MCD | Mcdonalds Corp Com | Stock | 1,270 | Decreased | -3.57 | 0.15 | 273,000.00 | -5.54 | 214.96 | Form 13 |
| Excalibur Management Corp | $DOV | Dover Corp Com | Stock | 1,940 | Maintained | 0.00 | 0.13 | 245,000.00 | 16.67 | 126.29 | Form 13 |
| Excalibur Management Corp | $CSCO | Cisco Sys Inc Com | Stock | 42,459 | Decreased | -3.13 | 1.02 | 1,900,000.00 | 10.02 | 44.75 | Form 13 |
| Excalibur Management Corp | $JBLU | Jetblue Awys Corp Com | Stock | 26,390 | Decreased | -10.13 | 0.21 | 384,000.00 | 15.32 | 14.55 | Form 13 |
| Excalibur Management Corp | $T | At&t Inc Com | Stock | 223,096 | Decreased | -2.84 | 3.45 | 6,416,000.00 | -1.99 | 28.76 | Form 13 |
| Excalibur Management Corp | $GE | General Electric Co Com | Stock | 25,960 | Decreased | -0.19 | 0.15 | 280,000.00 | 72.84 | 10.79 | Form 13 |
| Excalibur Management Corp | $IVV | Ishares Core S&p 500 Etf | Etf | 3,261 | Decreased | -4.26 | 0.66 | 1,224,000.00 | 6.90 | 375.34 | Form 13 |
| Excalibur Management Corp | $WFC | Wells Fargo Co New Com | Stock | 37,968 | Decreased | -6.52 | 0.62 | 1,146,000.00 | 20.00 | 30.18 | Form 13 |
| Excalibur Management Corp | $UNP | Union Pac Corp Com | Stock | 4,475 | Maintained | 0.00 | 0.50 | 932,000.00 | 5.79 | 208.27 | Form 13 |
| Excalibur Management Corp | $MKC | Mccormick & Co Inc Com Non Vtg | Stock | 3,708 | Increased | 70.56 | 0.19 | 354,000.00 | -16.11 | 95.47 | Form 13 |
| Excalibur Management Corp | $DRI | Darden Restaurants Inc Com | Stock | 2,305 | Maintained | 0.00 | 0.15 | 275,000.00 | 18.53 | 119.31 | Form 13 |
| Excalibur Management Corp | $TMO | Thermo Fisher Scientific Inc Com | Stock | 1,048 | Maintained | 0.00 | 0.26 | 488,000.00 | 5.40 | 465.65 | Form 13 |
| Excalibur Management Corp | $JPM | Jpmorgan Chase & Co Com | Stock | 36,912 | Decreased | -1.53 | 2.52 | 4,690,000.00 | 29.95 | 127.06 | Form 13 |
| Excalibur Management Corp | $CVX | Chevron Corp New Com | Stock | 19,837 | Decreased | -2.76 | 0.90 | 1,675,000.00 | 14.02 | 84.44 | Form 13 |
| Excalibur Management Corp | $COP | Conocophillips Com | Stock | 6,860 | Decreased | -0.04 | 0.15 | 274,000.00 | 21.78 | 39.94 | Form 13 |
| Excalibur Management Corp | $VEA | Vanguard Ftse Developed Markets Etf | Etf | 4,776 | Decreased | -11.00 | 0.12 | 225,000.00 | 2.74 | 47.11 | Form 13 |
| Excalibur Management Corp | $CPB | Campbell Soup Co Com | Stock | 10,492 | Decreased | -19.26 | 0.27 | 507,000.00 | -19.40 | 48.32 | Form 13 |
| Excalibur Management Corp | $DHR | Danaher Corporation Com | Stock | 2,077 | Maintained | 0.00 | 0.25 | 461,000.00 | 3.13 | 221.95 | Form 13 |
| Excalibur Management Corp | $BAC | Bk Of America Corp Com | Stock | 37,874 | Increased | 0.74 | 0.62 | 1,148,000.00 | 26.71 | 30.31 | Form 13 |
| Excalibur Management Corp | $MHN | Blackrock Munihldgs Ny Qlty Fd Com | Cef | 32,600 | Decreased | -1.22 | 0.25 | 460,000.00 | 3.60 | 14.11 | Form 13 |
| Excalibur Management Corp | $WMT | Walmart Inc Com | Stock | 3,694 | Decreased | -0.46 | 0.29 | 532,000.00 | 2.50 | 144.02 | Form 13 |
| Excalibur Management Corp | $IBM | International Business Machs Com | Stock | 14,498 | Decreased | -3.55 | 0.98 | 1,825,000.00 | -0.22 | 125.88 | Form 13 |
| Excalibur Management Corp | $ORCL | Oracle Corp Com | Stock | 6,505 | Decreased | -1.91 | 0.23 | 421,000.00 | 6.31 | 64.72 | Form 13 |
| Excalibur Management Corp | $RTX | Raytheon Technologies Corp Com | Stock | 22,055 | Decreased | -2.86 | 0.85 | 1,577,000.00 | 20.75 | 71.50 | Form 13 |
| Excalibur Management Corp | $TXN | Texas Instrs Inc Com | Stock | 1,892 | Maintained | 0.00 | 0.17 | 311,000.00 | 15.19 | 164.38 | Form 13 |
| Excalibur Management Corp | $TGT | Target Corp Com | Stock | 4,934 | Maintained | 0.00 | 0.47 | 871,000.00 | 12.10 | 176.53 | Form 13 |
| Excalibur Management Corp | $PFE | Pfizer Inc Com | Stock | 151,681 | Decreased | -2.41 | 3.00 | 5,583,000.00 | -2.12 | 36.81 | Form 13 |
| Excalibur Management Corp | $MS | Morgan Stanley Com New | Stock | 14,875 | Decreased | -1.98 | 0.55 | 1,019,000.00 | 38.83 | 68.50 | Form 13 |
| Excalibur Management Corp | $MMM | 3m Co Com | Stock | 6,442 | Decreased | -6.87 | 0.60 | 1,126,000.00 | 1.62 | 174.79 | Form 13 |
| Excalibur Management Corp | $GILD | Gilead Sciences Inc Com | Stock | 17,775 | Decreased | -0.83 | 0.56 | 1,036,000.00 | -8.56 | 58.28 | Form 13 |
| Excalibur Management Corp | $AXP | American Express Co Com | Stock | 8,261 | Decreased | -11.42 | 0.54 | 999,000.00 | 6.84 | 120.93 | Form 13 |
| Excalibur Management Corp | $AMGN | Amgen Inc Com | Stock | 6,255 | Maintained | 0.00 | 0.77 | 1,438,000.00 | -9.56 | 229.90 | Form 13 |
| Excalibur Management Corp | $OTIS | Otis Worldwide Corp Com | Stock | 5,989 | Decreased | -13.48 | 0.22 | 405,000.00 | -6.25 | 67.62 | Form 13 |
| Excalibur Management Corp | $NEA | Nuveen Amt Free Qlty Mun Incme Com | Cef | 27,871 | Increased | 18.07 | 0.23 | 421,000.00 | 24.56 | 15.11 | Form 13 |
| Excalibur Management Corp | $CNI | Canadian Natl Ry Co Com | Stock | 3,245 | Maintained | 0.00 | 0.19 | 356,000.00 | 3.19 | 109.71 | Form 13 |
| Excalibur Management Corp | $ETN | Eaton Corp Plc Shs | Stock | 5,404 | Maintained | 0.00 | 0.35 | 649,000.00 | 17.79 | 120.10 | Form 13 |
| Excalibur Management Corp | $BUD | Anheuser Busch Inbev Sa/nv Sponsored Adr | Adr | 4,586 | Maintained | 0.00 | 0.17 | 321,000.00 | 29.96 | 70.00 | Form 13 |
| Excalibur Management Corp | $PM | Philip Morris Intl Inc Com | Stock | 11,920 | Increased | 3.77 | 0.53 | 987,000.00 | 14.63 | 82.80 | Form 13 |
| Excalibur Management Corp | $PNC | Pnc Finl Svcs Group Inc Com | Stock | 2,850 | Maintained | 0.00 | 0.23 | 425,000.00 | 35.78 | 149.12 | Form 13 |
| Excalibur Management Corp | $BMY | Bristol-myers Squibb Co Com | Stock | 17,859 | Increased | 2.43 | 0.60 | 1,108,000.00 | 5.42 | 62.04 | Form 13 |
| Excalibur Management Corp | $GOLD | Barrick Gold Corp Com | Stock | 18,167 | New! | 0.00 | 0.22 | 414,000.00 | 0.00 | 22.79 | Form 13 |
| Excalibur Management Corp | $MO | Altria Group Inc Com | Stock | 18,517 | Increased | 11.84 | 0.41 | 759,000.00 | 18.59 | 40.99 | Form 13 |
| Excalibur Management Corp | $D | Dominion Energy Inc Com | Stock | 13,328 | Increased | 14.72 | 0.54 | 1,002,000.00 | 9.27 | 75.18 | Form 13 |
| Excalibur Management Corp | $C | Citigroup Inc Com New | Stock | 6,876 | Increased | 12.98 | 0.23 | 424,000.00 | 61.83 | 61.66 | Form 13 |
| Excalibur Management Corp | $XOM | Exxon Mobil Corp Com | Stock | 46,181 | Decreased | -14.60 | 1.02 | 1,904,000.00 | 2.59 | 41.23 | Form 13 |
| Excalibur Management Corp | $DE | Deere & Co Com | Stock | 1,484 | Maintained | 0.00 | 0.21 | 399,000.00 | 21.28 | 268.87 | Form 13 |
| Excalibur Management Corp | $LUV | Southwest Airls Co Com | Stock | 10,684 | Increased | 3.04 | 0.27 | 498,000.00 | 28.02 | 46.61 | Form 13 |
| Excalibur Management Corp | $CL | Colgate Palmolive Co Com | Stock | 2,665 | Decreased | -0.93 | 0.12 | 228,000.00 | 9.62 | 85.55 | Form 13 |
| Excalibur Management Corp | $WASH | Washington Tr Bancorp Com | Stock | 5,928 | New! | 0.00 | 0.14 | 266,000.00 | 0.00 | 44.87 | Form 13 |
| Excalibur Management Corp | $AAPL | Apple Inc Com | Stock | 70,163 | Decreased | -4.42 | 5.00 | 9,310,000.00 | 9.52 | 132.69 | Form 13 |
| Excalibur Management Corp | $GSK | Glaxosmithkline Plc Sponsored Adr | Adr | 9,023 | Increased | 7.61 | 0.18 | 332,000.00 | 5.06 | 36.79 | Form 13 |
| Excalibur Management Corp | $ABT | Abbott Labs Com | Stock | 18,305 | Decreased | -0.54 | 1.08 | 2,004,000.00 | 0.05 | 109.48 | Form 13 |
| Excalibur Management Corp | $DIS | Disney Walt Co Com | Stock | 7,649 | Decreased | -12.98 | 0.74 | 1,386,000.00 | 27.04 | 181.20 | Form 13 |
| Excalibur Management Corp | $ZM | Zoom Video Communications Inc Cl A | Stock | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Excalibur Management Corp | $BACPRL | Bk Of America Corp 7.25cnv Pfd L | Preferred | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Excalibur Management Corp | $BABA | Alibaba Group Hldg Ltd Sponsored Ads | Adr | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Lateef Investment Management, L.p. | $AER | Aercap Holdings Nv | Cs | 247,580 | New! | 0.00 | 1.05 | 11,285,000.00 | 0.00 | 45.58 | Form 13 |
| Lateef Investment Management, L.p. | $GOOGL | Alphabet Inc Cap Stk Cl A | Cs | 24,250 | Increased | 4.38 | 3.94 | 42,502,000.00 | 24.83 | 1,752.66 | Form 13 |
| Lateef Investment Management, L.p. | $ACC | American Campus Cmntys Inc | Cs | 46,594 | Increased | 1.52 | 0.18 | 1,993,000.00 | 24.33 | 42.77 | Form 13 |
| Lateef Investment Management, L.p. | $AON | Aon Plc Shs Cl A | Cs | 1,272 | Maintained | 0.00 | 0.02 | 269,000.00 | 2.67 | 211.48 | Form 13 |
| Lateef Investment Management, L.p. | $APTV | Aptiv Plc | Cs | 394,870 | Increased | 2.13 | 4.77 | 51,448,000.00 | 45.14 | 130.29 | Form 13 |
| Lateef Investment Management, L.p. | $ADSK | Autodesk Inc | Cs | 667 | New! | 0.00 | 0.02 | 204,000.00 | 0.00 | 305.85 | Form 13 |
| Lateef Investment Management, L.p. | $BLL | Ball Corp | Cs | 291,002 | Decreased | -40.63 | 2.51 | 27,116,000.00 | -33.45 | 93.18 | Form 13 |
| Lateef Investment Management, L.p. | $TECH | Bio Techne Corp | Cs | 4,505 | Decreased | -54.52 | 0.13 | 1,431,000.00 | -41.69 | 317.65 | Form 13 |
| Lateef Investment Management, L.p. | $BFB | Brown Forman Corp | Cs | 75,787 | Decreased | -20.28 | 0.56 | 6,020,000.00 | -15.92 | 79.43 | Form 13 |
| Lateef Investment Management, L.p. | $CTLT | Catalent Inc | Cs | 445,977 | Increased | 2.64 | 4.30 | 46,413,000.00 | 24.70 | 104.07 | Form 13 |
| Lateef Investment Management, L.p. | $CCC | Clarivate Analytics Plc | Cs | 1,647,052 | Increased | 0.29 | 4.53 | 48,934,000.00 | -3.85 | 29.71 | Form 13 |
| Lateef Investment Management, L.p. | $CME | Cme Group Inc | Cs | 1,585 | Decreased | -90.92 | 0.03 | 289,000.00 | -90.11 | 182.33 | Form 13 |
| Lateef Investment Management, L.p. | $CCK | Crown Holdings Inc | Cs | 2,735 | Maintained | 0.00 | 0.03 | 274,000.00 | 30.48 | 100.18 | Form 13 |
| Lateef Investment Management, L.p. | $DHR | Danaher Corp Del | Cs | 265,375 | Decreased | -2.99 | 5.46 | 58,950,000.00 | 0.08 | 222.14 | Form 13 |
| Lateef Investment Management, L.p. | $DHRPRA | Danaher Corporation Mnd Con Pf | Pfd | 969 | Increased | 1.79 | 0.14 | 1,471,000.00 | 4.70 | 1,518.06 | Form 13 |
| Lateef Investment Management, L.p. | $DOCU | Docusign Inc Com | Cs | 15,962 | Decreased | -37.05 | 0.33 | 3,548,000.00 | -34.99 | 222.28 | Form 13 |
| Lateef Investment Management, L.p. | $ELAT | Elanco Animal Health Inc | Cs | 30,529 | Increased | 1.91 | 0.14 | 1,491,000.00 | 12.19 | 48.84 | Form 13 |
| Lateef Investment Management, L.p. | $ELAN | Elanco Animal Health Inc Com | Cs | 9,325 | Maintained | 0.00 | 0.03 | 286,000.00 | 10.00 | 30.67 | Form 13 |
| Lateef Investment Management, L.p. | $EQIX | Equinix Inc | Cs | 971 | Maintained | 0.00 | 0.06 | 693,000.00 | -6.10 | 713.70 | Form 13 |
| Lateef Investment Management, L.p. | $FB | Facebook Inc | Cs | 136,467 | Increased | 3.55 | 3.45 | 37,277,000.00 | 8.00 | 273.16 | Form 13 |
| Lateef Investment Management, L.p. | $FISV | Fiserv Inc | Cs | 237,328 | Decreased | -1.38 | 2.50 | 27,022,000.00 | 8.97 | 113.86 | Form 13 |
| Lateef Investment Management, L.p. | $FLEX | Flex Ltd Ord | Cs | 60,061 | Maintained | 0.00 | 0.10 | 1,080,000.00 | 61.43 | 17.98 | Form 13 |
| Lateef Investment Management, L.p. | $GGG | Graco Inc | Cs | 93,400 | Decreased | -39.35 | 0.63 | 6,757,000.00 | -28.48 | 72.34 | Form 13 |
| Lateef Investment Management, L.p. | $GWRE | Guidewire Software Inc | Cs | 2,868 | Maintained | 0.00 | 0.03 | 369,000.00 | 23.41 | 128.66 | Form 13 |
| Lateef Investment Management, L.p. | $HALO | Halozyme Therapeutics Inc | Cs | 1,163,881 | Increased | 7.37 | 4.60 | 49,709,000.00 | 74.49 | 42.71 | Form 13 |
| Lateef Investment Management, L.p. | $HXL | Hexcel Corp New | Cs | 13,250 | Maintained | 0.00 | 0.06 | 642,000.00 | 44.27 | 48.45 | Form 13 |
| Lateef Investment Management, L.p. | $HWM | Howmet Aerospace Inc Com | Cs | 16,032 | Maintained | 0.00 | 0.04 | 458,000.00 | 70.90 | 28.57 | Form 13 |
| Lateef Investment Management, L.p. | $INTU | Intuit | Cs | 63,062 | Increased | 5.00 | 2.22 | 23,954,000.00 | 22.26 | 379.85 | Form 13 |
| Lateef Investment Management, L.p. | $IQV | Iqvia Hldgs Inc Com | Cs | 315,175 | Increased | 3.74 | 5.23 | 56,470,000.00 | 17.92 | 179.17 | Form 13 |
| Lateef Investment Management, L.p. | $PFF | Ishares Tr Us Pfd Stk Idx | Etf | 7,115 | Maintained | 0.00 | 0.03 | 274,000.00 | 5.79 | 38.51 | Form 13 |
| Lateef Investment Management, L.p. | $KEYS | Keysight Technologies Inc | Cs | 64,327 | Decreased | -8.21 | 0.79 | 8,497,000.00 | 22.75 | 132.09 | Form 13 |
| Lateef Investment Management, L.p. | $KLAC | Kla-tencor Corp | Cs | 16,450 | Decreased | -4.91 | 0.39 | 4,259,000.00 | 27.06 | 258.91 | Form 13 |
| Lateef Investment Management, L.p. | $MLM | Martin Marietta Matls Inc | Cs | 31,505 | Decreased | -56.87 | 0.83 | 8,946,000.00 | -47.97 | 283.95 | Form 13 |
| Lateef Investment Management, L.p. | $MSFT | Microsoft Corp | Cs | 237,239 | Increased | 4.28 | 4.89 | 52,767,000.00 | 10.27 | 222.42 | Form 13 |
| Lateef Investment Management, L.p. | $MCO | Moodys Corp | Cs | 10,875 | Decreased | -14.02 | 0.29 | 3,156,000.00 | -13.91 | 290.21 | Form 13 |
| Lateef Investment Management, L.p. | $NYT | New York Times Co | Cs | 676,958 | Decreased | -11.92 | 3.25 | 35,046,000.00 | 6.57 | 51.77 | Form 13 |
| Lateef Investment Management, L.p. | $PANW | Palo Alto Networks Inc | Cs | 159,449 | Increased | 2.90 | 5.25 | 56,667,000.00 | 49.41 | 355.39 | Form 13 |
| Lateef Investment Management, L.p. | $PYPL | Paypal Hldgs Inc | Cs | 164,563 | Increased | 24.40 | 3.57 | 38,541,000.00 | 47.86 | 234.20 | Form 13 |
| Lateef Investment Management, L.p. | $PGR | Progressive Corp Ohio | Cs | 310,478 | Decreased | -1.52 | 2.84 | 30,700,000.00 | 2.86 | 98.88 | Form 13 |
| Lateef Investment Management, L.p. | $PTC | Ptc Inc | Cs | 3,478 | Decreased | -38.31 | 0.04 | 416,000.00 | -10.73 | 119.61 | Form 13 |
| Lateef Investment Management, L.p. | $CRM | Salesforce Com Inc | Cs | 176,793 | Decreased | -3.37 | 3.64 | 39,342,000.00 | -14.44 | 222.53 | Form 13 |
| Lateef Investment Management, L.p. | $SCHR | Schwab Strategic Tr Intrm Trm | Etf | 21,152 | Increased | 1.75 | 0.11 | 1,231,000.00 | 0.90 | 58.20 | Form 13 |
| Lateef Investment Management, L.p. | $SCHP | Schwab Strategic Tr Us Tips Et | Etf | 20,170 | Increased | 1.74 | 0.12 | 1,252,000.00 | 2.45 | 62.07 | Form 13 |
| Lateef Investment Management, L.p. | $SHW | Sherwin Williams Co | Cs | 55,479 | Increased | 4.09 | 3.78 | 40,772,000.00 | 9.80 | 734.91 | Form 13 |
| Lateef Investment Management, L.p. | $LUV | Southwest Airls Co | Cs | 747,807 | Increased | 75.88 | 3.23 | 34,855,000.00 | 118.61 | 46.61 | Form 13 |
| Lateef Investment Management, L.p. | $SPY | Spdr Tr Unit Ser 1 | Etf | 542 | New! | 0.00 | 0.02 | 203,000.00 | 0.00 | 374.54 | Form 13 |
| Lateef Investment Management, L.p. | $SBUX | Starbucks Corp | Cs | 412,828 | Increased | 3.59 | 4.09 | 44,164,000.00 | 28.99 | 106.98 | Form 13 |
| Lateef Investment Management, L.p. | $SIVB | Svb Finl Group | Cs | 48,183 | Decreased | -4.78 | 1.73 | 18,687,000.00 | 53.47 | 387.83 | Form 13 |
| Lateef Investment Management, L.p. | $THO | Thor Inds Inc | Cs | 42,520 | Decreased | -16.03 | 0.37 | 3,954,000.00 | -18.03 | 92.99 | Form 13 |
| Lateef Investment Management, L.p. | $TJX | Tjx Cos Inc | Cs | 67,950 | Decreased | -7.80 | 0.43 | 4,640,000.00 | 13.14 | 68.29 | Form 13 |
| Lateef Investment Management, L.p. | $TWTR | Twitter Inc | Cs | 689,179 | Increased | 3.92 | 3.46 | 37,319,000.00 | 26.46 | 54.15 | Form 13 |
| Lateef Investment Management, L.p. | $VMBS | Vanguard Scottsdale Fds Mortg- | Etf | 20,954 | Increased | 2.49 | 0.10 | 1,133,000.00 | 2.07 | 54.07 | Form 13 |
| Lateef Investment Management, L.p. | $V | Visa Inc | Cs | 234,683 | Increased | 3.31 | 4.75 | 51,332,000.00 | 13.00 | 218.73 | Form 13 |
| Lateef Investment Management, L.p. | $WFC | Wells Fargo And Co New | Cs | 1,762,285 | New! | 0.00 | 4.93 | 53,186,000.00 | 0.00 | 30.18 | Form 13 |
| Lateef Investment Management, L.p. | $AL | Air Lease Corp | Cs | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Lateef Investment Management, L.p. | $UHAL | Amerco | Cs | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Lateef Investment Management, L.p. | $AAPL | Apple Inc Com | Cs | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Lateef Investment Management, L.p. | $BGFV | Big 5 Sporting Goods Corp | Cs | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Lateef Investment Management, L.p. | $CVGW | Calavo Growers Inc | Cs | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Lateef Investment Management, L.p. | $KO | Coca Cola Co | Cs | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Lateef Investment Management, L.p. | $FAF | First Amern Finl Corp | Cs | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Lateef Investment Management, L.p. | $FOR | Forestar Group Inc | Cs | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Lateef Investment Management, L.p. | $GD | General Dynamics Corp | Cs | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Lateef Investment Management, L.p. | $H | Hyatt Hotels Corp | Cs | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Lateef Investment Management, L.p. | $INTC | Intel Corp | Cs | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Lateef Investment Management, L.p. | $IBKR | Interactive Brokers Group In | Cs | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Lateef Investment Management, L.p. | $FWONK | Liberty Media Corp Delaware Co | Cs | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Lateef Investment Management, L.p. | $MDLA | Medallia Inc Com | Cs | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Lateef Investment Management, L.p. | $ROL | Rollins Inc | Cs | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Skyline Asset Management Lp | $AMN | Amn Healthcare Services, Inc. | Com | 12,700 | Decreased | -83.84 | 1.12 | 867,000.00 | -81.14 | 68.27 | Form 13 |
| Skyline Asset Management Lp | $ACHC | Acadia Healthcare Company, Inc | Com | 33,400 | Decreased | -85.49 | 2.17 | 1,679,000.00 | -75.26 | 50.27 | Form 13 |
| Skyline Asset Management Lp | $AMWD | American Woodmark Corporation | Com | 14,300 | Decreased | -84.32 | 1.73 | 1,342,000.00 | -81.26 | 93.85 | Form 13 |
| Skyline Asset Management Lp | $BMCH | Bmc Stock Holdings, Inc. | Com | 34,000 | Decreased | -85.88 | 2.35 | 1,825,000.00 | -82.31 | 53.68 | Form 13 |
| Skyline Asset Management Lp | $BXS | Bancorpsouth Bank | Com | 56,200 | Decreased | -83.23 | 1.99 | 1,542,000.00 | -76.26 | 27.44 | Form 13 |
| Skyline Asset Management Lp | $BECN | Beacon Roofing Supply, Inc. | Com | 34,400 | Decreased | -86.22 | 1.78 | 1,383,000.00 | -82.17 | 40.20 | Form 13 |
| Skyline Asset Management Lp | $BBBY | Bed Bath & Beyond Inc. | Com | 73,000 | New! | 0.00 | 1.67 | 1,296,000.00 | 0.00 | 17.75 | Form 13 |
| Skyline Asset Management Lp | $BHE | Benchmark Electronics, Inc. | Com | 44,850 | Decreased | -84.18 | 1.56 | 1,211,000.00 | -78.80 | 27.00 | Form 13 |
| Skyline Asset Management Lp | $BLMN | Bloomin' Brands, Inc. | Com | 64,100 | New! | 0.00 | 1.61 | 1,245,000.00 | 0.00 | 19.42 | Form 13 |
| Skyline Asset Management Lp | $BC | Brunswick Corporation | Com | 18,300 | Decreased | -83.96 | 1.80 | 1,395,000.00 | -79.25 | 76.23 | Form 13 |
| Skyline Asset Management Lp | $CMCO | Columbus Mckinnon Corporation | Com | 29,200 | Decreased | -84.43 | 1.45 | 1,122,000.00 | -81.93 | 38.42 | Form 13 |
| Skyline Asset Management Lp | $CMP | Compass Minerals International | Com | 20,200 | Decreased | -84.28 | 1.61 | 1,247,000.00 | -83.65 | 61.73 | Form 13 |
| Skyline Asset Management Lp | $DIN | Dine Brands Global, Inc. | Com | 30,600 | Decreased | -81.30 | 2.29 | 1,775,000.00 | -80.13 | 58.01 | Form 13 |
| Skyline Asset Management Lp | $NPO | Enpro Industries, Inc. | Com | 14,300 | Decreased | -84.39 | 1.39 | 1,080,000.00 | -79.10 | 75.52 | Form 13 |
| Skyline Asset Management Lp | $ESNT | Essent Group Ltd. | Com | 37,300 | Decreased | -84.24 | 2.08 | 1,611,000.00 | -81.61 | 43.19 | Form 13 |
| Skyline Asset Management Lp | $FOE | Ferro Corporation | Com | 94,200 | Decreased | -84.24 | 1.78 | 1,378,000.00 | -81.41 | 14.63 | Form 13 |
| Skyline Asset Management Lp | $BUSE | First Busey Corporation | Com | 72,797 | Decreased | -83.26 | 2.02 | 1,569,000.00 | -77.30 | 21.55 | Form 13 |
| Skyline Asset Management Lp | $FMBI | First Midwest Bancorp, Inc. | Com | 75,917 | Decreased | -84.15 | 1.56 | 1,209,000.00 | -76.58 | 15.93 | Form 13 |
| Skyline Asset Management Lp | $FOCS | Focus Financial Partners Inc. | Com | 35,600 | Decreased | -83.42 | 2.00 | 1,549,000.00 | -78.00 | 43.51 | Form 13 |
| Skyline Asset Management Lp | $ROCK | Gibraltar Industries, Inc. | Com | 19,100 | Decreased | -83.39 | 1.77 | 1,374,000.00 | -81.66 | 71.94 | Form 13 |
| Skyline Asset Management Lp | $HI | Hillenbrand Inc. | Com | 47,400 | Decreased | -83.48 | 2.43 | 1,887,000.00 | -76.81 | 39.81 | Form 13 |
| Skyline Asset Management Lp | $JELD | Jeld-wen Holding, Inc. | Com | 49,000 | Decreased | -85.20 | 1.60 | 1,243,000.00 | -83.39 | 25.37 | Form 13 |
| Skyline Asset Management Lp | $JRVR | James River Group Holdings, Lt | Com | 26,400 | Decreased | -31.07 | 1.67 | 1,298,000.00 | -23.87 | 49.17 | Form 13 |
| Skyline Asset Management Lp | $KMPR | Kemper Corporation | Com | 17,048 | Decreased | -84.20 | 1.69 | 1,310,000.00 | -81.83 | 76.84 | Form 13 |
| Skyline Asset Management Lp | $KN | Knowles Corporation | Com | 79,600 | Decreased | -84.24 | 1.89 | 1,467,000.00 | -80.51 | 18.43 | Form 13 |
| Skyline Asset Management Lp | $KFY | Korn Ferry | Com | 32,700 | Decreased | -81.57 | 1.83 | 1,422,000.00 | -72.36 | 43.49 | Form 13 |
| Skyline Asset Management Lp | $KLIC | Kulicke And Soffa Industries, | Com | 44,900 | Decreased | -83.49 | 1.84 | 1,428,000.00 | -76.56 | 31.80 | Form 13 |
| Skyline Asset Management Lp | $LCII | Lci Industries | Com | 11,200 | Decreased | -83.50 | 1.87 | 1,452,000.00 | -79.87 | 129.64 | Form 13 |
| Skyline Asset Management Lp | $MAN | Manpowergroup Inc. | Com | 16,400 | Decreased | -81.88 | 1.91 | 1,479,000.00 | -77.71 | 90.18 | Form 13 |
| Skyline Asset Management Lp | $DOOR | Masonite International Corpora | Com | 9,100 | New! | 0.00 | 1.15 | 895,000.00 | 0.00 | 98.35 | Form 13 |
| Skyline Asset Management Lp | $MTX | Minerals Technologies Inc. | Com | 23,300 | Decreased | -84.05 | 1.87 | 1,447,000.00 | -80.62 | 62.10 | Form 13 |
| Skyline Asset Management Lp | $NCR | Ncr Corporation | Com | 33,900 | Decreased | -83.81 | 1.64 | 1,274,000.00 | -72.52 | 37.58 | Form 13 |
| Skyline Asset Management Lp | $NBHC | National Bank Holdings Corpora | Com | 42,700 | Decreased | -83.27 | 1.81 | 1,399,000.00 | -79.13 | 32.76 | Form 13 |
| Skyline Asset Management Lp | $OEC | Orion Engineered Carbons S.a. | Com | 103,600 | Decreased | -83.49 | 2.29 | 1,776,000.00 | -77.38 | 17.14 | Form 13 |
| Skyline Asset Management Lp | $PRFT | Perficient, Inc. | Com | 30,300 | Decreased | -84.28 | 1.86 | 1,444,000.00 | -82.48 | 47.66 | Form 13 |
| Skyline Asset Management Lp | $PBH | Prestige Consumer Healthcare, | Com | 14,500 | Decreased | -84.05 | 0.65 | 506,000.00 | -84.72 | 34.90 | Form 13 |
| Skyline Asset Management Lp | $RGA | Reinsurance Group Of America, | Com | 12,100 | Decreased | -84.03 | 1.81 | 1,402,000.00 | -80.55 | 115.87 | Form 13 |
| Skyline Asset Management Lp | $RXN | Rexnord Corporation | Com | 34,100 | Decreased | -83.90 | 1.74 | 1,347,000.00 | -78.69 | 39.50 | Form 13 |
| Skyline Asset Management Lp | $R | Ryder System, Inc. | Com | 17,800 | Decreased | -84.11 | 1.42 | 1,099,000.00 | -76.77 | 61.74 | Form 13 |
| Skyline Asset Management Lp | $SPXC | Spx Corporation | Com | 29,200 | Decreased | -83.81 | 2.06 | 1,593,000.00 | -80.96 | 54.55 | Form 13 |
| Skyline Asset Management Lp | $SANM | Sanmina Corporation | Com | 46,300 | Decreased | -84.16 | 1.91 | 1,477,000.00 | -81.31 | 31.90 | Form 13 |
| Skyline Asset Management Lp | $SIMO | Silicon Motion Technology Corp | Com | 24,300 | Decreased | -83.89 | 1.51 | 1,170,000.00 | -79.46 | 48.15 | Form 13 |
| Skyline Asset Management Lp | $STL | Sterling Bancorp | Com | 92,905 | Decreased | -83.32 | 2.15 | 1,670,000.00 | -71.50 | 17.98 | Form 13 |
| Skyline Asset Management Lp | $TPIC | Tpi Composites, Inc. | Com | 21,300 | Decreased | -90.38 | 1.45 | 1,124,000.00 | -82.47 | 52.77 | Form 13 |
| Skyline Asset Management Lp | $TTMI | Ttm Technologies, Inc. | Com | 100,300 | Decreased | -84.18 | 1.79 | 1,384,000.00 | -80.87 | 13.80 | Form 13 |
| Skyline Asset Management Lp | $PLCE | The Children's Place, Inc. | Com | 38,600 | Decreased | -79.40 | 2.50 | 1,934,000.00 | -63.60 | 50.10 | Form 13 |
| Skyline Asset Management Lp | $SHYF | The Shyft Group, Inc. | Com | 45,500 | Decreased | -89.76 | 1.67 | 1,291,000.00 | -84.61 | 28.37 | Form 13 |
| Skyline Asset Management Lp | $THS | Treehouse Foods, Inc. | Com | 22,800 | Decreased | -79.27 | 1.25 | 969,000.00 | -78.26 | 42.50 | Form 13 |
| Skyline Asset Management Lp | $TRS | Trimas Corporation | Com | 49,500 | Decreased | -83.66 | 2.02 | 1,568,000.00 | -77.30 | 31.68 | Form 13 |
| Skyline Asset Management Lp | $UMBF | Umb Financial Corporation | Com | 21,500 | Decreased | -83.42 | 1.91 | 1,483,000.00 | -76.67 | 68.98 | Form 13 |
| Skyline Asset Management Lp | $UMPQ | Umpqua Holdings Corporation | Com | 101,229 | Decreased | -83.35 | 1.98 | 1,533,000.00 | -76.26 | 15.14 | Form 13 |
| Skyline Asset Management Lp | $WNS | Wns (holdings) Limited | Com | 15,200 | Decreased | -84.03 | 1.41 | 1,095,000.00 | -82.02 | 72.04 | Form 13 |
| Skyline Asset Management Lp | $WSFS | Wsfs Financial Corporation | Com | 42,000 | Decreased | -83.70 | 2.43 | 1,885,000.00 | -72.88 | 44.88 | Form 13 |
| Skyline Asset Management Lp | $WBT | Welbilt, Inc. | Com | 156,500 | Decreased | -85.37 | 2.67 | 2,066,000.00 | -68.64 | 13.20 | Form 13 |
| Skyline Asset Management Lp | $WGO | Winnebago Industries, Inc. | Com | 21,700 | Decreased | -81.05 | 1.68 | 1,301,000.00 | -78.01 | 59.95 | Form 13 |
| Skyline Asset Management Lp | $AAN | Aaron's, Inc. | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Skyline Asset Management Lp | $KNL | Knoll, Inc. | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Skyline Asset Management Lp | $NP | Neenah, Inc. | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Skyline Asset Management Lp | $VREX | Varex Imaging Corporation | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Members Capital Advisors Inc | $MMM | 3m Co | Common Stock | 11,590 | Maintained | 0.00 | 1.72 | 2,026,000.00 | 9.16 | 174.81 | Form 13 |
| Members Capital Advisors Inc | $ADI | Analog Devices | Common Stock | 1,760 | Maintained | 0.00 | 0.22 | 260,000.00 | 26.83 | 147.73 | Form 13 |
| Members Capital Advisors Inc | $T | At&t Inc. | Common Stock | 4,771 | Maintained | 0.00 | 0.12 | 137,000.00 | 0.74 | 28.72 | Form 13 |
| Members Capital Advisors Inc | $ADP | Automatic Data Processing | Common Stock | 10,105 | Maintained | 0.00 | 1.51 | 1,781,000.00 | 26.31 | 176.25 | Form 13 |
| Members Capital Advisors Inc | $BLK | Blackrock Inc | Common Stock | 3,744 | Maintained | 0.00 | 2.29 | 2,701,000.00 | 28.01 | 721.42 | Form 13 |
| Members Capital Advisors Inc | $BMY | Bristol-myers Squibb Co | Common Stock | 27,000 | Maintained | 0.00 | 1.42 | 1,675,000.00 | 2.89 | 62.04 | Form 13 |
| Members Capital Advisors Inc | $AVGO | Broadcom Inc | Common Stock | 165 | Decreased | -97.70 | 0.06 | 72,000.00 | -97.24 | 436.36 | Form 13 |
| Members Capital Advisors Inc | $CAT | Caterpillar Inc | Common Stock | 1,610 | Decreased | -86.13 | 0.25 | 293,000.00 | -83.08 | 181.99 | Form 13 |
| Members Capital Advisors Inc | $CSCO | Cisco Systems | Common Stock | 42,098 | Maintained | 0.00 | 1.60 | 1,884,000.00 | 13.63 | 44.75 | Form 13 |
| Members Capital Advisors Inc | $CMS | Cms Energy | Common Stock | 26,900 | Maintained | 0.00 | 1.39 | 1,641,000.00 | -0.67 | 61.00 | Form 13 |
| Members Capital Advisors Inc | $KO | Coca-cola Company | Common Stock | 38,113 | Maintained | 0.00 | 1.77 | 2,090,000.00 | 11.05 | 54.84 | Form 13 |
| Members Capital Advisors Inc | $GLW | Corning Inc | Common Stock | 49,168 | Maintained | 0.00 | 1.50 | 1,770,000.00 | 11.04 | 36.00 | Form 13 |
| Members Capital Advisors Inc | $DTE | Dte Energy | Common Stock | 15,570 | Maintained | 0.00 | 1.60 | 1,890,000.00 | 5.53 | 121.39 | Form 13 |
| Members Capital Advisors Inc | $EMR | Emerson Electric | Common Stock | 3,090 | Maintained | 0.00 | 0.21 | 248,000.00 | 22.17 | 80.26 | Form 13 |
| Members Capital Advisors Inc | $XOM | Exxon Mobil Corporation | Common Stock | 32,561 | Maintained | 0.00 | 1.14 | 1,342,000.00 | 20.04 | 41.21 | Form 13 |
| Members Capital Advisors Inc | $GIS | General Mills Inc | Common Stock | 34,002 | Maintained | 0.00 | 1.70 | 1,999,000.00 | -4.67 | 58.79 | Form 13 |
| Members Capital Advisors Inc | $GWW | Grainger (w.w.) Inc. | Common Stock | 714 | Maintained | 0.00 | 0.25 | 292,000.00 | 14.51 | 408.96 | Form 13 |
| Members Capital Advisors Inc | $INTC | Intel Corp. | Common Stock | 31,334 | Maintained | 0.00 | 1.32 | 1,561,000.00 | -3.76 | 49.82 | Form 13 |
| Members Capital Advisors Inc | $IP | International Paper Co. | Common Stock | 4,763 | Decreased | -90.23 | 0.20 | 237,000.00 | -88.01 | 49.76 | Form 13 |
| Members Capital Advisors Inc | $IBM | Intl Business Machines Corp | Common Stock | 12,660 | Maintained | 0.00 | 1.35 | 1,594,000.00 | 3.51 | 125.91 | Form 13 |
| Members Capital Advisors Inc | $HYG | Ishares Iboxx | High Yield Corporate Bond Etf | 52,000 | Maintained | 0.00 | 3.85 | 4,540,000.00 | 4.06 | 87.31 | Form 13 |
| Members Capital Advisors Inc | $LQD | Ishares Iboxx | Investment Grade Corp Bond Etf | 109,000 | New! | 0.00 | 9.99 | 15,056,000.00 | 0.00 | 138.13 | Form 13 |
| Members Capital Advisors Inc | $JNJ | Johnson & Johnson | Common Stock | 12,897 | Decreased | -16.98 | 1.72 | 2,030,000.00 | -12.24 | 157.40 | Form 13 |
| Members Capital Advisors Inc | $KMB | Kimberly-clark Corp | Common Stock | 14,521 | Maintained | 0.00 | 1.66 | 1,958,000.00 | -8.68 | 134.84 | Form 13 |
| Members Capital Advisors Inc | $LIN | Linde Plc | Common Stock | 8,599 | Maintained | 0.00 | 1.92 | 2,266,000.00 | 10.64 | 263.52 | Form 13 |
| Members Capital Advisors Inc | $LYB | Lyondellbasell Industries N.v. | Common Stock | 100 | Decreased | -99.55 | 0.01 | 9,000.00 | -99.42 | 90.00 | Form 13 |
| Members Capital Advisors Inc | $MPC | Marathon Petroleum Corp | Common Stock | 25,760 | Maintained | 0.00 | 0.90 | 1,065,000.00 | 40.87 | 41.34 | Form 13 |
| Members Capital Advisors Inc | $MCD | Mcdonald's Corp | Common Stock | 7,342 | Maintained | 0.00 | 1.34 | 1,575,000.00 | -2.23 | 214.52 | Form 13 |
| Members Capital Advisors Inc | $MRK | Merck & Co Inc | Common Stock | 22,166 | Maintained | 0.00 | 1.54 | 1,813,000.00 | -1.41 | 81.79 | Form 13 |
| Members Capital Advisors Inc | $MET | Metlife Inc | Common Stock | 30,381 | Maintained | 0.00 | 1.21 | 1,426,000.00 | 26.31 | 46.94 | Form 13 |
| Members Capital Advisors Inc | $MSFT | Microsoft Corporation | Common Stock | 9,555 | Maintained | 0.00 | 1.80 | 2,125,000.00 | 5.72 | 222.40 | Form 13 |
| Members Capital Advisors Inc | $ORCC | Owl Rock Capital Corp | Common Stock | 2,297,847 | Maintained | 0.00 | 9.99 | 29,091,000.00 | 4.98 | 12.66 | Form 13 |
| Members Capital Advisors Inc | $PEP | Pepsico Inc | Common Stock | 13,394 | Maintained | 0.00 | 1.68 | 1,986,000.00 | 7.00 | 148.28 | Form 13 |
| Members Capital Advisors Inc | $PFE | Pfizer Inc | Common Stock | 50,205 | Decreased | -14.23 | 1.57 | 1,848,000.00 | -13.97 | 36.81 | Form 13 |
| Members Capital Advisors Inc | $PM | Philip Morris International | Common Stock | 8,747 | Maintained | 0.00 | 0.61 | 724,000.00 | 10.37 | 82.77 | Form 13 |
| Members Capital Advisors Inc | $PFG | Principal Financial Group Inc | Common Stock | 27,122 | Maintained | 0.00 | 1.14 | 1,346,000.00 | 23.26 | 49.63 | Form 13 |
| Members Capital Advisors Inc | $PG | Procter & Gamble Co. | Common Stock | 15,339 | Maintained | 0.00 | 1.81 | 2,134,000.00 | 0.09 | 139.12 | Form 13 |
| Members Capital Advisors Inc | $PRU | Prudential Financial Inc. | Common Stock | 15,912 | Maintained | 0.00 | 1.05 | 1,242,000.00 | 22.85 | 78.05 | Form 13 |
| Members Capital Advisors Inc | $QCOM | Qualcomm Inc | Common Stock | 20,500 | Maintained | 0.00 | 2.65 | 3,123,000.00 | 29.48 | 152.34 | Form 13 |
| Members Capital Advisors Inc | $SLB | Schlumberger Ltd | Common Stock | 30,366 | Maintained | 0.00 | 0.56 | 663,000.00 | 40.47 | 21.83 | Form 13 |
| Members Capital Advisors Inc | $TGT | Target Corp | Common Stock | 2,801 | Maintained | 0.00 | 0.42 | 494,000.00 | 12.02 | 176.37 | Form 13 |
| Members Capital Advisors Inc | $TXN | Texas Instruments Inc | Common Stock | 16,023 | Maintained | 0.00 | 2.23 | 2,630,000.00 | 14.95 | 164.14 | Form 13 |
| Members Capital Advisors Inc | $UNP | Union Pacific Corp. | Common Stock | 11,575 | Maintained | 0.00 | 2.04 | 2,410,000.00 | 5.75 | 208.21 | Form 13 |
| Members Capital Advisors Inc | $UPS | United Parcel Service-cl B | Common Stock | 19,097 | Maintained | 0.00 | 2.73 | 3,216,000.00 | 1.07 | 168.40 | Form 13 |
| Members Capital Advisors Inc | $USB | Us Bancorp | Common Stock | 3,063 | Decreased | -89.09 | 0.12 | 143,000.00 | -85.79 | 46.69 | Form 13 |
| Members Capital Advisors Inc | $VZ | Verizon Communications Inc | Common Stock | 31,532 | Maintained | 0.00 | 1.57 | 1,853,000.00 | -1.23 | 58.77 | Form 13 |
| Members Capital Advisors Inc | $WMT | Walmart Inc | Common Stock | 11,877 | Maintained | 0.00 | 1.45 | 1,712,000.00 | 3.01 | 144.14 | Form 13 |
| Members Capital Advisors Inc | $WFC | Wells Fargo & Company | Common Stock | 36,100 | Maintained | 0.00 | 0.92 | 1,089,000.00 | 28.27 | 30.17 | Form 13 |
| Members Capital Advisors Inc | $WRK | Westrock Company | Common Stock | 25,124 | Maintained | 0.00 | 0.93 | 1,094,000.00 | 25.32 | 43.54 | Form 13 |
| Members Capital Advisors Inc | $XEL | Xcel Energy Inc | Common Stock | 24,650 | Maintained | 0.00 | 1.39 | 1,643,000.00 | -3.41 | 66.65 | Form 13 |
| Members Capital Advisors Inc | $MO | Altria Group Inc. | Common Stock | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Members Capital Advisors Inc | $JPM | Jp Morgan Chase & Co | Common Stock | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Members Capital Advisors Inc | $VLO | Valero Energy Corp | Common Stock | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Community Trust & Investment Co | $T | At&t Inc | Common Stock | 219,270 | Decreased | -2.21 | 0.67 | 6,307,000.00 | -1.35 | 57.58 | Form 13 |
| Community Trust & Investment Co | $ABBV | Abbvie Inc | Common Stock | 2,866 | New! | 0.00 | 0.03 | 307,000.00 | 0.00 | 214.05 | Form 13 |
| Community Trust & Investment Co | $ATVI | Activision Blizzard Inc | Common Stock | 227,141 | Decreased | -9.87 | 2.25 | 21,090,000.00 | 3.37 | 185.64 | Form 13 |
| Community Trust & Investment Co | $ARLP | Alliance Resource Partners Lp | Partnerships | 21,000 | New! | 0.00 | 0.01 | 94,000.00 | 0.00 | 4.48 | Form 13 |
| Community Trust & Investment Co | $ALSN | Allison Transmission Hldgs Inc | Common Stock | 212,221 | Increased | 87.89 | 0.98 | 9,153,000.00 | 130.61 | 86.35 | Form 13 |
| Community Trust & Investment Co | $GOOG | Alphabet Inc | Common Stock | 24,898 | Decreased | -3.57 | 4.65 | 43,618,000.00 | 14.95 | 3,502.93 | Form 13 |
| Community Trust & Investment Co | $AMZN | Amazon Com Inc Sr | Common Stock | 11,581 | Decreased | -1.89 | 4.02 | 37,719,000.00 | 1.49 | 6,515.32 | Form 13 |
| Community Trust & Investment Co | $AEP | American Electric Power Co Inc | Common Stock | 5,926 | Increased | 21.51 | 0.05 | 493,000.00 | 23.56 | 83.19 | Form 13 |
| Community Trust & Investment Co | $AMGN | Amgen Inc | Common Stock | 2,369 | Increased | 27.98 | 0.06 | 545,000.00 | 15.96 | 230.05 | Form 13 |
| Community Trust & Investment Co | $AAPL | Apple Inc | Common Stock | 417,409 | Decreased | -1.74 | 5.91 | 55,386,000.00 | 12.58 | 265.33 | Form 13 |
| Community Trust & Investment Co | $BP | Bp Plc | Foreign Stock | 320,712 | Decreased | -7.16 | 0.70 | 6,581,000.00 | 9.12 | 41.09 | Form 13 |
| Community Trust & Investment Co | $BAC | Bank Of America Corp | Common Stock | 413,223 | Decreased | -49.60 | 1.34 | 12,525,000.00 | -36.59 | 60.67 | Form 13 |
| Community Trust & Investment Co | $BRKB | Berkshire Hathaway Inc | Common Stock | 71,796 | Decreased | -2.39 | 1.77 | 16,648,000.00 | 6.29 | 463.92 | Form 13 |
| Community Trust & Investment Co | $AVGO | Broadcom Inc Com | Common Stock | 51,230 | Decreased | -2.55 | 2.39 | 22,431,000.00 | 17.11 | 875.61 | Form 13 |
| Community Trust & Investment Co | $BFA | Brown-forman Corp | Common Stock | 7,350 | Maintained | 0.00 | 0.05 | 540,000.00 | 6.93 | 146.96 | Form 13 |
| Community Trust & Investment Co | $CVS | Cvs Health Corporation | Common Stock | 311,558 | Decreased | -1.94 | 2.27 | 21,279,000.00 | 14.68 | 136.55 | Form 13 |
| Community Trust & Investment Co | $CVX | Chevron Corp | Common Stock | 105,033 | Decreased | -4.03 | 0.94 | 8,870,000.00 | 12.56 | 168.72 | Form 13 |
| Community Trust & Investment Co | $CSCO | Cisco Systems Inc | Common Stock | 498,950 | Decreased | -1.55 | 2.38 | 22,328,000.00 | 11.84 | 89.47 | Form 13 |
| Community Trust & Investment Co | $C | Citigroup Inc | Common Stock | 199,480 | Decreased | -2.25 | 1.32 | 12,300,000.00 | 39.80 | 123.25 | Form 13 |
| Community Trust & Investment Co | $KO | Coca-cola Co | Common Stock | 4,581 | New! | 0.00 | 0.03 | 251,000.00 | 0.00 | 54.79 | Form 13 |
| Community Trust & Investment Co | $CTBI | Community Tr Bancorp Inc | Common Stock | 1,810,239 | Decreased | -1.90 | 7.15 | 67,070,000.00 | 28.61 | 74.10 | Form 13 |
| Community Trust & Investment Co | $DIS | Disney Walt Co | Common Stock | 120,463 | Decreased | -2.88 | 2.33 | 21,826,000.00 | 41.82 | 362.49 | Form 13 |
| Community Trust & Investment Co | $DD | Dupont De Nemours Inc | Common Stock | 175,619 | Decreased | -5.66 | 1.34 | 12,489,000.00 | 20.92 | 142.30 | Form 13 |
| Community Trust & Investment Co | $FB | Facebook Inc | Common Stock | 95,202 | Decreased | -2.19 | 2.77 | 26,005,000.00 | 2.02 | 546.15 | Form 13 |
| Community Trust & Investment Co | $FIS | Fidelity National Information | Common Stock | 77,885 | Decreased | -0.71 | 1.17 | 11,017,000.00 | -4.60 | 282.59 | Form 13 |
| Community Trust & Investment Co | $FDN | First Trust Dow Jones Internet | Mutual Funds/eq | 2,013 | New! | 0.00 | 0.05 | 427,000.00 | 0.00 | 212.12 | Form 13 |
| Community Trust & Investment Co | $GSIE | Goldman Sachs Activebeta | Mutual Funds/eq | 14,655 | Maintained | 0.00 | 0.05 | 467,000.00 | 13.08 | 31.87 | Form 13 |
| Community Trust & Investment Co | $GSSC | Goldman Sachs Activebeta | Mutual Funds/eq | 4,808 | Maintained | 0.00 | 0.03 | 260,000.00 | 28.71 | 54.08 | Form 13 |
| Community Trust & Investment Co | $HCA | Hca Healthcare Inc | Common Stock | 92,563 | Decreased | -2.51 | 1.63 | 15,223,000.00 | 28.59 | 329.11 | Form 13 |
| Community Trust & Investment Co | $HD | Home Depot Inc | Common Stock | 2,953 | Increased | 20.83 | 0.08 | 784,000.00 | 15.46 | 265.49 | Form 13 |
| Community Trust & Investment Co | $HON | Honeywell International Inc | Common Stock | 106,300 | Decreased | -15.22 | 2.41 | 22,610,000.00 | 9.54 | 425.34 | Form 13 |
| Community Trust & Investment Co | $ICE | Intercontinental Exchange Inc | Common Stock | 213,332 | Decreased | -1.47 | 2.62 | 24,595,000.00 | 13.54 | 230.58 | Form 13 |
| Community Trust & Investment Co | $IQV | Iqvia Holding Inc | Common Stock | 52,767 | Increased | 1.96 | 1.01 | 9,454,000.00 | 15.87 | 358.31 | Form 13 |
| Community Trust & Investment Co | $EFA | Ishares Msci Eafe (mkt) | Mutual Funds/eq | 2,876 | New! | 0.00 | 0.02 | 210,000.00 | 0.00 | 73.02 | Form 13 |
| Community Trust & Investment Co | $IGM | Ishares Expnd Tech Sector Etf | Mutual Funds/eq | 19,665 | New! | 0.00 | 0.73 | 6,880,000.00 | 0.00 | 700.96 | Form 13 |
| Community Trust & Investment Co | $IWV | Ishares Russell 3000 (mkt) | Mutual Funds/eq | 10,547 | Increased | 4.61 | 0.25 | 2,358,000.00 | 19.51 | 223.57 | Form 13 |
| Community Trust & Investment Co | $GVI | Ishares Intm Government/credit | Mutual Funds/fi | 1,967 | New! | 0.00 | 0.02 | 231,000.00 | 0.00 | 117.44 | Form 13 |
