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AXT INC

$AXTI

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Trade Date Insider Title Buy or Sell Quantity Security Type Price Proceeds Transaction Conviction Position Quantity Position Value Positon Conviction SEC Link Nature of Ownership
2020-05-18Morris S YoungChief Executive OfficerSell4,000Common Stock$1.18$4,720.00  0.98     [ High ]1,621,019$1,912,802.42  396.86   [Very High]Form 4-
2020-05-21Russell Christine-Buy10,909Common Stock$0.00$0.00  -17,088$0.00  4.18     [Low]Form 4-
2020-05-21Leonard J Leblanc-Buy10,909Common Stock$0.00$0.00  -177,928$0.00  43.56    [High]Form 4-
2020-05-21David C Chang-Buy10,909Common Stock$0.00$0.00  -196,762$0.00  48.17    [High]Form 4-
2020-05-21Jesse Chen-Sell10,000Common Stock$5.56$55,600.00  2.45     [ Very High ]132,147$734,737.32  32.35    [High]Form 4-
2020-05-21Jesse Chen-Buy10,909Common Stock$0.00$0.00  -143,056$0.00  35.02    [High]Form 4-
2020-05-29Jesse Chen-Sell10,000Common Stock$5.33$53,300.00  2.45     [ Very High ]133,056$709,188.48  32.58    [High]Form 4-
2020-05-28David C Chang-Sell12,800Common Stock$5.48$70,144.00  3.13     [ Very High ]183,962$1,008,111.76  45.04    [High]Form 4-
2020-07-28Morris S YoungChief Executive OfficerBuy108,000Common Stock$2.91-$314,280.00  26.44    [ Very High ]1,729,019$5,031,445.29  423.30   [Very High]Form 4-
2020-08-26Morris S YoungChief Executive OfficerSell5,000Common Stock$6.00$30,000.00  1.22     [ High ]1,724,019$10,344,114.00  420.52   [Very High]Form 4-
2020-09-03Morris S YoungChief Executive OfficerBuy120,000Common Stock$2.18-$261,600.00  29.27    [ Very High ]1,808,169$3,941,808.42  441.05   [Very High]Form 4-
2020-09-16Morris S YoungChief Executive OfficerSell5,000Common Stock$6.01$30,050.00  1.22     [ High ]1,803,169$10,837,045.69  439.83   [Very High]Form 4-
2020-09-29Gary L FischerVP, CFO & Corporate SecretaryBuy6,584Common Stock$2.29-$15,077.36  1.61     [ High ]240,459$550,651.11  58.65    [High]Form 4-
2020-09-29Gary L FischerVP, CFO & Corporate SecretarySell6,584Common Stock$6.34$41,742.56  1.61     [ High ]233,875$1,482,767.50  57.05    [High]Form 4-
2020-09-29Gary L FischerVP, CFO & Corporate SecretarySell20,000Common Stock$6.25$125,000.00  4.88     [ Very High ]213,875$1,336,718.75  52.17    [High]Form 4-
2020-09-29Gary L FischerVP, CFO & Corporate SecretarySell13,416Common Stock$6.34$85,057.44  3.27     [ Very High ]200,459$1,270,910.06  48.90    [High]Form 4-
2020-10-01Gary L FischerVP, CFO & Corporate SecretaryBuy130Common Stock$2.29-$297.70  0.03     [ Very Low ]200,589$459,348.81  48.93    [High]Form 4-
2020-10-01Gary L FischerVP, CFO & Corporate SecretarySell130Common Stock$6.44$837.20  0.03     [ Very Low ]200,459$1,290,955.96  48.90    [High]Form 4-
2020-10-02Gary L FischerVP, CFO & Corporate SecretaryBuy19,870Common Stock$2.29-$45,502.30  4.85     [ Very High ]220,329$504,553.41  53.74    [High]Form 4-
2020-10-02Gary L FischerVP, CFO & Corporate SecretarySell19,870Common Stock$6.44$127,962.80  4.85     [ Very High ]200,459$1,290,955.96  48.90    [High]Form 4-
2020-10-02Gary L FischerVP, CFO & Corporate SecretaryBuy100Common Stock$2.29-$229.00  0.02     [ Very Low ]200,559$459,280.11  48.92    [High]Form 4-
2020-10-02Gary L FischerVP, CFO & Corporate SecretarySell100Common Stock$6.54$654.00  0.02     [ Very Low ]200,459$1,311,001.86  48.90    [High]Form 4-
