NUVEEN FLOATING RATE INCOME FUND

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NUVEEN FLOATING RATE INCOME FUND

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Trade Date Insider Title Buy or Sell Quantity Security Type Price Proceeds Transaction Conviction Position Quantity Position Value Positon Conviction SEC Link Nature of Ownership
2020-06-11Albin F Moschner-Buy3,000Common Stock$7.87-$23,610.00  0.53     [ Average ]28,200$221,934.00  4.95     [Average]Form 4-
2020-09-22Saba Capital Management, L.p.-Buy95,907Common Stock$8.37-$802,741.59  16.85    [ Very High ]5,846,982$48,939,239.34  1,027.26 [Very High]Form 4-
2020-09-23Saba Capital Management, L.p.-Buy205,462Common Stock$8.33-$1,711,498.46  36.10    [ Very High ]6,052,444$50,416,858.52  1,063.36 [Very High]Form 4-
2020-09-24Saba Capital Management, L.p.-Buy60,105Common Stock$8.30-$498,871.50  10.56    [ Very High ]6,112,549$50,734,156.70  1,073.92 [Very High]Form 4-
2020-09-25Saba Capital Management, L.p.-Buy138,774Common Stock$8.27-$1,147,660.98  24.38    [ Very High ]6,251,323$51,698,441.21  1,098.30 [Very High]Form 4-
2020-09-28Saba Capital Management, L.p.-Buy25,842Common Stock$8.30-$214,488.60  4.54     [ Very High ]6,277,165$52,100,469.50  1,102.84 [Very High]Form 4-
2020-09-29Saba Capital Management, L.p.-Buy349,951Common Stock$8.30-$2,904,593.30  61.48    [ Very High ]6,627,116$55,005,062.80  1,164.33 [Very High]Form 4-
2020-09-30Saba Capital Management, L.p.-Buy54,729Common Stock$8.34-$456,439.86  9.62     [ Very High ]6,681,845$55,726,587.30  1,173.94 [Very High]Form 4-
2020-10-02Saba Capital Management, L.p.-Buy3,600Common Stock$8.33-$29,988.00  0.63     [ Average ]6,685,445$55,689,756.85  1,174.57 [Very High]Form 4-
2020-11-09Of Columbus Knights-Sell37,091,000Preferred Stock 67072TAD0$100.00$3,709,100,000.00  6,516.57 [ Very High ]13,909,000$1,390,900,000.00  2,443.69 [Very High]Form 4-
2020-03-25Scott C. Caraher-Buy2,000Common Stock$6.66-$13,320.00  0.35     [ Average ]8,000$53,280.00  1.41     [Low]Form 4-
2021-03-01Scott C. Caraher-Buy7,000Common Stock$9.42-$65,940.00  1.23     [ High ]15,000$141,300.00  2.64     [Low]Form 4-
2021-03-08Scott C. Caraher-Buy7,000Common Stock$9.42-$65,940.00  1.23     [ High ]22,000$207,240.00  3.87     [Low]Form 4-
2021-04-15Saba Capital Management, L.p.-Sell26,453Common Stock$9.63$254,742.39  4.65     [ Very High ]6,055,027$58,309,910.01  1,063.82 [Very High]Form 4-
2021-04-14Saba Capital Management, L.p.-Sell60,699Common Stock$9.65$585,745.35  10.66    [ Very High ]6,081,480$58,686,282.00  1,068.46 [Very High]Form 4-
2021-04-13Saba Capital Management, L.p.-Sell159,060Common Stock$9.70$1,542,882.00  27.95    [ Very High ]6,142,179$59,579,136.30  1,079.13 [Very High]Form 4-
2021-04-12Saba Capital Management, L.p.-Sell27,179Common Stock$9.72$264,179.88  4.78     [ Very High ]6,301,239$61,248,043.08  1,107.07 [Very High]Form 4-
2021-04-16Saba Capital Management, L.p.-Sell6,887Common Stock$9.62$66,252.94  1.21     [ High ]6,048,140$58,183,106.80  1,062.61 [Very High]Form 4-
2021-04-19Saba Capital Management, L.p.-Sell25,633Common Stock$9.65$247,358.45  4.50     [ Very High ]6,022,507$58,117,192.55  1,058.10 [Very High]Form 4-
2021-04-20Saba Capital Management, L.p.-Sell18,314Common Stock$9.61$175,997.54  3.22     [ Very High ]6,004,193$57,700,294.73  1,054.88 [Very High]Form 4-
2021-04-23Saba Capital Management, L.p.-Sell82,260Common Stock$9.57$787,228.20  14.45    [ Very High ]5,896,858$56,432,931.06  1,036.03 [Very High]Form 4-
2021-04-26Saba Capital Management, L.p.-Sell20,186Common Stock$9.57$193,180.02  3.55     [ Very High ]5,876,672$56,239,751.04  1,032.48 [Very High]Form 4-
2021-04-27Saba Capital Management, L.p.-Sell173,077Common Stock$9.56$1,654,616.12  30.41    [ Very High ]5,703,595$54,526,368.20  1,002.07 [Very High]Form 4-
2021-04-28Saba Capital Management, L.p.-Sell28,390Common Stock$9.56$271,408.40  4.99     [ Very High ]5,675,205$54,254,959.80  997.08   [Very High]Form 4-
2021-04-29Saba Capital Management, L.p.-Sell9,317Common Stock$9.51$88,604.67  1.64     [ High ]5,665,888$53,882,594.88  995.45   [Very High]Form 4-