| Trade Date |
Insider |
Insider Title |
Security Type |
Execution Date |
Exercise Date |
Expiration Date |
Share Price |
Quantity |
Shares Owned |
Shares Code |
Transaction Code |
Swap |
Under SEC Title |
Under Sec Shares |
Nature of Ownership |
SEC Link |
| 2020-04-01 | Peter S Hellman | | Common Stock, $1 par value | - | 2011-05-04 | 2020-05-04 | $0.00 | 4,320 | 0 | D | M | 0 | Common Stock, $1 par value | 4,320 | D | Form 4 |
| 2020-04-01 | Stroucken Albert P L | | Stock Option (Right to Buy) | - | 2011-05-04 | 2020-05-04 | $0.00 | 4,320 | 0 | D | M | 0 | Common Stock, $1 par value | 4,320 | D | Form 4 |
| 2020-04-27 | Jeanne K Mason | | Stock Option (Right to Buy) | - | | 2021-03-04 | $0.00 | 47,176 | 0 | D | M | 0 | Common Stock, $1 par value | 47,146 | D | Form 4 |
| 2020-05-05 | Peter S Hellman | | Stock Option (Right to Buy) | - | | 2030-05-03 | $0.00 | 5,293 | 5,293 | A | A | 0 | Common Stock, $1 par value | 5,293 | D | Form 4 |
| 2020-05-05 | Cathy R Smith | | Stock Option (Right to Buy) | - | | 2030-05-03 | $0.00 | 5,293 | 5,293 | A | A | 0 | Common Stock, $1 par value | 5,293 | D | Form 4 |
| 2020-05-05 | Amy Mcbride Wendell | | Stock Option (Right to Buy) | - | | 2030-05-03 | $0.00 | 5,293 | 5,293 | A | A | 0 | Common Stock, $1 par value | 5,293 | D | Form 4 |
| 2020-05-05 | Michael F Mahoney | | Stock Option (Right to Buy) | - | | 2030-05-03 | $0.00 | 5,293 | 5,293 | A | A | 0 | Common Stock, $1 par value | 5,293 | D | Form 4 |
| 2020-06-08 | Cristiano Franzi | | Stock Option (Right to Buy) | - | | 2027-09-01 | $0.00 | 46,600 | 23,400 | D | M | 0 | Common Stock, $1 par value | 46,600 | D | Form 4 |
| 2020-06-15 | John D Forsyth | | Stock Option (Right to Buy) | - | 2012-05-08 | 2021-05-03 | $0.00 | 1,500 | 310 | D | M | 0 | Common Stock, $1 par value | 1,500 | D | Form 4 |
| 2020-06-19 | Giuseppe Accogli | | Stock Option (Right to Buy) | - | | 2026-09-01 | $0.00 | 8,334 | 0 | D | M | 0 | Common Stock, $1 par value | 8,334 | D | Form 4 |
| 2020-06-19 | Giuseppe Accogli | | Stock Option [Right to Buy) | - | | 2027-03-02 | $0.00 | 62,388 | 31,195 | D | M | 0 | Common Stock, $1 par value | 62,388 | D | Form 4 |
| 2020-08-03 | Gavin James R Iii | | Stock Option (Right to Buy) | | 2015-05-05 | 2024-05-06 | $0.00 | 4,110 | 0 | D | M | 0 | Common Stock, $1 par value | 4,110 | D | Form 4 |
| 2020-08-03 | Gavin James R Iii | | Stock Option (Right to Buy) | | 2016-05-05 | 2025-05-05 | $0.00 | 10,789 | 0 | D | M | 0 | Common Stock, $1 par value | 10,789 | D | Form 4 |
| 2020-08-20 | Peter S Hellman | | Deferred Comp Plan Baxter Common Stock Fund | - | | | $82.89 | 1,660 | 0 | D | J | 0 | Common Stock, $1 par value | 1,660 | D | Form 4 |
| 2020-08-20 | Thomas F Chen | | Deferred Comp Plan Baxter Common Stock Fund | - | | | $82.89 | 3,386 | 0 | D | J | 0 | Common Stock, $1 par value | 3,386 | D | Form 4 |
| 2020-09-01 | James W Borzi | | Stock Option (Right to Buy) | - | | 2030-08-30 | $0.00 | 60,000 | 60,000 | A | A | 0 | Common Stock, $1 par value | 60,000 | D | Form 4 |
| 2020-09-11 | Gavin James R Iii | | Deferred Comp Plan Baxter Common Stock Fund | - | | | $83.10 | 11,894 | 0 | D | J | 0 | Common Stock, $1 par value | 11,894 | D | Form 4 |
| 2020-09-14 | John D Forsyth | | Stock Option (Right to Buy) | - | 2012-05-08 | 2021-05-03 | $0.00 | 310 | 0 | D | M | 0 | Common Stock, $1 par value | 310 | D | Form 4 |