2020-10-05Morris S YoungChief Executive OfficerSell5,000Common Stock$6.40$32,000.00  1.22     [ High ]1,798,169$11,508,281.60  438.61   [Very High]Form 4-
2020-10-05Gary L FischerVP, CFO & Corporate SecretaryBuy7,562Common Stock$2.29-$17,316.98  1.84     [ High ]208,021$476,368.09  50.74    [High]Form 4-
2020-10-05Gary L FischerVP, CFO & Corporate SecretarySell7,562Common Stock$6.54$49,455.48  1.84     [ High ]200,459$1,311,001.86  48.90    [High]Form 4-
2020-10-05Gary L FischerVP, CFO & Corporate SecretaryBuy3,946Common Stock$2.47-$9,746.62  0.96     [ High ]204,405$504,880.35  49.86    [High]Form 4-
2020-10-05Gary L FischerVP, CFO & Corporate SecretarySell3,946Common Stock$6.54$25,806.84  0.96     [ High ]200,459$1,311,001.86  48.90    [High]Form 4-
2020-10-05Gary L FischerVP, CFO & Corporate SecretaryBuy8,392Common Stock$2.18-$18,294.56  2.05     [ High ]208,851$455,295.18  50.94    [High]Form 4-
2020-10-05Gary L FischerVP, CFO & Corporate SecretarySell8,392Common Stock$6.67$55,974.64  2.05     [ High ]200,459$1,337,061.53  48.90    [High]Form 4-
2020-10-22Gary L FischerVP, CFO & Corporate SecretaryBuy56,004Common Stock$2.29-$128,249.16  13.66    [ Very High ]256,463$587,300.27  62.56    [High]Form 4-
2020-10-22Gary L FischerVP, CFO & Corporate SecretaryBuy8,054Common Stock$2.47-$19,893.38  1.96     [ High ]264,517$653,356.99  64.52    [High]Form 4-
2020-10-22Gary L FischerVP, CFO & Corporate SecretaryBuy40,328Common Stock$2.18-$87,915.04  9.84     [ Very High ]304,845$664,562.10  74.36    [High]Form 4-
2020-11-05Morris S YoungChief Executive OfficerSell5,000Common Stock$6.00$30,000.00  1.22     [ High ]1,793,169$10,759,014.00  437.39   [Very High]Form 4-
2020-11-05Morris S YoungChief Executive OfficerBuy75,420Common Stock$0.00$0.00  -1,868,589$0.00  455.79   [Very High]Form 4-
2020-11-05Gary L FischerVP, CFO & Corporate SecretaryBuy25,650Common Stock$0.00$0.00  -330,495$0.00  80.61    [High]Form 4-
2020-11-09Gary L FischerVP, CFO & Corporate SecretaryBuy20,000Common Stock$2.18-$43,600.00  4.84     [ Very High ]350,495$764,079.10  84.87    [High]Form 4-
2020-11-09Gary L FischerVP, CFO & Corporate SecretarySell10,000Common Stock$6.84$68,400.00  2.42     [ High ]340,495$2,328,985.80  82.44    [High]Form 4-
2020-11-09Gary L FischerVP, CFO & Corporate SecretarySell10,000Common Stock$6.89$68,900.00  2.42     [ High ]330,495$2,277,110.55  80.02    [High]Form 4-
2020-11-11Gary L FischerVP, CFO & Corporate SecretaryBuy10,000Common Stock$2.18-$21,800.00  2.42     [ High ]340,495$742,279.10  82.44    [High]Form 4-
2020-11-11Gary L FischerVP, CFO & Corporate SecretarySell10,000Common Stock$7.04$70,400.00  2.42     [ High ]330,495$2,326,684.80  80.02    [High]Form 4-
2020-11-12Gary L FischerVP, CFO & Corporate SecretaryBuy10,000Common Stock$2.18-$21,800.00  2.42     [ High ]340,495$742,279.10  82.44    [High]Form 4-
2020-11-12Gary L FischerVP, CFO & Corporate SecretarySell10,000Common Stock$7.14$71,400.00  2.42     [ High ]330,495$2,359,734.30  80.02    [High]Form 4-
2020-11-11Morris S YoungChief Executive OfficerSell10,000Common Stock$7.00$70,000.00  2.42     [ High ]1,858,589$13,010,123.00  450.02   [Very High]Form 4-
2020-11-12Morris S YoungChief Executive OfficerSell10,000Common Stock$7.70$77,000.00  2.42     [ High ]1,848,589$14,234,135.30  447.60   [Very High]Form 4-
2020-11-16Morris S YoungChief Executive OfficerSell12,000Common Stock$8.25$99,000.00  2.91     [ Very High ]1,836,589$15,151,859.25  444.69   [Very High]Form 4-