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NOVAVAX INC

$NVAX

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Trade Date Insider Insider Title Security Type Execution Date Exercise Date Expiration Date Share Price Quantity Shares Owned Shares Code Transaction Code Swap Under SEC Title Under Sec Shares Nature of Ownership SEC Link
2020-05-18Herrmann John A IiiStock Option (Right to buy)2022-03-01$0.007,4990DM0Common Stock7,499DForm 4
2020-05-18Herrmann John A IiiStock Option (Right to buy)2026-11-14$0.005,462787DM0Common Stock5,462DForm 4
2020-06-16David M MottStock Option (Right to buy)2021-06-162030-06-16$0.008,0008,000AA0Common Stock8,000DForm 4
2020-06-18Gregory M GlennStock Option (Right to buy)2020-07-01$0.0016,7490DM0Common Stock16,749DForm 4
2020-06-25James F YoungStock Option (Right to buy)2021-06-252030-06-25$0.0015,18015,180AA0Common Stock15,180DForm 4
2020-06-25James F YoungRestricted Stock Units$0.007,5907,590AA0Common Stock7,590DForm 4
2020-06-25Richard DouglasStock Option (Right to buy)2021-06-252030-06-25$0.006,9006,900AA0Common Stock6,900DForm 4
2020-06-25Richard DouglasRestricted Stock Units$0.003,4503,450AA0Common Stock3,450DForm 4
2020-06-25Gary C EvansStock Option (Right to buy)2021-06-252030-06-25$0.006,9006,900AA0Common Stock6,900DForm 4
2020-06-25Gary C EvansRestricted Stock Units$0.003,4503,450AA0Common Stock3,450DForm 4
2020-06-25Rachel K. KingStock Option (Right to buy)2021-06-252030-06-25$0.006,9006,900AA0Common Stock6,900DForm 4
2020-06-25Rachel K. KingRestricted Stock Units$0.003,4503,450AA0Common Stock3,450DForm 4
2020-06-25Mcmanus Michael A JrStock Option (Right to buy)2021-06-252030-06-25$0.006,9006,900AA0Common Stock6,900DForm 4
2020-06-25Mcmanus Michael A JrRestricted Stock Units$0.003,4503,450AA0Common Stock3,450DForm 4
2020-06-25David M MottStock Option (Right to buy)2021-06-252030-06-25$0.004,4004,400AA0Common Stock4,400DForm 4
2020-06-25Stanley C ErckStock Option (Right to Buy)2029-09-26$0.00100,000100,000AA0Common Stock100,000DForm 4
2019-09-26Stanley C ErckStock Appreciation Right2029-09-26$0.00100,000100,000AA0Common Stock100,000DForm 4
2020-06-25Herrmann John A IiiRestricted Stock Units$0.002,5002,500AA0Common Stock2,500DForm 4
2020-06-25John TrizzinoRestricted Stock Units$0.002,5002,500AA0Common Stock2,500DForm 4
2020-08-18Gary C EvansStock Option (Right to Buy)-2011-09-102021-03-10$0.001,0000DM0Common Stock1,000DForm 4
2020-08-18Gary C EvansStock Option (Right to Buy)-2013-09-022023-03-01$0.001,5000DM0Common Stock1,500DForm 4
2020-08-18Gary C EvansStock Option (Right to Buy)-2018-03-162027-03-16$0.004,0000DM0Common Stock4,000DForm 4
2020-08-18Gary C EvansStock Option (Right to Buy)-2018-12-152027-12-15$0.004,0000DM0Common Stock4,000DForm 4
2020-08-18Gregory M GlennStock Option (Right to Buy)-2021-03-10$0.003,2000DM0Common Stock3,200DForm 4
2020-08-18Gregory M GlennStock Option (Right to Buy)-2022-03-01$0.007,5000DM0Common Stock7,500DForm 4
2020-08-18Gregory M GlennStock Option (Right to Buy)-2023-03-02$0.004,4050DM0Common Stock4,405DForm 4
