CORPORATE PROPERTY ASSOCIATES 18 GLOBAL INC

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CORPORATE PROPERTY ASSOCIATES 18 GLOBAL INC

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Trade Date Insider Title Buy or Sell Quantity Security Type Price Proceeds Transaction Conviction Position Quantity Position Value Positon Conviction SEC Link Nature of Ownership
2020-07-01Richard J Pinola-Buy4,825Class A Common Stock$8.29-$40,000.00  -31,934$264,736.84  -Form 4-
2020-07-01Edward A Glickman-Buy5,988Common Stock$0.00$0.00  -22,598$0.00  -Form 4-
2020-07-01Nolan Thomas H Jr-Buy3,036COMMON STOCK Bonus Share$7.00-$21,249.97  -13,840$96,876.78  -Form 4-
2020-07-01Stanley R Perla-Buy5,988Common Stock$0.00$0.00  -25,408$0.00  -Form 4-
2020-07-01Elizabeth P Munson-Buy4,825Class A Common Stock$8.29-$40,000.00  -31,981$265,119.26  -Form 4-
2020-07-01Curtis B Mcwilliams-Buy3,036COMMON STOCK Bonus Share$7.00-$21,249.97  -14,619$102,335.10  -Form 4-
2020-07-01Stephen P Joyce-Buy5,988Common Stock$0.00$0.00  -22,598$0.00  -Form 4-
2020-07-01Jonathan Kuchin-Buy6,936Class A Common Stock$0.00$0.00  -47,542$0.00  -Form 4-
2020-07-01Ronald Lee Rayevich-Buy6,936Class A Common Stock$0.00$0.00  -39,990$0.00  -Form 4-
2020-07-01Randall Greene-Buy6,936Class A Common Stock$0.00$0.00  -46,472$0.00  -Form 4-
2020-07-01Roger Sherwood Pratt-Buy6,936Class A Common Stock$0.00$0.00  -15,937$0.00  -Form 4-
2020-07-01Abby M. Wenzel-Buy5,988Common Stock$0.00$0.00  -24,470$0.00  -Form 4-
2020-07-01Adam Scott Markman-Buy2,679COMMON STOCK Bonus Share$7.00-$18,749.99  -12,982$90,876.45  -Form 4-
2020-07-01Jeffrey Randolph-Buy3,036COMMON STOCK Bonus Shares$7.00-$21,249.97  -33,541$234,785.39  -Form 4-
2020-07-01Joe F Hanauer-Buy2,679COMMON STOCK Bonus Share$7.00-$18,749.99  -4,123$28,859.88  -Form 4-
2020-07-01Milind MehereChief Executive OfficerBuy101Common Stock$9.92-$1,000.13  -12,101$120,040.13  -Form 4-
2020-07-07Douglas Gerard Geoga-Buy2,954Paired Shares$11.51-$34,000.54  -200,134$2,303,542.34  -Form 4-
2020-07-03Paul C HughesGeneral Counsel and SecretarySell32Common Stock$8.35$267.20  -116,058$969,084.30  -Form 4-
2020-07-07Simon Turner-Buy1,564Paired Shares$11.51-$18,001.64  -10,098$116,227.98  -Form 4-
2020-07-07Neil T Brown-Buy1,564Paired Shares$11.51-$18,001.64  -58,923$678,203.73  -Form 4-
2020-07-03Jonathan P. MehlmanCEO and PresidentSell206Common Stock$8.35$1,720.10  -503,940$4,207,897.66  -Form 4-
2020-07-14Smith Daniel Harlan Jr.-Buy15,625Common Shares of Beneficial Interest$23.68-$370,000.00  -15,625$370,000.00  -Form 4-
2020-07-01A.j. AgarwalPresidentBuy189,638Class I Common Stock$10.55-$2,000,682.69  -189,638$2,000,682.69  -Form 4-
2020-07-01Brian J. Flornes-Buy5,000Class T Common Stock$0.00$0.00  -35,000$0.00  -Form 4-
2020-07-01Dianne Hurley-Buy5,000Class T Common Stock$0.00$0.00  -39,070$0.00  -Form 4-
2020-07-01Smith Wilbur H Iii-Buy5,000Class T Common Stock$0.00$0.00  -39,407$0.00  -Form 4-
2020-07-01Brookfield Property Master Holdings Llc-Buy11,976Common Stock, par value $0.01$0.00$0.00  -37,620$0.00  -Form 4See explanatory responses
2020-07-01Rodney F EmeryChief Executive OfficerBuy93,796Common$15.23-$1,428,513.08  -432,327$6,584,340.21  -Form 4Steadfast Apartment Advisor, LLC
2020-06-30Brian A StaeblerSee RemarksBuy10,000Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP$0.86-$8,600.00  -45,023$38,719.78  -Form 4By Tracie R. Staebler Revocable Trust (wife's trust)
2020-06-30Brian A StaeblerSee RemarksSell10,000Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP$0.86$8,600.00  -0$0.00  -Form 4-
2020-06-30Brian A StaeblerSee RemarksBuy10,000Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP$0.86-$8,600.00  -10,000$8,600.00  -Form 4-
2020-06-29Michael M. Racy-Buy15,645Voting Common Stock, par value $0.01 per share$0.00$0.00  -75,000$0.00  -Form 4-
2020-06-29Lori Wittman-Buy15,645Voting Common Stock, par value $0.01 per share$0.00$0.00  -75,000$0.00  -Form 4-
2020-06-29Leigh Feuerstein-Buy15,645Voting Common Stock, par value $0.01 per share$0.00$0.00  -75,000$0.00  -Form 4-
2020-06-29Andrew Fishleder-Buy15,645Voting Common Stock, par value $0.01 per share$0.00$0.00  -76,102$0.00  -Form 4-
2020-06-30William A SiskovicSee RemarksSell10,000Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP$0.86$8,600.00  -0$0.00  -Form 4-
2020-06-30William A SiskovicSee RemarksBuy10,000Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP$0.86-$8,600.00  -70,602$60,717.72  -Form 4By Deborah L Siskovic Trust (wife's trust)
2020-06-30Joseph R PaulEVP, CFO & SecretaryBuy255Common Stock$20.57-$5,245.35  -104,349$2,146,458.93  -Form 4-
2020-06-30Patrick M CoveyChairman, President & CEOBuy255Common Stock$20.57-$5,245.35  -126,582$2,603,791.74  -Form 4-
2020-06-30James F StiefExec VP, U.S. Residential OpsBuy256Common Stock$20.57-$5,265.92  -236,063$4,855,815.91  -Form 4-
2020-06-30Thea R. SearsVice President & ControllerBuy256Common Stock$20.57-$5,265.92  -91,101$1,873,947.57  -Form 4-
2020-06-30Brent R RepenningEx VP US Utility/Davey ResourcBuy192Common Stock$20.57-$3,949.44  -41,838$860,607.66  -Form 4-
2020-06-30Dan A JoyVP/GM Comm'l Landscape SrvsBuy256Common Stock$20.57-$5,265.92  -44,339$912,053.23  -Form 4-
2020-06-30Christopher J BastVice President & TreasurerBuy256Common Stock$20.57-$5,265.92  -15,173$312,108.61  -Form 4-
2020-06-30James Edgar DoyleExec VP&GM Davey Tree CanadaBuy47Common Stock$20.57-$966.79  -58,229$1,197,770.53  -Form 4-
2020-06-30Erika J. SchoenbergerVP, GENERAL COUNSEL & ASST SECBuy256Common Stock$20.57-$5,265.92  -2,661$54,736.77  -Form 4-
2020-06-30Gregory M InaEx VP, Davey Institute/Emp DevBuy255Common Stock$20.57-$5,245.35  -51,795$1,065,423.15  -Form 4-
2020-06-30William A SiskovicSee RemarksBuy10,000Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP$0.86-$8,600.00  -10,000$8,600.00  -Form 4-
2020-07-01Harvey Beker-Buy0Units of Delaware Statutory Trust$500.00-$130.00  -122$60,960.00  -Form 4Held through 401(k) and Profit Sharing Plan
2020-03-31R David SprengPresident and CEOBuy21,021Common Stock, par value $0.01 per share$15.00-$315,308.10  -41,525$622,877.70  -Form 4By Runway Growth Holdings LLC
2020-03-02Harvey Beker-Buy1Units of Delaware Statutory Trust$2,500.00-$2,925.00  -118$294,575.00  -Form 4Held through 401(k) and Profit Sharing Plan
2020-04-01Harvey Beker-Buy1Units of Delaware Statutory Trust$2,500.00-$3,325.00  -119$297,900.00  -Form 4Held through 401(k) and Profit Sharing Plan
2020-03-02George E Crapple-Buy0Units of Delaware Statutory Trust$750.00-$262.50  -36$27,360.00  -Form 4Held through 401(k) and Profit Sharing Plan
2020-04-02Clark OakleyEVPBuy470COMMON STOCK$28.31-$13,305.70  -2,274$64,376.94  -Form 4-
2020-04-01Brett A. Johnson-Buy18,000Membership Units$2.64-$47,520.00  -26,000$68,640.00  -Form 4by BDR Farm Partnership
2020-04-03Mark J VaughnVP/GM E Utility Serv RETIREDBuy4,000Common Stock$13.20-$52,800.00  -23,737$313,328.40  -Form 4-
2020-04-03Mark J VaughnVP/GM E Utility Serv RETIREDBuy2,000Common Stock$15.05-$30,100.00  -25,737$387,341.85  -Form 4-
2020-04-03Mark J VaughnVP/GM E Utility Serv RETIREDBuy2,000Common Stock$16.35-$32,700.00  -27,737$453,499.95  -Form 4-
2020-04-03James Edgar DoyleExec VP&GM Davey Tree CanadaBuy10,000Common Stock$16.60-$166,000.00  -71,245$1,182,667.00  -Form 4-
2020-04-03James Edgar DoyleExec VP&GM Davey Tree CanadaSell13,819Common Stock$24.20$334,419.80  -57,426$1,389,709.20  -Form 4-
2020-04-07Douglas Gerard Geoga-Buy5,986Paired Shares$7.10-$42,500.60  -186,262$1,322,460.20  -Form 4-
2020-04-07Neil T Brown-Buy3,169Paired Shares$7.10-$22,499.90  -42,081$298,775.10  -Form 4-
2020-04-06Vikram S UppalSee RemarksBuy49,428Common stock$0.00$0.00  -49,428$0.00  -Form 4See FN
2020-04-07Thomas M Joyce-Buy2,294Common Shares of Beneficial Interest$21.80-$50,000.04  -15,062$328,343.10  -Form 4-
2020-04-09Nolan Thomas H Jr-Buy1,461COMMON STOCK Bonus Share$10.27-$14,999.95  -10,592$108,779.22  -Form 4-
2020-04-09Curtis B Mcwilliams-Buy1,461COMMON STOCK Bonus Share$10.27-$14,999.95  -11,356$116,621.81  -Form 4-
2020-04-07Robert J Bass-Buy459Common Shares of Beneficial Interest$21.80-$10,000.10  -3,074$67,016.47  -Form 4-
2020-04-09Adam Scott Markman-Buy1,217COMMON STOCK Bonus Share$10.27-$12,500.03  -10,100$103,730.29  -Form 4-
2020-04-09Jeffrey Randolph-Buy1,461COMMON STOCK Bonus Shares$10.27-$14,999.95  -29,886$306,928.71  -Form 4-
2020-04-09Joe F Hanauer-Buy1,217COMMON STOCK Bonus Share$10.27-$12,500.03  -1,424$14,623.76  -Form 4-
2020-02-06Howard J WeissmanSee RemarksBuy1,072Paired Shares$0.00$0.00  -32,455$0.00  -Form 4-
2020-04-13Julian E Whitehurst-Buy1,403Common Stock$2.35-$3,297.05  -89,476$210,268.60  -Form 4-
2020-04-13Paula Saban-Buy763Common Stock$2.35-$1,793.05  -95,449$224,305.15  -Form 4Through the Paula J. Saban Living Trust
2020-04-13Scott A. Nelson-Buy1,089Common Stock$2.35-$2,559.15  -69,457$163,223.95  -Form 4-
2020-04-13Thomas F Glavin-Buy876Common Stock$2.35-$2,058.60  -109,574$257,498.90  -Form 4-
2020-04-13Thomas P McguinnessPresident and CEOBuy9,041Common Stock$2.35-$21,246.35  -1,131,140$2,658,179.00  -Form 4-
2020-04-13Stuart Aitken-Buy262Common Stock$2.35-$615.70  -32,805$77,091.75  -Form 4-
2020-04-13Parsons Robert E Jr-Buy30,285Class A Common Stock$0.00$0.00  -51,015$0.00  -Form 4-
2020-04-13Reynolds William H Jr-Buy23,841Class A Common Stock$0.00$0.00  -42,288$0.00  -Form 4-
2020-04-13Charles S Henry-Sell31,956Common Stock$0.00$0.00  -0$0.00  -Form 4-
2020-04-13Michael D Johnson-Sell31,956Common Stock$0.00$0.00  -0$0.00  -Form 4-
2020-04-13Simon Turner-Sell8,657Common Stock$0.00$0.00  -0$0.00  -Form 4-
2020-03-18Michael G MedzigianCEO & PresidentBuy21,277Common Stock$10.39-$221,070.84  -21,277$221,070.84  -Form 4By CWA, LLC
2020-04-01Michael G MedzigianCEO & PresidentBuy9,220Common Stock$10.39-$95,797.36  -30,497$316,868.19  -Form 4By CWA, LLC
2020-04-06Michael G MedzigianCEO & PresidentSell13,419Common Stock$10.39$139,421.96  -17,079$177,446.13  -Form 4By CWA, LLC
2020-04-13Michael G MedzigianCEO & PresidentSell17,079Common Stock$0.00$0.00  -0$0.00  -Form 4By CWA, LLC
2020-04-13Michael G MedzigianCEO & PresidentSell91,871Common Stock$0.00$0.00  -0$0.00  -Form 4By Michael G. Medzigian Revocable Trust
2020-04-13Simon Turner-Buy7,883Class A Common Stock$0.00$0.00  -7,883$0.00  -Form 4-
2020-03-18Michael G MedzigianCEO & PresidentBuy19,598Class A Common Stock$11.41-$223,615.12  -19,598$223,615.12  -Form 4By CWA2, LLC
2020-04-01Michael G MedzigianCEO & PresidentBuy8,493Class A Common Stock$11.41-$96,899.88  -28,091$320,515.00  -Form 4By CWA2, LLC
2020-04-06Michael G MedzigianCEO & PresidentSell12,360Class A Common Stock$11.41$141,026.57  -15,731$179,488.43  -Form 4By CWA2, LLC
2020-04-13Michael G MedzigianCEO & PresidentBuy15,552Class A Common Stock$0.00$0.00  -31,283$0.00  -Form 4By CWA2, LLC
2020-04-13Michael G MedzigianCEO & PresidentBuy83,658Class A Common Stock$0.00$0.00  -237,582$0.00  -Form 4By Michael G. Medzigian Revocable Trust
2020-04-13Michael G MedzigianCEO & PresidentBuy394,391Class A Common Stock$0.00$0.00  -394,391$0.00  -Form 4-
2020-04-13Charles S Henry-Buy29,099Class A Common Stock$0.00$0.00  -42,241$0.00  -Form 4-
2020-04-13Michael D Johnson-Buy29,099Class A Common Stock$0.00$0.00  -42,241$0.00  -Form 4-
2020-04-13Gilbert MurilloChief Investment OfficerBuy51,561Class A Common Stock$0.00$0.00  -127,522$0.00  -Form 4-
2020-04-14Gilbert MurilloChief Investment OfficerSell7,787Class A Common Stock$11.41$88,851.95  -119,735$1,366,175.67  -Form 4-
2020-04-15Patrick M CoveyChairman, President & CEOBuy10,000Common Stock$8.30-$83,000.00  -129,757$1,076,983.10  -Form 4-
2020-04-15Patrick M CoveyChairman, President & CEOSell3,430Common Stock$24.20$83,006.00  -126,327$3,057,113.40  -Form 4-
2020-04-15Brent R RepenningEx VP US Utility/Davey ResourcBuy4,000Common Stock$8.30-$33,200.00  -43,809$363,614.70  -Form 4-
2020-04-15Brent R RepenningEx VP US Utility/Davey ResourcSell1,372Common Stock$24.20$33,202.40  -42,437$1,026,975.40  -Form 4-
2020-04-15Brent R RepenningEx VP US Utility/Davey ResourcSell791Common Stock$24.20$19,142.20  -41,646$1,007,833.20  -Form 4-
2020-04-15James Edgar DoyleExec VP&GM Davey Tree CanadaBuy2,400Common Stock$8.30-$19,920.00  -59,826$496,555.80  -Form 4-
2020-04-15James Edgar DoyleExec VP&GM Davey Tree CanadaSell823Common Stock$24.20$19,916.60  -59,003$1,427,872.60  -Form 4-
2020-04-15James Edgar DoyleExec VP&GM Davey Tree CanadaSell821Common Stock$24.20$19,868.20  -58,182$1,408,004.40  -Form 4-
2020-04-15Gregory M InaEx VP, Davey Institute/Emp DevBuy2,000Common Stock$8.30-$16,600.00  -52,226$433,475.80  -Form 4-
2020-04-15Gregory M InaEx VP, Davey Institute/Emp DevSell686Common Stock$24.20$16,601.20  -51,540$1,247,268.00  -Form 4-
2020-04-14Jessica C JoelsonChief Accounting OfficerBuy3,000COMMON STOCK - SERIES A$0.00$0.00  -3,000$0.00  -Form 4-
2020-04-15Erica J ChaffeeChief Financial OfficerBuy0Common Shares$18.29-$0.37  -1$24.69  -Form 4-
2020-04-15Erica J ChaffeeChief Financial OfficerBuy1Common Shares$18.29-$9.33  -36$652.40  -Form 4By Husband
