| Trade Date | Insider | Insider Title | Security Type | Execution Date | Exercise Date | Expiration Date | Share Price | Quantity | Shares Owned | Shares Code | Transaction Code | Swap | Under SEC Title | Under Sec Shares | Nature of Ownership | SEC Link |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2020-06-11 | Kurt Von Emster | Stock option (right to buy) | 2030-06-10 | $0.00 | 40,000 | 40,000 | D | A | 0 | Common Stock, $0.001 par value per share | 40,000 | D | Form 4 | |||
| 2020-06-11 | William J Newell | Stock Option (right to buy) | 2030-06-10 | $0.00 | 40,000 | 40,000 | A | A | 0 | Common Stock | 40,000 | D | Form 4 | |||
| 2020-06-11 | Patrick J Heron | Stock Option (right to buy) | 2030-06-10 | $0.00 | 40,000 | 40,000 | A | A | 0 | Common Stock | 40,000 | D | Form 4 | |||
| 2020-06-11 | Llp Abingworth | Stock option (right to buy) | 2030-06-10 | $0.00 | 40,000 | 40,000 | D | A | 0 | Common Stock, $0.001 par value per share | 40,000 | I | Form 4 | |||
| 2020-06-11 | Robert Lorne Hopfner | Stock Option (right to buy) | 2030-06-10 | $0.00 | 40,000 | 40,000 | A | A | 0 | Common Stock | 40,000 | D | Form 4 | |||
| 2020-06-11 | Heath Lukatch | Stock Option (right to buy) | 2030-06-10 | $0.00 | 40,000 | 40,000 | A | A | 0 | Common Stock | 40,000 | D | Form 4 | |||
| 2020-06-16 | Robert Lorne Hopfner | Series D Preferred Stock | $0.00 | 211,237 | 0 | D | C | 0 | Common Stock | 211,237 | I | Form 4 | ||||
| 2020-06-16 | Robert Lorne Hopfner | Series C Preferred Stock | $0.00 | 226,236 | 0 | D | C | 0 | Common Stock | 226,236 | I | Form 4 | ||||
| 2020-06-16 | Robert Lorne Hopfner | Series B Preferred Stock | $0.00 | 1,692,494 | 0 | D | C | 0 | Common Stock | 1,692,494 | I | Form 4 | ||||
| 2020-06-16 | Patrick J Heron | Series D Preferred Stock | $0.00 | 140,824 | 0 | D | C | 0 | Common Stock | 140,824 | I | Form 4 | ||||
| 2020-06-16 | Patrick J Heron | Series C Preferred Stock | $0.00 | 226,236 | 0 | D | C | 0 | Common Stock | 226,236 | I | Form 4 | ||||
| 2020-06-16 | Patrick J Heron | Series B Preferred Stock | $0.00 | 1,692,494 | 0 | D | C | 0 | Common Stock | 1,692,494 | I | Form 4 | ||||
| 2020-06-16 | Tpg Group Holdings (sbs) Advisors, Inc. | Series C Preferred Stock | 3,471,758 | 0 | D | C | 0 | Common Stock | 3,471,758 | I | Form 4 | |||||
| 2020-06-16 | Tpg Group Holdings (sbs) Advisors, Inc. | Series D Preferred Stock | 747,295 | 0 | D | C | 0 | Common Stock | 747,295 | I | Form 4 | |||||
| 2020-06-16 | Kurt Von Emster | Series A Preferred Stock | $0.00 | 2,185,415 | 0 | D | C | 0 | Common Stock, $0.001 par value per share | 2,185,415 | I | Form 4 | ||||
| 2020-06-16 | Kurt Von Emster | Series B Preferred Stock | $0.00 | 1,217,074 | 0 | D | C | 0 | Common Stock, $0.001 par value per share | 1,217,074 | I | Form 4 | ||||
| 2020-06-16 | Kurt Von Emster | Series C Preferred Stock | $0.00 | 454,812 | 0 | D | C | 0 | Common Stock, $0.001 par value per share | 454,812 | I | Form 4 | ||||
| 2020-06-16 | Kurt Von Emster | Series D Preferred Stock | $0.00 | 298,917 | 0 | D | C | 0 | Common Stock, $0.001 par value per share | 298,917 | I | Form 4 | ||||
| 2020-12-21 | Grant Pickering | Stock Option (right to buy) | 2027-05-17 | $0.00 | 15,000 | 499,315 | D | M | 0 | Common Stock | 15,000 | D | Form 4 | |||
| 2020-12-28 | Grant Pickering | Stock Option (right to buy) | 2027-05-17 | $0.00 | 5,500 | 493,815 | D | M | 0 | Common Stock | 5,500 | D | Form 4 | |||
| 2020-12-29 | Jeff Fairman | Stock Option (right to buy) | 2027-05-17 | $0.00 | 740 | 91,629 | D | M | 0 | Common Stock | 740 | D | Form 4 | |||