2020-08-18Gregory M GlennStock Option (Right to Buy)-2026-11-14$0.008,200550DM0Common Stock8,200DForm 4
2020-08-18Gregory M GlennStock Option (Right to Buy)-2026-11-14$0.002,7336,017DM0Common Stock2,733DForm 4
2020-08-18Gregory M GlennStock Option (Right to Buy)-2027-12-15$0.0016,6588,341DM0Common Stock16,658DForm 4
2020-08-18Gregory M GlennStock Option (Right to Buy)-2028-12-13$0.0013,22518,524DM0Common Stock13,225DForm 4
2020-08-18Herrmann John A IiiStock Option (Right to Buy)-2021-03-10$0.001,0000DM0Common Stock1,000DForm 4
2020-08-18Herrmann John A IiiStock Option (Right to Buy)-2023-03-02$0.007,4990DM0Common Stock7,499DForm 4
2020-08-18Herrmann John A IiiStock Option (Right to Buy)-2024-06-12$0.002,4990DM0Common Stock2,499DForm 4
2020-08-18Herrmann John A IiiStock Option (Right to Buy)-2026-03-15$0.0011,2490DM0Common Stock11,249DForm 4
2020-08-18Herrmann John A IiiStock Option (Right to Buy)-2026-11-14$0.00393394DM0Common Stock393DForm 4
2020-08-18Herrmann John A IiiStock Option (Right to Buy)-2026-11-14$0.001,9524,298DM0Common Stock1,952DForm 4
2020-08-18Herrmann John A IiiStock Option (Right to Buy)-2027-12-15$0.0013,3226,677DM0Common Stock13,322DForm 4
2020-08-18Herrmann John A IiiStock Option (Right to Buy)-2028-12-13$0.008,32811,671DM0Common Stock8,328DForm 4
2020-08-18Mcmanus Michael A JrStock Option (Right to Buy)-2018-03-162027-03-16$0.004,0000DM0Common Stock4,000DForm 4
2020-08-18Mcmanus Michael A JrStock Option (Right to Buy)-2018-12-152027-12-15$0.004,0000DM0Common Stock4,000DForm 4
2020-08-18John TrizzinoStock Option (Right to Buy)-2026-03-15$0.0011,2490DM0Common Stock11,249DForm 4
2020-08-18John TrizzinoStock Option (Right to Buy)-2026-11-14$0.005,855394DM0Common Stock5,855DForm 4
2020-08-18John TrizzinoStock Option (Right to Buy)-2026-11-14$0.001,9524,298DM0Common Stock1,952DForm 4
2020-08-18John TrizzinoStock Option (Right to Buy)-2027-12-15$0.0013,3226,677DM0Common Stock13,322DForm 4
2020-08-18John TrizzinoStock Option (Right to Buy)-2028-12-13$0.0010,41014,589DM0Common Stock10,410DForm 4
2020-08-24Stanley C ErckStock Option (Right to Buy)2030-04-17$0.00400,000400,000AA0Common Stock400,000DForm 4
2020-08-24Gregory M GlennStock Option (Right to Buy)2030-04-17$0.00165,000165,000AA0Common Stock165,000DForm 4
2020-08-24John TrizzinoStock Option (Right to Buy)2030-04-17$0.00140,000140,000AA0Common Stock140,000DForm 4
2020-08-24Herrmann John A IiiStock Option (Right to Buy)2030-04-17$0.00125,000125,000AA0Common Stock125,000DForm 4
2020-09-26Herrmann John A IiiRestricted Stock Units$0.0030,9000DM0Common Stock30,900DForm 4
2020-09-26Herrmann John A IiiRestricted Stock Units$0.003,9737,946DM0Common Stock3,973DForm 4
2020-09-26Gregory M GlennRestricted Stock Units$0.0038,5880DM0Common Stock38,588DForm 4
2020-09-26John TrizzinoRestricted Stock Units$0.0031,9000DM0Common Stock31,900DForm 4
2020-09-26John TrizzinoRestricted Stock Units$0.003,5387,076DM0Common Stock3,538DForm 4
2020-09-26Stanley C ErckRestricted Stock Units$0.006,54613,092DM0Common Stock6,546DForm 4
2020-09-28Stanley C ErckStock Option (Right to Buy)2029-09-26$0.0025,00075,000DM0Common Stock25,000DForm 4