2020-04-15Ryan M. DownsPresidentBuy0Common Shares$18.29-$0.37  -1$20.30  -Form 4-
2020-04-15Bruce FurnessChairman, Board of TrusteesBuy943Common Shares$18.29-$17,255.15  -66,125$1,209,427.35  -Form 4-
2020-04-15James Hansen-Buy1,347Common Shares$18.29-$24,637.36  -94,415$1,726,854.56  -Form 4-
2020-04-15Timothy Hunt-Buy948Common Shares$18.29-$17,330.69  -72,417$1,324,497.97  -Form 4-
2020-04-15Michelle L. Korsmo-Buy67Common Shares$18.29-$1,218.85  -4,671$85,435.52  -Form 4-
2020-04-15Richard Savageau-Buy3,187Common Shares$18.29-$58,297.18  -223,407$4,086,108.36  -Form 4-
2020-04-15Richard Savageau-Buy429Common Shares$18.29-$7,844.95  -30,063$549,860.87  -Form 4By Wife
2020-04-15Joel S. ThomsenChief Investment OfficerBuy0Common Shares$18.29-$0.18  -1$18.47  -Form 4-
2020-04-15Joel S. ThomsenChief Investment OfficerBuy89Common Shares$18.29-$1,622.14  -6,216$113,691.92  -Form 4By Wife
2020-04-15James Wieland-Buy2,043Common Shares$18.29-$37,367.93  -143,201$2,619,149.40  -Form 4-
2020-04-15James Wieland-Buy519Common Shares$19.25-$9,999.99  -143,721$2,766,622.51  -Form 4-
2020-04-15James Wieland-Buy920Common Shares$18.29-$16,822.23  -64,466$1,179,079.30  -Form 4By Wieland Investments, LLLP
2020-04-15James Wieland-Buy519Common Shares$19.25-$9,999.99  -64,985$1,250,966.45  -Form 4By Wieland Investments, LLLP
2020-04-15Lance Wolf-Buy1,250Common Shares$18.29-$22,861.22  -87,609$1,602,365.50  -Form 4-
2020-04-15Lance Wolf-Buy519Common Shares$19.25-$9,999.99  -88,128$1,696,469.97  -Form 4-
2020-04-15Lance Wolf-Buy70Common Shares$18.29-$1,288.16  -4,937$90,293.34  -Form 4By Wife
2020-04-21Paul C HughesGeneral Counsel & SecretaryBuy35,185Common Stock$0.00$0.00  -116,090$0.00  -Form 4-
2020-04-21Bruce A RigginsCFO & TreasurerBuy20,958Common Stock$0.00$0.00  -20,958$0.00  -Form 4-
2020-04-21Jonathan P. MehlmanCEO and PresidentBuy134,503Common Stock$0.00$0.00  -504,146$0.00  -Form 4-
2020-04-22Alaris Master Fund Lp-Buy172,150Common Stock$17.43-$3,000,568.05  -1,478,675$25,773,311.87  -Form 4-
2020-04-24Mark J VaughnVP/GM E Utility Serv RETIREDSell5,400Common Stock$24.20$130,680.00  -22,337$540,555.40  -Form 4-
2020-04-22James R. BarryCFO and TreasurerBuy2,556Class A Common Stock$0.00$0.00  -11,937$0.00  -Form 4-
2020-04-22Joseph H RobinsonChief Operations OfficerBuy3,195Class A Common Stock$0.00$0.00  -6,127$0.00  -Form 4-
2020-04-27Nolan Thomas H Jr-Buy52COMMON STOCK, CLASS C$10.27-$538.97  -10,644$109,318.19  -Form 4-
2020-04-27Curtis B Mcwilliams-Buy57COMMON STOCK, CLASS C$10.27-$584.05  -11,412$117,205.86  -Form 4-
2020-04-28Edward H Dalelio-Buy1,794Common Stock$14.05-$25,205.70  -13,411$188,424.55  -Form 4-
2020-04-28Douglas I Ostrover-Buy233,205Common Stock$14.05-$3,276,530.25  -1,720,397$24,171,577.85  -Form 4By LLC
2020-04-28Alan KirshenbaumCOO and CFOBuy233,205Common Stock$14.05-$3,276,530.25  -1,720,397$24,171,577.85  -Form 4By LLC
2020-04-27Adam Scott Markman-Buy51COMMON STOCK, CLASS C$10.27-$524.39  -10,151$104,254.67  -Form 4-
2020-04-27Aaron Scott HalfacreCEOBuy80COMMON STOCK, CLASS C$10.27-$816.57  -13,912$142,876.24  -Form 4-
2020-04-27Jeffrey Randolph-Buy163COMMON STOCK, CLASS C$10.27-$1,677.91  -30,049$308,606.62  -Form 4-
2020-04-27Joe F Hanauer-Buy1COMMON STOCK, CLASS C$10.27-$12.22  -1,425$14,635.98  -Form 4-
2020-04-28Craig PackerCEO and PresidentBuy233,205Common Stock$14.05-$3,276,530.25  -1,720,397$24,171,577.85  -Form 4By LLC
2020-04-30Avraham ShemeshCEO & PresidentBuy7,243Common Stock (Class A)$19.64-$142,253.50  -94,721$1,860,313.76  -Form 4By Cole REIT Management V, LLC
2020-05-01James F StiefExec VP, U.S. Residential OpsSell24,042Common Stock$24.20$581,816.40  -235,807$5,706,529.40  -Form 4-
2020-05-01Thea R. SearsVice President & ControllerBuy2,000Common Stock$8.30-$16,600.00  -90,845$754,013.50  -Form 4-
2020-05-01Mark J VaughnVP/GM E Utility Serv RETIREDBuy1,500Common Stock$17.60-$26,400.00  -23,837$419,531.20  -Form 4-
2020-05-01Mark J VaughnVP/GM E Utility Serv RETIREDBuy1,300Common Stock$19.10-$24,830.00  -25,137$480,116.70  -Form 4-
2020-05-01Mark J VaughnVP/GM E Utility Serv RETIREDBuy1,300Common Stock$21.10-$27,430.00  -26,437$557,820.70  -Form 4-
2020-05-01A.j. AgarwalPresidentBuy23,948Class I Common Stock$10.44-$250,021.50  -348,786$3,641,323.13  -Form 4See footnote
2020-04-29Terra International Fund 3 Reit, Llc-Sell212,691Common stock$17.02$3,619,999.97  -2,457,685$41,829,791.72  -Form 4-
2020-05-01Harvey Beker-Buy1Units of Delaware Statutory Trust$2,500.00-$3,200.00  -120$301,000.00  -Form 4Held through 401(k) and Profit Sharing Plan
2020-05-04Randall T JonesCEOBuy500Common Stock$50.10-$25,050.00  -11,400$571,140.00  -Form 4-
2020-05-04Uaw Chrysler Retireees Medical Benefits Plan-Buy2,080,000Common Stock$10.00-$20,800,000.00  -4,160,000$41,600,000.00  -Form 4-
2020-05-04Uaw Chrysler Retireees Medical Benefits Plan-Buy3,260,000Common Stock$10.00-$32,600,000.00  -6,520,000$65,200,000.00  -Form 4-
2020-05-04Uaw Chrysler Retireees Medical Benefits Plan-Buy4,660,000Common Stock$10.00-$46,600,000.00  -9,320,000$93,200,000.00  -Form 4-
2020-05-04Michael V ShustekSee RemarksBuy0Common Stock$0.00$0.00  -854,067$0.00  -Form 4Vestin Realty Mortgage II, Inc.
2020-05-04Michael V ShustekSee RemarksBuy0Common Stock$0.00$0.00  -456,834$0.00  -Form 4Vestin Realty Mortgage I, Inc.
2020-05-06Herbert Elmer Richerson-Buy15Common Stock$55.75-$836.25  -7,609$424,201.75  -Form 4-
2020-04-29James Anthony Patton-Sell60COMMON STOCK$54.75$3,285.00  -29,569$1,618,902.75  -Form 4-
2020-04-29James Anthony Patton-Buy60COMMON STOCK$54.75-$3,285.00  -60$3,285.00  -Form 4" BY SPOUSE"
2020-05-04Avraham Shemesh-Buy188,000Common Stock (Class I)$25.00-$4,700,000.00  -192,000$4,800,000.00  -Form 4See Footnote
2020-05-04Avraham Shemesh-Buy4,000Common Stock (Class A)$26.52-$106,080.00  -4,000$106,080.00  -Form 4See Footnote
2020-05-04Avraham Shemesh-Buy4,000Common Stock (Class C)$25.00-$100,000.00  -4,000$100,000.00  -Form 4See Footnote
2020-05-04Avraham Shemesh-Buy4,000Common Stock (Class L)$26.11-$104,440.00  -4,000$104,440.00  -Form 4See Footnote
2020-05-04Shaul Kuba-Buy188,000Common Stock (Class I)$25.00-$4,700,000.00  -192,000$4,800,000.00  -Form 4See Footnote
2020-05-04Shaul Kuba-Buy4,000Common Stock (Class A)$26.52-$106,080.00  -4,000$106,080.00  -Form 4See Footnote
2020-05-04Shaul Kuba-Buy4,000Common Stock (Class C)$25.00-$100,000.00  -4,000$100,000.00  -Form 4See Footnote
2020-05-04Shaul Kuba-Buy4,000Common Stock (Class L)$26.11-$104,440.00  -4,000$104,440.00  -Form 4See Footnote
2020-05-15Stephen M Knopik-Buy5,000Common Stock$50.10-$250,500.00  -26,000$1,302,600.00  -Form 4-
2020-05-15Neil T Brown-Buy8,000Paired Shares$10.69-$85,520.00  -50,081$535,365.89  -Form 4-
2020-05-15Fresno County Employees' Retirement Association-Buy323,237Common Stock$18.90-$6,109,179.30  -5,839,979$110,375,603.10  -Form 4-
2020-05-15Mark David Jenkins-Buy431Common Stock$18.90-$8,145.90  -7,787$147,174.30  -Form 4-
2020-05-15Thomas M HenniganCFOBuy216Common Stock$18.90-$4,082.40  -3,894$73,596.60  -Form 4-
2020-05-05Investments Ltd Ghl-Buy1,400,000Units of LLC Interest$10.00-$14,000,000.00  -4,200,000$42,000,000.00  -Form 4-
2020-05-15Aaron Daniel PeckCFO & Corporate SecretaryBuy6,459Common Stock$9.29-$60,000.02  -17,959$166,835.02  -Form 4-
2020-05-15Commercial Bank National-Buy28,014Common Stock$18.90-$529,464.60  -7,778,373$147,011,257.83  -Form 4See notes
2020-05-15Commercial Bank National-Buy430,982Common Stock$18.90-$8,145,559.80  -8,209,355$155,156,817.63  -Form 4-
2020-07-13Stanley A Moore-Buy7,455Common Stock$0.00$0.00  -19,878$0.00  -Form 4-
2020-05-19Edward H Dalelio-Buy3,713Common Stock$14.16-$52,576.08  -17,303$245,010.48  -Form 4-
2020-07-01Roland J Fagen-Sell3,925Membership Units$0.00$0.00  -146$0.00  0.08     [Very Low]Form 4by Project Hawkeye, LLC
2020-05-19Douglas I Ostrover-Buy482,714Common Stock$14.16-$6,835,230.24  -2,203,111$31,196,051.76  -Form 4By LLC
2020-07-13Charles B Duke-Buy7,455Common Stock$0.00$0.00  -19,878$0.00  -Form 4-
2020-07-13Marshall M. Burton-Buy7,455Common Stock$0.00$0.00  -19,878$0.00  4.36     [Low]Form 4-
2020-07-13John S. Hagestad-Buy7,455Common Stock$0.00$0.00  -20,453$0.00  -Form 4-
2020-05-19Alan KirshenbaumCOO and CFOBuy482,714Common Stock$14.16-$6,835,230.24  -2,203,111$31,196,051.76  -Form 4By LLC
2020-05-20John Foster`EVPBuy5Common Stock$55.75-$278.75  -5,825$324,743.75  -Form 4-
2020-05-19Craig PackerCEO and PresidentBuy482,714Common Stock$14.16-$6,835,230.24  -2,203,111$31,196,051.76  -Form 4By LLC
2020-05-20Karl J Warnke-Buy1,488Common Stock$0.00$0.00  -694,707$0.00  -Form 4By Karl J. Warnke Trust
2020-05-20Douglas K Hall-Buy6,000Common Stock$8.30-$49,800.00  -106,159$881,119.70  -Form 4-
2020-05-20Douglas K Hall-Sell2,058Common Stock$0.00$0.00  -104,101$0.00  -Form 4-
2020-05-20Douglas K Hall-Buy1,488Common Stock$0.00$0.00  -105,589$0.00  -Form 4-
2020-05-20Catherine M Kilbane-Buy1,488Common Stock$0.00$0.00  -5,078$0.00  -Form 4-
2020-05-20William J Ginn-Buy6,000Common Stock$8.30-$49,800.00  -26,717$221,751.10  -Form 4-
2020-05-20William J Ginn-Sell2,058Common Stock$0.00$0.00  -24,659$0.00  -Form 4-
2020-05-20William J Ginn-Buy1,488Common Stock$0.00$0.00  -26,147$0.00  -Form 4-
2020-05-20Sandra W Harbrecht-Buy1,488Common Stock$0.00$0.00  -94,395$0.00  -Form 4-
2020-05-20Donald C Brown-Buy1,488Common Stock$0.00$0.00  -29,322$0.00  -Form 4-
2020-05-20Alejandra Evans-Buy1,488Common Stock$0.00$0.00  -3,194$0.00  -Form 4-
2020-05-20Charles D Stapleton-Buy1,488Common Stock$0.00$0.00  -1,488$0.00  -Form 4-
2020-05-20Rodney F EmeryChief Executive OfficerBuy171,585Common Stock$15.23-$2,613,239.55  -246,544$3,754,865.12  -Form 4Steadfast Apartment Advisor, LLC
2020-05-22Abby M. Wenzel-Buy1,481Common Stock$0.00$0.00  -9,852$0.00  -Form 4-
2020-05-22Elizabeth K. Tuppeny-Buy1,481Common Stock$0.00$0.00  -9,852$0.00  -Form 4-
2020-05-22Lee M Elman-Buy1,481Common Stock$0.00$0.00  -8,519$0.00  -Form 4-
2020-05-26Herbert Elmer Richerson-Buy7Common Stock$55.75-$390.25  -7,616$424,592.00  -Form 4-
2020-05-26John Foster`EVPBuy5Common Stock$55.75-$278.75  -5,830$325,022.50  -Form 4-
2020-05-26Nolan Thomas H Jr-Buy84COMMON STOCK, CLASS C$7.00-$585.76  -10,728$75,096.70  -Form 4-
2020-05-26Curtis B Mcwilliams-Buy90COMMON STOCK, CLASS C$7.00-$629.65  -11,502$80,516.80  -Form 4-
2020-05-26Adam Scott Markman-Buy80COMMON STOCK, CLASS C$7.00-$561.26  -10,232$71,620.92  -Form 4-
2020-05-26Aaron Scott HalfacreCEOBuy113COMMON STOCK, CLASS C$7.00-$794.29  -14,025$98,178.29  -Form 4-
2020-05-26Jeffrey Randolph-Buy242COMMON STOCK, CLASS C$7.00-$1,693.65  -30,291$212,038.96  -Form 4-
2020-05-26Joe F Hanauer-Buy9COMMON STOCK, CLASS C$7.00-$63.07  -1,434$10,038.91  -Form 4-
2020-05-28Buford H Ortale-Buy2,692Common Stock$0.00$0.00  -15,216$0.00  -Form 4-
2020-05-05New Mountain Guardian Investments Iii, L.l.c.-Buy1,593,964LLC Interests$10.00-$15,939,640.00  -4,781,892$47,818,920.00  -Form 4-
2020-05-06Stephen R Quazzo-Buy5,889Common Stock$0.00$0.00  -85,566$0.00  -Form 4By Stephen R. Quazzo Trust
2020-05-07Michael A Stein-Buy26,274Common Stock$3.14-$82,500.36  -91,139$286,176.46  -Form 4-
2020-05-06Leslie T Chao-Buy5,889Common Stock$0.00$0.00  -48,501$0.00  -Form 4-
2020-05-07Julian E Whitehurst-Buy26,274Common Stock$3.14-$82,500.36  -115,750$363,455.00  -Form 4-
2020-05-08Karl J Warnke-Sell24,800Common Stock$24.20$600,160.00  -693,219$16,775,899.80  -Form 4By Karl J. Warnke Trust
2020-05-07Thomas F Glavin-Buy26,274Common Stock$3.14-$82,500.36  -135,848$426,562.72  -Form 4-
2020-05-07Stuart Aitken-Buy26,274Common Stock$3.14-$82,500.36  -59,079$185,508.06  -Form 4-
2020-05-07Paula Saban-Buy26,274Common Stock$3.14-$82,500.36  -121,723$382,210.22  -Form 4Through the Paula J. Saban Living Trust
2020-05-07Scott A. Nelson-Buy26,274Common Stock$3.14-$82,500.36  -95,731$300,595.34  -Form 4-
2020-05-07Amanda Elizabeth Black-Buy26,274Common Stock$3.14-$82,500.36  -39,410$123,747.40  -Form 4-
2020-05-06Paul Massey-Buy5,889Common Stock$0.00$0.00  -34,151$0.00  -Form 4-
2020-05-06Jane Silfen-Buy8,833Common Stock$0.00$0.00  -8,833$0.00  -Form 4-
2020-05-06Elizabeth Fischer-Buy8,833Common Stock$0.00$0.00  -8,833$0.00  -Form 4-
2020-05-06John A. Strong-Buy5,889Common Stock$0.00$0.00  -15,914$0.00  -Form 4-
2020-05-06Gregory S. Wood-Buy5,889Common Stock$0.00$0.00  -20,723$0.00  -Form 4-
2020-05-12Patrick M CoveyChairman, President & CEOBuy500Common Stock$24.20-$12,100.00  -500$12,100.00  -Form 4By son
2020-05-29Avraham ShemeshCEO & PresidentBuy7,894Common Stock (Class A)$18.62-$146,995.03  -102,615$1,910,693.53  -Form 4By Cole REIT Management V, LLC
2020-07-01Brett A. Johnson-Sell26,000Membership Units$0.00$0.00  -0$0.00  -Form 4by BDR Farm Partnership
2020-07-01Brett A. Johnson-Buy10,000Membership Units$0.00$0.00  -25,000$0.00  -Form 4-
2020-06-01Michael V ShustekSee RemarksBuy0Common Stock$0.00$0.00  -854,067$0.00  -Form 4Vestin Realty Mortgage II, Inc.
2020-06-01Michael V ShustekSee RemarksBuy0Common Stock$0.00$0.00  -456,834$0.00  -Form 4Vestin Realty Mortgage I, Inc.