| Community Trust & Investment Co | $USMV | Ishares Msci Usa Minimum | Mutual Funds/eq | 10,857 | Increased | 86.26 | 0.08 | 737,000.00 | 98.65 | 67.88 | Form 13 |
| Community Trust & Investment Co | $JPM | Jp Morgan Chase & Co | Common Stock | 189,890 | Decreased | -15.45 | 2.58 | 24,129,000.00 | 11.60 | 254.09 | Form 13 |
| Community Trust & Investment Co | $JNJ | Johnson & Johnson | Common Stock | 108,874 | Decreased | -1.11 | 1.82 | 17,135,000.00 | 4.54 | 314.95 | Form 13 |
| Community Trust & Investment Co | $KEYS | Keysight Technologies Inc | Common Stock | 89,508 | Decreased | -0.51 | 1.26 | 11,824,000.00 | 33.03 | 264.47 | Form 13 |
| Community Trust & Investment Co | $LHX | L3harris Technologies Inc Com | Common Stock | 106,118 | Decreased | -0.85 | 2.14 | 20,059,000.00 | 10.35 | 378.30 | Form 13 |
| Community Trust & Investment Co | $LEVI | Levi Strauss & Co | Common Stock | 360,525 | New! | 0.00 | 0.77 | 7,239,000.00 | 0.00 | 40.12 | Form 13 |
| Community Trust & Investment Co | $LOW | Lowes Companies Inc | Common Stock | 102,830 | Decreased | -1.68 | 1.76 | 16,505,000.00 | -4.85 | 321.11 | Form 13 |
| Community Trust & Investment Co | $MTZ | Mastec Inc | Common Stock | 197,197 | Decreased | -4.86 | 1.44 | 13,444,000.00 | 53.70 | 136.23 | Form 13 |
| Community Trust & Investment Co | $MCD | Mcdonalds Corp | Common Stock | 1,254 | Decreased | -94.34 | 0.03 | 269,000.00 | -94.47 | 214.51 | Form 13 |
| Community Trust & Investment Co | $MSFT | Microsoft Corp | Common Stock | 219,233 | Decreased | -1.38 | 5.19 | 48,762,000.00 | 4.29 | 444.78 | Form 13 |
| Community Trust & Investment Co | $MDLZ | Mondelez Intl Inc | Common Stock | 300,475 | Decreased | -1.43 | 1.87 | 17,569,000.00 | 0.32 | 117.03 | Form 13 |
| Community Trust & Investment Co | $MS | Morgan Stanley | Common Stock | 3,059 | New! | 0.00 | 0.02 | 210,000.00 | 0.00 | 68.65 | Form 13 |
| Community Trust & Investment Co | $NEE | Nextera Energy Inc | Common Stock | 6,917 | Increased | 422.43 | 0.06 | 534,000.00 | 45.50 | 77.20 | Form 13 |
| Community Trust & Investment Co | $NKE | Nike Inc | Common Stock | 83,439 | Decreased | -2.27 | 1.26 | 11,804,000.00 | 10.13 | 282.72 | Form 13 |
| Community Trust & Investment Co | $NSC | Norfolk Southern Corp | Common Stock | 2,400 | New! | 0.00 | 0.06 | 570,000.00 | 0.00 | 237.50 | Form 13 |
| Community Trust & Investment Co | $PNC | Pnc Financial Services Group | Common Stock | 1,624 | New! | 0.00 | 0.03 | 242,000.00 | 0.00 | 149.01 | Form 13 |
| Community Trust & Investment Co | $PTN | Palatin Technologies Inc | Common Stock | 22,388 | Maintained | 0.00 | 0.00 | 15,000.00 | 36.36 | 0.67 | Form 13 |
| Community Trust & Investment Co | $PYPL | Paypal Hldgs Inc | Common Stock | 52,939 | New! | 0.00 | 1.32 | 12,399,000.00 | 0.00 | 468.65 | Form 13 |
| Community Trust & Investment Co | $PEBO | Peoples Bancorp Inc | Common Stock | 183,249 | Maintained | 0.00 | 0.53 | 4,964,000.00 | 41.91 | 27.09 | Form 13 |
| Community Trust & Investment Co | $PEP | Pepsico Inc | Common Stock | 70,571 | Decreased | -1.05 | 1.12 | 10,466,000.00 | 5.88 | 296.85 | Form 13 |
| Community Trust & Investment Co | $PFE | Pfizer Inc | Common Stock | 177,040 | Decreased | -0.38 | 0.70 | 6,517,000.00 | -0.08 | 73.58 | Form 13 |
| Community Trust & Investment Co | $PXD | Pioneer Natural Resources Co | Common Stock | 131,604 | Decreased | -6.16 | 1.60 | 14,988,000.00 | 24.29 | 227.81 | Form 13 |
| Community Trust & Investment Co | $PG | Procter & Gamble Co | Common Stock | 89,376 | Decreased | -0.47 | 1.32 | 12,436,000.00 | -0.36 | 278.35 | Form 13 |
| Community Trust & Investment Co | $RTX | Raytheon Technologies Corp | Common Stock | 64,767 | New! | 0.00 | 0.49 | 4,631,000.00 | 0.00 | 142.87 | Form 13 |
| Community Trust & Investment Co | $DIA | Spdr Dow Jones Industrial | Mutual Funds/eq | 3,900 | Maintained | 0.00 | 0.13 | 1,193,000.00 | 10.26 | 305.90 | Form 13 |
| Community Trust & Investment Co | $XLE | Select Sector Spdr | Mutual Funds/eq | 8,975 | New! | 0.00 | 0.04 | 340,000.00 | 0.00 | 37.88 | Form 13 |
| Community Trust & Investment Co | $XLC | Select Sector Spdr | Mutual Funds/eq | 4,855 | New! | 0.00 | 0.03 | 328,000.00 | 0.00 | 67.56 | Form 13 |
| Community Trust & Investment Co | $XLRE | Select Sector Spdr | Mutual Funds/eq | 6,764 | New! | 0.00 | 0.03 | 247,000.00 | 0.00 | 36.52 | Form 13 |
| Community Trust & Investment Co | $XLU | Select Sector Spdr | Mutual Funds/eq | 337,662 | Decreased | -1.85 | 2.26 | 21,171,000.00 | 3.63 | 125.35 | Form 13 |
| Community Trust & Investment Co | $SO | Southern Co | Common Stock | 3,608 | New! | 0.00 | 0.02 | 222,000.00 | 0.00 | 61.53 | Form 13 |
| Community Trust & Investment Co | $TJX | Tjx Cos Inc New | Common Stock | 345,362 | Decreased | -2.76 | 2.52 | 23,585,000.00 | 19.33 | 136.58 | Form 13 |
| Community Trust & Investment Co | $TGT | Target Corp | Common Stock | 1,256 | New! | 0.00 | 0.02 | 222,000.00 | 0.00 | 176.75 | Form 13 |
| Community Trust & Investment Co | $TMO | Thermo Fisher Scientific Inc | Common Stock | 26,319 | Decreased | -3.75 | 1.30 | 12,258,000.00 | 1.53 | 930.78 | Form 13 |
| Community Trust & Investment Co | $TFC | Truist Finl Corp | Common Stock | 14,175 | Maintained | 0.00 | 0.07 | 679,000.00 | 25.97 | 47.90 | Form 13 |
| Community Trust & Investment Co | $UNP | Union Pacific Corp | Common Stock | 1,042 | New! | 0.00 | 0.02 | 217,000.00 | 0.00 | 208.25 | Form 13 |
| Community Trust & Investment Co | $UPS | United Parcel Service | Common Stock | 5,179 | Decreased | -13.68 | 0.09 | 872,000.00 | -12.80 | 168.37 | Form 13 |
| Community Trust & Investment Co | $UNH | Unitedhealth Group Inc | Common Stock | 87,812 | Decreased | -10.49 | 3.28 | 30,794,000.00 | 0.68 | 701.18 | Form 13 |
| Community Trust & Investment Co | $VNQ | Vanguard Real Estate Etf | Mutual Funds/eq | 197,965 | Increased | 17.08 | 1.79 | 16,813,000.00 | 25.93 | 169.82 | Form 13 |
| Community Trust & Investment Co | $VZ | Verizon Communications Inc | Common Stock | 4,271 | New! | 0.00 | 0.03 | 251,000.00 | 0.00 | 117.35 | Form 13 |
| Community Trust & Investment Co | $V | Visa Inc | Common Stock | 180,300 | Decreased | -2.03 | 4.21 | 39,437,000.00 | 7.16 | 437.52 | Form 13 |
| Community Trust & Investment Co | $WMT | Walmart Inc | Common Stock | 126,064 | Decreased | -1.87 | 1.93 | 18,172,000.00 | 1.10 | 288.27 | Form 13 |
| Community Trust & Investment Co | $WY | Weyerhaeuser Co | Common Stock | 9,635 | Maintained | 0.00 | 0.03 | 323,000.00 | 17.45 | 33.52 | Form 13 |
| Community Trust & Investment Co | $ZNGA | Zynga Inc | Common Stock | 449,395 | New! | 0.00 | 0.47 | 4,435,000.00 | 0.00 | 19.72 | Form 13 |
| Community Trust & Investment Co | $LIN | Linde Plc | Foreign Stock | 48,702 | Decreased | -0.89 | 1.36 | 12,833,000.00 | 9.67 | 526.90 | Form 13 |
| Community Trust & Investment Co | $MDT | Medtronic Plc | Foreign Stock | 191,941 | Decreased | -2.20 | 2.39 | 22,484,000.00 | 10.24 | 234.40 | Form 13 |
| Community Trust & Investment Co | $BIIB | Biogen Inc | Common Stock | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Community Trust & Investment Co | $BA | Boeing Co | Common Stock | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Community Trust & Investment Co | $CAT | Caterpillar Inc | Common Stock | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Community Trust & Investment Co | $GE | General Electric Co | Common Stock | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Community Trust & Investment Co | $JAX | J Alexanders Hldgs Inc | Common Stock | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Community Trust & Investment Co | $MKL | Markel Corp | Common Stock | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Community Trust & Investment Co | $BIIB | Biogen Inc | Common Stock | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Community Trust & Investment Co | $BA | Boeing Co | Common Stock | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Community Trust & Investment Co | $CAT | Caterpillar Inc | Common Stock | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Community Trust & Investment Co | $GE | General Electric Co | Common Stock | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Community Trust & Investment Co | $JAX | J Alexanders Hldgs Inc | Common Stock | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Sanders Morris Harris Llc | $MMM | 3m Co | Com | 1,319 | Maintained | 0.00 | 0.05 | 230,000.00 | 8.49 | 174.37 | Form 13 |
| Sanders Morris Harris Llc | $ABT | Abbott Labs | Com | 8,025 | Maintained | 0.00 | 0.20 | 897,000.00 | 2.75 | 111.78 | Form 13 |
| Sanders Morris Harris Llc | $ABBV | Abbvie Inc | Com | 22,498 | Maintained | 0.00 | 0.57 | 2,514,000.00 | 27.68 | 111.74 | Form 13 |
| Sanders Morris Harris Llc | $ATVI | Activision Blizzard Inc | Com | 9,255 | Maintained | 0.00 | 0.19 | 831,000.00 | 10.07 | 89.79 | Form 13 |
| Sanders Morris Harris Llc | $ADBE | Adobe Systems Incorporated | Com | 10,360 | Increased | 257.24 | 1.11 | 4,892,000.00 | 227.44 | 472.20 | Form 13 |
| Sanders Morris Harris Llc | $AMD | Advanced Micro Devices Inc | Com | 53,209 | Increased | 368.80 | 1.11 | 4,883,000.00 | 404.96 | 91.77 | Form 13 |
| Sanders Morris Harris Llc | $APD | Air Prods & Chems Inc | Com | 2,075 | Maintained | 0.00 | 0.13 | 567,000.00 | -8.25 | 273.25 | Form 13 |
| Sanders Morris Harris Llc | $ALXN | Alexion Pharmaceuticals Inc | Com | 3,400 | Maintained | 0.00 | 0.12 | 532,000.00 | 26.37 | 156.47 | Form 13 |
| Sanders Morris Harris Llc | $BABA | Alibaba Group Hldg Ltd | Sponsored Ads | 14,945 | Increased | 333.82 | 0.79 | 3,486,000.00 | 229.49 | 233.26 | Form 13 |
| Sanders Morris Harris Llc | $ALNY | Alnylam Pharmaceuticals Inc | Com | 3,500 | Maintained | 0.00 | 0.14 | 598,000.00 | 16.34 | 170.86 | Form 13 |
| Sanders Morris Harris Llc | $GOOGL | Alphabet Inc | Cap Stk Cl A | 1,754 | Decreased | -30.92 | 0.70 | 3,066,000.00 | -22.42 | 1,748.00 | Form 13 |
| Sanders Morris Harris Llc | $GOOG | Alphabet Inc | Cap Stk Cl C | 1,068 | Maintained | 0.00 | 0.43 | 1,874,000.00 | 12.15 | 1,754.68 | Form 13 |
| Sanders Morris Harris Llc | $MO | Altria Group Inc | Com | 91,618 | Decreased | -0.43 | 0.86 | 3,758,000.00 | 5.41 | 41.02 | Form 13 |
| Sanders Morris Harris Llc | $AMZN | Amazon Com Inc | Com | 2,106 | Increased | 135.83 | 1.52 | 6,690,000.00 | 122.70 | 3,176.64 | Form 13 |
| Sanders Morris Harris Llc | $DOX | Amdocs Ltd | Shs | 8,000 | Maintained | 0.00 | 0.13 | 563,000.00 | 20.82 | 70.38 | Form 13 |
| Sanders Morris Harris Llc | $ATAX | America First Multifamily In | Ben Unit Ctf | 39,500 | Increased | 46.30 | 0.04 | 168,000.00 | 54.13 | 4.25 | Form 13 |
| Sanders Morris Harris Llc | $AXP | American Express Co | Com | 3,042 | Decreased | -7.59 | 0.08 | 372,000.00 | 8.14 | 122.29 | Form 13 |
| Sanders Morris Harris Llc | $AMGN | Amgen Inc | Com | 4,292 | Maintained | 0.00 | 0.23 | 1,020,000.00 | -0.78 | 237.65 | Form 13 |
| Sanders Morris Harris Llc | $AR | Antero Resources Corp | Com | 39,000 | Maintained | 0.00 | 0.05 | 213,000.00 | 99.07 | 5.46 | Form 13 |
| Sanders Morris Harris Llc | $ANTM | Anthem Inc | Com | 1,900 | Maintained | 0.00 | 0.14 | 628,000.00 | 11.55 | 330.53 | Form 13 |
| Sanders Morris Harris Llc | $AAPL | Apple Inc | Com | 95,932 | Increased | 1.76 | 2.88 | 12,657,000.00 | 13.76 | 131.94 | Form 13 |
| Sanders Morris Harris Llc | $ARGX | Argenx Se | Sponsored Adr | 1,830 | Maintained | 0.00 | 0.11 | 502,000.00 | -1.38 | 274.32 | Form 13 |
| Sanders Morris Harris Llc | $ARKK | Ark Etf Tr | Innovation Etf | 11,920 | New! | 0.00 | 0.34 | 1,484,000.00 | 0.00 | 124.50 | Form 13 |
| Sanders Morris Harris Llc | $AZN | Astrazeneca Plc | Sponsored Adr | 13,600 | Maintained | 0.00 | 0.16 | 684,000.00 | -8.06 | 50.29 | Form 13 |
| Sanders Morris Harris Llc | $T | At&t Inc | Com | 215,750 | Decreased | -12.39 | 1.41 | 6,198,000.00 | -11.48 | 28.73 | Form 13 |
| Sanders Morris Harris Llc | $ATIF | Atif Holdings Limited | Shs | 14,200 | New! | 0.00 | 0.00 | 13,000.00 | 0.00 | 0.92 | Form 13 |
| Sanders Morris Harris Llc | $TEAM | Atlassian Corp Plc | Cl A | 2,730 | Maintained | 0.00 | 0.14 | 628,000.00 | 18.94 | 230.04 | Form 13 |
| Sanders Morris Harris Llc | $ADP | Automatic Data Processing In | Com | 2,450 | Maintained | 0.00 | 0.09 | 405,000.00 | 11.26 | 165.31 | Form 13 |
| Sanders Morris Harris Llc | $AN | Autonation Inc | Com | 5,000 | Maintained | 0.00 | 0.08 | 349,000.00 | 31.70 | 69.80 | Form 13 |
| Sanders Morris Harris Llc | $AVLR | Avalara Inc | Com | 19,418 | Decreased | -4.30 | 0.70 | 3,076,000.00 | -2.53 | 158.41 | Form 13 |
| Sanders Morris Harris Llc | $AVT | Avnet Inc | Com | 9,570 | Maintained | 0.00 | 0.08 | 336,000.00 | 36.03 | 35.11 | Form 13 |
| Sanders Morris Harris Llc | $BIDU | Baidu Inc | Spon Adr Rep A | 4,200 | Maintained | 0.00 | 0.23 | 995,000.00 | 86.68 | 236.90 | Form 13 |
| Sanders Morris Harris Llc | $GOLD | Barrick Gold Corp | Com | 28,000 | Decreased | -30.00 | 0.15 | 638,000.00 | -43.24 | 22.79 | Form 13 |
| Sanders Morris Harris Llc | $BHC | Bausch Health Cos Inc | Com | 35,013 | Maintained | 0.00 | 0.20 | 891,000.00 | 52.57 | 25.45 | Form 13 |
| Sanders Morris Harris Llc | $BAX | Baxter Intl Inc | Com | 4,900 | Maintained | 0.00 | 0.09 | 402,000.00 | 2.81 | 82.04 | Form 13 |
| Sanders Morris Harris Llc | $BGNE | Beigene Ltd | Sponsored Adr | 2,700 | Maintained | 0.00 | 0.19 | 837,000.00 | 1.45 | 310.00 | Form 13 |
| Sanders Morris Harris Llc | $BRKA | Berkshire Hathaway Inc Del | Cl A | 9 | Maintained | 0.00 | 0.72 | 3,179,000.00 | 10.81 | 353,222.22 | Form 13 |
| Sanders Morris Harris Llc | $BRKB | Berkshire Hathaway Inc Del | Cl B New | 964 | Maintained | 0.00 | 0.05 | 224,000.00 | 0.00 | 232.37 | Form 13 |
| Sanders Morris Harris Llc | $BMRN | Biomarin Pharmaceutical Inc | Com | 4,000 | Maintained | 0.00 | 0.07 | 328,000.00 | 2.50 | 82.00 | Form 13 |
| Sanders Morris Harris Llc | $BAC | Bk Of America Corp | Com | 10,519 | Maintained | 0.00 | 0.07 | 318,000.00 | 0.00 | 30.23 | Form 13 |
| Sanders Morris Harris Llc | $BFZ | Blackrock Calif Mun Income T | Sh Ben Int | 25,500 | Maintained | 0.00 | 0.08 | 356,000.00 | 5.64 | 13.96 | Form 13 |
| Sanders Morris Harris Llc | $BHK | Blackrock Core Bd Tr | Shs Ben Int | 38,955 | Maintained | 0.00 | 0.14 | 635,000.00 | 4.10 | 16.30 | Form 13 |
| Sanders Morris Harris Llc | $BLK | Blackrock Inc | Com | 900 | Maintained | 0.00 | 0.15 | 649,000.00 | 28.01 | 721.11 | Form 13 |
| Sanders Morris Harris Llc | $BYM | Blackrock Mun Income Quality | Com | 11,000 | Maintained | 0.00 | 0.04 | 165,000.00 | 5.10 | 15.00 | Form 13 |
| Sanders Morris Harris Llc | $MUJ | Blackrock Munihldgs Nj Qlty | Com | 25,730 | Maintained | 0.00 | 0.08 | 370,000.00 | 4.82 | 14.38 | Form 13 |
| Sanders Morris Harris Llc | $BX | Blackstone Group Inc | Com Cl A | 368,620 | Decreased | -0.81 | 5.43 | 23,876,000.00 | 22.75 | 64.77 | Form 13 |
| Sanders Morris Harris Llc | $BHAT | Blue Hat Interactive Entmt T | Shs | 11,000 | New! | 0.00 | 0.00 | 10,000.00 | 0.00 | 0.91 | Form 13 |
| Sanders Morris Harris Llc | $BLUE | Bluebird Bio Inc | Com | 6,400 | Increased | 8.47 | 0.07 | 317,000.00 | -5.93 | 49.53 | Form 13 |
| Sanders Morris Harris Llc | $BA | Boeing Co | Com | 2,860 | Decreased | -43.48 | 0.14 | 596,000.00 | -28.19 | 208.39 | Form 13 |
| Sanders Morris Harris Llc | $BMY | Bristol-myers Squibb Co | Com | 40,884 | Decreased | -1.29 | 0.59 | 2,573,000.00 | 2.59 | 62.93 | Form 13 |
| Sanders Morris Harris Llc | $AVGO | Broadcom Inc | Com | 1,964 | Maintained | 0.00 | 0.20 | 886,000.00 | 18.29 | 451.12 | Form 13 |
| Sanders Morris Harris Llc | $CADE | Cadence Bancorporation | Cl A | 10,000 | Maintained | 0.00 | 0.04 | 164,000.00 | 90.70 | 16.40 | Form 13 |
| Sanders Morris Harris Llc | $CSWC | Capital Southwest Corp | Com | 865,717 | Increased | 2.93 | 3.50 | 15,366,000.00 | 30.03 | 17.75 | Form 13 |
| Sanders Morris Harris Llc | $CTT | Catchmark Timber Tr Inc | Cl A | 19,400 | Maintained | 0.00 | 0.04 | 182,000.00 | 5.20 | 9.38 | Form 13 |
| Sanders Morris Harris Llc | $CAT | Caterpillar Inc | Com | 1,375 | Maintained | 0.00 | 0.06 | 250,000.00 | 21.95 | 181.82 | Form 13 |
| Sanders Morris Harris Llc | $CE | Celanese Corp Del | Com | 5,000 | Maintained | 0.00 | 0.16 | 684,000.00 | 18.34 | 136.80 | Form 13 |
| Sanders Morris Harris Llc | $CDEV | Centennial Resource Dev Inc | Cl A | 12,200 | New! | 0.00 | 0.00 | 18,000.00 | 0.00 | 1.48 | Form 13 |
| Sanders Morris Harris Llc | $CERN | Cerner Corp | Com | 4,600 | Maintained | 0.00 | 0.08 | 371,000.00 | 10.09 | 80.65 | Form 13 |
| Sanders Morris Harris Llc | $CHTR | Charter Communications Inc N | Cl A | 1,239 | Maintained | 0.00 | 0.17 | 766,000.00 | -4.49 | 618.24 | Form 13 |
| Sanders Morris Harris Llc | $CEMI | Chembio Diagnostics Inc | Com New | 183,584 | New! | 0.00 | 0.23 | 990,000.00 | 0.00 | 5.39 | Form 13 |
| Sanders Morris Harris Llc | $CVX | Chevron Corp New | Com | 10,175 | Maintained | 0.00 | 0.20 | 860,000.00 | 17.33 | 84.52 | Form 13 |
| Sanders Morris Harris Llc | $CHL | China Mobile Limited | Sponsored Adr | 50,205 | Maintained | 0.00 | 0.33 | 1,433,000.00 | -11.21 | 28.54 | Form 13 |
| Sanders Morris Harris Llc | $CI | Cigna Corp New | Com | 4,493 | Maintained | 0.00 | 0.23 | 1,006,000.00 | 28.32 | 223.90 | Form 13 |
| Sanders Morris Harris Llc | $CIICW | Ciig Merger Corp | *w Exp 12/31/202 | 12,500 | Maintained | 0.00 | 0.02 | 100,000.00 | 809.09 | 8.00 | Form 13 |
| Sanders Morris Harris Llc | $CIIC | Ciig Merger Corp | Com Cl A | 25,650 | Increased | 2.60 | 0.16 | 683,000.00 | 172.11 | 26.63 | Form 13 |
| Sanders Morris Harris Llc | $CIDM | Cinedigm Corp | Com New | 11,800 | New! | 0.00 | 0.00 | 8,000.00 | 0.00 | 0.68 | Form 13 |
| Sanders Morris Harris Llc | $CTAS | Cintas Corp | Com | 12,807 | Decreased | -1.59 | 0.98 | 4,302,000.00 | -5.91 | 335.91 | Form 13 |
| Sanders Morris Harris Llc | $CSCO | Cisco Sys Inc | Com | 150,925 | Increased | 1879.34 | 1.54 | 6,758,000.00 | 2,123.03 | 44.78 | Form 13 |
| Sanders Morris Harris Llc | $CLX | Clorox Co Del | Com | 2,183 | Maintained | 0.00 | 0.10 | 423,000.00 | -11.88 | 193.77 | Form 13 |
| Sanders Morris Harris Llc | $NET | Cloudflare Inc | Cl A Com | 6,700 | Increased | 6.35 | 0.12 | 509,000.00 | 96.53 | 75.97 | Form 13 |
| Sanders Morris Harris Llc | $KO | Coca Cola Co | Com | 16,816 | Decreased | -5.61 | 0.21 | 922,000.00 | 4.89 | 54.83 | Form 13 |
| Sanders Morris Harris Llc | $CTSH | Cognizant Technology Solutio | Cl A | 6,000 | Maintained | 0.00 | 0.11 | 478,000.00 | 8.88 | 79.67 | Form 13 |
| Sanders Morris Harris Llc | $CL | Colgate Palmolive Co | Com | 4,920 | Maintained | 0.00 | 0.09 | 406,000.00 | 3.31 | 82.52 | Form 13 |
| Sanders Morris Harris Llc | $CMCSA | Comcast Corp New | Cl A | 10,877 | Increased | 4.82 | 0.12 | 547,000.00 | 15.40 | 50.29 | Form 13 |
| Sanders Morris Harris Llc | $CXO | Concho Res Inc | Com | 6,656 | Maintained | 0.00 | 0.09 | 388,000.00 | 31.97 | 58.29 | Form 13 |
| Sanders Morris Harris Llc | $CRNX | Crinetics Pharmaceuticals In | Com | 18,600 | Maintained | 0.00 | 0.06 | 263,000.00 | -15.43 | 14.14 | Form 13 |
| Sanders Morris Harris Llc | $CRTO | Criteo S A | Spons Ads | 32,500 | Decreased | -56.38 | 0.15 | 667,000.00 | -26.62 | 20.52 | Form 13 |
| Sanders Morris Harris Llc | $CCI | Crown Castle Intl Corp New | Com | 1,588 | Maintained | 0.00 | 0.06 | 253,000.00 | -4.53 | 159.32 | Form 13 |
| Sanders Morris Harris Llc | $CSX | Csx Corp | Com | 7,500 | Maintained | 0.00 | 0.16 | 710,000.00 | 19.73 | 94.67 | Form 13 |
| Sanders Morris Harris Llc | $CUE | Cue Biopharma Inc | Com | 193,591 | Increased | 35.92 | 0.56 | 2,449,000.00 | 5.93 | 12.65 | Form 13 |
| Sanders Morris Harris Llc | $CMI | Cummins Inc | Com | 1,161 | Maintained | 0.00 | 0.06 | 264,000.00 | 7.76 | 227.39 | Form 13 |
| Sanders Morris Harris Llc | $CVS | Cvs Health Corp | Com | 5,847 | Decreased | -90.15 | 0.10 | 437,000.00 | -87.40 | 74.74 | Form 13 |
| Sanders Morris Harris Llc | $CYTK | Cytokinetics Inc | Com New | 21,755 | Decreased | -11.40 | 0.10 | 421,000.00 | 1.94 | 19.35 | Form 13 |
| Sanders Morris Harris Llc | $DDOG | Datadog Inc | Cl A Com | 9,290 | Increased | 47.69 | 0.22 | 974,000.00 | 32.52 | 104.84 | Form 13 |
| Sanders Morris Harris Llc | $DXCM | Dexcom Inc | Com | 1,000 | Maintained | 0.00 | 0.08 | 363,000.00 | -8.33 | 363.00 | Form 13 |
| Sanders Morris Harris Llc | $DEO | Diageo Plc | Spon Adr New | 1,325 | New! | 0.00 | 0.05 | 210,000.00 | 0.00 | 158.49 | Form 13 |
| Sanders Morris Harris Llc | $YINN | Direxion Shs Etf Tr | Dl Ftse Bll 3x | 25,000 | New! | 0.00 | 0.11 | 505,000.00 | 0.00 | 20.20 | Form 13 |
| Sanders Morris Harris Llc | $DISH | Dish Network Corporation | Cl A | 10,904 | New! | 0.00 | 0.08 | 353,000.00 | 0.00 | 32.37 | Form 13 |
| Sanders Morris Harris Llc | $DIS | Disney Walt Co | Com | 17,002 | Increased | 1.80 | 0.68 | 3,004,000.00 | 40.11 | 176.69 | Form 13 |
| Sanders Morris Harris Llc | $DOCU | Docusign Inc | Com | 17,057 | Decreased | -1.86 | 0.99 | 4,360,000.00 | 5.39 | 255.61 | Form 13 |
| Sanders Morris Harris Llc | $DBX | Dropbox Inc | Cl A | 15,970 | Maintained | 0.00 | 0.08 | 353,000.00 | 8.95 | 22.10 | Form 13 |
| Sanders Morris Harris Llc | $DUK | Duke Energy Corp New | Com New | 2,650 | Decreased | -3.64 | 0.06 | 243,000.00 | 0.00 | 91.70 | Form 13 |
| Sanders Morris Harris Llc | $DT | Dynatrace Inc | Com New | 65,078 | Decreased | -16.87 | 0.65 | 2,842,000.00 | -17.31 | 43.67 | Form 13 |
| Sanders Morris Harris Llc | $ESTE | Earthstone Energy Inc | Cl A | 150,300 | Decreased | -9.95 | 0.18 | 801,000.00 | 84.99 | 5.33 | Form 13 |
| Sanders Morris Harris Llc | $ESSCW | East Stone Acquisition Corp | *w Exp 12/31/202 | 10,000 | Maintained | 0.00 | 0.00 | 9,000.00 | 800.00 | 0.90 | Form 13 |
| Sanders Morris Harris Llc | $ESSC | East Stone Acquisition Corp | Shs | 10,000 | Maintained | 0.00 | 0.02 | 101,000.00 | 3.06 | 10.10 | Form 13 |
| Sanders Morris Harris Llc | $ETN | Eaton Corp Plc | Shs | 2,400 | New! | 0.00 | 0.07 | 288,000.00 | 0.00 | 120.00 | Form 13 |
| Sanders Morris Harris Llc | $ECL | Ecolab Inc | Com | 5,597 | Maintained | 0.00 | 0.28 | 1,214,000.00 | 7.82 | 216.90 | Form 13 |
| Sanders Morris Harris Llc | $EW | Edwards Lifesciences Corp | Com | 4,620 | Maintained | 0.00 | 0.09 | 414,000.00 | 7.81 | 89.61 | Form 13 |
| Sanders Morris Harris Llc | $ELAN | Elanco Animal Health Inc | Com | 434,335 | Decreased | -18.24 | 3.05 | 13,381,000.00 | -9.82 | 30.81 | Form 13 |
| Sanders Morris Harris Llc | $EA | Electronic Arts Inc | Com | 5,350 | Maintained | 0.00 | 0.17 | 729,000.00 | 2.82 | 136.26 | Form 13 |
| Sanders Morris Harris Llc | $ET | Energy Transfer Lp | Com Ut Ltd Ptn | 123,551 | Decreased | -18.95 | 0.18 | 804,000.00 | -5.63 | 6.51 | Form 13 |
| Sanders Morris Harris Llc | $EPD | Enterprise Prods Partners L | Com | 739,527 | Decreased | -0.24 | 3.30 | 14,514,000.00 | 23.87 | 19.63 | Form 13 |
| Sanders Morris Harris Llc | $EFX | Equifax Inc | Com | 2,100 | Maintained | 0.00 | 0.09 | 405,000.00 | 23.10 | 192.86 | Form 13 |
| Sanders Morris Harris Llc | $EROS | Eros Stx Global Corporation | Shs New | 1,565,178 | Increased | 40.93 | 0.65 | 2,848,000.00 | 16.01 | 1.82 | Form 13 |
| Sanders Morris Harris Llc | $ESPR | Esperion Therapeutics Inc Ne | Com | 12,200 | New! | 0.00 | 0.07 | 328,000.00 | 0.00 | 26.89 | Form 13 |
| Sanders Morris Harris Llc | $EXAS | Exact Sciences Corp | Com | 4,800 | Maintained | 0.00 | 0.16 | 698,000.00 | 34.49 | 145.42 | Form 13 |
| Sanders Morris Harris Llc | $XOM | Exxon Mobil Corp | Com | 85,846 | Decreased | -2.69 | 0.81 | 3,538,000.00 | 16.84 | 41.21 | Form 13 |
| Sanders Morris Harris Llc | $EZPW | Ezcorp Inc | Cl A Non Vtg | 102,500 | Maintained | 0.00 | 0.11 | 491,000.00 | -4.84 | 4.79 | Form 13 |
| Sanders Morris Harris Llc | $FB | Facebook Inc | Cl A | 5,584 | Increased | 3.71 | 0.33 | 1,440,000.00 | -1.64 | 257.88 | Form 13 |
| Sanders Morris Harris Llc | $FDX | Fedex Corp | Com | 3,200 | Maintained | 0.00 | 0.18 | 807,000.00 | -7.77 | 252.19 | Form 13 |
| Sanders Morris Harris Llc | $FLEX | Flex Ltd | Ord | 13,400 | Maintained | 0.00 | 0.05 | 241,000.00 | 60.67 | 17.99 | Form 13 |
| Sanders Morris Harris Llc | $F | Ford Mtr Co Del | Com | 212,400 | Increased | 361.74 | 0.42 | 1,867,000.00 | 510.13 | 8.79 | Form 13 |
| Sanders Morris Harris Llc | $GLEOWS | Galileo Acquisition Corp | *w Exp 10/31/202 | 46,255 | Maintained | 0.00 | 0.01 | 42,000.00 | 55.56 | 0.91 | Form 13 |
| Sanders Morris Harris Llc | $GLEO | Galileo Acquisition Corp | Shs | 33,780 | Decreased | -22.84 | 0.08 | 351,000.00 | -19.12 | 10.39 | Form 13 |
| Sanders Morris Harris Llc | $GD | General Dynamics Corp | Com | 3,000 | Maintained | 0.00 | 0.10 | 458,000.00 | 6.76 | 152.67 | Form 13 |
| Sanders Morris Harris Llc | $GE | General Electric Co | Com | 29,058 | Decreased | -93.44 | 0.08 | 334,000.00 | -87.96 | 11.49 | Form 13 |
| Sanders Morris Harris Llc | $GEL | Genesis Energy L P | Unit Ltd Partn | 35,700 | Maintained | 0.00 | 0.05 | 223,000.00 | 38.51 | 6.25 | Form 13 |
| Sanders Morris Harris Llc | $GIX | Gigcapital2 Inc | Com | 10,000 | New! | 0.00 | 0.03 | 110,000.00 | 0.00 | 11.00 | Form 13 |
| Sanders Morris Harris Llc | $GSK | Glaxosmithkline Plc | Sponsored Adr | 36,000 | Maintained | 0.00 | 0.30 | 1,339,000.00 | -0.59 | 37.19 | Form 13 |
| Sanders Morris Harris Llc | $GBT | Global Blood Therapeutics In | Com | 6,750 | Maintained | 0.00 | 0.08 | 330,000.00 | -19.12 | 48.89 | Form 13 |
| Sanders Morris Harris Llc | $GLP | Global Partners Lp | Com Units | 36,950 | Maintained | 0.00 | 0.14 | 614,000.00 | 26.86 | 16.62 | Form 13 |
| Sanders Morris Harris Llc | $GS | Goldman Sachs Group Inc | Com | 5,960 | Maintained | 0.00 | 0.41 | 1,804,000.00 | 44.32 | 302.68 | Form 13 |
| Sanders Morris Harris Llc | $GTE | Gran Tierra Energy Inc | Com | 124,667 | Maintained | 0.00 | 0.01 | 45,000.00 | 60.71 | 0.36 | Form 13 |
| Sanders Morris Harris Llc | $GNRSW | Greenrose Acquisition Corp | *w Exp 08/11/202 | 15,000 | Maintained | 0.00 | 0.00 | 21,000.00 | 320.00 | 1.40 | Form 13 |
| Sanders Morris Harris Llc | $GNRS | Greenrose Acquisition Corp | Com | 15,000 | Maintained | 0.00 | 0.04 | 159,000.00 | 8.16 | 10.60 | Form 13 |
| Sanders Morris Harris Llc | $HNRG | Hallador Energy Company | Com | 26,330 | Maintained | 0.00 | 0.01 | 39,000.00 | 129.41 | 1.48 | Form 13 |
| Sanders Morris Harris Llc | $HCA | Hca Healthcare Inc | Com | 3,631 | Maintained | 0.00 | 0.14 | 618,000.00 | 28.48 | 170.20 | Form 13 |
| Sanders Morris Harris Llc | $HPE | Hewlett Packard Enterprise C | Com | 28,372 | Decreased | -0.44 | 0.08 | 345,000.00 | 24.10 | 12.16 | Form 13 |
| Sanders Morris Harris Llc | $HD | Home Depot Inc | Com | 6,101 | Increased | 0.83 | 0.37 | 1,621,000.00 | -3.57 | 265.69 | Form 13 |
| Sanders Morris Harris Llc | $HPQ | Hp Inc | Com | 16,872 | Decreased | -0.74 | 0.10 | 434,000.00 | 30.72 | 25.72 | Form 13 |
| Sanders Morris Harris Llc | $INCY | Incyte Corp | Com | 5,000 | Maintained | 0.00 | 0.11 | 464,000.00 | -4.72 | 92.80 | Form 13 |
| Sanders Morris Harris Llc | $INSI | Insight Select Income Fd | Com | 19,734 | Maintained | 0.00 | 0.10 | 421,000.00 | 5.25 | 21.33 | Form 13 |
| Sanders Morris Harris Llc | $INTC | Intel Corp | Com | 15,095 | Maintained | 0.00 | 0.20 | 859,000.00 | 5.92 | 56.91 | Form 13 |
| Sanders Morris Harris Llc | $IBM | International Business Machs | Com | 13,300 | Maintained | 0.00 | 0.38 | 1,674,000.00 | 3.40 | 125.86 | Form 13 |
| Sanders Morris Harris Llc | $IGT | International Game Technolog | Shs Usd | 248,275 | Decreased | -4.43 | 0.96 | 4,206,000.00 | 45.44 | 16.94 | Form 13 |
| Sanders Morris Harris Llc | $IPV | Interprivate Acquisition Cor | Com | 10,000 | Maintained | 0.00 | 0.04 | 165,000.00 | 65.00 | 16.50 | Form 13 |
| Sanders Morris Harris Llc | $INTU | Intuit | Com | 4,396 | Increased | 1.74 | 0.37 | 1,605,000.00 | 6.15 | 365.10 | Form 13 |
| Sanders Morris Harris Llc | $QQQ | Invesco Qqq Tr | Unit Ser 1 | 154,289 | Increased | 1.94 | 9.99 | 48,407,000.00 | 15.11 | 313.74 | Form 13 |
| Sanders Morris Harris Llc | $VTN | Invesco Tr Invt Grade New Yo | Com | 29,000 | Maintained | 0.00 | 0.09 | 375,000.00 | 5.34 | 12.93 | Form 13 |
| Sanders Morris Harris Llc | $IOVA | Iovance Biotherapeutics Inc | Com | 16,200 | Maintained | 0.00 | 0.19 | 820,000.00 | 58.30 | 50.62 | Form 13 |
| Sanders Morris Harris Llc | $IVV | Ishares Tr | Core S&p500 Etf | 45,737 | Increased | 806.58 | 3.97 | 17,429,000.00 | 890.28 | 381.07 | Form 13 |
| Sanders Morris Harris Llc | $SHV | Ishares Tr | Short Treas Bd | 10,925 | Maintained | 0.00 | 0.27 | 1,208,000.00 | -0.08 | 110.57 | Form 13 |
| Sanders Morris Harris Llc | $JWS | Jaws Acquisition Corp | Shs | 10,000 | New! | 0.00 | 0.03 | 134,000.00 | 0.00 | 13.40 | Form 13 |
| Sanders Morris Harris Llc | $JAZZ | Jazz Pharmaceuticals Plc | Shs Usd | 3,700 | Maintained | 0.00 | 0.14 | 603,000.00 | 7.30 | 162.97 | Form 13 |
| Sanders Morris Harris Llc | $JNJ | Johnson & Johnson | Com | 8,670 | Maintained | 0.00 | 0.31 | 1,366,000.00 | 6.14 | 157.55 | Form 13 |
| Sanders Morris Harris Llc | $JPM | Jpmorgan Chase & Co | Com | 29,262 | Decreased | -29.51 | 0.87 | 3,815,000.00 | -5.22 | 130.37 | Form 13 |
| Sanders Morris Harris Llc | $JMIA | Jumia Technologies Ag | Sponsored Ads | 8,000 | New! | 0.00 | 0.07 | 323,000.00 | 0.00 | 40.38 | Form 13 |
| Sanders Morris Harris Llc | $JIHWS | Juniper Indl Hldgs Inc | *w Exp 11/13/202 | 33,750 | Decreased | -10.00 | 0.02 | 81,000.00 | 58.82 | 2.40 | Form 13 |
| Sanders Morris Harris Llc | $KSU | Kansas City Southern | Com New | 5,324 | Maintained | 0.00 | 0.26 | 1,138,000.00 | 17.68 | 213.75 | Form 13 |
| Sanders Morris Harris Llc | $KYN | Kayne Anderson Energy Infrst | Com | 61,200 | Increased | 32.47 | 0.08 | 352,000.00 | 90.27 | 5.75 | Form 13 |
| Sanders Morris Harris Llc | $KMI | Kinder Morgan Inc Del | Com | 68,120 | Decreased | -2.85 | 0.22 | 988,000.00 | 13.30 | 14.50 | Form 13 |
| Sanders Morris Harris Llc | $KNSL | Kinsale Cap Group Inc | Com | 3,000 | Maintained | 0.00 | 0.15 | 643,000.00 | 1.90 | 214.33 | Form 13 |
| Sanders Morris Harris Llc | $KLAC | Kla Corp | Com New | 1,750 | Maintained | 0.00 | 0.12 | 508,000.00 | 32.29 | 290.29 | Form 13 |
| Sanders Morris Harris Llc | $PHG | Koninklijke Philips N V | Ny Reg Sh New | 8,162 | Maintained | 0.00 | 0.10 | 441,000.00 | 11.93 | 54.03 | Form 13 |
| Sanders Morris Harris Llc | $KR | Kroger Co | Com | 15,000 | Maintained | 0.00 | 0.11 | 480,000.00 | -7.51 | 32.00 | Form 13 |
| Sanders Morris Harris Llc | $KURA | Kura Oncology Inc | Com | 14,900 | Maintained | 0.00 | 0.11 | 505,000.00 | -0.98 | 33.89 | Form 13 |
| Sanders Morris Harris Llc | $LADR | Ladder Cap Corp | Cl A | 34,100 | Maintained | 0.00 | 0.08 | 333,000.00 | 37.60 | 9.77 | Form 13 |
| Sanders Morris Harris Llc | $LRCX | Lam Research Corp | Com | 4,242 | Maintained | 0.00 | 0.51 | 2,233,000.00 | 40.35 | 526.40 | Form 13 |
| Sanders Morris Harris Llc | $LMRK | Landmark Infrastrctur Partr | Com Unit Ltd | 17,960 | Increased | 12.53 | 0.04 | 193,000.00 | 34.03 | 10.75 | Form 13 |
| Sanders Morris Harris Llc | $LLY | Lilly Eli & Co | Com | 10,194 | Decreased | -0.14 | 0.40 | 1,775,000.00 | 16.93 | 174.12 | Form 13 |
| Sanders Morris Harris Llc | $LIN | Linde Plc | Shs | 2,700 | Maintained | 0.00 | 0.16 | 711,000.00 | 10.58 | 263.33 | Form 13 |
| Sanders Morris Harris Llc | $ECOZ | Listed Fd Tr | Trueshs Esg Actv | 76,330 | Increased | 64.75 | 0.62 | 2,742,000.00 | 81.71 | 35.92 | Form 13 |
| Sanders Morris Harris Llc | $LRNZ | Listed Fd Tr | Trueshs Tech Ai | 81,250 | Increased | 37.13 | 0.91 | 3,991,000.00 | 57.81 | 49.12 | Form 13 |
| Sanders Morris Harris Llc | $LFUS | Littelfuse Inc | Com | 2,000 | Maintained | 0.00 | 0.13 | 558,000.00 | 48.40 | 279.00 | Form 13 |
| Sanders Morris Harris Llc | $LMT | Lockheed Martin Corp | Com | 1,389 | Maintained | 0.00 | 0.11 | 483,000.00 | -10.22 | 347.73 | Form 13 |
| Sanders Morris Harris Llc | $L | Loews Corp | Com | 5,494 | New! | 0.00 | 0.06 | 258,000.00 | 0.00 | 46.96 | Form 13 |
| Sanders Morris Harris Llc | $LOW | Lowes Cos Inc | Com | 5,506 | Maintained | 0.00 | 0.21 | 935,000.00 | -2.81 | 169.81 | Form 13 |
| Sanders Morris Harris Llc | $LULU | Lululemon Athletica Inc | Com | 3,150 | Maintained | 0.00 | 0.25 | 1,109,000.00 | -0.89 | 352.06 | Form 13 |
| Sanders Morris Harris Llc | $CTL | Lumen Technologies Inc | Com | 29,220 | Increased | 11.44 | 0.06 | 285,000.00 | 7.55 | 9.75 | Form 13 |
| Sanders Morris Harris Llc | $LYFT | Lyft Inc | Cl A Com | 5,000 | Decreased | -41.18 | 0.06 | 246,000.00 | 5.13 | 49.20 | Form 13 |
| Sanders Morris Harris Llc | $MGNX | Macrogenics Inc | Com | 20,915 | Maintained | 0.00 | 0.10 | 426,000.00 | -21.11 | 20.37 | Form 13 |
| Sanders Morris Harris Llc | $MMP | Magellan Midstream Prtnrs Lp | Com Unit Rp Lp | 5,550 | Maintained | 0.00 | 0.06 | 256,000.00 | 26.11 | 46.13 | Form 13 |
| Sanders Morris Harris Llc | $MAIN | Main Str Cap Corp | Com | 214,825 | Decreased | -5.51 | 1.58 | 6,930,000.00 | 3.08 | 32.26 | Form 13 |
| Sanders Morris Harris Llc | $MRO | Marathon Oil Corp | Com | 55,000 | Maintained | 0.00 | 0.08 | 367,000.00 | 63.11 | 6.67 | Form 13 |
| Sanders Morris Harris Llc | $MA | Mastercard Incorporated | Cl A | 4,857 | Increased | 29.28 | 0.39 | 1,696,000.00 | 31.57 | 349.19 | Form 13 |
| Sanders Morris Harris Llc | $MCD | Mcdonalds Corp | Com | 2,300 | Increased | 9.52 | 0.11 | 494,000.00 | 7.16 | 214.78 | Form 13 |
| Sanders Morris Harris Llc | $MCK | Mckesson Corp | Com | 3,370 | Maintained | 0.00 | 0.14 | 618,000.00 | 21.65 | 183.38 | Form 13 |
| Sanders Morris Harris Llc | $MPW | Medical Pptys Trust Inc | Com | 19,800 | Maintained | 0.00 | 0.10 | 431,000.00 | 23.14 | 21.77 | Form 13 |
| Sanders Morris Harris Llc | $MDT | Medtronic Plc | Shs | 5,244 | Maintained | 0.00 | 0.14 | 622,000.00 | 11.47 | 118.61 | Form 13 |
| Sanders Morris Harris Llc | $MRK | Merck & Co. Inc | Com | 21,020 | Maintained | 0.00 | 0.39 | 1,730,000.00 | 2.31 | 82.30 | Form 13 |
| Sanders Morris Harris Llc | $MCMJW | Merida Merger Corp I | *w Exp 11/07/202 | 15,000 | Maintained | 0.00 | 0.01 | 24,000.00 | 200.00 | 1.60 | Form 13 |
| Sanders Morris Harris Llc | $MCMJ | Merida Merger Corp I | Com | 15,000 | Maintained | 0.00 | 0.04 | 159,000.00 | 8.16 | 10.60 | Form 13 |
| Sanders Morris Harris Llc | $MRUS | Merus N V | Com | 24,870 | Maintained | 0.00 | 0.12 | 549,000.00 | 64.86 | 22.07 | Form 13 |
| Sanders Morris Harris Llc | $MSFT | Microsoft Corp | Com | 13,022 | Decreased | -0.46 | 0.65 | 2,844,000.00 | -0.63 | 218.40 | Form 13 |
| Sanders Morris Harris Llc | $NERV | Minerva Neurosciences Inc | Com | 12,000 | Maintained | 0.00 | 0.01 | 32,000.00 | -21.95 | 2.67 | Form 13 |
| Sanders Morris Harris Llc | $MOH | Molina Healthcare Inc | Com | 2,370 | Maintained | 0.00 | 0.12 | 542,000.00 | 11.75 | 228.69 | Form 13 |
| Sanders Morris Harris Llc | $MDLZ | Mondelez Intl Inc | Cl A | 26,126 | Maintained | 0.00 | 0.34 | 1,503,000.00 | -1.64 | 57.53 | Form 13 |
| Sanders Morris Harris Llc | $MSI | Motorola Solutions Inc | Com New | 4,735 | Maintained | 0.00 | 0.19 | 824,000.00 | 4.97 | 174.02 | Form 13 |
| Sanders Morris Harris Llc | $MUSA | Murphy Usa Inc | Com | 2,000 | Maintained | 0.00 | 0.06 | 245,000.00 | -5.77 | 122.50 | Form 13 |
| Sanders Morris Harris Llc | $NTES | Netease Inc | Sponsored Ads | 5,925 | Maintained | 0.00 | 0.14 | 634,000.00 | 18.28 | 107.00 | Form 13 |
| Sanders Morris Harris Llc | $NMFC | New Mtn Fin Corp | Com | 21,875 | Maintained | 0.00 | 0.06 | 248,000.00 | 18.66 | 11.34 | Form 13 |
| Sanders Morris Harris Llc | $NPAWW | New Providence Acquisition | *w Exp 09/11/202 | 12,225 | Maintained | 0.00 | 0.01 | 47,000.00 | 261.54 | 3.84 | Form 13 |
| Sanders Morris Harris Llc | $NPA | New Providence Acquisition | Com Cl A | 24,450 | Maintained | 0.00 | 0.07 | 326,000.00 | 31.98 | 13.33 | Form 13 |
| Sanders Morris Harris Llc | $NYCB | New York Cmnty Bancorp Inc | Com | 15,500 | Maintained | 0.00 | 0.04 | 164,000.00 | 28.12 | 10.58 | Form 13 |
| Sanders Morris Harris Llc | $NEE | Nextera Energy Inc | Com | 4,268 | Increased | 300.00 | 0.07 | 329,000.00 | 11.15 | 77.09 | Form 13 |
| Sanders Morris Harris Llc | $NKE | Nike Inc | Cl B | 4,030 | Maintained | 0.00 | 0.13 | 576,000.00 | 10.98 | 142.93 | Form 13 |
| Sanders Morris Harris Llc | $NSC | Norfolk Southn Corp | Com | 2,175 | Maintained | 0.00 | 0.12 | 517,000.00 | 11.18 | 237.70 | Form 13 |
| Sanders Morris Harris Llc | $NUE | Nucor Corp | Com | 6,000 | Maintained | 0.00 | 0.08 | 340,000.00 | 16.84 | 56.67 | Form 13 |
| Sanders Morris Harris Llc | $NEA | Nuveen Amt Free Qlty Mun Inc | Com | 35,007 | Increased | 25.02 | 0.12 | 527,000.00 | 30.77 | 15.05 | Form 13 |
| Sanders Morris Harris Llc | $NRK | Nuveen New York Amt Qlt Muni | Com | 16,270 | Increased | 59.98 | 0.05 | 219,000.00 | 65.91 | 13.46 | Form 13 |
| Sanders Morris Harris Llc | $NAN | Nuveen New York Qlt Mun Inc | Com | 10,600 | New! | 0.00 | 0.03 | 149,000.00 | 0.00 | 14.06 | Form 13 |
| Sanders Morris Harris Llc | $NAD | Nuveen Quality Muncp Income | Com | 37,354 | Increased | 15.39 | 0.13 | 566,000.00 | 19.92 | 15.15 | Form 13 |
| Sanders Morris Harris Llc | $NVDA | Nvidia Corporation | Com | 5,020 | Maintained | 0.00 | 0.62 | 2,702,000.00 | -4.49 | 538.25 | Form 13 |
| Sanders Morris Harris Llc | $OKE | Oneok Inc New | Com | 13,199 | Maintained | 0.00 | 0.12 | 507,000.00 | 47.81 | 38.41 | Form 13 |
| Sanders Morris Harris Llc | $ORCL | Oracle Corp | Com | 18,460 | Maintained | 0.00 | 0.26 | 1,146,000.00 | 1.78 | 62.08 | Form 13 |
| Sanders Morris Harris Llc | $PYPL | Paypal Hldgs Inc | Com | 19,431 | Increased | 266.14 | 1.08 | 4,757,000.00 | 334.43 | 244.81 | Form 13 |
| Sanders Morris Harris Llc | $PEP | Pepsico Inc | Com | 3,600 | Increased | 2.86 | 0.12 | 514,000.00 | 2.80 | 142.78 | Form 13 |
| Sanders Morris Harris Llc | $PFE | Pfizer Inc | Com | 49,822 | Increased | 0.61 | 0.42 | 1,836,000.00 | 0.77 | 36.85 | Form 13 |
| Sanders Morris Harris Llc | $PM | Philip Morris Intl Inc | Com | 52,463 | Decreased | -0.19 | 0.98 | 4,319,000.00 | 8.06 | 82.32 | Form 13 |
| Sanders Morris Harris Llc | $BOND | Pimco Etf Tr | Active Bd Etf | 1,800 | Maintained | 0.00 | 0.05 | 204,000.00 | 0.99 | 113.33 | Form 13 |
| Sanders Morris Harris Llc | $MINT | Pimco Etf Tr | Enhan Shrt Ma Ac | 5,480 | Maintained | 0.00 | 0.13 | 559,000.00 | 0.00 | 102.01 | Form 13 |
| Sanders Morris Harris Llc | $PNC | Pnc Finl Svcs Group Inc | Com | 3,676 | Maintained | 0.00 | 0.13 | 585,000.00 | 41.99 | 159.14 | Form 13 |
| Sanders Morris Harris Llc | $PRAA | Pra Group Inc | Com | 13,421 | Maintained | 0.00 | 0.11 | 482,000.00 | -9.57 | 35.91 | Form 13 |
| Sanders Morris Harris Llc | $PGEN | Precigen Inc | Com | 40,000 | Decreased | -71.59 | 0.09 | 408,000.00 | -17.24 | 10.20 | Form 13 |
| Sanders Morris Harris Llc | $PG | Procter And Gamble Co | Com | 9,170 | Maintained | 0.00 | 0.29 | 1,265,000.00 | -2.62 | 137.95 | Form 13 |
| Sanders Morris Harris Llc | $PUMP | Propetro Hldg Corp | Com | 30,000 | Maintained | 0.00 | 0.05 | 222,000.00 | 81.97 | 7.40 | Form 13 |
| Sanders Morris Harris Llc | $PPT | Putnam Premier Income Tr | Sh Ben Int | 148,490 | Maintained | 0.00 | 0.16 | 691,000.00 | 4.54 | 4.65 | Form 13 |
| Sanders Morris Harris Llc | $RAVE | Rave Restaurant Group Inc | Com | 10,300 | New! | 0.00 | 0.00 | 9,000.00 | 0.00 | 0.87 | Form 13 |
| Sanders Morris Harris Llc | $RTX | Raytheon Technologies Corp | Com | 9,545 | Decreased | -8.99 | 0.15 | 674,000.00 | 9.24 | 70.61 | Form 13 |
| Sanders Morris Harris Llc | $RDFN | Redfin Corp | Com | 8,300 | New! | 0.00 | 0.15 | 648,000.00 | 0.00 | 78.07 | Form 13 |
| Sanders Morris Harris Llc | $RMD | Resmed Inc | Com | 4,600 | Maintained | 0.00 | 0.23 | 996,000.00 | 22.66 | 216.52 | Form 13 |
| Sanders Morris Harris Llc | $QSR | Restaurant Brands Intl Inc | Com | 11,824 | Maintained | 0.00 | 0.17 | 747,000.00 | 7.79 | 63.18 | Form 13 |
| Sanders Morris Harris Llc | $RMM | Rivernorth Managed Dur Mun I | Com | 10,300 | Maintained | 0.00 | 0.04 | 189,000.00 | 8.62 | 18.35 | Form 13 |
| Sanders Morris Harris Llc | $RCKT | Rocket Pharmaceuticals Inc | Com | 27,709 | Maintained | 0.00 | 0.35 | 1,538,000.00 | 99.22 | 55.51 | Form 13 |
| Sanders Morris Harris Llc | $CRM | Salesforce Com Inc | Com | 26,742 | Increased | 335.40 | 1.35 | 5,924,000.00 | 261.66 | 221.52 | Form 13 |
| Sanders Morris Harris Llc | $SCHW | Schwab Charles Corp | Com | 4,000 | New! | 0.00 | 0.05 | 238,000.00 | 0.00 | 59.50 | Form 13 |
| Sanders Morris Harris Llc | $SEB | Seaboard Corp Del | Com | 250 | Maintained | 0.00 | 0.17 | 758,000.00 | 6.91 | 3,032.00 | Form 13 |