2020-09-28Stanley C ErckStock Appreciation Right2029-09-26$0.0025,00075,000DM0Common Stock25,000DForm 4
2020-09-28John TrizzinoStock Option (Right to Buy)2029-09-26$0.0025,00075,000DM0Common Stock25,000DForm 4
2020-09-28John TrizzinoStock Appreciation Right2029-09-26$0.004,60013,800DM0Common Stock4,600DForm 4
2020-09-28Gregory M GlennStock Option (Right to Buy)2029-09-26$0.0025,00075,000DM0Common Stock25,000DForm 4
2020-09-28Herrmann John A IiiStock Option (Right to Buy)2029-09-26$0.0024,75074,250DM0Common Stock24,750DForm 4
2020-10-31Gregg H AltonStock Option (Right to buy)2021-10-312030-10-31$0.007,7007,700AA0Common Stock7,700DForm 4
2020-11-16Gregory F CovinoRestricted Stock Units$0.007,3007,300AA0Common Stock7,300DForm 4
2020-11-16Gregory F CovinoStock Option (Right to buy)2030-11-16$0.008,2008,200AA0Common Stock8,200DForm 4
2020-11-16Stanley C ErckStock Option (Right to buy)2021-06-22$0.0042,4990DM0Common Stock42,499DForm 4
2020-11-16Stanley C ErckStock Option (Right to buy)2022-03-01$0.009,81835,182DM0Common Stock9,818DForm 4
2020-12-05James F YoungRestricted Stock Units$0.0020,00020,000AA0Common Stock20,000DForm 4
2020-12-07Margaret G McglynnStock Option (Right to buy)2021-12-072030-12-07$0.007,7007,700AA0Common Stock7,700DForm 4
2020-12-14Stanley C ErckStock Option (Right to Buy)2030-12-14$0.0041,70041,700AA0Common Stock41,700DForm 4
2020-12-14Stanley C ErckRestricted Stock Units$0.0020,90020,900AA0Common Stock20,900DForm 4
2020-12-14Gregory M GlennStock Option (Right to Buy)2030-12-14$0.0018,70018,700AA0Common Stock18,700DForm 4
2020-12-14Gregory M GlennRestricted Stock Units$0.009,3009,300AA0Common Stock9,300DForm 4
2020-12-14John TrizzinoStock Option (Right to Buy)2030-12-14$0.009,5009,500AA0Common Stock9,500DForm 4
2020-12-14John TrizzinoRestricted Stock Units$0.004,8004,800AA0Common Stock4,800DForm 4
2020-12-14Herrmann John A IiiStock Option (Right to Buy)2030-12-14$0.0012,70012,700AA0Common Stock12,700DForm 4
2020-12-14Herrmann John A IiiRestricted Stock Units$0.006,3006,300AA0Common Stock6,300DForm 4
2020-12-31James F YoungStock Option (Right to Buy)2011-09-102021-03-10$0.001,0000DM0Common Stock1,000DForm 4
2020-12-31James F YoungStock Option (Right to Buy)2011-10-192021-04-19$0.0010,0000DM0Common Stock10,000DForm 4
2021-01-01James F YoungRestricted Stock Units$0.0010,00010,000DM0Common Stock10,000DForm 4
2020-12-31Richard DouglasStock Option (Right to Buy)2011-09-102021-03-10$0.001,0000DM0Common Stock1,000DForm 4
2021-01-05John TrizzinoStock Option (Right to Buy)2026-11-14$0.003940DM0Common Stock394DForm 4
2021-01-05John TrizzinoStock Option (Right to Buy)2026-11-14$0.002,2140DM0Common Stock2,214DForm 4
2021-01-05John TrizzinoStock Option (Right to Buy)2027-12-15$0.001,6685,009DM0Common Stock1,668DForm 4
2021-01-05John TrizzinoStock Option (Right to Buy)2028-12-13$0.002,08212,507DM0Common Stock2,082DForm 4
2021-01-05John TrizzinoStock Option (Right to Buy)2029-09-26$0.006,24968,751DM0Common Stock6,249DForm 4
2021-01-05John TrizzinoStock Appreciation Right2029-09-26$0.001,14912,651DM0Common Stock1,149DForm 4