2020-06-01Harvey Beker-Buy1Units of Delaware Statutory Trust$2,500.00-$3,225.00  -122$304,250.00  -Form 4Held through 401(k) and Profit Sharing Plan
2020-06-01Rodney F EmeryChief Executive OfficerBuy93,624Common Stock$15.23-$1,425,893.52  -265,209$4,039,133.07  -Form 4Steadfast Apartment Advisor, LLC
2020-06-01William M Riegel-Buy9,930Common Stock$10.07-$99,990.07  -9,930$99,990.07  -Form 4-
2020-06-03Jeff KistnerInterim CFOBuy165Class B Units$118.91-$19,620.15  -165$19,620.15  -Form 4By Entity
2020-06-04Jeffrey L. Shekell-Buy138,889Common Stock$0.00$0.00  -433,263$0.00  -Form 4-
2020-06-04R. David Turner-Buy138,889Common Stock$0.00$0.00  -715,009$0.00  -Form 4-
2020-05-29Nachum Stein-Buy3,187,500Common Stock$0.04-$127,500.00  -4,822,500$192,900.00  -Form 4-
2020-02-17Adam R. LevyCEO & CFOBuy5,928,571Restricted Stock Award (Common Stock)$0.00$0.00  -5,928,571$0.00  -Form 4-
2020-05-29Adam R. LevyCEO & CFOBuy1,546,875Common Stock$0.04-$61,875.00  -1,554,875$62,195.00  -Form 4-
2020-06-09Seneff James M Jr-Sell22Class FA Common Stock$0.00$0.00  -446$0.00  -Form 4By CNL Strategic Capital Management, LLC and CNL Strategic Capital Investment, LLC
2020-06-11Gary WhitakerEVPBuy133Common Stock$33.94-$4,514.02  -7,141$242,365.54  -Form 4By spouse
2020-06-09Dianne Hurley-Buy2,500Class T Common Stock$0.00$0.00  -34,070$0.00  -Form 4-
2020-06-09Smith Wilbur H Iii-Buy2,500Class T Common Stock$0.00$0.00  -34,291$0.00  -Form 4-
2020-06-09Brian J. Flornes-Buy2,500Class T Common Stock$0.00$0.00  -30,000$0.00  -Form 4-
2020-06-10Harold H Greene-Buy2,500Common Stock$0.00$0.00  -54,853$0.00  -Form 4-
2020-06-10Gerald W Robinson-Buy2,500Common Stock$0.00$0.00  -45,000$0.00  -Form 4-
2020-06-10J. Grayson Sanders-Buy2,500Common Stock$0.00$0.00  -18,342$0.00  -Form 4-
2020-06-12Raymond E Wirta-Buy69,467COMMON STOCK$10.00-$694,665.20  -163,496$1,634,957.80  -Form 4-
2020-07-15Lisa PominskiEVPBuy18COMMON STOCK$56.75-$1,021.50  -13,174$747,624.50  -Form 4-
2020-06-17John McdearmanPresidentBuy85Common Stock$56.75-$4,823.75  -9,828$557,739.00  -Form 4-
2020-06-15Kenneth P ReganChief Executive OfficerBuy6,215Common Shares$19.25-$119,640.10  -21,215$408,390.10  -Form 4By Wife
2020-06-15Joel S. ThomsenChief Investment OfficerSell6,215Common Shares$19.25$119,640.10  -1$19.25  -Form 4By Wife
2020-06-18Rodney F EmeryChief Executive OfficerBuy51,983Common$15.23-$791,701.09  -317,192$4,830,834.16  -Form 4Steadfast Apartment Advisor, LLC
2018-01-04Cynthia L Mynatt-Sell3,261Common Stock$5.61$18,294.21  -0$0.00  -Form 4-
2020-06-19Advisors Llc Orbimed-Buy1,455,132Common Stock$5.00-$7,275,660.00  -12,714,404$63,572,020.00  -Form 4-
2020-06-19Cynthia L Mynatt-Buy425Common Stock (Held by Self)$5.40-$2,295.00  -692$3,736.80  -Form 4-
2020-06-19Cynthia L Mynatt-Buy348Common Stock (Held by Self)$5.50-$1,914.00  -1,040$5,720.00  -Form 4-
2020-06-22Cynthia L Mynatt-Buy299Common Stock (Held by Self)$5.01-$1,497.99  -1,339$6,708.39  -Form 4-
2020-06-22James O Campbell-Buy299Common Stock (Held by Self)$5.01-$1,497.99  -3,331$16,688.31  -Form 4-
2020-06-22James E Nance-Buy299Common Stock (Held jointly with Spouse)$5.01-$1,497.99  -14,817$74,233.17  -Form 4-
2020-06-19Carl L Gordon-Buy1,455,132Common Stock$5.00-$7,275,660.00  -12,714,404$63,572,020.00  -Form 4See Footnote
2020-06-22Hearne Thomas M Jr-Buy299Common Stock (Held by Self)$5.01-$1,497.99  -566$2,835.66  -Form 4-
2020-06-22Joe S Brooks-Buy299Common Stock (Held by Self)$5.01-$1,497.99  -16,635$83,341.35  -Form 4-
2020-06-22W Chester Lowder-Buy299Common Stock (Held jointly with Spouse)$5.01-$1,497.99  -3,135$15,706.35  -Form 4-
2020-06-19Thomas Andrew Smith-Buy9,600Common Stock$0.00$0.00  -18,755$0.00  -Form 4-
2020-06-22S Todd Swaringen-Buy299Common Stock (Held by Self)$5.01-$1,497.99  -299$1,497.99  -Form 4-
2020-06-19Smith Jack Fleming Jr.-Buy9,600Common Stock$0.00$0.00  -50,260$0.00  -Form 4-
2020-06-19Gregory A Samay-Buy9,600Common Stock$0.00$0.00  -53,260$0.00  -Form 4-
2020-06-19Thomas J. SchuetzChief Executive OfficerBuy97,431Common Stock$5.00-$487,155.00  -4,525,467$22,627,335.00  -Form 4-
2020-06-22Tara G Eudy-Buy299Common Stock (Held Jointly with Spouse)$5.01-$1,497.99  -2,086$10,450.86  -Form 4-
2020-06-22Rankin Frank A Iii-Buy299Common Stock (Held by Self)$5.01-$1,497.99  -43,438$217,624.38  -Form 4-
2020-06-22Leavitt Harvey H Iii-Buy299Common Stock (Held by Self)$5.01-$1,497.99  -4,157$20,826.57  -Form 4-
2020-06-19Philip Ferneau-Buy64,066Common Stock$5.00-$320,330.00  -2,348,976$11,744,880.00  -Form 4See Footnote
2020-06-19Philip Ferneau-Buy250,000Common Stock$5.00-$1,250,000.00  -400,280$2,001,400.00  -Form 4See Footnote
2020-06-19Julie Sunderland-Buy289,118Common Stock$5.00-$1,445,590.00  -2,502,025$12,510,125.00  -Form 4See Footnote
2020-06-22Allen K Furr-Buy299Common Stock (Held jointly with Spouse)$5.01-$1,497.99  -1,493$7,479.93  -Form 4-
2020-06-22Dean M Bowers-Buy299Common Stock (Held by Self)$5.01-$1,497.99  -5,750$28,807.50  -Form 4-
2020-06-22Wesley A Morgan-Buy299Common Stock (Held by Self)$5.01-$1,497.99  -4,196$21,021.96  -Form 4-
2020-06-22Randy T Russell-Buy299Common Stock (Held by Self TOD Spouse)$5.01-$1,497.99  -1,502$7,525.02  -Form 4-
2020-06-22Matthew R Hudson-Buy299Common Stock (Held jointly with Spouse)$5.01-$1,497.99  -1,609$8,061.09  -Form 4-
2020-06-22Chris M Poplin-Buy299Common Stock (Held jointly with Spouse)$5.01-$1,497.99  -6,648$33,306.48  -Form 4-
2020-06-22Matthew A Shaver-Buy299Common Stock (Held jointly with Spouse)$5.01-$1,497.99  -1,609$8,061.09  -Form 4-
2020-06-22Deidre B Foster-Buy299Common Stock (Held jointly with Spouse)$5.01-$1,497.99  -1,609$8,061.09  -Form 4-
2020-06-22Merlin Amirtharaj-Buy299Common Stock (Held jointly with Spouse)$5.01-$1,497.99  -1,609$8,061.09  -Form 4-
2020-06-22Vernon A Russell-Buy299Common Stock (Held by Self)$5.01-$1,497.99  -566$2,835.66  -Form 4-
2020-06-26John McdearmanPresidentBuy365Common Stock$56.75-$20,713.75  -9,913$562,562.75  -Form 4-
2020-03-27Adam S Metz-Buy0Common Stock$0.00$0.00  -1,050$0.00  -Form 4See Footnote 3
2020-06-26Adam S Metz-Buy344Common Stock$19.44-$6,693.78  -1,395$27,114.33  -Form 4See Footnote 3
2020-06-30Avraham ShemeshCEO & PresidentBuy7,271Common Stock (Class A)$18.62-$135,383.60  -109,886$2,046,077.13  -Form 4By Cole REIT Management V, LLC
2020-06-25Aaron Scott HalfacreCEOBuy99COMMON STOCK, CLASS C$7.00-$692.86  -14,124$98,871.15  -Form 4-
2020-06-25Joe F Hanauer-Buy10COMMON STOCK, CLASS C$7.00-$70.98  -1,444$10,109.89  -Form 4-
2020-03-27Jeffrey LevinCEO and PresidentBuy1Common Stock$0.00$0.00  -3,501$0.00  -Form 4-
2020-06-26Jeffrey LevinCEO and PresidentBuy1,148Common Stock$19.44-$22,312.65  -4,649$90,381.03  -Form 4-
2020-03-27Kevin Shannon-Buy0Common Stock$0.00$0.00  -700$0.00  -Form 4-
2020-06-26Kevin Shannon-Buy230Common Stock$19.44-$4,462.45  -930$18,076.28  -Form 4-
2020-03-27Ms Credit Partners Holdings Inc.-Buy303Common Stock$0.00$0.00  -1,052,188$0.00  -Form 4-
2020-06-26Ms Credit Partners Holdings Inc.-Buy114,696Common Stock$19.44-$2,229,697.04  -1,166,885$22,684,236.04  -Form 4-
2020-05-22Steve Louis BrownChairman and CEOSell5,397Common Stock$0.00$0.00  -25,108$0.00  -Form 4By Brown TCI, LLC
2020-06-19Steve Louis BrownChairman and CEOSell40,459Common Stock$0.00$0.00  -8,092$0.00  -Form 4By The Steven and Patricia Brown Family Trust, dated March 19, 1998
2020-06-26Steve Louis BrownChairman and CEOSell12,514Common Stock$0.00$0.00  -16,192$0.00  -Form 4By (i) Brown TCI, LLC and (ii) The Steven and Patricia Brown Family Trust, dated March 19, 1998
2020-07-01Brookfield Asset Management Inc.-Buy11,976Common Stock, par value $0.01$0.00$0.00  -37,620$0.00  -Form 4See explanatory responses
2020-07-14Brad MarshallCEOBuy62,500Common Shares of Beneficial Interest$23.68-$1,480,000.00  -62,500$1,480,000.00  -Form 4-
2020-07-14Stephan KuppenheimerChief Financial OfficerBuy9,375Common Shares of Beneficial Interest$23.68-$222,000.00  -9,375$222,000.00  -Form 4-
2020-07-14Beth ChartoffPublic Relations OfficerBuy1,563Common Shares of Beneficial Interest$23.68-$37,000.00  -1,563$37,000.00  -Form 4-
2020-07-15Erica J ChaffeeChief Financial OfficerBuy0Common Shares$18.29-$0.37  -1$25.06  -Form 4-
2020-07-15Erica J ChaffeeChief Financial OfficerBuy1Common Shares$18.29-$9.51  -36$661.73  -Form 4By Husband
2020-07-15Ryan M. DownsChief Investment OfficerBuy0Common Shares$18.29-$0.37  -1$20.48  -Form 4-
2020-07-15Bruce FurnessFormer ChairmanBuy600Common Shares$19.25-$11,550.00  -66,725$1,284,457.41  -Form 4-
2020-07-15Bruce FurnessFormer ChairmanBuy957Common Shares$18.29-$17,504.81  -67,682$1,237,906.16  -Form 4-
2020-07-15James Hansen-Buy480Common Shares$19.25-$9,240.00  -94,895$1,826,733.18  -Form 4-
2020-07-15James Hansen-Buy1,367Common Shares$18.29-$24,994.02  -96,262$1,760,627.77  -Form 4-
2020-07-15James Hansen-Buy3,117Common Shares$19.25-$59,999.94  -99,379$1,913,039.01  -Form 4-
2020-07-15Timothy Haugen-Buy420Common Shares$19.25-$8,085.00  -49,989$962,292.87  -Form 4-
2020-07-15Timothy Hunt-Buy390Common Shares$19.25-$7,507.50  -72,807$1,401,525.32  -Form 4-
2020-07-15Timothy Hunt-Buy961Common Shares$18.29-$17,581.63  -73,768$1,349,212.51  -Form 4-
2020-07-15Michelle L. Korsmo-Buy540Common Shares$19.25-$10,395.00  -5,211$100,314.83  -Form 4-
2020-07-15Michelle L. Korsmo-Buy68Common Shares$18.29-$1,236.59  -5,279$96,548.70  -Form 4-
2020-07-15Richard Savageau-Buy450Common Shares$19.25-$8,662.50  -223,857$4,309,241.28  -Form 4-
2020-07-15Richard Savageau-Buy3,234Common Shares$18.29-$59,141.08  -227,090$4,153,479.94  -Form 4-
2020-07-15Richard Savageau-Buy435Common Shares$18.29-$7,958.53  -30,499$557,819.21  -Form 4By Wife
2020-07-15Joel S. ThomsenPresidentBuy0Common Shares$18.29-$0.18  -1$18.84  -Form 4-
2020-07-15Joel S. ThomsenPresidentBuy0Common Shares$18.29-$0.18  -1$18.47  -Form 4By Wife
2020-07-15James Wieland-Buy2,080Common Shares$18.29-$38,046.31  -145,801$2,666,696.81  -Form 4-
2020-07-15James Wieland-Buy519Common Shares$19.25-$9,999.99  -146,320$2,816,665.58  -Form 4-
2020-07-15Lance Wolf-Buy420Common Shares$19.25-$8,085.00  -88,548$1,704,554.97  -Form 4-
2020-07-15Lance Wolf-Buy1,276Common Shares$18.29-$23,329.63  -89,824$1,642,878.40  -Form 4-
2020-07-15Lance Wolf-Buy519Common Shares$19.25-$9,999.99  -90,343$1,739,109.29  -Form 4-
2020-07-15Lance Wolf-Buy71Common Shares$18.29-$1,306.82  -5,008$91,600.16  -Form 4By Wife
2020-07-16Parsons Robert E Jr-Buy1,315Class A Common Stock$11.41-$15,000.04  -52,330$597,084.73  -Form 4-
2020-07-16Reynolds William H Jr-Buy1,315Class A Common Stock$11.41-$15,000.04  -43,602$497,501.22  -Form 4-
2020-07-16Simon Turner-Buy1,315Class A Common Stock$11.41-$15,000.04  -9,197$104,941.88  -Form 4-
2020-07-16Charles S Henry-Buy1,315Class A Common Stock$11.41-$15,000.04  -43,555$496,964.49  -Form 4-
2020-07-16Michael D Johnson-Buy1,315Class A Common Stock$11.41-$15,000.04  -43,555$496,964.49  -Form 4-
2020-07-16Katherine Lugar-Buy1,315Class A Common Stock$11.41-$15,000.04  -9,353$106,714.19  -Form 4-
2020-04-15John R Munoz-Buy25,000Common Stock$0.01-$250.00  -25,025,000$250,250.00  -Form 4-
2020-03-06James Anthony Patton-Buy184Common Stock$54.75-$10,074.00  -29,757$1,629,195.75  -Form 4-
2020-06-15Michael G. Maynard-Buy250Common Stock$56.75-$14,187.50  -8,694$493,384.50  -Form 4-
2020-07-23Susan B Mcgee-Buy0Common Units of limited liability company interests$0.00$0.00  -294$0.00  -Form 4-
2020-07-23Ann B Lane-Buy0Common Units of limited liability company interests$0.00$0.00  -326$0.00  -Form 4-
2020-07-23Katherine Uniacke-Buy0Common Units of limited liability company interests$0.00$0.00  -163$0.00  -Form 4-
2020-07-23David Yu,See RemarksBuy0Common Units of limited liability company interests$0.00$0.00  -131$0.00  -Form 4-
2020-07-23Jon Yoder,Chief Operating OfficerBuy0Common Units of limited liability company interests$0.00$0.00  -163$0.00  -Form 4-
2020-07-23Brendan Mcgovern,See RemarksBuy0Common Units of limited liability company interests$0.00$0.00  -1,305$0.00  -Form 4-
2020-07-23Jordan WalterSee RemarksBuy0Common Units of limited liability company interests$0.00$0.00  -163$0.00  -Form 4-
2020-07-23Michael MastropaoloSee RemarksBuy0Common Units of limited liability company interests$0.00$0.00  -114$0.00  -Form 4-
2020-07-28Gary WhitakerEVPBuy431COMMON STOCK$56.75-$24,459.25  -28,114$1,595,469.50  -Form 4-
2020-07-29Gary WhitakerEVPBuy69COMMON STOCK$56.75-$3,915.75  -28,183$1,599,385.25  -Form 4-
2020-07-29Gary WhitakerEVPSell18COMMON STOCK$40.25$724.50  -28,165$1,133,641.25  -Form 4-