| Sanders Morris Harris Llc | $SHIP | Seanergy Maritime Hldgs Corp | Shs New | 20,400 | New! | 0.00 | 0.00 | 11,000.00 | 0.00 | 0.54 | Form 13 |
| Sanders Morris Harris Llc | $XLC | Select Sector Spdr Tr | Communication | 4,500 | Maintained | 0.00 | 0.07 | 304,000.00 | 13.86 | 67.56 | Form 13 |
| Sanders Morris Harris Llc | $XLY | Select Sector Spdr Tr | Sbi Cons Discr | 2,108 | Maintained | 0.00 | 0.08 | 339,000.00 | 9.35 | 160.82 | Form 13 |
| Sanders Morris Harris Llc | $SCI | Service Corp Intl | Com | 8,000 | Maintained | 0.00 | 0.09 | 393,000.00 | 16.62 | 49.12 | Form 13 |
| Sanders Morris Harris Llc | $NOW | Servicenow Inc | Com | 11,759 | Increased | 69.78 | 1.40 | 6,138,000.00 | 70.41 | 521.98 | Form 13 |
| Sanders Morris Harris Llc | $SGMA | Sigmatron Intl Inc | Com | 55,100 | Maintained | 0.00 | 0.06 | 258,000.00 | 50.00 | 4.68 | Form 13 |
| Sanders Morris Harris Llc | $SILK | Silk Rd Med Inc | Com | 4,000 | New! | 0.00 | 0.06 | 252,000.00 | 0.00 | 63.00 | Form 13 |
| Sanders Morris Harris Llc | $SWN | Southwestern Energy Co | Com | 94,242 | New! | 0.00 | 0.06 | 281,000.00 | 0.00 | 2.98 | Form 13 |
| Sanders Morris Harris Llc | $SPKE | Spark Energy Inc | Cl A Com | 182,992 | Decreased | -16.82 | 0.40 | 1,751,000.00 | -4.37 | 9.57 | Form 13 |
| Sanders Morris Harris Llc | $SPY | Spdr S&p 500 Etf Tr | Tr Unit | 1,132 | Increased | 12.08 | 0.10 | 424,000.00 | 25.44 | 374.56 | Form 13 |
| Sanders Morris Harris Llc | $XOP | Spdr Ser Tr | S&p Oilgas Exp | 3,750 | New! | 0.00 | 0.05 | 219,000.00 | 0.00 | 58.40 | Form 13 |
| Sanders Morris Harris Llc | $SWTX | Springworks Therapeutics Inc | Com | 11,200 | Maintained | 0.00 | 0.17 | 752,000.00 | 14.81 | 67.14 | Form 13 |
| Sanders Morris Harris Llc | $SQ | Square Inc | Cl A | 5,400 | Increased | 8.00 | 0.28 | 1,242,000.00 | 31.15 | 230.00 | Form 13 |
| Sanders Morris Harris Llc | $SBUX | Starbucks Corp | Com | 5,363 | Decreased | -5.03 | 0.13 | 553,000.00 | 9.50 | 103.11 | Form 13 |
| Sanders Morris Harris Llc | $SCM | Stellus Cap Invt Corp | Com | 22,423 | Increased | 0.74 | 0.06 | 244,000.00 | 25.77 | 10.88 | Form 13 |
| Sanders Morris Harris Llc | $SYK | Stryker Corporation | Com | 2,266 | Maintained | 0.00 | 0.13 | 551,000.00 | 10.42 | 243.16 | Form 13 |
| Sanders Morris Harris Llc | $TTWO | Take-two Interactive Softwar | Com | 5,360 | Maintained | 0.00 | 0.24 | 1,069,000.00 | 18.38 | 199.44 | Form 13 |
| Sanders Morris Harris Llc | $TRGP | Targa Res Corp | Com | 11,967 | Decreased | -7.21 | 0.07 | 316,000.00 | 74.59 | 26.41 | Form 13 |
| Sanders Morris Harris Llc | $TGT | Target Corp | Com | 2,922 | Maintained | 0.00 | 0.13 | 575,000.00 | 19.05 | 196.78 | Form 13 |
| Sanders Morris Harris Llc | $TGP | Teekay Lng Partners L P | Prtnrsp Units | 14,150 | Maintained | 0.00 | 0.04 | 162,000.00 | 8.72 | 11.45 | Form 13 |
| Sanders Morris Harris Llc | $TELA | Tela Bio Inc | Com | 113,418 | Decreased | -30.47 | 0.39 | 1,705,000.00 | -36.81 | 15.03 | Form 13 |
| Sanders Morris Harris Llc | $TXN | Texas Instrs Inc | Com | 6,240 | Increased | 3.31 | 0.24 | 1,065,000.00 | 14.64 | 170.67 | Form 13 |
| Sanders Morris Harris Llc | $TFFP | Tff Pharmaceuticals Inc | Com | 21,326 | Maintained | 0.00 | 0.09 | 394,000.00 | 15.88 | 18.48 | Form 13 |
| Sanders Morris Harris Llc | $TXMD | Therapeuticsmd Inc | Com | 4,115,116 | Decreased | -4.22 | 1.13 | 4,979,000.00 | -26.66 | 1.21 | Form 13 |
| Sanders Morris Harris Llc | $TMO | Thermo Fisher Scientific Inc | Com | 1,700 | Maintained | 0.00 | 0.19 | 853,000.00 | 7.30 | 501.76 | Form 13 |
| Sanders Morris Harris Llc | $THBR | Thunder Brdg Acquistion Ii L | Cl A Shs | 14,500 | Increased | 16.00 | 0.04 | 189,000.00 | 51.20 | 13.03 | Form 13 |
| Sanders Morris Harris Llc | $TLRY | Tilray Inc | Com Cl 2 | 15,000 | New! | 0.00 | 0.03 | 124,000.00 | 0.00 | 8.27 | Form 13 |
| Sanders Morris Harris Llc | $TWLO | Twilio Inc | Cl A | 2,600 | Maintained | 0.00 | 0.22 | 957,000.00 | 10.64 | 368.08 | Form 13 |
| Sanders Morris Harris Llc | $TWTR | Twitter Inc | Com | 19,700 | Maintained | 0.00 | 0.21 | 930,000.00 | 0.11 | 47.21 | Form 13 |
| Sanders Morris Harris Llc | $TYL | Tyler Technologies Inc | Com | 1,000 | Maintained | 0.00 | 0.10 | 437,000.00 | 25.21 | 437.00 | Form 13 |
| Sanders Morris Harris Llc | $LATNW | Union Acquisition Corp Ii | *w Exp 04/01/202 | 12,500 | Maintained | 0.00 | 0.00 | 13,000.00 | 85.71 | 1.04 | Form 13 |
| Sanders Morris Harris Llc | $LATN | Union Acquisition Corp Ii | Shs | 12,500 | Maintained | 0.00 | 0.03 | 129,000.00 | 4.03 | 10.32 | Form 13 |
| Sanders Morris Harris Llc | $UNP | Union Pac Corp | Com | 2,100 | Maintained | 0.00 | 0.10 | 454,000.00 | 6.57 | 216.19 | Form 13 |
| Sanders Morris Harris Llc | $QURE | Uniqure Nv | Shs | 73,070 | Decreased | -50.72 | 0.63 | 2,779,000.00 | -48.59 | 38.03 | Form 13 |
| Sanders Morris Harris Llc | $UNH | Unitedhealth Group Inc | Com | 1,400 | Maintained | 0.00 | 0.11 | 497,000.00 | 7.81 | 355.00 | Form 13 |
| Sanders Morris Harris Llc | $UHS | Universal Hlth Svcs Inc | Cl B | 2,890 | Maintained | 0.00 | 0.09 | 392,000.00 | 24.05 | 135.64 | Form 13 |
| Sanders Morris Harris Llc | $USB | Us Bancorp Del | Com New | 7,760 | Increased | 2.65 | 0.09 | 383,000.00 | 32.07 | 49.36 | Form 13 |
| Sanders Morris Harris Llc | $USWS | Us Well Services Inc | Cl A | 19,600 | New! | 0.00 | 0.00 | 8,000.00 | 0.00 | 0.41 | Form 13 |
| Sanders Morris Harris Llc | $VUG | Vanguard Index Fds | Growth Etf | 2,082 | Maintained | 0.00 | 0.12 | 527,000.00 | 11.18 | 253.12 | Form 13 |
| Sanders Morris Harris Llc | $VGT | Vanguard World Fds | Inf Tech Etf | 1,155 | Maintained | 0.00 | 0.09 | 409,000.00 | 13.61 | 354.11 | Form 13 |
| Sanders Morris Harris Llc | $VZ | Verizon Communications Inc | Com | 24,233 | Maintained | 0.00 | 0.32 | 1,402,000.00 | -2.50 | 57.85 | Form 13 |
| Sanders Morris Harris Llc | $VTNR | Vertex Energy Inc | Com | 15,100 | New! | 0.00 | 0.00 | 11,000.00 | 0.00 | 0.73 | Form 13 |
| Sanders Morris Harris Llc | $SPCE | Virgin Galactic Holdings Inc | Com | 22,400 | New! | 0.00 | 0.12 | 532,000.00 | 0.00 | 23.75 | Form 13 |
| Sanders Morris Harris Llc | $V | Visa Inc | Com Cl A | 26,796 | Increased | 6.18 | 1.28 | 5,639,000.00 | 9.88 | 210.44 | Form 13 |
| Sanders Morris Harris Llc | $WTRH | Waitr Hldgs Inc | Com | 20,000 | Maintained | 0.00 | 0.01 | 56,000.00 | -12.50 | 2.80 | Form 13 |
| Sanders Morris Harris Llc | $WBA | Walgreens Boots Alliance Inc | Com | 24,748 | Maintained | 0.00 | 0.27 | 1,202,000.00 | 34.60 | 48.57 | Form 13 |
| Sanders Morris Harris Llc | $WMT | Walmart Inc | Com | 4,408 | Increased | 10.20 | 0.14 | 635,000.00 | 13.39 | 144.06 | Form 13 |
| Sanders Morris Harris Llc | $WASH | Washington Tr Bancorp | Com | 4,685 | New! | 0.00 | 0.05 | 210,000.00 | 0.00 | 44.82 | Form 13 |
| Sanders Morris Harris Llc | $WM | Waste Mgmt Inc Del | Com | 7,542 | Maintained | 0.00 | 0.20 | 890,000.00 | 4.34 | 118.01 | Form 13 |
| Sanders Morris Harris Llc | $WDAY | Workday Inc | Cl A | 5,250 | Increased | 61.54 | 0.27 | 1,203,000.00 | 58.08 | 229.14 | Form 13 |
| Sanders Morris Harris Llc | $XENE | Xenon Pharmaceuticals Inc | Com | 24,500 | Maintained | 0.00 | 0.09 | 374,000.00 | 29.86 | 15.27 | Form 13 |
| Sanders Morris Harris Llc | $XLNX | Xilinx Inc | Com | 5,475 | Maintained | 0.00 | 0.18 | 773,000.00 | 19.84 | 141.19 | Form 13 |
| Sanders Morris Harris Llc | $ZBRA | Zebra Technologies Corporati | Cl A | 2,677 | Maintained | 0.00 | 0.25 | 1,104,000.00 | 43.56 | 412.40 | Form 13 |
| Sanders Morris Harris Llc | $ZGNX | Zogenix Inc | Com New | 12,420 | Maintained | 0.00 | 0.05 | 236,000.00 | 1.72 | 19.00 | Form 13 |
| Sanders Morris Harris Llc | $BKK | Blackrock Mun 2020 Term Tr | Com Shs | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Sanders Morris Harris Llc | $CNP | Centerpoint Energy Inc | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Sanders Morris Harris Llc | $ESSCR | East Stone Acquisition Corp | Right 12/31/2026 | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Sanders Morris Harris Llc | $ENDP | Endo Intl Plc | Shs | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Sanders Morris Harris Llc | $FEAC | Flying Eagle Acquisition Cor | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Sanders Morris Harris Llc | $GM | General Mtrs Co | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Sanders Morris Harris Llc | $JEF | Jefferies Finl Group Inc | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Sanders Morris Harris Llc | $MGA | Magna Intl Inc | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Sanders Morris Harris Llc | $MNKD | Mannkind Corp | Com New | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Sanders Morris Harris Llc | $MPC | Marathon Pete Corp | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Sanders Morris Harris Llc | $MGTX | Meiragtx Hldgs Plc | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Sanders Morris Harris Llc | $MR | Montage Res Corp | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Sanders Morris Harris Llc | $MYOK | Myokardia Inc | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Sanders Morris Harris Llc | $RETA | Reata Pharmaceuticals Inc | Cl A | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Sanders Morris Harris Llc | $SBEWS | Switchback Energy Acquistn C | *w Exp 07/25/202 | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Sanders Morris Harris Llc | $TSLA | Tesla Inc | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Sanders Morris Harris Llc | $ESPO | Vaneck Vectors Etf Tr | Video Gaming | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Sanders Morris Harris Llc | $VRSN | Verisign Inc | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Sanders Morris Harris Llc | $ZUO | Zuora Inc | Com Cl A | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Schafer Cullen Capital Management Inc | $MMM | 3m Co. | Com | 574,623 | Decreased | -2.28 | 1.49 | 100,438,000.00 | 6.63 | 174.79 | Form 13 |
| Schafer Cullen Capital Management Inc | $AIR | Aar Corp. | Com | 20,995 | Maintained | 0.00 | 0.01 | 760,000.00 | 92.41 | 36.20 | Form 13 |
| Schafer Cullen Capital Management Inc | $ABB | Abb Ltd. (adr) | Adr | 1,690,444 | Decreased | -18.48 | 0.70 | 47,265,000.00 | -10.44 | 27.96 | Form 13 |
| Schafer Cullen Capital Management Inc | $ABBV | Abbvie Inc. | Com | 4,220 | Maintained | 0.00 | 0.01 | 452,000.00 | 22.16 | 107.11 | Form 13 |
| Schafer Cullen Capital Management Inc | $AKZOY | Akzo Nobel Nv (adr) | Adr | 6,608 | Maintained | 0.00 | 0.00 | 238,000.00 | 6.73 | 36.02 | Form 13 |
| Schafer Cullen Capital Management Inc | $ALIZY | Allianz Se (adr) | Adr | 1,562,072 | Decreased | -13.80 | 0.57 | 38,505,000.00 | 10.96 | 24.65 | Form 13 |
| Schafer Cullen Capital Management Inc | $MO | Altria Group Inc. | Com | 1,673,399 | Decreased | -5.32 | 1.02 | 68,609,000.00 | 0.46 | 41.00 | Form 13 |
| Schafer Cullen Capital Management Inc | $ABCB | Ameris Bancorp | Com | 18,605 | Maintained | 0.00 | 0.01 | 708,000.00 | 66.98 | 38.05 | Form 13 |
| Schafer Cullen Capital Management Inc | $AMGN | Amgen Inc. | Com | 2,860 | Maintained | 0.00 | 0.01 | 658,000.00 | -9.49 | 230.07 | Form 13 |
| Schafer Cullen Capital Management Inc | $AAPL | Apple Inc. | Com | 3,480 | Maintained | 0.00 | 0.01 | 462,000.00 | 14.64 | 132.76 | Form 13 |
| Schafer Cullen Capital Management Inc | $ADM | Archer-daniels-midland Co. | Com | 16,888 | Decreased | -60.78 | 0.01 | 851,000.00 | -57.49 | 50.39 | Form 13 |
| Schafer Cullen Capital Management Inc | $ARW | Arrow Electronics Inc. | Com | 33,131 | Decreased | -51.29 | 0.05 | 3,224,000.00 | -39.74 | 97.31 | Form 13 |
| Schafer Cullen Capital Management Inc | $ASX | Ase Technology Holding Co. Ltd | Adr | 7,640,328 | Decreased | -7.43 | 0.66 | 44,620,000.00 | 32.50 | 5.84 | Form 13 |
| Schafer Cullen Capital Management Inc | $T | At&t Inc. | Com | 3,775,100 | Decreased | -11.75 | 1.61 | 108,572,000.00 | -10.98 | 28.76 | Form 13 |
| Schafer Cullen Capital Management Inc | $AVT | Avnet Inc. | Com | 12,606 | Decreased | -6.59 | 0.01 | 443,000.00 | 26.93 | 35.14 | Form 13 |
| Schafer Cullen Capital Management Inc | $BAESY | Bae Systems Plc (adr) | Adr | 1,423,913 | Increased | 10.62 | 0.57 | 38,659,000.00 | 19.89 | 27.15 | Form 13 |
| Schafer Cullen Capital Management Inc | $BAC | Bank Of America Corp. | Com | 4,392,551 | Decreased | -7.72 | 1.97 | 133,138,000.00 | 16.11 | 30.31 | Form 13 |
| Schafer Cullen Capital Management Inc | $BBSI | Barrett Business Services Inc. | Com | 7,373 | Increased | 4.09 | 0.01 | 503,000.00 | 35.58 | 68.22 | Form 13 |
| Schafer Cullen Capital Management Inc | $BCE | Bce Inc. | Com | 3,974,510 | Decreased | -8.55 | 2.52 | 170,109,000.00 | -5.62 | 42.80 | Form 13 |
| Schafer Cullen Capital Management Inc | $BGSF | Bg Staffing Inc. | Com | 47,477 | Increased | 0.83 | 0.01 | 640,000.00 | 60.40 | 13.48 | Form 13 |
| Schafer Cullen Capital Management Inc | $BNPQY | Bnp Paribas Sa (adr) | Adr | 1,750,385 | Decreased | -8.44 | 0.69 | 46,578,000.00 | 33.35 | 26.61 | Form 13 |
| Schafer Cullen Capital Management Inc | $BA | Boeing Co/the | Com | 9,762 | Decreased | -48.74 | 0.03 | 2,090,000.00 | -33.59 | 214.10 | Form 13 |
| Schafer Cullen Capital Management Inc | $BWA | Borgwarner Inc. | Com | 49,607 | Decreased | -47.33 | 0.03 | 1,917,000.00 | -47.45 | 38.64 | Form 13 |
| Schafer Cullen Capital Management Inc | $BMY | Bristol-myers Squibb Co. | Com | 338,979 | Increased | 193.02 | 0.31 | 21,027,000.00 | 201.46 | 62.03 | Form 13 |
| Schafer Cullen Capital Management Inc | $BTI | British American Tobacco Plc ( | Adr | 983,257 | Decreased | -12.67 | 0.55 | 36,862,000.00 | -9.43 | 37.49 | Form 13 |
| Schafer Cullen Capital Management Inc | $BTVCY | Britvic Plc (adr) | Adr | 758,778 | Decreased | -22.43 | 0.26 | 17,239,000.00 | -16.81 | 22.72 | Form 13 |
| Schafer Cullen Capital Management Inc | $AVGO | Broadcom Ltd. | Com | 263,591 | Increased | 20.99 | 1.71 | 115,413,000.00 | 45.41 | 437.85 | Form 13 |
| Schafer Cullen Capital Management Inc | $CBT | Cabot Corp. | Com | 7,151 | Decreased | -2.39 | 0.00 | 321,000.00 | 21.59 | 44.89 | Form 13 |
| Schafer Cullen Capital Management Inc | $CNI | Canadian National Railway Co. | Com | 23,727 | Decreased | -54.91 | 0.04 | 2,606,000.00 | -53.48 | 109.83 | Form 13 |
| Schafer Cullen Capital Management Inc | $CP | Canadian Pacific Railway Ltd. | Com | 1,274 | Decreased | -0.86 | 0.01 | 442,000.00 | 13.04 | 346.94 | Form 13 |
| Schafer Cullen Capital Management Inc | $CARR | Carrier Global Corporation | Com | 5,633 | New! | 0.00 | 0.00 | 212,000.00 | 0.00 | 37.64 | Form 13 |
| Schafer Cullen Capital Management Inc | $CVX | Chevron Corp. | Com | 1,403,955 | Decreased | -0.77 | 1.76 | 118,564,000.00 | 16.39 | 84.45 | Form 13 |
| Schafer Cullen Capital Management Inc | $CB | Chubb Ltd. | Com | 1,057,208 | Decreased | -7.90 | 2.41 | 162,726,000.00 | 22.08 | 153.92 | Form 13 |
| Schafer Cullen Capital Management Inc | $CODYY | Cie De Saint-gobain (adr) | Adr | 3,182,037 | New! | 0.00 | 0.43 | 29,084,000.00 | 0.00 | 9.14 | Form 13 |
| Schafer Cullen Capital Management Inc | $CSCO | Cisco Systems Inc. | Com | 2,444,886 | Decreased | -28.89 | 1.62 | 109,409,000.00 | -19.21 | 44.75 | Form 13 |
| Schafer Cullen Capital Management Inc | $C | Citigroup Inc. | Com | 1,446,899 | Decreased | -15.90 | 1.32 | 89,216,000.00 | 20.28 | 61.66 | Form 13 |
| Schafer Cullen Capital Management Inc | $COLM | Columbia Sportswear Co. | Com | 5,390 | Increased | 2.28 | 0.01 | 471,000.00 | 2.84 | 87.38 | Form 13 |
| Schafer Cullen Capital Management Inc | $CMCSA | Comcast Corp. (cl A) | Com | 39,458 | Decreased | -57.95 | 0.03 | 2,068,000.00 | -52.36 | 52.41 | Form 13 |
| Schafer Cullen Capital Management Inc | $XLC | Communication Services Select | Com | 99,670 | Increased | 233.52 | 0.10 | 6,726,000.00 | 278.93 | 67.48 | Form 13 |
| Schafer Cullen Capital Management Inc | $CMTL | Comtech Telecommunications Cor | Com | 23,865 | Maintained | 0.00 | 0.01 | 494,000.00 | 47.90 | 20.70 | Form 13 |
| Schafer Cullen Capital Management Inc | $CAG | Conagra Brands Inc | Com | 438,174 | Increased | 7.74 | 0.24 | 15,888,000.00 | 9.40 | 36.26 | Form 13 |
| Schafer Cullen Capital Management Inc | $COP | Conocophillips | Com | 1,778,682 | Decreased | -4.76 | 1.05 | 71,130,000.00 | 15.98 | 39.99 | Form 13 |
| Schafer Cullen Capital Management Inc | $XLY | Consumer Discretionary Select | Com | 7,069 | New! | 0.00 | 0.02 | 1,137,000.00 | 0.00 | 160.84 | Form 13 |
| Schafer Cullen Capital Management Inc | $XLP | Consumer Staples Select Sector | Com | 171,463 | Increased | 621.19 | 0.17 | 11,565,000.00 | 658.86 | 67.45 | Form 13 |
| Schafer Cullen Capital Management Inc | $GLW | Corning Inc. | Com | 548,729 | Decreased | -8.56 | 0.29 | 19,754,000.00 | 1.57 | 36.00 | Form 13 |
| Schafer Cullen Capital Management Inc | $CR | Crane Co. | Com | 4,828 | Maintained | 0.00 | 0.01 | 375,000.00 | 54.96 | 77.67 | Form 13 |
| Schafer Cullen Capital Management Inc | $BAP | Credicorp Ltd. | Com | 25,698 | Increased | 32.20 | 0.06 | 4,215,000.00 | 74.90 | 164.02 | Form 13 |
| Schafer Cullen Capital Management Inc | $CVS | Cvs Healthcare Corp | Com | 16,602 | Increased | 51.11 | 0.02 | 1,134,000.00 | 76.64 | 68.31 | Form 13 |
| Schafer Cullen Capital Management Inc | $DANOY | Danone S.a. (adr) | Adr | 49,438 | Decreased | -6.78 | 0.01 | 648,000.00 | -5.26 | 13.11 | Form 13 |
| Schafer Cullen Capital Management Inc | $DENN | Denny's Corp. | Com | 30,710 | New! | 0.00 | 0.01 | 451,000.00 | 0.00 | 14.69 | Form 13 |
| Schafer Cullen Capital Management Inc | $DPSGY | Deutsche Post Ag (adr) | Adr | 540,289 | New! | 0.00 | 0.40 | 26,928,000.00 | 0.00 | 49.84 | Form 13 |
| Schafer Cullen Capital Management Inc | $DTEGY | Deutsche Telekom Ag (adr) | Adr | 2,021,527 | Decreased | -10.32 | 0.55 | 36,933,000.00 | -2.77 | 18.27 | Form 13 |
| Schafer Cullen Capital Management Inc | $DEO | Diageo Plc (adr) | Adr | 569,957 | Decreased | -8.96 | 1.34 | 90,515,000.00 | 5.03 | 158.81 | Form 13 |
| Schafer Cullen Capital Management Inc | $D | Dominion Resources Inc. | Com | 5,995 | Increased | 10.53 | 0.01 | 451,000.00 | 5.37 | 75.23 | Form 13 |
| Schafer Cullen Capital Management Inc | $UFS | Domtar Corp. | Com | 9,775 | Maintained | 0.00 | 0.00 | 309,000.00 | 20.23 | 31.61 | Form 13 |
| Schafer Cullen Capital Management Inc | $DOW | Dow Inc | Com | 1,589,029 | Decreased | -6.68 | 1.31 | 88,191,000.00 | 10.08 | 55.50 | Form 13 |
| Schafer Cullen Capital Management Inc | $DUK | Duke Energy Corp. | Com | 1,116,617 | Increased | 17.97 | 1.52 | 102,237,000.00 | 21.96 | 91.56 | Form 13 |
| Schafer Cullen Capital Management Inc | $DD | Dupont De Nemour | Com | 191,614 | Decreased | -26.03 | 0.20 | 13,626,000.00 | -5.20 | 71.11 | Form 13 |
| Schafer Cullen Capital Management Inc | $ETN | Eaton Corp. Plc | Com | 169,180 | Decreased | -15.96 | 0.30 | 20,325,000.00 | -1.04 | 120.14 | Form 13 |
| Schafer Cullen Capital Management Inc | $ESLT | Elbit Systems Ltd. | Com | 15,152 | Decreased | -67.87 | 0.03 | 1,995,000.00 | -65.23 | 131.67 | Form 13 |
| Schafer Cullen Capital Management Inc | $LLY | Eli Lilly & Co. | Com | 426,852 | Decreased | -7.95 | 1.07 | 72,070,000.00 | 5.00 | 168.84 | Form 13 |
| Schafer Cullen Capital Management Inc | $ENIC | Enel Chile Sa (adr) | Adr | 678,939 | Decreased | -42.72 | 0.04 | 2,641,000.00 | -35.24 | 3.89 | Form 13 |
| Schafer Cullen Capital Management Inc | $ENLAY | Enel Spa (adr) | Adr | 5,251,719 | Decreased | -8.69 | 0.79 | 53,305,000.00 | 7.77 | 10.15 | Form 13 |
| Schafer Cullen Capital Management Inc | $XLE | Energy Select Sector Spdr Fund | Com | 437,045 | Increased | 211.74 | 0.25 | 16,564,000.00 | 294.47 | 37.90 | Form 13 |
| Schafer Cullen Capital Management Inc | $EFSC | Enterprise Financial Services | Com | 8,059 | Maintained | 0.00 | 0.00 | 282,000.00 | 28.18 | 34.99 | Form 13 |
| Schafer Cullen Capital Management Inc | $EPD | Enterprise Products Partners L | Com | 21,975 | Increased | 18.43 | 0.01 | 430,000.00 | 46.76 | 19.57 | Form 13 |
| Schafer Cullen Capital Management Inc | $XOM | Exxon Mobil Corp. | Com | 2,099,747 | Decreased | -5.49 | 1.28 | 86,552,000.00 | 13.48 | 41.22 | Form 13 |
| Schafer Cullen Capital Management Inc | $XLF | Financial Select Sector Spdr F | Com | 490,948 | Increased | 168.99 | 0.21 | 14,473,000.00 | 229.46 | 29.48 | Form 13 |
| Schafer Cullen Capital Management Inc | $FHN | First Horizon Corp | Com | 28,330 | Maintained | 0.00 | 0.01 | 361,000.00 | 35.21 | 12.74 | Form 13 |
| Schafer Cullen Capital Management Inc | $FLR | Fluor Corp. | Com | 11,950 | Decreased | -27.13 | 0.00 | 191,000.00 | 32.64 | 15.98 | Form 13 |
| Schafer Cullen Capital Management Inc | $GD | General Dynamics Corp. | Com | 470,542 | Decreased | -9.87 | 1.04 | 70,026,000.00 | -3.11 | 148.82 | Form 13 |
| Schafer Cullen Capital Management Inc | $GIS | General Mills Inc. | Com | 252,111 | Increased | 11.27 | 0.22 | 14,824,000.00 | 6.08 | 58.80 | Form 13 |
| Schafer Cullen Capital Management Inc | $GPC | Genuine Parts Co. | Com | 1,129,951 | Decreased | -5.99 | 1.68 | 113,481,000.00 | -0.79 | 100.43 | Form 13 |
| Schafer Cullen Capital Management Inc | $GSK | Glaxosmithkline Plc (adr) | Adr | 492,481 | Decreased | -59.76 | 0.27 | 18,123,000.00 | -60.66 | 36.80 | Form 13 |
| Schafer Cullen Capital Management Inc | $GWB | Great Western Bancorp Inc. | Com | 41,486 | Maintained | 0.00 | 0.01 | 867,000.00 | 67.70 | 20.90 | Form 13 |
| Schafer Cullen Capital Management Inc | $XLV | Health Care Select Sector Spdr | Com | 17,873 | New! | 0.00 | 0.03 | 2,028,000.00 | 0.00 | 113.47 | Form 13 |
| Schafer Cullen Capital Management Inc | $PEAK | Healthpeak Properties Inc | Com | 3,094,484 | Decreased | -4.41 | 1.39 | 93,546,000.00 | 6.44 | 30.23 | Form 13 |
| Schafer Cullen Capital Management Inc | $HON | Honeywell International Inc. | Com | 33,085 | Decreased | -38.41 | 0.10 | 7,037,000.00 | -20.42 | 212.69 | Form 13 |
| Schafer Cullen Capital Management Inc | $HST | Host Hotels & Resorts Inc. | Com | 36,144 | Maintained | 0.00 | 0.01 | 529,000.00 | 35.64 | 14.64 | Form 13 |
| Schafer Cullen Capital Management Inc | $HUN | Huntsman Corp. | Com | 20,467 | Maintained | 0.00 | 0.01 | 515,000.00 | 13.19 | 25.16 | Form 13 |
| Schafer Cullen Capital Management Inc | $IBDRY | Iberdola Sa (adr) | Adr | 922,687 | Decreased | -15.56 | 0.79 | 53,055,000.00 | -1.89 | 57.50 | Form 13 |
| Schafer Cullen Capital Management Inc | $IBN | Icici Bank Ltd. (adr) | Adr | 466,976 | Increased | 88.19 | 0.10 | 6,939,000.00 | 184.50 | 14.86 | Form 13 |
| Schafer Cullen Capital Management Inc | $IMBBY | Imperial Brands Plc (adr) | Adr | 769,221 | Decreased | -18.06 | 0.24 | 16,169,000.00 | -2.69 | 21.02 | Form 13 |
| Schafer Cullen Capital Management Inc | $XLI | Industrial Select Sector Spdr | Com | 69,655 | Increased | 321.59 | 0.09 | 6,168,000.00 | 384.91 | 88.55 | Form 13 |
| Schafer Cullen Capital Management Inc | $INTC | Intel Corp. | Com | 2,503,807 | Decreased | -3.58 | 1.85 | 124,740,000.00 | -7.23 | 49.82 | Form 13 |
| Schafer Cullen Capital Management Inc | $ACWX | Ishares Msci Acwi Ex Us Etf | Com | 66,404 | New! | 0.00 | 0.05 | 3,522,000.00 | 0.00 | 53.04 | Form 13 |
| Schafer Cullen Capital Management Inc | $EFA | Ishares Msci Eafe Etf | Com | 12,686 | Maintained | 0.00 | 0.01 | 926,000.00 | 0.00 | 72.99 | Form 13 |
| Schafer Cullen Capital Management Inc | $EEM | Ishares Msci Emerging Markets | Com | 49,500 | New! | 0.00 | 0.04 | 2,558,000.00 | 0.00 | 51.68 | Form 13 |
| Schafer Cullen Capital Management Inc | $INDA | Ishares Msci India Etf | Com | 90,531 | Decreased | -8.36 | 0.05 | 3,641,000.00 | 8.85 | 40.22 | Form 13 |
| Schafer Cullen Capital Management Inc | $EWY | Ishares Msci South Korea Etf | Com | 120,585 | Decreased | -16.78 | 0.15 | 10,376,000.00 | 9.59 | 86.05 | Form 13 |
| Schafer Cullen Capital Management Inc | $EWT | Ishares Msci Taiwan Etf | Com | 157,016 | Decreased | -13.69 | 0.12 | 8,334,000.00 | 2.02 | 53.08 | Form 13 |
| Schafer Cullen Capital Management Inc | $IWD | Ishares Russell 1000 Value Etf | Com | 28,573 | New! | 0.00 | 0.06 | 3,907,000.00 | 0.00 | 136.74 | Form 13 |
| Schafer Cullen Capital Management Inc | $ITUB | Itau Unibanco Holding Sa-pref | Adr | 1,066,699 | Increased | 121.48 | 0.10 | 6,496,000.00 | 238.86 | 6.09 | Form 13 |
| Schafer Cullen Capital Management Inc | $JNJ | Johnson & Johnson | Com | 965,055 | Decreased | -16.97 | 2.25 | 151,880,000.00 | -12.23 | 157.38 | Form 13 |
| Schafer Cullen Capital Management Inc | $JCI | Johnson Controls International | Com | 3,448,927 | Decreased | -6.88 | 2.38 | 160,685,000.00 | 6.20 | 46.59 | Form 13 |
| Schafer Cullen Capital Management Inc | $JLL | Jones Lang Lasalle Inc. | Com | 2,844 | Maintained | 0.00 | 0.01 | 422,000.00 | 55.15 | 148.38 | Form 13 |
| Schafer Cullen Capital Management Inc | $JPM | Jp Morgan Chase & Co. | Com | 1,433,444 | Decreased | -8.58 | 2.70 | 182,148,000.00 | 20.67 | 127.07 | Form 13 |
| Schafer Cullen Capital Management Inc | $KMB | Kimberly-clark Corp. | Com | 698,289 | Decreased | -5.84 | 1.40 | 94,150,000.00 | -14.02 | 134.83 | Form 13 |
| Schafer Cullen Capital Management Inc | $PHG | Koninklijke Philips Nv (adr) | Adr | 15,165 | Decreased | -4.68 | 0.01 | 821,000.00 | 9.47 | 54.14 | Form 13 |
| Schafer Cullen Capital Management Inc | $LVS | Las Vegas Sands Corp. | Com | 260,652 | Decreased | -2.54 | 0.23 | 15,535,000.00 | 24.48 | 59.60 | Form 13 |
| Schafer Cullen Capital Management Inc | $LYG | Lloyds Banking Group Plc (adr) | Adr | 76,180 | New! | 0.00 | 0.00 | 149,000.00 | 0.00 | 1.96 | Form 13 |
| Schafer Cullen Capital Management Inc | $LOW | Lowe's Cos. Inc. | Com | 559,004 | Decreased | -9.25 | 1.33 | 89,726,000.00 | -12.18 | 160.51 | Form 13 |
| Schafer Cullen Capital Management Inc | $LUKOY | Lukoil Pjsc (adr) | Adr | 84,338 | Decreased | -17.99 | 0.09 | 5,765,000.00 | -2.35 | 68.36 | Form 13 |
| Schafer Cullen Capital Management Inc | $LUNMF | Lundin Mining Corp. | Com | 22,900 | New! | 0.00 | 0.00 | 204,000.00 | 0.00 | 8.91 | Form 13 |
| Schafer Cullen Capital Management Inc | $MGLN | Magellan Health Inc. | Com | 3,986 | Maintained | 0.00 | 0.00 | 330,000.00 | 9.27 | 82.79 | Form 13 |
| Schafer Cullen Capital Management Inc | $MFC | Manulife Financial Corp. | Com | 2,207,565 | Decreased | -13.59 | 0.58 | 39,339,000.00 | 10.70 | 17.82 | Form 13 |
| Schafer Cullen Capital Management Inc | $MCFT | Mastercraft Boat Holdings Inc. | Com | 14,650 | Maintained | 0.00 | 0.01 | 364,000.00 | 42.19 | 24.85 | Form 13 |
| Schafer Cullen Capital Management Inc | $XLB | Materials Select Sector Spdr F | Com | 8,085 | Increased | 73.83 | 0.01 | 585,000.00 | 97.64 | 72.36 | Form 13 |
| Schafer Cullen Capital Management Inc | $MEC | Mayville Engineering Co Inc | Com | 46,620 | Maintained | 0.00 | 0.01 | 626,000.00 | 46.26 | 13.43 | Form 13 |
| Schafer Cullen Capital Management Inc | $MCD | Mcdonald's Corp. | Com | 4,727 | Decreased | -49.70 | 0.02 | 1,014,000.00 | -50.85 | 214.51 | Form 13 |
| Schafer Cullen Capital Management Inc | $MDT | Medtronic Plc | Com | 1,135,028 | Decreased | -7.23 | 1.97 | 132,957,000.00 | 4.57 | 117.14 | Form 13 |
| Schafer Cullen Capital Management Inc | $MRK | Merck & Co. Inc. | Com | 1,487,751 | Decreased | -7.56 | 1.80 | 121,698,000.00 | -8.84 | 81.80 | Form 13 |
| Schafer Cullen Capital Management Inc | $MGDDY | Michelin Cie Generale De Estab | Adr | 1,687,383 | Increased | 11.85 | 0.64 | 43,399,000.00 | 33.99 | 25.72 | Form 13 |
| Schafer Cullen Capital Management Inc | $MSFT | Microsoft Corp. | Com | 275,551 | Decreased | -13.24 | 0.91 | 61,288,000.00 | -8.25 | 222.42 | Form 13 |
| Schafer Cullen Capital Management Inc | $MKSI | Mks Instruments Inc. | Com | 3,585 | Maintained | 0.00 | 0.01 | 539,000.00 | 37.50 | 150.35 | Form 13 |
| Schafer Cullen Capital Management Inc | $NILSY | Mmc Norilsk Nickel Pjsc (adr) | Adr | 534,223 | Decreased | -21.83 | 0.25 | 16,817,000.00 | 1.89 | 31.48 | Form 13 |
| Schafer Cullen Capital Management Inc | $MDLZ | Mondelez International Inc. | Com | 39,691 | Decreased | -51.96 | 0.03 | 2,321,000.00 | -51.11 | 58.48 | Form 13 |
| Schafer Cullen Capital Management Inc | $MS | Morgan Stanley | Com | 2,352,607 | Decreased | -9.84 | 2.39 | 161,224,000.00 | 27.79 | 68.53 | Form 13 |
| Schafer Cullen Capital Management Inc | $MURGY | Muenchener Ruechversicherungs | Adr | 1,421,680 | Decreased | -7.52 | 0.63 | 42,238,000.00 | 8.17 | 29.71 | Form 13 |
| Schafer Cullen Capital Management Inc | $NTIOF | National Bank Of Canada | Com | 22,160 | Maintained | 0.00 | 0.02 | 1,248,000.00 | 13.45 | 56.32 | Form 13 |
| Schafer Cullen Capital Management Inc | $NSRGY | Nestle Sa (adr) | Adr | 389,560 | Decreased | -11.66 | 0.68 | 45,890,000.00 | -12.74 | 117.80 | Form 13 |
| Schafer Cullen Capital Management Inc | $NTAP | Netapp Inc. | Com | 6,724 | Maintained | 0.00 | 0.01 | 445,000.00 | 50.85 | 66.18 | Form 13 |
| Schafer Cullen Capital Management Inc | $NEM | Newmont Corp | Com | 36,524 | Decreased | -50.76 | 0.03 | 2,187,000.00 | -53.53 | 59.88 | Form 13 |
| Schafer Cullen Capital Management Inc | $NEE | Nextera Energy Inc | Com | 2,039,222 | Increased | 252.71 | 2.33 | 157,326,000.00 | -1.96 | 77.15 | Form 13 |
| Schafer Cullen Capital Management Inc | $NTTYY | Nippon Telegraph & Telephone C | Adr | 1,470,293 | Decreased | -1.27 | 0.56 | 37,787,000.00 | 22.81 | 25.70 | Form 13 |
| Schafer Cullen Capital Management Inc | $NNGRY | Nn Group Nv (adr) | Adr | 1,782,197 | Increased | 24.33 | 0.57 | 38,424,000.00 | 42.88 | 21.56 | Form 13 |
| Schafer Cullen Capital Management Inc | $NSC | Norfolk Southern Corp. | Com | 875 | New! | 0.00 | 0.00 | 208,000.00 | 0.00 | 237.71 | Form 13 |
| Schafer Cullen Capital Management Inc | $NVS | Novartis Ag (adr) | Adr | 2,093,030 | Decreased | -6.86 | 2.93 | 197,645,000.00 | 1.14 | 94.43 | Form 13 |
| Schafer Cullen Capital Management Inc | $ORCL | Oracle Corp. | Com | 45,455 | Decreased | -57.89 | 0.04 | 2,940,000.00 | -54.38 | 64.68 | Form 13 |
| Schafer Cullen Capital Management Inc | $ORKLY | Orkla Asa (adr) | Adr | 89,457 | Decreased | -7.46 | 0.01 | 907,000.00 | -6.88 | 10.14 | Form 13 |
| Schafer Cullen Capital Management Inc | $PEP | Pepsico Inc. | Com | 3,937 | Decreased | -74.16 | 0.01 | 584,000.00 | -72.35 | 148.34 | Form 13 |
| Schafer Cullen Capital Management Inc | $PSMMY | Persimmon Plc (adr) | Adr | 466,051 | Increased | 325.44 | 0.53 | 35,648,000.00 | 402.16 | 76.49 | Form 13 |
| Schafer Cullen Capital Management Inc | $PFE | Pfizer Inc. | Com | 3,467,318 | Decreased | -0.30 | 1.89 | 127,632,000.00 | 0.00 | 36.81 | Form 13 |
| Schafer Cullen Capital Management Inc | $PM | Philip Morris International In | Com | 1,630,309 | Decreased | -5.05 | 2.00 | 134,973,000.00 | 4.82 | 82.79 | Form 13 |
| Schafer Cullen Capital Management Inc | $PPL | Ppl Corp. | Com | 564,003 | Increased | 4.32 | 0.24 | 15,905,000.00 | 8.12 | 28.20 | Form 13 |
| Schafer Cullen Capital Management Inc | $PEG | Public Service Enterprise Grou | Com | 20,200 | Decreased | -36.86 | 0.02 | 1,178,000.00 | -32.95 | 58.32 | Form 13 |
| Schafer Cullen Capital Management Inc | $PSA | Public Storage | Com | 2,270 | Decreased | -5.02 | 0.01 | 524,000.00 | -1.50 | 230.84 | Form 13 |
| Schafer Cullen Capital Management Inc | $QIWI | Qiwi Plc (adr) | Adr | 111,223 | Decreased | -58.98 | 0.02 | 1,146,000.00 | -75.64 | 10.30 | Form 13 |
| Schafer Cullen Capital Management Inc | $PWR | Quanta Services Inc. | Com | 7,965 | Decreased | -18.39 | 0.01 | 574,000.00 | 11.24 | 72.07 | Form 13 |
| Schafer Cullen Capital Management Inc | $RYN | Rayonier Inc. | Com | 11,625 | Maintained | 0.00 | 0.01 | 342,000.00 | 11.40 | 29.42 | Form 13 |
| Schafer Cullen Capital Management Inc | $RTX | Raytheon Technologies Corp. | Com | 1,662,705 | Decreased | -6.90 | 1.76 | 118,900,000.00 | 15.71 | 71.51 | Form 13 |
| Schafer Cullen Capital Management Inc | $XLRE | Real Estate Select Sector Spdr | Com | 46,813 | Increased | 64.33 | 0.03 | 1,711,000.00 | 70.25 | 36.55 | Form 13 |
| Schafer Cullen Capital Management Inc | $RHHBY | Roche Holding Ag (adr) | Adr | 934,957 | Decreased | -10.47 | 0.61 | 40,989,000.00 | -8.32 | 43.84 | Form 13 |
| Schafer Cullen Capital Management Inc | $RY | Royal Bank Of Canada | Com | 9,155 | Maintained | 0.00 | 0.01 | 751,000.00 | 16.98 | 82.03 | Form 13 |
| Schafer Cullen Capital Management Inc | $SNY | Sanofi (adr) | Adr | 877,440 | Decreased | -7.36 | 0.63 | 42,635,000.00 | -10.28 | 48.59 | Form 13 |
| Schafer Cullen Capital Management Inc | $SBRCY | Sberbank Of Russia Pjsc (adr) | Adr | 361,566 | Decreased | -0.56 | 0.08 | 5,243,000.00 | 23.57 | 14.50 | Form 13 |
| Schafer Cullen Capital Management Inc | $STX | Seagate Technology Plc | Com | 3,630 | Maintained | 0.00 | 0.00 | 226,000.00 | 0.00 | 62.26 | Form 13 |
| Schafer Cullen Capital Management Inc | $SRE | Sempra Energy | Com | 7,184 | Decreased | -76.28 | 0.01 | 915,000.00 | -74.47 | 127.37 | Form 13 |
| Schafer Cullen Capital Management Inc | $SIEGY | Siemens Ag (adr) | Adr | 2,281,866 | Decreased | -12.82 | 2.43 | 163,815,000.00 | -10.14 | 71.79 | Form 13 |
| Schafer Cullen Capital Management Inc | $SIMO | Silicon Motion Technology Corp | Adr | 131,733 | Increased | 28.23 | 0.09 | 6,343,000.00 | 63.44 | 48.15 | Form 13 |
| Schafer Cullen Capital Management Inc | $SGAPY | Singapore Telecommunications L | Adr | 340,536 | Decreased | -64.45 | 0.09 | 5,925,000.00 | -60.50 | 17.40 | Form 13 |
| Schafer Cullen Capital Management Inc | $SKM | Sk Telecom Co Ltd (adr) | Adr | 206,350 | Decreased | -14.92 | 0.07 | 5,051,000.00 | -7.12 | 24.48 | Form 13 |
| Schafer Cullen Capital Management Inc | $SMFKY | Smurfit Kappa Group Plc (adr) | Adr | 1,125,709 | Decreased | -9.33 | 0.78 | 52,537,000.00 | 6.61 | 46.67 | Form 13 |
| Schafer Cullen Capital Management Inc | $SOBKY | Softbank Corp (adr) | Adr | 2,470,035 | Decreased | -5.25 | 0.46 | 31,172,000.00 | 7.73 | 12.62 | Form 13 |
| Schafer Cullen Capital Management Inc | $SKHHY | Sonic Healthcare Ltd. (adr) | Adr | 1,824,840 | Decreased | -7.44 | 0.66 | 44,823,000.00 | -4.88 | 24.56 | Form 13 |
| Schafer Cullen Capital Management Inc | $SSB | South State Corp. | Com | 6,702 | Maintained | 0.00 | 0.01 | 485,000.00 | 50.15 | 72.37 | Form 13 |
| Schafer Cullen Capital Management Inc | $SPY | Spdr S&p500 Etf Trust | Com | 570 | New! | 0.00 | 0.00 | 213,000.00 | 0.00 | 373.68 | Form 13 |
| Schafer Cullen Capital Management Inc | $STXB | Spirit Of Texas Bancshares In | Com | 16,343 | Maintained | 0.00 | 0.00 | 275,000.00 | 51.10 | 16.83 | Form 13 |
| Schafer Cullen Capital Management Inc | $SVNLY | Svenska Handelsbanken Ab (adr) | Adr | 5,430,927 | New! | 0.00 | 0.40 | 27,019,000.00 | 0.00 | 4.98 | Form 13 |
| Schafer Cullen Capital Management Inc | $SYKE | Sykes Enterprises Inc. | Com | 10,805 | Maintained | 0.00 | 0.01 | 407,000.00 | 10.00 | 37.67 | Form 13 |
| Schafer Cullen Capital Management Inc | $TSM | Taiwan Semiconductor Manufactu | Adr | 126,618 | Decreased | -24.63 | 0.20 | 13,806,000.00 | 1.37 | 109.04 | Form 13 |
| Schafer Cullen Capital Management Inc | $TGT | Target Corp. | Com | 784,874 | Decreased | -13.51 | 2.05 | 138,554,000.00 | -3.01 | 176.53 | Form 13 |
| Schafer Cullen Capital Management Inc | $XLK | Technology Select Sector Spdr | Com | 23,308 | Increased | 1173.66 | 0.04 | 3,031,000.00 | 1,316.36 | 130.04 | Form 13 |
| Schafer Cullen Capital Management Inc | $ALL | The Allstate Corp. | Com | 25,175 | Decreased | -56.65 | 0.04 | 2,767,000.00 | -49.39 | 109.91 | Form 13 |
| Schafer Cullen Capital Management Inc | $BK | The Bank Of New York Mellon Co | Com | 4,879 | Decreased | -37.64 | 0.00 | 207,000.00 | -23.05 | 42.43 | Form 13 |
| Schafer Cullen Capital Management Inc | $BX | The Blackstone Group Inc | Com | 6,405 | Maintained | 0.00 | 0.01 | 415,000.00 | 24.25 | 64.79 | Form 13 |
| Schafer Cullen Capital Management Inc | $CC | The Chemours Co. | Com | 14,795 | New! | 0.00 | 0.01 | 367,000.00 | 0.00 | 24.81 | Form 13 |
| Schafer Cullen Capital Management Inc | $KO | The Coca-cola Co. | Com | 6,140 | Maintained | 0.00 | 0.00 | 337,000.00 | 11.22 | 54.89 | Form 13 |
| Schafer Cullen Capital Management Inc | $SJM | The Jm Smucker Co. | Com | 3,355 | Maintained | 0.00 | 0.01 | 388,000.00 | 0.00 | 115.65 | Form 13 |
| Schafer Cullen Capital Management Inc | $PNC | The Pnc Financial Services Gro | Com | 9,957 | Increased | 19.15 | 0.02 | 1,484,000.00 | 61.48 | 149.04 | Form 13 |
| Schafer Cullen Capital Management Inc | $PG | The Procter & Gamble Co. | Com | 11,170 | Decreased | -2.74 | 0.02 | 1,554,000.00 | -2.63 | 139.12 | Form 13 |
| Schafer Cullen Capital Management Inc | $TRV | The Travelers Companies Inc. | Com | 524,464 | Decreased | -10.53 | 1.09 | 73,619,000.00 | 16.08 | 140.37 | Form 13 |
| Schafer Cullen Capital Management Inc | $DIS | The Walt Disney Co. | Com | 21,990 | Decreased | -50.89 | 0.06 | 3,984,000.00 | -28.29 | 181.17 | Form 13 |
| Schafer Cullen Capital Management Inc | $TMO | Thermo Fisher Scientific Inc. | Com | 6,446 | Decreased | -48.22 | 0.04 | 3,002,000.00 | -45.39 | 465.72 | Form 13 |
| Schafer Cullen Capital Management Inc | $TOT | Total Se (adr) | Adr | 1,040,249 | Decreased | -10.65 | 0.65 | 43,597,000.00 | 9.17 | 41.91 | Form 13 |
| Schafer Cullen Capital Management Inc | $TM | Toyota Motor Corp. (adr) | Adr | 355,518 | Decreased | -6.26 | 0.81 | 54,952,000.00 | 9.40 | 154.57 | Form 13 |
| Schafer Cullen Capital Management Inc | $TFC | Truist Financial Corp | Com | 2,426,428 | Decreased | -8.87 | 1.72 | 116,299,000.00 | 14.79 | 47.93 | Form 13 |
| Schafer Cullen Capital Management Inc | $UBS | Ubs Group Ag (adr) | Adr | 3,250,705 | Decreased | -7.31 | 0.68 | 45,932,000.00 | 17.47 | 14.13 | Form 13 |
| Schafer Cullen Capital Management Inc | $UL | Unilever Plc (adr) | Adr | 2,478,427 | New! | 0.00 | 2.22 | 149,598,000.00 | 0.00 | 60.36 | Form 13 |
| Schafer Cullen Capital Management Inc | $UNP | Union Pacific Corp. | Com | 15,262 | Decreased | -32.11 | 0.05 | 3,178,000.00 | -28.20 | 208.23 | Form 13 |
| Schafer Cullen Capital Management Inc | $UOVEY | United Overseas Bank Ltd. (adr | Adr | 1,080,621 | Decreased | -19.20 | 0.55 | 36,925,000.00 | -1.99 | 34.17 | Form 13 |
| Schafer Cullen Capital Management Inc | $UPS | United Parcel Service Inc. | Com | 464,467 | Increased | 13.45 | 1.16 | 78,216,000.00 | 14.66 | 168.40 | Form 13 |
| Schafer Cullen Capital Management Inc | $UPMMY | Upm-kymmene Oyj (adr) | Adr | 1,226,588 | Decreased | -6.80 | 0.67 | 45,470,000.00 | 13.65 | 37.07 | Form 13 |
| Schafer Cullen Capital Management Inc | $USB | Us Bancorp | Com | 6,727 | Decreased | -11.39 | 0.00 | 313,000.00 | 15.07 | 46.53 | Form 13 |
| Schafer Cullen Capital Management Inc | $XLU | Utilities Select Sector Spdr F | Com | 10,320 | New! | 0.00 | 0.01 | 647,000.00 | 0.00 | 62.69 | Form 13 |
| Schafer Cullen Capital Management Inc | $VALE | Vale Sa (adr) | Adr | 3,628,468 | Increased | 9.61 | 0.90 | 60,813,000.00 | 73.64 | 16.76 | Form 13 |
| Schafer Cullen Capital Management Inc | $VNM | Vaneck Vectors Vietnam Etf | Com | 78,875 | Decreased | -3.73 | 0.02 | 1,376,000.00 | 13.06 | 17.45 | Form 13 |
| Schafer Cullen Capital Management Inc | $VZ | Verizon Communications Inc. | Com | 358,459 | Decreased | -0.46 | 0.31 | 21,059,000.00 | -1.70 | 58.75 | Form 13 |
| Schafer Cullen Capital Management Inc | $WBA | Walgreens Boots Alliance Inc. | Com | 1,684,964 | Decreased | -8.58 | 1.00 | 67,196,000.00 | 1.50 | 39.88 | Form 13 |
| Schafer Cullen Capital Management Inc | $WMT | Wal-mart Stores Inc. | Com | 16,436 | Decreased | -1.11 | 0.04 | 2,369,000.00 | 1.89 | 144.13 | Form 13 |
| Schafer Cullen Capital Management Inc | $WFC | Wells Fargo & Co. | Com | 27,714 | Decreased | -66.04 | 0.01 | 836,000.00 | -56.44 | 30.17 | Form 13 |
| Schafer Cullen Capital Management Inc | $WELL | Welltower Inc. | Com | 1,674,993 | Decreased | -18.77 | 1.60 | 108,238,000.00 | -4.71 | 64.62 | Form 13 |
| Schafer Cullen Capital Management Inc | $WY | Weyerhaeuser Co. | Com | 15,941 | Maintained | 0.00 | 0.01 | 535,000.00 | 17.58 | 33.56 | Form 13 |
| Schafer Cullen Capital Management Inc | $WPC | Wp Carey Inc. | Com | 6,885 | Maintained | 0.00 | 0.01 | 486,000.00 | 8.24 | 70.59 | Form 13 |
| Schafer Cullen Capital Management Inc | $ZURVY | Zurich Insurance Group Ag (adr | Adr | 1,258,099 | Decreased | -6.84 | 0.79 | 53,117,000.00 | 12.89 | 42.22 | Form 13 |