2021-02-01Herrmann John A IiiStock Option (Right to Buy)2026-11-14$0.003940DM0Common Stock394DForm 4
2021-02-01Herrmann John A IiiStock Option (Right to Buy)2026-11-14$0.002,2140DM0Common Stock2,214DForm 4
2021-02-01Herrmann John A IiiStock Option (Right to Buy)2027-12-15$0.002,0854,592DM0Common Stock2,085DForm 4
2021-02-01Herrmann John A IiiStock Option (Right to Buy)2028-12-13$0.002,0809,591DM0Common Stock2,080DForm 4
2021-02-01Herrmann John A IiiStock Option (Right to Buy)2029-09-26$0.008,24966,001DM0Common Stock8,249DForm 4
2021-02-05John TrizzinoStock Option (Right to Buy)2027-12-15$0.004174,592DM0Common Stock417DForm 4
2021-02-05John TrizzinoStock Option (Right to Buy)2028-12-13$0.0052111,986DM0Common Stock521DForm 4
2021-02-05John TrizzinoStock Option (Right to Buy)2029-09-26$0.002,08466,667DM0Common Stock2,084DForm 4
2021-02-05John TrizzinoStock Appreciation Right2029-09-26$0.0038412,267DM0Common Stock384DForm 4
2021-02-16Gregory M GlennStock Option (Right to Buy)2026-11-14$0.006192,480DM0Common Stock619DForm 4
2021-02-16Gregory M GlennStock Option (Right to Buy)2027-12-15$0.008687,473DM0Common Stock868DForm 4
2021-02-16Gregory M GlennStock Option (Right to Buy)2028-12-13$0.001,10117,423DM0Common Stock1,101DForm 4
2021-02-16Gregory M GlennStock Option (Right to Buy)2029-09-26$0.003,12471,876DM0Common Stock3,124DForm 4
2021-02-16Gregory M GlennStock Appreciation Right2029-09-26$0.004,81961,281DM0Common Stock4,819DForm 4
2021-02-26Herrmann John A IiiStock Option (Right to Buy)2027-12-15$0.004164,176DM0Common Stock416DForm 4
2021-02-26Herrmann John A IiiStock Option (Right to Buy)2028-12-13$0.004169,175DM0Common Stock416DForm 4
2021-02-26Herrmann John A IiiStock Option (Right to Buy)2029-09-26$0.002,06363,938DM0Common Stock2,063DForm 4
2021-03-05John TrizzinoStock Option (Right to Buy)2027-12-15$0.004174,175DM0Common Stock417DForm 4
2021-03-05John TrizzinoStock Option (Right to Buy)2028-12-13$0.0052111,465DM0Common Stock521DForm 4
2021-03-05John TrizzinoStock Option (Right to Buy)2029-09-26$0.002,08364,584DM0Common Stock2,083DForm 4
2021-03-05John TrizzinoStock Appreciation Right2029-09-26$0.0038311,884DM0Common Stock383DForm 4
2021-03-15Gregory M GlennStock Option (Right to Buy)2026-11-14$0.006191,861DM0Common Stock619DForm 4
2021-03-15Gregory M GlennStock Option (Right to Buy)2027-12-15$0.008686,605DM0Common Stock868DForm 4
2021-03-15Gregory M GlennStock Option (Right to Buy)2028-12-13$0.001,10116,322DM0Common Stock1,101DForm 4
2021-03-15Gregory M GlennStock Option (Right to Buy)2029-09-26$0.003,12468,752DM0Common Stock3,124DForm 4
2021-03-15Gregory M GlennStock Appreciation Right2029-09-26$0.004,81956,462DM0Common Stock4,819DForm 4
2021-03-15Gary C EvansStock Option (Right to Buy)2016-09-152026-03-15$0.002,0000DM0Common Stock2,000DForm 4
2021-03-15Gary C EvansStock Option (Right to Buy)2019-12-132028-12-13$0.004,5000DM0Common Stock4,500DForm 4
2021-03-15Gary C EvansStock Option (Right to Buy)2020-12-122029-12-12$0.0018,0000DM0Common Stock18,000DForm 4
2021-03-23James F YoungStock Option (Right to Buy)2019-12-132028-12-13$0.0010,0000DM0Common Stock10,000DForm 4