2020-07-29Gary WhitakerEVPBuy18COMMON STOCK$40.25-$724.50  -7,081$285,010.25  -Form 4"BY SPOUSE"
2020-07-27Nolan Thomas H Jr-Buy44COMMON STOCK, CLASS C$7.00-$309.05  -13,884$97,185.83  -Form 4-
2020-07-27Curtis B Mcwilliams-Buy47COMMON STOCK, CLASS C$7.00-$331.38  -14,667$102,666.48  -Form 4-
2020-07-27John C Siciliano-Buy500Common Stock$10.00-$5,000.00  -3,500$34,999.90  -Form 4-
2020-07-27Adam Scott Markman-Buy42COMMON STOCK, CLASS C$7.00-$294.77  -13,024$91,171.15  -Form 4-
2020-07-27Aaron Scott HalfacreCEOBuy58COMMON STOCK, CLASS C$7.00-$404.04  -14,182$99,275.19  -Form 4-
2020-07-27Joe F Hanauer-Buy6COMMON STOCK, CLASS C$7.00-$41.30  -4,129$28,901.18  -Form 4-
2020-07-27Jeffrey Randolph-Buy125COMMON STOCK, CLASS C$7.00-$872.62  -33,665$235,657.94  -Form 4-
2020-07-27Milind MehereChief Executive OfficerBuy100Common Stock$10.00-$1,000.00  -12,236$122,361.60  -Form 4-
2020-07-29Roger L DickPresident/CEO of UCCBuy500Common Stock (Held by Self)$5.25-$2,625.00  -500$2,625.00  -Form 4-
2020-08-03James Anthony Patton-Buy11,042Common Stock$615,701.92-$6,798,580,600.64  -11,102$6,835,522,715.84  -Form 4Executor of Estate
2020-08-03Rodney F EmeryChief Executive OfficerBuy97,534Common$15.23-$1,485,436.88  -529,861$8,069,777.09  -Form 4Steadfast Apartment Advisor, LLC
2020-07-31Avraham ShemeshCEO & PresidentBuy7,768Common Stock (Class A)$18.62-$144,647.24  -117,654$2,190,724.37  -Form 4By Cole REIT Management V, LLC
2020-08-03John A Fry-Buy224Class I Common Stock$24.56-$5,498.98  -2,475$60,792.88  -Form 4-
2020-08-03Karen Dougherty Buchholz-Buy183Class I Common Stock$24.56-$4,499.15  -361$8,866.90  -Form 4-
2020-08-03Terence J Connors-Buy275Class I Common Stock$24.56-$6,748.84  -3,044$74,749.34  -Form 4-
2020-08-03Jack A. Markell-Buy183Class I Common Stock$24.56-$4,499.15  -370$9,091.13  -Form 4-
2020-08-04Randall T JonesCEOBuy450Common Stock$54.35-$24,457.50  -11,850$644,047.50  -Form 4-
2020-08-04Kevin S MurphySenior Vice PresidentBuy1,840Common Stock$54.35-$100,000.20  -11,844$643,744.23  -Form 4-
2020-08-07John Foster`EVPBuy6Common Stock$56.75-$340.50  -5,942$337,208.50  -Form 4-
2020-08-07Clinton M. Swain-Buy250Common Stock$56.75-$14,187.50  -2,879$163,383.25  -Form 4-
2020-08-07Steve Louis BrownChairman and CEOSell12,594Common Stock$0.00$0.00  -0$0.00  -Form 4By Brown TCI, LLC
2020-08-12James O Campbell-Buy1,645Common Stock (Held by Self)$4.85-$7,978.25  -4,976$24,133.60  -Form 4-
2020-08-12John McdearmanPRESIDENTBuy19COMMON$56.75-$1,078.25  -10,314$585,319.50  -Form 4-
2020-08-12Leavitt Harvey H Iii-Buy2,425Common Stock (Held by Self)$4.85-$11,761.25  -6,582$31,922.70  -Form 4-
2020-08-12Allen K Furr-Buy385Common Stock (Held jointly with Spouse)$4.85-$1,867.25  -1,878$9,108.30  -Form 4-
2020-08-12Matthew A Shaver-Buy200Common Stock (Held jointly with Spouse)$4.85-$970.00  -1,809$8,773.65  -Form 4-
2020-08-12Merlin Amirtharaj-Buy965Common Stock (Held jointly with Spouse)$4.85-$4,680.25  -2,574$12,483.90  -Form 4-
2020-08-13Marc S Lipschultz-Buy165,733Common Stock$14.13-$2,341,807.29  -569,625$8,048,801.25  -Form 4By LLC
2020-08-11Adam S Metz-Buy588Common Stock$19.97-$11,744.96  -1,983$39,598.51  -Form 4See Footnote 1
2020-08-13Douglas I Ostrover-Buy165,733Common Stock$14.13-$2,341,807.29  -569,625$8,048,801.25  -Form 4By LLC
2020-08-13Alan KirshenbaumCOOBuy165,733Common Stock$14.13-$2,341,807.29  -569,625$8,048,801.25  -Form 4By LLC
2020-08-11Jeffrey LevinCEO and PresidentBuy1,960Common Stock$19.97-$39,149.59  -6,610$131,994.71  -Form 4-
2020-08-13Craig PackerCEO and PresidentBuy165,733Common Stock$14.13-$2,341,807.29  -569,625$8,048,801.25  -Form 4By LLC
2020-08-11Kevin Shannon-Buy392Common Stock$19.97-$7,829.84  -1,322$26,398.94  -Form 4-
2020-08-11Ms Credit Partners Holdings Inc.-Buy195,905Common Stock$19.97-$3,912,223.05  -1,362,790$27,214,907.91  -Form 4-
2020-08-13Owl Rock Feeder Fic Bdc Iii Llc-Buy165,733Common Stock$14.13-$2,341,807.29  -569,625$8,048,801.25  -Form 4-
2020-08-14Robert J. LangeEVP, General CounselBuy347,222Common Stock$0.00$0.00  -4,405,215$0.00  -Form 4-
2020-08-14Robert J. LangeEVP, General CounselSell153,819Common Stock$0.36$55,374.84  -4,251,396$1,530,502.56  -Form 4-
2020-03-13William E Crenshaw-Sell30,675Common Stock$48.90$1,500,007.50  -2,646,225$129,400,418.15  -Form 4-
2020-03-24William E Crenshaw-Sell3,065Common Stock$48.90$149,878.50  -2,643,160$129,250,539.65  -Form 4-
2020-05-27William E Crenshaw-Sell100,000Common Stock$50.10$5,010,000.00  -2,543,160$127,412,332.03  -Form 4-
2020-05-27William E Crenshaw-Buy100,000Common Stock$50.10-$5,010,000.00  -210,303$10,536,180.30  -Form 4By GRAT
2020-07-21William E Crenshaw-Buy598Common Stock$50.10-$29,959.80  -40,278$2,017,927.80  -Form 4By Trustee Of Nieces' Trust
2020-08-14William E Crenshaw-Sell100Common Stock$54.35$5,435.00  -40,178$2,183,674.30  -Form 4By Trustee Of Nieces' Trust
2020-08-13Orcc Iii Warehouse L.l.c.-Buy483,200Common Stock, par value $0.01 per share$14.13-$6,827,613.60  -1,660,760$23,466,535.27  -Form 4-
2020-08-17Edward Lewis-Buy9,305Class I Common Stock$0.00$0.00  -33,916$0.00  -Form 4-
2020-08-17Richard I Gilchrist-Buy9,305Class I Common Stock$0.00$0.00  -33,916$0.00  -Form 4-
2020-08-18Joseph R PaulEVP, CFO & SecretarySell12,650Common Stock$24.90$314,985.00  -91,699$2,283,305.10  -Form 4-
2020-08-18Mark J VaughnVP/GM E Utility Serv RETIREDSell4,820Common Stock$24.90$120,018.00  -21,617$538,263.30  -Form 4-
2020-08-17Raymond J. Beier-Buy9,305Class I Common Stock$0.00$0.00  -33,916$0.00  -Form 4-
2020-08-17Field Griffith-Buy9,305Class I Common Stock$0.00$0.00  -33,916$0.00  -Form 4-
2020-08-20Milun PatelChief Financial OfficerBuy18,182Class A Common Stock$0.00$0.00  -55,082$0.00  -Form 4-
2020-08-21Dan A JoyEx VP Comm Lndsp/Op Supp SrvcsBuy6,000Common Stock$8.30-$49,800.00  -50,339$417,813.70  -Form 4-
2020-08-21Dan A JoyEx VP Comm Lndsp/Op Supp SrvcsSell3,154Common Stock$24.90$78,534.60  -47,185$1,174,906.50  -Form 4-
2020-08-21Dan A JoyEx VP Comm Lndsp/Op Supp SrvcsSell1,600Common Stock$24.90$39,840.00  -45,585$1,135,066.50  -Form 4-
2020-08-21Christopher J BastVice President & TreasurerBuy2,000Common Stock$15.05-$30,100.00  -17,173$258,453.65  -Form 4-
2020-08-19Craig PackerPresident and CEOBuy20,433Common Stock$11.99-$244,991.67  -161,916$1,941,372.84  -Form 4-
2020-08-20Craig PackerPresident and CEOBuy42,500Common Stock$11.98-$509,150.00  -204,416$2,448,903.68  -Form 4-
2020-08-21Craig PackerPresident and CEOBuy20,700Common Stock$11.94-$247,158.00  -225,116$2,687,885.04  -Form 4-
2020-07-28Ocm Growth Holdings Llc-Buy16,663Common Stock, par value $0.01 per share$13.00-$216,614.06  -14,852,181$193,078,355.60  -Form 4-
2020-07-28Ocm Growth Holdings Llc-Buy81,129Common Stock, par value $0.01 per share$13.00-$1,054,673.62  -14,933,310$194,133,028.70  -Form 4-
2020-08-24Roger L DickPresident/CEO of UCCSell500Common Stock (Held by Self)$0.00$0.00  -0$0.00  -Form 4-
2020-08-24Roger L DickPresident/CEO of UCCBuy500Common Stock$0.00$0.00  -716$0.00  -Form 4-
2020-08-25Nolan Thomas H Jr-Buy59COMMON STOCK, CLASS C$7.00-$411.60  -13,942$97,597.43  -Form 4-
2020-08-25Curtis B Mcwilliams-Buy62COMMON STOCK, CLASS C$7.00-$434.84  -14,729$103,101.32  -Form 4-
2020-08-26Thea R. SearsVice President & ControllerBuy2,000Common Stock$11.60-$23,200.00  -93,101$1,079,971.60  -Form 4-
2020-08-26Thea R. SearsVice President & ControllerSell932Common Stock$0.00$0.00  -92,169$0.00  -Form 4-
2020-08-26Thea R. SearsVice President & ControllerBuy2,100Common Stock$13.20-$27,720.00  -94,269$1,244,350.80  -Form 4-
2020-08-26Thea R. SearsVice President & ControllerSell1,113Common Stock$0.00$0.00  -93,156$0.00  -Form 4-
2020-08-26Thea R. SearsVice President & ControllerBuy2,100Common Stock$15.05-$31,605.00  -95,256$1,433,602.80  -Form 4-
2020-08-26Thea R. SearsVice President & ControllerSell1,269Common Stock$0.00$0.00  -93,987$0.00  -Form 4-
2020-08-26Thea R. SearsVice President & ControllerSell869Common Stock$0.00$0.00  -93,118$0.00  -Form 4-
2020-08-25Adam Scott Markman-Buy55COMMON STOCK, CLASS C$7.00-$386.12  -13,080$91,557.27  -Form 4-
2020-08-25Aaron Scott HalfacreCEOBuy60COMMON STOCK, CLASS C$7.00-$420.14  -14,242$99,695.33  -Form 4-
2020-08-25Jeffrey Randolph-Buy143COMMON STOCK, CLASS C$7.00-$997.64  -33,808$236,655.58  -Form 4-
2020-08-25Joe F Hanauer-Buy18COMMON STOCK, CLASS C$7.00-$122.57  -4,146$29,023.75  -Form 4-
2020-08-27Uaw Chrysler Retireees Medical Benefits Plan-Buy1,474,480Common Stock$10.58-$15,599,998.40  -5,634,480$59,612,798.40  -Form 4-
2020-08-27Uaw Chrysler Retireees Medical Benefits Plan-Buy2,310,964Common Stock$10.58-$24,449,999.12  -8,830,964$93,431,599.12  -Form 4-
2020-08-27Uaw Chrysler Retireees Medical Benefits Plan-Buy3,303,403Common Stock$10.58-$34,950,003.74  -12,623,403$133,555,603.74  -Form 4-
2020-09-01Ella S NeylandPresident, CFO and TreasurerBuy29,547Common Stock$0.00$0.00  -37,381$0.00  -Form 4-
2020-08-31Webster William M Iv-Buy1,097Common Stock, par value $0.001 per share$14.68-$16,104.69  -35,817$525,792.97  -Form 4By GEMS Fund 4, L.P.
2020-08-31David GolubPresident and CEOBuy56,190Common Stock, par value $0.001 per share$14.68-$824,868.91  -1,834,523$26,930,802.19  -Form 4By GEMS Fund 4, L.P.
2020-08-31David GolubPresident and CEOBuy47,017Common Stock, par value $0.001 per share$14.68-$690,205.30  -625,862$9,187,655.77  -Form 4By GCOP LLC
2020-08-31Lawrence E GolubChairmanBuy56,190Common Stock, par value $0.001 per share$14.68-$824,868.91  -1,834,523$26,930,802.19  -Form 4By GEMS Fund 4, L.P.
2020-08-31Lawrence E GolubChairmanBuy47,017Common Stock, par value $0.001 per share$14.68-$690,205.30  -625,862$9,187,655.77  -Form 4By GCOP LLC
2020-09-01Rodney F EmeryChief Executive OfficerBuy92,792Common Stock$15.23-$1,413,224.75  -622,653$9,483,001.84  -Form 4By Steadfast Apartment Advisor, LLC
2020-09-01Jason S. SternChief Strategy & Admin OfficerBuy13,132Common Stock$0.00$0.00  -13,132$0.00  -Form 4-
2020-09-01David Roy MillerChief Accounting OfficerBuy9,849Common Stock$0.00$0.00  -9,849$0.00  -Form 4-
2020-09-01Tim MiddletonChief Investment OfficerBuy29,547Common Stock$0.00$0.00  -30,513$0.00  -Form 4-
2020-09-01Gustav F. BahnChief Legal OfficerBuy19,698Common Stock$0.00$0.00  -19,698$0.00  -Form 4-
2020-09-01Tiffany StanleyEVP, Property ManagementBuy13,132Common Stock$0.00$0.00  -13,132$0.00  -Form 4-
2020-09-02Thomas Frame-Buy975Common Stock$9.23-$8,999.99  -5,213$48,119.96  -Form 4-
2020-09-01Samuel A. Snider-Buy403Shares of Limited Liability Company Interests$12.41-$5,000.24  -903$11,205.24  -Form 4-
2020-09-01William C. Page-Buy4,029Shares of Limited Liability Company Interests$12.41-$50,002.00  -4,029$50,002.00  -Form 4-
2020-09-01Steven M. Kass-Buy2,015Shares of Limited Liability Company Interests$12.41-$25,001.06  -2,015$25,001.06  -Form 4-
2020-09-08John Foster`EVPBuy18COMMON STOCK$56.75-$1,021.50  -5,960$338,230.00  -Form 4-
2020-09-09Herbert Elmer Richerson-Buy10Common Stock$56.75-$567.50  -7,683$436,010.25  -Form 4-
2020-09-09Clark OakleyEVPBuy15Common Stock$56.75-$851.25  -2,312$131,206.00  -Form 4-
2020-09-09Brent R RepenningEx VP US Utility/Davey ResourcBuy4,000Common Stock$8.30-$33,200.00  -45,838$380,455.40  -Form 4-
2020-09-09Brent R RepenningEx VP US Utility/Davey ResourcSell2,136Common Stock$24.90$53,186.40  -43,702$1,088,179.80  -Form 4-
2020-09-08Alan F FeldmanSee RemarksBuy250,912Common Stock$0.00$0.00  -259,523$0.00  -Form 4-
2020-09-08Michele R. WeisbaumSee RemarksBuy45,620Common Stock$0.00$0.00  -45,620$0.00  -Form 4-
2020-09-08Steven R. SaltzmanSee RemarksBuy27,372Common Stock$0.00$0.00  -27,650$0.00  -Form 4-
2020-09-15Christopher N. DekleSee RemarksSell273Paired Shares$12.66$3,456.18  -44,532$563,775.12  -Form 4-
2020-09-17Timothy M Dozois-Buy975Common Stock$9.23-$8,999.99  -5,086$46,944.52  -Form 4-
2020-09-18Jonathan P. MehlmanCEO and PresidentSell16,949Common Stock$0.00$0.00  -486,991$0.00  -Form 4-
2020-09-21Lisa PominskiEVPBuy100Common Stock$56.75-$5,675.00  -13,274$753,299.50  -Form 4-
2020-09-25Nolan Thomas H Jr-Buy59COMMON STOCK, CLASS C$7.00-$413.14  -14,002$98,010.57  -Form 4-
2020-09-25Curtis B Mcwilliams-Buy62COMMON STOCK, CLASS C$7.00-$436.38  -14,791$103,537.70  -Form 4-
2020-09-25Adam Scott Markman-Buy55COMMON STOCK, CLASS C$7.00-$387.52  -13,135$91,944.79  -Form 4-
2020-09-25Aaron Scott HalfacreCEOBuy60COMMON STOCK, CLASS C$7.00-$421.96  -14,302$100,117.36  -Form 4-
2020-09-25Joe F Hanauer-Buy18COMMON STOCK, CLASS C$7.00-$122.85  -4,164$29,146.60  -Form 4-