| Schafer Cullen Capital Management Inc | $SMGZY | Smiths Group Plc (adr) | Adr | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Schafer Cullen Capital Management Inc | $VIV | Telefonica Brasil Sa (adr) | Adr | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Schafer Cullen Capital Management Inc | $UN | Unilever Nv (adr) | Adr | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Howland Capital Management Llc | $MMM | 3m Co | Com | 109,109 | Decreased | -0.88 | 1.12 | 19,071,000.00 | 8.17 | 174.79 | Form 13 |
| Howland Capital Management Llc | $ABT | Abbott Labs | Com | 25,210 | Decreased | -6.55 | 0.16 | 2,760,000.00 | -5.99 | 109.48 | Form 13 |
| Howland Capital Management Llc | $ABBV | Abbvie Inc | Com | 17,611 | Decreased | -0.69 | 0.11 | 1,887,000.00 | 21.51 | 107.15 | Form 13 |
| Howland Capital Management Llc | $ATVI | Activision Blizzard Inc | Com | 2,271 | New! | 0.00 | 0.01 | 211,000.00 | 0.00 | 92.91 | Form 13 |
| Howland Capital Management Llc | $ADBE | Adobe Systems Incorporated | Com | 1,299 | Decreased | -13.34 | 0.04 | 650,000.00 | -11.56 | 500.38 | Form 13 |
| Howland Capital Management Llc | $AEM | Agnico Eagle Mines Ltd | Com | 509,047 | Increased | 0.29 | 2.11 | 35,893,000.00 | -11.17 | 70.51 | Form 13 |
| Howland Capital Management Llc | $APD | Air Prods & Chems Inc | Com | 2,036 | Decreased | -32.94 | 0.03 | 556,000.00 | -38.50 | 273.08 | Form 13 |
| Howland Capital Management Llc | $AKAM | Akamai Technologies Inc | Com | 28,288 | Decreased | -11.78 | 0.17 | 2,970,000.00 | -16.20 | 104.99 | Form 13 |
| Howland Capital Management Llc | $ALGN | Align Technology Inc | Com | 1,406 | Decreased | -6.83 | 0.04 | 751,000.00 | 52.02 | 534.14 | Form 13 |
| Howland Capital Management Llc | $GOOG | Alphabet Inc | Cap Stk Cl C | 1,218 | Decreased | -2.17 | 0.13 | 2,134,000.00 | 16.61 | 1,752.05 | Form 13 |
| Howland Capital Management Llc | $GOOGL | Alphabet Inc | Cap Stk Cl A | 19,926 | Increased | 4.65 | 2.05 | 34,923,000.00 | 25.15 | 1,752.63 | Form 13 |
| Howland Capital Management Llc | $AMZN | Amazon Com Inc | Com | 1,738 | Decreased | -0.69 | 0.33 | 5,661,000.00 | 2.74 | 3,257.19 | Form 13 |
| Howland Capital Management Llc | $AEP | American Elec Pwr Co Inc | Com | 4,022 | Maintained | 0.00 | 0.02 | 335,000.00 | 1.82 | 83.29 | Form 13 |
| Howland Capital Management Llc | $AXP | American Express Co | Com | 16,500 | Decreased | -0.51 | 0.12 | 1,995,000.00 | 19.96 | 120.91 | Form 13 |
| Howland Capital Management Llc | $AMT | American Tower Corp New | Com | 198,157 | Decreased | -0.40 | 2.61 | 44,478,000.00 | -7.52 | 224.46 | Form 13 |
| Howland Capital Management Llc | $AWK | American Wtr Wks Co Inc New | Com | 136,139 | Increased | 3.83 | 1.23 | 20,893,000.00 | 9.98 | 153.47 | Form 13 |
| Howland Capital Management Llc | $AMP | Ameriprise Finl Inc | Com | 3,000 | Maintained | 0.00 | 0.03 | 583,000.00 | 26.19 | 194.33 | Form 13 |
| Howland Capital Management Llc | $AMGN | Amgen Inc | Com | 2,137 | Decreased | -2.02 | 0.03 | 491,000.00 | -11.37 | 229.76 | Form 13 |
| Howland Capital Management Llc | $APH | Amphenol Corp New | Cl A | 126,675 | Increased | 0.38 | 0.97 | 16,565,000.00 | 21.24 | 130.77 | Form 13 |
| Howland Capital Management Llc | $AAPL | Apple Inc | Com | 153,762 | Decreased | -3.33 | 1.20 | 20,403,000.00 | 10.77 | 132.69 | Form 13 |
| Howland Capital Management Llc | $AMAT | Applied Matls Inc | Com | 3,030 | New! | 0.00 | 0.02 | 261,000.00 | 0.00 | 86.14 | Form 13 |
| Howland Capital Management Llc | $AZPN | Aspen Technology Inc | Com | 223,738 | Decreased | -0.32 | 1.71 | 29,142,000.00 | 2.56 | 130.25 | Form 13 |
| Howland Capital Management Llc | $AC | Associated Cap Group Inc | Cl A | 7,670 | New! | 0.00 | 0.02 | 269,000.00 | 0.00 | 35.07 | Form 13 |
| Howland Capital Management Llc | $AZN | Astrazeneca Plc | Sponsored Adr | 16,921 | Decreased | -5.11 | 0.05 | 846,000.00 | -13.41 | 50.00 | Form 13 |
| Howland Capital Management Llc | $T | At&t Inc | Com | 20,042 | Increased | 0.67 | 0.03 | 576,000.00 | 1.41 | 28.74 | Form 13 |
| Howland Capital Management Llc | $ADP | Automatic Data Processing In | Com | 116,846 | Increased | 0.35 | 1.21 | 20,588,000.00 | 26.76 | 176.20 | Form 13 |
| Howland Capital Management Llc | $AVY | Avery Dennison Corp | Com | 7,650 | Maintained | 0.00 | 0.07 | 1,187,000.00 | 21.37 | 155.16 | Form 13 |
| Howland Capital Management Llc | $BNS | Bank Nova Scotia B C | Com | 192,237 | Decreased | -9.97 | 0.61 | 10,388,000.00 | 17.19 | 54.04 | Form 13 |
| Howland Capital Management Llc | $BAX | Baxter Intl Inc | Com | 4,129 | Maintained | 0.00 | 0.02 | 331,000.00 | -0.30 | 80.16 | Form 13 |
| Howland Capital Management Llc | $BDX | Becton Dickinson & Co | Com | 4,008 | Maintained | 0.00 | 0.06 | 1,003,000.00 | 7.50 | 250.25 | Form 13 |
| Howland Capital Management Llc | $BRKA | Berkshire Hathaway Inc Del | Cl A | 19 | Maintained | 0.00 | 0.39 | 6,608,000.00 | 8.68 | 347,789.47 | Form 13 |
| Howland Capital Management Llc | $BRKB | Berkshire Hathaway Inc Del | Cl B New | 185,893 | Increased | 7.01 | 2.53 | 43,103,000.00 | 16.52 | 231.87 | Form 13 |
| Howland Capital Management Llc | $BAC | Bk Of America Corp | Com | 14,607 | Decreased | -0.10 | 0.03 | 443,000.00 | 25.85 | 30.33 | Form 13 |
| Howland Capital Management Llc | $BX | Blackstone Group Inc | Com Cl A | 4,390 | Decreased | -0.23 | 0.02 | 285,000.00 | 23.91 | 64.92 | Form 13 |
| Howland Capital Management Llc | $BP | Bp Plc | Sponsored Adr | 10,224 | Decreased | -0.87 | 0.01 | 210,000.00 | 16.67 | 20.54 | Form 13 |
| Howland Capital Management Llc | $BMY | Bristol-myers Squibb Co | Com | 17,297 | Decreased | -5.37 | 0.06 | 1,073,000.00 | -2.63 | 62.03 | Form 13 |
| Howland Capital Management Llc | $BR | Broadridge Finl Solutions In | Com | 5,500 | Maintained | 0.00 | 0.05 | 843,000.00 | 16.12 | 153.27 | Form 13 |
| Howland Capital Management Llc | $BRKL | Brookline Bancorp Inc Del | Com | 10,088 | Decreased | -9.02 | 0.01 | 121,000.00 | 26.04 | 11.99 | Form 13 |
| Howland Capital Management Llc | $BFB | Brown Forman Corp | Cl B | 13,207 | Increased | 0.01 | 0.06 | 1,049,000.00 | 5.43 | 79.43 | Form 13 |
| Howland Capital Management Llc | $BFA | Brown Forman Corp | Cl A | 15,000 | Maintained | 0.00 | 0.06 | 1,102,000.00 | 6.99 | 73.47 | Form 13 |
| Howland Capital Management Llc | $CACI | Caci Intl Inc | Cl A | 1,405 | New! | 0.00 | 0.02 | 350,000.00 | 0.00 | 249.11 | Form 13 |
| Howland Capital Management Llc | $CATC | Cambridge Bancorp | Com | 7,250 | Maintained | 0.00 | 0.03 | 506,000.00 | 31.43 | 69.79 | Form 13 |
| Howland Capital Management Llc | $KMX | Carmax Inc | Com | 338,495 | Increased | 1.44 | 1.88 | 31,974,000.00 | 4.26 | 94.46 | Form 13 |
| Howland Capital Management Llc | $CARR | Carrier Global Corporation | Com | 7,788 | Decreased | -11.38 | 0.02 | 294,000.00 | 9.70 | 37.75 | Form 13 |
| Howland Capital Management Llc | $CAT | Caterpillar Inc | Com | 26,420 | Decreased | -6.06 | 0.28 | 4,809,000.00 | 14.64 | 182.02 | Form 13 |
| Howland Capital Management Llc | $CVX | Chevron Corp New | Com | 157,071 | Decreased | -2.90 | 0.78 | 13,265,000.00 | 13.89 | 84.45 | Form 13 |
| Howland Capital Management Llc | $CB | Chubb Limited | Com | 180,069 | Increased | 0.67 | 1.63 | 27,716,000.00 | 33.44 | 153.92 | Form 13 |
| Howland Capital Management Llc | $CHD | Church & Dwight Inc | Com | 8,548 | Increased | 0.01 | 0.04 | 746,000.00 | -6.87 | 87.27 | Form 13 |
| Howland Capital Management Llc | $CI | Cigna Corp New | Com | 1,567 | Maintained | 0.00 | 0.02 | 326,000.00 | 23.02 | 208.04 | Form 13 |
| Howland Capital Management Llc | $CSCO | Cisco Sys Inc | Com | 13,892 | Decreased | -2.80 | 0.04 | 622,000.00 | 10.48 | 44.77 | Form 13 |
| Howland Capital Management Llc | $CLX | Clorox Co Del | Com | 1,605 | Maintained | 0.00 | 0.02 | 324,000.00 | -3.86 | 201.87 | Form 13 |
| Howland Capital Management Llc | $CME | Cme Group Inc | Com | 2,729 | New! | 0.00 | 0.03 | 497,000.00 | 0.00 | 182.12 | Form 13 |
| Howland Capital Management Llc | $KO | Coca Cola Co | Com | 49,449 | Decreased | -2.94 | 0.16 | 2,712,000.00 | 7.83 | 54.84 | Form 13 |
| Howland Capital Management Llc | $CDE | Coeur Mng Inc | Com New | 16,900 | Decreased | -0.59 | 0.01 | 175,000.00 | 40.00 | 10.36 | Form 13 |
| Howland Capital Management Llc | $CTSH | Cognizant Technology Solutio | Cl A | 39,089 | Increased | 0.04 | 0.19 | 3,203,000.00 | 18.06 | 81.94 | Form 13 |
| Howland Capital Management Llc | $CL | Colgate Palmolive Co | Com | 33,059 | Decreased | -0.30 | 0.17 | 2,827,000.00 | 10.52 | 85.51 | Form 13 |
| Howland Capital Management Llc | $CMCSA | Comcast Corp New | Cl A | 30,304 | Decreased | -0.44 | 0.09 | 1,588,000.00 | 12.78 | 52.40 | Form 13 |
| Howland Capital Management Llc | $CBU | Community Bk Sys Inc | Com | 4,650 | Maintained | 0.00 | 0.02 | 290,000.00 | 14.62 | 62.37 | Form 13 |
| Howland Capital Management Llc | $STZ | Constellation Brands Inc | Cl A | 56,768 | Increased | 12.21 | 0.73 | 12,435,000.00 | 29.69 | 219.05 | Form 13 |
| Howland Capital Management Llc | $CTVA | Corteva Inc | Com | 9,870 | Decreased | -1.49 | 0.02 | 382,000.00 | 32.18 | 38.70 | Form 13 |
| Howland Capital Management Llc | $COST | Costco Whsl Corp New | Com | 2,503 | Increased | 3.73 | 0.06 | 943,000.00 | 10.04 | 376.75 | Form 13 |
| Howland Capital Management Llc | $CSX | Csx Corp | Com | 9,310 | Decreased | -1.06 | 0.05 | 845,000.00 | 15.60 | 90.76 | Form 13 |
| Howland Capital Management Llc | $CFR | Cullen Frost Bankers Inc | Com | 16,264 | Increased | 28.67 | 0.08 | 1,419,000.00 | 75.62 | 87.25 | Form 13 |
| Howland Capital Management Llc | $CMI | Cummins Inc | Com | 1,000 | Maintained | 0.00 | 0.01 | 227,000.00 | 7.58 | 227.00 | Form 13 |
| Howland Capital Management Llc | $CVS | Cvs Health Corp | Com | 279,650 | Decreased | -0.76 | 1.12 | 19,100,000.00 | 16.06 | 68.30 | Form 13 |
| Howland Capital Management Llc | $DHR | Danaher Corporation | Com | 202,490 | Decreased | -2.90 | 2.64 | 44,981,000.00 | 0.18 | 222.14 | Form 13 |
| Howland Capital Management Llc | $DRI | Darden Restaurants Inc | Com | 4,088 | Increased | 0.02 | 0.03 | 487,000.00 | 18.20 | 119.13 | Form 13 |
| Howland Capital Management Llc | $DE | Deere & Co | Com | 15,942 | Decreased | -1.48 | 0.25 | 4,289,000.00 | 19.60 | 269.04 | Form 13 |
| Howland Capital Management Llc | $DEO | Diageo Plc | Spon Adr New | 1,621 | Decreased | -1.28 | 0.02 | 257,000.00 | 13.72 | 158.54 | Form 13 |
| Howland Capital Management Llc | $DIS | Disney Walt Co | Com | 266,617 | Increased | 23.55 | 2.84 | 48,306,000.00 | 80.40 | 181.18 | Form 13 |
| Howland Capital Management Llc | $DMLP | Dorchester Minerals Lp | Com Unit | 10,257 | New! | 0.00 | 0.01 | 112,000.00 | 0.00 | 10.92 | Form 13 |
| Howland Capital Management Llc | $DOV | Dover Corp | Com | 1,750 | New! | 0.00 | 0.01 | 221,000.00 | 0.00 | 126.29 | Form 13 |
| Howland Capital Management Llc | $DOW | Dow Inc | Com | 18,311 | Decreased | -2.31 | 0.06 | 1,016,000.00 | 15.19 | 55.49 | Form 13 |
| Howland Capital Management Llc | $DD | Dupont De Nemours Inc | Com | 6,662 | Decreased | -4.83 | 0.03 | 474,000.00 | 22.16 | 71.15 | Form 13 |
| Howland Capital Management Llc | $EV | Eaton Vance Corp | Com Non Vtg | 8,569 | Maintained | 0.00 | 0.03 | 582,000.00 | 77.98 | 67.92 | Form 13 |
| Howland Capital Management Llc | $ECL | Ecolab Inc | Com | 131,443 | Decreased | -0.72 | 1.67 | 28,439,000.00 | 7.49 | 216.36 | Form 13 |
| Howland Capital Management Llc | $EW | Edwards Lifesciences Corp | Com | 14,217 | Decreased | -1.38 | 0.08 | 1,297,000.00 | 12.68 | 91.23 | Form 13 |
| Howland Capital Management Llc | $EMR | Emerson Elec Co | Com | 10,971 | Maintained | 0.00 | 0.05 | 882,000.00 | 22.67 | 80.39 | Form 13 |
| Howland Capital Management Llc | $EPD | Enterprise Prods Partners L | Com | 10,000 | Maintained | 0.00 | 0.01 | 196,000.00 | 24.05 | 19.60 | Form 13 |
| Howland Capital Management Llc | $WTRG | Essential Utils Inc | Com | 4,595 | New! | 0.00 | 0.01 | 217,000.00 | 0.00 | 47.23 | Form 13 |
| Howland Capital Management Llc | $ES | Eversource Energy | Com | 174,171 | Increased | 0.31 | 0.88 | 15,068,000.00 | 3.87 | 86.51 | Form 13 |
| Howland Capital Management Llc | $XOM | Exxon Mobil Corp | Com | 117,745 | Increased | 7.62 | 0.28 | 4,853,000.00 | 29.21 | 41.22 | Form 13 |
| Howland Capital Management Llc | $FB | Facebook Inc | Cl A | 27,774 | Increased | 10.03 | 0.45 | 7,587,000.00 | 14.76 | 273.17 | Form 13 |
| Howland Capital Management Llc | $FRC | First Rep Bk San Francisco C | Com | 167,347 | Increased | 0.33 | 1.44 | 24,588,000.00 | 35.17 | 146.93 | Form 13 |
| Howland Capital Management Llc | $QCLN | First Tr Exchange-traded Fd | Nas Clnedg Green | 9,550 | Increased | 3.24 | 0.04 | 671,000.00 | 63.66 | 70.26 | Form 13 |
| Howland Capital Management Llc | $FISV | Fiserv Inc | Com | 14,356 | Decreased | -0.12 | 0.10 | 1,635,000.00 | 10.40 | 113.89 | Form 13 |
| Howland Capital Management Llc | $FTV | Fortive Corp | Com | 9,174 | Decreased | -2.89 | 0.04 | 650,000.00 | -9.72 | 70.85 | Form 13 |
| Howland Capital Management Llc | $FNV | Franco Nev Corp | Com | 5,461 | New! | 0.00 | 0.04 | 684,000.00 | 0.00 | 125.25 | Form 13 |
| Howland Capital Management Llc | $IT | Gartner Inc | Com | 10,019 | Maintained | 0.00 | 0.09 | 1,605,000.00 | 28.19 | 160.20 | Form 13 |
| Howland Capital Management Llc | $GE | General Electric Co | Com | 535,321 | Decreased | -0.31 | 0.34 | 5,781,000.00 | 72.83 | 10.80 | Form 13 |
| Howland Capital Management Llc | $GIS | General Mls Inc | Com | 11,195 | Decreased | -1.43 | 0.04 | 658,000.00 | -6.00 | 58.78 | Form 13 |
| Howland Capital Management Llc | $GILD | Gilead Sciences Inc | Com | 71,388 | Decreased | -25.96 | 0.24 | 4,159,000.00 | -31.74 | 58.26 | Form 13 |
| Howland Capital Management Llc | $GSK | Glaxosmithkline Plc | Sponsored Adr | 6,152 | Decreased | -17.78 | 0.01 | 226,000.00 | -19.86 | 36.74 | Form 13 |
| Howland Capital Management Llc | $IAU | Gold Trust | Ishares | 468,626 | Increased | 9.78 | 0.50 | 8,496,000.00 | 10.64 | 18.13 | Form 13 |
| Howland Capital Management Llc | $HAL | Halliburton Co | Com | 11,000 | Maintained | 0.00 | 0.01 | 208,000.00 | 56.39 | 18.91 | Form 13 |
| Howland Capital Management Llc | $PEAK | Healthpeak Properties Inc | Com | 489,599 | Decreased | -1.63 | 0.87 | 14,801,000.00 | 9.54 | 30.23 | Form 13 |
| Howland Capital Management Llc | $HSY | Hershey Co | Com | 10,203 | Maintained | 0.00 | 0.09 | 1,554,000.00 | 6.29 | 152.31 | Form 13 |
| Howland Capital Management Llc | $HD | Home Depot Inc | Com | 9,316 | Decreased | -1.28 | 0.15 | 2,475,000.00 | -5.57 | 265.67 | Form 13 |
| Howland Capital Management Llc | $HON | Honeywell Intl Inc | Com | 2,202 | Decreased | -15.76 | 0.03 | 468,000.00 | 8.84 | 212.53 | Form 13 |
| Howland Capital Management Llc | $HOOK | Hookipa Pharma Inc | Com | 14,728 | Maintained | 0.00 | 0.01 | 163,000.00 | 17.27 | 11.07 | Form 13 |
| Howland Capital Management Llc | $IDXX | Idexx Labs Inc | Com | 117,593 | Decreased | -1.75 | 3.45 | 58,781,000.00 | 24.93 | 499.87 | Form 13 |
| Howland Capital Management Llc | $ITW | Illinois Tool Wks Inc | Com | 1,228 | Decreased | -2.77 | 0.01 | 250,000.00 | 2.46 | 203.58 | Form 13 |
| Howland Capital Management Llc | $ILMN | Illumina Inc | Com | 2,715 | Decreased | -6.12 | 0.06 | 1,005,000.00 | 12.42 | 370.17 | Form 13 |
| Howland Capital Management Llc | $INTC | Intel Corp | Com | 29,336 | Decreased | -6.53 | 0.09 | 1,462,000.00 | -10.03 | 49.84 | Form 13 |
| Howland Capital Management Llc | $IBM | International Business Machs | Com | 9,211 | Decreased | -1.60 | 0.07 | 1,159,000.00 | 1.76 | 125.83 | Form 13 |
| Howland Capital Management Llc | $ISRG | Intuitive Surgical Inc | Com New | 1,609 | Decreased | -5.19 | 0.08 | 1,316,000.00 | 9.30 | 817.90 | Form 13 |
| Howland Capital Management Llc | $PBD | Invesco Exch Traded Fd Tr Ii | Gbl Clean Enrg | 14,050 | Maintained | 0.00 | 0.03 | 488,000.00 | 58.44 | 34.73 | Form 13 |
| Howland Capital Management Llc | $ESGE | Ishares Inc | Esg Awr Msci Em | 71,810 | Increased | 9.11 | 0.18 | 3,015,000.00 | 28.63 | 41.99 | Form 13 |
| Howland Capital Management Llc | $IVV | Ishares Tr | Core S&p500 Etf | 905 | Decreased | -0.11 | 0.02 | 340,000.00 | 11.84 | 375.69 | Form 13 |
| Howland Capital Management Llc | $IWM | Ishares Tr | Russell 2000 Etf | 1,757 | Decreased | -0.11 | 0.02 | 344,000.00 | 30.80 | 195.79 | Form 13 |
| Howland Capital Management Llc | $IJH | Ishares Tr | Core S&p Mcp Etf | 2,573 | Decreased | -0.19 | 0.03 | 591,000.00 | 23.64 | 229.69 | Form 13 |
| Howland Capital Management Llc | $EFA | Ishares Tr | Msci Eafe Etf | 3,135 | Maintained | 0.00 | 0.01 | 229,000.00 | 14.50 | 73.05 | Form 13 |
| Howland Capital Management Llc | $IJR | Ishares Tr | Core S&p Scp Etf | 4,956 | Maintained | 0.00 | 0.03 | 455,000.00 | 30.75 | 91.81 | Form 13 |
| Howland Capital Management Llc | $IWN | Ishares Tr | Rus 2000 Val Etf | 5,829 | Increased | 0.69 | 0.05 | 768,000.00 | 33.57 | 131.76 | Form 13 |
| Howland Capital Management Llc | $IWR | Ishares Tr | Rus Mid Cap Etf | 6,350 | Decreased | -0.08 | 0.03 | 435,000.00 | 19.18 | 68.50 | Form 13 |
| Howland Capital Management Llc | $GVI | Ishares Tr | Intrm Gov Cr Etf | 8,621 | Increased | 0.26 | 0.06 | 1,014,000.00 | 0.20 | 117.62 | Form 13 |
| Howland Capital Management Llc | $IWF | Ishares Tr | Rus 1000 Grw Etf | 9,260 | Decreased | -1.87 | 0.13 | 2,233,000.00 | 9.09 | 241.14 | Form 13 |
| Howland Capital Management Llc | $ACWX | Ishares Tr | Msci Acwi Ex Us | 10,023 | Increased | 108.25 | 0.03 | 532,000.00 | 140.72 | 53.08 | Form 13 |
| Howland Capital Management Llc | $DVY | Ishares Tr | Select Divid Etf | 26,332 | Decreased | -10.11 | 0.15 | 2,533,000.00 | 6.03 | 96.19 | Form 13 |
| Howland Capital Management Llc | $IUSV | Ishares Tr | Core S&p Us Vlu | 54,000 | Decreased | -0.01 | 0.20 | 3,358,000.00 | 14.53 | 62.19 | Form 13 |
| Howland Capital Management Llc | $ESGD | Ishares Tr | Esg Aw Msci Eafe | 238,865 | Increased | 4.25 | 1.02 | 17,447,000.00 | 19.95 | 73.04 | Form 13 |
| Howland Capital Management Llc | $VNLA | Janus Detroit Str Tr | Hendrsn Shrt Etf | 216,647 | Decreased | -1.38 | 0.64 | 10,934,000.00 | -1.22 | 50.47 | Form 13 |
| Howland Capital Management Llc | $JNJ | Johnson & Johnson | Com | 142,101 | Decreased | -1.20 | 1.31 | 22,364,000.00 | 4.44 | 157.38 | Form 13 |
| Howland Capital Management Llc | $JPM | Jpmorgan Chase & Co | Com | 40,053 | Decreased | -3.22 | 0.30 | 5,090,000.00 | 27.76 | 127.08 | Form 13 |
| Howland Capital Management Llc | $KMB | Kimberly-clark Corp | Com | 2,111 | Decreased | -2.31 | 0.02 | 285,000.00 | -10.66 | 135.01 | Form 13 |
| Howland Capital Management Llc | $KNSL | Kinsale Cap Group Inc | Com | 147,859 | Decreased | -0.83 | 1.74 | 29,591,000.00 | 4.36 | 200.13 | Form 13 |
| Howland Capital Management Llc | $KLAC | Kla Corp | Com New | 1,054 | Maintained | 0.00 | 0.02 | 273,000.00 | 33.82 | 259.01 | Form 13 |
| Howland Capital Management Llc | $LHX | L3harris Technologies Inc | Com | 3,469 | Maintained | 0.00 | 0.04 | 656,000.00 | 11.38 | 189.10 | Form 13 |
| Howland Capital Management Llc | $EL | Lauder Estee Cos Inc | Cl A | 1,005 | Maintained | 0.00 | 0.02 | 268,000.00 | 22.37 | 266.67 | Form 13 |
| Howland Capital Management Llc | $LSXMA | Liberty Media Corp Del | Com A Siriusxm | 6,244 | New! | 0.00 | 0.02 | 270,000.00 | 0.00 | 43.24 | Form 13 |
| Howland Capital Management Llc | $LLY | Lilly Eli & Co | Com | 4,063 | Decreased | -3.15 | 0.04 | 686,000.00 | 10.47 | 168.84 | Form 13 |
| Howland Capital Management Llc | $LIN | Linde Plc | Shs | 1,972 | Decreased | -43.45 | 0.03 | 520,000.00 | -37.35 | 263.69 | Form 13 |
| Howland Capital Management Llc | $LOW | Lowes Cos Inc | Com | 3,598 | Maintained | 0.00 | 0.03 | 578,000.00 | -3.18 | 160.64 | Form 13 |
| Howland Capital Management Llc | $MMC | Marsh & Mclennan Cos Inc | Com | 8,622 | Maintained | 0.00 | 0.06 | 1,009,000.00 | 2.02 | 117.03 | Form 13 |
| Howland Capital Management Llc | $MA | Mastercard Incorporated | Cl A | 5,565 | Decreased | -2.28 | 0.12 | 1,986,000.00 | 3.12 | 356.87 | Form 13 |
| Howland Capital Management Llc | $MKC | Mccormick & Co Inc | Com Non Vtg | 199,968 | Increased | 98.92 | 1.12 | 19,117,000.00 | -2.02 | 95.60 | Form 13 |
| Howland Capital Management Llc | $MCD | Mcdonalds Corp | Com | 2,578 | Decreased | -3.95 | 0.03 | 553,000.00 | -6.11 | 214.51 | Form 13 |
| Howland Capital Management Llc | $MDT | Medtronic Plc | Shs | 245,876 | Increased | 10.41 | 1.69 | 28,802,000.00 | 24.46 | 117.14 | Form 13 |
| Howland Capital Management Llc | $MELI | Mercadolibre Inc | Com | 13,587 | Increased | 0.96 | 1.34 | 22,761,000.00 | 56.24 | 1,675.20 | Form 13 |
| Howland Capital Management Llc | $MRK | Merck & Co. Inc | Com | 45,415 | Decreased | -0.88 | 0.22 | 3,715,000.00 | -2.26 | 81.80 | Form 13 |
| Howland Capital Management Llc | $MSB | Mesabi Tr | Ctf Ben Int | 11,760 | New! | 0.00 | 0.02 | 330,000.00 | 0.00 | 28.06 | Form 13 |
| Howland Capital Management Llc | $MSFT | Microsoft Corp | Com | 399,606 | Decreased | -0.99 | 5.22 | 88,880,000.00 | 4.70 | 222.42 | Form 13 |
| Howland Capital Management Llc | $MDLZ | Mondelez Intl Inc | Cl A | 4,774 | Increased | 0.04 | 0.02 | 279,000.00 | 1.82 | 58.44 | Form 13 |
| Howland Capital Management Llc | $MCO | Moodys Corp | Com | 7,000 | Maintained | 0.00 | 0.12 | 2,032,000.00 | 0.15 | 290.29 | Form 13 |
| Howland Capital Management Llc | $NEO | Neogenomics Inc | Com New | 27,771 | Decreased | -33.33 | 0.09 | 1,495,000.00 | -2.73 | 53.83 | Form 13 |
| Howland Capital Management Llc | $NFLX | Netflix Inc | Com | 972 | Maintained | 0.00 | 0.03 | 526,000.00 | 8.23 | 541.15 | Form 13 |
| Howland Capital Management Llc | $NKE | Nike Inc | Cl B | 6,922 | Increased | 1.38 | 0.06 | 979,000.00 | 14.24 | 141.43 | Form 13 |
| Howland Capital Management Llc | $NSC | Norfolk Southn Corp | Com | 2,300 | Maintained | 0.00 | 0.03 | 547,000.00 | 11.18 | 237.83 | Form 13 |
| Howland Capital Management Llc | $NTR | Nutrien Ltd | Com | 4,360 | New! | 0.00 | 0.01 | 210,000.00 | 0.00 | 48.17 | Form 13 |
| Howland Capital Management Llc | $NVDA | Nvidia Corporation | Com | 2,351 | Decreased | -2.37 | 0.07 | 1,228,000.00 | -5.76 | 522.33 | Form 13 |
| Howland Capital Management Llc | $ORCL | Oracle Corp | Com | 5,764 | Maintained | 0.00 | 0.02 | 373,000.00 | 8.43 | 64.71 | Form 13 |
| Howland Capital Management Llc | $ORLY | Oreilly Automotive Inc | Com | 452 | New! | 0.00 | 0.01 | 205,000.00 | 0.00 | 453.54 | Form 13 |
| Howland Capital Management Llc | $OTIS | Otis Worldwide Corp | Com | 3,781 | Decreased | -11.68 | 0.01 | 255,000.00 | -4.49 | 67.44 | Form 13 |
| Howland Capital Management Llc | $PAYX | Paychex Inc | Com | 125,015 | Decreased | -0.59 | 0.68 | 11,649,000.00 | 16.13 | 93.18 | Form 13 |
| Howland Capital Management Llc | $PYPL | Paypal Hldgs Inc | Com | 7,197 | Increased | 0.24 | 0.10 | 1,686,000.00 | 19.15 | 234.26 | Form 13 |
| Howland Capital Management Llc | $PENN | Penn Natl Gaming Inc | Com | 2,850 | Maintained | 0.00 | 0.01 | 246,000.00 | 18.84 | 86.32 | Form 13 |
| Howland Capital Management Llc | $PEP | Pepsico Inc | Com | 50,552 | Increased | 1.37 | 0.44 | 7,497,000.00 | 8.46 | 148.30 | Form 13 |
| Howland Capital Management Llc | $PFE | Pfizer Inc | Com | 58,434 | Decreased | -0.38 | 0.13 | 2,151,000.00 | -0.09 | 36.81 | Form 13 |
| Howland Capital Management Llc | $PCI | Pimco Dynamic Cr Income Fd | Com Shs | 776,021 | Increased | 17.95 | 0.97 | 16,452,000.00 | 24.53 | 21.20 | Form 13 |
| Howland Capital Management Llc | $PDI | Pimco Dynamic Income Fd | Shs | 321,832 | Increased | 0.98 | 0.50 | 8,506,000.00 | 5.23 | 26.43 | Form 13 |
| Howland Capital Management Llc | $BOND | Pimco Etf Tr | Active Bd Etf | 3,635 | Maintained | 0.00 | 0.02 | 411,000.00 | 0.49 | 113.07 | Form 13 |
| Howland Capital Management Llc | $MINT | Pimco Etf Tr | Enhan Shrt Ma Ac | 375,369 | Increased | 4.99 | 2.25 | 38,303,000.00 | 5.07 | 102.04 | Form 13 |
| Howland Capital Management Llc | $LDUR | Pimco Etf Tr | Enhncd Lw Dur Ac | 384,997 | Increased | 6.14 | 2.31 | 39,289,000.00 | 6.01 | 102.05 | Form 13 |
| Howland Capital Management Llc | $POR | Portland Gen Elec Co | Com New | 11,130 | Decreased | -75.97 | 0.03 | 476,000.00 | -71.05 | 42.77 | Form 13 |
| Howland Capital Management Llc | $PG | Procter And Gamble Co | Com | 166,997 | Decreased | -5.67 | 1.36 | 23,236,000.00 | -5.57 | 139.14 | Form 13 |
| Howland Capital Management Llc | $SVXY | Proshares Tr Ii | Sht Vix St Trm | 7,605 | New! | 0.00 | 0.02 | 315,000.00 | 0.00 | 41.42 | Form 13 |
| Howland Capital Management Llc | $RTX | Raytheon Technologies Corp | Com | 15,672 | Decreased | -6.37 | 0.07 | 1,121,000.00 | 16.41 | 71.53 | Form 13 |
| Howland Capital Management Llc | $REGN | Regeneron Pharmaceuticals | Com | 819 | Maintained | 0.00 | 0.02 | 396,000.00 | -13.54 | 483.52 | Form 13 |
| Howland Capital Management Llc | $ROK | Rockwell Automation Inc | Com | 1,850 | Maintained | 0.00 | 0.03 | 464,000.00 | 13.73 | 250.81 | Form 13 |
| Howland Capital Management Llc | $RPM | Rpm Intl Inc | Com | 3,100 | Maintained | 0.00 | 0.02 | 281,000.00 | 9.34 | 90.65 | Form 13 |
| Howland Capital Management Llc | $SPGI | S&p Global Inc | Com | 13,553 | New! | 0.00 | 0.26 | 4,455,000.00 | 0.00 | 328.71 | Form 13 |
| Howland Capital Management Llc | $SRPT | Sarepta Therapeutics Inc | Com | 1,932 | Maintained | 0.00 | 0.02 | 329,000.00 | 21.40 | 170.29 | Form 13 |
| Howland Capital Management Llc | $SLB | Schlumberger Ltd | Com | 18,600 | Decreased | -3.16 | 0.02 | 406,000.00 | 35.79 | 21.83 | Form 13 |
| Howland Capital Management Llc | $SRE | Sempra Energy | Com | 1,580 | New! | 0.00 | 0.01 | 201,000.00 | 0.00 | 127.22 | Form 13 |
| Howland Capital Management Llc | $SHW | Sherwin Williams Co | Com | 344 | Decreased | -8.99 | 0.01 | 253,000.00 | -3.80 | 735.47 | Form 13 |
| Howland Capital Management Llc | $SHOP | Shopify Inc | Cl A | 187 | New! | 0.00 | 0.01 | 212,000.00 | 0.00 | 1,133.69 | Form 13 |
| Howland Capital Management Llc | $SWKS | Skyworks Solutions Inc | Com | 1,640 | Decreased | -14.18 | 0.01 | 251,000.00 | -9.71 | 153.05 | Form 13 |
| Howland Capital Management Llc | $SNA | Snap On Inc | Com | 6,000 | Maintained | 0.00 | 0.06 | 1,027,000.00 | 16.31 | 171.17 | Form 13 |
| Howland Capital Management Llc | $SON | Sonoco Prods Co | Com | 3,604 | New! | 0.00 | 0.01 | 214,000.00 | 0.00 | 59.38 | Form 13 |
| Howland Capital Management Llc | $GLD | Spdr Gold Tr | Gold Shs | 28,966 | Maintained | 0.00 | 0.30 | 5,166,000.00 | 0.70 | 178.35 | Form 13 |
| Howland Capital Management Llc | $SPY | Spdr S&p 500 Etf Tr | Tr Unit | 48,974 | Decreased | -1.52 | 1.07 | 18,310,000.00 | 9.94 | 373.87 | Form 13 |
| Howland Capital Management Llc | $SDY | Spdr Ser Tr | S&p Divid Etf | 2,267 | Maintained | 0.00 | 0.01 | 240,000.00 | 14.83 | 105.87 | Form 13 |
| Howland Capital Management Llc | $CEF | Sprott Physical Gold & Silve | Tr Unit | 650,139 | Increased | 4.07 | 0.74 | 12,580,000.00 | 9.79 | 19.35 | Form 13 |
| Howland Capital Management Llc | $PHYS | Sprott Physical Gold Tr | Unit | 582,849 | Increased | 19.77 | 0.52 | 8,795,000.00 | 20.08 | 15.09 | Form 13 |
| Howland Capital Management Llc | $SBUX | Starbucks Corp | Com | 7,390 | Maintained | 0.00 | 0.05 | 791,000.00 | 24.57 | 107.04 | Form 13 |
| Howland Capital Management Llc | $SYK | Stryker Corporation | Com | 15,030 | Decreased | -0.46 | 0.22 | 3,683,000.00 | 17.07 | 245.04 | Form 13 |
| Howland Capital Management Llc | $SYY | Sysco Corp | Com | 10,164 | Decreased | -4.67 | 0.04 | 755,000.00 | 13.88 | 74.28 | Form 13 |
| Howland Capital Management Llc | $TEL | Te Connectivity Ltd | Reg Shs | 233,601 | Increased | 1.29 | 1.66 | 28,282,000.00 | 25.46 | 121.07 | Form 13 |
| Howland Capital Management Llc | $TSLA | Tesla Inc | Com | 1,768 | Increased | 1.32 | 0.07 | 1,248,000.00 | 66.62 | 705.88 | Form 13 |
| Howland Capital Management Llc | $TXN | Texas Instrs Inc | Com | 3,449 | Maintained | 0.00 | 0.03 | 566,000.00 | 15.04 | 164.11 | Form 13 |
| Howland Capital Management Llc | $TPL | Texas Pac Ld Tr | Sub Ctf Prop I T | 4,009 | New! | 0.00 | 0.17 | 2,915,000.00 | 0.00 | 727.11 | Form 13 |
| Howland Capital Management Llc | $TMO | Thermo Fisher Scientific Inc | Com | 102,185 | Decreased | -1.42 | 2.79 | 47,596,000.00 | 4.00 | 465.78 | Form 13 |
| Howland Capital Management Llc | $TJX | Tjx Cos Inc New | Com | 511,089 | Decreased | -0.98 | 2.05 | 34,902,000.00 | 21.52 | 68.29 | Form 13 |
| Howland Capital Management Llc | $UGI | Ugi Corp New | Com | 556,802 | Decreased | -7.59 | 1.14 | 19,466,000.00 | -2.04 | 34.96 | Form 13 |
| Howland Capital Management Llc | $UNP | Union Pac Corp | Com | 52,337 | Increased | 8.69 | 0.64 | 10,898,000.00 | 14.96 | 208.23 | Form 13 |
| Howland Capital Management Llc | $UPS | United Parcel Service Inc | Cl B | 12,343 | Decreased | -10.35 | 0.12 | 2,079,000.00 | -9.37 | 168.44 | Form 13 |
| Howland Capital Management Llc | $UNH | Unitedhealth Group Inc | Com | 1,103 | Maintained | 0.00 | 0.02 | 387,000.00 | 12.50 | 350.86 | Form 13 |
| Howland Capital Management Llc | $UEIC | Universal Electrs Inc | Com | 6,600 | Decreased | -7.04 | 0.02 | 346,000.00 | 29.10 | 52.42 | Form 13 |
| Howland Capital Management Llc | $USB | Us Bancorp Del | Com New | 190,265 | Increased | 2.03 | 0.52 | 8,864,000.00 | 32.60 | 46.59 | Form 13 |
| Howland Capital Management Llc | $SMOG | Vaneck Vectors Etf Tr | Low Carbn Energy | 4,820 | Increased | 24.55 | 0.05 | 798,000.00 | 87.32 | 165.56 | Form 13 |
| Howland Capital Management Llc | $GDX | Vaneck Vectors Etf Tr | Gold Miners Etf | 5,620 | Maintained | 0.00 | 0.01 | 202,000.00 | -8.18 | 35.94 | Form 13 |
| Howland Capital Management Llc | $BND | Vanguard Bd Index Fds | Total Bnd Mrkt | 2,820 | Decreased | -0.95 | 0.01 | 249,000.00 | -0.80 | 88.30 | Form 13 |
| Howland Capital Management Llc | $VOT | Vanguard Index Fds | Mcap Gr Idxvip | 1,045 | New! | 0.00 | 0.01 | 222,000.00 | 0.00 | 212.44 | Form 13 |
| Howland Capital Management Llc | $VB | Vanguard Index Fds | Small Cp Etf | 1,097 | New! | 0.00 | 0.01 | 214,000.00 | 0.00 | 195.08 | Form 13 |
| Howland Capital Management Llc | $VNQ | Vanguard Index Fds | Real Estate Etf | 3,664 | Maintained | 0.00 | 0.02 | 311,000.00 | 7.61 | 84.88 | Form 13 |
| Howland Capital Management Llc | $VXF | Vanguard Index Fds | Extend Mkt Etf | 4,455 | Decreased | -14.54 | 0.04 | 734,000.00 | 8.58 | 164.76 | Form 13 |
| Howland Capital Management Llc | $VOE | Vanguard Index Fds | Mcap Vl Idxvip | 9,020 | Maintained | 0.00 | 0.06 | 1,073,000.00 | 17.40 | 118.96 | Form 13 |
| Howland Capital Management Llc | $VOO | Vanguard Index Fds | S&p 500 Etf Shs | 11,328 | Increased | 8.02 | 0.23 | 3,893,000.00 | 20.68 | 343.66 | Form 13 |
| Howland Capital Management Llc | $VTV | Vanguard Index Fds | Value Etf | 13,975 | Maintained | 0.00 | 0.10 | 1,662,000.00 | 13.76 | 118.93 | Form 13 |
| Howland Capital Management Llc | $VTI | Vanguard Index Fds | Total Stk Mkt | 17,017 | Decreased | -0.49 | 0.19 | 3,312,000.00 | 13.74 | 194.63 | Form 13 |
| Howland Capital Management Llc | $VWO | Vanguard Intl Equity Index F | Ftse Emr Mkt Etf | 177,397 | Increased | 5.37 | 0.52 | 8,889,000.00 | 22.10 | 50.11 | Form 13 |
| Howland Capital Management Llc | $VEU | Vanguard Intl Equity Index F | Allwrld Ex Us | 2,038,137 | Increased | 6.58 | 6.98 | 118,946,000.00 | 23.29 | 58.36 | Form 13 |
| Howland Capital Management Llc | $VCIT | Vanguard Scottsdale Fds | Int-term Corp | 4,250 | Maintained | 0.00 | 0.02 | 413,000.00 | 1.47 | 97.18 | Form 13 |
| Howland Capital Management Llc | $VIG | Vanguard Specialized Funds | Div App Etf | 1,584 | Decreased | -9.85 | 0.01 | 224,000.00 | -0.88 | 141.41 | Form 13 |
| Howland Capital Management Llc | $VEA | Vanguard Tax-managed Intl Fd | Ftse Dev Mkt Etf | 16,233 | Increased | 1.63 | 0.04 | 766,000.00 | 17.30 | 47.19 | Form 13 |
| Howland Capital Management Llc | $VGT | Vanguard World Fds | Inf Tech Etf | 661 | Maintained | 0.00 | 0.01 | 234,000.00 | 13.59 | 354.01 | Form 13 |
| Howland Capital Management Llc | $VSTM | Verastem Inc | Com | 129,400 | Decreased | -3.74 | 0.02 | 276,000.00 | 69.33 | 2.13 | Form 13 |
| Howland Capital Management Llc | $VZ | Verizon Communications Inc | Com | 11,359 | Decreased | -0.43 | 0.04 | 667,000.00 | -1.77 | 58.72 | Form 13 |
| Howland Capital Management Llc | $V | Visa Inc | Com Cl A | 244,698 | Increased | 0.17 | 3.14 | 53,523,000.00 | 9.56 | 218.73 | Form 13 |
| Howland Capital Management Llc | $WBA | Walgreens Boots Alliance Inc | Com | 138,871 | Decreased | -15.25 | 0.33 | 5,538,000.00 | -5.90 | 39.88 | Form 13 |
| Howland Capital Management Llc | $WMT | Walmart Inc | Com | 2,578 | Decreased | -0.12 | 0.02 | 372,000.00 | 3.05 | 144.30 | Form 13 |
| Howland Capital Management Llc | $WSO | Watsco Inc | Com | 161,953 | Increased | 0.63 | 2.15 | 36,690,000.00 | -2.11 | 226.55 | Form 13 |
| Howland Capital Management Llc | $W | Wayfair Inc | Cl A | 54,045 | Increased | 8.49 | 0.72 | 12,204,000.00 | -15.82 | 225.81 | Form 13 |
| Howland Capital Management Llc | $WPM | Wheaton Precious Metals Corp | Com | 16,405 | New! | 0.00 | 0.04 | 685,000.00 | 0.00 | 41.76 | Form 13 |
| Howland Capital Management Llc | $DIM | Wisdomtree Tr | Intl Midcap Dv | 286,032 | Decreased | -24.63 | 1.07 | 18,186,000.00 | -14.33 | 63.58 | Form 13 |
| Howland Capital Management Llc | $XYL | Xylem Inc | Com | 3,100 | Maintained | 0.00 | 0.02 | 316,000.00 | 21.07 | 101.94 | Form 13 |
| Howland Capital Management Llc | $YNDX | Yandex N V | Shs Class A | 223,200 | Maintained | 0.00 | 0.91 | 15,530,000.00 | 6.63 | 69.58 | Form 13 |
| Howland Capital Management Llc | $YUM | Yum Brands Inc | Com | 124,916 | Increased | 1.80 | 0.80 | 13,561,000.00 | 21.05 | 108.56 | Form 13 |
| Howland Capital Management Llc | $YUMC | Yum China Hldgs Inc | Com | 20,098 | Decreased | -2.07 | 0.07 | 1,147,000.00 | 5.52 | 57.07 | Form 13 |
| Howland Capital Management Llc | $ZBH | Zimmer Biomet Holdings Inc | Com | 1,533 | Decreased | -16.82 | 0.01 | 236,000.00 | -5.98 | 153.95 | Form 13 |
| Howland Capital Management Llc | $ZTS | Zoetis Inc | Cl A | 4,481 | Decreased | -5.28 | 0.04 | 742,000.00 | -5.12 | 165.59 | Form 13 |
| Howland Capital Management Llc | $BIIB | Biogen Inc | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Howland Capital Management Llc | $EQIX | Equinix Inc | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Howland Capital Management Llc | $EYPT | Eyepoint Pharmaceuticals Inc | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Howland Capital Management Llc | $HDV | Ishares Tr | Core High Dv Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Howland Capital Management Llc | $NVS | Novartis Ag | Sponsored Adr | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Howland Capital Management Llc | $KRE | Spdr Ser Tr | S&p Regl Bkg | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Howland Capital Management Llc | $VHI | Valhi Inc New | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Thoroughbred Financial Services, Llc | $AAPL | Apple Inc | Com | 164,908 | Increased | 11.02 | 6.78 | 21,881,000.00 | 27.21 | 132.69 | Form 13 |
| Thoroughbred Financial Services, Llc | $QQQ | Invesco Qqq Tr | Unit Ser 1 | 52,367 | Decreased | -5.34 | 5.09 | 16,429,000.00 | 6.90 | 313.73 | Form 13 |
| Thoroughbred Financial Services, Llc | $VNLA | Janus Detroit Str Tr | Hendrsn Shrt Etf | 310,740 | Increased | 40.30 | 4.86 | 15,683,000.00 | 40.53 | 50.47 | Form 13 |
| Thoroughbred Financial Services, Llc | $AMZN | Amazon Com Inc | Com | 3,606 | Increased | 5.04 | 3.64 | 11,744,000.00 | 8.65 | 3,256.79 | Form 13 |
| Thoroughbred Financial Services, Llc | $MSFT | Microsoft Corp | Com | 52,132 | Increased | 6.79 | 3.59 | 11,595,000.00 | 12.93 | 222.42 | Form 13 |
| Thoroughbred Financial Services, Llc | $ITOT | Ishares Tr | Core S&p Ttl Stk | 88,821 | Increased | 7.83 | 2.37 | 7,658,000.00 | 23.16 | 86.22 | Form 13 |
| Thoroughbred Financial Services, Llc | $HD | Home Depot Inc | Com | 18,972 | Increased | 29.54 | 1.56 | 5,039,000.00 | 23.90 | 265.60 | Form 13 |
| Thoroughbred Financial Services, Llc | $NOBL | Proshares Tr | S&p 500 Dv Arist | 61,638 | Decreased | -2.86 | 1.53 | 4,923,000.00 | 7.54 | 79.87 | Form 13 |
| Thoroughbred Financial Services, Llc | $VTI | Vanguard Index Fds | Total Stk Mkt | 23,980 | Increased | 5.36 | 1.45 | 4,667,000.00 | 20.41 | 194.62 | Form 13 |
| Thoroughbred Financial Services, Llc | $DGRO | Ishares Tr | Core Div Grwth | 101,340 | Increased | 17.81 | 1.41 | 4,542,000.00 | 32.73 | 44.82 | Form 13 |
| Thoroughbred Financial Services, Llc | $SPY | Spdr S&p 500 Etf Tr | Tr Unit | 11,819 | Decreased | -0.76 | 1.37 | 4,419,000.00 | 10.81 | 373.89 | Form 13 |
| Thoroughbred Financial Services, Llc | $IUSG | Ishares Tr | Core S&p Us Gwt | 44,481 | Increased | 0.58 | 1.22 | 3,945,000.00 | 11.54 | 88.69 | Form 13 |
| Thoroughbred Financial Services, Llc | $DIA | Spdr Dow Jones Indl Average | Ut Ser 1 | 12,573 | Decreased | -2.50 | 1.19 | 3,844,000.00 | 7.43 | 305.73 | Form 13 |
| Thoroughbred Financial Services, Llc | $NVDA | Nvidia Corporation | Com | 7,310 | Increased | 0.74 | 1.18 | 3,817,000.00 | -2.80 | 522.16 | Form 13 |
| Thoroughbred Financial Services, Llc | $PYPL | Paypal Hldgs Inc | Com | 15,557 | Increased | 6.85 | 1.13 | 3,643,000.00 | 27.02 | 234.17 | Form 13 |
| Thoroughbred Financial Services, Llc | $BABA | Alibaba Group Hldg Ltd | Sponsored Ads | 14,855 | Increased | 3.79 | 1.07 | 3,457,000.00 | -17.83 | 232.72 | Form 13 |
| Thoroughbred Financial Services, Llc | $JPM | Jpmorgan Chase &co | Com | 26,628 | Decreased | -6.49 | 1.05 | 3,383,000.00 | 23.42 | 127.05 | Form 13 |
| Thoroughbred Financial Services, Llc | $V | Visa Inc | Com Cl A | 15,388 | Increased | 8.27 | 1.04 | 3,365,000.00 | 18.40 | 218.68 | Form 13 |
| Thoroughbred Financial Services, Llc | $BRKB | Berkshire Hathaway Inc Del | Cl B New | 14,208 | Decreased | -3.92 | 1.02 | 3,294,000.00 | 4.64 | 231.84 | Form 13 |
| Thoroughbred Financial Services, Llc | $BA | Boeing Co | Com | 15,115 | Increased | 17.15 | 1.00 | 3,235,000.00 | 51.74 | 214.03 | Form 13 |
| Thoroughbred Financial Services, Llc | $WMT | Walmart Inc | Com | 21,113 | Increased | 27.58 | 0.94 | 3,043,000.00 | 31.45 | 144.13 | Form 13 |
| Thoroughbred Financial Services, Llc | $JNJ | Johnson &johnson | Com | 19,043 | Increased | 8.22 | 0.93 | 2,997,000.00 | 14.43 | 157.38 | Form 13 |
| Thoroughbred Financial Services, Llc | $UNH | Unitedhealth Group Inc | Com | 8,243 | Increased | 10.10 | 0.90 | 2,890,000.00 | 23.82 | 350.60 | Form 13 |
| Thoroughbred Financial Services, Llc | $MA | Mastercard Incorporated | Cl A | 7,933 | Increased | 11.92 | 0.88 | 2,831,000.00 | 18.11 | 356.86 | Form 13 |
| Thoroughbred Financial Services, Llc | $TSM | Taiwan Semiconductor Mfg Ltd | Sponsored Ads | 25,574 | Increased | 7.27 | 0.86 | 2,788,000.00 | 44.31 | 109.02 | Form 13 |
| Thoroughbred Financial Services, Llc | $GOOGL | Alphabet Inc | Cap Stk Cl A | 1,567 | Increased | 12.17 | 0.85 | 2,746,000.00 | 34.15 | 1,752.39 | Form 13 |
| Thoroughbred Financial Services, Llc | $UBER | Uber Technologies Inc | Com | 52,843 | Increased | 2.58 | 0.84 | 2,694,000.00 | 43.37 | 50.98 | Form 13 |
| Thoroughbred Financial Services, Llc | $CRM | Salesforce Com Inc | Com | 12,099 | Increased | 69.22 | 0.83 | 2,692,000.00 | 49.89 | 222.50 | Form 13 |
| Thoroughbred Financial Services, Llc | $MCD | Mcdonalds Corp | Com | 11,921 | Increased | 6.25 | 0.79 | 2,558,000.00 | 3.90 | 214.58 | Form 13 |
| Thoroughbred Financial Services, Llc | $IXUS | Ishares Tr | Core Msci Total | 36,402 | Increased | 15.41 | 0.76 | 2,445,000.00 | 32.88 | 67.17 | Form 13 |
| Thoroughbred Financial Services, Llc | $FB | Facebook Inc | Cl A | 8,878 | Increased | 17.62 | 0.75 | 2,425,000.00 | 22.72 | 273.15 | Form 13 |
| Thoroughbred Financial Services, Llc | $VOO | Vanguard Index Fds | S&p 500 Etf Shs | 6,965 | Increased | 2.65 | 0.74 | 2,394,000.00 | 14.71 | 343.72 | Form 13 |
| Thoroughbred Financial Services, Llc | $SCHD | Schwab Strategic Tr | Us Dividend Eq | 36,913 | Increased | 24.55 | 0.73 | 2,367,000.00 | 44.51 | 64.12 | Form 13 |
| Thoroughbred Financial Services, Llc | $ISRG | Intuitive Surgical Inc | Com New | 2,837 | Increased | 5.94 | 0.72 | 2,320,000.00 | 22.11 | 817.77 | Form 13 |
| Thoroughbred Financial Services, Llc | $IEFA | Ishares Tr | Core Msci Eafe | 32,939 | Increased | 10.02 | 0.71 | 2,275,000.00 | 26.11 | 69.07 | Form 13 |
| Thoroughbred Financial Services, Llc | $USMV | Ishares Tr | Msci Usa Min Vol | 33,027 | Increased | 2.96 | 0.69 | 2,241,000.00 | 9.64 | 67.85 | Form 13 |