2021-03-25James F YoungStock Option (Right to Buy)2018-12-152027-12-15$0.0010,0000DM0Common Stock10,000DForm 4
2021-03-25James F YoungStock Option (Right to Buy)2020-12-122029-12-12$0.0037,5000DM0Common Stock37,500DForm 4
2021-03-26Herrmann John A IiiStock Option (Right to Buy)2027-12-15$0.004163,760DM0Common Stock416DForm 4
2021-03-26Herrmann John A IiiStock Option (Right to Buy)2028-12-13$0.004168,759DM0Common Stock416DForm 4
2021-03-26Herrmann John A IiiStock Option (Right to Buy)2029-09-26$0.002,06261,876DM0Common Stock2,062DForm 4
2021-04-05John TrizzinoStock Option (Right to Buy)2027-12-15$0.004173,758DM0Common Stock417DForm 4
2021-04-05John TrizzinoStock Option (Right to Buy)2028-12-13$0.0052110,944DM0Common Stock521DForm 4
2021-04-05John TrizzinoStock Option (Right to Buy)2029-09-26$0.002,08362,501DM0Common Stock2,083DForm 4
2021-04-05John TrizzinoStock Appreciation Right2029-09-26$0.0038311,501DM0Common Stock383DForm 4
2021-04-15Gregory M GlennStock Option (Right to Buy)2026-11-14$0.006191,242DM0Common Stock619DForm 4
2021-04-15Gregory M GlennStock Option (Right to Buy)2027-12-15$0.008685,737DM0Common Stock868DForm 4
2021-04-15Gregory M GlennStock Option (Right to Buy)2028-12-13$0.001,10115,221DM0Common Stock1,101DForm 4
2021-04-15Gregory M GlennStock Option (Right to Buy)2029-09-26$0.003,12465,628DM0Common Stock3,124DForm 4
2021-04-15Gregory M GlennStock Appreciation Right2029-09-26$0.004,81951,643DM0Common Stock4,819DForm 4
2021-04-30Herrmann John A IiiStock Option (Right to Buy)2027-12-15$0.004163,344AM0Common Stock416DForm 4
2021-04-30Herrmann John A IiiStock Option (Right to Buy)2028-12-13$0.004168,343AM0Common Stock416DForm 4
2021-04-30Herrmann John A IiiStock Option (Right to Buy)2029-09-26$0.002,06359,813AM0Common Stock2,063DForm 4
2021-05-05John TrizzinoStock Option (Right to Buy)2027-12-15$0.004173,341DM0Common Stock417DForm 4
2021-05-05John TrizzinoStock Option (Right to Buy)2028-12-13$0.0052110,423DM0Common Stock521DForm 4
2021-05-05John TrizzinoStock Option (Right to Buy)2029-09-26$0.002,08460,417DM0Common Stock2,084DForm 4
2021-05-05John TrizzinoStock Appreciation Right2029-09-26$0.0038411,117DM0Common Stock384DForm 4
2021-05-17Gregory M GlennStock Option (Right to Buy)2026-11-14$0.00619623DM0Common Stock619DForm 4
2021-05-17Gregory M GlennStock Option (Right to Buy)2027-12-15$0.008684,869DM0Common Stock868DForm 4
2021-05-17Gregory M GlennStock Option (Right to Buy)2028-12-13$0.001,10114,120DM0Common Stock1,101DForm 4
2021-05-17Gregory M GlennStock Option (Right to Buy)2029-09-26$0.003,12462,504DM0Common Stock3,124DForm 4
2021-05-17Gregory M GlennStock Appreciation Right2029-09-26$0.004,81946,824DM0Common Stock4,819DForm 4
2021-05-28Herrmann John A IiiStock Option (Right to Buy)2027-12-15$0.004162,928AM0Common Stock416DForm 4
2021-05-28Herrmann John A IiiStock Option (Right to Buy)2028-12-13$0.004177,926AM0Common Stock417DForm 4
2021-05-28Herrmann John A IiiStock Option (Right to Buy)2029-09-26$0.002,06257,751AM0Common Stock2,062DForm 4
2021-06-15Gregory M GlennStock Option (Right to Buy)2026-11-14$0.006230DM0Common Stock623DForm 4
