| Trade Date | Insider | Insider Title | Security Type | Execution Date | Exercise Date | Expiration Date | Share Price | Quantity | Shares Owned | Shares Code | Transaction Code | Swap | Under SEC Title | Under Sec Shares | Nature of Ownership | SEC Link |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2020-09-22 | Joseph Edelman | Series B Preferred Stock | $0.00 | 1,644,785 | 0 | D | C | 0 | Common Stock | 1,644,785 | I | Form 4 | ||||
| 2020-09-22 | Fluke John M Jr | Series A Preferred Stock | $0.00 | 12,610 | 0 | D | C | 0 | Common Stock | 12,610 | D | Form 4 | ||||
| 2020-09-22 | Fluke John M Jr | Series A-1 Preferred Stock | $0.00 | 51,831 | 0 | D | C | 0 | Common Stock | 51,831 | D | Form 4 | ||||
| 2020-09-22 | Fluke John M Jr | Series B-1 Preferred Stock | $0.00 | 6,731 | 0 | D | C | 0 | Common Stock | 6,731 | I | Form 4 | ||||
| 2020-09-22 | Advisors Llc Perceptive | Series B Preferred Stock | 1,644,785 | 0 | D | C | 0 | Common Stock | 1,644,785 | I | Form 4 | |||||
| 2020-09-18 | Investments, Lp Rtw | Series B Convertible Preferred Stock | 1,535,131 | 0 | D | C | 0 | Common Stock | 1,535,131 | I | Form 4 | |||||
| 2020-09-22 | Mark James Litton | Series B Preferred Stock | $0.00 | 13,126 | 0 | D | C | 0 | Common Stock | 13,126 | D | Form 4 | ||||
| 2020-09-22 | Mark James Litton | Series B-1 Preferred Stock | $0.00 | 6,563 | 0 | D | C | 0 | Common Stock | 6,563 | I | Form 4 | ||||
| 2020-09-22 | Mark James Litton | Series B-1 Preferred Stock | $0.00 | 6,563 | 0 | D | C | 0 | Common Stock | 6,563 | I | Form 4 | ||||
| 2020-09-22 | Mark James Litton | Series B-1 Preferred Stock | $0.00 | 6,563 | 0 | D | C | 0 | Common Stock | 6,563 | I | Form 4 | ||||
| 2020-12-11 | Kelly A Romano | Stock Option (Right to Buy) | 2030-12-10 | $0.00 | 27,742 | 27,742 | A | A | 0 | Common Stock | 27,742 | D | Form 4 | |||
| 2021-02-03 | Fluke John M Jr | Stock Option (Right to Buy) | 2027-12-12 | $0.00 | 25,220 | 0 | D | M | 0 | Common Stock | 25,220 | D | Form 4 | |||
| 2021-02-03 | Fluke John M Jr | Stock Option (Right to Buy) | 2030-01-28 | $0.00 | 3,783 | 0 | D | M | 0 | Common Stock | 3,783 | D | Form 4 | |||
| 2021-02-18 | Mark James Litton | Stock Option (Right to Buy) | 2031-02-17 | $0.00 | 85,000 | 85,000 | A | A | 0 | Common Stock | 85,000 | D | Form 4 | |||
| 2021-02-18 | Kevin Church | Stock Option (Right to Buy) | 2031-02-17 | $0.00 | 20,000 | 20,000 | A | A | 0 | Common Stock | 20,000 | D | Form 4 | |||
| 2021-02-18 | Leen Kawas | Stock Option (Right to Buy) | 2031-02-17 | $0.00 | 231,000 | 231,000 | A | A | 0 | Common Stock | 231,000 | D | Form 4 | |||
| 2021-02-18 | Glenna Mileson | Stock Option (Right to Buy) | 2031-02-17 | $0.00 | 73,500 | 73,500 | A | A | 0 | Common Stock | 73,500 | D | Form 4 | |||
| 2021-02-18 | Hans Moebius | Stock Option (Right to Buy) | 2031-02-17 | $0.00 | 72,000 | 72,000 | A | A | 0 | Common Stock | 72,000 | D | Form 4 |