2020-09-25Jeffrey Randolph-Buy143COMMON STOCK, CLASS C$7.00-$1,001.70  -33,951$237,657.28  -Form 4-
2020-09-29Roger L DickPresident/CEO of UCCBuy739Common Stock (Held by Self)$5.72-$4,227.08  -739$4,227.08  -Form 4-
2020-08-12Adam S Metz-Buy0Common Stock, par value $0.001 per share$0.00$0.00  -1,983$0.00  -Form 4See Footnote 1
2020-09-28Adam S Metz-Buy6,170Common Stock, par value $0.001 per share$19.97-$123,217.10  -8,153$162,816.41  -Form 4See Footnote 1
2020-03-27David N Miller-Buy1Common Stock, par value $0.001 per share$0.00$0.00  -1,751$0.00  -Form 4See Footnote
2020-08-12David N Miller-Buy0Common Stock, par value $0.001 per share$0.00$0.00  -1,751$0.00  -Form 4See Footnote
2020-09-28David N Miller-Buy329Common Stock, par value $0.001 per share$19.97-$6,576.52  -2,080$41,539.40  -Form 4See Footnote
2020-03-27Orit MizrachiChief Operating OfficerBuy0Common Stock, par value $0.001 per share$0.00$0.00  -700$0.00  -Form 4-
2020-08-12Orit MizrachiChief Operating OfficerBuy0Common Stock, par value $0.001 per share$0.00$0.00  -700$0.00  -Form 4-
2020-09-28Orit MizrachiChief Operating OfficerBuy132Common Stock, par value $0.001 per share$19.97-$2,630.65  -832$16,615.84  -Form 4-
2020-03-27Bruce D Frank-Buy0Common Stock, par value $0.001 per share$0.00$0.00  -350$0.00  -Form 4See Footnote
2020-08-12Bruce D Frank-Buy0Common Stock, par value $0.001 per share$0.00$0.00  -350$0.00  -Form 4See Footnote
2020-09-28Bruce D Frank-Buy66Common Stock, par value $0.001 per share$19.97-$1,315.22  -416$8,307.92  -Form 4See Footnote
2020-08-12Venugopal RathiChief Finanacial OfficerBuy0Common Stock, par value $0.001 per share$0.00$0.00  -700$0.00  -Form 4-
2020-09-28Venugopal RathiChief Finanacial OfficerBuy132Common Stock, par value $0.001 per share$19.97-$2,630.65  -832$16,615.84  -Form 4-
2020-03-27Venugopal RathiChief Finanacial OfficerBuy0Common Stock, par value $0.001 per share$0.00$0.00  -700$0.00  -Form 4-
2020-08-12Jeffrey LevinCEO and PresidentBuy0Common Stock, par value $0.001 per share$0.00$0.00  -6,610$0.00  -Form 4-
2020-09-28Jeffrey LevinCEO and PresidentBuy1,637Common Stock, par value $0.001 per share$19.97-$32,696.68  -8,247$164,694.39  -Form 4-
2020-08-12Kevin Shannon-Buy0Common Stock, par value $0.001 per share$0.00$0.00  -1,322$0.00  -Form 4-
2020-09-28Kevin Shannon-Buy327Common Stock, par value $0.001 per share$19.97-$6,539.38  -1,649$32,938.92  -Form 4-
2020-08-12Ms Credit Partners Holdings Inc.-Buy31Common Stock, par value $0.001 per share$0.00$0.00  -1,362,821$0.00  -Form 4-
2020-09-28Ms Credit Partners Holdings Inc.-Buy295,390Common Stock, par value $0.001 per share$19.97-$5,898,946.09  -1,658,211$33,114,473.47  -Form 4-
2020-03-27Joan Binstock-Buy1Common Stock, par value $0.001 per share$0.00$0.00  -2,101$0.00  -Form 4See Footnote
2020-08-12Joan Binstock-Buy0Common Stock, par value $0.001 per share$0.00$0.00  -2,101$0.00  -Form 4See Footnote
2020-09-28Joan Binstock-Buy395Common Stock, par value $0.001 per share$19.97-$7,891.94  -2,496$49,847.32  -Form 4See Footnote
2020-09-29Jason R AndrewChief Information OfficerBuy262Common Stock (Held jointly with Spouse)$5.72-$1,498.64  -5,986$34,239.92  -Form 4-
2020-10-01George N Fugelsang-Buy2,953Common Stock (Class D)$0.00$0.00  -6,995$0.00  -Form 4-
2020-09-30Marc S Lipschultz-Buy141,456Common Stock$14.15-$2,001,602.40  -711,080$10,061,782.00  -Form 4By LLC
2020-09-30Nolan Thomas H Jr-Buy2,143COMMON STOCK Bonus Share$7.00-$15,000.02  -16,144$113,010.59  -Form 4-
2020-10-01W Brian Kretzmer-Buy2,444Common Stock (Class D)$0.00$0.00  -6,044$0.00  -Form 4-
2020-10-01Richard J Lehmann-Buy2,647Common Stock (Class D)$0.00$0.00  -6,548$0.00  -Form 4-
2020-09-30Curtis B Mcwilliams-Buy3,036COMMON STOCK Bonus Share$7.00-$21,249.97  -17,827$124,787.67  -Form 4-
2020-09-29Central Park Advisers, Llc-Buy2,500Class I Units of Limited Liability Company Interests$20.00-$50,000.00  -2,500$50,000.00  -Form 4-
2020-09-29Central Park Advisers, Llc-Buy3,333Class A Units of Limited Liability Company Interests$15.00-$49,999.95  -3,333$49,999.95  -Form 4-
2020-09-30Douglas I Ostrover-Buy141,456Common Stock$14.15-$2,001,602.40  -711,080$10,061,782.00  -Form 4By LLC
2020-10-01Roger Snell-Buy2,647Common Stock (Class D)$0.00$0.00  -6,548$0.00  -Form 4-
2020-09-30Robert GrunewaldChief Executive OfficerSell79,700Shares of Common Stock$19.97$1,591,616.99  -51,880$1,036,041.40  -Form 4-
2020-09-30Alan KirshenbaumCOOBuy141,456Common Stock$14.15-$2,001,602.40  -711,080$10,061,782.00  -Form 4By LLC
2020-09-29Rodney F EmeryChief Executive OfficerBuy67Common Stock$15.23-$1,022.54  -622,720$9,484,024.38  -Form 4By Steadfast Apartment Advisor, LLC
2020-09-30Michael A SetonPresident and CEOSell29,362Class A Common Stock$0.00$0.00  -0$0.00  -Form 4Held by Carter Validus REIT Management Company II, LLC
2020-10-01Michael A SetonPresident and CEOBuy231,214Class A Common Stock$0.00$0.00  -231,214$0.00  -Form 4-
2020-09-30Kay C. NeelyCFO, Treasurer, and SecretarySell29,362Class A Common Stock$0.00$0.00  -0$0.00  -Form 4Held by Carter Validus REIT Management Company II, LLC
2020-10-01Kay C. NeelyCFO, Treasurer, and SecretaryBuy115,607Class A Common Stock$0.00$0.00  -115,607$0.00  -Form 4-
2020-09-30Adam Scott Markman-Buy1,786COMMON STOCK Bonus Share$7.00-$12,499.97  -14,921$104,444.76  -Form 4-
2020-09-30Jeffrey Randolph-Buy2,143COMMON STOCK Bonus Shares$7.00-$15,000.02  -36,094$252,657.23  -Form 4-
2020-09-30Joe F Hanauer-Buy2,679COMMON STOCK Bonus Share$7.00-$18,749.99  -6,842$47,896.66  -Form 4-
2020-09-30Craig PackerCEO and PresidentBuy141,456Common Stock$14.15-$2,001,602.40  -711,080$10,061,782.00  -Form 4By LLC
2020-09-30Owl Rock Feeder Fic Bdc Iii Llc-Buy141,456Common Stock$14.15-$2,001,602.40  -711,080$10,061,782.00  -Form 4-
2020-10-01Marcus E Bromley-Buy1,516Common Stock (Class A)$0.00$0.00  -15,237$0.00  -Form 4-
2020-10-01Howard A Silver-Buy4,104Common Stock$0.00$0.00  -7,564$0.00  -Form 4-
2020-10-01James F Risoleo-Buy3,273Common Stock (Class A)$0.00$0.00  -9,766$0.00  -Form 4-
2020-10-01Gary Robert A Iv-Buy1,648Common Stock (Class A)$0.00$0.00  -4,648$0.00  -Form 4-
2020-10-01W Brian Kretzmer-Buy4,104Common Stock$0.00$0.00  -11,333$0.00  -Form 4-
2020-10-01Richard H Dozer-Buy3,651Common Stock (Class A)$0.00$0.00  -10,363$0.00  -Form 4-
2020-10-01Lawrence S Jones-Buy4,446Common Stock$0.00$0.00  -12,277$0.00  -Form 4-
2020-10-01Alicia Kuhn Harrison-Buy4,446Common Stock$0.00$0.00  -12,277$0.00  -Form 4-
2020-10-01Thomas Patrick Duncan-Buy4,959Common Stock$0.00$0.00  -13,018$0.00  -Form 4-
2020-10-01Jonathan Kuchin-Buy867Class A Common Stock$0.00$0.00  -48,877$0.00  -Form 4-
2020-10-01Ronald Lee Rayevich-Buy867Class A Common Stock$0.00$0.00  -40,857$0.00  -Form 4-
2020-10-01Randall Greene-Buy867Class A Common Stock$0.00$0.00  -47,339$0.00  -Form 4-
2020-10-01Roger Sherwood Pratt-Buy867Class A Common Stock$0.00$0.00  -17,036$0.00  -Form 4-
2020-10-01P Anthony Nissley-Buy3,273Common Stock (Class A)$0.00$0.00  -13,023$0.00  -Form 4-
2020-10-01Calvin E Hollis-Buy3,021Common Stock (Class A)$0.00$0.00  -9,015$0.00  -Form 4-
2020-10-01Calvin E Hollis-Buy989Common Stock (Class A)$0.00$0.00  -2,917$0.00  -Form 4-
2020-10-01Harper Robert G IvHead of Asset ManagementBuy91,516Class I Common Stock$10.93-$1,000,265.40  -121,844$1,331,753.06  -Form 4-
2020-08-13Orcc Iii Warehouse L.l.c.-Buy410,677Common Stock, par value $0.01 per share$14.21-$5,835,720.45  -2,071,437$29,435,116.50  -Form 4-
2020-10-01Avraham Shemesh-Buy13,795Common Stock (Class I)$17.17-$236,859.81  -13,795$236,859.81  -Form 4By CIM Income NAV Management, LLC
2020-10-01Richard S ResslerCEO & PresidentBuy13,795Common Stock (Class I)$17.17-$236,859.81  -13,795$236,859.81  -Form 4By CIM Income NAV Management, LLC
2020-10-01Brett H Barth-Buy49,716Shares of Limited Liability Company Interests$12.07-$600,069.59  -211,549$2,553,401.62  -Form 4-
2020-10-01Theodore D. Seides-Buy414Shares of Limited Liability Company Interests$12.07-$5,000.60  -914$11,035.60  -Form 4-
2020-10-05Peter McmillanSee RemarksSell299,444Class A Common Stock$0.00$0.00  -0$0.00  -Form 4By Willowbrook Capital Group LLC
2020-10-05Peter McmillanSee RemarksSell24,864Class A Common Stock$0.00$0.00  -0$0.00  -Form 4By KBS Capital Advisors LLC
2020-10-05Keith D HallChief Executive OfficerSell299,444Class A Common Stock$0.00$0.00  -0$0.00  -Form 4By Willowbrook Capital Group LLC
2020-10-05Keith D HallChief Executive OfficerSell24,864Class A Common Stock$0.00$0.00  -0$0.00  -Form 4By KBS Capital Advisors LLC
2020-10-05Vi, L.p. Dcm-Buy3,064,751Common Stock$0.00$0.00  -3,064,751$0.00  -Form 4-
2020-10-05Vi, L.p. Dcm-Buy666,667Common Stock$3.00-$2,000,001.00  -3,731,418$11,194,254.00  -Form 4-
2020-10-05Vi, L.p. Dcm-Buy20,007Common Stock$0.00$0.00  -20,007$0.00  -Form 4See footnote
2020-10-05Mark N. Tompkins-Sell16,667Common stock, par value $0.0001 per share$0.00$0.00  -4,733,333$0.00  -Form 4-
2020-10-05Mark N. Tompkins-Sell2,743,333Common stock, par value $0.0001 per share$0.00$0.00  -1,990,000$0.00  -Form 4-
2020-10-05Ian Seth Jacobs-Sell90,000Common stock, par value $0.0001 per share$0.00$0.00  -160,000$0.00  -Form 4-
2020-10-05Jennifer M. Carter-Buy3,268,440Common Stock$0.00$0.00  -3,268,440$0.00  -Form 4See footnote
2020-10-05Jennifer M. Carter-Buy666,666Common Stock$3.00-$1,999,998.00  -3,935,106$11,805,318.00  -Form 4See footnote
2020-10-05Jason Krikorian-Buy3,064,751Common Stock$0.00$0.00  -3,064,751$0.00  -Form 4See footnote
2020-10-05Jason Krikorian-Buy666,667Common Stock$3.00-$2,000,001.00  -3,731,418$11,194,254.00  -Form 4See footnote
2020-10-05Jason Krikorian-Buy20,007Common Stock$0.00$0.00  -20,007$0.00  -Form 4See footnote
2020-10-05Ventures, Llc Mckesson-Buy3,268,440Common Stock$0.00$0.00  -3,268,440$0.00  -Form 4-
2020-10-05Ventures, Llc Mckesson-Buy666,666Common Stock$3.00-$1,999,998.00  -3,935,106$11,805,318.00  -Form 4-
2020-10-05Ian ShakilChief Strategy OfficerBuy216,660Common Stock$0.00$0.00  -216,660$0.00  -Form 4-
2020-10-06Gregory P BrousseauVice PresidentBuy37,487Units of Limited Liability Company Interests$9.34-$350,127.46  -37,487$350,127.46  -Form 4-
2020-10-09Kimberly A KarasSee RemarksBuy69,445Common Stock$0.00$0.00  -139,445$0.00  -Form 4-
2020-10-09Kimberly A KarasSee RemarksSell30,764Common Stock$0.36$11,075.04  -108,681$39,125.16  -Form 4-
2020-10-12Timothy J Leach-Sell15,588Common Stock$0.00$0.00  -0$0.00  -Form 4-
2020-10-14Sandra W Harbrecht-Buy10,000Common Stock$24.90-$249,000.00  -104,395$2,599,435.50  -Form 4-
2020-10-12Carlos E Evans-Sell10,392Common Stock$0.00$0.00  -0$0.00  -Form 4-
2020-10-12Katherine Uniacke-Sell5,196Common Stock$0.00$0.00  -0$0.00  -Form 4-
2020-10-12David Yu,See RemarksSell1,299Common Stock$0.00$0.00  -0$0.00  -Form 4-
2020-10-12Jonathan Lamm,See RemarksSell2,598Common Stock$0.00$0.00  -0$0.00  -Form 4-
2020-10-12Brendan Mcgovern,See RemarksSell5,196Common Stock$0.00$0.00  -0$0.00  -Form 4-
2020-10-14Donald C Brown-Buy3,000Common Stock$24.90-$74,700.00  -32,322$804,817.80  -Form 4-
2020-10-12Richard A Mark-Sell15,585Common Stock$0.00$0.00  -0$0.00  -Form 4-
2020-09-08Ocm Growth Holdings Llc-Buy21,045Common Stock, par value $0.01 per share$13.00-$273,586.82  -15,327,479$199,257,223.88  -Form 4-
2020-10-15Ocm Growth Holdings Llc-Buy2,129,748Common Stock, par value $0.01 per share$15.00-$31,946,216.10  -17,457,227$261,858,397.50  -Form 4-
2020-10-15Erica J ChaffeeChief Financial OfficerBuy0Common Shares$18.29-$0.37  -1$25.42  -Form 4-
2020-10-15Erica J ChaffeeChief Financial OfficerBuy1Common Shares$18.29-$9.51  -37$671.43  -Form 4By Husband
2020-10-15Ryan M. DownsChief Investment OfficerBuy0Common Shares$18.29-$0.37  -1$20.85  -Form 4-
2020-10-15James Hansen-Buy1,438Common Shares$18.29-$26,307.97  -100,817$1,843,943.30  -Form 4-
2020-10-15James Hansen-Buy1,558Common Shares$19.25-$29,999.97  -102,375$1,970,727.80  -Form 4-
2020-10-15Timothy Hunt-Buy975Common Shares$18.29-$17,836.04  -74,743$1,367,048.56  -Form 4-
2020-10-15Michelle L. Korsmo-Buy76Common Shares$18.29-$1,397.36  -5,355$97,946.06  -Form 4-
2020-10-15Richard Savageau-Buy3,287Common Shares$18.29-$60,116.12  -230,377$4,213,596.06  -Form 4-
2020-10-15Richard Savageau-Buy441Common Shares$18.29-$8,073.75  -30,940$565,892.97  -Form 4By Wife
2020-10-15Joel S. ThomsenPresidentBuy0Common Shares$18.29-$0.18  -1$19.02  -Form 4-
2020-10-15Joel S. ThomsenPresidentBuy0Common Shares$18.29-$0.18  -1$18.84  -Form 4By Wife