| 2020-10-01 | Jacqueline Kunzler | | Deferred Comp Plan Baxter Common Stock Fund | - | | | $79.72 | 2,449 | 0 | D | J | 0 | Common Stock, $1 par value | 2,449 | D | Form 4 |
| 2020-11-02 | Sean Martin | | Stock Option (Right to Buy) | - | 2020-03-02 | 2027-03-02 | $0.00 | 47,001 | 102,999 | D | M | 0 | Common Stock, $1 par value | 47,001 | D | Form 4 |
| 2021-03-03 | Jose E Almeida | | Stock Option (Right to Buy) | - | | 2031-03-03 | $0.00 | 348,483 | 348,483 | A | A | 0 | Common Stock, $1 par value | 348,483 | D | Form 4 |
| 2021-03-03 | Jeanne K Mason | | Stock Option (Right to Buy) | - | | 2031-03-03 | $0.00 | 48,788 | 48,788 | A | A | 0 | Common Stock, $1 par value | 48,788 | D | Form 4 |
| 2021-03-03 | James W Borzi | | Stock Option (Right to Buy) | - | | 2031-03-03 | $0.00 | 44,352 | 44,352 | A | A | 0 | Common Stock, $1 par value | 44,352 | D | Form 4 |
| 2021-03-03 | Sean Martin | | Stock Option (Right to Buy) | - | | 2031-03-03 | $0.00 | 63,360 | 63,360 | A | A | 0 | Common Stock, $1 par value | 63,360 | D | Form 4 |
| 2021-03-03 | Brian Stevens | | Stock Option (Right to Buy) | - | | 2031-03-03 | $0.00 | 17,424 | 17,424 | A | A | 0 | Common Stock, $1 par value | 17,424 | D | Form 4 |
| 2021-03-03 | James Saccaro | | Stock Option (Right to Buy) | - | | 2031-03-03 | $0.00 | 82,369 | 82,369 | A | A | 0 | Common Stock, $1 par value | 82,369 | D | Form 4 |
| 2021-03-03 | Giuseppe Accogli | | Stock Option (Right to Buy) | - | | 2031-03-03 | $0.00 | 121,969 | 121,969 | A | A | 0 | Common Stock, $1 par value | 121,969 | D | Form 4 |
| 2021-03-03 | Andrew Frye | | Stock Option (Right to Buy) | - | | 2031-03-03 | $0.00 | 79,201 | 79,201 | A | A | 0 | Common Stock, $1 par value | 79,201 | D | Form 4 |
| 2021-03-03 | Cristiano Franzi | | Stock Option (Right to Buy) | - | | 2031-03-03 | $0.00 | 79,201 | 79,201 | A | A | 0 | Common Stock, $1 par value | 79,201 | D | Form 4 |
| 2021-03-03 | Jacqueline Kunzler | | Stock Option (Right to Buy) | - | | 2031-03-03 | $0.00 | 31,680 | 31,680 | A | A | 0 | Common Stock, $1 par value | 31,680 | D | Form 4 |
| 2021-01-06 | Peter S Hellman | | Stock Option (Right to Buy) | - | | 2028-05-08 | $0.00 | 6,437 | 0 | D | G | 0 | Common Stock, $1 par value | 6,437 | D | Form 4 |
| 2021-01-06 | Peter S Hellman | | Stock Option (Right to Buy) | - | | 2028-05-08 | $0.00 | 6,437 | 6,437 | A | G | 0 | Common Stock, $1 par value | 6,437 | I | Form 4 |
| 2021-01-06 | Peter S Hellman | | Stock Option (Right to Buy) | - | | 2029-05-07 | $0.00 | 6,138 | 0 | D | G | 0 | Common Stock, $1 par value | 6,138 | D | Form 4 |
| 2021-01-06 | Peter S Hellman | | Stock Option (Right to Buy) | - | | 2029-05-07 | $0.00 | 6,138 | 6,138 | A | G | 0 | Common Stock, $1 par value | 6,138 | I | Form 4 |
| 2021-01-06 | Peter S Hellman | | Stock Option (Right to Buy) | - | | 2030-05-03 | $0.00 | 5,293 | 0 | D | G | 0 | Common Stock, $1 par value | 5,293 | D | Form 4 |
| 2021-01-06 | Peter S Hellman | | Stock Option (Right to Buy) | - | | 2030-05-03 | $0.00 | 5,293 | 5,293 | A | G | 0 | Common Stock, $1 par value | 5,293 | I | Form 4 |
| 2021-04-05 | Peter S Hellman | | Stock Option (Right to Buy) | - | 2012-05-08 | 2021-05-03 | $0.00 | 4,990 | 0 | D | M | 0 | Common Stock, $1 par value | 4,990 | D | Form 4 |
| 2021-04-05 | Stroucken Albert P L | | Stock Option (Right to Buy) | - | 2012-05-08 | 2021-05-03 | $0.00 | 4,990 | 0 | D | M | 0 | Common Stock, $1 par value | 4,990 | D | Form 4 |
