Great Elm Capital Corp.

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Great Elm Capital Corp.

$GECC

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Trade Date Insider Title Buy or Sell Quantity Security Type Price Proceeds Transaction Conviction Position Quantity Position Value Positon Conviction SEC Link Nature of Ownership
2020-05-15John Edward Stuart-Buy185Common Stock$0.00$0.00  -9,465$0.00  9.41     [Average]Form 4-
2020-05-15John Edward Stuart-Buy83Common Stock$0.00$0.00  -4,354$0.00  4.33     [Low]Form 4By John E. Stuart GST Trust
2020-05-15John Edward Stuart-Buy30Common Stock$0.00$0.00  -2,084$0.00  2.07     [Low]Form 4By Mary E. Stuart 2011 Grantor Trust
2020-05-15John Edward Stuart-Buy13Common Stock$0.00$0.00  -900$0.00  0.89     [Very Low]Form 4By Michele G. Stuart
2020-05-15Peter A ReedPresident and CEOBuy2,157Common Stock$0.00$0.00  -87,371$0.00  86.82    [High]Form 4-
2020-05-15Keri DavisCFO and TreasurerBuy15Common Stock$0.00$0.00  -615$0.00  0.61     [Very Low]Form 4-
2020-05-15Adam M KleinmanChief Compliance OfficerBuy842Common Stock$0.00$0.00  -34,061$0.00  33.85    [High]Form 4-
2020-05-15Randall Revell Horsey-Buy180Common Stock$0.00$0.00  -12,180$0.00  12.10    [Average]Form 4-
2020-05-15Mark Kuperschmid-Buy300Common Stock$0.00$0.00  -20,250$0.00  20.12    [High]Form 4By Benmark Investments LLC
2020-05-15Michael C Speller-Buy240Common Stock$0.00$0.00  -16,240$0.00  16.14    [High]Form 4-
2020-06-15John Edward Stuart-Buy152Common Stock$0.00$0.00  -9,617$0.00  -Form 4-
2020-06-15John Edward Stuart-Buy69Common Stock$0.00$0.00  -4,423$0.00  -Form 4By John E. Stuart GST Trust
2020-06-15John Edward Stuart-Buy27Common Stock$0.00$0.00  -2,111$0.00  -Form 4By Mary E. Stuart 2011 Grantor Trust
2020-06-15John Edward Stuart-Buy12Common Stock$0.00$0.00  -912$0.00  -Form 4By Michele G. Stuart
2020-06-15Peter A ReedPresident and CEOBuy1,682Common Stock$0.00$0.00  -89,053$0.00  -Form 4-
2020-06-15Keri DavisCFO and TreasurerBuy12Common Stock$0.00$0.00  -627$0.00  -Form 4-
2020-06-15Adam M KleinmanChief Compliance OfficerBuy657Common Stock$0.00$0.00  -34,717$0.00  -Form 4-
2020-06-15Randall Revell Horsey-Buy235Common Stock$0.00$0.00  -12,415$0.00  -Form 4-
2020-06-15Michael C Speller-Buy216Common Stock$0.00$0.00  -16,456$0.00  -Form 4-
2020-06-15Mark Kuperschmid-Buy270Common Stock$0.00$0.00  -20,520$0.00  -Form 4By Benmark Investments LLC
2020-07-15John Edward Stuart-Buy119Common Stock$0.00$0.00  -9,736$0.00  9.68     [Average]Form 4-
2020-07-15John Edward Stuart-Buy72Common Stock$0.00$0.00  -4,495$0.00  4.47     [Low]Form 4By John E. Stuart GST Trust
2020-07-15John Edward Stuart-Buy29Common Stock$0.00$0.00  -2,140$0.00  2.13     [Low]Form 4By Mary E. Stuart 2011 Grantor Trust
2020-07-15John Edward Stuart-Buy13Common Stock$0.00$0.00  -925$0.00  0.92     [Very Low]Form 4By Michele G. Stuart
2020-07-15Peter A ReedPresident and CEOBuy1,755Common Stock$0.00$0.00  -90,808$0.00  90.24    [Very High]Form 4-
2020-07-15Keri DavisCFO and TreasurerBuy12Common Stock$0.00$0.00  -639$0.00  0.64     [Very Low]Form 4-
2020-07-15Adam M KleinmanChief Compliance OfficerBuy685Common Stock$0.00$0.00  -35,403$0.00  35.18    [High]Form 4-
2020-07-15Randall Revell Horsey-Buy245Common Stock$0.00$0.00  -12,660$0.00  12.58    [Average]Form 4-