| Thoroughbred Financial Services, Llc | $RBNC | Reliant Bancorp Inc | Com | 120,303 | Maintained | 0.00 | 0.69 | 2,240,000.00 | 28.44 | 18.62 | Form 13 |
| Thoroughbred Financial Services, Llc | $AVGO | Broadcom Inc | Com | 4,890 | Increased | 5.16 | 0.66 | 2,141,000.00 | 26.39 | 437.83 | Form 13 |
| Thoroughbred Financial Services, Llc | $WORK | Slack Technologies Inc | Com Cl A | 49,148 | Increased | 0.71 | 0.64 | 2,076,000.00 | 58.47 | 42.24 | Form 13 |
| Thoroughbred Financial Services, Llc | $JD | Jd.com Inc | Spon Adr Cl A | 23,160 | Decreased | -4.79 | 0.63 | 2,035,000.00 | 7.84 | 87.87 | Form 13 |
| Thoroughbred Financial Services, Llc | $FMB | First Tr Exch Traded Fd Iii | Managd Mun Etf | 35,568 | New! | 0.00 | 0.63 | 2,017,000.00 | 0.00 | 56.71 | Form 13 |
| Thoroughbred Financial Services, Llc | $DIS | Disney Walt Co | Com | 10,870 | Increased | 0.29 | 0.61 | 1,969,000.00 | 46.50 | 181.14 | Form 13 |
| Thoroughbred Financial Services, Llc | $DG | Dollar Gen Corp New | Com | 9,134 | Increased | 3.27 | 0.60 | 1,921,000.00 | 3.61 | 210.31 | Form 13 |
| Thoroughbred Financial Services, Llc | $IVV | Ishares Tr | Core S&p500 Etf | 4,966 | Increased | 4.42 | 0.58 | 1,864,000.00 | 16.65 | 375.35 | Form 13 |
| Thoroughbred Financial Services, Llc | $PFE | Pfizer Inc | Com | 49,241 | Increased | 199.99 | 0.56 | 1,812,000.00 | 201.00 | 36.80 | Form 13 |
| Thoroughbred Financial Services, Llc | $HON | Honeywell Intl Inc | Com | 8,381 | Increased | 2.54 | 0.55 | 1,782,000.00 | 32.49 | 212.62 | Form 13 |
| Thoroughbred Financial Services, Llc | $HACK | Etf Managers Tr | Prime Cybr Scrty | 29,301 | Increased | 0.28 | 0.52 | 1,686,000.00 | 24.06 | 57.54 | Form 13 |
| Thoroughbred Financial Services, Llc | $QCOM | Qualcomm Inc | Com | 10,717 | Increased | 16.40 | 0.51 | 1,632,000.00 | 50.69 | 152.28 | Form 13 |
| Thoroughbred Financial Services, Llc | $VB | Vanguard Index Fds | Small Cp Etf | 8,040 | Increased | 14.20 | 0.49 | 1,565,000.00 | 44.64 | 194.65 | Form 13 |
| Thoroughbred Financial Services, Llc | $GOOG | Alphabet Inc | Cap Stk Cl C | 866 | Increased | 8.79 | 0.47 | 1,517,000.00 | 29.77 | 1,751.73 | Form 13 |
| Thoroughbred Financial Services, Llc | $FISV | Fiserv Inc | Com | 13,232 | Increased | 19.63 | 0.47 | 1,506,000.00 | 32.22 | 113.81 | Form 13 |
| Thoroughbred Financial Services, Llc | $ADP | Automatic Data Processing In | Com | 8,333 | Increased | 7.30 | 0.46 | 1,468,000.00 | 35.55 | 176.17 | Form 13 |
| Thoroughbred Financial Services, Llc | $ABBV | Abbvie Inc | Com | 13,203 | Increased | 9.50 | 0.44 | 1,414,000.00 | 33.90 | 107.10 | Form 13 |
| Thoroughbred Financial Services, Llc | $MGC | Vanguard World Fd | Mega Cap Index | 10,522 | Increased | 26.79 | 0.44 | 1,404,000.00 | 41.11 | 133.43 | Form 13 |
| Thoroughbred Financial Services, Llc | $AYX | Alteryx Inc | Com Cl A | 11,328 | Increased | 31.69 | 0.43 | 1,379,000.00 | 41.29 | 121.73 | Form 13 |
| Thoroughbred Financial Services, Llc | $BDX | Becton Dickinson &co | Com | 5,497 | Increased | 101.13 | 0.43 | 1,375,000.00 | 116.19 | 250.14 | Form 13 |
| Thoroughbred Financial Services, Llc | $GLD | Spdr Gold Tr | Gold Shs | 7,625 | Increased | 0.90 | 0.42 | 1,359,000.00 | 1.57 | 178.23 | Form 13 |
| Thoroughbred Financial Services, Llc | $ADSK | Autodesk Inc | Com | 4,414 | Increased | 4.20 | 0.42 | 1,347,000.00 | 37.73 | 305.17 | Form 13 |
| Thoroughbred Financial Services, Llc | $TXN | Texas Instrs Inc | Com | 8,028 | Increased | 13.42 | 0.41 | 1,317,000.00 | 30.40 | 164.05 | Form 13 |
| Thoroughbred Financial Services, Llc | $IJR | Ishares Tr | Core S&p Scp Etf | 14,160 | Increased | 4.42 | 0.40 | 1,301,000.00 | 36.66 | 91.88 | Form 13 |
| Thoroughbred Financial Services, Llc | $FTHY | First Tr High Yield Opprt 20 | Com | 62,500 | Increased | 400.00 | 0.39 | 1,270,000.00 | 405.98 | 20.32 | Form 13 |
| Thoroughbred Financial Services, Llc | $IUSB | Ishares Tr | Core Total Usd | 23,159 | Increased | 0.86 | 0.39 | 1,264,000.00 | 1.28 | 54.58 | Form 13 |
| Thoroughbred Financial Services, Llc | $EFA | Ishares Tr | Msci Eafe Etf | 17,207 | New! | 0.00 | 0.39 | 1,255,000.00 | 0.00 | 72.94 | Form 13 |
| Thoroughbred Financial Services, Llc | $ABT | Abbott Labs | Com | 11,296 | Increased | 1.70 | 0.38 | 1,236,000.00 | 2.32 | 109.42 | Form 13 |
| Thoroughbred Financial Services, Llc | $MTUM | Ishares Tr | Msci Usa Mmentm | 7,634 | Decreased | -0.66 | 0.38 | 1,231,000.00 | 8.75 | 161.25 | Form 13 |
| Thoroughbred Financial Services, Llc | $VUG | Vanguard Index Fds | Growth Etf | 4,857 | Increased | 76.49 | 0.38 | 1,230,000.00 | 96.49 | 253.24 | Form 13 |
| Thoroughbred Financial Services, Llc | $BAC | Bk Of America Corp | Com | 40,500 | Increased | 6.43 | 0.38 | 1,227,000.00 | 33.95 | 30.30 | Form 13 |
| Thoroughbred Financial Services, Llc | $INTU | Intuit | Com | 3,205 | Increased | 5.12 | 0.38 | 1,217,000.00 | 22.43 | 379.72 | Form 13 |
| Thoroughbred Financial Services, Llc | $CSX | Csx Corp | Com | 13,318 | Increased | 6.49 | 0.37 | 1,208,000.00 | 24.41 | 90.70 | Form 13 |
| Thoroughbred Financial Services, Llc | $ADI | Analog Devices Inc | Com | 8,062 | Increased | 5.10 | 0.37 | 1,191,000.00 | 33.07 | 147.73 | Form 13 |
| Thoroughbred Financial Services, Llc | $ADBE | Adobe Systems Incorporated | Com | 2,335 | Increased | 5.66 | 0.36 | 1,167,000.00 | 7.76 | 499.79 | Form 13 |
| Thoroughbred Financial Services, Llc | $AMGN | Amgen Inc | Com | 5,052 | Decreased | -1.46 | 0.36 | 1,161,000.00 | -10.90 | 229.81 | Form 13 |
| Thoroughbred Financial Services, Llc | $XLG | Invesco Exchange Traded Fd T | S&p 500 Top 50 | 4,035 | Decreased | -1.34 | 0.36 | 1,151,000.00 | 7.47 | 285.25 | Form 13 |
| Thoroughbred Financial Services, Llc | $LGLV | Spdr Ser Tr | Ssga Us Lrg Etf | 9,582 | Increased | 86.75 | 0.36 | 1,149,000.00 | 106.65 | 119.91 | Form 13 |
| Thoroughbred Financial Services, Llc | $CSCO | Cisco Sys Inc | Com | 25,302 | Increased | 18.39 | 0.35 | 1,132,000.00 | 34.60 | 44.74 | Form 13 |
| Thoroughbred Financial Services, Llc | $SPLV | Invesco Exch Traded Fd Tr Ii | S&p500 Low Vol | 19,247 | Decreased | -19.75 | 0.34 | 1,082,000.00 | -15.86 | 56.22 | Form 13 |
| Thoroughbred Financial Services, Llc | $COST | Costco Whsl Corp New | Com | 2,847 | Increased | 15.40 | 0.33 | 1,072,000.00 | 22.37 | 376.54 | Form 13 |
| Thoroughbred Financial Services, Llc | $FAST | Fastenal Co | Com | 21,271 | Decreased | -1.02 | 0.32 | 1,038,000.00 | 7.23 | 48.80 | Form 13 |
| Thoroughbred Financial Services, Llc | $LMT | Lockheed Martin Corp | Com | 2,885 | Increased | 0.49 | 0.32 | 1,024,000.00 | -6.91 | 354.94 | Form 13 |
| Thoroughbred Financial Services, Llc | $HCA | Hca Healthcare Inc | Com | 6,205 | Increased | 5.62 | 0.32 | 1,020,000.00 | 39.34 | 164.38 | Form 13 |
| Thoroughbred Financial Services, Llc | $VZ | Verizon Communications Inc | Com | 17,369 | Increased | 12.55 | 0.32 | 1,020,000.00 | 11.11 | 58.73 | Form 13 |
| Thoroughbred Financial Services, Llc | $RHS | Invesco Exchange Traded Fd T | S&p500 Eql Stp | 6,741 | Increased | 93.65 | 0.32 | 1,020,000.00 | 105.23 | 151.31 | Form 13 |
| Thoroughbred Financial Services, Llc | $INTC | Intel Corp | Com | 19,877 | Decreased | -20.15 | 0.31 | 990,000.00 | -23.14 | 49.81 | Form 13 |
| Thoroughbred Financial Services, Llc | $VEA | Vanguard Tax-managed Intl Fd | Ftse Dev Mkt Etf | 20,893 | Increased | 22.54 | 0.31 | 986,000.00 | 41.46 | 47.19 | Form 13 |
| Thoroughbred Financial Services, Llc | $ILMN | Illumina Inc | Com | 2,640 | Increased | 98.50 | 0.30 | 976,000.00 | 137.47 | 369.70 | Form 13 |
| Thoroughbred Financial Services, Llc | $FTCS | First Tr Exchange-traded Fd | Cap Strength Etf | 14,279 | Decreased | -2.54 | 0.30 | 963,000.00 | 3.88 | 67.44 | Form 13 |
| Thoroughbred Financial Services, Llc | $LLY | Lilly Eli &co | Com | 5,697 | Decreased | -2.70 | 0.30 | 962,000.00 | 11.09 | 168.86 | Form 13 |
| Thoroughbred Financial Services, Llc | $DVY | Ishares Tr | Select Divid Etf | 9,821 | Decreased | -16.68 | 0.29 | 944,000.00 | -1.77 | 96.12 | Form 13 |
| Thoroughbred Financial Services, Llc | $VIXY | Proshares Tr Ii | Vix Sh Trm Futrs | 68,437 | Increased | 468.74 | 0.29 | 940,000.00 | 283.67 | 13.74 | Form 13 |
| Thoroughbred Financial Services, Llc | $VO | Vanguard Index Fds | Mid Cap Etf | 4,393 | Increased | 19.99 | 0.28 | 908,000.00 | 40.78 | 206.69 | Form 13 |
| Thoroughbred Financial Services, Llc | $PWB | Invesco Exchange Traded Fd T | Dynmc Lrg Gwth | 13,210 | Decreased | -4.41 | 0.28 | 892,000.00 | 4.33 | 67.52 | Form 13 |
| Thoroughbred Financial Services, Llc | $T | At&t Inc | Com | 30,918 | Decreased | -7.52 | 0.28 | 889,000.00 | -6.72 | 28.75 | Form 13 |
| Thoroughbred Financial Services, Llc | $PAYX | Paychex Inc | Com | 9,351 | Increased | 10.13 | 0.27 | 871,000.00 | 28.66 | 93.15 | Form 13 |
| Thoroughbred Financial Services, Llc | $IJH | Ishares Tr | Core S&p Mcp Etf | 3,781 | Increased | 0.11 | 0.27 | 869,000.00 | 24.14 | 229.83 | Form 13 |
| Thoroughbred Financial Services, Llc | $NVST | Envista Holdings Corporation | Com | 25,749 | Decreased | -1.60 | 0.27 | 868,000.00 | 34.57 | 33.71 | Form 13 |
| Thoroughbred Financial Services, Llc | $APH | Amphenol Corp New | Cl A | 6,617 | Increased | 7.30 | 0.27 | 865,000.00 | 29.69 | 130.72 | Form 13 |
| Thoroughbred Financial Services, Llc | $PEP | Pepsico Inc | Com | 5,780 | Decreased | -0.34 | 0.27 | 857,000.00 | 6.72 | 148.27 | Form 13 |
| Thoroughbred Financial Services, Llc | $RWL | Invesco Exch Traded Fd Tr Ii | S&p 500 Revenue | 13,600 | Increased | 9.88 | 0.26 | 847,000.00 | 26.99 | 62.28 | Form 13 |
| Thoroughbred Financial Services, Llc | $CHD | Church &dwight Inc | Com | 9,638 | Increased | 2.74 | 0.26 | 840,000.00 | -4.44 | 87.16 | Form 13 |
| Thoroughbred Financial Services, Llc | $IWY | Ishares Tr | Rus Tp200 Gr Etf | 6,297 | Increased | 20.42 | 0.26 | 837,000.00 | 32.02 | 132.92 | Form 13 |
| Thoroughbred Financial Services, Llc | $MKC | Mccormick &co Inc | Com Non Vtg | 8,751 | Increased | 114.64 | 0.26 | 836,000.00 | 5.69 | 95.53 | Form 13 |
| Thoroughbred Financial Services, Llc | $PTON | Peloton Interactive Inc | Cl A Com | 5,480 | Decreased | -14.11 | 0.26 | 831,000.00 | 31.28 | 151.64 | Form 13 |
| Thoroughbred Financial Services, Llc | $SYY | Sysco Corp | Com | 10,909 | Increased | 4.44 | 0.25 | 810,000.00 | 24.81 | 74.25 | Form 13 |
| Thoroughbred Financial Services, Llc | $CTAS | Cintas Corp | Com | 2,281 | Increased | 2.42 | 0.25 | 806,000.00 | 8.77 | 353.35 | Form 13 |
| Thoroughbred Financial Services, Llc | $TSLA | Tesla Inc | Com | 1,134 | Decreased | -9.21 | 0.25 | 800,000.00 | 49.53 | 705.47 | Form 13 |
| Thoroughbred Financial Services, Llc | $VYM | Vanguard Whitehall Fds | High Div Yld | 8,713 | Decreased | -3.16 | 0.25 | 797,000.00 | 9.48 | 91.47 | Form 13 |
| Thoroughbred Financial Services, Llc | $GPN | Global Pmts Inc | Com | 3,647 | Increased | 0.19 | 0.24 | 785,000.00 | 21.52 | 215.25 | Form 13 |
| Thoroughbred Financial Services, Llc | $WM | Waste Mgmt Inc Del | Com | 6,367 | Increased | 3.92 | 0.23 | 750,000.00 | 8.23 | 117.79 | Form 13 |
| Thoroughbred Financial Services, Llc | $IWL | Ishares Tr | Rus Top 200 Etf | 8,217 | Decreased | -0.81 | 0.23 | 741,000.00 | 10.27 | 90.18 | Form 13 |
| Thoroughbred Financial Services, Llc | $EFAV | Ishares Tr | Msci Eafe Min Vl | 10,100 | Decreased | -2.52 | 0.23 | 741,000.00 | 5.11 | 73.37 | Form 13 |
| Thoroughbred Financial Services, Llc | $NKE | Nike Inc | Cl B | 5,231 | Increased | 3.44 | 0.23 | 740,000.00 | 16.72 | 141.46 | Form 13 |
| Thoroughbred Financial Services, Llc | $PG | Procter And Gamble Co | Com | 5,222 | Increased | 1.38 | 0.23 | 726,000.00 | 1.40 | 139.03 | Form 13 |
| Thoroughbred Financial Services, Llc | $AGG | Ishares Tr | Core Us Aggbd Et | 6,144 | Increased | 10.23 | 0.23 | 726,000.00 | 10.33 | 118.16 | Form 13 |
| Thoroughbred Financial Services, Llc | $KO | Coca Cola Co | Com | 13,168 | Decreased | -8.69 | 0.22 | 722,000.00 | 1.55 | 54.83 | Form 13 |
| Thoroughbred Financial Services, Llc | $RDVY | First Tr Exchange-traded Fd | Risng Divd Achiv | 17,923 | Increased | 43.07 | 0.22 | 715,000.00 | 74.82 | 39.89 | Form 13 |
| Thoroughbred Financial Services, Llc | $CVX | Chevron Corp New | Com | 8,346 | Decreased | -8.75 | 0.22 | 704,000.00 | 6.99 | 84.35 | Form 13 |
| Thoroughbred Financial Services, Llc | $MDLZ | Mondelez Intl Inc | Cl A | 12,024 | Increased | 0.07 | 0.22 | 703,000.00 | 1.88 | 58.47 | Form 13 |
| Thoroughbred Financial Services, Llc | $MELI | Mercadolibre Inc | Com | 416 | Increased | 101.94 | 0.22 | 696,000.00 | 213.51 | 1,673.08 | Form 13 |
| Thoroughbred Financial Services, Llc | $RF | Regions Financial Corp New | Com | 43,231 | Increased | 0.76 | 0.22 | 696,000.00 | 40.89 | 16.10 | Form 13 |
| Thoroughbred Financial Services, Llc | $SCHM | Schwab Strategic Tr | Us Mid-cap Etf | 10,132 | Increased | 0.04 | 0.21 | 690,000.00 | 22.99 | 68.10 | Form 13 |
| Thoroughbred Financial Services, Llc | $RSP | Invesco Exchange Traded Fd T | S&p500 Eql Wgt | 5,364 | Decreased | -6.63 | 0.21 | 684,000.00 | 10.14 | 127.52 | Form 13 |
| Thoroughbred Financial Services, Llc | $LIN | Linde Plc | Shs | 2,580 | Increased | 12.42 | 0.21 | 680,000.00 | 24.54 | 263.57 | Form 13 |
| Thoroughbred Financial Services, Llc | $DGX | Quest Diagnostics Inc | Com | 5,651 | Increased | 3.27 | 0.21 | 673,000.00 | 7.51 | 119.09 | Form 13 |
| Thoroughbred Financial Services, Llc | $IWR | Ishares Tr | Rus Mid Cap Etf | 9,773 | Increased | 1.25 | 0.21 | 669,000.00 | 20.98 | 68.45 | Form 13 |
| Thoroughbred Financial Services, Llc | $CCL | Carnival Corp | Unit 99/99/9999 | 30,459 | Increased | 42.96 | 0.20 | 659,000.00 | 104.02 | 21.64 | Form 13 |
| Thoroughbred Financial Services, Llc | $BLK | Blackrock Inc | Com | 911 | Increased | 2.71 | 0.20 | 657,000.00 | 31.40 | 721.19 | Form 13 |
| Thoroughbred Financial Services, Llc | $FPE | First Tr Exch Traded Fd Iii | Pfd Secs Inc Etf | 32,032 | New! | 0.00 | 0.20 | 646,000.00 | 0.00 | 20.17 | Form 13 |
| Thoroughbred Financial Services, Llc | $KMB | Kimberly-clark Corp | Com | 4,741 | Decreased | -6.93 | 0.20 | 639,000.00 | -15.03 | 134.78 | Form 13 |
| Thoroughbred Financial Services, Llc | $DEO | Diageo Plc | Spon Adr New | 3,998 | Increased | 3.55 | 0.20 | 634,000.00 | 19.40 | 158.58 | Form 13 |
| Thoroughbred Financial Services, Llc | $NOC | Northrop Grumman Corp | Com | 1,992 | Decreased | -1.68 | 0.19 | 607,000.00 | -5.01 | 304.72 | Form 13 |
| Thoroughbred Financial Services, Llc | $XLP | Select Sector Spdr Tr | Sbi Cons Stpls | 8,780 | New! | 0.00 | 0.18 | 592,000.00 | 0.00 | 67.43 | Form 13 |
| Thoroughbred Financial Services, Llc | $DRI | Darden Restaurants Inc | Com | 4,945 | Increased | 12.59 | 0.18 | 589,000.00 | 33.26 | 119.11 | Form 13 |
| Thoroughbred Financial Services, Llc | $MAR | Marriott Intl Inc New | Cl A | 4,441 | Increased | 15.50 | 0.18 | 585,000.00 | 64.79 | 131.73 | Form 13 |
| Thoroughbred Financial Services, Llc | $STOR | Store Cap Corp | Com | 16,481 | New! | 0.00 | 0.17 | 560,000.00 | 0.00 | 33.98 | Form 13 |
| Thoroughbred Financial Services, Llc | $UL | Unilever Plc | Spon Adr New | 9,251 | Increased | 46.24 | 0.17 | 558,000.00 | 43.08 | 60.32 | Form 13 |
| Thoroughbred Financial Services, Llc | $UNP | Union Pac Corp | Com | 2,678 | Increased | 4.16 | 0.17 | 557,000.00 | 10.08 | 207.99 | Form 13 |
| Thoroughbred Financial Services, Llc | $MMIN | Indexiq Active Etf Tr | Iq Mackay Insred | 20,135 | New! | 0.00 | 0.17 | 556,000.00 | 0.00 | 27.61 | Form 13 |
| Thoroughbred Financial Services, Llc | $EA | Electronic Arts Inc | Com | 3,869 | Increased | 1.90 | 0.17 | 555,000.00 | 12.12 | 143.45 | Form 13 |
| Thoroughbred Financial Services, Llc | $CLX | Clorox Co Del | Com | 2,716 | Decreased | -5.86 | 0.17 | 548,000.00 | -9.57 | 201.77 | Form 13 |
| Thoroughbred Financial Services, Llc | $HEDJ | Wisdomtree Tr | Europe Hedged Eq | 8,185 | Decreased | -45.76 | 0.17 | 542,000.00 | -41.78 | 66.22 | Form 13 |
| Thoroughbred Financial Services, Llc | $SBUX | Starbucks Corp | Com | 5,022 | Increased | 2.07 | 0.17 | 537,000.00 | 27.25 | 106.93 | Form 13 |
| Thoroughbred Financial Services, Llc | $MRK | Merck &co. Inc | Com | 6,269 | Increased | 0.77 | 0.16 | 512,000.00 | -0.78 | 81.67 | Form 13 |
| Thoroughbred Financial Services, Llc | $LQD | Ishares Tr | Iboxx Inv Cp Etf | 3,682 | Maintained | 0.00 | 0.16 | 508,000.00 | 2.42 | 137.97 | Form 13 |
| Thoroughbred Financial Services, Llc | $VIG | Vanguard Specialized Funds | Div App Etf | 3,595 | Maintained | 0.00 | 0.16 | 507,000.00 | 9.74 | 141.03 | Form 13 |
| Thoroughbred Financial Services, Llc | $ITW | Illinois Tool Wks Inc | Com | 2,468 | Increased | 5.16 | 0.16 | 503,000.00 | 11.04 | 203.81 | Form 13 |
| Thoroughbred Financial Services, Llc | $TSCO | Tractor Supply Co | Com | 3,579 | Decreased | -1.16 | 0.16 | 503,000.00 | -3.08 | 140.54 | Form 13 |
| Thoroughbred Financial Services, Llc | $DBEF | Dbx Etf Tr | Xtrack Msci Eafe | 14,686 | Decreased | -78.26 | 0.15 | 493,000.00 | -76.15 | 33.57 | Form 13 |
| Thoroughbred Financial Services, Llc | $MU | Micron Technology Inc | Com | 6,516 | Maintained | 0.00 | 0.15 | 489,000.00 | 60.33 | 75.05 | Form 13 |
| Thoroughbred Financial Services, Llc | $LUV | Southwest Airls Co | Com | 10,505 | Increased | 21.61 | 0.15 | 489,000.00 | 51.39 | 46.55 | Form 13 |
| Thoroughbred Financial Services, Llc | $TDOC | Teladoc Health Inc | Com | 2,442 | Decreased | -14.41 | 0.15 | 488,000.00 | -21.92 | 199.84 | Form 13 |
| Thoroughbred Financial Services, Llc | $TGT | Target Corp | Com | 2,739 | Increased | 0.04 | 0.15 | 483,000.00 | 12.06 | 176.34 | Form 13 |
| Thoroughbred Financial Services, Llc | $DK | Delek Us Hldgs Inc New | Com | 28,967 | Increased | 2.39 | 0.14 | 465,000.00 | 48.09 | 16.05 | Form 13 |
| Thoroughbred Financial Services, Llc | $LOW | Lowes Cos Inc | Com | 2,890 | Increased | 10.60 | 0.14 | 463,000.00 | 6.93 | 160.21 | Form 13 |
| Thoroughbred Financial Services, Llc | $ONEQ | Fidelity Comwlth Tr | Ndq Cp Idx Trk | 923 | Decreased | -6.10 | 0.14 | 463,000.00 | 8.69 | 501.63 | Form 13 |
| Thoroughbred Financial Services, Llc | $MMM | 3m Co | Com | 2,613 | Increased | 4.86 | 0.14 | 456,000.00 | 14.29 | 174.51 | Form 13 |
| Thoroughbred Financial Services, Llc | $PNC | Pnc Finl Svcs Group Inc | Com | 3,031 | Decreased | -1.33 | 0.14 | 451,000.00 | 33.83 | 148.80 | Form 13 |
| Thoroughbred Financial Services, Llc | $MTN | Vail Resorts Inc | Com | 1,612 | Increased | 39.21 | 0.14 | 449,000.00 | 81.78 | 278.54 | Form 13 |
| Thoroughbred Financial Services, Llc | $XLU | Select Sector Spdr Tr | Sbi Int-utils | 7,066 | New! | 0.00 | 0.14 | 443,000.00 | 0.00 | 62.69 | Form 13 |
| Thoroughbred Financial Services, Llc | $SDY | Spdr Ser Tr | S&p Divid Etf | 4,156 | Increased | 0.22 | 0.14 | 440,000.00 | 14.88 | 105.87 | Form 13 |
| Thoroughbred Financial Services, Llc | $SPIP | Spdr Ser Tr | Portfli Tips Etf | 13,948 | Increased | 0.85 | 0.13 | 434,000.00 | 1.88 | 31.12 | Form 13 |
| Thoroughbred Financial Services, Llc | $HEI | Heico Corp New | Com | 3,241 | Maintained | 0.00 | 0.13 | 429,000.00 | 26.55 | 132.37 | Form 13 |
| Thoroughbred Financial Services, Llc | $NFLX | Netflix Inc | Com | 792 | Increased | 0.89 | 0.13 | 428,000.00 | 9.18 | 540.40 | Form 13 |
| Thoroughbred Financial Services, Llc | $POOL | Pool Corp | Com | 1,109 | Decreased | -7.35 | 0.13 | 413,000.00 | 3.25 | 372.41 | Form 13 |
| Thoroughbred Financial Services, Llc | $MDT | Medtronic Plc | Shs | 3,526 | Decreased | -1.40 | 0.13 | 413,000.00 | 11.32 | 117.13 | Form 13 |
| Thoroughbred Financial Services, Llc | $SWKS | Skyworks Solutions Inc | Com | 2,700 | Increased | 45.47 | 0.13 | 412,000.00 | 52.59 | 152.59 | Form 13 |
| Thoroughbred Financial Services, Llc | $FV | First Tr Exchange-traded Fd | Dorsey Wrt 5 Etf | 10,191 | Maintained | 0.00 | 0.13 | 412,000.00 | 18.73 | 40.43 | Form 13 |
| Thoroughbred Financial Services, Llc | $CMCSA | Comcast Corp New | Cl A | 7,789 | Increased | 11.83 | 0.13 | 408,000.00 | 26.71 | 52.38 | Form 13 |
| Thoroughbred Financial Services, Llc | $BMY | Bristol-myers Squibb Co | Com | 6,132 | Decreased | -13.12 | 0.12 | 380,000.00 | -10.59 | 61.97 | Form 13 |
| Thoroughbred Financial Services, Llc | $IDLV | Invesco Exch Traded Fd Tr Ii | S&p Intl Low | 12,606 | Decreased | -16.29 | 0.12 | 378,000.00 | -11.68 | 29.99 | Form 13 |
| Thoroughbred Financial Services, Llc | $MUR | Murphy Oil Corp | Com | 30,895 | Increased | 1.12 | 0.12 | 373,000.00 | 37.13 | 12.07 | Form 13 |
| Thoroughbred Financial Services, Llc | $PH | Parker-hannifin Corp | Com | 1,366 | Decreased | -6.76 | 0.12 | 372,000.00 | 25.68 | 272.33 | Form 13 |
| Thoroughbred Financial Services, Llc | $H | Hyatt Hotels Corp | Com Cl A | 4,937 | New! | 0.00 | 0.11 | 366,000.00 | 0.00 | 74.13 | Form 13 |
| Thoroughbred Financial Services, Llc | $XPO | Xpo Logistics Inc | Com | 3,000 | Maintained | 0.00 | 0.11 | 357,000.00 | 41.11 | 119.00 | Form 13 |
| Thoroughbred Financial Services, Llc | $SQ | Square Inc | Cl A | 1,642 | Decreased | -5.03 | 0.11 | 357,000.00 | 27.05 | 217.42 | Form 13 |
| Thoroughbred Financial Services, Llc | $IDXX | Idexx Labs Inc | Com | 710 | Decreased | -24.06 | 0.11 | 354,000.00 | -3.54 | 498.59 | Form 13 |
| Thoroughbred Financial Services, Llc | $EXPE | Expedia Group Inc | Com New | 2,675 | Increased | 2.88 | 0.11 | 354,000.00 | 48.74 | 132.34 | Form 13 |
| Thoroughbred Financial Services, Llc | $NEE | Nextera Energy Inc | Com | 4,572 | Increased | 315.64 | 0.11 | 352,000.00 | 15.41 | 76.99 | Form 13 |
| Thoroughbred Financial Services, Llc | $VTV | Vanguard Index Fds | Value Etf | 2,862 | Increased | 38.13 | 0.11 | 340,000.00 | 57.41 | 118.80 | Form 13 |
| Thoroughbred Financial Services, Llc | $C | Citigroup Inc | Com New | 5,459 | Decreased | -26.22 | 0.10 | 336,000.00 | 5.66 | 61.55 | Form 13 |
| Thoroughbred Financial Services, Llc | $VBR | Vanguard Index Fds | Sm Cp Val Etf | 2,360 | Increased | 1.72 | 0.10 | 335,000.00 | 30.86 | 141.95 | Form 13 |
| Thoroughbred Financial Services, Llc | $CL | Colgate Palmolive Co | Com | 3,852 | Increased | 0.08 | 0.10 | 329,000.00 | 11.15 | 85.41 | Form 13 |
| Thoroughbred Financial Services, Llc | $SLY | Spdr Ser Tr | S&p 600 Sml Cap | 4,141 | Maintained | 0.00 | 0.10 | 329,000.00 | 30.56 | 79.45 | Form 13 |
| Thoroughbred Financial Services, Llc | $RTX | Raytheon Technologies Corp | Com | 4,557 | Decreased | -25.66 | 0.10 | 325,000.00 | -7.67 | 71.32 | Form 13 |
| Thoroughbred Financial Services, Llc | $IEMG | Ishares Inc | Core Msci Emkt | 5,206 | Increased | 9.99 | 0.10 | 322,000.00 | 29.32 | 61.85 | Form 13 |
| Thoroughbred Financial Services, Llc | $IBDO | Ishares Tr | Ibonds Dec23 Etf | 12,240 | Maintained | 0.00 | 0.10 | 321,000.00 | 0.00 | 26.23 | Form 13 |
| Thoroughbred Financial Services, Llc | $DKL | Delek Logistics Partners Lp | Com Unt Rp Int | 10,045 | Increased | 3.34 | 0.10 | 321,000.00 | 16.73 | 31.96 | Form 13 |
| Thoroughbred Financial Services, Llc | $ACWV | Ishares Inc | Msci Gbl Min Vol | 3,295 | Decreased | -18.34 | 0.10 | 319,000.00 | -13.78 | 96.81 | Form 13 |
| Thoroughbred Financial Services, Llc | $IWM | Ishares Tr | Russell 2000 Etf | 1,616 | Increased | 2.21 | 0.10 | 316,000.00 | 33.90 | 195.54 | Form 13 |
| Thoroughbred Financial Services, Llc | $SNPS | Synopsys Inc | Com | 1,221 | Maintained | 0.00 | 0.10 | 316,000.00 | 21.07 | 258.80 | Form 13 |
| Thoroughbred Financial Services, Llc | $CSM | Proshares Tr | Large Cap Cre | 3,747 | Decreased | -6.47 | 0.10 | 316,000.00 | 3.61 | 84.33 | Form 13 |
| Thoroughbred Financial Services, Llc | $TYL | Tyler Technologies Inc | Com | 714 | Decreased | -7.63 | 0.10 | 311,000.00 | 15.61 | 435.57 | Form 13 |
| Thoroughbred Financial Services, Llc | $DGRW | Wisdomtree Tr | Us Qtly Div Grt | 5,762 | Increased | 2.56 | 0.10 | 310,000.00 | 11.51 | 53.80 | Form 13 |
| Thoroughbred Financial Services, Llc | $TEAM | Atlassian Corp Plc | Cl A | 1,317 | Maintained | 0.00 | 0.10 | 308,000.00 | 28.87 | 233.86 | Form 13 |
| Thoroughbred Financial Services, Llc | $SHW | Sherwin Williams Co | Com | 403 | Increased | 12.26 | 0.09 | 296,000.00 | 18.40 | 734.49 | Form 13 |
| Thoroughbred Financial Services, Llc | $EQWL | Invesco Exchange Traded Fd T | S&p 100 Eql Wigh | 4,305 | Increased | 0.12 | 0.09 | 295,000.00 | 14.79 | 68.52 | Form 13 |
| Thoroughbred Financial Services, Llc | $FIS | Fidelity Natl Information Sv | Com | 2,067 | Increased | 6.55 | 0.09 | 292,000.00 | 2.46 | 141.27 | Form 13 |
| Thoroughbred Financial Services, Llc | $IBM | International Business Machs | Com | 2,296 | Increased | 2.23 | 0.09 | 289,000.00 | 5.86 | 125.87 | Form 13 |
| Thoroughbred Financial Services, Llc | $UMC | United Microelectronics Corp | Spon Adr New | 33,550 | New! | 0.00 | 0.09 | 282,000.00 | 0.00 | 8.41 | Form 13 |
| Thoroughbred Financial Services, Llc | $CAT | Caterpillar Inc | Com | 1,535 | Maintained | 0.00 | 0.09 | 279,000.00 | 22.37 | 181.76 | Form 13 |
| Thoroughbred Financial Services, Llc | $MTDR | Matador Res Co | Com | 23,000 | Maintained | 0.00 | 0.09 | 277,000.00 | 46.56 | 12.04 | Form 13 |
| Thoroughbred Financial Services, Llc | $SO | Southern Co | Com | 4,514 | New! | 0.00 | 0.09 | 277,000.00 | 0.00 | 61.36 | Form 13 |
| Thoroughbred Financial Services, Llc | $VOE | Vanguard Index Fds | Mcap Vl Idxvip | 2,324 | Decreased | -9.18 | 0.09 | 276,000.00 | 6.56 | 118.76 | Form 13 |
| Thoroughbred Financial Services, Llc | $FILL | Ishares Inc | Glb Enr Prod Etf | 20,866 | New! | 0.00 | 0.08 | 272,000.00 | 0.00 | 13.04 | Form 13 |
| Thoroughbred Financial Services, Llc | $IHDG | Wisdomtree Tr | Itl Hdg Qtly Div | 6,879 | Decreased | -20.39 | 0.08 | 270,000.00 | -14.56 | 39.25 | Form 13 |
| Thoroughbred Financial Services, Llc | $IWO | Ishares Tr | Rus 2000 Grw Etf | 934 | Decreased | -0.74 | 0.08 | 267,000.00 | 28.37 | 285.87 | Form 13 |
| Thoroughbred Financial Services, Llc | $PFEB | Innovator Etfs Tr | S&p 500 Power | 10,000 | New! | 0.00 | 0.08 | 262,000.00 | 0.00 | 26.20 | Form 13 |
| Thoroughbred Financial Services, Llc | $REGL | Proshares Tr | S&p Mdcp 400 Div | 4,153 | Decreased | -8.64 | 0.08 | 261,000.00 | 8.30 | 62.85 | Form 13 |
| Thoroughbred Financial Services, Llc | $D | Dominion Energy Inc | Com | 3,452 | Maintained | 0.00 | 0.08 | 259,000.00 | -4.78 | 75.03 | Form 13 |
| Thoroughbred Financial Services, Llc | $VEEV | Veeva Sys Inc | Cl A Com | 951 | Maintained | 0.00 | 0.08 | 258,000.00 | -3.37 | 271.29 | Form 13 |
| Thoroughbred Financial Services, Llc | $LSTR | Landstar Sys Inc | Com | 1,900 | Maintained | 0.00 | 0.08 | 255,000.00 | 7.14 | 134.21 | Form 13 |
| Thoroughbred Financial Services, Llc | $STE | Steris Plc | Shs Usd | 1,347 | Decreased | -3.02 | 0.08 | 255,000.00 | 4.51 | 189.31 | Form 13 |
| Thoroughbred Financial Services, Llc | $GIS | General Mls Inc | Com | 4,292 | Decreased | -3.16 | 0.08 | 252,000.00 | -7.69 | 58.71 | Form 13 |
| Thoroughbred Financial Services, Llc | $NCLH | Norwegian Cruise Line Hldg L | Shs | 9,825 | New! | 0.00 | 0.08 | 249,000.00 | 0.00 | 25.34 | Form 13 |
| Thoroughbred Financial Services, Llc | $ROP | Roper Technologies Inc | Com | 568 | Increased | 9.86 | 0.08 | 245,000.00 | 20.10 | 431.34 | Form 13 |
| Thoroughbred Financial Services, Llc | $SMMV | Ishares Tr | Msci Usa Smcp Mn | 7,190 | Increased | 0.06 | 0.08 | 243,000.00 | 16.27 | 33.80 | Form 13 |
| Thoroughbred Financial Services, Llc | $NSC | Norfolk Southn Corp | Com | 1,020 | Maintained | 0.00 | 0.08 | 242,000.00 | 11.01 | 237.25 | Form 13 |
| Thoroughbred Financial Services, Llc | $VTWO | Vanguard Scottsdale Fds | Vng Rus2000idx | 1,531 | Maintained | 0.00 | 0.08 | 242,000.00 | 0.00 | 158.07 | Form 13 |
| Thoroughbred Financial Services, Llc | $VPU | Vanguard World Fds | Utilities Etf | 1,734 | Decreased | -12.64 | 0.07 | 237,000.00 | -7.42 | 136.68 | Form 13 |
| Thoroughbred Financial Services, Llc | $IJS | Ishares Tr | Sp Smcp600vl Etf | 2,902 | New! | 0.00 | 0.07 | 235,000.00 | 0.00 | 80.98 | Form 13 |
| Thoroughbred Financial Services, Llc | $CVS | Cvs Health Corp | Com | 3,389 | New! | 0.00 | 0.07 | 231,000.00 | 0.00 | 68.16 | Form 13 |
| Thoroughbred Financial Services, Llc | $EXAS | Exact Sciences Corp | Com | 1,691 | New! | 0.00 | 0.07 | 224,000.00 | 0.00 | 132.47 | Form 13 |
| Thoroughbred Financial Services, Llc | $ARKW | Ark Etf Tr | Next Gnrtn Inter | 1,525 | New! | 0.00 | 0.07 | 223,000.00 | 0.00 | 146.23 | Form 13 |
| Thoroughbred Financial Services, Llc | $TNDM | Tandem Diabetes Care Inc | Com New | 2,278 | Maintained | 0.00 | 0.07 | 217,000.00 | -15.89 | 95.26 | Form 13 |
| Thoroughbred Financial Services, Llc | $KHC | Kraft Heinz Co | Com | 6,280 | New! | 0.00 | 0.07 | 217,000.00 | 0.00 | 34.55 | Form 13 |
| Thoroughbred Financial Services, Llc | $IJK | Ishares Tr | S&p Mc 400gr Etf | 2,975 | New! | 0.00 | 0.07 | 214,000.00 | 0.00 | 71.93 | Form 13 |
| Thoroughbred Financial Services, Llc | $MSCI | Msci Inc | Com | 479 | New! | 0.00 | 0.07 | 214,000.00 | 0.00 | 446.76 | Form 13 |
| Thoroughbred Financial Services, Llc | $CVM | Cel-sci Corp | Com Par New | 17,875 | Decreased | -15.74 | 0.06 | 208,000.00 | -22.96 | 11.64 | Form 13 |
| Thoroughbred Financial Services, Llc | $SWK | Stanley Black &decker Inc | Com | 1,134 | New! | 0.00 | 0.06 | 202,000.00 | 0.00 | 178.13 | Form 13 |
| Thoroughbred Financial Services, Llc | $SCHX | Schwab Strategic Tr | Us Lrg Cap Etf | 2,222 | New! | 0.00 | 0.06 | 202,000.00 | 0.00 | 90.91 | Form 13 |
| Thoroughbred Financial Services, Llc | $GLW | Corning Inc | Com | 5,556 | New! | 0.00 | 0.06 | 200,000.00 | 0.00 | 36.00 | Form 13 |
| Thoroughbred Financial Services, Llc | $KIRK | Kirklands Inc | Com | 10,000 | Maintained | 0.00 | 0.06 | 178,000.00 | 117.07 | 17.80 | Form 13 |
| Thoroughbred Financial Services, Llc | $PSLV | Sprott Physical Silver Tr | Tr Unit | 18,320 | Maintained | 0.00 | 0.05 | 171,000.00 | 0.00 | 9.33 | Form 13 |
| Thoroughbred Financial Services, Llc | $MVIS | Microvision Inc Del | Com New | 30,555 | Increased | 1.85 | 0.05 | 164,000.00 | 182.76 | 5.37 | Form 13 |
| Thoroughbred Financial Services, Llc | $PHYS | Sprott Physical Gold Tr | Unit | 10,150 | Maintained | 0.00 | 0.05 | 153,000.00 | 0.66 | 15.07 | Form 13 |
| Thoroughbred Financial Services, Llc | $TLRY | Tilray Inc | Com Cl 2 | 10,416 | New! | 0.00 | 0.03 | 86,000.00 | 0.00 | 8.26 | Form 13 |
| Thoroughbred Financial Services, Llc | $ET | Energy Transfer Lp | Com Ut Ltd Ptn | 13,458 | Decreased | -30.03 | 0.03 | 83,000.00 | -20.19 | 6.17 | Form 13 |
| Thoroughbred Financial Services, Llc | $ORCL | Oracle Corp | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Thoroughbred Financial Services, Llc | $VLO | Valero Energy Corp | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Thoroughbred Financial Services, Llc | $TVTY | Tivity Health Inc | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Thoroughbred Financial Services, Llc | $XOM | Exxon Mobil Corp | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Thoroughbred Financial Services, Llc | $IYLD | Ishares Tr | Mrngstr Inc Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Thoroughbred Financial Services, Llc | $PEN | Penumbra Inc | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Thoroughbred Financial Services, Llc | $PSX | Phillips 66 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Thoroughbred Financial Services, Llc | $IBDR | Ishares Tr | Ibonds Dec2026 | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Thoroughbred Financial Services, Llc | $IBDS | Ishares Tr | Ibonds 27 Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Thoroughbred Financial Services, Llc | $SPHD | Invesco Exch Traded Fd Tr Ii | S&p500 Hdl Vol | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Thoroughbred Financial Services, Llc | $HDV | Ishares Tr | Core High Dv Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Thoroughbred Financial Services, Llc | $BIIB | Biogen Inc | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Thoroughbred Financial Services, Llc | $MDIV | First Tr Exchange-traded Fd | Multi Asset Di | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Thoroughbred Financial Services, Llc | $NVAX | Novavax Inc | Com New | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Thoroughbred Financial Services, Llc | $PTMN | Portman Ridge Fin Corp | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Nationwide Fund Advisors | $MXDU | Nationwide Maximum | Exchange Traded Fund | 2,756,918 | Decreased | -2.57 | 8.09 | 101,896,000.00 | 8.42 | 36.96 | Form 13 |
| Nationwide Fund Advisors | $RBIN | Nationwide Risk-based | Exchange Traded Fund | 4,368,986 | Decreased | -0.33 | 9.40 | 118,452,000.00 | 8.33 | 27.11 | Form 13 |
| Nationwide Fund Advisors | $RBUS | Nationwide Risk-based Us | Exchange Traded Fund | 3,165,847 | Decreased | -4.31 | 8.78 | 110,591,000.00 | 3.43 | 34.93 | Form 13 |
| Nationwide Fund Advisors | $TLT | Ishares 20 Year | Exchange Traded Fund | 1,298,138 | Increased | 46.65 | 9.99 | 204,755,000.00 | 41.69 | 157.73 | Form 13 |
| Nationwide Fund Advisors | $IEF | Ishares 7-10 Year | Exchange Traded Fund | 317,449 | New! | 0.00 | 3.02 | 38,078,000.00 | 0.00 | 119.95 | Form 13 |
| Nationwide Fund Advisors | $IGSB | Ishares Trust | Exchange Traded Fund | 186,220 | Maintained | 0.00 | 0.82 | 10,274,000.00 | 0.48 | 55.17 | Form 13 |
| Nationwide Fund Advisors | $IEMG | Ishares Core Msci | Exchange Traded Fund | 10,887,761 | Decreased | -4.28 | 9.99 | 675,477,000.00 | 12.47 | 62.04 | Form 13 |
| Equitec Specialists, Llc | $AGBAW | Agba Acquisition Ltd | *w Exp 05/10/202 | 36,720 | New! | 0.00 | 0.00 | 18,000.00 | 0.00 | 0.49 | Form 13 |
| Equitec Specialists, Llc | $KERN | Akerna Corp | Com | 51,100 | New! | 0.00 | 0.01 | 165,000.00 | 0.00 | 3.24 | Form 13 |
| Equitec Specialists, Llc | $KERNW | Akerna Corp | *w Exp 06/17/202 | 86,100 | Decreased | -23.45 | 0.00 | 80,000.00 | 90.48 | 0.93 | Form 13 |
| Equitec Specialists, Llc | $ALUSWS | Alussa Energy Acquisition Co | *w Exp 10/31/202 | 49,944 | Decreased | -29.66 | 0.00 | 61,000.00 | 32.61 | 1.22 | Form 13 |
| Equitec Specialists, Llc | $AMZN | Amazon Com Inc | Com | 3,600 | New! | 0.00 | 0.70 | 11,725,000.00 | 0.00 | 6,513.75 | Form 13 |
| Equitec Specialists, Llc | $AMCIW | Amci Acquisition Corp | *w Exp 05/20/202 | 14,205 | Decreased | -90.09 | 0.00 | 48,000.00 | -50.52 | 3.38 | Form 13 |
| Equitec Specialists, Llc | $AAL | American Airls Group Inc | Com | 1,055,857 | Increased | 56.28 | 1.00 | 16,651,000.00 | 100.54 | 47.37 | Form 13 |
| Equitec Specialists, Llc | $AIG | American Intl Group Inc | Com New | 1,423,900 | Decreased | -13.19 | 3.24 | 53,909,000.00 | 19.38 | 75.72 | Form 13 |
| Equitec Specialists, Llc | $AIGWS | American Intl Group Inc | *w Exp 01/19/202 | 470,590 | Maintained | 0.00 | 0.00 | 56,000.00 | 0.00 | 0.12 | Form 13 |
| Equitec Specialists, Llc | $AMHCW | Amplitude Hlthcre Aqustin Co | *w Exp 12/01/202 | 29,201 | New! | 0.00 | 0.00 | 42,000.00 | 0.00 | 1.44 | Form 13 |
| Equitec Specialists, Llc | $ANDAW | Andina Acquisition Corp Iii | *w Exp 07/31/202 | 50,000 | Maintained | 0.00 | 0.00 | 40,000.00 | 135.29 | 0.80 | Form 13 |
| Equitec Specialists, Llc | $APTV | Aptiv Plc | Shs | 32,208 | Increased | 666.86 | 0.25 | 4,196,000.00 | 989.87 | 260.55 | Form 13 |
| Equitec Specialists, Llc | $MT | Arcelormittal Sa Luxembourg | Ny Registry Sh | 150,000 | Maintained | 0.00 | 0.21 | 3,435,000.00 | 72.79 | 22.90 | Form 13 |
| Equitec Specialists, Llc | $AIZ | Assurant Inc | Com | 2,100 | Decreased | -82.93 | 0.02 | 286,000.00 | -80.83 | 136.19 | Form 13 |
| Equitec Specialists, Llc | $AVTR | Avantor Inc | Com | 91,500 | Decreased | -2.03 | 0.15 | 2,576,000.00 | 22.61 | 56.31 | Form 13 |
| Equitec Specialists, Llc | $AVYA | Avaya Hldgs Corp | Com | 200 | Maintained | 0.00 | 0.00 | 4,000.00 | 33.33 | 20.00 | Form 13 |
| Equitec Specialists, Llc | $RILY | B. Riley Financial Inc | Com | 5,700 | Decreased | -3.39 | 0.02 | 252,000.00 | 70.27 | 44.21 | Form 13 |
| Equitec Specialists, Llc | $BW | Babcock & Wilcox Enterprises | Com | 145,266 | Decreased | -6.50 | 0.03 | 510,000.00 | 41.67 | 3.51 | Form 13 |
| Equitec Specialists, Llc | $BILI | Bilibili Inc | Spons Ads Rep Z | 1,500 | New! | 0.00 | 0.01 | 129,000.00 | 0.00 | 86.00 | Form 13 |
| Equitec Specialists, Llc | $BLNK | Blink Charging Co | Com | 106,324 | Decreased | -37.42 | 0.28 | 4,545,000.00 | 159.57 | 128.23 | Form 13 |
| Equitec Specialists, Llc | $BLNKW | Blink Charging Co | *w Exp 01/31/202 | 7,689 | Decreased | -99.48 | 0.02 | 298,000.00 | -96.70 | 38.76 | Form 13 |
| Equitec Specialists, Llc | $CCL | Carnival Corp | Unit 99/99/9999 | 587,200 | Decreased | -38.44 | 0.77 | 12,719,000.00 | -12.17 | 43.32 | Form 13 |
| Equitec Specialists, Llc | $CNP | Centerpoint Energy Inc | Com | 211,200 | Increased | 186.57 | 0.27 | 4,571,000.00 | 220.55 | 43.31 | Form 13 |
| Equitec Specialists, Llc | $CHNG | Change Healthcare Inc | Com | 26,600 | Decreased | -24.22 | 0.03 | 496,000.00 | -2.55 | 18.65 | Form 13 |
| Equitec Specialists, Llc | $CHNGU | Change Healthcare Inc | Unit 99/99/9999 | 69,887 | Decreased | -62.03 | 0.27 | 4,477,000.00 | -54.47 | 64.06 | Form 13 |
| Equitec Specialists, Llc | $CHAQWS | Chardan Healthcr Acqstn 2 Co | *w Exp 03/05/202 | 50,448 | Increased | 404.48 | 0.00 | 50,000.00 | 614.29 | 0.99 | Form 13 |
| Equitec Specialists, Llc | $CFX | Colfax Corp | Com | 17,533 | Decreased | -51.96 | 0.04 | 671,000.00 | -41.35 | 76.57 | Form 13 |
| Equitec Specialists, Llc | $CFXA | Colfax Corp | Unit 01/15/2022t | 84 | Decreased | -99.62 | 0.00 | 14,000.00 | -99.52 | 166.67 | Form 13 |
| Equitec Specialists, Llc | $CLNY | Colony Cap Inc New | Cl A Com | 1,400 | Decreased | -70.56 | 0.00 | 7,000.00 | -46.15 | 5.00 | Form 13 |
| Equitec Specialists, Llc | $COWN | Cowen Inc | Cl A New | 200 | New! | 0.00 | 0.00 | 5,000.00 | 0.00 | 25.00 | Form 13 |
| Equitec Specialists, Llc | $DHR | Danaher Corporation | Com | 1,200 | Maintained | 0.00 | 0.02 | 267,000.00 | 3.49 | 222.50 | Form 13 |
| Equitec Specialists, Llc | $DKNG | Draftkings Inc | Com Cl A | 36,062 | Decreased | -3.74 | 0.10 | 1,679,000.00 | -23.85 | 94.05 | Form 13 |
| Equitec Specialists, Llc | $ESSCW | East Stone Acquisition Corp | *w Exp 12/31/202 | 50,000 | Maintained | 0.00 | 0.00 | 32,000.00 | 220.00 | 0.64 | Form 13 |
| Equitec Specialists, Llc | $AG | First Majestic Silver Corp | Com | 38,201 | Increased | 1.33 | 0.04 | 514,000.00 | 43.18 | 26.91 | Form 13 |
| Equitec Specialists, Llc | $FTV | Fortive Corp | Com | 1,000 | Maintained | 0.00 | 0.00 | 70,000.00 | 0.00 | 140.00 | Form 13 |
| Equitec Specialists, Llc | $GLEOWS | Galileo Acquisition Corp | *w Exp 10/31/202 | 33,190 | Maintained | 0.00 | 0.00 | 28,000.00 | 33.33 | 0.84 | Form 13 |
| Equitec Specialists, Llc | $GFL | Gfl Environmental Inc | Sub Vtg Shs | 5,000 | New! | 0.00 | 0.01 | 146,000.00 | 0.00 | 29.20 | Form 13 |
| Equitec Specialists, Llc | $GFLU | Gfl Environmental Inc | Unit 99/99/9999t | 239,351 | Increased | 23.10 | 1.01 | 16,865,000.00 | 62.70 | 70.46 | Form 13 |
| Equitec Specialists, Llc | $GIXWS | Gigcapital2 Inc | *w Exp 02/28/202 | 60,000 | Increased | 20.00 | 0.01 | 118,000.00 | 156.52 | 1.97 | Form 13 |
| Equitec Specialists, Llc | $GIK | Gigcapital3 Inc | Com | 200 | New! | 0.00 | 0.00 | 3,000.00 | 0.00 | 15.00 | Form 13 |
| Equitec Specialists, Llc | $GIKWS | Gigcapital3 Inc | *w Exp 05/18/202 | 81,643 | Decreased | -18.10 | 0.02 | 285,000.00 | 345.31 | 3.49 | Form 13 |
| Equitec Specialists, Llc | $GNRSW | Greenrose Acquisition Corp | *w Exp 08/11/202 | 23,000 | Decreased | -54.00 | 0.00 | 23,000.00 | 91.67 | 1.00 | Form 13 |
| Equitec Specialists, Llc | $HASI | Hannon Armstrong Sust Infr C | Com | 11,543 | Decreased | -9.11 | 0.05 | 732,000.00 | 36.31 | 186.90 | Form 13 |
| Equitec Specialists, Llc | $TWNKW | Hostess Brands Inc | *w Exp 11/04/202 | 3,459,144 | Increased | 14.12 | 0.33 | 5,500,000.00 | 121.24 | 1.59 | Form 13 |
| Equitec Specialists, Llc | $IIVI | Ii-vi Inc | Com | 95,900 | Increased | 199.69 | 0.44 | 7,285,000.00 | 461.25 | 75.96 | Form 13 |
| Equitec Specialists, Llc | $INO | Inovio Pharmaceuticals Inc | Com New | 9,000 | New! | 0.00 | 0.00 | 80,000.00 | 0.00 | 8.89 | Form 13 |
| Equitec Specialists, Llc | $IPVWS | Interprivate Acquisition Cor | *w Exp 10/24/202 | 32,600 | Maintained | 0.00 | 0.01 | 134,000.00 | 396.30 | 4.11 | Form 13 |
| Equitec Specialists, Llc | $IGICW | Intl Gnrl Insurance Hldngs L | *w Exp 03/17/202 | 37,500 | Maintained | 0.00 | 0.00 | 30,000.00 | 36.36 | 0.80 | Form 13 |
