Apollo Endosurgery, Inc.

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Apollo Endosurgery, Inc.

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Trade Date Insider Title Buy or Sell Quantity Security Type Price Proceeds Transaction Conviction Position Quantity Position Value Positon Conviction SEC Link Nature of Ownership
2020-05-07John R Barr-Buy10,571Common Stock$0.00$0.00  -15,970$0.00  7.53     [Average]Form 4-
2020-05-07Bret SchwartzhoffVP, US Sales & MarketingBuy39,997Common Stock$0.00$0.00  -88,841$0.00  41.91    [High]Form 4-
2020-05-07Julie Ann Shimer-Buy10,153Common Stock$0.00$0.00  -17,909$0.00  8.45     [Average]Form 4-
2020-05-07David Pacitti-Buy10,006Common Stock$0.00$0.00  -18,742$0.00  8.84     [Average]Form 4-
2020-05-07Mcclellan William D. Jr.-Buy10,257Common Stock$0.00$0.00  -21,137$0.00  9.97     [Average]Form 4-
2020-05-07Stefanie L. CavanaughCFO, Treasurer, SecretaryBuy42,000Common Stock$0.00$0.00  -81,661$0.00  38.53    [High]Form 4-
2020-05-07Todd NewtonChief Executive OfficerBuy77,075Common Stock$0.00$0.00  -408,827$0.00  192.88   [Very High]Form 4-
2020-05-07Christopher J. GostoutChief Medical OfficerBuy34,561Common Stock$0.00$0.00  -67,327$0.00  31.76    [High]Form 4-
2020-05-07John J MolesphiniEVP, OperationsBuy41,485Common Stock$0.00$0.00  -61,371$0.00  28.95    [High]Form 4-
2020-05-26Matthew S Crawford-Sell1,341,222Common Stock$0.00$0.00  -857,964$0.00  -Form 4By PTV Sciences II, L.P.
2020-05-26Matthew S Crawford-Buy245,444Common Stock$0.00$0.00  -245,444$0.00  -Form 4By Pinto Technology Ventures GP II, L.P.
2020-05-26Matthew S Crawford-Sell245,444Common Stock$0.00$0.00  -0$0.00  -Form 4By Pinto Technology Ventures GP II, L.P.
2020-05-26Matthew S Crawford-Buy74,218Common Stock$0.00$0.00  -127,933$0.00  -Form 4-
2020-05-26Ptv Sciences Ii L P-Sell1,341,222Common Stock$0.00$0.00  -857,964$0.00  -Form 4By PTV Sciences II, L.P.
2020-05-26Ptv Sciences Ii L P-Buy245,444Common Stock$0.00$0.00  -245,444$0.00  -Form 4By Pinto Technology Ventures GP II, L.P.
2020-05-26Ptv Sciences Ii L P-Sell245,444Common Stock$0.00$0.00  -0$0.00  -Form 4By Pinto Technology Ventures GP II, L.P.
2020-07-17Inc Cpmg-Buy180,000Class A common stock$1.25-$225,000.00  84.92    [ Very High ]477,120$596,400.00  225.10   [Very High]Form 4By Curlew Fund, LP
2020-07-17Inc Cpmg-Buy400,000Class A common stock$1.25-$500,000.00  188.71   [ Very High ]415,244$519,055.00  195.91   [Very High]Form 4By Killdeer Fund, LP
2020-07-17Inc Cpmg-Buy1,200,000Class A common stock$1.25-$1,500,000.00  566.14   [ Very High ]1,707,208$2,134,010.00  805.44   [Very High]Form 4By Roadrunner Fund, LP
2020-07-17Mcgaughy R Kent Jr-Buy180,000Class A common stock$1.25-$225,000.00  84.92    [ Very High ]477,120$596,400.00  225.10   [Very High]Form 4By Curlew Fund, LP
2020-07-17Mcgaughy R Kent Jr-Buy400,000Class A common stock$1.25-$500,000.00  188.71   [ Very High ]415,244$519,055.00  195.91   [Very High]Form 4By Killdeer Fund, LP
2020-07-17Mcgaughy R Kent Jr-Buy1,200,000Class A common stock$1.25-$1,500,000.00  566.14   [ Very High ]1,707,208$2,134,010.00  805.44   [Very High]Form 4By Roadrunner Fund, LP
2020-10-28Neil Gagnon-Buy693Common Stock, $0.001 par value per share$1.65-$1,143.45  0.27     [ Low ]52,027$85,844.55  20.18    [High]Form 4By Managing Member as General Partner of Darwin Partnership