2020-10-15James Wieland-Buy2,118Common Shares$18.29-$38,734.38  -148,438$2,714,932.67  -Form 4-
2020-10-15James Wieland-Buy519Common Shares$19.25-$9,999.99  -148,958$2,867,433.22  -Form 4-
2020-10-15Lance Wolf-Buy1,308Common Shares$18.29-$23,916.00  -91,651$1,676,295.69  -Form 4-
2020-10-15Lance Wolf-Buy519Common Shares$19.25-$9,999.99  -92,170$1,774,280.58  -Form 4-
2020-10-15Lance Wolf-Buy72Common Shares$18.29-$1,325.84  -5,081$92,926.00  -Form 4By Wife
2020-10-22Patrick M CoveyChairman, President & CEOBuy6,000Common Stock$8.30-$49,800.00  -132,582$1,100,430.60  -Form 4-
2020-10-21Blackstone Bdc Holdings Llc-Buy2,000Class I Common Shares of Beneficial Interest$25.00-$50,000.00  -2,060$51,500.00  -Form 4See Footnotes
2020-10-23Roger L DickPresident/CEO of UCCSell739Common Stock (Held by Self)$0.00$0.00  -0$0.00  -Form 4-
2020-10-23Roger L DickPresident/CEO of UCCBuy739Common Stock$0.00$0.00  -1,455$0.00  -Form 4-
2020-10-26Nolan Thomas H Jr-Buy58COMMON STOCK, CLASS C$7.00-$403.48  -16,202$113,414.07  -Form 4-
2020-10-26Curtis B Mcwilliams-Buy61COMMON STOCK, CLASS C$7.00-$426.93  -17,878$125,144.67  -Form 4-
2020-10-26Adam Scott Markman-Buy54COMMON STOCK, CLASS C$7.00-$378.28  -14,975$104,823.04  -Form 4-
2020-10-26Aaron Scott HalfacreCEOBuy59COMMON STOCK, CLASS C$7.00-$410.06  -14,361$100,527.42  -Form 4-
2020-10-26Jeffrey Randolph-Buy139COMMON STOCK, CLASS C$7.00-$975.38  -36,233$253,632.68  -Form 4-
2020-10-26Joe F Hanauer-Buy17COMMON STOCK, CLASS C$7.00-$121.94  -6,860$48,018.60  -Form 4-
2020-10-30Gary WhitakerEVPBuy886Common Stock$26.06-$23,089.16  -27,279$710,890.74  -Form 4-
2020-10-30David R Klunk-Buy308Common Stock$0.00$0.00  -12,287$0.00  -Form 4
2020-10-30Jerome A Harris-Buy308Common Stock$0.00$0.00  -9,487$0.00  -Form 4
2020-10-30Stuart H GraystonPRESIDENTBuy308Common Stock$0.00$0.00  -4,039$0.00  -Form 4
2020-10-30Thomas B Lillie-Buy308Common Stock$0.00$0.00  -7,786$0.00  -Form 4Thomas B. Lillie Trust U/A/D 6-7-90
2020-10-30Jeffry I Gillman-Buy308Common Stock$0.00$0.00  -8,987$0.00  -Form 4
2020-10-30David N ThompsonASSISTANT SECRETARYBuy308Common Stock$0.00$0.00  -7,787$0.00  -Form 4
2020-11-02Gary WhitakerEVPBuy174Common Stock$57.75-$10,048.50  -7,255$418,976.25  -Form 4By Spouse
2020-11-02Gary WhitakerEVPBuy712Common Stock$57.75-$41,118.00  -7,429$429,024.75  -Form 4By Spouse
2020-10-30Irvin Frank Diamond-Buy308Common Stock$0.00$0.00  -15,987$0.00  -Form 4The Diamond Revocable Trust
2020-11-02John A Fry-Buy94Class I Common Stock$24.65-$2,312.17  -2,569$63,328.07  -Form 4-
2020-11-02Karen Dougherty Buchholz-Buy84Class I Common Stock$24.65-$2,062.22  -451$11,119.86  -Form 4-
2020-11-02Avraham Shemesh-Buy13,349Common Stock (Class I)$17.13-$228,668.37  -27,152$465,114.10  -Form 4By CIM Income NAV Management, LLC
2020-11-02Richard S ResslerCEO & PresidentBuy13,349Common Stock (Class I)$17.13-$228,668.37  -27,152$465,114.10  -Form 4By CIM Income NAV Management, LLC
2020-11-02Terence J Connors-Buy113Class I Common Stock$24.65-$2,781.01  -3,156$77,804.27  -Form 4-
2020-11-02Jack A. Markell-Buy84Class I Common Stock$24.65-$2,062.22  -460$11,348.86  -Form 4-
2020-11-04Cynthia L Mynatt-Buy8,771Common Stock (Held by Self)$5.65-$49,556.15  -10,110$57,121.50  -Form 4-
2020-11-04W Chester Lowder-Buy1,689Common Stock (Held by jointly with Spouse)$5.65-$9,542.85  -4,824$27,255.60  -Form 4-
2020-11-04Howard M Jenkins-Sell200,000Common Stock$57.95$11,590,000.00  -820,486$47,547,161.38  -Form 4-
2020-11-06James Joseph Ritchie-Buy15,735Common Stock$18.71-$294,401.85  -15,735$294,401.85  -Form 4Joint Account
2020-11-06Michael A Perry-Buy11,015Common Stock$18.71-$206,090.65  -11,015$206,090.65  -Form 4By IRA
2020-11-06David M Kirchheimer-Buy31,470Common Stock$18.71-$588,803.70  -31,470$588,803.70  -Form 4By Trust
2020-11-06Stephen N Potter-Buy15,735Common Stock$18.71-$294,401.85  -15,735$294,401.85  -Form 4By Trust
2020-11-06Reena Aggarwal-Buy6,294Common Stock$18.71-$117,760.74  -6,294$117,760.74  -Form 4Member LLC
2020-11-06Kenneth J. KencelCEO & PresidentBuy15,735Common Stock$18.71-$294,401.85  -15,735$294,401.85  -Form 4Joint Account
2020-11-06Thomas GrenvilleCCOBuy315Common Stock$18.71-$5,893.65  -315$5,893.65  -Form 4-
2020-11-06Kenneth M. Miranda-Buy4,721Common Stock$18.71-$88,329.91  -4,721$88,329.91  -Form 4-
2020-11-06Durant D. Schwimmer-Buy3,147Common Stock$18.71-$58,880.37  -3,147$58,880.37  -Form 4-
2020-11-06Marissa ShortControllerBuy315Common Stock$18.71-$5,893.65  -315$5,893.65  -Form 4-
2020-11-06Jason Strife-Buy4,721Common Stock$18.71-$88,329.91  -4,721$88,329.91  -Form 4By IRA
2020-11-06Shaul VichnessChief Financial Off./TreasurerBuy3,147Common Stock$18.71-$58,880.37  -3,147$58,880.37  -Form 4-
2020-11-09Randall T JonesCEOSell200Common Stock$57.95$11,590.00  -11,650$675,117.50  -Form 4-
2020-11-09Randall T JonesCEOBuy200Common Stock$57.95-$11,590.00  -6,215$360,159.25  -Form 4By Trustee of Children's Trust
2020-11-09Randall T JonesCEOBuy400Common Stock$57.95-$23,180.00  -12,050$698,297.50  -Form 4-
2020-11-06Richard Savageau-Sell2,598Common Shares$0.00$0.00  -227,779$0.00  -Form 4-
2020-11-12Ella S NeylandPresident, CFO and TreasurerBuy9,779Common Stock$0.00$0.00  -47,160$0.00  -Form 4-
2020-11-12Del Rio Ana Marie-Buy13,691Common Stock$0.00$0.00  -25,305$0.00  -Form 4-
2020-11-12Rodney F EmeryChief Executive OfficerSell289,746Common Stock$0.00$0.00  -0$0.00  -Form 4By Steadfast Income Advisor, LLC
2020-11-12Rodney F EmeryChief Executive OfficerBuy158,419Common Stock$0.00$0.00  -205,578$0.00  -Form 4-
2020-11-23Cynthia L Mynatt-Buy202Common Stock (Held by Self)$0.00$0.00  -10,312$0.00  -Form 4-
2020-11-23James O Campbell-Buy99Common Stock (Held by Self)$0.00$0.00  -5,075$0.00  -Form 4-
2020-11-23James E Nance-Buy108Common Stock (Held by Self)$0.00$0.00  -5,535$0.00  -Form 4-
2020-11-23James E Nance-Buy40Common Stock$0.00$0.00  -2,085$0.00  -Form 4-
2020-11-23James E Nance-Buy296Common Stock (Held jointly with Spouse)$0.00$0.00  -15,113$0.00  -Form 4-
2020-11-23James E Nance-Buy146Common Stock (Held by Spouse)$0.00$0.00  -7,463$0.00  -Form 4By Spouse of Reporting Person Solely
2020-11-23James E Nance-Buy146Common Stock (Held by Self as Custodian for Daughter)$0.00$0.00  -7,463$0.00  -Form 4By Self As Custodian for Daughter
2020-11-23James E Nance-Buy146Common Stock (Held by Self as Custodian for Daughter)$0.00$0.00  -7,463$0.00  -Form 4By Self As Custodian for Daughter
2020-11-23Roger L DickPresident/CEO of UCCBuy29Common Stock$0.00$0.00  -1,484$0.00  -Form 4-
2020-11-23Roger L DickPresident/CEO of UCCBuy1,416Common Stock$0.00$0.00  -74,213$0.00  -Form 4-
2020-11-23Hearne Thomas M Jr-Buy430Common Stock$0.00$0.00  -21,962$0.00  -Form 4-
2020-11-23Hearne Thomas M Jr-Buy11Common Stock (Held by Self)$0.00$0.00  -577$0.00  -Form 4-
2020-11-23Joe S Brooks-Buy342Common Stock (Held jointly with Spouse)$0.00$0.00  -17,485$0.00  -Form 4-
2020-11-23Joe S Brooks-Buy332Common Stock (Held by Self)$0.00$0.00  -16,967$0.00  -Form 4-
2020-11-23Joe S Brooks-Buy7Common Stock (Held by Son)$0.00$0.00  -372$0.00  -Form 4By Son of Reporting Person Solely
2020-11-23W Chester Lowder-Buy96Common Stock (Held jointly with Spouse)$0.00$0.00  -4,920$0.00  -Form 4-
2020-11-23W Chester Lowder-Buy13Common Stock (Held by Self)$0.00$0.00  -676$0.00  -Form 4-
2020-11-23W Chester Lowder-Buy14Common Stock (Held by Son)$0.00$0.00  -761$0.00  -Form 4By Son of Reporting Person Solely
2020-11-23S Todd Swaringen-Buy5Common Stock (Held by Self)$0.00$0.00  -304$0.00  -Form 4-
2020-11-23S Todd Swaringen-Buy39Common Stock$0.00$0.00  -1,993$0.00  -Form 4-
2020-11-23Beaver R David IiiCFO & Chief Risk OfficerBuy22Common Stock (Held jointly with Mother)$0.00$0.00  -1,124$0.00  -Form 4-
2020-11-23Beaver R David IiiCFO & Chief Risk OfficerBuy68Common Stock$0.00$0.00  -3,504$0.00  -Form 4-
2020-11-23Beaver R David IiiCFO & Chief Risk OfficerBuy388Common Stock$0.00$0.00  -19,810$0.00  -Form 4-
2020-11-23Tara G Eudy-Buy41Common Stock (Held jointly with Spouse)$0.00$0.00  -2,127$0.00  -Form 4-
2020-11-23Rankin Frank A Iii-Buy868Common Stock (Held by Self)$0.00$0.00  -44,306$0.00  -Form 4-
2020-11-23Leavitt Harvey H Iii-Buy131Common Stock (Held by Self)$0.00$0.00  -6,713$0.00  -Form 4-
2020-11-23Leavitt Harvey H Iii-Buy3Common Stock (Held by Spouse)$0.00$0.00  -189$0.00  -Form 4By Spouse of Reporting Person Solely
2020-11-23Allen K Furr-Buy37Common Stock (Held jointly with Spouse)$0.00$0.00  -1,915$0.00  -Form 4-
2020-11-23Allen K Furr-Buy4Common Stock$0.00$0.00  -205$0.00  -Form 4-
2020-11-23Allen K Furr-Buy77Common Stock$0.00$0.00  -3,929$0.00  -Form 4-
2020-11-23Allen K Furr-Buy16Common Stock (Held by Self)$0.00$0.00  -856$0.00  -Form 4-
2020-11-23Allen K Furr-Buy4Common Stock$0.00$0.00  -205$0.00  -Form 4By Pershing LLC As Custodian IRA FBO Jennifer R. Furr (Spouse of Reporting Person)
2020-11-23Dean M Bowers-Buy115Common Stock (Held by Self)$0.00$0.00  -5,865$0.00  -Form 4-
2020-11-23Dean M Bowers-Buy18Common Stock$0.00$0.00  -956$0.00  -Form 4Held by Cede & Co., Depository for Pershing LLC Safekeeper for Daughter of Reporting Person Solely
2020-11-23Wesley A Morgan-Buy83Common Stock (Held by Self)$0.00$0.00  -4,279$0.00  -Form 4-
2020-11-23Randy T Russell-Buy30Common Stock (Held by Self TOD Spouse)$0.00$0.00  -1,532$0.00  -Form 4-
2020-11-23Matthew R Hudson-Buy32Common Stock (Held jointly with Spouse)$0.00$0.00  -1,641$0.00  -Form 4-
2020-11-23Chris M Poplin-Buy132Common Stock (Held jointly with Spouse)$0.00$0.00  -6,780$0.00  -Form 4-
2020-11-23Matthew A Shaver-Buy36Common Stock (Held jointly with Spouse)$0.00$0.00  -1,845$0.00  -Form 4-
2020-11-23Matthew A Shaver-Buy11Common Stock (Held by Mother-in-Law as Custodian for Spouse)$0.00$0.00  -596$0.00  -Form 4By Mother-in-Law As Custodian for Spouse
2020-11-23Deidre B Foster-Buy32Common Stock (Held jointly with Spouse)$0.00$0.00  -1,641$0.00  -Form 4-
2020-11-23Merlin Amirtharaj-Buy51Common Stock (Held jointly with Spouse)$0.00$0.00  -2,625$0.00  -Form 4-
2020-11-23Vernon A Russell-Buy111Common Stock$0.00$0.00  -5,678$0.00  -Form 4-
2020-11-23Vernon A Russell-Buy42Common Stock$0.00$0.00  -2,175$0.00  -Form 4By IRA FBO Edith Bridges Russell (Spouse of Reporting Person) Pershing LLC As Custodian
2020-11-23Vernon A Russell-Buy11Common Stock (Held by Self)$0.00$0.00  -577$0.00  -Form 4-
2020-11-23Jason R AndrewChief Information OfficerBuy119Common Stock (Held jointly with Spouse)$0.00$0.00  -6,105$0.00  -Form 4-
2020-11-23Jason R AndrewChief Information OfficerBuy1Common Stock$0.00$0.00  -67$0.00  -Form 4By Great Grandmother-in-Law as Custodian for Spouse
2020-11-24Roger L DickPresident/CEO of UCCBuy1,000Common Stock$5.59-$5,590.00  -75,213$420,440.67  -Form 4-
2020-11-25Nolan Thomas H Jr-Buy69COMMON STOCK, CLASS C$7.00-$480.27  -16,271$113,894.27  -Form 4-
2020-11-25Curtis B Mcwilliams-Buy76COMMON STOCK, CLASS C$7.00-$530.25  -17,964$125,744.92  -Form 4-
2020-11-25Adam Scott Markman-Buy63COMMON STOCK, CLASS C$7.00-$443.80  -15,038$105,266.91  -Form 4-
2020-11-25Aaron Scott HalfacreCEOBuy61COMMON STOCK, CLASS C$7.00-$425.53  -14,422$100,952.88  -Form 4-
2020-11-25Joe F Hanauer-Buy29COMMON STOCK, CLASS C$7.00-$203.49  -6,889$48,222.09  -Form 4-
2020-11-25Jeffrey Randolph-Buy153COMMON STOCK, CLASS C$7.00-$1,073.73  -36,387$254,706.41  -Form 4-
2020-11-30William A SiskovicSee RemarksSell395Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP$1.00$395.00  -0$0.00  -Form 4By 585 West Main Ltd
2020-11-30William A SiskovicSee RemarksSell84Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP$1.00$84.00  -0$0.00  -Form 4By 224 Energy Ltd.
2020-11-30William A SiskovicSee RemarksBuy1,898Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP$1.00-$1,898.00  -72,500$72,500.00  -Form 4By Deborah L. Siskovic Trust (wife's trust)
2020-11-30Thomas L Korner-Sell198Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP$1.00$198.00  -0$0.00  -Form 4By 585 West Main Ltd.
2020-11-30Thomas L Korner-Sell42Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP$1.00$42.00  -0$0.00  -Form 4By 224 Energy Ltd
2020-11-30Thomas L Korner-Buy1,898Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP$1.00-$1,898.00  -43,256$43,256.00  -Form 4By Thomas L. Korner Trust
2020-11-30Brian A StaeblerSee RemarksSell84Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP$1.00$84.00  -0$0.00  -Form 4By 224 Energy Ltd.
2020-11-30Brian A StaeblerSee RemarksSell395Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP$1.00$395.00  -0$0.00  -Form 4By 585 West Main Ltd.