| Equitec Specialists, Llc | $JCOM | J2 Global Inc | Com | 4,500 | Maintained | 0.00 | 0.03 | 440,000.00 | 41.48 | 97.78 | Form 13 |
| Equitec Specialists, Llc | $KXIN | Kaixin Auto Hldgs | Shs | 100 | New! | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Specialists, Llc | $LACQW | Leisure Acquisition Corp | *w Exp 99/99/999 | 75,000 | New! | 0.00 | 0.00 | 59,000.00 | 0.00 | 0.79 | Form 13 |
| Equitec Specialists, Llc | $LFACW | Lf Cap Acquisition Corp | *w Exp 06/22/202 | 91,843 | Increased | 0.08 | 0.01 | 178,000.00 | 7.88 | 1.94 | Form 13 |
| Equitec Specialists, Llc | $DFNSWS | Lgl Sys Acquisition Corp | *w Exp 11/12/202 | 43,759 | New! | 0.00 | 0.00 | 71,000.00 | 0.00 | 1.62 | Form 13 |
| Equitec Specialists, Llc | $LIVKW | Liv Cap Acquisition Corp | *w Exp 12/13/202 | 50,000 | Maintained | 0.00 | 0.00 | 35,000.00 | 45.83 | 0.70 | Form 13 |
| Equitec Specialists, Llc | $MDGSW | Medigus Ltd | *w Exp 07/23/202 | 75,000 | Increased | 149.67 | 0.00 | 29,000.00 | 480.00 | 0.39 | Form 13 |
| Equitec Specialists, Llc | $MFACWS | Megalith Finl Acquisition Co | *w Exp 08/26/202 | 26,575 | Increased | 29.00 | 0.00 | 77,000.00 | 450.00 | 2.90 | Form 13 |
| Equitec Specialists, Llc | $MELI | Mercadolibre Inc | Com | 200 | New! | 0.00 | 0.02 | 335,000.00 | 0.00 | 1,675.00 | Form 13 |
| Equitec Specialists, Llc | $MCMJW | Merida Merger Corp I | *w Exp 11/07/202 | 55,000 | Maintained | 0.00 | 0.00 | 55,000.00 | 89.66 | 1.00 | Form 13 |
| Equitec Specialists, Llc | $METXW | Meten Edtechx Ed Group Ltd | *w Exp 03/31/202 | 10,000 | Maintained | 0.00 | 0.00 | 2,000.00 | 0.00 | 0.20 | Form 13 |
| Equitec Specialists, Llc | $NBR | Nabors Industries Ltd | Shs | 108,300 | Maintained | 0.00 | 0.37 | 6,307,000.00 | 138.27 | 116.80 | Form 13 |
| Equitec Specialists, Llc | $NEE | Nextera Energy Inc | Com | 117,500 | Increased | 262.65 | 0.54 | 9,065,000.00 | 0.80 | 77.15 | Form 13 |
| Equitec Specialists, Llc | $NEEPRO | Nextera Energy Inc | Unit 09/01/2022s | 93,111 | Decreased | -30.53 | 0.33 | 5,512,000.00 | -24.07 | 59.20 | Form 13 |
| Equitec Specialists, Llc | $NEEPRP | Nextera Energy Inc | Unit 99/99/9999 | 253,312 | Increased | 165.67 | 0.77 | 12,878,000.00 | 189.33 | 50.84 | Form 13 |
| Equitec Specialists, Llc | $NCLH | Norwegian Cruise Line Hldg L | Shs | 230,300 | Decreased | -4.36 | 0.36 | 5,857,000.00 | 42.16 | 50.87 | Form 13 |
| Equitec Specialists, Llc | $OXY | Occidental Pete Corp | Com | 34,931 | New! | 0.00 | 0.04 | 605,000.00 | 0.00 | 17.32 | Form 13 |
| Equitec Specialists, Llc | $PCG | Pg&e Corp | Com | 99,700 | Increased | 173.15 | 0.07 | 1,242,000.00 | 262.10 | 12.46 | Form 13 |
| Equitec Specialists, Llc | $PGEUU | Pg&e Corp | Unit 99/99/9999 | 264,308 | Increased | 56.74 | 1.95 | 32,468,000.00 | 96.29 | 122.84 | Form 13 |
| Equitec Specialists, Llc | $PRPL | Purple Innovation Inc | Com | 118,476 | Increased | 5541.71 | 0.24 | 3,903,000.00 | 7,405.77 | 65.91 | Form 13 |
| Equitec Specialists, Llc | $RCL | Royal Caribbean Group | Com | 66,660 | Increased | 126.18 | 0.30 | 4,979,000.00 | 160.95 | 224.11 | Form 13 |
| Equitec Specialists, Llc | $SABR | Sabre Corp | Com | 119,800 | Increased | 163.30 | 0.09 | 1,440,000.00 | 386.49 | 24.02 | Form 13 |
| Equitec Specialists, Llc | $XLI | Select Sector Spdr Tr | Sbi Int-inds | 4,217 | New! | 0.00 | 0.02 | 373,000.00 | 0.00 | 88.45 | Form 13 |
| Equitec Specialists, Llc | $SRE | Sempra Energy | Com | 140,200 | Decreased | -51.97 | 1.07 | 17,863,000.00 | -48.30 | 254.77 | Form 13 |
| Equitec Specialists, Llc | $SMMCW | South Mtn Merger Corp | *w Exp 06/20/202 | 41,777 | New! | 0.00 | 0.01 | 178,000.00 | 0.00 | 4.26 | Form 13 |
| Equitec Specialists, Llc | $SPY | Spdr S&p 500 Etf Tr | Tr Unit | 1 | Decreased | -100.00 | 0.00 | 0.00 | -100.00 | 0.00 | Form 13 |
| Equitec Specialists, Llc | $SAVE | Spirit Airls Inc | Com | 136,874 | Decreased | -4.20 | 0.20 | 3,347,000.00 | 45.52 | 48.91 | Form 13 |
| Equitec Specialists, Llc | $SWK | Stanley Black & Decker Inc | Com | 11,500 | Increased | 91.67 | 0.12 | 2,053,000.00 | 111.00 | 357.03 | Form 13 |
| Equitec Specialists, Llc | $TDOC | Teladoc Health Inc | Com | 29,000 | Increased | 98.63 | 0.35 | 5,799,000.00 | 81.16 | 399.96 | Form 13 |
| Equitec Specialists, Llc | $TSLA | Tesla Inc | Com | 394,900 | Increased | 12.44 | 9.99 | 278,669,000.00 | 84.95 | 1,411.34 | Form 13 |
| Equitec Specialists, Llc | $TDACW | Trident Acquisitions Corp | *w Exp 05/09/202 | 39,816 | Decreased | -33.54 | 0.01 | 91,000.00 | 313.64 | 2.29 | Form 13 |
| Equitec Specialists, Llc | $MGK | Vanguard World Fd | Mega Grwth Ind | 17,000 | New! | 0.00 | 0.21 | 3,464,000.00 | 0.00 | 203.76 | Form 13 |
| Equitec Specialists, Llc | $VRTWS | Vertiv Holdings Co | *w Exp 06/12/202 | 3,898 | Decreased | -95.84 | 0.00 | 28,000.00 | -95.39 | 7.18 | Form 13 |
| Equitec Specialists, Llc | $SPCE | Virgin Galactic Holdings Inc | Com | 146,250 | Decreased | -32.92 | 0.21 | 3,471,000.00 | -17.22 | 71.36 | Form 13 |
| Equitec Specialists, Llc | $VVNTWS | Vivint Smart Home Inc | *w Exp 01/17/202 | 2,150 | Decreased | -99.51 | 0.00 | 20,000.00 | -99.28 | 9.30 | Form 13 |
| Equitec Specialists, Llc | $FREEW | Whole Earth Brands Inc | *w Exp 06/25/202 | 200,047 | Decreased | -19.73 | 0.02 | 276,000.00 | 14.05 | 1.38 | Form 13 |
| Equitec Specialists, Llc | $FREE | Whole Earth Brands Inc | Com Cl A | 2,500 | New! | 0.00 | 0.00 | 27,000.00 | 0.00 | 10.80 | Form 13 |
| Equitec Specialists, Llc | $WETF | Wisdomtree Invts Inc | Com | 20,000 | Increased | 94.17 | 0.01 | 107,000.00 | 224.24 | 5.35 | Form 13 |
| Equitec Specialists, Llc | $BE | Bloom Energy Corp | Com Cl A | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Specialists, Llc | $BSXPRA | Boston Scientific Corp | 5.50% Cnv Pfd A | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Specialists, Llc | $CDLX | Cardlytics Inc | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Specialists, Llc | $CATM | Cardtronics Plc | Shs Cl A | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Specialists, Llc | $CHGG | Chegg Inc | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Specialists, Llc | $CCXXWS | Churchill Cap Corp Iii | *w Exp 03/01/202 | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Specialists, Llc | $CGROW | Collective Growth Corp | *w Exp 04/30/202 | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Specialists, Llc | $CPAAW | Conyers Pk Ii Acquisition Co | *w Exp 07/18/202 | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Specialists, Llc | $CYRX | Cryoport Inc | Com Par $0.001 | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Specialists, Llc | $DHRPRA | Danaher Corporation | 4.75 Mnd Cv Pfd | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Specialists, Llc | $D | Dominion Energy Inc | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Specialists, Llc | $ELAT | Elanco Animal Health Inc | Unit 02/01/2023t | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Specialists, Llc | $ENR | Energizer Hldgs Inc New | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Specialists, Llc | $ENRPRA | Energizer Hldgs Inc New | 7.5 Mcnv Pfd A | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Specialists, Llc | $FEACWS | Flying Eagle Acquisition Cor | *w Exp 02/26/202 | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Specialists, Llc | $FMCI | Forum Merger Ii Corp | Cl A | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Specialists, Llc | $FMCIW | Forum Merger Ii Corp | *w Exp 09/30/202 | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Specialists, Llc | $GSMGW | Glry Str Nw Mdia Grup Hldg L | *w Exp 02/13/202 | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Specialists, Llc | $HOFVW | Hall Of Fame Resort & Entmt | *w Exp 07/01/202 | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Specialists, Llc | $HCCHW | Hl Acquisitions Corp | *w Exp 06/21/202 | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Specialists, Llc | $INSUW | Insurance Acquisition Corp | *w Exp 03/31/202 | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Specialists, Llc | $IFFT | International Flavors&fragra | Unit 09/15/2021 | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Specialists, Llc | $KKR | Kkr & Co Inc | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Specialists, Llc | $LCAHW | Landcadia Hldgs Ii Inc | *w Exp 05/09/202 | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Specialists, Llc | $LGCWS | Legacy Acquisition Corp | *w Exp 11/30/202 | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Specialists, Llc | $MNCLW | Monocle Acquisition Corp | *w Exp 12/06/202 | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Specialists, Llc | $NFINW | Netfin Acquisition Corp | *w Exp 08/01/202 | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Specialists, Llc | $NBACW | Newborn Acquisition Corp | *w Exp 02/03/202 | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Specialists, Llc | $NEP | Nextera Energy Partners Lp | Com Unit Part In | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Specialists, Llc | $NKLA | Nikola Corp | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Specialists, Llc | $PTACW | Proptech Acquisition Corp | *w Exp 05/26/202 | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Specialists, Llc | $PRO | Pros Holdings Inc | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Specialists, Llc | $PRPLW | Purple Innovation Inc | *w Exp 02/02/202 | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Specialists, Llc | $QTSPRB | Qts Rlty Tr Inc | 6.50% Con Pfd B | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Specialists, Llc | $RMGWS | Rmg Acquisition Corp | *w Exp 02/21/202 | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Specialists, Llc | $SAMAW | Schultze Spl Purp Acqustn Co | *w Exp 12/31/202 | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Specialists, Llc | $SREPRB | Sempra Energy | 6.75% Cnv Pfd B | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Specialists, Llc | $SREPRA | Sempra Energy | 6% Pfd Conv A | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Specialists, Llc | $SSPKW | Silver Spike Acquisition Cor | *w Exp 08/02/202 | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Specialists, Llc | $SO | Southern Co | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Specialists, Llc | $SOLN | Southern Co | Unit 08/01/2022 | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Specialists, Llc | $SHLLWS | Tortoise Acquisition Corp | *w Exp 03/04/202 | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Specialists, Llc | $SHLL | Tortoise Acquisition Corp | Cl A | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Villere St Denis J & Co Llc | $ON | On Semiconductor Corp | Com | 3,464,287 | Decreased | -3.24 | 6.84 | 113,386,000.00 | 46.01 | 32.73 | Form 13 |
| Villere St Denis J & Co Llc | $V | Visa Inc | Com Cl A | 482,424 | Decreased | -1.28 | 6.37 | 105,520,000.00 | 7.98 | 218.73 | Form 13 |
| Villere St Denis J & Co Llc | $POOL | Pool Corp | Com | 262,191 | Decreased | -2.35 | 5.90 | 97,666,000.00 | 8.73 | 372.50 | Form 13 |
| Villere St Denis J & Co Llc | $EEFT | Euronet Worldwide Inc | Com | 621,623 | Increased | 4.20 | 5.44 | 90,085,000.00 | 65.76 | 144.92 | Form 13 |
| Villere St Denis J & Co Llc | $TFX | Teleflex Incorporated | Com | 212,519 | Decreased | -0.78 | 5.28 | 87,466,000.00 | 19.95 | 411.57 | Form 13 |
| Villere St Denis J & Co Llc | $ROP | Roper Technologies Inc | Com | 199,826 | Decreased | -0.74 | 5.20 | 86,142,000.00 | 8.30 | 431.09 | Form 13 |
| Villere St Denis J & Co Llc | $STE | Steris Plc | Shs Usd | 433,119 | Decreased | -28.75 | 4.96 | 82,093,000.00 | -23.35 | 189.54 | Form 13 |
| Villere St Denis J & Co Llc | $PGR | Progressive Corp | Com | 825,239 | Increased | 5.18 | 4.93 | 81,599,000.00 | 9.85 | 98.88 | Form 13 |
| Villere St Denis J & Co Llc | $ABMD | Abiomed Inc | Com | 250,200 | Increased | 10.72 | 4.90 | 81,114,000.00 | 29.55 | 324.20 | Form 13 |
| Villere St Denis J & Co Llc | $SYK | Stryker Corporation | Com | 321,426 | Decreased | -0.39 | 4.75 | 78,762,000.00 | 17.14 | 245.04 | Form 13 |
| Villere St Denis J & Co Llc | $FHB | First Hawaiian Inc | Com | 3,005,157 | Decreased | -1.07 | 4.28 | 70,861,000.00 | 61.21 | 23.58 | Form 13 |
| Villere St Denis J & Co Llc | $LGND | Ligand Pharmaceuticals Inc | Com New | 642,073 | Decreased | -3.21 | 3.85 | 63,854,000.00 | 0.98 | 99.45 | Form 13 |
| Villere St Denis J & Co Llc | $EBIX | Ebix Inc | Com New | 1,565,933 | Decreased | -3.90 | 3.59 | 59,458,000.00 | 77.13 | 37.97 | Form 13 |
| Villere St Denis J & Co Llc | $EHTH | Ehealth Inc | Com | 842,001 | Decreased | -0.34 | 3.59 | 59,453,000.00 | -10.93 | 70.61 | Form 13 |
| Villere St Denis J & Co Llc | $KRNY | Kearny Finl Corp Md | Com | 4,350,744 | Decreased | -6.18 | 2.77 | 45,943,000.00 | 37.41 | 10.56 | Form 13 |
| Villere St Denis J & Co Llc | $PLMR | Palomar Hldgs Inc | Com | 362,149 | New! | 0.00 | 1.94 | 32,173,000.00 | 0.00 | 88.84 | Form 13 |
| Villere St Denis J & Co Llc | $JBHT | Hunt J B Trans Svcs Inc | Com | 208,039 | Maintained | 0.00 | 1.72 | 28,428,000.00 | 8.13 | 136.65 | Form 13 |
| Villere St Denis J & Co Llc | $TTEC | Ttec Hldgs Inc | Com | 366,034 | Decreased | -0.59 | 1.61 | 26,694,000.00 | 32.91 | 72.93 | Form 13 |
| Villere St Denis J & Co Llc | $ABT | Abbott Labs | Com | 204,040 | Decreased | -0.85 | 1.35 | 22,340,000.00 | -0.25 | 109.49 | Form 13 |
| Villere St Denis J & Co Llc | $JPM | Jpmorgan Chase & Co | Com | 157,948 | Increased | 1.68 | 1.21 | 20,070,000.00 | 34.21 | 127.07 | Form 13 |
| Villere St Denis J & Co Llc | $MCHP | Microchip Technology Inc. | Com | 135,320 | Decreased | -0.93 | 1.13 | 18,689,000.00 | 33.15 | 138.11 | Form 13 |
| Villere St Denis J & Co Llc | $LEG | Leggett & Platt Inc | Com | 393,325 | Increased | 4.50 | 1.05 | 17,424,000.00 | 12.45 | 44.30 | Form 13 |
| Villere St Denis J & Co Llc | $PEP | Pepsico Inc | Com | 114,633 | Increased | 3.29 | 1.03 | 17,000,000.00 | 10.53 | 148.30 | Form 13 |
| Villere St Denis J & Co Llc | $LMT | Lockheed Martin Corp | Com | 46,577 | Increased | 15.50 | 1.00 | 16,533,000.00 | 6.97 | 354.96 | Form 13 |
| Villere St Denis J & Co Llc | $CVS | Cvs Health Corp | Com | 232,525 | Increased | 4.29 | 0.96 | 15,881,000.00 | 21.97 | 68.30 | Form 13 |
| Villere St Denis J & Co Llc | $MSFT | Microsoft Corp | Com | 66,412 | Decreased | -1.32 | 0.89 | 14,771,000.00 | 4.36 | 222.41 | Form 13 |
| Villere St Denis J & Co Llc | $MDLZ | Mondelez Intl Inc | Cl A | 248,000 | Increased | 17.52 | 0.88 | 14,500,000.00 | 19.61 | 58.47 | Form 13 |
| Villere St Denis J & Co Llc | $CVX | Chevron Corp New | Com | 169,335 | Increased | 56.11 | 0.86 | 14,300,000.00 | 83.10 | 84.45 | Form 13 |
| Villere St Denis J & Co Llc | $REYN | Reynolds Consumer Prods Inc | Com | 468,665 | Increased | 109.45 | 0.85 | 14,078,000.00 | 105.49 | 30.04 | Form 13 |
| Villere St Denis J & Co Llc | $LPRO | Open Lending Corp | Com Cl A | 304,305 | Maintained | 0.00 | 0.64 | 10,638,000.00 | 37.11 | 34.96 | Form 13 |
| Villere St Denis J & Co Llc | $JNJ | Johnson & Johnson | Com | 60,494 | Increased | 8.21 | 0.57 | 9,520,000.00 | 14.40 | 157.37 | Form 13 |
| Villere St Denis J & Co Llc | $CL | Colgate Palmolive Co | Com | 94,978 | Increased | 2.32 | 0.49 | 8,121,000.00 | 13.41 | 85.50 | Form 13 |
| Villere St Denis J & Co Llc | $VZ | Verizon Communications Inc | Com | 137,257 | Decreased | -24.91 | 0.49 | 8,063,000.00 | -25.85 | 58.74 | Form 13 |
| Villere St Denis J & Co Llc | $PFE | Pfizer Inc | Com | 202,865 | Increased | 31.97 | 0.45 | 7,467,000.00 | 32.37 | 36.81 | Form 13 |
| Villere St Denis J & Co Llc | $AAPL | Apple Inc | Com | 53,985 | Decreased | -34.90 | 0.43 | 7,163,000.00 | -25.41 | 132.69 | Form 13 |
| Villere St Denis J & Co Llc | $OMCL | Omnicell Com | Com | 48,839 | Increased | 0.10 | 0.35 | 5,861,000.00 | 60.93 | 120.01 | Form 13 |
| Villere St Denis J & Co Llc | $FHN | First Horizon Corporation | Com | 140,155 | Maintained | 0.00 | 0.11 | 1,788,000.00 | 35.35 | 12.76 | Form 13 |
| Villere St Denis J & Co Llc | $AAXN | Axon Enterprise Inc | Com | 12,000 | Maintained | 0.00 | 0.09 | 1,470,000.00 | 35.11 | 122.50 | Form 13 |
| Villere St Denis J & Co Llc | $CLGN | Collplant Biotechnologies Lt | Ads | 87,850 | Increased | 105.26 | 0.06 | 946,000.00 | 165.73 | 10.77 | Form 13 |
| Villere St Denis J & Co Llc | $TRV | Travelers Companies Inc | Com | 4,393 | Maintained | 0.00 | 0.04 | 616,000.00 | 29.68 | 140.22 | Form 13 |
| Villere St Denis J & Co Llc | $NSC | Norfolk Southn Corp | Com | 2,472 | Decreased | -5.25 | 0.04 | 587,000.00 | 5.20 | 237.46 | Form 13 |
| Villere St Denis J & Co Llc | $MIC | Macquarie Infrastructure Cor | Com | 13,700 | Maintained | 0.00 | 0.03 | 514,000.00 | 39.67 | 37.52 | Form 13 |
| Villere St Denis J & Co Llc | $AMZN | Amazon Com Inc | Com | 126 | Decreased | -10.00 | 0.02 | 410,000.00 | -6.82 | 3,253.97 | Form 13 |
| Villere St Denis J & Co Llc | $LKQ | Lkq Corp | Com | 10,500 | Decreased | -99.50 | 0.02 | 370,000.00 | -99.36 | 35.24 | Form 13 |
| Villere St Denis J & Co Llc | $HD | Home Depot Inc | Com | 1,150 | Maintained | 0.00 | 0.02 | 305,000.00 | -4.39 | 265.22 | Form 13 |
| Villere St Denis J & Co Llc | $XOM | Exxon Mobil Corp | Com | 7,364 | Decreased | -35.52 | 0.02 | 303,000.00 | -22.70 | 41.15 | Form 13 |
| Villere St Denis J & Co Llc | $TMO | Thermo Fisher Scientific Inc | Com | 650 | Maintained | 0.00 | 0.02 | 302,000.00 | 5.59 | 464.62 | Form 13 |
| Villere St Denis J & Co Llc | $SLB | Schlumberger Ltd | Com | 13,410 | Decreased | -97.77 | 0.02 | 292,000.00 | -96.87 | 21.77 | Form 13 |
| Villere St Denis J & Co Llc | $STMP | Stamps Com Inc | Com New | 1,400 | Increased | 64.71 | 0.02 | 274,000.00 | 34.31 | 195.71 | Form 13 |
| Villere St Denis J & Co Llc | $SLF | Sun Life Financial Inc. | Com | 5,407 | Maintained | 0.00 | 0.01 | 240,000.00 | 9.09 | 44.39 | Form 13 |
| Villere St Denis J & Co Llc | $T | At&t Inc | Com | 8,177 | Maintained | 0.00 | 0.01 | 235,000.00 | 0.86 | 28.74 | Form 13 |
| Villere St Denis J & Co Llc | $HON | Honeywell Intl Inc | Com | 1,000 | New! | 0.00 | 0.01 | 212,000.00 | 0.00 | 212.00 | Form 13 |
| Villere St Denis J & Co Llc | $LIN | Linde Plc | Shs | 762 | New! | 0.00 | 0.01 | 201,000.00 | 0.00 | 263.78 | Form 13 |
| Villere St Denis J & Co Llc | $UTI | Universal Tech Institute | Com | 20,000 | Maintained | 0.00 | 0.01 | 129,000.00 | 27.72 | 6.45 | Form 13 |
| Villere St Denis J & Co Llc | $PAYS | Paysign Inc | Com | 16,500 | Decreased | -90.65 | 0.00 | 76,000.00 | -92.42 | 4.61 | Form 13 |
| Villere St Denis J & Co Llc | $HHC | Howard Hughes Corp | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Villere St Denis J & Co Llc | $BACPRL | Bk Of America Corp | 7.25%cnv Pfd L | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Villere St Denis J & Co Llc | $DKNG | Draftkings Inc | Com Cl A | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Villere St Denis J & Co Llc | $DDD | 3-d Sys Corp Del | Com New | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Lathrop Investment Management Corp | $MMM | 3m Co | Com | 1,310 | New! | 0.00 | 0.06 | 229,000.00 | 0.00 | 174.81 | Form 13 |
| Lathrop Investment Management Corp | $ABT | Abbott Laboratories | Com | 4,726 | Increased | 7.83 | 0.13 | 517,000.00 | 8.39 | 109.39 | Form 13 |
| Lathrop Investment Management Corp | $ABBV | Abbvie Inc | Com | 3,887 | Increased | 9.55 | 0.10 | 416,000.00 | 33.76 | 107.02 | Form 13 |
| Lathrop Investment Management Corp | $AYI | Acuity Brands Inc | Com | 73,208 | Increased | 4.16 | 2.19 | 8,865,000.00 | 23.23 | 121.09 | Form 13 |
| Lathrop Investment Management Corp | $ADBE | Adobe Systems Inc | Com | 36,657 | Decreased | -10.00 | 4.52 | 18,333,000.00 | -8.22 | 500.12 | Form 13 |
| Lathrop Investment Management Corp | $AKAM | Akamai Technologies Inc | Com | 57,885 | Increased | 10.02 | 1.50 | 6,077,000.00 | 4.49 | 104.98 | Form 13 |
| Lathrop Investment Management Corp | $ALC | Alcon Inc Ord Shs | Com | 150,472 | Increased | 12.23 | 2.45 | 9,928,000.00 | 30.03 | 65.98 | Form 13 |
| Lathrop Investment Management Corp | $AMZN | Amazon.com Inc | Com | 120 | Increased | 6.19 | 0.10 | 391,000.00 | 9.83 | 3,258.33 | Form 13 |
| Lathrop Investment Management Corp | $AEP | American Electric Power Co Inc | Com | 4,119 | Maintained | 0.00 | 0.08 | 343,000.00 | 1.78 | 83.27 | Form 13 |
| Lathrop Investment Management Corp | $ADI | Analog Devices Inc | Com | 96,239 | Increased | 1.26 | 3.51 | 14,217,000.00 | 28.14 | 147.73 | Form 13 |
| Lathrop Investment Management Corp | $AAPL | Apple Inc | Com | 12,649 | Increased | 0.24 | 0.41 | 1,678,000.00 | 14.85 | 132.66 | Form 13 |
| Lathrop Investment Management Corp | $T | At&t Inc | Com | 10,913 | Decreased | -2.89 | 0.08 | 314,000.00 | -1.88 | 28.77 | Form 13 |
| Lathrop Investment Management Corp | $BXS | Bancorpsouth Bk Tupelo Miss | Com | 21,643 | Maintained | 0.00 | 0.15 | 594,000.00 | 41.77 | 27.45 | Form 13 |
| Lathrop Investment Management Corp | $BAC | Bank Of America Corporation | Com | 26,184 | Maintained | 0.00 | 0.20 | 794,000.00 | 25.83 | 30.32 | Form 13 |
| Lathrop Investment Management Corp | $OZK | Bank Ozk | Com | 7,675 | Maintained | 0.00 | 0.06 | 240,000.00 | 0.00 | 31.27 | Form 13 |
| Lathrop Investment Management Corp | $BDX | Becton, Dickinson And Co | Com | 32,737 | Increased | 20.55 | 2.02 | 8,192,000.00 | 29.64 | 250.24 | Form 13 |
| Lathrop Investment Management Corp | $BRKB | Berkshire Hathaway Inc B | Com | 11,356 | Increased | 0.09 | 0.65 | 2,633,000.00 | 8.98 | 231.86 | Form 13 |
| Lathrop Investment Management Corp | $BMY | Bristol-myers Squibb Company | Com | 5,492 | Increased | 5.96 | 0.08 | 341,000.00 | 9.29 | 62.09 | Form 13 |
| Lathrop Investment Management Corp | $SCHW | Charles Schwab Corp | Com | 218,666 | Increased | 2.41 | 2.86 | 11,598,000.00 | 49.92 | 53.04 | Form 13 |
| Lathrop Investment Management Corp | $CSCO | Cisco Systems Inc | Com | 239,861 | Decreased | -6.37 | 2.65 | 10,734,000.00 | 6.37 | 44.75 | Form 13 |
| Lathrop Investment Management Corp | $KO | Coca-cola Co | Com | 15,553 | Increased | 0.45 | 0.21 | 853,000.00 | 11.65 | 54.84 | Form 13 |
| Lathrop Investment Management Corp | $CFR | Cullen/frost Bankers Inc | Com | 124,655 | Increased | 5.06 | 2.68 | 10,874,000.00 | 43.31 | 87.23 | Form 13 |
| Lathrop Investment Management Corp | $CVS | Cvs Health Corp | Com | 164,036 | Decreased | -2.22 | 2.77 | 11,204,000.00 | 14.36 | 68.30 | Form 13 |
| Lathrop Investment Management Corp | $DHR | Danaher Corp | Com | 2,475 | Decreased | -0.28 | 0.14 | 550,000.00 | 3.00 | 222.22 | Form 13 |
| Lathrop Investment Management Corp | $LLY | Eli Lilly And Co | Com | 1,456 | Increased | 1.39 | 0.06 | 246,000.00 | 15.49 | 168.96 | Form 13 |
| Lathrop Investment Management Corp | $ETR | Entergy Corp | Com | 3,000 | Maintained | 0.00 | 0.07 | 300,000.00 | 1.35 | 100.00 | Form 13 |
| Lathrop Investment Management Corp | $XOM | Exxon Mobil Corp | Com | 168,701 | Increased | 47.20 | 1.72 | 6,954,000.00 | 76.77 | 41.22 | Form 13 |
| Lathrop Investment Management Corp | $GE | General Electric Co | Com | 699,436 | Increased | 10.18 | 1.86 | 7,554,000.00 | 91.00 | 10.80 | Form 13 |
| Lathrop Investment Management Corp | $HAL | Halliburton Co | Com | 10,594 | Maintained | 0.00 | 0.05 | 200,000.00 | 56.25 | 18.88 | Form 13 |
| Lathrop Investment Management Corp | $HOMB | Home Bancshares Inc | Com | 38,026 | Maintained | 0.00 | 0.18 | 741,000.00 | 28.65 | 19.49 | Form 13 |
| Lathrop Investment Management Corp | $ITW | Illinois Tool Works Inc | Com | 68,492 | Decreased | -6.39 | 3.45 | 13,964,000.00 | -1.22 | 203.88 | Form 13 |
| Lathrop Investment Management Corp | $IBM | International Business Machines Corp | Com | 77,538 | Decreased | -4.55 | 2.41 | 9,760,000.00 | -1.24 | 125.87 | Form 13 |
| Lathrop Investment Management Corp | $J | Jacobs Engineering Group Inc | Com | 154,674 | Decreased | -8.30 | 4.16 | 16,853,000.00 | 7.71 | 108.96 | Form 13 |
| Lathrop Investment Management Corp | $JBHT | Jb Hunt Transport Services Inc | Com | 3,071 | Maintained | 0.00 | 0.10 | 420,000.00 | 8.25 | 136.76 | Form 13 |
| Lathrop Investment Management Corp | $JNJ | Johnson & Johnson | Com | 5,151 | Increased | 5.10 | 0.20 | 811,000.00 | 11.10 | 157.45 | Form 13 |
| Lathrop Investment Management Corp | $JCI | Johnson Controls International Plc | Com | 150,037 | Decreased | -3.36 | 1.73 | 6,990,000.00 | 10.22 | 46.59 | Form 13 |
| Lathrop Investment Management Corp | $JPM | Jpmorgan Chase & Co | Com | 2,449 | Decreased | -0.53 | 0.08 | 311,000.00 | 31.22 | 126.99 | Form 13 |
| Lathrop Investment Management Corp | $KMB | Kimberly-clark Corp | Com | 2,931 | Decreased | -3.59 | 0.10 | 395,000.00 | -12.03 | 134.77 | Form 13 |
| Lathrop Investment Management Corp | $KMI | Kinder Morgan Inc P | Com | 577,637 | Increased | 1.29 | 1.95 | 7,896,000.00 | 12.29 | 13.67 | Form 13 |
| Lathrop Investment Management Corp | $KEX | Kirby Corp | Com | 157,925 | Increased | 12.18 | 2.02 | 8,185,000.00 | 60.74 | 51.83 | Form 13 |
| Lathrop Investment Management Corp | $LH | Laboratory Corp Of America Holdings | Com | 74,391 | Decreased | -5.07 | 3.74 | 15,142,000.00 | 2.63 | 203.55 | Form 13 |
| Lathrop Investment Management Corp | $LAZ | Lazard Ltd | Com | 10,015 | Decreased | -87.80 | 0.10 | 424,000.00 | -84.38 | 42.34 | Form 13 |
| Lathrop Investment Management Corp | $MLM | Martin Marietta Materials Inc | Com | 52,071 | Increased | 2.50 | 3.65 | 14,787,000.00 | 23.68 | 283.98 | Form 13 |
| Lathrop Investment Management Corp | $MRK | Merck & Co Inc | Com | 5,906 | Decreased | -3.81 | 0.12 | 483,000.00 | -5.11 | 81.78 | Form 13 |
| Lathrop Investment Management Corp | $MSFT | Microsoft Corp | Com | 93,485 | Decreased | -7.49 | 5.13 | 20,793,000.00 | -2.17 | 222.42 | Form 13 |
| Lathrop Investment Management Corp | $NWL | Newell Brands Inc | Com | 413,194 | Increased | 25.73 | 2.17 | 8,772,000.00 | 55.53 | 21.23 | Form 13 |
| Lathrop Investment Management Corp | $NKE | Nike Inc B | Com | 124,398 | Decreased | -11.96 | 4.34 | 17,599,000.00 | -0.79 | 141.47 | Form 13 |
| Lathrop Investment Management Corp | $PYPL | Paypal Holdings Inc | Com | 61,637 | Increased | 0.58 | 3.56 | 14,435,000.00 | 19.55 | 234.19 | Form 13 |
| Lathrop Investment Management Corp | $PEP | Pepsico Inc | Com | 1,836 | Increased | 2.28 | 0.07 | 272,000.00 | 9.24 | 148.15 | Form 13 |
| Lathrop Investment Management Corp | $PG | Procter & Gamble Co | Com | 1,752 | Increased | 1.51 | 0.06 | 244,000.00 | 1.67 | 139.27 | Form 13 |
| Lathrop Investment Management Corp | $RF | Regions Financial Corp | Com | 27,871 | Maintained | 0.00 | 0.11 | 449,000.00 | 39.88 | 16.11 | Form 13 |
| Lathrop Investment Management Corp | $SLB | Schlumberger Ltd | Com | 234,919 | Increased | 53.15 | 1.27 | 5,128,000.00 | 114.83 | 21.83 | Form 13 |
| Lathrop Investment Management Corp | $SCHF | Schwab International Equity Etf | Etf | 17,685 | Increased | 0.59 | 0.16 | 637,000.00 | 15.40 | 36.02 | Form 13 |
| Lathrop Investment Management Corp | $SCHO | Schwab Short-term Us Treasury Etf | Etf | 71,447 | New! | 0.00 | 0.91 | 3,672,000.00 | 0.00 | 51.39 | Form 13 |
| Lathrop Investment Management Corp | $SCHZ | Schwab Us Aggregate Bond Etf | Etf | 21,548 | Decreased | -3.59 | 0.30 | 1,207,000.00 | -3.67 | 56.01 | Form 13 |
| Lathrop Investment Management Corp | $SCHM | Schwab Us Mid-cap Etf | Etf | 131,586 | Decreased | -2.15 | 2.21 | 8,972,000.00 | 20.25 | 68.18 | Form 13 |
| Lathrop Investment Management Corp | $SO | Southern Co | Com | 6,850 | Decreased | -10.46 | 0.10 | 421,000.00 | 1.45 | 61.46 | Form 13 |
| Lathrop Investment Management Corp | $SWN | Southwestern Energy Co | Com | 21,675 | Maintained | 0.00 | 0.02 | 65,000.00 | 27.45 | 3.00 | Form 13 |
| Lathrop Investment Management Corp | $STM | Stmicroelectronics Nv | Com | 7,000 | Maintained | 0.00 | 0.06 | 260,000.00 | 20.93 | 37.14 | Form 13 |
| Lathrop Investment Management Corp | $SYK | Stryker | Com | 36,917 | Increased | 37.52 | 2.23 | 9,046,000.00 | 61.74 | 245.04 | Form 13 |
| Lathrop Investment Management Corp | $XLK | Technology Select Sect Spdr | Etf | 2,199 | Decreased | -43.24 | 0.07 | 286,000.00 | -36.73 | 130.06 | Form 13 |
| Lathrop Investment Management Corp | $HD | The Home Depot Inc | Com | 31,883 | Increased | 7.81 | 2.09 | 8,469,000.00 | 3.12 | 265.63 | Form 13 |
| Lathrop Investment Management Corp | $TMO | Thermo Fisher Scientific Inc | Com | 41,107 | Decreased | -13.20 | 4.73 | 19,147,000.00 | -8.43 | 465.78 | Form 13 |
| Lathrop Investment Management Corp | $TGI | Triumph Group Inc | Com | 196,968 | Increased | 145.85 | 0.61 | 2,474,000.00 | 373.95 | 12.56 | Form 13 |
| Lathrop Investment Management Corp | $TSN | Tyson Foods Inc Class A | Com | 8,650 | Decreased | -58.46 | 0.14 | 557,000.00 | -55.04 | 64.39 | Form 13 |
| Lathrop Investment Management Corp | $UPS | United Parcel Service Inc Class B | Com | 82,788 | Decreased | -7.60 | 3.44 | 13,942,000.00 | -6.61 | 168.41 | Form 13 |
| Lathrop Investment Management Corp | $VZ | Verizon Communications Inc | Com | 5,144 | Increased | 5.32 | 0.07 | 302,000.00 | 3.78 | 58.71 | Form 13 |
| Lathrop Investment Management Corp | $WMT | Wal-mart Stores Inc | Com | 119,181 | Decreased | -4.21 | 4.24 | 17,180,000.00 | -1.30 | 144.15 | Form 13 |
| Lathrop Investment Management Corp | $DIS | Walt Disney Co | Com | 96,811 | Decreased | -6.11 | 4.33 | 17,540,000.00 | 37.10 | 181.18 | Form 13 |
| Lathrop Investment Management Corp | $WCN | Waste Connections Inc | Com | 2,590 | Decreased | -14.52 | 0.07 | 266,000.00 | -15.56 | 102.70 | Form 13 |
| Lathrop Investment Management Corp | $IYW | Ishares Us Technology Etf | Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Proprietary Markets, Llc | $ABBV | Abbvie Inc | Com | 126,241 | Decreased | -19.23 | 3.53 | 13,527,000.00 | -1.19 | 321.54 | Form 13 |
| Equitec Proprietary Markets, Llc | $ACIA | Acacia Communications Inc | Com | 365,400 | Increased | 4871.43 | 6.95 | 26,660,000.00 | 5,285.86 | 215.92 | Form 13 |
| Equitec Proprietary Markets, Llc | $AMD | Advanced Micro Devices Inc | Com | 2,600 | New! | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Proprietary Markets, Llc | $AJRD | Aerojet Rocketdyne Hldgs Inc | Com | 100 | New! | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Proprietary Markets, Llc | $AES | Aes Corp | Com | 1,000 | New! | 0.00 | 0.01 | 24,000.00 | 0.00 | 24.00 | Form 13 |
| Equitec Proprietary Markets, Llc | $ALTG | Alta Equipment Group Inc | Common Stock | 275,436 | Increased | 16.69 | 0.71 | 2,721,000.00 | 47.24 | 9.88 | Form 13 |
| Equitec Proprietary Markets, Llc | $ATUS | Altice Usa Inc | Cl A | 79,800 | New! | 0.00 | 0.78 | 3,022,000.00 | 0.00 | 113.55 | Form 13 |
| Equitec Proprietary Markets, Llc | $AMZN | Amazon Com Inc | Com | 26,000 | Increased | 6400.00 | 9.99 | 84,680,000.00 | 6,625.97 | 6,513.61 | Form 13 |
| Equitec Proprietary Markets, Llc | $AQB | Aquabounty Technologies Inc | Com New | 53,525 | Increased | 11847.54 | 0.13 | 468,000.00 | 23,300.00 | 26.14 | Form 13 |
| Equitec Proprietary Markets, Llc | $RILY | B. Riley Financial Inc | Com | 438,145 | Increased | 21.49 | 5.05 | 19,375,000.00 | 114.40 | 44.22 | Form 13 |
| Equitec Proprietary Markets, Llc | $BW | Babcock & Wilcox Enterprises | Com | 215,378 | Decreased | -9.48 | 0.20 | 756,000.00 | 36.96 | 3.51 | Form 13 |
| Equitec Proprietary Markets, Llc | $BEAT | Biotelemetry Inc | Com | 16,200 | New! | 0.00 | 0.30 | 1,168,000.00 | 0.00 | 144.20 | Form 13 |
| Equitec Proprietary Markets, Llc | $BMY | Bristol-myers Squibb Co | Com | 12,300 | Increased | 23.00 | 0.20 | 763,000.00 | 26.53 | 122.05 | Form 13 |
| Equitec Proprietary Markets, Llc | $BMYRT | Bristol-myers Squibb Co | Right 99/99/9999 | 10,100 | Decreased | -40.24 | 0.00 | 7,000.00 | -81.58 | 0.69 | Form 13 |
| Equitec Proprietary Markets, Llc | $CARR | Carrier Global Corporation | Com | 5,600 | Maintained | 0.00 | 0.05 | 211,000.00 | 23.39 | 37.68 | Form 13 |
| Equitec Proprietary Markets, Llc | $CBMG | Cellular Biomedicine Group I | Com New | 19,800 | Decreased | -32.42 | 0.09 | 364,000.00 | -32.22 | 55.09 | Form 13 |
| Equitec Proprietary Markets, Llc | $CNC | Centene Corp Del | Com | 16,900 | Maintained | 0.00 | 0.26 | 1,015,000.00 | 0.00 | 60.06 | Form 13 |
| Equitec Proprietary Markets, Llc | $CI | Cigna Corp New | Com | 9,800 | Maintained | 0.00 | 0.53 | 2,041,000.00 | 22.88 | 416.57 | Form 13 |
| Equitec Proprietary Markets, Llc | $CINR | Ciner Resources Lp | Com Unit Ltd | 22,416 | New! | 0.00 | 0.07 | 282,000.00 | 0.00 | 12.58 | Form 13 |
| Equitec Proprietary Markets, Llc | $CLCT | Collectors Universe Inc | Com New | 53,022 | New! | 0.00 | 1.04 | 3,998,000.00 | 0.00 | 226.21 | Form 13 |
| Equitec Proprietary Markets, Llc | $CVS | Cvs Health Corp | Com | 2,500 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Proprietary Markets, Llc | $DIS | Disney Walt Co | Com | 500 | Maintained | 0.00 | 0.02 | 91,000.00 | 46.77 | 182.00 | Form 13 |
| Equitec Proprietary Markets, Llc | $EMN | Eastman Chem Co | Com | 15,400 | New! | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Proprietary Markets, Llc | $EIDX | Eidos Therapeutics Inc | Com | 29,070 | New! | 0.00 | 1.00 | 3,824,000.00 | 0.00 | 394.58 | Form 13 |
| Equitec Proprietary Markets, Llc | $EURN | Euronav Nv | Shs | 125,265 | Increased | 228.21 | 0.26 | 1,002,000.00 | 196.45 | 8.00 | Form 13 |
| Equitec Proprietary Markets, Llc | $FIT | Fitbit Inc | Cl A | 9,600 | Decreased | -27.82 | 0.02 | 66,000.00 | -29.03 | 13.76 | Form 13 |
| Equitec Proprietary Markets, Llc | $RESI | Front Yd Residential Corp | Com | 40,500 | New! | 0.00 | 0.18 | 657,000.00 | 0.00 | 48.67 | Form 13 |
| Equitec Proprietary Markets, Llc | $GNW | Genworth Finl Inc | Com Cl A | 697,800 | Increased | 395.24 | 0.69 | 2,638,000.00 | 460.08 | 11.34 | Form 13 |
| Equitec Proprietary Markets, Llc | $IDEX | Ideanomics Inc | Com | 43,200 | New! | 0.00 | 0.02 | 87,000.00 | 0.00 | 6.81 | Form 13 |
| Equitec Proprietary Markets, Llc | $IFF | International Flavors&fragra | Com | 10,000 | New! | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Proprietary Markets, Llc | $DBA | Invesco Db Multi-sector Comm | Agriculture Fd | 3,500 | Maintained | 0.00 | 0.01 | 56,000.00 | 7.69 | 16.00 | Form 13 |
| Equitec Proprietary Markets, Llc | $ISBC | Investors Bancorp Inc New | Com | 1 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Proprietary Markets, Llc | $IWM | Ishares Tr | Russell 2000 Etf | 5,601 | New! | 0.00 | 0.29 | 1,098,000.00 | 0.00 | 196.04 | Form 13 |
| Equitec Proprietary Markets, Llc | $TIP | Ishares Tr | Tips Bd Etf | 200 | Maintained | 0.00 | 0.01 | 26,000.00 | 4.00 | 130.00 | Form 13 |
| Equitec Proprietary Markets, Llc | $KSU | Kansas City Southern | Com New | 4,000 | Decreased | -77.78 | 0.00 | 0.00 | -100.00 | 0.00 | Form 13 |
| Equitec Proprietary Markets, Llc | $NKSH | National Bankshares Inc Va | Com | 173 | Maintained | 0.00 | 0.00 | 5,000.00 | 25.00 | 28.90 | Form 13 |
| Equitec Proprietary Markets, Llc | $NGHC | National Gen Hldgs Corp | Com | 25,400 | New! | 0.00 | 0.22 | 868,000.00 | 0.00 | 68.37 | Form 13 |
| Equitec Proprietary Markets, Llc | $NHLD | National Hldgs Corp | Com New | 1,729,809 | Increased | 27.34 | 1.37 | 5,241,000.00 | 81.98 | 3.03 | Form 13 |
| Equitec Proprietary Markets, Llc | $NAV | Navistar Intl Corp New | Com | 9,900 | New! | 0.00 | 0.12 | 435,000.00 | 0.00 | 131.87 | Form 13 |
| Equitec Proprietary Markets, Llc | $NKLA | Nikola Corp | Com | 11,300 | Increased | 465.00 | 0.04 | 172,000.00 | 319.51 | 15.22 | Form 13 |
| Equitec Proprietary Markets, Llc | $NIO | Nio Inc | Spon Ads | 1,600 | New! | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Proprietary Markets, Llc | $OXY | Occidental Pete Corp | Com | 866,486 | Increased | 170.56 | 3.91 | 14,999,000.00 | 367.84 | 51.93 | Form 13 |
| Equitec Proprietary Markets, Llc | $OTIS | Otis Worldwide Corp | Com | 2,800 | Maintained | 0.00 | 0.05 | 189,000.00 | 8.00 | 67.50 | Form 13 |
| Equitec Proprietary Markets, Llc | $PS | Pluralsight Inc | Com Cl A | 32,300 | New! | 0.00 | 0.18 | 677,000.00 | 0.00 | 41.92 | Form 13 |
| Equitec Proprietary Markets, Llc | $PGEN | Precigen Inc | Com | 32,300 | Increased | 47.68 | 0.09 | 329,000.00 | 327.27 | 10.19 | Form 13 |
| Equitec Proprietary Markets, Llc | $PRVL | Prevail Therapeutics Inc | Com | 372,500 | New! | 0.00 | 2.24 | 8,594,000.00 | 0.00 | 69.22 | Form 13 |
| Equitec Proprietary Markets, Llc | $QMCO | Quantum Corp | Com New | 361,987 | Decreased | -38.39 | 0.58 | 2,215,000.00 | -18.05 | 6.12 | Form 13 |
| Equitec Proprietary Markets, Llc | $RTX | Raytheon Technologies Corp | Com | 36,800 | Decreased | -35.21 | 0.68 | 2,632,000.00 | -19.49 | 214.72 | Form 13 |
| Equitec Proprietary Markets, Llc | $RP | Realpage Inc | Com | 95,700 | New! | 0.00 | 2.17 | 8,349,000.00 | 0.00 | 261.73 | Form 13 |
| Equitec Proprietary Markets, Llc | $STNG | Scorpio Tankers Inc | Shs | 3,865 | Decreased | -91.79 | 0.01 | 43,000.00 | -91.75 | 11.13 | Form 13 |
| Equitec Proprietary Markets, Llc | $CKH | Seacor Holdings Inc | Com | 10,000 | New! | 0.00 | 0.10 | 414,000.00 | 0.00 | 82.80 | Form 13 |
| Equitec Proprietary Markets, Llc | $SIC | Select Interior Concepts Inc | Cl A | 89,640 | Decreased | -51.23 | 0.17 | 641,000.00 | -49.45 | 7.15 | Form 13 |
| Equitec Proprietary Markets, Llc | $XLI | Select Sector Spdr Tr | Sbi Int-inds | 102,900 | New! | 0.00 | 2.37 | 9,112,000.00 | 0.00 | 88.55 | Form 13 |
| Equitec Proprietary Markets, Llc | $SOGO | Sogou Inc | Adr Repstg A | 80,400 | New! | 0.00 | 0.18 | 656,000.00 | 0.00 | 24.50 | Form 13 |
| Equitec Proprietary Markets, Llc | $SONM | Sonim Technologies Inc | Com | 3,559,345 | Increased | 83.28 | 0.67 | 2,577,000.00 | 71.00 | 0.72 | Form 13 |
| Equitec Proprietary Markets, Llc | $DIA | Spdr Dow Jones Indl Average | Ut Ser 1 | 16,000 | New! | 0.00 | 1.28 | 4,893,000.00 | 0.00 | 305.81 | Form 13 |
| Equitec Proprietary Markets, Llc | $SPWH | Sportsmans Whse Hldgs Inc | Com | 4,700 | New! | 0.00 | 0.02 | 83,000.00 | 0.00 | 53.15 | Form 13 |
| Equitec Proprietary Markets, Llc | $TSLA | Tesla Inc | Com | 84,400 | Increased | 238.96 | 9.99 | 59,559,000.00 | 457.51 | 2,118.00 | Form 13 |
| Equitec Proprietary Markets, Llc | $TIF | Tiffany & Co New | Com | 639,200 | Increased | 135.87 | 9.99 | 84,023,000.00 | 167.63 | 394.36 | Form 13 |
| Equitec Proprietary Markets, Llc | $UIS | Unisys Corp | Com New | 1,100 | Decreased | -99.22 | 0.01 | 22,000.00 | -98.53 | 20.00 | Form 13 |
| Equitec Proprietary Markets, Llc | $VAR | Varian Med Sys Inc | Com | 300 | Maintained | 0.00 | 0.01 | 53,000.00 | 3.92 | 355.00 | Form 13 |
| Equitec Proprietary Markets, Llc | $SPCE | Virgin Galactic Holdings Inc | Com | 600 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Proprietary Markets, Llc | $XNCR | Xencor Inc | Com | 1,152 | New! | 0.00 | 0.01 | 51,000.00 | 0.00 | 90.05 | Form 13 |
| Equitec Proprietary Markets, Llc | $XPER | Xperi Holding Corp | Com | 116,454 | Increased | 123.61 | 0.63 | 2,434,000.00 | 307.02 | 20.90 | Form 13 |
| Equitec Proprietary Markets, Llc | $ZIOP | Ziopharm Oncology Inc | Com | 43,476 | Increased | 13.81 | 0.03 | 110,000.00 | 14.58 | 5.13 | Form 13 |
| Equitec Proprietary Markets, Llc | $ZM | Zoom Video Communications In | Cl A | 800 | New! | 0.00 | 0.07 | 270,000.00 | 0.00 | 337.50 | Form 13 |
| Equitec Proprietary Markets, Llc | $AIMT | Aimmune Therapeutics Inc | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Proprietary Markets, Llc | $AKCA | Akcea Therapeutics Inc | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Proprietary Markets, Llc | $FNF | Fidelity National Financial | Fnf Group Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Proprietary Markets, Llc | $GSL | Global Ship Lease Inc New | Com Cl A | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Proprietary Markets, Llc | $GEC | Great Elm Cap Group Inc | Com New | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Proprietary Markets, Llc | $IMMU | Immunomedics Inc | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Proprietary Markets, Llc | $INWK | Innerworkings Inc | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Proprietary Markets, Llc | $LVGO | Livongo Health Inc | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Proprietary Markets, Llc | $MNTA | Momenta Pharmaceuticals Inc | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Proprietary Markets, Llc | $NFLX | Netflix Inc | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Proprietary Markets, Llc | $NAT | Nordic American Tankers Limi | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Proprietary Markets, Llc | $RST | Rosetta Stone Inc | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Proprietary Markets, Llc | $GLD | Spdr Gold Tr | Gold Shs | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Proprietary Markets, Llc | $SPY | Spdr S&p 500 Etf Tr | Tr Unit | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Proprietary Markets, Llc | $TCO | Taubman Ctrs Inc | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Proprietary Markets, Llc | $TRQ | Turquoise Hill Res Ltd | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Proprietary Markets, Llc | $VRTU | Virtusa Corp | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Proprietary Markets, Llc | $WMGI | Wright Med Group N V | Ord Shs | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Security National Trust Co | $MMM | 3m Co | Com | 30,239 | Increased | 1.50 | 1.32 | 5,285,000.00 | 10.75 | 349.56 | Form 13 |
