CAPITAL ONE FINANCIAL CORP

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CAPITAL ONE FINANCIAL CORP

$COF

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Trade Date Insider Insider Title Security Type Execution Date Exercise Date Expiration Date Share Price Quantity Shares Owned Shares Code Transaction Code Swap Under SEC Title Under Sec Shares Nature of Ownership SEC Link
2020-06-05Bradford H WarnerStock Options-2013-05-082022-05-07$0.008,4100DM0Common Stock8,410DForm 4
2020-10-05Michael J WassmerStock Options-2021-01-25$48.2813,7840DM0Common Stock13,784DForm 4
2020-10-26Richard D FairbankStock Options-2014-01-262021-01-25$0.0040,557567,809DM0Common Stock40,557DForm 4
2020-10-27Richard D FairbankStock Options-2014-01-262021-01-25$0.0040,557527,252DM0Common Stock40,557DForm 4
2020-10-28Richard D FairbankStock Options-2014-01-262021-01-25$0.0040,557486,695DM0Common Stock40,557DForm 4
2020-10-29Richard D FairbankStock Options-2014-01-262021-01-25$0.0040,557446,138DM0Common Stock40,557DForm 4
2020-10-30Richard D FairbankStock Options-2014-01-262021-01-25$0.0040,558405,580DM0Common Stock40,558DForm 4
2020-11-02Richard D FairbankStock Options-2014-01-262021-01-25$0.0040,558365,022DM0Common Stock40,558DForm 4
2020-10-30Finneran John G JrStock Options-2023-01-30$0.0034,6110DG0Common Stock34,611DForm 4
2020-10-30Finneran John G JrStock Options-2024-01-29$0.0029,7830DG0Common Stock29,783DForm 4
2020-10-30Finneran John G JrStock Options-2025-01-28$0.0031,6600DG0Common Stock31,660DForm 4
2020-10-30Finneran John G JrStock Options-2026-02-03$0.0030,2460DG0Common Stock30,246DForm 4
2020-10-30Finneran John G JrStock Options-2027-02-02$0.0023,7380DG0Common Stock23,738DForm 4
2020-11-03Richard D FairbankStock Options-2014-01-262021-01-25$0.0040,558324,464DM0Common Stock40,558DForm 4
2020-11-04Richard D FairbankStock Options-2014-01-262021-01-25$0.0040,558283,906DM0Common Stock40,558DForm 4
2020-11-05Richard D FairbankStock Options-2014-01-262021-01-25$0.0040,558243,348DM0Common Stock40,558DForm 4
2020-11-06Richard D FairbankStock Options-2014-01-262021-01-25$0.0040,558202,790DM0Common Stock40,558DForm 4
2020-11-09Richard D FairbankStock Options-2014-01-262021-01-25$0.0040,558162,232DM0Common Stock40,558DForm 4
2020-11-10Richard D FairbankStock Options-2014-01-262021-01-25$0.0040,558121,674DM0Common Stock40,558DForm 4
2020-11-11Richard D FairbankStock Options-2014-01-262021-01-25$0.0040,55881,116DM0Common Stock40,558DForm 4
2020-11-09Robert M. AlexanderStock Options-2021-01-25$0.0050,3830DM0Common Stock50,383DForm 4
2020-11-12Richard D FairbankStock Options-2014-01-262021-01-25$0.0040,55840,558DM0Common Stock40,558DForm 4
2020-11-13Richard D FairbankStock Options-2014-01-262021-01-25$0.0040,5580DM0Common Stock40,558DForm 4
2020-12-10Jory A BersonStock Options-2024-01-29$0.0028,4990DM0Common Stock28,499DForm 4
2020-12-10Jory A BersonStock Options-2026-02-03$0.0027,9830DM0Common Stock27,983DForm 4
2020-12-21Frank G. Laprade,iiiStock Options-2023-01-30$0.0032,6030DM0Common Stock32,603DForm 4
2021-01-06Robert M. AlexanderStock Options-2023-01-30$0.0030,6450DM0Common Stock30,645DForm 4
2021-02-04Richard D Fairbank2019 Restricted Stock Units-2022-02-152022-02-15$0.0037733,891DM0Common Stock377DForm 4
2021-02-04Richard D FairbankRestricted Stock Units-2022-02-152022-02-15$0.0032321,094DM0Common Stock323DForm 4
2021-02-04Richard D Fairbank2020 Restricted Stock Units-2023-02-152023-02-15$0.0021319,363DM0Common Stock213DForm 4
2021-02-04Richard D FairbankRestricted Stock Units-2023-02-152023-02-15$0.0018616,943DM0Common Stock186DForm 4
2021-02-04Richard D Fairbank2021 Restricted Stock Units-2024-02-152024-02-15$0.0017,75317,753AA0Common Stock17,753DForm 4
2021-02-04Richard D FairbankRestricted Stock Units-2024-02-152024-02-15$0.0015,53415,534AA0Common Stock15,534DForm 4
2021-02-15Richard D Fairbank2018 Restricted Stock Units-2021-02-152021-02-15$0.0023,1470DM0Common Stock23,147DForm 4
2021-02-15Finneran John G Jr2018 Restricted Stock Units-$0.002,3990DM0Common Stock2,399DForm 4
2021-02-15Jory A Berson2018 Restricted Stock Units-$0.001,9650DM0Common Stock1,965DForm 4
2021-02-15Robert M. Alexander2018 Restricted Stock Units-$0.002,0080DM0Common Stock2,008DForm 4
2021-02-15Yajnik Sanjiv2018 Restricted Stock Units-$0.002,3050DM0Common Stock2,305DForm 4
2021-02-15Frank G. Laprade,iii2018 Restricted Stock Units-$0.002,3400DM0Common Stock2,340DForm 4
2021-02-15Richard Scott Blackley2018 Restricted Stock Units-$0.001,9670DM0Common Stock1,967DForm 4
2021-02-15Michael Slocum2018 Restricted Stock Units-$0.002,1070DM0Common Stock2,107DForm 4
2021-02-15Kevin S. Borgmann2018 Restricted Stock Units-$0.002,2140DM0Common Stock2,214DForm 4
2021-02-15Michael J Wassmer2018 Restricted Stock Units-$0.002,0810DM0Common Stock2,081DForm 4
2021-02-15Matthew W Cooper2018 Restricted Stock Units-$0.001,3120DM0Common Stock1,312DForm 4
2021-02-15Sheldon Hall2018 Restricted Stock Units-$0.001,1160DM0Common Stock1,116DForm 4
2021-02-10Shattuck Mayo A IiiStock Options-2012-05-112021-05-10$0.007,3760DM0Common Stock7,376DForm 4