Nuveen Floating Rate Income Opportunity Fund

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Nuveen Floating Rate Income Opportunity Fund

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Trade Date Insider Title Buy or Sell Quantity Security Type Price Proceeds Transaction Conviction Position Quantity Position Value Positon Conviction SEC Link Nature of Ownership
2020-03-30Scott C. Caraher-Buy3,000Common Stock$7.02-$21,060.00  0.74     [ Average ]31,636$222,084.72  7.80     [Average]Form 4-
2020-03-31Scott C. Caraher-Buy5,000Common Stock$7.37-$36,850.00  1.23     [ High ]36,636$270,007.32  9.04     [Average]Form 4-
2020-09-29Saba Capital Management, L.p.-Buy11,008Common Stock$8.19-$90,155.52  2.72     [ Very High ]4,274,499$35,008,146.81  1,054.36 [Very High]Form 4-
2020-09-30Saba Capital Management, L.p.-Buy62,000Common Stock$8.22-$509,640.00  15.29    [ Very High ]4,336,499$35,646,021.78  1,069.66 [Very High]Form 4-
2020-10-02Saba Capital Management, L.p.-Buy28,905Common Stock$8.19-$236,731.95  7.13     [ Very High ]4,365,404$35,752,658.76  1,076.79 [Very High]Form 4-
2020-10-05Saba Capital Management, L.p.-Buy128,002Common Stock$8.31-$1,063,696.62  31.57    [ Very High ]4,493,406$37,340,203.86  1,108.36 [Very High]Form 4-
2020-10-28Of Columbus Knights-Sell15,000,000Preferred Stock 6706ENAC4$100.00$1,500,000,000.00  3,699.96 [ Very High ]30,000,000$3,000,000,000.00  7,399.92 [Very High]Form 4-
2020-11-09Of Columbus Knights-Sell30,000,000Preferred Stock 6706ENAC4$100.00$3,000,000,000.00  7,399.92 [ Very High ]0$0.00  -Form 4-
2021-04-15Saba Capital Management, L.p.-Sell6,909Common Stock$9.51$65,704.59  1.70     [ High ]4,399,617$41,840,357.67  1,085.23 [Very High]Form 4-
2021-04-14Saba Capital Management, L.p.-Sell22,364Common Stock$9.52$212,905.28  5.52     [ Very High ]4,406,526$41,950,127.52  1,086.93 [Very High]Form 4-
2021-04-13Saba Capital Management, L.p.-Sell28,507Common Stock$9.55$272,241.85  7.03     [ Very High ]4,428,890$42,295,899.50  1,092.45 [Very High]Form 4-
2021-04-12Saba Capital Management, L.p.-Sell11,958Common Stock$9.57$114,438.06  2.95     [ Very High ]4,457,397$42,657,289.29  1,099.48 [Very High]Form 4-
2021-04-16Saba Capital Management, L.p.-Sell43,035Common Stock$9.51$409,262.85  10.62    [ Very High ]4,356,582$41,431,094.82  1,074.61 [Very High]Form 4-
2021-04-19Saba Capital Management, L.p.-Sell4,384Common Stock$9.52$41,735.68  1.08     [ High ]4,352,198$41,432,924.96  1,073.53 [Very High]Form 4-
2021-04-20Saba Capital Management, L.p.-Sell16,341Common Stock$9.49$155,076.09  4.03     [ Very High ]4,335,857$41,147,282.93  1,069.50 [Very High]Form 4-
2021-04-23Saba Capital Management, L.p.-Sell17,021Common Stock$9.46$161,018.66  4.20     [ Very High ]4,240,071$40,111,071.66  1,045.87 [Very High]Form 4-
2021-04-27Saba Capital Management, L.p.-Sell36,563Common Stock$9.41$344,057.83  9.02     [ Very High ]4,203,508$39,555,010.28  1,036.85 [Very High]Form 4-
2021-04-28Saba Capital Management, L.p.-Sell47,817Common Stock$9.41$449,957.97  11.79    [ Very High ]4,155,691$39,105,052.31  1,025.06 [Very High]Form 4-
2021-04-29Saba Capital Management, L.p.-Sell2,151Common Stock$9.40$20,219.40  0.53     [ Average ]4,153,540$39,043,276.00  1,024.53 [Very High]Form 4-
2021-05-06Saba Capital Management, L.p.-Sell22,490Common Stock$9.60$215,904.00  5.55     [ Very High ]4,129,036$39,638,745.60  1,018.48 [Very High]Form 4-
2021-05-07Saba Capital Management, L.p.-Sell1,007Common Stock$9.61$9,677.27  0.25     [ Low ]4,130,043$39,689,713.23  1,018.73 [Very High]Form 4-