| Security National Trust Co | $ABT | Abbott Labs | Com | 27,175 | Increased | 0.91 | 0.74 | 2,975,000.00 | 1.50 | 218.94 | Form 13 |
| Security National Trust Co | $ABBV | Abbvie | Com | 30,989 | Increased | 1.49 | 0.83 | 3,320,000.00 | 24.16 | 214.26 | Form 13 |
| Security National Trust Co | $ACN | Accenture Plc Ireland | Shs Class A | 1,145 | Maintained | 0.00 | 0.07 | 299,000.00 | 15.44 | 261.14 | Form 13 |
| Security National Trust Co | $ACNB | Acnb Corp | Com | 661 | Maintained | 0.00 | 0.00 | 17,000.00 | 21.43 | 25.72 | Form 13 |
| Security National Trust Co | $ADUS | Addus Homecare Corp | Com | 2,500 | Maintained | 0.00 | 0.07 | 293,000.00 | 24.15 | 117.20 | Form 13 |
| Security National Trust Co | $ADBE | Adobe Inc | Com | 6,673 | Increased | 5.75 | 0.83 | 3,337,000.00 | 7.82 | 1,000.09 | Form 13 |
| Security National Trust Co | $AMD | Advanced Micro Devices | Com | 2,000 | Maintained | 0.00 | 0.05 | 183,000.00 | 11.59 | 91.50 | Form 13 |
| Security National Trust Co | $AFL | Aflac Inc | Com | 8,238 | Decreased | -3.51 | 0.09 | 366,000.00 | 18.06 | 88.86 | Form 13 |
| Security National Trust Co | $APD | Air Prods & Chems Inc | Com | 17,698 | Decreased | -1.78 | 1.20 | 4,836,000.00 | -9.88 | 546.56 | Form 13 |
| Security National Trust Co | $AA | Alcoa Corp | Com | 177 | Maintained | 0.00 | 0.00 | 4,000.00 | 100.00 | 22.60 | Form 13 |
| Security National Trust Co | $ALC | Alcon Inc | Ord Shs | 1,090 | Increased | 84.75 | 0.02 | 72,000.00 | 111.76 | 66.06 | Form 13 |
| Security National Trust Co | $BABA | Alibaba Group Hldg Ltd | Sponsored Ads | 1,143 | Maintained | 0.00 | 0.07 | 266,000.00 | -20.83 | 463.77 | Form 13 |
| Security National Trust Co | $ALLE | Allegion Pub Ltd Co | Ord Shs | 1,052 | Maintained | 0.00 | 0.03 | 122,000.00 | 17.31 | 115.97 | Form 13 |
| Security National Trust Co | $ALL | Allstate Corp | Com | 801 | Maintained | 0.00 | 0.02 | 88,000.00 | 17.33 | 109.86 | Form 13 |
| Security National Trust Co | $GOOG | Alphabet Inc | Cap Stk Cl C | 2,621 | Increased | 5.30 | 1.14 | 4,591,000.00 | 25.51 | 3,501.75 | Form 13 |
| Security National Trust Co | $GOOGL | Alphabet Inc | Cap Stk Cl A | 1,686 | Increased | 1.38 | 0.74 | 2,955,000.00 | 21.26 | 3,504.65 | Form 13 |
| Security National Trust Co | $MO | Altria Group Inc | Com | 22,213 | Decreased | -10.35 | 0.22 | 911,000.00 | -4.81 | 82.04 | Form 13 |
| Security National Trust Co | $AMZN | Amazon Com Inc | Com | 3,239 | Increased | 1.28 | 2.62 | 10,549,000.00 | 4.77 | 6,514.38 | Form 13 |
| Security National Trust Co | $AMBA | Ambarella Inc | Shs | 900 | Maintained | 0.00 | 0.02 | 83,000.00 | 76.60 | 92.22 | Form 13 |
| Security National Trust Co | $AMED | Amedisys | Com | 1,000 | Maintained | 0.00 | 0.07 | 293,000.00 | 24.15 | 293.00 | Form 13 |
| Security National Trust Co | $AEP | American Elec Pwr Inc | Com | 6,075 | Decreased | -3.34 | 0.12 | 506,000.00 | -1.56 | 166.62 | Form 13 |
| Security National Trust Co | $AXP | American Express Co | Com | 3,250 | Increased | 1.56 | 0.10 | 393,000.00 | 22.43 | 242.14 | Form 13 |
| Security National Trust Co | $AFG | American Finl Group Inc O | Hiocom | 225 | Maintained | 0.00 | 0.00 | 20,000.00 | 33.33 | 88.89 | Form 13 |
| Security National Trust Co | $AMT | American Tower Corp New | Com | 7,110 | Increased | 5.57 | 0.39 | 1,595,000.00 | -2.03 | 448.45 | Form 13 |
| Security National Trust Co | $AWK | American Wtr Wks Co Inc N | Ew Com | 1,004 | Maintained | 0.00 | 0.04 | 154,000.00 | 6.21 | 153.39 | Form 13 |
| Security National Trust Co | $AMP | Ameriprise Financial | Com | 31 | Maintained | 0.00 | 0.00 | 6,000.00 | 20.00 | 193.55 | Form 13 |
| Security National Trust Co | $AME | Ametek Inc New | Com | 232 | Maintained | 0.00 | 0.01 | 28,000.00 | 21.74 | 120.69 | Form 13 |
| Security National Trust Co | $AMGN | Amgen Inc | Com | 10,089 | Increased | 0.40 | 0.57 | 2,320,000.00 | -9.16 | 461.08 | Form 13 |
| Security National Trust Co | $ANSS | Ansys Inc | Com | 50 | Maintained | 0.00 | 0.00 | 18,000.00 | 12.50 | 360.00 | Form 13 |
| Security National Trust Co | $ATRS | Antares Pharma | Com | 1,454 | New! | 0.00 | 0.00 | 6,000.00 | 0.00 | 4.13 | Form 13 |
| Security National Trust Co | $ANTM | Anthem Inc | Com | 375 | Maintained | 0.00 | 0.03 | 120,000.00 | 18.81 | 320.00 | Form 13 |
| Security National Trust Co | $APA | Apache Corp | Com | 150 | Maintained | 0.00 | 0.00 | 2,000.00 | 100.00 | 13.33 | Form 13 |
| Security National Trust Co | $AAPL | Apple Inc | Com | 206,909 | Increased | 102.16 | 6.83 | 27,454,000.00 | 17.15 | 265.36 | Form 13 |
| Security National Trust Co | $AMAT | Applied Matls Inc | Com | 36,080 | Increased | 5.84 | 0.77 | 3,113,000.00 | 53.58 | 172.51 | Form 13 |
| Security National Trust Co | $ADM | Archer Daniels Midland Co | Com | 900 | Maintained | 0.00 | 0.01 | 45,000.00 | 7.14 | 50.00 | Form 13 |
| Security National Trust Co | $ARKG | Ark Genomic Etf | Com | 500 | New! | 0.00 | 0.01 | 47,000.00 | 0.00 | 94.00 | Form 13 |
| Security National Trust Co | $AZN | Astrazeneca Adr | Com | 1,014 | Maintained | 0.00 | 0.01 | 51,000.00 | -8.93 | 50.30 | Form 13 |
| Security National Trust Co | $T | At&t Inc | Com | 73,980 | Decreased | -12.71 | 0.53 | 2,126,000.00 | -12.00 | 57.47 | Form 13 |
| Security National Trust Co | $ADP | Automatic Data Processing | Incom | 40,696 | Increased | 6.64 | 1.78 | 7,171,000.00 | 34.72 | 352.42 | Form 13 |
| Security National Trust Co | $BLL | Ball Corp | Com | 915 | Maintained | 0.00 | 0.02 | 85,000.00 | 11.84 | 92.90 | Form 13 |
| Security National Trust Co | $BBVA | Banco Bilbao Vizcaya Arge | Ntasponsored Adr | 853 | Maintained | 0.00 | 0.00 | 4,000.00 | 100.00 | 4.69 | Form 13 |
| Security National Trust Co | $TBBK | Bancorp Inc Del | Com | 690 | Maintained | 0.00 | 0.00 | 9,000.00 | 50.00 | 13.04 | Form 13 |
| Security National Trust Co | $BNS | Bank N S Halifax | Com | 550 | Maintained | 0.00 | 0.01 | 30,000.00 | 30.43 | 54.55 | Form 13 |
| Security National Trust Co | $BK | Bank New York Mellon Corp | Com | 350 | Maintained | 0.00 | 0.00 | 14,000.00 | 16.67 | 80.00 | Form 13 |
| Security National Trust Co | $BAC | Bank Of America Corporati | On Com | 6,222 | Decreased | -2.35 | 0.05 | 189,000.00 | 23.53 | 30.38 | Form 13 |
| Security National Trust Co | $OZK | Bank Ozk | Com | 210 | Maintained | 0.00 | 0.00 | 7,000.00 | 75.00 | 33.33 | Form 13 |
| Security National Trust Co | $BAX | Baxter Intl Inc | Com | 17,520 | Increased | 9.16 | 0.35 | 1,406,000.00 | 8.91 | 160.49 | Form 13 |
| Security National Trust Co | $BDX | Becton Dickinson & Co | Com | 1,911 | Decreased | -1.04 | 0.12 | 478,000.00 | 6.46 | 500.49 | Form 13 |
| Security National Trust Co | $BIIB | Biogen Idec Inc | Com | 100 | Maintained | 0.00 | 0.01 | 24,000.00 | -14.29 | 240.00 | Form 13 |
| Security National Trust Co | $BLK | Blackrock Inc | Com | 5,708 | Increased | 0.88 | 1.03 | 4,118,000.00 | 29.17 | 1,442.88 | Form 13 |
| Security National Trust Co | $BX | Blackstone Group Inc | Com Cl A | 165 | Maintained | 0.00 | 0.00 | 11,000.00 | 22.22 | 66.67 | Form 13 |
| Security National Trust Co | $BXMT | Blackstone Mtg Tr Inc | Com Cl A | 4,000 | Maintained | 0.00 | 0.03 | 110,000.00 | 25.00 | 27.50 | Form 13 |
| Security National Trust Co | $BPMC | Blueprint Medicines | Com | 52 | New! | 0.00 | 0.00 | 6,000.00 | 0.00 | 115.38 | Form 13 |
| Security National Trust Co | $BA | Boeing Co | Com | 4,986 | Increased | 2.89 | 0.27 | 1,067,000.00 | 33.21 | 427.65 | Form 13 |
| Security National Trust Co | $BP | Bp Plc | Sponsored Adr | 4,385 | Increased | 12.87 | 0.03 | 90,000.00 | 32.35 | 41.31 | Form 13 |
| Security National Trust Co | $BHF | Brighthouse Finl Inc | Com | 11 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Security National Trust Co | $BMY | Bristol Myers Squibb Co | Com | 64,678 | Increased | 3.44 | 1.00 | 4,011,000.00 | 6.39 | 124.00 | Form 13 |
| Security National Trust Co | $BMYRT | Bristol Myers Squibb Co | Right 03/31/21 | 2,699 | Maintained | 0.00 | 0.00 | 2,000.00 | -66.67 | 1.51 | Form 13 |
| Security National Trust Co | $AVGO | Broadcom Inc | Com | 869 | Increased | 8.22 | 0.09 | 380,000.00 | 29.69 | 437.28 | Form 13 |
| Security National Trust Co | $BR | Broadridge Finl Solutions | Incom | 55 | Maintained | 0.00 | 0.00 | 8,000.00 | 14.29 | 145.45 | Form 13 |
| Security National Trust Co | $BFB | Brown Forman Corp | Cl B | 5,645 | Maintained | 0.00 | 0.11 | 448,000.00 | 5.41 | 79.36 | Form 13 |
| Security National Trust Co | $CAL | Caleres Inc | Com | 108 | Maintained | 0.00 | 0.00 | 2,000.00 | 100.00 | 18.52 | Form 13 |
| Security National Trust Co | $CPB | Campbell Soup | Com | 400 | Maintained | 0.00 | 0.00 | 19,000.00 | 0.00 | 47.50 | Form 13 |
| Security National Trust Co | $CNI | Canadian Natl Ry Co | Com | 1,200 | Maintained | 0.00 | 0.03 | 132,000.00 | 3.12 | 110.00 | Form 13 |
| Security National Trust Co | $COF | Capital One Financial | Com | 45 | Maintained | 0.00 | 0.00 | 4,000.00 | 33.33 | 88.89 | Form 13 |
| Security National Trust Co | $CAH | Cardinal Health Inc | Com | 2,700 | Decreased | -3.57 | 0.03 | 145,000.00 | 10.69 | 107.91 | Form 13 |
| Security National Trust Co | $CCL | Carnival | Com | 100 | Decreased | -59.68 | 0.00 | 2,000.00 | -50.00 | 20.00 | Form 13 |
| Security National Trust Co | $CARR | Carrier Global Corp | Com | 6,451 | Decreased | -40.59 | 0.06 | 244,000.00 | -26.28 | 75.65 | Form 13 |
| Security National Trust Co | $CBIO | Catalyst Biosciences | Com | 463 | New! | 0.00 | 0.00 | 3,000.00 | 0.00 | 6.48 | Form 13 |
| Security National Trust Co | $CAT | Caterpillar Inc Del | Com | 18,256 | Increased | 1.61 | 0.82 | 3,323,000.00 | 23.99 | 364.12 | Form 13 |
| Security National Trust Co | $CDK | Cdk Global Inc | Com | 3,514 | Maintained | 0.00 | 0.04 | 183,000.00 | 19.61 | 105.34 | Form 13 |
| Security National Trust Co | $CVX | Chevron Corp New | Com | 28,824 | Decreased | -6.20 | 0.61 | 2,434,000.00 | 10.04 | 168.86 | Form 13 |
| Security National Trust Co | $CB | Chubb Limited | Com | 15,880 | Decreased | -6.42 | 0.61 | 2,444,000.00 | 24.00 | 307.77 | Form 13 |
| Security National Trust Co | $CHT | Chunghwa Telecom Co Ltd | Spon Adr New11 | 3,400 | Increased | 7.59 | 0.03 | 131,000.00 | 14.91 | 38.53 | Form 13 |
| Security National Trust Co | $CHD | Church & Dwight Inc | Com | 380 | Maintained | 0.00 | 0.00 | 33,000.00 | -8.33 | 173.89 | Form 13 |
| Security National Trust Co | $CI | Cigna Corp New | Com | 586 | Maintained | 0.00 | 0.03 | 122,000.00 | 23.23 | 416.48 | Form 13 |
| Security National Trust Co | $CINF | Cincinnati Finl Corp | Com | 270 | Maintained | 0.00 | 0.01 | 24,000.00 | 14.29 | 88.89 | Form 13 |
| Security National Trust Co | $CTAS | Cintas Corp | Com | 1,075 | Maintained | 0.00 | 0.09 | 380,000.00 | 6.15 | 353.49 | Form 13 |
| Security National Trust Co | $CSCO | Cisco Sys Inc | Com | 94,648 | Increased | 1.94 | 1.06 | 4,236,000.00 | 15.86 | 89.51 | Form 13 |
| Security National Trust Co | $C | Citigroup | Com | 137 | Maintained | 0.00 | 0.00 | 8,000.00 | 33.33 | 58.39 | Form 13 |
| Security National Trust Co | $CLX | Clorox | Com | 672 | Decreased | -3.59 | 0.04 | 135,000.00 | -8.16 | 401.10 | Form 13 |
| Security National Trust Co | $CME | Cme Group A | Com | 127 | Maintained | 0.00 | 0.01 | 23,000.00 | 9.52 | 181.10 | Form 13 |
| Security National Trust Co | $KO | Coca Cola Co | Com | 52,998 | Increased | 0.63 | 0.73 | 2,906,000.00 | 11.81 | 109.63 | Form 13 |
| Security National Trust Co | $CL | Colgate Palmolive Co | Com | 48,624 | Increased | 0.66 | 1.04 | 4,157,000.00 | 11.54 | 170.96 | Form 13 |
| Security National Trust Co | $CMCSA | Comcast Corp New | Cl A | 4,845 | Decreased | -18.83 | 0.07 | 253,000.00 | -8.33 | 103.86 | Form 13 |
| Security National Trust Co | $CAG | Conagra Brands Inc | Com | 300 | Maintained | 0.00 | 0.00 | 11,000.00 | 0.00 | 36.67 | Form 13 |
| Security National Trust Co | $COP | Conocophillips | Com | 32,790 | Decreased | -5.11 | 0.33 | 1,311,000.00 | 15.51 | 79.91 | Form 13 |
| Security National Trust Co | $STZ | Constellation Brands Inc | Cl A | 5,610 | Increased | 28.52 | 0.31 | 1,229,000.00 | 48.61 | 438.15 | Form 13 |
| Security National Trust Co | $GLW | Corning | Com | 200 | Maintained | 0.00 | 0.00 | 7,000.00 | 16.67 | 35.00 | Form 13 |
| Security National Trust Co | $CTVA | Corteva Inc | Com | 3,683 | Decreased | -3.51 | 0.04 | 142,000.00 | 29.09 | 76.92 | Form 13 |
| Security National Trust Co | $COST | Costco Whsl Corp New | Com | 5,500 | Increased | 2.23 | 0.51 | 2,072,000.00 | 8.48 | 752.88 | Form 13 |
| Security National Trust Co | $COUP | Coupa Software Inc | Com | 700 | Maintained | 0.00 | 0.06 | 237,000.00 | 23.44 | 338.57 | Form 13 |
| Security National Trust Co | $CRWD | Crowdstrike Holdings Inc | Com | 75 | Maintained | 0.00 | 0.00 | 16,000.00 | 60.00 | 213.33 | Form 13 |
| Security National Trust Co | $CCI | Crown Castle Intl Corp Ne | W Com | 1,670 | Maintained | 0.00 | 0.07 | 266,000.00 | -4.32 | 159.28 | Form 13 |
| Security National Trust Co | $CSX | Csx Corp | Com | 2,400 | Maintained | 0.00 | 0.05 | 218,000.00 | 17.20 | 90.83 | Form 13 |
| Security National Trust Co | $CVS | Cvs Health Corp | Com | 35,051 | Decreased | -0.97 | 0.59 | 2,393,000.00 | 15.77 | 136.54 | Form 13 |
| Security National Trust Co | $DHR | Danaher | Com | 700 | Maintained | 0.00 | 0.04 | 155,000.00 | 2.65 | 441.67 | Form 13 |
| Security National Trust Co | $DE | Deere & Co | Com | 1,125 | Decreased | -2.17 | 0.08 | 303,000.00 | 18.82 | 269.33 | Form 13 |
| Security National Trust Co | $DELL | Dell Technologies Inc | Cl C | 2,531 | Maintained | 0.00 | 0.05 | 185,000.00 | 8.19 | 73.09 | Form 13 |
| Security National Trust Co | $DAL | Delta Air Lines Inc Del | Com New | 386 | Maintained | 0.00 | 0.00 | 16,000.00 | 33.33 | 41.45 | Form 13 |
| Security National Trust Co | $DVN | Devon Energy Corp New | Com | 110 | Maintained | 0.00 | 0.00 | 2,000.00 | 100.00 | 18.18 | Form 13 |
| Security National Trust Co | $DEO | Diageo P L C | Spon Adr New | 750 | Increased | 25.00 | 0.03 | 119,000.00 | 43.37 | 158.67 | Form 13 |
| Security National Trust Co | $DLR | Digital Realty Trust | Com | 8,391 | Increased | 1.57 | 0.29 | 1,170,000.00 | -3.47 | 278.48 | Form 13 |
| Security National Trust Co | $DCOM | Dime Cmnty Bancshares | Com | 750 | Maintained | 0.00 | 0.00 | 12,000.00 | 50.00 | 16.00 | Form 13 |
| Security National Trust Co | $DFS | Discover Finl Svcs | Com | 1,199 | Increased | 22.97 | 0.02 | 108,000.00 | 92.86 | 179.55 | Form 13 |
| Security National Trust Co | $DIS | Disney Walt Co | Com Disney | 45,105 | Increased | 2.38 | 2.04 | 8,172,000.00 | 49.48 | 362.29 | Form 13 |
| Security National Trust Co | $DNP | Dnp Select Income Fd | Com | 1,000 | Maintained | 0.00 | 0.00 | 10,000.00 | 0.00 | 10.00 | Form 13 |
| Security National Trust Co | $DG | Dollar Gen Corp New | Com | 500 | Maintained | 0.00 | 0.03 | 105,000.00 | 0.00 | 210.00 | Form 13 |
| Security National Trust Co | $D | Dominion Energy Inc Va Ne | W Com | 26,736 | Increased | 3.04 | 0.50 | 2,011,000.00 | -1.81 | 150.46 | Form 13 |
| Security National Trust Co | $DOW | Dow Inc | Com | 9,191 | Decreased | -3.50 | 0.13 | 510,000.00 | 13.84 | 110.91 | Form 13 |
| Security National Trust Co | $DUK | Duke Energy Corp New | Com New | 9,529 | Increased | 1.44 | 0.22 | 872,000.00 | 4.81 | 183.02 | Form 13 |
| Security National Trust Co | $DD | Dupont De Nemours Inc | Com | 6,700 | Decreased | -15.64 | 0.12 | 476,000.00 | 7.94 | 142.00 | Form 13 |
| Security National Trust Co | $KTF | Dws Mun Income Tr New | Com | 1,000 | Maintained | 0.00 | 0.00 | 12,000.00 | 9.09 | 12.00 | Form 13 |
| Security National Trust Co | $ETN | Eaton Corp Plc | Shs | 1,000 | Maintained | 0.00 | 0.03 | 120,000.00 | 17.65 | 120.00 | Form 13 |
| Security National Trust Co | $EOS | Eaton Vance Enh Eqty Inc | Fd Com | 1,600 | Increased | 60.00 | 0.01 | 35,000.00 | 94.44 | 21.88 | Form 13 |
| Security National Trust Co | $ETV | Eaton Vance Tx Mng By Wrt | Opcom | 675 | Maintained | 0.00 | 0.00 | 10,000.00 | 11.11 | 14.81 | Form 13 |
| Security National Trust Co | $EBAY | Ebay Inc | Com | 11,797 | Decreased | -22.14 | 0.14 | 593,000.00 | -24.84 | 100.67 | Form 13 |
| Security National Trust Co | $EIX | Edison Intl | Com | 8,392 | Increased | 3.39 | 0.13 | 527,000.00 | 27.60 | 129.43 | Form 13 |
| Security National Trust Co | $EA | Electronic Arts | Com | 200 | Maintained | 0.00 | 0.01 | 29,000.00 | 11.54 | 145.00 | Form 13 |
| Security National Trust Co | $EMR | Emerson Elec Co | Com | 1,225 | Maintained | 0.00 | 0.02 | 98,000.00 | 22.50 | 160.00 | Form 13 |
| Security National Trust Co | $ENB | Enbridge | Com | 1,118 | Maintained | 0.00 | 0.01 | 36,000.00 | 9.09 | 32.20 | Form 13 |
| Security National Trust Co | $ENR | Energizer Hldgs Inc New | Com | 285 | Maintained | 0.00 | 0.00 | 12,000.00 | 9.09 | 42.11 | Form 13 |
| Security National Trust Co | $ETR | Entergy Corp New | Com | 550 | Maintained | 0.00 | 0.01 | 55,000.00 | 1.85 | 200.00 | Form 13 |
| Security National Trust Co | $EPD | Enterprise Prods Partners | L Com | 3,300 | Maintained | 0.00 | 0.01 | 65,000.00 | 25.00 | 39.62 | Form 13 |
| Security National Trust Co | $EOG | Eog Res Inc | Com | 1,735 | Decreased | -48.61 | 0.03 | 87,000.00 | -28.10 | 100.53 | Form 13 |
| Security National Trust Co | $EXC | Exelon Corp | Com | 16,335 | Increased | 4.58 | 0.17 | 690,000.00 | 23.43 | 85.47 | Form 13 |
| Security National Trust Co | $XOM | Exxon Mobil Corp | Com | 66,888 | Decreased | -2.00 | 0.68 | 2,757,000.00 | 17.67 | 82.44 | Form 13 |
| Security National Trust Co | $FB | Facebook Inc | Cl A | 14,668 | Increased | 1.75 | 0.99 | 4,007,000.00 | 6.15 | 546.49 | Form 13 |
| Security National Trust Co | $FHI | Federated Invs Inc Pa | Cl B | 4,000 | Maintained | 0.00 | 0.03 | 116,000.00 | 34.88 | 29.00 | Form 13 |
| Security National Trust Co | $FDX | Fedex Corp | Com | 3,396 | Decreased | -2.44 | 0.22 | 882,000.00 | 0.80 | 519.66 | Form 13 |
| Security National Trust Co | $FHN | First Horizon Natl Corp | Com | 9 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Security National Trust Co | $FLN | First Tr Exch Trd Alpha F | D Ilatin Amer Alp | 2,927 | Increased | 5.82 | 0.02 | 88,000.00 | 114.63 | 230.70 | Form 13 |
| Security National Trust Co | $QTEC | First Tr Nasdaq100 Tech I | Ndeshs | 234 | Maintained | 0.00 | 0.01 | 32,000.00 | 18.52 | 136.75 | Form 13 |
| Security National Trust Co | $FLIR | Flir Systems | Com | 97 | New! | 0.00 | 0.00 | 4,000.00 | 0.00 | 41.24 | Form 13 |
| Security National Trust Co | $FNB | Fnb Corp Pa | Com | 1,350 | Maintained | 0.00 | 0.00 | 13,000.00 | 44.44 | 9.63 | Form 13 |
| Security National Trust Co | $FBHS | Fortune Brands Home & Sec | Incom | 1,597 | Maintained | 0.00 | 0.03 | 137,000.00 | -0.72 | 85.79 | Form 13 |
| Security National Trust Co | $FULT | Fulton Finl Corp Pa | Com | 21,015 | Maintained | 0.00 | 0.07 | 267,000.00 | 36.22 | 25.38 | Form 13 |
| Security National Trust Co | $GDS | Gds Hldgs Ltd | Sponsored Adr | 4,500 | Maintained | 0.00 | 0.10 | 421,000.00 | 14.40 | 93.56 | Form 13 |
| Security National Trust Co | $GD | General Dynamics | Com | 172 | Maintained | 0.00 | 0.01 | 26,000.00 | 8.33 | 151.16 | Form 13 |
| Security National Trust Co | $GE | General Electric Co | Com | 25,010 | Increased | 4.16 | 0.07 | 270,000.00 | 80.00 | 21.58 | Form 13 |
| Security National Trust Co | $GIS | General Mls Inc | Com | 5,942 | Maintained | 0.00 | 0.08 | 349,000.00 | -4.64 | 117.47 | Form 13 |
| Security National Trust Co | $GPC | Genuine Parts Co | Com | 1,000 | Maintained | 0.00 | 0.02 | 100,000.00 | 4.17 | 200.00 | Form 13 |
| Security National Trust Co | $GILD | Gilead Sciences Inc | Com | 29,700 | Increased | 0.85 | 0.43 | 1,730,000.00 | -7.04 | 116.32 | Form 13 |
| Security National Trust Co | $GSK | Glaxosmithkline Plc | Sponsored Adr | 2,795 | Increased | 16.70 | 0.02 | 102,000.00 | 13.33 | 71.08 | Form 13 |
| Security National Trust Co | $LIT | Global X Lithium Etf | Com | 150 | New! | 0.00 | 0.00 | 9,000.00 | 0.00 | 60.00 | Form 13 |
| Security National Trust Co | $GS | Goldman Sachs Group Inc | Com | 5,315 | Increased | 5.35 | 0.35 | 1,401,000.00 | 38.30 | 526.58 | Form 13 |
| Security National Trust Co | $GWW | Grainger W W Inc | Com | 1,800 | Maintained | 0.00 | 0.18 | 735,000.00 | 14.49 | 408.33 | Form 13 |
| Security National Trust Co | $HTD | Hancock John Tax-adv Div | Inccom | 1,200 | Maintained | 0.00 | 0.01 | 25,000.00 | 8.70 | 20.83 | Form 13 |
| Security National Trust Co | $HOG | Harley-davidson | Com | 653 | Maintained | 0.00 | 0.01 | 24,000.00 | 50.00 | 36.75 | Form 13 |
| Security National Trust Co | $HD | Home Depot Inc | Com | 44,269 | Decreased | -0.23 | 2.93 | 11,758,000.00 | -4.58 | 531.21 | Form 13 |
| Security National Trust Co | $HON | Honeywell Intl Inc | Com | 1,445 | Maintained | 0.00 | 0.08 | 307,000.00 | 28.99 | 212.46 | Form 13 |
| Security National Trust Co | $HZNP | Horizon Therapeutics | Com | 2,500 | Maintained | 0.00 | 0.05 | 183,000.00 | -5.67 | 73.20 | Form 13 |
| Security National Trust Co | $HBAN | Huntington Bancshares Inc | Com | 11,056 | Maintained | 0.00 | 0.03 | 140,000.00 | 38.61 | 12.66 | Form 13 |
| Security National Trust Co | $ICUI | Icu Med Inc | Com | 22 | New! | 0.00 | 0.00 | 5,000.00 | 0.00 | 227.27 | Form 13 |
| Security National Trust Co | $ITW | Illinois Tool Wks Inc | Com | 261 | Maintained | 0.00 | 0.02 | 54,000.00 | 8.00 | 413.88 | Form 13 |
| Security National Trust Co | $IR | Ingersoll Rand Inc | Com | 3,572 | Maintained | 0.00 | 0.04 | 163,000.00 | 28.35 | 45.63 | Form 13 |
| Security National Trust Co | $INTC | Intel Corp | Com | 93,295 | Increased | 0.08 | 1.15 | 4,647,000.00 | -3.71 | 99.63 | Form 13 |
| Security National Trust Co | $ICE | Intercontinental Exchange | Incom | 2,140 | Maintained | 0.00 | 0.06 | 247,000.00 | 15.42 | 115.42 | Form 13 |
| Security National Trust Co | $IBM | International Business Ma | Chscom | 17,638 | Increased | 2.03 | 0.55 | 2,220,000.00 | 5.56 | 251.71 | Form 13 |
| Security National Trust Co | $RFG | Invesco Exchange Traded F | D Ts&p Mdcp400 Pr | 30 | Maintained | 0.00 | 0.00 | 6,000.00 | 20.00 | 200.00 | Form 13 |
| Security National Trust Co | $SPHQ | Invesco Exchange Traded F | D Ts&p500 Quality | 1,025 | Maintained | 0.00 | 0.01 | 43,000.00 | 7.50 | 41.95 | Form 13 |
| Security National Trust Co | $PGJ | Invesco Exchange Traded F | D Tglobal Drgn Cn | 300 | Maintained | 0.00 | 0.00 | 19,000.00 | 18.75 | 63.33 | Form 13 |
| Security National Trust Co | $PSJ | Invesco Exchange Traded F | D Tdynmc Software | 1,000 | Maintained | 0.00 | 0.04 | 154,000.00 | 24.19 | 154.00 | Form 13 |
| Security National Trust Co | $PWV | Invesco Exchange Traded F | D Tdynmc Lrg Valu | 389 | Maintained | 0.00 | 0.00 | 15,000.00 | 15.38 | 38.56 | Form 13 |
| Security National Trust Co | $CVY | Invesco Exchange Traded F | D Tzacks Mult Ast | 1,425 | Maintained | 0.00 | 0.01 | 29,000.00 | 26.09 | 20.35 | Form 13 |
| Security National Trust Co | $SPLV | Invesco Exchng Traded Fd | Tr S&p500 Low Vol | 1,240 | Maintained | 0.00 | 0.02 | 70,000.00 | 4.48 | 56.45 | Form 13 |
| Security National Trust Co | $PGX | Invesco Exchng Traded Fd | Tr Pfd Etf | 700 | Maintained | 0.00 | 0.00 | 11,000.00 | 10.00 | 15.71 | Form 13 |
| Security National Trust Co | $PCY | Invesco Exchng Traded Fd | Tr Emrng Mkt Svrg | 500 | Maintained | 0.00 | 0.00 | 14,000.00 | 0.00 | 28.00 | Form 13 |
| Security National Trust Co | $QQQ | Invesco Qqq Tr | Unit Ser 1 | 6,956 | Increased | 0.23 | 0.54 | 2,183,000.00 | 13.23 | 636.37 | Form 13 |
| Security National Trust Co | $AGG | Ishares | Core Totusbd Etf | 262 | Increased | 74.67 | 0.01 | 31,000.00 | 72.22 | 118.32 | Form 13 |
| Security National Trust Co | $EEM | Ishares | Msci Emg Mkt Etf | 101,195 | Increased | 1.18 | 1.30 | 5,227,000.00 | 18.55 | 103.29 | Form 13 |
| Security National Trust Co | $EFA | Ishares | Msci Eafe Etf | 181,315 | Increased | 127.36 | 3.29 | 13,227,000.00 | 15.61 | 145.93 | Form 13 |
| Security National Trust Co | $AAXJ | Ishares | Msci Ac Asia Etf | 201 | Maintained | 0.00 | 0.00 | 18,000.00 | 12.50 | 89.55 | Form 13 |
| Security National Trust Co | $SHY | Ishares Barclays 1-3 Year | Treasury Bond | 422 | Maintained | 0.00 | 0.01 | 36,000.00 | -2.70 | 85.31 | Form 13 |
| Security National Trust Co | $IEI | Ishares Barclays 3-7 Yr T | Reas Bond | 2 | Decreased | -97.62 | 0.00 | 0.00 | -100.00 | 0.00 | Form 13 |
| Security National Trust Co | $IEF | Ishares Barclays 7-10 Yr | Treasury | 561 | Decreased | -12.21 | 0.02 | 67,000.00 | -14.10 | 119.43 | Form 13 |
| Security National Trust Co | $SHV | Ishares Barclays Etf | Com | 4 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Security National Trust Co | $IAU | Ishares Gold Trust | Com | 2,781 | Maintained | 0.00 | 0.01 | 50,000.00 | 0.00 | 17.98 | Form 13 |
| Security National Trust Co | $IWF | Ishares Russell 1000 Grow | Th Index | 6,008 | Maintained | 0.00 | 0.36 | 1,449,000.00 | 11.20 | 241.18 | Form 13 |
| Security National Trust Co | $IWD | Ishares Russell 1000 Valu | E Index | 263 | Increased | 1923.08 | 0.01 | 36,000.00 | 1,700.00 | 136.88 | Form 13 |
| Security National Trust Co | $IWP | Ishares Russell Midcap Gr | Owth Index | 846 | Increased | 100.00 | 0.03 | 87,000.00 | 19.18 | 207.17 | Form 13 |
| Security National Trust Co | $IWR | Ishares Russell Midcap In | Dex | 37,353 | Maintained | 0.00 | 0.64 | 2,560,000.00 | 19.46 | 136.72 | Form 13 |
| Security National Trust Co | $IWS | Ishares Russell Midcap Va | L Index | 317 | Maintained | 0.00 | 0.01 | 31,000.00 | 19.23 | 196.77 | Form 13 |
| Security National Trust Co | $IGSB | Ishares Short-term Corpor | Ate Bond Etf | 3,619 | Maintained | 0.00 | 0.05 | 200,000.00 | 0.50 | 55.26 | Form 13 |
| Security National Trust Co | $SLV | Ishares Silver Trust | Com | 777 | Increased | 94.25 | 0.00 | 19,000.00 | 111.11 | 24.45 | Form 13 |
| Security National Trust Co | $DVY | Ishares Tr | Select Divid Etf | 2,676 | Increased | 8.65 | 0.06 | 257,000.00 | 27.86 | 96.04 | Form 13 |
| Security National Trust Co | $TIP | Ishares Tr | Tips Bd Etf | 1,685 | Maintained | 0.00 | 0.05 | 215,000.00 | 0.94 | 255.20 | Form 13 |
| Security National Trust Co | $FXI | Ishares Tr | Ftse China25 Idx | 8,100 | Maintained | 0.00 | 0.09 | 376,000.00 | 10.59 | 46.42 | Form 13 |
| Security National Trust Co | $IVV | Ishares Tr | Core S&p500 Etf | 5,261 | Increased | 0.42 | 0.49 | 1,974,000.00 | 12.16 | 749.51 | Form 13 |
| Security National Trust Co | $IVW | Ishares Tr | S&p 500 Grwt Etf | 108,842 | Increased | 304.77 | 1.73 | 6,945,000.00 | 11.76 | 127.59 | Form 13 |
| Security National Trust Co | $IVE | Ishares Tr | S&p 500 Val Etf | 38,279 | Increased | 2.74 | 1.22 | 4,900,000.00 | 16.95 | 255.47 | Form 13 |
| Security National Trust Co | $IJH | Ishares Tr | Core S&p Mcp Etf | 13,505 | Increased | 1.19 | 0.77 | 3,104,000.00 | 25.46 | 459.58 | Form 13 |
| Security National Trust Co | $IBB | Ishares Tr | Nasdq Biotec Etf | 1,500 | Maintained | 0.00 | 0.06 | 227,000.00 | 11.82 | 151.33 | Form 13 |
| Security National Trust Co | $ICF | Ishares Tr | Cohen&st Rlty | 3,000 | Increased | 100.00 | 0.04 | 162,000.00 | 5.88 | 54.00 | Form 13 |
| Security National Trust Co | $IJK | Ishares Tr | S&p Mc 400gr Etf | 63,512 | Increased | 314.62 | 1.14 | 4,587,000.00 | 25.19 | 144.48 | Form 13 |
| Security National Trust Co | $IWM | Ishares Tr | Russell 2000 Etf | 1,500 | Maintained | 0.00 | 0.07 | 294,000.00 | 30.67 | 392.34 | Form 13 |
| Security National Trust Co | $IJJ | Ishares Tr | S&p Mc 400vl Etf | 46,310 | Increased | 117.98 | 0.99 | 3,997,000.00 | 39.51 | 172.64 | Form 13 |
| Security National Trust Co | $IYH | Ishares Tr | Us Hlthcare Etf | 900 | Maintained | 0.00 | 0.05 | 221,000.00 | 8.33 | 245.56 | Form 13 |
| Security National Trust Co | $IJR | Ishares Tr | Core S&p Scp Etf | 11,446 | Maintained | 0.00 | 0.26 | 1,052,000.00 | 30.85 | 181.60 | Form 13 |
| Security National Trust Co | $IJS | Ishares Tr | Sp Smcp600vl Etf | 58,126 | Increased | 117.85 | 1.17 | 4,726,000.00 | 44.70 | 162.61 | Form 13 |
| Security National Trust Co | $IJT | Ishares Tr | Sp Smcp600gr Etf | 47,953 | Increased | 103.57 | 1.36 | 5,476,000.00 | 31.73 | 228.48 | Form 13 |
| Security National Trust Co | $MUB | Ishares Tr | National Mun Etf | 1,605 | Increased | 99.88 | 0.05 | 188,000.00 | 102.15 | 117.13 | Form 13 |
| Security National Trust Co | $USMV | Ishares Tr | Msci Min Vol Etf | 500 | Maintained | 0.00 | 0.01 | 34,000.00 | 6.25 | 68.00 | Form 13 |
| Security National Trust Co | $QUAL | Ishares Tr | Usa Quality Fctr | 575 | Increased | 20.29 | 0.02 | 67,000.00 | 34.00 | 234.05 | Form 13 |
| Security National Trust Co | $IEFA | Ishares Tr | Core Msci Eafe | 539 | Maintained | 0.00 | 0.01 | 37,000.00 | 15.62 | 68.65 | Form 13 |
| Security National Trust Co | $IBDO | Ishares Tr | Ibonds Dec23 Etf | 2,000 | Maintained | 0.00 | 0.01 | 53,000.00 | 1.92 | 26.50 | Form 13 |
| Security National Trust Co | $IBDN | Ishares Tr | Ibonds Dec22 Etf | 2,000 | Maintained | 0.00 | 0.01 | 51,000.00 | 0.00 | 25.50 | Form 13 |
| Security National Trust Co | $IBDP | Ishares Tr | Ibonds Dec24 Etf | 2,000 | Maintained | 0.00 | 0.01 | 53,000.00 | 0.00 | 26.50 | Form 13 |
| Security National Trust Co | $IBDM | Ishares Tr | Ibonds Dec21 Etf | 2,000 | Maintained | 0.00 | 0.01 | 50,000.00 | 0.00 | 25.00 | Form 13 |
| Security National Trust Co | $DGRO | Ishares Tr | Core Div Grwth | 5,455 | Maintained | 0.00 | 0.06 | 244,000.00 | 12.44 | 44.73 | Form 13 |
| Security National Trust Co | $ITA | Ishares Us Aerospace | & Defense Etf | 140 | Increased | 300.00 | 0.00 | 13,000.00 | 116.67 | 92.86 | Form 13 |
| Security National Trust Co | $JNJ | Johnson & Johnson | Com | 36,950 | Increased | 5.01 | 1.45 | 5,815,000.00 | 10.99 | 314.75 | Form 13 |
| Security National Trust Co | $JCI | Johnson Ctls Intl Plc | Shs | 639 | Decreased | -34.66 | 0.01 | 29,000.00 | -27.50 | 89.28 | Form 13 |
| Security National Trust Co | $BBCA | Jpmorgan Betabuilders Can | Adaetf | 15 | Decreased | -98.81 | 0.00 | 0.00 | -100.00 | 0.00 | Form 13 |
| Security National Trust Co | $BBAX | Jpmorgan Betabuilders Etf | Com | 227 | Maintained | 0.00 | 0.00 | 6,000.00 | 20.00 | 26.43 | Form 13 |
| Security National Trust Co | $JPM | Jpmorgan Chase & Co | Com | 45,530 | Decreased | -0.60 | 1.44 | 5,785,000.00 | 31.18 | 254.05 | Form 13 |
| Security National Trust Co | $KSU | Kansas City Southern | Com New | 116 | Maintained | 0.00 | 0.01 | 24,000.00 | 14.29 | 206.90 | Form 13 |
| Security National Trust Co | $K | Kellogg Co | Com | 2,191 | Increased | 10.05 | 0.03 | 136,000.00 | 5.43 | 62.07 | Form 13 |
| Security National Trust Co | $KEYS | Keysight Tech | Com | 200 | Maintained | 0.00 | 0.01 | 26,000.00 | 30.00 | 130.00 | Form 13 |
| Security National Trust Co | $KMB | Kimberly Clark Corp | Com | 1,420 | Increased | 16.39 | 0.05 | 192,000.00 | 6.67 | 270.38 | Form 13 |
| Security National Trust Co | $KMI | Kinder Morgan Inc Del | Com | 10,601 | Decreased | -20.92 | 0.04 | 145,000.00 | -12.12 | 25.95 | Form 13 |
| Security National Trust Co | $KTB | Kontoor Brands Inc | Com | 91 | Maintained | 0.00 | 0.00 | 4,000.00 | 100.00 | 43.96 | Form 13 |
| Security National Trust Co | $KHC | Kraft Heinz Co | Com | 691 | Decreased | -22.45 | 0.01 | 24,000.00 | -11.11 | 34.73 | Form 13 |
| Security National Trust Co | $KR | Kroger | Com | 400 | Maintained | 0.00 | 0.00 | 13,000.00 | -7.14 | 32.50 | Form 13 |
| Security National Trust Co | $LHX | L3harris Technologies Inc | Com | 812 | Maintained | 0.00 | 0.03 | 154,000.00 | 11.59 | 379.10 | Form 13 |
| Security National Trust Co | $LRCX | Lam Research Corp | Com | 112 | Maintained | 0.00 | 0.01 | 53,000.00 | 43.24 | 473.21 | Form 13 |
| Security National Trust Co | $LW | Lamb Weston Hldgs Inc | Com | 99 | Maintained | 0.00 | 0.00 | 8,000.00 | 14.29 | 80.81 | Form 13 |
| Security National Trust Co | $LHCG | Lhc Group Inc | Com | 1,000 | Maintained | 0.00 | 0.05 | 213,000.00 | 0.00 | 213.00 | Form 13 |
| Security National Trust Co | $LLY | Lilly Eli & Co | Com | 12,042 | Increased | 3.70 | 0.50 | 2,033,000.00 | 18.27 | 337.54 | Form 13 |
| Security National Trust Co | $LIN | Linde Plc | Com | 100 | Maintained | 0.00 | 0.01 | 26,000.00 | 8.33 | 260.00 | Form 13 |
| Security National Trust Co | $LMT | Lockheed Martin Corp | Com | 100 | Maintained | 0.00 | 0.01 | 35,000.00 | -7.89 | 350.00 | Form 13 |
| Security National Trust Co | $LOW | Lowes Cos Inc | Com | 14,835 | Increased | 1.23 | 0.60 | 2,381,000.00 | -2.02 | 319.34 | Form 13 |
| Security National Trust Co | $LYFT | Lyft Inc | Cl A Com | 2,400 | Maintained | 0.00 | 0.03 | 118,000.00 | 78.79 | 49.17 | Form 13 |
| Security National Trust Co | $M | Macys Inc | Com | 102 | Maintained | 0.00 | 0.00 | 1,000.00 | 0.00 | 9.80 | Form 13 |
| Security National Trust Co | $MGNI | Magnite Inc | Com | 1,200 | New! | 0.00 | 0.01 | 37,000.00 | 0.00 | 30.83 | Form 13 |
| Security National Trust Co | $MRO | Marathon Oil | Com | 700 | Maintained | 0.00 | 0.00 | 5,000.00 | 66.67 | 7.14 | Form 13 |
| Security National Trust Co | $MPC | Marathon Petroleum | Com | 200 | Maintained | 0.00 | 0.00 | 8,000.00 | 33.33 | 40.00 | Form 13 |
| Security National Trust Co | $MAR | Marriott International A | Com | 964 | Maintained | 0.00 | 0.03 | 127,000.00 | 42.70 | 131.74 | Form 13 |
| Security National Trust Co | $VAC | Marriott Vacations Wrldwd | E Ccom | 84 | Maintained | 0.00 | 0.00 | 12,000.00 | 50.00 | 142.86 | Form 13 |
| Security National Trust Co | $MMC | Marsh & Mclennan Cos Inc | Com | 820 | Maintained | 0.00 | 0.02 | 96,000.00 | 2.13 | 117.07 | Form 13 |
| Security National Trust Co | $MA | Mastercard Inc | Cl A | 14,135 | Increased | 1.18 | 1.25 | 5,046,000.00 | 6.82 | 714.01 | Form 13 |
| Security National Trust Co | $MKC | Mccormick & Co Inc | Com Non Vtg | 380 | Increased | 100.00 | 0.01 | 36,000.00 | -2.70 | 94.74 | Form 13 |
| Security National Trust Co | $MCD | Mcdonalds Corp | Com | 8,319 | Decreased | -0.85 | 0.44 | 1,785,000.00 | -3.04 | 429.34 | Form 13 |
| Security National Trust Co | $MCK | Mckesson | Com | 442 | Maintained | 0.00 | 0.02 | 77,000.00 | 18.46 | 347.99 | Form 13 |
| Security National Trust Co | $MDT | Medtronic Plc | Shs | 737 | Maintained | 0.00 | 0.02 | 87,000.00 | 12.99 | 237.82 | Form 13 |
| Security National Trust Co | $MRK | Merck & Co Inc New | Com | 28,284 | Increased | 1.59 | 0.57 | 2,314,000.00 | 0.17 | 163.59 | Form 13 |
| Security National Trust Co | $MET | Metlife Inc | Com | 24,929 | Decreased | -0.10 | 0.29 | 1,171,000.00 | 26.32 | 94.46 | Form 13 |
| Security National Trust Co | $MCHP | Microchip Technology | Com | 58 | Maintained | 0.00 | 0.00 | 8,000.00 | 33.33 | 137.93 | Form 13 |
| Security National Trust Co | $MU | Micron Technology | Com | 72 | New! | 0.00 | 0.00 | 5,000.00 | 0.00 | 69.44 | Form 13 |
| Security National Trust Co | $MSFT | Microsoft Corp | Com | 84,191 | Increased | 1.45 | 4.65 | 18,726,000.00 | 7.29 | 444.84 | Form 13 |
| Security National Trust Co | $MUFG | Mitsubishi Ufj Finl Group | Insponsored Adr | 355 | Maintained | 0.00 | 0.00 | 2,000.00 | 100.00 | 5.63 | Form 13 |
| Security National Trust Co | $MDLZ | Mondelez Intl Inc | Cl A | 1,355 | Increased | 20.77 | 0.02 | 80,000.00 | 25.00 | 118.87 | Form 13 |
| Security National Trust Co | $MS | Morgan Stanley | Com New | 401 | Maintained | 0.00 | 0.01 | 27,000.00 | 42.11 | 67.33 | Form 13 |
| Security National Trust Co | $NFG | National Fuel Gas Co N J | Com | 3,975 | Decreased | -8.93 | 0.04 | 163,000.00 | -7.91 | 81.12 | Form 13 |
| Security National Trust Co | $NTAP | Netapp Inc | Com | 1,350 | Decreased | -3.57 | 0.02 | 89,000.00 | 45.90 | 65.93 | Form 13 |
| Security National Trust Co | $NFLX | Netflix Inc | Com | 10 | Maintained | 0.00 | 0.00 | 5,000.00 | 0.00 | 500.00 | Form 13 |
| Security National Trust Co | $NWL | Newell Rubbermaid Inc | Com | 200 | Maintained | 0.00 | 0.00 | 4,000.00 | 33.33 | 20.00 | Form 13 |
| Security National Trust Co | $NEE | Nextera Energy Inc | Com | 3,064 | Increased | 441.34 | 0.06 | 236,000.00 | 50.32 | 154.00 | Form 13 |
| Security National Trust Co | $NGM | Ngm Biopharm | Com | 160 | New! | 0.00 | 0.00 | 5,000.00 | 0.00 | 31.25 | Form 13 |
| Security National Trust Co | $NKE | Nike Inc | Cl B | 4,120 | Increased | 15.08 | 0.15 | 583,000.00 | 29.56 | 283.12 | Form 13 |
| Security National Trust Co | $NSC | Norfolk Southern Corp | Com | 3,160 | Decreased | -9.95 | 0.19 | 751,000.00 | 0.13 | 475.78 | Form 13 |
| Security National Trust Co | $NOC | Northrop Grumman Corp | Com | 200 | Decreased | -42.86 | 0.02 | 61,000.00 | -44.55 | 305.00 | Form 13 |
| Security National Trust Co | $NVS | Novartis A G | Sponsored Adr | 1,447 | Maintained | 0.00 | 0.03 | 137,000.00 | 8.73 | 94.68 | Form 13 |
| Security National Trust Co | $NVO | Novo-nordisk A S | Adr | 3,525 | Maintained | 0.00 | 0.06 | 246,000.00 | 0.41 | 69.79 | Form 13 |
| Security National Trust Co | $NEA | Nuveen Amt-free Qual Mun | Inc | 1,369 | New! | 0.00 | 0.01 | 21,000.00 | 0.00 | 15.34 | Form 13 |
| Security National Trust Co | $DIAX | Nuveen Dow 30 Dyn Overwri | Te Shs | 2,976 | Maintained | 0.00 | 0.01 | 45,000.00 | 12.50 | 15.12 | Form 13 |
| Security National Trust Co | $NZF | Nuveen Enhanced Muni Cred | It Opps Com | 1,949 | New! | 0.00 | 0.01 | 31,000.00 | 0.00 | 15.91 | Form 13 |
| Security National Trust Co | $JRO | Nuveen Floating Rate Inco | Me Opportunity | 758 | Maintained | 0.00 | 0.00 | 7,000.00 | 16.67 | 9.23 | Form 13 |
| Security National Trust Co | $NQP | Nuveen Pa Invt Quality Mu | N Fcom | 300 | Maintained | 0.00 | 0.00 | 4,000.00 | 0.00 | 13.33 | Form 13 |
| Security National Trust Co | $BXMX | Nuveen S&p 500 Buy-write | Inc | 758 | Maintained | 0.00 | 0.00 | 10,000.00 | 11.11 | 13.19 | Form 13 |
| Security National Trust Co | $SPXX | Nuveen S&p 500 Dyn Overwr | Itecom | 1,675 | Maintained | 0.00 | 0.01 | 26,000.00 | 18.18 | 15.52 | Form 13 |
| Security National Trust Co | $NVDA | Nvidia | Com | 1,860 | Maintained | 0.00 | 0.24 | 971,000.00 | -3.48 | 1,044.09 | Form 13 |
| Security National Trust Co | $OMC | Omnicom Group Inc | Com | 20,606 | Decreased | -1.43 | 0.32 | 1,285,000.00 | 24.15 | 124.73 | Form 13 |
| Security National Trust Co | $ORCL | Oracle Corp | Com | 52,960 | Increased | 0.91 | 0.85 | 3,426,000.00 | 9.35 | 129.38 | Form 13 |
| Security National Trust Co | $OSK | Oshkosh Corp | Com | 59 | Maintained | 0.00 | 0.00 | 5,000.00 | 25.00 | 84.75 | Form 13 |
| Security National Trust Co | $OTIS | Otis Worldwide Corp | Com | 6,334 | Decreased | -25.11 | 0.11 | 428,000.00 | -18.94 | 135.26 | Form 13 |
| Security National Trust Co | $PAYX | Paychex Inc | Com | 4,100 | Maintained | 0.00 | 0.09 | 382,000.00 | 16.82 | 93.17 | Form 13 |
| Security National Trust Co | $PYPL | Paypal Hldgs Inc | Com | 28,977 | Increased | 2.11 | 1.68 | 6,786,000.00 | 21.37 | 468.32 | Form 13 |
| Security National Trust Co | $PEP | Pepsico Inc | Com | 35,204 | Increased | 0.55 | 1.30 | 5,220,000.00 | 7.56 | 296.52 | Form 13 |
| Security National Trust Co | $PFE | Pfizer Inc | Com | 87,155 | Increased | 7.77 | 0.79 | 3,208,000.00 | 8.05 | 73.60 | Form 13 |
| Security National Trust Co | $PM | Philip Morris Intl Inc | Com | 9,575 | Decreased | -1.03 | 0.20 | 793,000.00 | 9.23 | 165.68 | Form 13 |
| Security National Trust Co | $PSX | Phillips 66 | Com | 1,743 | Decreased | -4.49 | 0.04 | 122,000.00 | 28.42 | 139.99 | Form 13 |
| Security National Trust Co | $PCI | Pimco Dynamic Cr Income F | D Com Shs | 7,500 | Maintained | 0.00 | 0.04 | 159,000.00 | 5.30 | 21.20 | Form 13 |