2020-11-30Brian A StaeblerSee RemarksBuy1,899Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP$1.00-$1,899.00  -46,922$46,922.00  -Form 4By Tracie R. Staebler Revocable Trust (wife's trust)
2020-12-02Parsons Robert E Jr-Buy4,537Class A Common Stock$5.51-$24,999.97  -56,867$313,338.00  -Form 4-
2020-12-02Roger L DickPresident/CEO of UCCBuy1,000Common Stock$5.60-$5,600.00  -76,213$426,792.80  -Form 4-
2020-12-02Reynolds William H Jr-Buy4,537Class A Common Stock$5.51-$24,999.97  -48,139$265,248.15  -Form 4-
2020-12-01John C Siciliano-Buy249Common Stock$10.03-$2,499.68  -3,749$37,604.68  -Form 4-
2020-12-02Simon Turner-Buy4,537Class A Common Stock$5.51-$24,999.97  -13,735$75,677.48  -Form 4-
2020-12-01Avraham Shemesh-Buy13,729Common Stock (Class I)$17.11-$234,911.06  -40,881$699,482.12  -Form 4By CIM Income NAV Management, LLC
2020-12-01Richard S ResslerCEO & PresidentBuy13,729Common Stock (Class I)$17.11-$234,911.06  -40,881$699,482.12  -Form 4By CIM Income NAV Management, LLC
2020-12-02Charles S Henry-Buy4,537Class A Common Stock$5.51-$24,999.97  -48,092$264,988.96  -Form 4-
2020-12-02Michael D Johnson-Buy4,537Class A Common Stock$5.51-$24,999.97  -48,092$264,988.96  -Form 4-
2020-12-02Katherine Lugar-Buy4,537Class A Common Stock$5.51-$24,999.97  -13,890$76,533.35  -Form 4-
2020-12-02Noah K. CarterChief Accounting OfficerBuy36,297Class A Common Stock$0.00$0.00  -36,297$0.00  -Form 4-
2020-12-02Mallika SinhaChief Financial OfficerBuy72,595Class A Common Stock$0.00$0.00  -72,595$0.00  -Form 4-
2020-12-01Brett H Barth-Buy30,883Shares of Limited Liability Company Interests$12.95-$399,938.22  -173,174$2,242,599.42  -Form 4By Grantor Retained Annuity Trust
2020-12-05Lisa PominskiEVPBuy200Common Stock$40.25-$8,050.00  -13,474$542,328.50  -Form 4-
2020-12-05Lisa PominskiEVPBuy50Common Stock$40.25-$2,012.50  -3,821$153,795.25  -Form 4Custodian
2020-12-05Clark OakleyEVPBuy5Common Stock$57.75-$288.75  -2,317$133,806.75  -Form 4-
2020-12-08Herbert Elmer Richerson-Buy1,728Common Stock$40.25-$69,552.00  -70,198$2,825,469.50  -Form 4By self as trustee for the Richerson Community Property Trust
2020-12-09Gary WhitakerEVPBuy250Common Stock$40.25-$10,062.50  -7,679$309,079.75  -Form 4By Spouse
2020-12-08Douglas I Ostrover-Buy307,028Common Stock$14.32-$4,396,640.96  -1,018,109$14,579,320.88  -Form 4By LLC
2020-12-08Alan KirshenbaumCOOBuy307,028Common Stock$14.32-$4,396,640.96  -1,018,109$14,579,320.88  -Form 4By LLC
2020-12-09Will Jordan-Buy2,000Common Stock$40.25-$80,500.00  -37,397$1,505,229.25  -Form 4By Self as Trustee for The WM Jordan Community Property Trust
2020-12-08Craig PackerCEO and PresidentBuy307,028Common Stock$14.32-$4,396,640.96  -1,018,109$14,579,320.88  -Form 4By LLC
2020-12-01Christopher Regis RyanTreasurerBuy23,363Common Stock$10.70-$249,980.89  -23,363$249,980.89  -Form 4-
2020-12-01Douglas Jr ApplegateChief Financial OfficerBuy2,336Common Stock$10.70-$24,998.09  -2,336$24,998.09  -Form 4-
2020-12-01Glenn DuffyCEO, CIO & PresidentBuy23,363Common Stock$10.70-$249,980.89  -23,363$249,980.89  -Form 4-
2020-12-01Marie Ann BoberCCO, SecretaryBuy2,336Common Stock$10.70-$24,998.09  -2,336$24,998.09  -Form 4-
2020-12-01William H Gates-Buy9,345Common Stock$10.70-$99,992.36  -9,345$99,992.36  -Form 4-
2020-12-01William A Hayes-Buy9,345Common Stock$10.70-$99,992.36  -9,345$99,992.36  -Form 4-
2020-12-10Uaw Chrysler Retireees Medical Benefits Plan-Buy1,482,584Common Stock$10.68-$15,833,997.12  -7,117,064$76,010,243.52  -Form 4-
2020-12-10Uaw Chrysler Retireees Medical Benefits Plan-Buy2,218,211Common Stock$10.68-$23,690,493.48  -11,049,175$118,005,189.00  -Form 4-
2020-12-10Uaw Chrysler Retireees Medical Benefits Plan-Buy2,806,695Common Stock$10.68-$29,975,502.60  -15,430,098$164,793,446.64  -Form 4-
2020-12-08Orcc Iii Warehouse L.l.c.-Buy895,151Common Stock, par value $0.01 per share$14.32-$12,818,563.04  -2,968,329$42,506,474.29  -Form 4-
2020-12-14John McdearmanPRESIDENTBuy133COMMON STOCK$30.19-$4,015.27  -10,447$315,394.93  -Form 4-
2020-12-14John McdearmanPRESIDENTBuy1,500COMMON STOCK$57.75-$86,625.00  -11,947$689,939.25  -Form 4-
2020-12-16Cynthia L Mynatt-Buy282Common Stock (Held by Self)$5.31-$1,497.42  -10,594$56,254.14  -Form 4-
2020-12-16James O Campbell-Buy282Common Stock (Held by Self)$5.31-$1,497.42  -5,357$28,445.67  -Form 4-
2020-12-15Gary WhitakerEVPBuy150Common Stock$58.75-$8,812.50  -27,429$1,611,453.75  -Form 4-
2020-12-16James E Nance-Buy282Common Stock (Held jointly with Spouse)$5.31-$1,497.42  -15,395$81,747.45  -Form 4-
2020-12-16Hearne Thomas M Jr-Buy282Common Stock (Held by Self)$5.31-$1,497.42  -859$4,561.29  -Form 4-
2020-12-16Joe S Brooks-Buy282Common Stock (Held by Self)$5.31-$1,497.42  -17,249$91,592.19  -Form 4-
2020-12-16W Chester Lowder-Buy282Common Stock (Held jointly with Spouse)$5.31-$1,497.42  -5,202$27,622.62  -Form 4-
2020-12-16S Todd Swaringen-Buy282Common Stock (Held by Self)$5.31-$1,497.42  -586$3,111.66  -Form 4-
2020-12-14Smith Daniel Harlan Jr.-Buy3,194Common Shares of Beneficial Interest$25.05-$79,999.93  -19,085$478,066.98  -Form 4-
2020-12-14Brad MarshallCEOBuy12,774Common Shares of Beneficial Interest$25.05-$319,999.97  -75,274$1,885,624.97  -Form 4-
2020-12-14Robert J Bass-Buy639Common Shares of Beneficial Interest$25.05-$15,999.94  -3,898$97,636.13  -Form 4-
2020-12-16John Foster`EVPBuy500Common Stock$40.75-$20,375.00  -6,460$263,245.00  -Form 4-
2020-12-16John Foster`EVPBuy333Common Stock$47.25-$15,734.25  -6,793$320,969.25  -Form 4-
2020-12-14Stephan KuppenheimerChief Financial OfficerBuy1,916Common Shares of Beneficial Interest$25.05-$48,000.06  -11,291$282,843.81  -Form 4-
2020-12-16Tara G Eudy-Buy282Common Stock (Held Jointly with Spouse)$5.31-$1,497.42  -2,409$12,791.79  -Form 4-
2020-12-16Rankin Frank A Iii-Buy282Common Stock (Held by Self)$5.31-$1,497.42  -44,588$236,762.28  -Form 4-
2020-12-16Leavitt Harvey H Iii-Buy282Common Stock (Held by Self)$5.31-$1,497.42  -6,995$37,143.45  -Form 4-
2020-12-14Beth ChartoffPublic Relations OfficerBuy319Common Shares of Beneficial Interest$25.05-$7,999.97  -1,882$47,140.59  -Form 4-
2020-12-16Allen K Furr-Buy282Common Stock (Held jointly with Spouse)$5.31-$1,497.42  -2,197$11,666.07  -Form 4-
2020-12-16Dean M Bowers-Buy282Common Stock (Held by Self)$5.31-$1,497.42  -6,147$32,640.57  -Form 4-
2020-12-16Wesley A Morgan-Buy282Common Stock (Held by Self)$5.31-$1,497.42  -4,561$24,218.91  -Form 4-
2020-12-16Randy T Russell-Buy282Common Stock (Held by Self TOD Spouse)$5.31-$1,497.42  -1,814$9,632.34  -Form 4-
2020-12-16Matthew R Hudson-Buy282Common Stock (Held jointly with Spouse)$5.31-$1,497.42  -1,923$10,211.13  -Form 4-
2020-12-16Chris M Poplin-Buy282Common Stock (Held jointly with Spouse)$5.31-$1,497.42  -7,062$37,499.22  -Form 4-
2020-12-16Matthew A Shaver-Buy282Common Stock (Held jointly with Spouse)$5.31-$1,497.42  -2,127$11,294.37  -Form 4-
2020-12-16Deidre B Foster-Buy282Common Stock (Held jointly with Spouse)$5.31-$1,497.42  -1,923$10,211.13  -Form 4-
2020-12-16Merlin Amirtharaj-Buy282Common Stock (Held jointly with Spouse)$5.31-$1,497.42  -2,907$15,436.17  -Form 4-
2020-12-16Vernon A Russell-Buy282Common Stock (Held by Self)$5.31-$1,497.42  -859$4,561.29  -Form 4-
2020-12-16Buckley Walter W Iii-Sell15,994Common Shares$0.00$0.00  -0$0.00  -Form 4IRA
2020-12-16Buckley Walter W Iii-Buy15,861Common Shares$0.00$0.00  -15,861$0.00  -Form 4IRA
2020-12-16Charles P Pizzi-Sell25,000Common Shares$0.00$0.00  -0$0.00  -Form 4-
2020-12-16Charles P Pizzi-Buy24,793Common Shares$0.00$0.00  -24,793$0.00  -Form 4-
2020-12-16David L Cohen-Sell47,588Common Shares$0.00$0.00  -0$0.00  -Form 4-
2020-12-16David L Cohen-Sell5,330Common Shares$0.00$0.00  -0$0.00  -Form 4-
2020-12-16David L Cohen-Buy52,434Common Shares$0.00$0.00  -52,434$0.00  -Form 4-
2020-12-16Hughes Philip E Jr-Sell7,853Common Shares$0.00$0.00  -0$0.00  -Form 4-
2020-12-16Hughes Philip E Jr-Buy7,788Common Shares$0.00$0.00  -7,788$0.00  -Form 4-
2020-12-16Mitchell Oliver C Jr-Sell952Common Shares$0.00$0.00  -0$0.00  -Form 4-
2020-12-16Mitchell Oliver C Jr-Buy944Common Shares$0.00$0.00  -944$0.00  -Form 4-
2020-12-16Michael C. FormanChairman, President and CEOSell405,094Common Shares$0.00$0.00  -0$0.00  -Form 4MCFDA SVC LLC
2020-12-16Michael C. FormanChairman, President and CEOSell13,611Common Shares$0.00$0.00  -0$0.00  -Form 4By FSH Seed Capital Vehicle I LLC
2020-12-16Michael C. FormanChairman, President and CEOBuy401,732Common Shares$0.00$0.00  -401,732$0.00  -Form 4MCFDA SVC LLC
2020-12-16Michael C. FormanChairman, President and CEOBuy13,435Common Shares$0.00$0.00  -13,435$0.00  -Form 4FSH Seed Capital Vehicle I LLC
2020-12-17Thea R. SearsVice President & ControllerBuy2,000Common Stock$11.60-$23,200.00  -95,118$1,103,368.80  -Form 4-
2020-12-17Thea R. SearsVice President & ControllerBuy2,000Common Stock$13.20-$26,400.00  -97,118$1,281,957.60  -Form 4-
2020-12-17Thea R. SearsVice President & ControllerBuy2,000Common Stock$15.05-$30,100.00  -99,118$1,491,725.90  -Form 4-
2020-12-16Stephen SypherdVP, Treasurer and SecretarySell16,377Common Shares$0.00$0.00  -0$0.00  -Form 4-
2020-12-16Stephen SypherdVP, Treasurer and SecretaryBuy16,241Common Shares$0.00$0.00  -16,241$0.00  -Form 4-
2020-12-16Barbara J Fouss-Sell8,963Common Shares$0.00$0.00  -0$0.00  -Form 4-
2020-12-16Barbara J Fouss-Buy8,889Common Shares$0.00$0.00  -8,889$0.00  -Form 4-
2020-12-17Fresno County Employees' Retirement Association-Buy187,172Common Stock$19.61-$3,670,442.92  -6,028,132$118,211,668.52  -Form 4-
2020-12-17Mark David Jenkins-Buy249Common Stock$19.61-$4,882.89  -8,038$157,625.18  -Form 4-
2020-12-21James Randall Clemons-Buy500Common Stock$40.25-$20,125.00  -102,082$4,108,800.50  -Form 4-
2020-12-17Thomas M HenniganCFOBuy124Common Stock$19.61-$2,431.64  -4,018$78,792.98  -Form 4-
2020-12-22Gary WhitakerEVPBuy133Common Stock$33.94-$4,514.02  -7,812$265,139.28  -Form 4By Spouse
2020-12-22Gary WhitakerEVPBuy17Common Stock$58.75-$998.75  -27,446$1,612,452.50  -Form 4-
2020-12-21Stephen O Evans-Buy12,833Common Stock$0.00$0.00  -12,833$0.00  -Form 4-
2020-12-21Marcus E Bromley-Buy44,065Common Stock$0.00$0.00  -44,065$0.00  -Form 4-
2020-12-21Marcus E Bromley-Sell15,237Common Stock (Class A)$0.00$0.00  -0$0.00  -Form 4-
2020-12-21Howard A Silver-Buy10,266Common Stock$0.00$0.00  -17,830$0.00  -Form 4-
2020-12-21Roger L DickPresident/CEO of UCCBuy1,000Common Stock$5.39-$5,390.00  -77,213$416,178.07  -Form 4-
2020-12-21Roger L DickPresident/CEO of UCCBuy1,000Common Stock$5.35-$5,350.00  -78,213$418,439.55  -Form 4-
2020-12-21Roger L DickPresident/CEO of UCCBuy1,000Common Stock$5.44-$5,440.00  -79,213$430,918.72  -Form 4-
2020-12-21Gary Robert A Iv-Buy13,443Common Stock$0.00$0.00  -13,443$0.00  -Form 4-
2020-12-21Gary Robert A Iv-Sell4,648Common Stock (Class A)$0.00$0.00  -0$0.00  -Form 4-
2020-12-21W Brian Kretzmer-Buy10,780Common Stock$0.00$0.00  -22,112$0.00  -Form 4-
2020-12-21Avraham Shemesh-Buy340,256Common Stock$0.00$0.00  -340,256$0.00  -Form 4By Cole REIT Management V, LLC
2020-12-21Avraham Shemesh-Buy21,960Common Stock$0.00$0.00  -21,960$0.00  -Form 4By Cole Corporate Income Management III, LLC
2020-12-21Calvin E Hollis-Buy8,436Common Stock$0.00$0.00  -8,436$0.00  -Form 4-
2020-12-21Richard S ResslerCEO & PresidentBuy340,256Common Stock$0.00$0.00  -340,256$0.00  -Form 4By Cole REIT Management V, LLC
2020-12-21Richard S ResslerCEO & PresidentBuy21,960Common Stock$0.00$0.00  -21,960$0.00  -Form 4By Cole Corporate Income Management III, LLC
2020-12-21Avraham ShemeshCEO & PresidentSell117,654Common Stock (Class A)$0.00$0.00  -0$0.00  -Form 4By Cole REIT Management V, LLC
2020-12-21Calvin E Hollis-Sell2,917Common Stock (Class A)$0.00$0.00  -0$0.00  -Form 4-
2020-12-22Jeffrey YouleCEO and PresidentBuy4Common Stock$1,000.00-$3,700.00  -110$110,400.00  -Form 4-
2020-12-22Muzinich Us Private Debt, Scsp-Buy5,830Common Stock$1,000.00-$5,829,900.00  -40,964$40,963,800.00  -Form 4-
2020-12-22Muzinich Us Private Debt, Scsp-Buy5,830Common Stock$1,000.00-$5,829,900.00  -40,964$40,963,800.00  -Form 4By Muzinich US Private Debt General Partner, S.a r.l., as the GP of Muzinich US Private Debt, SCSp
2020-12-28Nolan Thomas H Jr-Buy67COMMON STOCK, CLASS C$7.00-$466.48  -16,337$114,360.75  -Form 4-
2020-12-28Curtis B Mcwilliams-Buy74COMMON STOCK, CLASS C$7.00-$514.99  -18,037$126,259.91  -Form 4-
2020-12-29Central Park Advisers, Llc-Buy100Units of Limited Liability Company Interests$10.00-$1,000.00  -100$1,000.00  -Form 4-
2020-12-28Adam Scott Markman-Buy62COMMON STOCK, CLASS C$7.00-$431.13  -15,100$105,698.04  -Form 4-
2020-12-28Aaron Scott HalfacreCEOBuy59COMMON STOCK, CLASS C$7.00-$413.49  -14,481$101,366.37  -Form 4-
2020-12-28Jeffrey Randolph-Buy149COMMON STOCK, CLASS C$7.00-$1,043.21  -36,536$255,749.55  -Form 4-
2020-12-30Gary WhitakerEVPBuy333COMMON STOCK$58.75-$19,563.75  -27,779$1,632,016.25  -Form 4-
2020-12-30Jack W Bell-Sell427COMMON STOCK$44.75$19,108.25  -102,175$4,572,331.25  -Form 4-
2020-12-30Nolan Thomas H Jr-Buy3,036COMMON STOCK Bonus Share$7.00-$21,249.97  -19,373$135,610.79  -Form 4-
2020-12-28Roger L DickPresident/CEO of UCCBuy2,200Common Stock$5.50-$12,100.00  -81,413$447,771.50  -Form 4-
2020-12-30Douglas I Ostrover-Buy202,115Common Stock$14.52-$2,934,709.80  -1,220,223$17,717,637.96  -Form 4By LLC
2020-12-30Alan KirshenbaumCOOBuy202,115Common Stock$14.52-$2,934,709.80  -1,220,223$17,717,637.96  -Form 4By LLC
2020-12-30Adam Scott Markman-Buy2,679COMMON STOCK Bonus Share$7.00-$18,749.99  -17,778$124,448.03  -Form 4-
2020-12-28Joe F Hanauer-Buy28COMMON STOCK, CLASS C$7.00-$197.47  -6,917$48,419.56  -Form 4-
2020-12-30Jeffrey Randolph-Buy3,036COMMON STOCK Bonus Shares$7.00-$21,249.97  -39,571$276,999.59  -Form 4-
2020-12-30Joe F Hanauer-Buy2,679COMMON STOCK Bonus Share$7.00-$18,749.99  -9,596$67,169.55  -Form 4-
2020-12-30Craig PackerCEO and PresidentBuy202,115Common Stock$14.52-$2,934,709.80  -1,220,223$17,717,637.96  -Form 4By LLC
2020-12-31James Randall Clemons-Buy4,648Common Stock$15.68-$72,880.64  -106,730$1,673,526.40  -Form 4-
2020-12-31James Randall Clemons-Sell4,648Common Stock$15.68$72,880.64  -62,172$974,856.96  -Form 4By Spouse
2020-12-31Jack W Bell-Buy427COMMON STOCK$58.75-$25,086.25  -102,602$6,027,867.50  -Form 4-
2020-12-30John C Siciliano-Buy101Common Stock$9.90-$999.50  -3,850$38,116.78  -Form 4-
2021-01-04Harvey Beker-Buy2Units of Delaware Statutory Trust$3,500.00-$5,950.00  -124$432,530.00  -Form 4Held through 401(k) and Profit Sharing Plan
2021-01-04Gregg Buckbinder-Buy10Units of Delaware Statutory Trust$19,950.00-$192,916.50  -264$5,257,822.50  -Form 4Held through 401(k) and Profit Sharing Plan
2020-02-29Mark Fitzsimmons-Sell134Units of Delaware Statutory Trust$286,500.00$38,482,680.00  -30$8,620,785.00  -Form 4Held through 401(k) and Profit Sharing Plan
2021-01-04Mark Fitzsimmons-Buy3Units of Delaware Statutory Trust$7,000.00-$23,730.00  -33$233,940.00  -Form 4Held through 401(k) and Profit Sharing Plan
2020-12-31Thomas P McguinnessPresident and CEOBuy237,545Common Stock$0.00$0.00  -1,368,685$0.00  -Form 4-
2020-12-31Michael Douglas PhillipsS.V.P., C.A.O. & ControllerBuy15,651Common Stock$0.00$0.00  -64,103$0.00  -Form 4-
2020-12-31Christy Lynn DavidEVP, General Counsel & Sec.Buy42,112Common Stock$0.00$0.00  -121,897$0.00  -Form 4-
2020-12-31Daniel BuschE.V.P., C.F.O. & TreasurerBuy35,615Common Stock$0.00$0.00  -53,622$0.00  -Form 4-
2021-01-04Curtis B Mcwilliams-Buy3,036COMMON STOCK Bonus Share$7.00-$21,249.97  -21,073$147,509.95  -Form 4-
2021-01-01Jennifer L RobisonChief Accounting Officer & SVPSell2,294Common Stock$8.75$20,072.50  -24,167$211,460.02  -Form 4-
2021-01-01Robert F. MyersChief Operating Officer & SVPSell2,688Common Stock$8.75$23,520.00  -42,259$369,761.88  -Form 4-
2021-01-01Robert F. Moyer-Buy270,258Class I common shares of beneficial interest$11.10-$2,999,864.91  -270,258$2,999,864.91  -Form 4By Spouse's Trust
2020-12-30Tammy TiptonChief Financial OfficerBuy560CLASS FA COMMON SHARES$0.00$0.00  -2,744$0.00  -Form 4-
2020-12-30Brett A SchlemovitzChief Operating OfficerBuy2,025Class FA Common Shares$0.00$0.00  -10,301$0.00  -Form 4-
2020-12-30Chirag J BhavsarChief Executive OfficerBuy2,900Class FA Common Shares$0.00$0.00  -19,079$0.00  -Form 4-
2020-12-30Seneff James M Jr-Sell5,485Class FA Common Shares$0.00$0.00  -440,697$0.00  -Form 4By CNL Strategic Management, LLC and CNL Strategic Capital Investment, LLC
2020-12-30Orcc Iii Warehouse L.l.c.-Buy589,272Common Stock, par value $0.01 per share$14.52-$8,556,227.12  -3,557,601$51,656,367.25  -Form 4-
2021-01-04George N Fugelsang-Buy807Common Stock (Class D)$16.84-$13,593.75  -7,802$131,388.37  -Form 4-
2020-12-31Michael V ShustekChairman, CEO and SecretaryBuy240,000Common Stock$0.00$0.00  -1,094,067$0.00  -Form 4Vestin Realty Mortgage II, Inc.
2020-12-31Michael V ShustekChairman, CEO and SecretaryBuy160,000Common Stock$0.00$0.00  -616,834$0.00  -Form 4Vestin Realty Mortgage I, Inc.
