ONE STOP SYSTEMS, INC.

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ONE STOP SYSTEMS, INC.

$OSS

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Trade Date Insider Insider Title Security Type Execution Date Exercise Date Expiration Date Share Price Quantity Shares Owned Shares Code Transaction Code Swap Under SEC Title Under Sec Shares Nature of Ownership SEC Link
2020-04-02Jim IsonEmployee Stock Option (right to buy)2022-09-30$0.002,10525,513DM0Common Stock2,105DForm 4
2020-07-09Kenneth F PotashnerWarrant (Right to Buy)2013-07-292020-07-29$0.0065,7900DM0Common Stock65,790IForm 4
2020-06-10Jim IsonRestricted Stock Unit$0.008333,336DM0Common Stock833DForm 4
2020-06-10Morrison John W Jr.Restricted Stock Unit$0.008,3344,164DM0Common Stock8,334DForm 4
2020-06-10Morrison John W Jr.Restricted Stock Unit$0.008,3344,164DM0Common Stock8,334DForm 4
2020-06-24David RaunRestricted Stock Unit$0.00412,125412,125AA0Common Stock412,125DForm 4
2020-06-24David RaunEmployee Stock Option (right to buy)2030-06-23$0.00412,125412,125AA0Common Stock412,125DForm 4
2020-07-13Jim IsonRestricted Stock Unit$0.008332,503DM0Common Stock833DForm 4
2020-08-03David RaunRestricted Stock Unit$0.008,6348,634AA0Common Stock8,634DForm 4
2020-08-03Gioia MessingerRestricted Stock Unit$0.006,1646,164AA0Common Stock6,164DForm 4
2020-08-03Gregory W MatzRestricted Stock Unit$0.006,1646,164AA0Common Stock6,164DForm 4
2020-08-03Teresita M. LowmanRestricted Stock Unit$0.006,1646,164AA0Common Stock6,164DForm 4
2020-08-27James M ReardonRestricted Stock Unit$0.008332,501DM0Common Stock833DForm 4
2020-08-27Jim IsonRestricted Stock Unit$0.001,6674,999DM0Common Stock1,667DForm 4
2020-08-27Jim IsonRestricted Stock Unit$0.002,50012,500DM0Common Stock2,500DForm 4
2020-08-27Morrison John W Jr.Restricted Stock Unit$0.002,50012,500DM0Common Stock2,500DForm 4
2020-08-27Morrison John W Jr.Restricted Stock Unit$0.002,5007,500DM0Common Stock2,500DForm 4
2020-08-27Josef BressnerRestricted Stock Unit$0.001,6676,666DM0Common Stock1,667DForm 4
2020-09-15Morrison John W Jr.Restricted Stock Unit$0.004,1640DM0Common Stock4,164DForm 4
2020-09-15Morrison John W Jr.Restricted Stock Unit$0.004,1640DM0Common Stock4,164DForm 4
2020-11-02Jim IsonRestricted Stock Unit$0.008331,670DM0Common Stock833DForm 4
2020-11-13Jim IsonRestricted Stock Unit$0.0040,00040,000AA0Common Stock40,000DForm 4
2020-11-13Morrison John W Jr.Restricted Stock Unit$0.0040,00040,000AA0Common Stock40,000DForm 4
2020-12-04Kenneth F PotashnerWarrant (Right to Buy)2013-12-272020-12-31$0.0032,8950DM0Common Stock32,895IForm 4
2020-12-04Kenneth F PotashnerWarrant (Right to Buy)2014-11-142020-12-31$0.0013,1580DM0Common Stock13,158IForm 4
2021-01-05James IsonEmployee Stock Option (right to buy)2022-09-30$0.005,26320,250DM0Common Stock5,263DForm 4
2021-02-11Kenneth F PotashnerRestricted Stock Units$0.0010,0000DM0Common Stock10,000DForm 4
2021-02-11David RaunRestricted Stock Units$0.008,6340DM0Common Stock8,634DForm 4
2021-02-11David RaunRestricted Stock Units$0.0010,0000DM0Common Stock10,000DForm 4
2021-02-11Gregory W MatzRestricted Stock Units$0.006,1640DM0Common Stock6,164DForm 4
2021-02-11Teresita M. LowmanRestricted Stock Units$0.006,1640DM0Common Stock6,164DForm 4
2021-02-11Kimberly C. SentovichRestricted Stock Units$0.0010,0000DM0Common Stock10,000DForm 4
2021-02-11Gioia MessingerRestricted Stock Units$0.006,1640DM0Common Stock6,164DForm 4
2021-02-11Jack HarrisonRestricted Stock Units$0.0010,0000DM0Common Stock10,000DForm 4
2021-02-22James IsonRestricted Stock Unit$0.001,6673,332DM0Common Stock1,667DForm 4
2021-02-22James IsonRestricted Stock Unit$0.002,50010,000DM0Common Stock2,500DForm 4
2021-02-22James M ReardonRestricted Stock Unit$0.008331,668DM0Common Stock833DForm 4
2021-02-22Morrison John W Jr.Restricted Stock Unit$0.002,5005,000DM0Common Stock2,500DForm 4
2021-02-22Morrison John W Jr.Restricted Stock Unit$0.002,5002,500DM0Common Stock2,500DForm 4
2021-04-11James IsonRestricted Stock Unit$0.006032,495DM0Commons Stock603DForm 4
2021-07-09David RaunRestricted Stock Units$0.00137,375274,750DM0Common Stock137,375DForm 4
2021-07-22Jack HarrisonCommon Stock Purchase Warrant2019-04-042024-04-04$0.0019,7670DM0Common Stock19,767IForm 4
2021-08-10Morrison John W Jr.Restricted Stock Unit$0.002,5002,500DM0Common Stock2,500DForm 4
2021-08-12Morrison John W Jr.Restricted Stock Unit$0.002,5000DM0Common Stock2,500DForm 4
2021-08-10James IsonRestricted Stock Unit$0.002,5007,500DM0Common Stock2,500DForm 4
2021-08-12James IsonRestricted Stock Unit$0.001,6661,666DM0Common Stock1,666DForm 4
2021-08-18James IsonEmployee Stock Option (right to buy)2022-09-30$0.0016,0004,250DM0Common Stock16,000DForm 4
2021-11-22Kenneth F PotashnerEmployee Stock Option (right to buy)2021-12-06$0.0050,0000DM0Common Stock50,000DForm 4