| Security National Trust Co | $PNW | Pinnacle West Cap Corp | Com | 3,000 | Maintained | 0.00 | 0.06 | 240,000.00 | 7.14 | 80.00 | Form 13 |
| Security National Trust Co | $PNC | Pnc Finl Svcs Group Inc | Com | 2,598 | Maintained | 0.00 | 0.09 | 387,000.00 | 35.31 | 297.61 | Form 13 |
| Security National Trust Co | $PTMN | Portman Ridge Fin Corp | Com | 500 | Maintained | 0.00 | 0.00 | 1,000.00 | 0.00 | 2.00 | Form 13 |
| Security National Trust Co | $PPG | Ppg Inds Inc | Com | 26,875 | Increased | 0.13 | 0.96 | 3,876,000.00 | 18.28 | 288.52 | Form 13 |
| Security National Trust Co | $PPL | Ppl Corp | Com | 1,890 | Maintained | 0.00 | 0.02 | 53,000.00 | 3.92 | 56.07 | Form 13 |
| Security National Trust Co | $PG | Procter & Gamble Co | Com | 45,058 | Increased | 0.08 | 1.56 | 6,269,000.00 | 0.18 | 278.25 | Form 13 |
| Security National Trust Co | $PGR | Progressive Corp Ohio | Com | 600 | Maintained | 0.00 | 0.01 | 59,000.00 | 3.51 | 98.33 | Form 13 |
| Security National Trust Co | $SH | Proshares Short Etf S&p 5 | 0 | 1,800 | Decreased | -68.70 | 0.01 | 32,000.00 | -72.65 | 17.78 | Form 13 |
| Security National Trust Co | $SDS | Proshares Tr | Ultrashrt S&p500 | 27 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Security National Trust Co | $PSA | Public Storage | Com | 4,405 | Increased | 4.63 | 0.26 | 1,017,000.00 | 8.54 | 461.07 | Form 13 |
| Security National Trust Co | $PEG | Public Svc Enterprise Gro | Up Com | 1,900 | Maintained | 0.00 | 0.03 | 111,000.00 | 6.73 | 58.42 | Form 13 |
| Security National Trust Co | $QCOM | Qualcomm Inc | Com | 23,645 | Increased | 6.27 | 0.90 | 3,603,000.00 | 37.62 | 305.03 | Form 13 |
| Security National Trust Co | $DGX | Quest Diagnostics Inc | Com | 12,228 | Increased | 3.47 | 0.36 | 1,457,000.00 | 7.61 | 238.33 | Form 13 |
| Security National Trust Co | $RTX | Raytheon Tech Corp | Com | 31,874 | Increased | 1.17 | 0.57 | 2,279,000.00 | 25.70 | 143.00 | Form 13 |
| Security National Trust Co | $O | Realty Income Corp | Com | 250 | Maintained | 0.00 | 0.00 | 16,000.00 | 6.67 | 64.00 | Form 13 |
| Security National Trust Co | $UTG | Reaves Util Income Fd | Com Sh Ben Int | 1,066 | Maintained | 0.00 | 0.01 | 35,000.00 | 6.06 | 32.83 | Form 13 |
| Security National Trust Co | $RF | Regions Finl Corp New | Com | 778 | Maintained | 0.00 | 0.00 | 13,000.00 | 44.44 | 16.71 | Form 13 |
| Security National Trust Co | $FRBK | Republic First Bancorp In | C Com | 1,490 | Maintained | 0.00 | 0.00 | 4,000.00 | 33.33 | 2.68 | Form 13 |
| Security National Trust Co | $RMD | Resmed Inc | Com | 2,920 | Maintained | 0.00 | 0.15 | 621,000.00 | 23.95 | 212.67 | Form 13 |
| Security National Trust Co | $RNG | Ringcentral Inc | Cl A | 350 | Maintained | 0.00 | 0.03 | 133,000.00 | 38.54 | 380.00 | Form 13 |
| Security National Trust Co | $ROK | Rockwell Automation | Com | 150 | Maintained | 0.00 | 0.01 | 38,000.00 | 15.15 | 253.33 | Form 13 |
| Security National Trust Co | $ROP | Roper Technology Inc New | Com | 6,953 | Increased | 10.31 | 0.75 | 2,998,000.00 | 20.40 | 863.72 | Form 13 |
| Security National Trust Co | $RDSB | Royal Dutch Shell Plc | Spon Adr B | 1,150 | Decreased | -14.81 | 0.01 | 39,000.00 | 18.18 | 33.91 | Form 13 |
| Security National Trust Co | $SPGI | S&p Global Inc | Com | 848 | Maintained | 0.00 | 0.07 | 279,000.00 | -8.52 | 659.65 | Form 13 |
| Security National Trust Co | $CRM | Salesforce Com Inc | Com | 16,210 | Increased | 5.88 | 0.90 | 3,607,000.00 | -6.26 | 444.83 | Form 13 |
| Security National Trust Co | $SAP | Sap Ag | Spon Adr | 200 | Increased | 100.00 | 0.01 | 26,000.00 | 62.50 | 130.00 | Form 13 |
| Security National Trust Co | $SBAC | Sba Communications | Com | 200 | Maintained | 0.00 | 0.01 | 56,000.00 | -12.50 | 280.00 | Form 13 |
| Security National Trust Co | $HSIC | Schein Henry Inc | Com | 4,990 | Maintained | 0.00 | 0.08 | 334,000.00 | 13.99 | 66.93 | Form 13 |
| Security National Trust Co | $SLB | Schlumberger Ltd | Com | 3,010 | Maintained | 0.00 | 0.02 | 65,000.00 | 38.30 | 43.18 | Form 13 |
| Security National Trust Co | $SCHP | Schwab Strategic Tr | Us Tips Etf | 413 | Maintained | 0.00 | 0.01 | 26,000.00 | 4.00 | 62.95 | Form 13 |
| Security National Trust Co | $SMG | Scotts Miracle Gro | Com | 800 | Maintained | 0.00 | 0.04 | 159,000.00 | 30.33 | 198.75 | Form 13 |
| Security National Trust Co | $XLB | Select Sector Spdr Tr | Sbi Materials | 1,200 | Maintained | 0.00 | 0.02 | 87,000.00 | 14.47 | 72.50 | Form 13 |
| Security National Trust Co | $XLV | Select Sector Spdr Tr | Sbi Healthcare | 1,056 | Maintained | 0.00 | 0.03 | 120,000.00 | 8.11 | 113.64 | Form 13 |
| Security National Trust Co | $XLP | Select Sector Spdr Tr | Sbi Cons Stpls | 2,757 | Maintained | 0.00 | 0.05 | 186,000.00 | 5.08 | 67.46 | Form 13 |
| Security National Trust Co | $XLY | Select Sector Spdr Tr | Sbi Cons Discr | 2,147 | Decreased | -14.02 | 0.09 | 345,000.00 | -5.99 | 320.74 | Form 13 |
| Security National Trust Co | $XLE | Select Sector Spdr Tr | Energy | 6,681 | Increased | 518.04 | 0.06 | 253,000.00 | 690.62 | 37.87 | Form 13 |
| Security National Trust Co | $XLF | Select Sector Spdr Tr | Sbi Int-finl | 4,440 | Maintained | 0.00 | 0.03 | 131,000.00 | 22.43 | 29.50 | Form 13 |
| Security National Trust Co | $XLI | Select Sector Spdr Tr | Sbi Int-inds | 1,935 | Maintained | 0.00 | 0.04 | 171,000.00 | 14.77 | 88.37 | Form 13 |
| Security National Trust Co | $XLK | Select Sector Spdr Tr | Technology | 5,597 | Maintained | 0.00 | 0.18 | 728,000.00 | 11.31 | 260.18 | Form 13 |
| Security National Trust Co | $XLC | Select Sector Spdr Tr | Communication | 563 | Maintained | 0.00 | 0.01 | 38,000.00 | 15.15 | 67.50 | Form 13 |
| Security National Trust Co | $SIGI | Selective Ins Group Inc | Com | 700 | Maintained | 0.00 | 0.01 | 47,000.00 | 30.56 | 67.14 | Form 13 |
| Security National Trust Co | $NOW | Servicenow Inc | Com | 667 | Increased | 1.99 | 0.10 | 367,000.00 | 15.77 | 1,097.92 | Form 13 |
| Security National Trust Co | $SWKS | Skyworks Solutions | Com | 32 | New! | 0.00 | 0.00 | 5,000.00 | 0.00 | 156.25 | Form 13 |
| Security National Trust Co | $SJM | Smucker J M Co | Com New | 8 | Maintained | 0.00 | 0.00 | 1,000.00 | 0.00 | 125.00 | Form 13 |
| Security National Trust Co | $IPOC | Social Cap | Com | 2,500 | Increased | 25.00 | 0.01 | 42,000.00 | 68.00 | 16.80 | Form 13 |
| Security National Trust Co | $SO | Southern Co | Com | 2,375 | Increased | 28.38 | 0.04 | 146,000.00 | 44.55 | 123.00 | Form 13 |
| Security National Trust Co | $SPTN | Spartannash Co | Com | 500 | Maintained | 0.00 | 0.00 | 9,000.00 | 12.50 | 18.00 | Form 13 |
| Security National Trust Co | $DIA | Spdr Dow Jones Indl Avrg | Etfut Ser 1 | 450 | Maintained | 0.00 | 0.03 | 138,000.00 | 10.40 | 306.67 | Form 13 |
| Security National Trust Co | $GLD | Spdr Gold Trust | Gold Shs | 95 | Increased | 90.00 | 0.00 | 17,000.00 | 88.89 | 178.95 | Form 13 |
| Security National Trust Co | $SPY | Spdr S&p 500 Etf Tr | Tr Unit | 29,434 | Decreased | -0.23 | 2.74 | 11,005,000.00 | 11.40 | 745.32 | Form 13 |
| Security National Trust Co | $MDY | Spdr S&p Midcap 400 Etf T | R Utser1 S&pdcrp | 1,270 | Maintained | 0.00 | 0.13 | 534,000.00 | 24.19 | 842.40 | Form 13 |
| Security National Trust Co | $SLY | Spdr Ser Tr | S&p 600 Sml Cap | 1,185 | Maintained | 0.00 | 0.02 | 94,000.00 | 30.56 | 79.32 | Form 13 |
| Security National Trust Co | $SPYV | Spdr Series Trust | Prtflo S&p500 Vl | 2,276 | Maintained | 0.00 | 0.02 | 78,000.00 | 13.04 | 34.27 | Form 13 |
| Security National Trust Co | $SDY | Spdr Series Trust | S&p Divid Etf | 1,554 | Decreased | -3.12 | 0.04 | 165,000.00 | 11.49 | 212.35 | Form 13 |
| Security National Trust Co | $SPLK | Splunk Inc | Com | 100 | Increased | 100.00 | 0.00 | 17,000.00 | 88.89 | 170.00 | Form 13 |
| Security National Trust Co | $SQ | Square Inc | Cl A | 100 | New! | 0.00 | 0.01 | 22,000.00 | 0.00 | 220.00 | Form 13 |
| Security National Trust Co | $SSNC | Ss&c Technologies Hldgs I | Nc Com | 84 | New! | 0.00 | 0.00 | 6,000.00 | 0.00 | 71.43 | Form 13 |
| Security National Trust Co | $SBUX | Starbucks Corp | Com | 18,620 | Increased | 17.62 | 0.50 | 1,992,000.00 | 46.47 | 106.98 | Form 13 |
| Security National Trust Co | $STFC | State Auto Financial | Com | 7,400 | Maintained | 0.00 | 0.03 | 131,000.00 | 28.43 | 17.70 | Form 13 |
| Security National Trust Co | $STT | State Str Corp | Com | 1,093 | Maintained | 0.00 | 0.02 | 79,000.00 | 21.54 | 144.72 | Form 13 |
| Security National Trust Co | $SF | Stifel Finl Corp | Com | 1,500 | Increased | 50.00 | 0.02 | 76,000.00 | 49.02 | 50.67 | Form 13 |
| Security National Trust Co | $SYY | Sysco Corp | Com | 2,160 | Decreased | -4.00 | 0.04 | 160,000.00 | 14.29 | 148.10 | Form 13 |
| Security National Trust Co | $TMUS | T Mobile Us Inc | Com | 48 | New! | 0.00 | 0.00 | 6,000.00 | 0.00 | 125.00 | Form 13 |
| Security National Trust Co | $TROW | T. Rowe Price Group | Com | 2,650 | Increased | 1.34 | 0.10 | 401,000.00 | 19.70 | 151.32 | Form 13 |
| Security National Trust Co | $TPR | Tapestry Inc | Com | 6,360 | Maintained | 0.00 | 0.05 | 198,000.00 | 100.00 | 31.13 | Form 13 |
| Security National Trust Co | $TGT | Target Corp | Com | 1,075 | Maintained | 0.00 | 0.05 | 190,000.00 | 12.43 | 176.74 | Form 13 |
| Security National Trust Co | $TDOC | Teladoc | Com | 50 | Maintained | 0.00 | 0.00 | 10,000.00 | -9.09 | 200.00 | Form 13 |
| Security National Trust Co | $TFX | Teleflex Inc | Com | 525 | Decreased | -20.45 | 0.05 | 216,000.00 | -4.00 | 411.43 | Form 13 |
| Security National Trust Co | $TSLA | Tesla Inc | Com | 275 | Increased | 3.77 | 0.04 | 194,000.00 | 71.68 | 1,424.00 | Form 13 |
| Security National Trust Co | $TEVA | Teva Pharmaceutical Inds | Ltdadr | 1,241 | Maintained | 0.00 | 0.00 | 12,000.00 | 9.09 | 9.67 | Form 13 |
| Security National Trust Co | $TXN | Texas Instrs Inc | Com | 4,729 | Increased | 7.94 | 0.20 | 776,000.00 | 23.96 | 328.30 | Form 13 |
| Security National Trust Co | $HSY | The Hershey Company | Com | 900 | Increased | 28.57 | 0.04 | 137,000.00 | 35.64 | 304.50 | Form 13 |
| Security National Trust Co | $TTD | The Trade Desk Inc | Com Cl A | 1,700 | Maintained | 0.00 | 0.34 | 1,362,000.00 | 54.42 | 801.18 | Form 13 |
| Security National Trust Co | $TMO | Thermo Fisher Scientific | Inccom | 19,038 | Increased | 0.49 | 2.20 | 8,867,000.00 | 6.01 | 931.49 | Form 13 |
| Security National Trust Co | $TJX | Tjx Cos Inc New | Com | 1,566 | Maintained | 0.00 | 0.02 | 107,000.00 | 22.99 | 134.84 | Form 13 |
| Security National Trust Co | $TT | Trane Technologies Plc | Shs | 4,050 | Maintained | 0.00 | 0.15 | 588,000.00 | 19.76 | 145.19 | Form 13 |
| Security National Trust Co | $TRV | Travelers Companies Inc | Com | 129 | Maintained | 0.00 | 0.00 | 18,000.00 | 28.57 | 139.53 | Form 13 |
| Security National Trust Co | $TFC | Truist Finl Corp | Com | 31,448 | Decreased | -1.23 | 0.37 | 1,508,000.00 | 24.42 | 96.27 | Form 13 |
| Security National Trust Co | $TWTR | Twitter Inc | Com | 650 | Maintained | 0.00 | 0.01 | 35,000.00 | 20.69 | 53.85 | Form 13 |
| Security National Trust Co | $UNP | Union Pac Corp | Com | 21,289 | Increased | 0.41 | 1.10 | 4,432,000.00 | 6.18 | 416.36 | Form 13 |
| Security National Trust Co | $UBCP | United Bancorp Inc Ohio | Com | 789 | Maintained | 0.00 | 0.00 | 10,000.00 | 0.00 | 12.67 | Form 13 |
| Security National Trust Co | $UBSI | United Bankshares Inc Wes | T Vcom | 39,171 | Increased | 25.16 | 0.31 | 1,269,000.00 | 88.84 | 64.81 | Form 13 |
| Security National Trust Co | $UPS | United Parcel Service Inc | Cl B | 9,040 | Increased | 13.04 | 0.37 | 1,523,000.00 | 14.25 | 337.41 | Form 13 |
| Security National Trust Co | $UNH | Unitedhealth Group Inc | Com | 1,160 | Increased | 6.72 | 0.10 | 407,000.00 | 20.41 | 701.28 | Form 13 |
| Security National Trust Co | $UNIT | Uniti Group Inc | Com | 20 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Security National Trust Co | $USB | Us Bancorp Del | Com New | 1,095 | Maintained | 0.00 | 0.01 | 51,000.00 | 30.77 | 89.11 | Form 13 |
| Security National Trust Co | $VFC | V F Corp | Com | 2,213 | Maintained | 0.00 | 0.05 | 189,000.00 | 21.94 | 170.73 | Form 13 |
| Security National Trust Co | $BSV | Vanguard Bd Index Fd Inc | Short Trm Bond | 255 | Maintained | 0.00 | 0.01 | 21,000.00 | 0.00 | 82.35 | Form 13 |
| Security National Trust Co | $BND | Vanguard Bd Index Fd Inc | Total Bnd Mrkt | 135 | Maintained | 0.00 | 0.00 | 12,000.00 | 0.00 | 88.89 | Form 13 |
| Security National Trust Co | $VEU | Vanguard Ftse All-world E | X-us Etf | 334 | Maintained | 0.00 | 0.00 | 19,000.00 | 11.76 | 56.89 | Form 13 |
| Security National Trust Co | $VOO | Vanguard Index Fds | S&p 500 Etf Shs | 304 | Maintained | 0.00 | 0.03 | 104,000.00 | 10.64 | 342.11 | Form 13 |
| Security National Trust Co | $VNQ | Vanguard Index Fds | Reit Etf | 5,804 | Decreased | -6.22 | 0.12 | 493,000.00 | 1.02 | 169.93 | Form 13 |
| Security National Trust Co | $VO | Vanguard Index Fds | Mid Cap Etf | 350 | Decreased | -44.53 | 0.02 | 72,000.00 | -35.71 | 205.71 | Form 13 |
| Security National Trust Co | $VB | Vanguard Index Fds | Small Cp Etf | 150 | Maintained | 0.00 | 0.01 | 29,000.00 | 26.09 | 193.33 | Form 13 |
| Security National Trust Co | $VWO | Vanguard Intl Equity Inde | X Fftse Emr Mkt Etf | 1,241 | Decreased | -28.72 | 0.02 | 62,000.00 | -17.33 | 49.96 | Form 13 |
| Security National Trust Co | $VBR | Vanguard Small Cap Value | Etf | 1,525 | Maintained | 0.00 | 0.05 | 217,000.00 | 28.40 | 142.30 | Form 13 |
| Security National Trust Co | $VIG | Vanguard Specialized Port | Foldiv App Etf | 150 | Maintained | 0.00 | 0.01 | 21,000.00 | 10.53 | 140.00 | Form 13 |
| Security National Trust Co | $VEA | Vanguard Tax Managed Intl | Fdftse Dev Mkt Etf | 1,000 | Maintained | 0.00 | 0.01 | 47,000.00 | 14.63 | 47.00 | Form 13 |
| Security National Trust Co | $VTV | Vanguard Value Etf | Com | 710 | Maintained | 0.00 | 0.02 | 84,000.00 | 13.51 | 118.31 | Form 13 |
| Security National Trust Co | $VYM | Vanguard Whitehall Fds In | C High Div Yld | 200 | Maintained | 0.00 | 0.00 | 18,000.00 | 12.50 | 90.00 | Form 13 |
| Security National Trust Co | $VREX | Varex Imaging Corp | Com | 3,200 | Maintained | 0.00 | 0.01 | 53,000.00 | 29.27 | 16.56 | Form 13 |
| Security National Trust Co | $VAR | Varian Med Sys Inc | Com | 6,800 | Decreased | -15.00 | 0.30 | 1,190,000.00 | -13.52 | 175.00 | Form 13 |
| Security National Trust Co | $VZ | Verizon Communications In | C Com | 66,735 | Increased | 3.62 | 0.97 | 3,920,000.00 | 2.32 | 117.46 | Form 13 |
| Security National Trust Co | $VIAC | Viacomcbs Inc | Cl B | 96 | Maintained | 0.00 | 0.00 | 4,000.00 | 33.33 | 41.67 | Form 13 |
| Security National Trust Co | $SPCE | Virgin Galactic Holdings | Inccom | 1,000 | Maintained | 0.00 | 0.01 | 24,000.00 | 26.32 | 24.00 | Form 13 |
| Security National Trust Co | $V | Visa Inc | Com Cl A | 25,724 | Increased | 3.63 | 1.40 | 5,626,000.00 | 13.34 | 437.37 | Form 13 |
| Security National Trust Co | $VMC | Vulcan Materials | Com | 10,210 | Maintained | 0.00 | 0.37 | 1,515,000.00 | 9.47 | 297.49 | Form 13 |
| Security National Trust Co | $WAB | Wabtec Corp | Com | 17 | Decreased | -5.56 | 0.00 | 1,000.00 | 0.00 | 90.91 | Form 13 |
| Security National Trust Co | $WBA | Walgreens Boots Alliance | Inccom | 14,150 | Decreased | -3.61 | 0.14 | 564,000.00 | 7.02 | 79.53 | Form 13 |
| Security National Trust Co | $WMT | Wal-mart Stores Inc | Com | 4,939 | Increased | 19.18 | 0.17 | 712,000.00 | 22.76 | 288.29 | Form 13 |
| Security National Trust Co | $WM | Waste Mgmt Inc Del | Com | 369 | Increased | 57.02 | 0.01 | 43,000.00 | 59.26 | 232.61 | Form 13 |
| Security National Trust Co | $WBS | Webster Finl Corp Conn | Com | 250 | Maintained | 0.00 | 0.00 | 11,000.00 | 57.14 | 44.00 | Form 13 |
| Security National Trust Co | $WEC | Wec Energy Group Inc | Com | 385 | Maintained | 0.00 | 0.01 | 35,000.00 | -5.41 | 90.91 | Form 13 |
| Security National Trust Co | $WFC | Wells Fargo & Co New | Com | 4,567 | Decreased | -43.28 | 0.03 | 138,000.00 | -26.98 | 60.08 | Form 13 |
| Security National Trust Co | $WSBC | Wesbanco Inc | Com | 19,986 | Increased | 9.12 | 0.14 | 598,000.00 | 52.94 | 59.84 | Form 13 |
| Security National Trust Co | $WDC | Western Digital Corp | Com | 284 | Maintained | 0.00 | 0.00 | 16,000.00 | 60.00 | 56.34 | Form 13 |
| Security National Trust Co | $WMB | Williams Cos Inc Del | Com | 775 | Maintained | 0.00 | 0.00 | 16,000.00 | 6.67 | 20.65 | Form 13 |
| Security National Trust Co | $DLN | Wisdomtree Largecap Divid | End | 482 | Increased | 1075.61 | 0.01 | 52,000.00 | 1,200.00 | 217.26 | Form 13 |
| Security National Trust Co | $DGRW | Wisdomtree Tr | Us Qtly Div Grt | 381 | Maintained | 0.00 | 0.01 | 21,000.00 | 10.53 | 55.12 | Form 13 |
| Security National Trust Co | $WIX | Wix Com Ltd | Shs | 1,000 | Maintained | 0.00 | 0.06 | 250,000.00 | -1.96 | 250.00 | Form 13 |
| Security National Trust Co | $XEL | Xcel Energy Inc | Com | 50 | Maintained | 0.00 | 0.00 | 3,000.00 | 0.00 | 60.00 | Form 13 |
| Security National Trust Co | $YUM | Yum Brands Inc | Com | 10,455 | Decreased | -0.02 | 0.28 | 1,135,000.00 | 18.85 | 217.32 | Form 13 |
| Security National Trust Co | $YUMC | Yum China Hldgs Inc | Com | 6,020 | Increased | 1.69 | 0.09 | 344,000.00 | 9.90 | 114.07 | Form 13 |
| Security National Trust Co | $ZBH | Zimmer Biomet Hldgs Inc | Com | 14,784 | Decreased | -0.17 | 0.57 | 2,278,000.00 | 13.00 | 308.26 | Form 13 |
| Security National Trust Co | $ZION | Zions Bancorporation | Com | 225 | Maintained | 0.00 | 0.00 | 10,000.00 | 42.86 | 44.44 | Form 13 |
| Security National Trust Co | $ZTS | Zoetis Inc | Cl A | 1,750 | Maintained | 0.00 | 0.07 | 290,000.00 | 0.35 | 165.71 | Form 13 |
| Security National Trust Co | $VNET | Adr 21vianet Group | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Security National Trust Co | $BRKB | Berkshire Hathaway Inc De | L Cl B New | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Security National Trust Co | $BIO | Bio-rad Laboratories | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Security National Trust Co | $CVI | Cvr Energy Inc | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Security National Trust Co | $EQT | Eqt Corp | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Security National Trust Co | $ETRN | Equitrans Midstream | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Security National Trust Co | $FXO | First Tr Exchange Traded | Fd Finls Alphadex | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Security National Trust Co | $SDIV | Global X Fds | Glb X Superdiv | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Security National Trust Co | $IP | International Paper | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Security National Trust Co | $BBJP | Jpmorgan Betabuilders | Japan Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Security National Trust Co | $BBEU | Jpmorgan Betabuilders | Europe Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Security National Trust Co | $NXPI | Nxp Semiconductors N V | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Security National Trust Co | $OXY | Occidental Pete Corp Del | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Security National Trust Co | $SYK | Stryker Corp | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Security National Trust Co | $TSN | Tyson Foods A | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Spinnaker Trust | $MMM | 3m Company | Equities | 546,466 | Decreased | -0.12 | 7.61 | 95,515,000.00 | 8.99 | 349.33 | Form 13 |
| Spinnaker Trust | $ABT | Abbott Laboratories | Equities | 45,956 | Decreased | -2.60 | 0.40 | 5,031,000.00 | -1.99 | 218.50 | Form 13 |
| Spinnaker Trust | $ABBV | Abbvie Inc. | Equities | 14,646 | Maintained | 0.00 | 0.13 | 1,569,000.00 | 22.39 | 107.13 | Form 13 |
| Spinnaker Trust | $BCI | Aberdeen Standard Bloomberg All | Equities | 592,380 | Increased | 9.67 | 1.03 | 12,973,000.00 | 20.63 | 21.90 | Form 13 |
| Spinnaker Trust | $ACN | Accenture Plc | Equities | 3,646 | Decreased | -0.41 | 0.07 | 952,000.00 | 15.25 | 522.02 | Form 13 |
| Spinnaker Trust | $ADBE | Adobe Inc | Equities | 430 | Decreased | -26.62 | 0.02 | 215,000.00 | -25.09 | 500.00 | Form 13 |
| Spinnaker Trust | $AFL | Aflac Inc | Equities | 4,555 | New! | 0.00 | 0.02 | 202,000.00 | 0.00 | 44.35 | Form 13 |
| Spinnaker Trust | $A | Agilent Technologies Inc | Equities | 3,244 | Maintained | 0.00 | 0.03 | 384,000.00 | 17.43 | 118.37 | Form 13 |
| Spinnaker Trust | $APD | Air Prods & Chems Inc | Equities | 3,074 | Increased | 0.65 | 0.07 | 839,000.00 | -7.70 | 272.93 | Form 13 |
| Spinnaker Trust | $GOOGL | Alphabet Inc Cl A | Equities | 2,481 | Decreased | -0.24 | 0.35 | 4,348,000.00 | 19.32 | 1,752.52 | Form 13 |
| Spinnaker Trust | $GOOG | Alphabet Inc Cl C | Equities | 5,983 | Decreased | -2.89 | 0.83 | 10,480,000.00 | 15.76 | 3,418.43 | Form 13 |
| Spinnaker Trust | $MO | Altria Group Inc | Equities | 16,562 | Maintained | 0.00 | 0.05 | 679,000.00 | 6.26 | 41.00 | Form 13 |
| Spinnaker Trust | $AMZN | Amazon Com Inc | Equities | 2,187 | Decreased | -4.25 | 0.57 | 7,122,000.00 | -0.96 | 6,506.53 | Form 13 |
| Spinnaker Trust | $AXP | American Express Co | Equities | 4,887 | Maintained | 0.00 | 0.05 | 590,000.00 | 20.65 | 120.73 | Form 13 |
| Spinnaker Trust | $AMT | American Tower Reit Com | Equities | 4,459 | Decreased | -1.11 | 0.08 | 1,000,000.00 | -8.17 | 224.27 | Form 13 |
| Spinnaker Trust | $AWK | American Water Works Company In | Equities | 2,236 | Maintained | 0.00 | 0.03 | 343,000.00 | 6.19 | 153.40 | Form 13 |
| Spinnaker Trust | $AMP | Ameriprise Finl Inc | Equities | 1,121 | New! | 0.00 | 0.02 | 217,000.00 | 0.00 | 193.58 | Form 13 |
| Spinnaker Trust | $AMGN | Amgen Inc | Equities | 9,466 | Decreased | -9.12 | 0.17 | 2,176,000.00 | -17.79 | 229.88 | Form 13 |
| Spinnaker Trust | $ANTM | Anthem, Inc. | Equities | 827 | Maintained | 0.00 | 0.02 | 265,000.00 | 19.37 | 320.44 | Form 13 |
| Spinnaker Trust | $AAPL | Apple Computer Inc | Equities | 227,613 | Decreased | -1.06 | 2.41 | 30,201,000.00 | 13.36 | 264.38 | Form 13 |
| Spinnaker Trust | $T | At&t Inc | Equities | 32,661 | Decreased | -16.49 | 0.08 | 939,000.00 | -15.71 | 57.44 | Form 13 |
| Spinnaker Trust | $ADP | Automatic Data Processing Inc | Equities | 20,742 | Decreased | -10.62 | 0.29 | 3,654,000.00 | 12.88 | 176.16 | Form 13 |
| Spinnaker Trust | $AVB | Avalonbay Communities Inc | Equities | 2,800 | Maintained | 0.00 | 0.04 | 449,000.00 | 7.42 | 160.36 | Form 13 |
| Spinnaker Trust | $BAC | Bank Of America Corporation | Equities | 18,421 | Decreased | -24.40 | 0.04 | 558,000.00 | -4.78 | 30.29 | Form 13 |
| Spinnaker Trust | $BK | Bank Of New York Mellon Corp | Equities | 4,714 | Maintained | 0.00 | 0.02 | 200,000.00 | 0.00 | 42.43 | Form 13 |
| Spinnaker Trust | $BDX | Becton Dickinson And Company | Equities | 18,071 | Decreased | -4.92 | 0.36 | 4,521,000.00 | 2.24 | 500.18 | Form 13 |
| Spinnaker Trust | $BRKA | Berkshire Hathaway Inc | Equities | 8 | Maintained | 0.00 | 0.22 | 2,782,000.00 | 8.67 | 347,750.00 | Form 13 |
| Spinnaker Trust | $BRKB | Berkshire Hathaway Inc - Cl B | Equities | 81,439 | Increased | 7.24 | 1.50 | 18,882,000.00 | 16.77 | 463.41 | Form 13 |
| Spinnaker Trust | $XBI | Biotech Select Sector Spdr Etf | Equities | 2,827 | Maintained | 0.00 | 0.03 | 397,000.00 | 26.03 | 140.43 | Form 13 |
| Spinnaker Trust | $BLK | Blackrock, Inc. | Equities | 11,328 | Decreased | -1.20 | 0.65 | 8,173,000.00 | 26.52 | 1,442.79 | Form 13 |
| Spinnaker Trust | $BA | Boeing Co | Equities | 1,337 | Maintained | 0.00 | 0.02 | 286,000.00 | 30.00 | 213.91 | Form 13 |
| Spinnaker Trust | $BKNG | Booking Holdings Inc | Equities | 193 | Maintained | 0.00 | 0.03 | 429,000.00 | 30.00 | 2,222.80 | Form 13 |
| Spinnaker Trust | $BMY | Bristol Myers Squibb Co | Equities | 52,823 | Decreased | -3.35 | 0.26 | 3,276,000.00 | -0.55 | 123.95 | Form 13 |
| Spinnaker Trust | $AVGO | Broadcom Inc. | Equities | 1,113 | Decreased | -2.62 | 0.04 | 487,000.00 | 17.07 | 437.56 | Form 13 |
| Spinnaker Trust | $CABO | Cable One, Inc. | Equities | 200 | Maintained | 0.00 | 0.04 | 445,000.00 | 18.04 | 2,225.00 | Form 13 |
| Spinnaker Trust | $CARR | Carrier Global Corporation | Equities | 6,237 | Decreased | -17.52 | 0.02 | 235,000.00 | 2.17 | 37.68 | Form 13 |
| Spinnaker Trust | $CAT | Caterpillar Inc Del | Equities | 28,109 | Maintained | 0.00 | 0.41 | 5,115,000.00 | 22.02 | 363.76 | Form 13 |
| Spinnaker Trust | $CVX | Chevron Corporation | Equities | 13,853 | Decreased | -19.07 | 0.09 | 1,169,000.00 | -5.11 | 168.75 | Form 13 |
| Spinnaker Trust | $CB | Chubb Limited | Equities | 2,690 | Decreased | -8.50 | 0.03 | 414,000.00 | 21.41 | 153.90 | Form 13 |
| Spinnaker Trust | $CHD | Church & Dwight Inc | Equities | 47,998 | Decreased | -0.10 | 0.33 | 4,186,000.00 | -7.02 | 87.21 | Form 13 |
| Spinnaker Trust | $CI | Cigna Corporation | Equities | 1,241 | Maintained | 0.00 | 0.02 | 258,000.00 | 22.86 | 207.90 | Form 13 |
| Spinnaker Trust | $CSCO | Cisco Systems Inc | Equities | 90,098 | Decreased | -45.92 | 0.32 | 4,031,000.00 | -38.57 | 89.48 | Form 13 |
| Spinnaker Trust | $KO | Coca Cola Co | Equities | 19,974 | Maintained | 0.00 | 0.09 | 1,095,000.00 | 11.05 | 54.82 | Form 13 |
| Spinnaker Trust | $CL | Colgate Palmolive Co | Equities | 7,021 | Maintained | 0.00 | 0.05 | 600,000.00 | 10.91 | 85.46 | Form 13 |
| Spinnaker Trust | $CMCSA | Comcast Corp New Cl A | Equities | 145,200 | Decreased | -0.35 | 0.61 | 7,608,000.00 | 12.90 | 104.75 | Form 13 |
| Spinnaker Trust | $ED | Consolidated Edison Inc | Equities | 7,031 | Maintained | 0.00 | 0.04 | 507,000.00 | -7.14 | 144.21 | Form 13 |
| Spinnaker Trust | $STZ | Constellation Brands Inc - Clas | Equities | 22,119 | Decreased | -1.32 | 0.39 | 4,844,000.00 | 14.06 | 425.93 | Form 13 |
| Spinnaker Trust | $XLY | Consumer Discretionary Select S | Equities | 137,736 | Decreased | -0.63 | 1.77 | 22,145,000.00 | 8.70 | 160.78 | Form 13 |
| Spinnaker Trust | $XLP | Consumer Staples Select Sector | Equities | 182,275 | Decreased | -21.35 | 0.98 | 12,294,000.00 | -17.24 | 67.45 | Form 13 |
| Spinnaker Trust | $CTVA | Corteva, Inc. | Equities | 7,208 | Decreased | -6.40 | 0.02 | 278,000.00 | 25.79 | 76.83 | Form 13 |
| Spinnaker Trust | $COST | Costco Wholesale Corp | Equities | 2,860 | Decreased | -4.98 | 0.09 | 1,077,000.00 | 0.84 | 376.57 | Form 13 |
| Spinnaker Trust | $CCI | Crown Castle International Corp | Equities | 35,386 | Increased | 0.62 | 0.45 | 5,633,000.00 | -3.79 | 318.36 | Form 13 |
| Spinnaker Trust | $CVS | Cvs/caremark Corp | Equities | 30,919 | Increased | 3.60 | 0.17 | 2,111,000.00 | 21.18 | 136.56 | Form 13 |
| Spinnaker Trust | $DHR | Danaher Corp Del | Equities | 3,354 | Increased | 9.29 | 0.06 | 745,000.00 | 12.88 | 222.12 | Form 13 |
| Spinnaker Trust | $DE | Deere & Co | Equities | 2,179 | Decreased | -12.84 | 0.05 | 586,000.00 | 5.78 | 268.93 | Form 13 |
| Spinnaker Trust | $DLR | Digital Realty Trust, Inc. | Equities | 13,602 | Increased | 0.86 | 0.15 | 1,896,000.00 | -4.19 | 278.68 | Form 13 |
| Spinnaker Trust | $D | Dominion Energy Inc | Equities | 6,025 | Decreased | -5.49 | 0.03 | 452,000.00 | -9.96 | 148.49 | Form 13 |
| Spinnaker Trust | $DPZ | Domino's Pizza, Inc. | Equities | 1,095 | Maintained | 0.00 | 0.03 | 419,000.00 | -9.89 | 382.65 | Form 13 |
| Spinnaker Trust | $DOW | Dow Inc. | Equities | 6,988 | Decreased | -6.59 | 0.03 | 387,000.00 | 10.26 | 110.83 | Form 13 |
| Spinnaker Trust | $DD | Dupont De Nemours Inc | Equities | 11,942 | Decreased | -3.19 | 0.07 | 849,000.00 | 24.30 | 142.12 | Form 13 |
| Spinnaker Trust | $ETN | Eaton Corporation Plc | Equities | 2,245 | Maintained | 0.00 | 0.02 | 269,000.00 | 17.98 | 239.80 | Form 13 |
| Spinnaker Trust | $LLY | Eli Lilly & Co | Equities | 34,468 | Increased | 411.02 | 0.46 | 5,819,000.00 | 483.07 | 337.57 | Form 13 |
| Spinnaker Trust | $EMR | Emerson Elec Co | Equities | 20,519 | Maintained | 0.00 | 0.13 | 1,649,000.00 | 22.60 | 80.36 | Form 13 |
| Spinnaker Trust | $XLE | Energy Select Sector Spdr | Equities | 8,351 | Increased | 8.62 | 0.03 | 316,000.00 | 37.39 | 37.84 | Form 13 |
| Spinnaker Trust | $EFX | Equifax Inc | Equities | 4,511 | Maintained | 0.00 | 0.07 | 869,000.00 | 22.91 | 192.64 | Form 13 |
| Spinnaker Trust | $EQR | Equity Residential | Equities | 5,450 | Maintained | 0.00 | 0.03 | 323,000.00 | 15.77 | 59.27 | Form 13 |
| Spinnaker Trust | $EL | Estee Lauder Companies Inc. | Equities | 9,746 | Decreased | -2.48 | 0.21 | 2,593,000.00 | 18.89 | 516.10 | Form 13 |
| Spinnaker Trust | $XOM | Exxon Mobil Corp | Equities | 105,957 | Decreased | -24.57 | 0.35 | 4,367,000.00 | -9.42 | 41.21 | Form 13 |
| Spinnaker Trust | $FB | Facebook, Inc. | Equities | 3,096 | Decreased | -9.37 | 0.07 | 845,000.00 | -5.48 | 272.93 | Form 13 |
| Spinnaker Trust | $FDS | Factset Research Systems Inc. | Equities | 2,922 | Maintained | 0.00 | 0.08 | 971,000.00 | -0.72 | 332.31 | Form 13 |
| Spinnaker Trust | $FAST | Fastenal Company | Equities | 8,586 | Maintained | 0.00 | 0.03 | 419,000.00 | 8.27 | 48.80 | Form 13 |
| Spinnaker Trust | $FHLC | Fidelity Msci Health Care Index | Equities | 35,013 | New! | 0.00 | 0.16 | 2,022,000.00 | 0.00 | 57.75 | Form 13 |
| Spinnaker Trust | $FIDU | Fidelity Msci Industrials Index | Equities | 44,958 | Decreased | -32.09 | 0.17 | 2,113,000.00 | -20.47 | 47.00 | Form 13 |
| Spinnaker Trust | $FTEC | Fidelity Msci Information Techn | Equities | 14,112 | Decreased | -4.34 | 0.12 | 1,474,000.00 | 8.54 | 104.45 | Form 13 |
| Spinnaker Trust | $FMAT | Fidelity Msci Materials Index E | Equities | 41,507 | Decreased | -20.32 | 0.13 | 1,665,000.00 | -6.93 | 40.11 | Form 13 |
| Spinnaker Trust | $FBND | Fidelity Total Bond Etf | Equities | 70,556 | Decreased | -0.86 | 0.31 | 3,827,000.00 | -1.59 | 54.24 | Form 13 |
| Spinnaker Trust | $XLF | Financial Select Sector Spdr | Equities | 789,448 | Decreased | -1.29 | 1.86 | 23,272,000.00 | 20.89 | 29.48 | Form 13 |
| Spinnaker Trust | $FDN | First Trust Dow Jones Internet | Equities | 1,266 | Maintained | 0.00 | 0.02 | 268,000.00 | 12.61 | 211.69 | Form 13 |
| Spinnaker Trust | $QABA | First Trust Nasdaq Aba Cbif | Equities | 8,765 | Maintained | 0.00 | 0.03 | 392,000.00 | 41.01 | 44.72 | Form 13 |
| Spinnaker Trust | $FBT | First Trust Nyse Arca Biotechno | Equities | 1,423 | Maintained | 0.00 | 0.02 | 239,000.00 | 7.17 | 167.96 | Form 13 |
| Spinnaker Trust | $FPE | First Trust Preferred Securitie | Equities | 724,959 | New! | 0.00 | 1.17 | 14,636,000.00 | 0.00 | 20.19 | Form 13 |
| Spinnaker Trust | $FISV | Fiserv Inc | Equities | 7,783 | Decreased | -7.40 | 0.07 | 886,000.00 | 2.31 | 113.84 | Form 13 |
| Spinnaker Trust | $FLT | Fleetcor Technologies, Inc. | Equities | 7,324 | Decreased | -1.12 | 0.16 | 1,997,000.00 | 13.27 | 495.01 | Form 13 |
| Spinnaker Trust | $GE | General Elec Co | Equities | 61,419 | Decreased | -6.82 | 0.05 | 663,000.00 | 61.71 | 10.79 | Form 13 |
| Spinnaker Trust | $GIS | General Mills Inc | Equities | 12,191 | Maintained | 0.00 | 0.06 | 716,000.00 | -4.66 | 117.37 | Form 13 |
| Spinnaker Trust | $GEM | Goldman Sachs Activebeta Emergi | Equities | 1,203,059 | Decreased | -0.63 | 3.66 | 45,920,000.00 | 15.67 | 38.17 | Form 13 |
| Spinnaker Trust | $GSIE | Goldman Sachs Activebeta Intl E | Equities | 6,882 | Decreased | -61.21 | 0.02 | 219,000.00 | -56.11 | 31.82 | Form 13 |
| Spinnaker Trust | $GS | Goldman Sachs Group Inc | Equities | 1,498 | Decreased | -0.66 | 0.03 | 395,000.00 | 30.36 | 263.68 | Form 13 |
| Spinnaker Trust | $GRNH | Greengro Technologies, Inc. | Equities | 10,000 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Spinnaker Trust | $HE | Hawaiian Electric Industries | Equities | 13,044 | Maintained | 0.00 | 0.04 | 461,000.00 | 6.47 | 70.66 | Form 13 |
| Spinnaker Trust | $XLV | Healthcare Select Sector Spdr | Equities | 279,072 | Increased | 12.47 | 2.52 | 31,657,000.00 | 20.96 | 113.44 | Form 13 |
| Spinnaker Trust | $HPE | Hewlett Packard Enterprise Comp | Equities | 14,135 | Maintained | 0.00 | 0.01 | 167,000.00 | 26.52 | 11.81 | Form 13 |
| Spinnaker Trust | $HD | Home Depot Inc | Equities | 46,953 | Decreased | -0.34 | 0.99 | 12,471,000.00 | -4.68 | 530.96 | Form 13 |
| Spinnaker Trust | $HON | Honeywell International Inc | Equities | 7,108 | Decreased | -1.37 | 0.12 | 1,511,000.00 | 27.40 | 212.58 | Form 13 |
| Spinnaker Trust | $HPQ | Hp Inc. | Equities | 13,488 | Maintained | 0.00 | 0.03 | 331,000.00 | 29.30 | 24.54 | Form 13 |
| Spinnaker Trust | $IDXX | Idexx Laboratories Inc. | Equities | 13,451 | Decreased | -3.80 | 0.54 | 6,723,000.00 | 22.33 | 976.04 | Form 13 |
| Spinnaker Trust | $ITW | Illinois Tool Works Inc | Equities | 5,968 | Decreased | -14.93 | 0.10 | 1,216,000.00 | -10.26 | 203.75 | Form 13 |
| Spinnaker Trust | $XLI | Industrial Select Sector Spdr | Equities | 198,696 | Decreased | -0.40 | 1.40 | 17,594,000.00 | 14.57 | 88.55 | Form 13 |
| Spinnaker Trust | $INTC | Intel Corp | Equities | 92,439 | Decreased | -3.44 | 0.36 | 4,604,000.00 | -7.10 | 99.50 | Form 13 |
| Spinnaker Trust | $IBM | International Business Machines | Equities | 13,618 | Increased | 0.37 | 0.14 | 1,714,000.00 | 3.88 | 125.86 | Form 13 |
| Spinnaker Trust | $INTU | Intuit Inc. | Equities | 1,532 | Increased | 0.66 | 0.05 | 581,000.00 | 17.14 | 379.24 | Form 13 |
| Spinnaker Trust | $QQQ | Invesco Qqq Trust | Equities | 80,627 | Increased | 0.33 | 2.02 | 25,295,000.00 | 13.29 | 313.73 | Form 13 |
| Spinnaker Trust | $RCD | Invesco S&p 500 Equal Weight Co | Equities | 66,526 | New! | 0.00 | 0.65 | 8,136,000.00 | 0.00 | 122.30 | Form 13 |
| Spinnaker Trust | $PSCH | Invesco S&p Smallcap Health Car | Equities | 6,824 | Increased | 2.11 | 0.09 | 1,159,000.00 | 31.41 | 169.84 | Form 13 |
| Spinnaker Trust | $PSCT | Invesco S&p Smallcap Informatio | Equities | 10,105 | Maintained | 0.00 | 0.10 | 1,237,000.00 | 41.70 | 122.41 | Form 13 |
| Spinnaker Trust | $MNA | Iq Merger Arbitrage Etf | Equities | 102,761 | Increased | 13.96 | 0.27 | 3,425,000.00 | 12.92 | 33.33 | Form 13 |
| Spinnaker Trust | $SHY | Ishares Barclays 1-3 Year Treas | Equities | 2,800 | New! | 0.00 | 0.02 | 241,000.00 | 0.00 | 86.07 | Form 13 |
| Spinnaker Trust | $IEI | Ishares Barclays 3-7 Year Treas | Equities | 2,756 | Decreased | -78.14 | 0.03 | 366,000.00 | -78.27 | 132.80 | Form 13 |
| Spinnaker Trust | $IEF | Ishares Barclays 7-10 Year Trea | Equities | 1,882 | Decreased | -22.33 | 0.02 | 225,000.00 | -23.73 | 119.55 | Form 13 |
| Spinnaker Trust | $ISTB | Ishares Core 1-5 Year Usd Bond | Equities | 1,278,076 | Increased | 9.82 | 5.26 | 65,999,000.00 | 10.02 | 102.96 | Form 13 |
| Spinnaker Trust | $IEFA | Ishares Core Msci Eafe | Equities | 50,314 | Maintained | 0.00 | 0.28 | 3,476,000.00 | 14.64 | 69.09 | Form 13 |
| Spinnaker Trust | $IEMG | Ishares Core Msci Emerging Mark | Equities | 23,176 | Decreased | -8.32 | 0.11 | 1,437,000.00 | 7.72 | 62.00 | Form 13 |
| Spinnaker Trust | $IJH | Ishares Core S&p Mid-cap Etf | Equities | 19,556 | Increased | 0.65 | 0.36 | 4,494,000.00 | 24.83 | 229.80 | Form 13 |
| Spinnaker Trust | $IUSB | Ishares Core Total Usd Bond Mar | Equities | 361,489 | Decreased | -39.92 | 1.57 | 19,729,000.00 | -39.70 | 108.55 | Form 13 |
| Spinnaker Trust | $IYC | Ishares Dow Jones Us Consumer S | Equities | 13,928 | Increased | 300.00 | 0.08 | 981,000.00 | 12.76 | 70.43 | Form 13 |
| Spinnaker Trust | $IHI | Ishares Dow Jones Us Medical De | Equities | 3,096 | Maintained | 0.00 | 0.08 | 1,013,000.00 | 9.28 | 327.20 | Form 13 |
| Spinnaker Trust | $IHE | Ishares Dow Jones Us Pharmaceut | Equities | 7,102 | Decreased | -7.20 | 0.10 | 1,274,000.00 | 1.84 | 179.39 | Form 13 |
| Spinnaker Trust | $ESML | Ishares Esg Aware Msci Usa Smal | Equities | 6,664 | New! | 0.00 | 0.02 | 227,000.00 | 0.00 | 34.06 | Form 13 |
| Spinnaker Trust | $EAGG | Ishares Esg Aware U.s. Aggregat | Equities | 7,607 | Increased | 50.96 | 0.03 | 430,000.00 | 51.41 | 56.53 | Form 13 |
| Spinnaker Trust | $ESGD | Ishares Esg Msci Eafe Etf | Equities | 953,962 | Decreased | -1.13 | 5.55 | 69,677,000.00 | 13.76 | 73.04 | Form 13 |
| Spinnaker Trust | $ICLN | Ishares Global Clean Energy | Equities | 160,363 | Increased | 1.02 | 0.36 | 4,528,000.00 | 54.28 | 28.24 | Form 13 |
| Spinnaker Trust | $IAU | Ishares Gold Trust | Equities | 1,223,941 | Increased | 1.05 | 1.77 | 22,190,000.00 | 1.85 | 18.13 | Form 13 |
| Spinnaker Trust | $IBDN | Ishares Ibond Dec 2022 Term Cro | Equities | 11,821 | New! | 0.00 | 0.02 | 302,000.00 | 0.00 | 25.55 | Form 13 |
| Spinnaker Trust | $IBDM | Ishares Ibonds Dec 2021 Term Co | Equities | 18,264 | Increased | 18.14 | 0.04 | 454,000.00 | 17.31 | 24.86 | Form 13 |
| Spinnaker Trust | $IBDO | Ishares Ibonds Dec 2023 Term Co | Equities | 9,243 | New! | 0.00 | 0.02 | 242,000.00 | 0.00 | 26.18 | Form 13 |
| Spinnaker Trust | $IBMM | Ishares Ibonds Dec 2024 Term Mu | Equities | 9,335 | Increased | 3.26 | 0.02 | 252,000.00 | 3.28 | 27.00 | Form 13 |
| Spinnaker Trust | $LEMB | Ishares Jp Morgan Em Local Curr | Equities | 271,576 | Increased | 12.69 | 0.98 | 12,288,000.00 | 21.90 | 45.25 | Form 13 |
| Spinnaker Trust | $AAXJ | Ishares Msci All Country Asia E | Equities | 79,667 | Increased | 3.88 | 0.57 | 7,138,000.00 | 20.62 | 89.60 | Form 13 |
| Spinnaker Trust | $EWT | Ishares Msci Taiwan Etf | Equities | 210,832 | Increased | 0.02 | 0.89 | 11,190,000.00 | 18.24 | 53.08 | Form 13 |
| Spinnaker Trust | $SUSA | Ishares Msci Usa Esg Select Etf | Equities | 987,313 | Increased | 101.06 | 6.48 | 81,295,000.00 | 12.55 | 82.34 | Form 13 |
| Spinnaker Trust | $MUB | Ishares National Amtfree Muni | Equities | 16,516 | Maintained | 0.00 | 0.15 | 1,935,000.00 | 1.10 | 117.16 | Form 13 |
| Spinnaker Trust | $IWF | Ishares Russell 1000 Growth Ind | Equities | 3,486 | Maintained | 0.00 | 0.07 | 840,000.00 | 11.11 | 240.96 | Form 13 |
| Spinnaker Trust | $IWD | Ishares Russell 1000 Value Inde | Equities | 2,333 | Maintained | 0.00 | 0.03 | 318,000.00 | 15.64 | 136.31 | Form 13 |
| Spinnaker Trust | $IWV | Ishares Russell 3000 Etf | Equities | 2,695 | Maintained | 0.00 | 0.05 | 602,000.00 | 14.23 | 223.38 | Form 13 |
| Spinnaker Trust | $IVV | Ishares S&p 500 Index | Equities | 653 | Maintained | 0.00 | 0.02 | 245,000.00 | 11.87 | 375.19 | Form 13 |
| Spinnaker Trust | $IVE | Ishares S&p 500 Value Etf | Equities | 2,466 | Maintained | 0.00 | 0.03 | 315,000.00 | 13.72 | 127.74 | Form 13 |
| Spinnaker Trust | $IXN | Ishares S&p Global Technology | Equities | 685 | New! | 0.00 | 0.02 | 205,000.00 | 0.00 | 299.27 | Form 13 |
| Spinnaker Trust | $IJR | Ishares S&p Smallcap 600 Index | Equities | 36,232 | Maintained | 0.00 | 0.27 | 3,329,000.00 | 30.86 | 91.88 | Form 13 |
| Spinnaker Trust | $NEAR | Ishares Short Maturity Bond | Equities | 153,852 | Increased | 26.73 | 0.62 | 7,718,000.00 | 26.88 | 50.17 | Form 13 |
| Spinnaker Trust | $IGSB | Ishares Short-term Corporate Bo | Equities | 6,593 | Maintained | 0.00 | 0.03 | 363,000.00 | 0.28 | 55.06 | Form 13 |
| Spinnaker Trust | $EFA | Ishares Tr Msci Eafe Index Fund | Equities | 5,182 | Maintained | 0.00 | 0.03 | 378,000.00 | 14.89 | 72.94 | Form 13 |
| Spinnaker Trust | $IWB | Ishares Tr Russell 1000 Etf | Equities | 3,263 | Decreased | -4.14 | 0.06 | 691,000.00 | 8.48 | 211.77 | Form 13 |
| Spinnaker Trust | $IWM | Ishares Tr Russell 2000 Index F | Equities | 5,243 | Decreased | -0.10 | 0.08 | 1,027,000.00 | 30.66 | 195.88 | Form 13 |
| Spinnaker Trust | $OEF | Ishares Trust S & P 100 Index F | Equities | 1,321 | Maintained | 0.00 | 0.02 | 226,000.00 | 10.24 | 171.08 | Form 13 |
| Spinnaker Trust | $IYW | Ishares U.s. Technology Etf | Equities | 5,580 | Increased | 264.94 | 0.04 | 474,000.00 | 3.04 | 84.95 | Form 13 |
| Spinnaker Trust | $ICSH | Ishares Ultra Short-term Bond E | Equities | 42,633 | Decreased | -17.31 | 0.17 | 2,153,000.00 | -17.41 | 50.50 | Form 13 |
| Spinnaker Trust | $JNJ | Johnson & Johnson | Equities | 47,444 | Decreased | -37.61 | 0.60 | 7,466,000.00 | -34.05 | 314.46 | Form 13 |
| Spinnaker Trust | $BBCA | Jpmorgan Betabuilders Canada Et | Equities | 359,284 | Decreased | -0.70 | 0.77 | 9,639,000.00 | 11.70 | 26.83 | Form 13 |
| Spinnaker Trust | $JPM | Jpmorgan Chase & Co | Equities | 64,424 | Increased | 0.24 | 0.65 | 8,185,000.00 | 32.31 | 254.02 | Form 13 |
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