2020-07-15Mark Kuperschmid-Buy283Common Stock$0.00$0.00  -20,803$0.00  20.67    [High]Form 4By Benmark Investments LLC
2020-07-15Michael C Speller-Buy227Common Stock$0.00$0.00  -16,683$0.00  16.58    [High]Form 4-
2020-07-15John Edward Stuart-Buy41Common Stock$0.00$0.00  -9,777$0.00  9.72     [Average]Form 4-
2020-08-21John Edward Stuart-Buy161Common Stock$0.00$0.00  -9,938$0.00  9.38     [Average]Form 4-
2020-08-21John Edward Stuart-Buy74Common Stock$0.00$0.00  -4,569$0.00  4.31     [Low]Form 4By John E. Stuart GST Trust
2020-08-21John Edward Stuart-Buy32Common Stock$0.00$0.00  -2,172$0.00  2.05     [Low]Form 4By Mary E. Stuart 2011 Grantor Trust
2020-08-21John Edward Stuart-Buy14Common Stock$0.00$0.00  -939$0.00  0.89     [Very Low]Form 4By Michele G. Stuart
2020-08-21Peter A ReedPresident and CEOBuy1,640Common Stock$0.00$0.00  -92,448$0.00  87.30    [Very High]Form 4-
2020-08-21Keri DavisCFO and TreasurerBuy12Common Stock$0.00$0.00  -651$0.00  0.61     [Very Low]Form 4-
2020-08-21Adam M KleinmanChief Compliance OfficerBuy640Common Stock$0.00$0.00  -36,043$0.00  34.03    [High]Form 4-
2020-08-21Randall Revell Horsey-Buy193Common Stock$0.00$0.00  -12,853$0.00  12.14    [Average]Form 4-
2020-08-21Mark Kuperschmid-Buy316Common Stock$0.00$0.00  -21,119$0.00  19.94    [High]Form 4By Benmark Investments LLC
2020-08-21Michael C Speller-Buy254Common Stock$0.00$0.00  -16,937$0.00  15.99    [High]Form 4-
2020-09-21John Edward Stuart-Buy160Common Stock$0.00$0.00  -10,098$0.00  9.38     [Average]Form 4-
2020-09-21John Edward Stuart-Buy72Common Stock$0.00$0.00  -4,641$0.00  4.31     [Low]Form 4By John E. Stuart GST Trust
2020-09-21John Edward Stuart-Buy30Common Stock$0.00$0.00  -2,202$0.00  2.05     [Low]Form 4By Mary E. Stuart 2011 Grantor Trust
2020-09-21John Edward Stuart-Buy14Common Stock$0.00$0.00  -953$0.00  0.89     [Very Low]Form 4By Michele G. Stuart
2020-09-21Peter A ReedPresident and CEOBuy1,716Common Stock$0.00$0.00  -94,164$0.00  87.50    [Very High]Form 4-
2020-09-21Keri DavisCFO and TreasurerBuy12Common Stock$0.00$0.00  -663$0.00  0.62     [Very Low]Form 4-
2020-09-21Adam M KleinmanChief Compliance OfficerBuy669Common Stock$0.00$0.00  -36,712$0.00  34.11    [High]Form 4-
2020-09-21Randall Revell Horsey-Buy239Common Stock$0.00$0.00  -13,092$0.00  12.16    [Average]Form 4-
2020-09-21Mark Kuperschmid-Buy298Common Stock$0.00$0.00  -21,417$0.00  19.90    [High]Form 4By Benmark Investments LLC
2020-09-21Michael C Speller-Buy239Common Stock$0.00$0.00  -17,176$0.00  15.96    [Average]Form 4-
2020-05-15Great Elm Capital Group, Inc.-Buy49,828Common Stock$0.00$0.00  -2,016,495$0.00  1,873.72 [Very High]Form 4-
2020-05-15Great Elm Capital Group, Inc.-Buy5,700Common Stock$0.00$0.00  -230,700$0.00  214.37   [Very High]Form 4Great Elm Opportunities Fund I, LP
2020-06-15Great Elm Capital Group, Inc.-Buy26,939Common Stock$0.00$0.00  -2,043,434$0.00  1,898.75 [Very High]Form 4-
2020-06-15Great Elm Capital Group, Inc.-Buy4,447Common Stock$0.00$0.00  -235,147$0.00  218.50   [Very High]Form 4Great Elm Opportunities Fund I, LP
2020-07-15Great Elm Capital Group, Inc.-Buy28,214Common Stock$0.00$0.00  -2,071,648$0.00  1,924.97 [Very High]Form 4-
2020-07-15Great Elm Capital Group, Inc.-Buy4,641Common Stock$0.00$0.00  -239,788$0.00  222.81   [Very High]Form 4Great Elm Opportunities Fund I, LP