2020-10-28Neil Gagnon-Buy9,663Common Stock, $0.001 par value per share$1.65-$15,943.95  3.75     [ Very High ]1,200,769$1,981,268.85  465.70   [Very High]Form 4By Managing Member as General Partner of Gagnon Investment Associates
2020-12-16Neil Gagnon-Buy2,488Common Stock, $0.001 par value per share$4.16-$10,350.08  0.96     [ High ]14,656$60,968.96  5.68     [Average]Form 4By self as Trustee of Gagnon Securities LLC Profit Sharing Plan
2020-12-16Neil Gagnon-Buy8,314Common Stock, $0.001 par value per share$4.16-$34,586.24  3.22     [ Very High ]351,043$1,460,338.88  136.15   [Very High]Form 4-
2021-01-06Stefanie L. CavanaughCFO, Treasurer, SecretaryBuy218Common Stock$0.00$0.00  -81,879$0.00  31.76    [High]Form 4-
2021-01-05Todd NewtonChief Executive OfficerBuy3,479Common Stock$0.00$0.00  -412,306$0.00  159.91   [Very High]Form 4-
2021-02-01Neil Gagnon-Buy473Common Stock, $0.001 par value per share$4.20-$1,986.60  0.18     [ Low ]351,516$1,476,367.20  136.33   [Very High]Form 4-
2021-02-02Neil Gagnon-Buy10,873Common Stock, $0.001 par value per share$4.42-$48,058.66  4.22     [ Very High ]62,900$278,018.00  24.39    [High]Form 4By Managing Member as General Partner of Darwin Partnership
2021-02-03Neil Gagnon-Buy145Common Stock, $0.001 par value per share$4.49-$651.05  0.06     [ Very Low ]14,801$66,456.49  5.74     [Average]Form 4By self as Trustee of Gagnon Securities LLC Profit Sharing Plan
2021-02-03Neil Gagnon-Buy28,243Common Stock, $0.001 par value per share$4.46-$125,963.78  10.95    [ Very High ]91,143$406,497.78  35.35    [High]Form 4By Managing Member as General Partner of Darwin Partnership
2021-02-04Neil Gagnon-Buy9,729Common Stock, $0.001 par value per share$4.71-$45,823.59  3.77     [ Very High ]100,872$475,107.12  39.12    [High]Form 4By Managing Member as General Partner of Darwin Partnership
2021-02-05Neil Gagnon-Buy7,101Common Stock, $0.001 par value per share$4.84-$34,368.84  2.75     [ Very High ]21,902$106,005.68  8.49     [Average]Form 4By self as Trustee of Gagnon Securities LLC Profit Sharing Plan
2021-02-05Neil Gagnon-Buy30,954Common Stock, $0.001 par value per share$4.71-$145,793.34  12.01    [ Very High ]382,470$1,801,433.70  148.34   [Very High]Form 4-
2021-02-05Neil Gagnon-Buy15,488Common Stock, $0.001 par value per share$5.14-$79,608.32  6.01     [ Very High ]116,360$598,090.40  45.13    [High]Form 4By Managing Member as General Partner of Darwin Partnership
2021-02-18Neil Gagnon-Buy378Common Stock, $0.001 par value per share$4.75-$1,795.50  0.15     [ Low ]22,280$105,830.00  8.64     [Average]Form 4By self as Trustee of Gagnon Securities LLC Profit Sharing Plan
2021-02-18Neil Gagnon-Buy1,649Common Stock, $0.001 par value per share$4.75-$7,832.75  0.64     [ Average ]384,119$1,824,565.25  148.98   [Very High]Form 4-
2021-02-22Neil Gagnon-Buy10,103Common Stock, $0.001 par value per share$4.80-$48,494.40  3.92     [ Very High ]394,222$1,892,265.60  152.89   [Very High]Form 4-
2021-02-23Neil Gagnon-Buy8,055Common Stock, $0.001 par value per share$4.62-$37,214.10  3.12     [ Very High ]402,277$1,858,519.74  156.02   [Very High]Form 4-
2021-02-23Neil Gagnon-Buy4,166Common Stock, $0.001 par value per share$4.62-$19,246.92  1.62     [ High ]26,446$122,180.52  10.26    [Average]Form 4By self as Trustee of Gagnon Securities LLC Profit Sharing Plan