| 2021-01-11 | Paul Sauer | Stock Option (right to buy) | 2027-05-17 | $0.00 | 2,500 | 26,426 | D | M | 0 | Common Stock | 2,500 | D | Form 4 | |||
| 2021-01-15 | Jane Wright-mitchell | Stock Option (right to buy) | 2029-03-20 | $0.00 | 2,500 | 204,968 | D | M | 0 | Common Stock | 2,500 | D | Form 4 | |||
| 2021-01-19 | Grant Pickering | Stock Option (right to buy) | 2027-05-17 | $0.00 | 15,000 | 478,815 | D | M | 0 | Common Stock | 15,000 | D | Form 4 | |||
| 2021-01-20 | Jim Wassil | Stock Option (right to buy) | 2029-12-16 | $0.00 | 3,000 | 248,926 | D | M | 0 | Common Stock | 3,000 | D | Form 4 | |||
| 2021-01-26 | Jeff Fairman | Stock Option (right to buy) | 2025-04-23 | $0.00 | 4,750 | 16,759 | D | M | 0 | Common Stock | 4,750 | D | Form 4 | |||
| 2021-02-11 | Paul Sauer | Stock Option (right to buy) | 2027-05-17 | $0.00 | 2,500 | 23,926 | D | M | 0 | Common Stock | 2,500 | D | Form 4 | |||
| 2021-02-16 | Jane Wright-mitchell | Stock Option (right to buy) | 2029-03-20 | $0.00 | 2,500 | 202,468 | D | M | 0 | Common Stock | 2,500 | D | Form 4 | |||
| 2021-02-22 | Grant Pickering | Stock Option (right to buy) | 2027-05-17 | $0.00 | 15,000 | 463,815 | D | M | 0 | Common Stock | 15,000 | D | Form 4 | |||
| 2021-02-22 | Jim Wassil | Stock Option (right to buy) | 2029-12-16 | $0.00 | 3,000 | 245,926 | D | M | 0 | Common Stock | 3,000 | D | Form 4 | |||
| 2021-02-26 | Jeff Fairman | Stock Option (right to buy) | 2025-04-23 | $0.00 | 4,750 | 12,009 | D | M | 0 | Common Stock | 4,750 | D | Form 4 | |||
| 2021-03-11 | Paul Sauer | Stock Option (right to buy) | 2027-05-17 | $0.00 | 2,500 | 21,426 | D | M | 0 | Common Stock | 2,500 | D | Form 4 | |||
| 2021-03-15 | Jane Wright-mitchell | Stock Option (right to buy) | 2029-03-20 | $0.00 | 2,500 | 199,968 | D | M | 0 | Common Stock | 2,500 | D | Form 4 | |||
| 2021-03-19 | Grant Pickering | Stock Option (right to buy) | 2027-05-17 | $0.00 | 15,000 | 448,815 | D | M | 0 | Common Stock | 15,000 | D | Form 4 | |||
| 2021-03-26 | Jeff Fairman | Stock Option (right to buy) | 2025-04-23 | $0.00 | 4,750 | 7,259 | D | M | 0 | Common Stock | 4,750 | D | Form 4 | |||
| 2021-04-01 | Andrew Guggenhime | Stock Option (right to buy) | 2031-03-31 | $0.00 | 145,000 | 145,000 | A | A | 0 | Common Stock | 145,000 | D | Form 4 | |||
| 2021-04-01 | Grant Pickering | Stock Option (right to buy) | 2031-03-31 | $0.00 | 310,000 | 310,000 | A | A | 0 | Common Stock | 310,000 | D | Form 4 | |||
| 2021-04-01 | Jane Wright-mitchell | Stock Option (right to buy) | 2031-03-31 | $0.00 | 93,340 | 93,340 | A | A | 0 | Common Stock | 93,340 | D | Form 4 | |||
| 2021-04-01 | Jim Wassil | Stock Option (right to buy) | 2031-03-31 | $0.00 | 93,340 | 93,340 | A | A | 0 | Common Stock | 93,340 | D | Form 4 | |||
| 2021-04-01 | Paul Sauer | Stock Option (right to buy) | 2031-03-31 | $0.00 | 40,000 | 40,000 | A | A | 0 | Common Stock | 40,000 | D | Form 4 | |||
| 2021-04-01 | Jeff Fairman | Stock Option (right to buy) | 2031-03-31 | $0.00 | 40,000 | 40,000 | A | A | 0 | Common Stock | 40,000 | D | Form 4 | |||
| 2021-04-05 | Paul Sauer | Stock Option (right to buy) | 2026-04-19 | $0.00 | 4,168 | 4,168 | D | J | 0 | Common Stock | 4,168 | D | Form 4 | |||
| 2021-04-05 | Paul Sauer | Stock Option (right to buy) | 2027-05-17 | $0.00 | 14,253 | 7,173 | D | J | 0 | Common Stock | 14,253 | D | Form 4 | |||
| 2021-04-05 | Paul Sauer | Stock Option (right to buy) | 2028-07-23 | $0.00 | 21,871 | 48,197 | D | J | 0 | Common Stock | 21,871 | D | Form 4 | |||
| 2021-04-05 | Paul Sauer | Stock Option (right to buy) | 2029-03-20 | $0.00 | 7,611 | 22,027 | D | J | 0 | Common Stock | 7,611 | D | Form 4 |