2021-06-15Gregory M GlennStock Option (Right to Buy)2027-12-15$0.008684,001DM0Common Stock868DForm 4
2021-06-15Gregory M GlennStock Option (Right to Buy)2028-12-13$0.001,10113,019DM0Common Stock1,101DForm 4
2021-06-15Gregory M GlennStock Option (Right to Buy)2029-09-26$0.003,12459,380DM0Common Stock3,124DForm 4
2021-06-15Gregory M GlennStock Appreciation Right2029-09-26$0.004,81942,005DM0Common Stock4,819DForm 4
2021-06-17Gary C EvansRestricted Stock Units$0.003,4500DM0Common Stock3,450DForm 4
2021-06-17James F YoungStock Option (Right to Buy)2022-06-172031-06-17$0.002,6002,600AA0Common Stock2,600DForm 4
2021-06-17James F YoungRestricted Stock Units$0.001,4001,400AA0Common Stock1,400DForm 4
2021-06-17Gregg H AltonStock Option (Right to Buy)2022-06-172031-06-17$0.001,3001,300AA0Common Stock1,300DForm 4
2021-06-17Gregg H AltonRestricted Stock Units$0.00700700AA0Common Stock700DForm 4
2021-06-17Richard DouglasStock Option (Right to Buy)2022-06-172031-06-17$0.001,3001,300AA0Common Stock1,300DForm 4
2021-06-17Richard DouglasRestricted Stock Units$0.00700700AA0Common Stock700DForm 4
2021-06-17Rachel K. KingStock Option (Right to Buy)2022-06-172031-06-17$0.001,3001,300AA0Common Stock1,300DForm 4
2021-06-17Rachel K. KingRestricted Stock Units$0.00700700AA0Common Stock700DForm 4
2021-06-17Margaret G McglynnStock Option (Right to Buy)2022-06-172031-06-17$0.001,3001,300AA0Common Stock1,300DForm 4
2021-06-17Margaret G McglynnRestricted Stock Units$0.00700700AA0Common Stock700DForm 4
2021-06-17Mcmanus Michael A JrStock Option (Right to Buy)2022-06-172031-06-17$0.001,3001,300AA0Common Stock1,300DForm 4
2021-06-17Mcmanus Michael A JrRestricted Stock Units$0.00700700AA0Common Stock700DForm 4
2021-06-17David M MottStock Option (Right to Buy)2022-06-172031-06-17$0.001,3001,300AA0Common Stock1,300DForm 4
2021-06-17David M MottRestricted Stock Units$0.00700700AA0Common Stock700DForm 4
2021-06-25Herrmann John A IiiRestricted Stock Units$0.008341,666DM0Common Stock834DForm 4
2021-06-25John TrizzinoRestricted Stock Units$0.008341,666DM0Common Stock834DForm 4
2021-06-25James F YoungRestricted Stock Units$0.007,5900DM0Common Stock7,590DForm 4
2021-06-25Richard DouglasRestricted Stock Units$0.003,4500DM0Common Stock3,450DForm 4
2021-06-25Rachel K. KingRestricted Stock Units$0.006,9000DM0Common Stock6,900DForm 4
2021-06-25Mcmanus Michael A JrRestricted Stock Units$0.006,9000DM0Common Stock6,900DForm 4
2021-06-30Herrmann John A IiiStock Option (Right to Buy)2027-12-15$0.004162,512AM0Common Stock416DForm 4
2021-06-30Herrmann John A IiiStock Option (Right to Buy)2028-12-13$0.004177,509AM0Common Stock417DForm 4
2021-06-30Herrmann John A IiiStock Option (Right to Buy)2029-09-26$0.002,06355,688AM0Common Stock2,063DForm 4
2021-07-01Stanley C ErckStock Option (Right to Buy)2022-03-01$0.0015,1810DM0Common Stock15,181DForm 4
2021-07-01Stanley C ErckStock Option (Right to Buy)2023-03-02$0.0019,87925,120DM0Common Stock19,879DForm 4
2021-07-01Stanley C ErckStock Option (Right to Buy)2024-03-06$0.0017,56027,439DM0Common Stock17,560DForm 4