2020-08-21Great Elm Capital Group, Inc.-Buy31,546Common Stock$0.00$0.00  -2,103,194$0.00  1,954.28 [Very High]Form 4-
2020-08-21Great Elm Capital Group, Inc.-Buy4,337Common Stock$0.00$0.00  -244,125$0.00  226.84   [Very High]Form 4Great Elm Opportunities Fund I, LP
2020-09-21Great Elm Capital Group, Inc.-Buy39,044Common Stock$0.00$0.00  -2,142,238$0.00  1,990.56 [Very High]Form 4-
2020-09-21Great Elm Capital Group, Inc.-Buy4,532Common Stock$0.00$0.00  -248,657$0.00  231.05   [Very High]Form 4Great Elm Opportunities Fund I, LP
2020-09-28Great Elm Capital Group, Inc.-Buy2,103,194Common Stock$2.95-$6,204,422.30  1,954.28 [ Very High ]4,245,432$12,524,024.40  3,944.84 [Very High]Form 4-
2020-09-28Great Elm Capital Group, Inc.-Buy151,894Common Stock$2.95-$448,087.30  141.14   [ Very High ]400,551$1,181,625.45  372.19   [Very High]Form 4Great Elm Opportunities Fund I, LP
2020-10-01Great Elm Capital Group, Inc.-Buy863,337Common Stock$2.95-$2,546,844.15  802.21   [ Very High ]5,108,769$15,070,868.55  4,747.04 [Very High]Form 4-
2020-09-28John Edward Stuart-Buy5,773Common Stock$2.95-$17,030.35  5.36     [ Very High ]15,871$46,819.45  14.75    [Average]Form 4-
2020-09-28Peter A ReedPresident and CEOBuy92,448Common Stock$2.95-$272,721.60  85.90    [ Very High ]186,612$550,505.40  173.40   [Very High]Form 4-
2020-10-01Peter A ReedPresident and CEOBuy56,239Common Stock$2.95-$165,905.05  52.26    [ Very High ]242,851$716,410.45  225.66   [Very High]Form 4-
2020-09-28Adam M KleinmanChief Compliance OfficerBuy36,042Common Stock$2.95-$106,323.90  33.49    [ Very High ]72,754$214,624.62  67.60    [High]Form 4-
2020-09-28Keri DavisCFO and TreasurerBuy651Common Stock$2.95-$1,920.45  0.60     [ Average ]1,314$3,876.57  1.22     [Very Low]Form 4-
2020-10-01Keri DavisCFO and TreasurerBuy800Common Stock$2.95-$2,360.00  0.74     [ Average ]2,114$6,236.57  1.96     [Low]Form 4-
2020-09-28Randall Revell Horsey-Buy10,000Common Stock$2.95-$29,500.00  9.29     [ Very High ]23,092$68,121.16  21.46    [High]Form 4-
2020-09-28Mark Kuperschmid-Buy12,000Common Stock$2.95-$35,400.00  11.15    [ Very High ]33,417$98,580.15  31.05    [High]Form 4By Benmark Investments LLC
2020-09-28Michael C Speller-Buy16,937Common Stock$2.95-$49,964.15  15.74    [ Very High ]34,113$100,633.35  31.70    [High]Form 4-
2020-10-21Great Elm Capital Group, Inc.-Buy59,089Common Stock$0.00$0.00  -5,167,858$0.00  4,801.95 [Very High]Form 4-
2020-10-21Great Elm Capital Group, Inc.-Buy6,858Common Stock$0.00$0.00  -407,409$0.00  378.56   [Very High]Form 4Great Elm Opportunities Fund I, LP
2020-10-21Peter A ReedPresident and CEOBuy2,592Common Stock$0.00$0.00  -245,443$0.00  228.06   [Very High]Form 4-
2020-10-21Keri DavisCFO and TreasurerBuy18Common Stock$0.00$0.00  -2,132$0.00  1.98     [Low]Form 4-
2020-10-21Adam M KleinmanChief Compliance OfficerBuy1,011Common Stock$0.00$0.00  -73,765$0.00  68.54    [High]Form 4-
2020-10-21Randall Revell Horsey-Buy362Common Stock$0.00$0.00  -23,454$0.00  21.79    [High]Form 4-
2020-10-21Mark Kuperschmid-Buy453Common Stock$0.00$0.00  -33,870$0.00  31.47    [High]Form 4By Benmark Investments LLC
2020-10-21Michael C Speller-Buy363Common Stock$0.00$0.00  -34,476$0.00  32.03    [High]Form 4-