2021-07-02Stanley C ErckStock Option (Right to Buy)2023-03-02$0.0025,1200DM0Common Stock25,120DForm 4
2021-07-02Stanley C ErckStock Option (Right to Buy)2024-03-06$0.0027,4390DM0Common Stock27,439DForm 4
2021-07-01James F YoungRestricted Stock Units$0.0010,0000DM0Common Stock10,000DForm 4
2021-07-15Gregory M GlennStock Option (Right to Buy)2026-11-14$0.005500DM0Common Stock550DForm 4
2021-07-15Gregory M GlennStock Option (Right to Buy)2027-12-15$0.008703,131DM0Common Stock870DForm 4
2021-07-15Gregory M GlennStock Option (Right to Buy)2028-12-13$0.001,10511,914DM0Common Stock1,105DForm 4
2021-07-15Gregory M GlennStock Option (Right to Buy)2029-09-26$0.003,12956,251DM0Common Stock3,129DForm 4
2021-07-15Gregory M GlennStock Appreciation Right2029-09-26$0.004,82337,182DM0Common Stock4,823DForm 4
2021-07-26Herrmann John A IiiStock Option (Right to Buy)2027-12-15$0.004172,095DM0Common Stock417DForm 4
2021-07-26Herrmann John A IiiStock Option (Right to Buy)2028-12-13$0.004177,092DM0Common Stock417DForm 4
2021-07-26Herrmann John A IiiStock Option (Right to Buy)2029-09-26$0.002,06253,626DM0Common Stock2,062DForm 4
2021-08-16James Patrick KellyRestricted Stock Units$0.007,1007,100AA0Common Stock7,100DForm 4
2021-08-16James Patrick KellyStock Option (Right to Buy)2031-08-16$0.0014,20014,200AA0Common Stock14,200DForm 4
2021-08-16Gregory M GlennStock Option (Right to Buy)2027-12-15$0.005442,587DM0Common Stock544DForm 4
2021-08-16Gregory M GlennStock Option (Right to Buy)2028-12-13$0.001,32210,592DM0Common Stock1,322DForm 4
2021-08-19John TrizzinoRestricted Stock Units$0.001,9651,965AA0Common Stock1,965DForm 4
2021-08-26Gregory M GlennStock Option (Right to Buy)2029-09-26$0.004,16752,084DM0Common Stock4,167DForm 4
2021-08-26Gregory M GlennStock Appreciation Right2029-09-26$0.002,75434,428DM0Common Stock2,754DForm 4
2021-09-01Herrmann John A IiiStock Option (Right to Buy)2030-04-17$0.005,000120,000DM0Common Stock5,000DForm 4
2021-09-13John TrizzinoStock Option (Right to Buy)2030-04-17$0.007,499132,501DM0Common Stock7,499DForm 4
2021-09-14John TrizzinoStock Option (Right to Buy)2030-04-17$0.007,499125,002DM0Common Stock7,499DForm 4
2021-09-15Gregory M GlennStock Option (Right to Buy)2027-12-15$0.005212,066DM0Common Stock521DForm 4
2021-09-15Gregory M GlennStock Option (Right to Buy)2028-12-13$0.006629,930DM0Common Stock662DForm 4
2021-09-15Herrmann John A IiiStock Option (Right to Buy)2030-04-17$0.005,000115,000DM0Common Stock5,000DForm 4
2021-09-20John TrizzinoStock Option (Right to Buy)2030-04-17$0.007,500117,502DM0Common Stock7,500DForm 4
2021-09-21John TrizzinoStock Option (Right to Buy)2030-04-17$0.007,500110,002DM0Common Stock7,500DForm 4
2021-08-24Herrmann John A IiiRestricted Stock Units2030-04-17$0.002,0002,000DM0Common Stock2,000IForm 4
2021-09-26Stanley C ErckRestricted Stock Units$0.006,5466,546DM0Common Stock6,546DForm 4
2021-09-26Herrmann John A IiiRestricted Stock Units$0.003,9733,973DM0Common Stock3,973DForm 4
2021-09-26Herrmann John A IiiRestricted Stock Units$0.00666667DM0Common Stock666IForm 4
2021-09-26John TrizzinoRestricted Stock Units$0.003,5373,538DM0Common Stock3,537DForm 4
2021-09-27John TrizzinoStock Option (Right to Buy)2030-04-17$0.007,501102,501DM0Common Stock7,501DForm 4
2021-09-28John TrizzinoStock Option (Right to Buy)2030-04-17$0.007,50195,000DM0Common Stock7,501DForm 4
2021-09-27Gregory M GlennStock Option (Right to Buy)2029-09-26$0.002,08350,001DM0Common Stock2,083DForm 4
2021-09-27Gregory M GlennStock Appreciation Right2029-09-26$0.001,37733,051DM0Common Stock1,377DForm 4
2021-10-01Herrmann John A IiiStock Option (Right to Buy)2030-04-17$0.005,000110,000DM0Common Stock5,000DForm 4
2021-10-01Stanley C ErckStock Option (Right to Buy)2027-12-15$0.0014,00068,499DM0Common Stock14,000DForm 4
2021-10-01Stanley C ErckStock Option (Right to Buy)2026-11-14$0.0035,00010,829DM0Common Stock35,000DForm 4
2021-10-04Stanley C ErckStock Option (Right to Buy)2027-12-15$0.0032,00036,499DM0Common Stock32,000DForm 4
2021-10-04Stanley C ErckStock Option (Right to Buy)2026-11-14$0.0010,8290DM0Common Stock10,829DForm 4
2021-10-05Gregory M GlennStock Option (Right to Buy)2030-04-17$0.008,250156,750DM0Common Stock8,250DForm 4
2021-10-12Gregory M GlennStock Option (Right to Buy)2030-04-17$0.008,250148,500DM0Common Stock8,250DForm 4
2021-10-15Gregory M GlennStock Option (Right to Buy)2027-12-15$0.005211,545DM0Common Stock521DForm 4
2021-10-15Gregory M GlennStock Option (Right to Buy)2028-12-13$0.006629,268DM0Common Stock662DForm 4
2021-10-19Gregory M GlennStock Option (Right to Buy)2030-04-17$0.008,250140,250DM0Common Stock8,250DForm 4
2021-10-26Gregory M GlennStock Option (Right to Buy)2029-09-26$0.002,08447,917DM0Common Stock2,084DForm 4
2021-10-26Gregory M GlennStock Option (Right to Buy)2030-04-17$0.008,250132,000DM0Common Stock8,250DForm 4
2021-10-26Gregory M GlennStock Appreciation Right2029-09-26$0.001,37831,673DM0Common Stock1,378DForm 4
2021-11-01Herrmann John A IiiStock Option (Right to Buy)2030-04-17$0.005,000105,000DM0Common Stock5,000DForm 4
2021-11-02Gregory M GlennStock Option (Right to Buy)2030-04-17$0.008,250123,750DM0Common Stock8,250DForm 4
2021-11-03Herrmann John A IiiStock Option (Right to Buy)2030-04-17$0.005,000100,000DM0Common Stock5,000DForm 4
2021-11-09Gregory M GlennStock Option (Right to Buy)2030-04-17$0.008,250115,500DM0Common Stock8,250DForm 4
2021-11-15Gregory M GlennStock Option (Right to Buy)2027-12-15$0.005211,024DM0Common Stock521DForm 4
2021-11-15Gregory M GlennStock Option (Right to Buy)2028-12-13$0.006628,606DM0Common Stock662DForm 4
2021-11-16Gregory M GlennStock Option (Right to Buy)2030-04-17$0.008,250107,250DM0Common Stock8,250DForm 4
2021-11-23Gregory M GlennStock Option (Right to Buy)2030-04-17$0.008,25099,000DM0Common Stock8,250DForm 4
2021-11-26Gregory M GlennStock Option (Right to Buy)2029-09-26$0.002,08345,834DM0Common Stock2,083DForm 4
2021-11-26Gregory M GlennStock Appreciation Right2029-09-26$0.001,37730,296DM0Common Stock1,377DForm 4
2021-11-29Herrmann John A IiiStock Option (Right to Buy)2030-04-17$0.005,00095,000DM0Common Stock5,000DForm 4
2021-11-30Gregory M GlennStock Option (Right to Buy)2030-04-17$0.008,25090,750DM0Common Stock8,250DForm 4