2021-01-04W Brian Kretzmer-Buy668Common Stock (Class D)$16.84-$11,249.96  -6,786$114,272.87  -Form 4-
2021-01-04Richard J Lehmann-Buy724Common Stock (Class D)$16.84-$12,187.44  -7,351$123,795.56  -Form 4-
2021-01-04Roger Snell-Buy724Common Stock (Class D)$16.84-$12,187.44  -7,351$123,795.56  -Form 4-
2021-01-04Avraham Shemesh-Buy8,601Common Stock (Class I)$17.13-$147,329.31  -49,482$847,629.06  -Form 4By CIM Income NAV Management, LLC
2021-01-04Richard S ResslerCEO & PresidentBuy8,601Common Stock (Class I)$17.13-$147,329.31  -49,482$847,629.06  -Form 4By CIM Income NAV Management, LLC
2021-01-01Bjorn Hall-Buy44Common Shares$10.00-$437.60  -44$437.60  -Form 4-
2021-01-01Michelle MirabalSecretary and CCOBuy10Common Shares$10.00-$95.40  -10$95.40  -Form 4-
2021-01-04Theodore D. Seides-Buy373Shares of Limited Liability Company Interests$13.42-$4,999.08  -1,292$17,333.54  -Form 4-
2021-01-04Parsons Robert E Jr-Buy4,537Class A Common Stock$5.51-$24,999.97  -61,404$338,338.02  -Form 4-
2021-01-04Reynolds William H Jr-Buy4,537Class A Common Stock$5.51-$24,999.97  -52,677$290,248.18  -Form 4-
2021-01-04Simon Turner-Buy4,537Class A Common Stock$5.51-$24,999.97  -18,272$100,677.45  -Form 4-
2021-01-04Charles S Henry-Buy4,537Class A Common Stock$5.51-$24,999.97  -52,630$289,988.99  -Form 4-
2021-01-04Michael D Johnson-Buy4,537Class A Common Stock$5.51-$24,999.97  -52,630$289,988.99  -Form 4-
2021-01-04Katherine Lugar-Buy4,537Class A Common Stock$5.51-$24,999.97  -18,427$101,533.32  -Form 4-
2021-01-06Will Jordan-Buy16Common Stock$58.75-$940.00  -25,491$1,497,596.25  -Form 4-
2020-01-04Oak Lawn Direct Investors Gp, L.l.c.-Sell1,892,455Common Stock, par value $0.01 per share$0.00$0.00  -1,665,146$0.00  -Form 4By ORCC III Warehouse L.L.C.
2020-01-04Oak Lawn Direct Investors Gp, L.l.c.-Buy1,892,455Common Stock, par value $0.01 per share$0.00$0.00  -1,892,455$0.00  -Form 4By ORCC III Investors L.L.C.
2021-01-07Blackstone Bdc Holdings Llc-Buy997,940Class I Common Shares of Beneficial Interest$25.00-$24,948,500.00  -1,000,000$25,000,000.00  -Form 4See Footnotes
2021-01-07Smith Daniel Harlan Jr.-Buy20,000Class I Common Shares of Beneficial Interest$25.00-$500,000.00  -20,000$500,000.00  -Form 4-
2021-01-07Brad MarshallCEOBuy60,000Class I Common Shares of Beneficial Interest$25.00-$1,500,000.00  -60,000$1,500,000.00  -Form 4-
2021-01-07Robert J Bass-Buy4,000Class I Common Shares of Beneficial Interest$25.00-$100,000.00  -4,000$100,000.00  -Form 4-
2021-01-08Michael A SetonPresident and CEOBuy103,567Class A Common Stock$0.00$0.00  -334,781$0.00  -Form 4-
2021-01-08Kay C. NeelyCFO, Treasurer, and SecretaryBuy40,276Class A Common Stock$0.00$0.00  -155,883$0.00  -Form 4-
2021-01-07Stephan KuppenheimerCFOBuy20,000Class I Common Shares of Beneficial Interest$25.00-$500,000.00  -20,000$500,000.00  -Form 4-
2021-01-11Aaron Scott HalfacreCEOBuy10,000COMMON STOCK, CLASS C$7.00-$70,000.00  -24,481$171,366.37  -Form 4-
2021-01-07James Frederic Clark-Buy14,000Class I Common Shares of Beneficial Interest$25.00-$350,000.00  -14,000$350,000.00  -Form 4-
2021-01-13Lisa PominskiEVPBuy300Common Stock$58.75-$17,625.00  -4,071$239,171.25  -Form 4By Spouse
2021-01-13Lisa PominskiEVPBuy133Common Stock$29.81-$3,964.73  -13,657$407,115.17  -Form 4-
2021-01-13Gregg Earl ZahnChief Executive OfficerBuy10,000Class A Common Stock, $.01 Par Value$4.00-$40,000.00  -559,001$2,236,004.00  -Form 4-
2020-11-26Commercial Bank National-Sell5,175,921Common Stock$19.27$99,739,999.98  -8,210,750$158,221,145.18  -Form 4See notes
2020-12-17Commercial Bank National-Buy16,221Common Stock$19.61-$318,093.81  -8,226,971$161,330,893.86  -Form 4See notes
2020-12-17Commercial Bank National-Buy249,563Common Stock$19.61-$4,893,930.43  -8,476,534$166,224,824.29  -Form 4-
2021-01-11Bjorn Hall-Buy18Common Shares$10.00-$178.10  -62$615.70  -Form 4-
2021-01-11Brandon T. Jenkins-Buy3Common Shares$10.00-$27.80  -3$27.80  -Form 4-
2021-01-11Michelle MirabalSecretary and CCOBuy1Common Shares$10.00-$5.70  -10$101.10  -Form 4-
2021-01-13Deborah Varallo-Buy100Common Stock$58.75-$5,875.00  -100$5,875.00  -Form 4-
2020-12-30Joseph R PaulEVP, CFO & SecretaryBuy267Common Stock$21.17-$5,652.39  -91,966$1,946,920.22  -Form 4-
2020-12-30Patrick M CoveyChairman, President & CEOBuy268Common Stock$21.17-$5,673.56  -132,850$2,812,434.50  -Form 4-
2021-01-15Erica J ChaffeeChief Financial OfficerBuy0Common Shares$19.00-$0.38  -1$26.79  -Form 4-
2021-01-15Erica J ChaffeeChief Financial OfficerBuy1Common Shares$19.00-$9.69  -37$707.18  -Form 4By Husband
2021-01-15Ryan M. DownsChief Investment OfficerBuy0Common Shares$19.00-$0.38  -1$21.85  -Form 4-
2021-01-15Timothy Hunt-Buy952Common Shares$19.00-$18,091.80  -75,695$1,438,207.85  -Form 4-
2021-01-15Michelle L. Korsmo-Buy75Common Shares$19.00-$1,417.40  -5,430$103,165.82  -Form 4-
2021-01-15Joel S. ThomsenPresidentBuy0Common Shares$19.00-$0.19  -1$20.14  -Form 4-
2021-01-15Joel S. ThomsenPresidentBuy0Common Shares$19.00-$0.19  -1$19.76  -Form 4By Wife
2021-01-15James Wieland-Buy2,075Common Shares$19.00-$39,427.28  -151,033$2,869,620.92  -Form 4-
2021-01-15James Wieland-Buy500Common Shares$20.00-$10,000.00  -151,533$3,030,653.60  -Form 4-
2021-01-15Lance Wolf-Buy1,284Common Shares$19.00-$24,396.38  -93,454$1,775,634.36  -Form 4-
2021-01-15Lance Wolf-Buy500Common Shares$20.00-$10,000.00  -93,954$1,879,088.80  -Form 4-
2021-01-15Lance Wolf-Buy71Common Shares$19.00-$1,344.82  -5,151$97,878.12  -Form 4By Wife
2020-12-30James F StiefExec VP, U.S. Residential OpsBuy267Common Stock$21.17-$5,652.39  -236,330$5,003,106.10  -Form 4-
2020-12-30Thea R. SearsVice President & ControllerBuy267Common Stock$21.17-$5,652.39  -99,385$2,103,980.45  -Form 4-
2020-12-30Brent R RepenningEx VP US Utility/Davey ResourcBuy200Common Stock$21.17-$4,234.00  -43,902$929,405.34  -Form 4-
2020-12-30Dan A JoyEx VP Comm Lndsp/Op Supp SrvcsBuy267Common Stock$21.17-$5,652.39  -45,852$970,686.84  -Form 4-
2020-12-30Christopher J BastVice President & TreasurerBuy267Common Stock$21.17-$5,652.39  -17,440$369,204.80  -Form 4-
2020-12-30James Edgar DoyleExec VP&GM Davey Tree CanadaBuy50Common Stock$21.17-$1,058.50  -58,279$1,233,766.43  -Form 4-
2021-01-04John G. Jordan-Buy0Common Stock, par value $0.01 per share$0.00$0.00  -4,822$0.00  -Form 4-
2021-01-04Terry Sebastian-Buy0Common Stock, par value $0.01 per share$0.00$0.00  -3,343$0.00  -Form 4-
2020-12-30Erika J. SchoenbergerVP, GENERAL COUNSEL & ASST SECBuy267Common Stock$21.17-$5,652.39  -2,928$61,985.76  -Form 4-
2020-12-30Gregory M InaEx VP, Davey Institute/Emp DevBuy267Common Stock$21.17-$5,652.39  -52,062$1,102,152.54  -Form 4-
2021-01-12David GolubPresident and CEOBuy61,361Common Stock, par value $0.001 per share$15.00-$920,419.95  -704,788$10,571,817.15  -Form 4By GCOP LLC
2021-01-12Lawrence E GolubChairmanBuy61,361Common Stock, par value $0.001 per share$15.00-$920,419.95  -704,788$10,571,817.15  -Form 4By GCOP LLC
2020-05-28Jeff William TaylorChairmanBuy1,199Class B Units$118.91-$142,573.09  -1,199$142,573.09  -Form 4-
2020-05-28Jeff William TaylorChairmanBuy50Class B Units$118.91-$5,945.50  -1,249$148,518.59  -Form 4By Entity
2021-01-20John C Siciliano-Buy264Common Stock$9.94-$2,628.53  -4,115$40,899.32  -Form 4-
2020-12-22Adam S Metz-Buy1Common Stock, par value $0.001 per share$0.00$0.00  -10,490$0.00  -Form 4See Footnote 1
2021-01-20Adam S Metz-Buy979Common Stock, par value $0.001 per share$20.27-$19,853.45  -11,469$232,482.51  -Form 4See Footnote 1
2020-12-22David N Miller-Buy0Common Stock, par value $0.001 per share$0.00$0.00  -2,664$0.00  -Form 4See Footnote
2021-01-20David N Miller-Buy245Common Stock, par value $0.001 per share$20.27-$4,963.31  -2,909$58,968.67  -Form 4See Footnote
2020-12-22Orit MizrachiChief Operating OfficerBuy0Common Stock, par value $0.001 per share$0.00$0.00  -1,066$0.00  -Form 4-
2021-01-20Orit MizrachiChief Operating OfficerBuy98Common Stock, par value $0.001 per share$20.27-$1,985.24  -1,164$23,587.39  -Form 4-
2020-12-22Bruce D Frank-Buy0Common Stock, par value $0.001 per share$0.00$0.00  -533$0.00  -Form 4See Footnote
2021-01-20Bruce D Frank-Buy49Common Stock, par value $0.001 per share$20.27-$992.62  -582$11,793.69  -Form 4See Footnote
2020-12-22Venugopal RathiChief Finanacial OfficerBuy0Common Stock, par value $0.001 per share$0.00$0.00  -1,066$0.00  -Form 4-
2021-01-20Venugopal RathiChief Finanacial OfficerBuy98Common Stock, par value $0.001 per share$20.27-$1,985.24  -1,164$23,587.39  -Form 4-
2020-12-22Jeffrey LevinCEO and PresidentBuy1Common Stock, par value $0.001 per share$0.00$0.00  -10,584$0.00  -Form 4-
2021-01-20Jeffrey LevinCEO and PresidentBuy979Common Stock, par value $0.001 per share$20.27-$19,853.45  -11,563$234,389.10  -Form 4-
2020-12-22Ms Credit Partners Holdings Inc.-Buy294Common Stock, par value $0.001 per share$0.00$0.00  -2,125,494$0.00  -Form 4-
2021-01-20Ms Credit Partners Holdings Inc.-Buy195,856Common Stock, par value $0.001 per share$20.27-$3,970,003.76  -2,321,350$47,053,768.76  -Form 4-
2020-12-22Kevin Shannon-Buy0Common Stock, par value $0.001 per share$0.00$0.00  -2,117$0.00  -Form 4-
2021-01-20Kevin Shannon-Buy196Common Stock, par value $0.001 per share$20.27-$3,970.69  -2,313$46,877.82  -Form 4-
2020-12-22Joan Binstock-Buy0Common Stock, par value $0.001 per share$0.00$0.00  -3,239$0.00  -Form 4See Footnote
2021-01-20Joan Binstock-Buy294Common Stock, par value $0.001 per share$20.27-$5,955.93  -3,533$71,615.53  -Form 4See Footnote
2021-01-22Nolan Thomas H Jr-Buy70COMMON STOCK, CLASS C$7.00-$489.72  -19,443$136,100.51  -Form 4-
2021-01-22Curtis B Mcwilliams-Buy76COMMON STOCK, CLASS C$7.00-$534.24  -21,149$148,044.19  -Form 4-
2021-01-22Adam Scott Markman-Buy65COMMON STOCK, CLASS C$7.00-$452.41  -17,843$124,900.44  -Form 4-
2021-01-22Aaron Scott HalfacreCEOBuy61COMMON STOCK, CLASS C$7.00-$428.96  -24,542$171,795.33  -Form 4-
2021-01-22Jeffrey Randolph-Buy155COMMON STOCK, CLASS C$7.00-$1,088.01  -39,727$278,087.60  -Form 4-
2021-01-22Joe F Hanauer-Buy30COMMON STOCK, CLASS C$7.00-$210.00  -9,626$67,379.55  -Form 4-
2021-01-19Lehe Peter Von-Buy25,000Institutional Class Shares$10.00-$250,000.00  -25,000$250,000.00  -Form 4-
2021-01-25Alberta Investment Management Corp-Buy56,974Common Stock, par value $0.001 per share$21.58-$1,229,500.00  -1,923,400$41,506,981.50  -Form 4-
2021-01-25Massachusetts Mutual Life Insurance Co-Buy766,808Common Stock$21.58-$16,547,706.07  -2,539,913$54,811,311.97  -Form 4-
2021-01-25Massachusetts Mutual Life Insurance Co-Buy40,358Common Stock$21.58-$870,931.90  -133,680$2,884,805.98  -Form 4By C.M. Life Insurance Company
2021-01-28Massachusetts Mutual Life Insurance Co-Buy176,089Common Stock$21.58-$3,799,999.97  -2,716,001$58,611,311.94  -Form 4-
2021-01-28Massachusetts Mutual Life Insurance Co-Buy9,268Common Stock$21.58-$199,999.99  -142,947$3,084,805.97  -Form 4By C.M. Life Insurance Company
2021-02-01Harvey Beker-Buy1Units of Delaware Statutory Trust$2,500.00-$3,100.00  -125$312,000.00  -Form 4Held through 401(k) and Profit Sharing Plan
2021-02-01Gregg Buckbinder-Buy13Units of Delaware Statutory Trust$26,000.00-$335,400.00  -299$7,785,960.00  -Form 4Held through 401(k) and Profit Sharing Plan
2021-01-28Thomas C ElliottSee RemarksSell141,423Common Stock$0.00$0.00  -0$0.00  -Form 4-
2021-01-28Avraham Shemesh-Buy156,067Common Stock (Class I)$25.63-$4,000,000.03  -348,067$8,920,960.03  -Form 4See Footnote
2021-01-28Shaul Kuba-Buy156,067Common Stock (Class I)$25.63-$4,000,000.03  -348,067$8,920,960.03  -Form 4See Footnote
2021-01-28Eagle Point Credit Management Llc-Buy357,142Common Stock, $0.001 par value per share$14.00-$4,999,988.00  -357,142$4,999,988.00  -Form 4See Footnotes
2021-01-29Richard VancePresident and CEOBuy3,571,429Common Stock$0.00$0.00  -12,381,166$0.00  -Form 4-
2021-01-29Richard VancePresident and CEOSell1,599,615Common Stock$0.28$447,892.20  -10,781,551$3,018,834.28  -Form 4-
2021-01-29Robert J. LangeCOO, EVP and General CounselBuy2,142,857Common Stock$0.00$0.00  -6,394,253$0.00  -Form 4-
2021-01-29Robert J. LangeCOO, EVP and General CounselSell969,135Common Stock$0.28$271,357.80  -5,425,118$1,519,033.04  -Form 4-
2021-01-29Kimberly A KarasSee RemarksBuy267,857Common Stock$0.00$0.00  -376,538$0.00  -Form 4-
2021-01-29Kimberly A KarasSee RemarksSell132,857Common Stock$0.28$37,199.96  -243,681$68,230.68  -Form 4-
2021-01-28Racr, Llc Cim-Buy156,067Common Stock (Class I)$25.63-$4,000,000.03  -344,067$8,818,440.03  -Form 4-
2021-01-28Richard S Ressler-Buy156,067Common Stock (Class I)$25.63-$4,000,000.03  -348,067$8,920,960.03  -Form 4See Footnote
2021-02-01Richard S ResslerCEO & PresidentBuy11,455Common Stock (Class I)$17.04-$195,188.43  -60,937$1,038,364.09  -Form 4By CIM Income NAV Management, LLC
2021-02-01Avraham Shemesh-Buy11,455Common Stock (Class I)$17.04-$195,188.43  -60,937$1,038,364.09  -Form 4By CIM Income NAV Management, LLC
2021-02-01Peter A CohenChief Executive OfficerBuy30,000Class A Common Stock$0.00$0.00  -315,456$0.00  -Form 4-
2021-02-01Jules B Kroll-Buy5,000Class A Common Stock$0.00$0.00  -10,000$0.00  -Form 4-
2021-02-01George S Blumenthal-Buy5,000Class A Common Stock$0.00$0.00  -146,887$0.00  -Form 4-
2021-02-03Jack W Bell-Buy1,110Non-Qualified Stock Option$40.25-$44,677.50  -103,712$4,174,408.00  -Form 4-
2021-02-01Joshua S Pechter-Buy10,000Class A Common Stock$0.00$0.00  -46,364$0.00  -Form 4-
2021-02-01Jeffrey Charles PiermontCOO, President and SecretaryBuy30,000Class A Common Stock$0.00$0.00  -84,091$0.00  -Form 4-
2021-02-01Rehana Farrell-Buy5,000Class A Common Stock$0.00$0.00  -10,000$0.00  -Form 4-
2021-02-01Milun PatelChief Financial OfficerBuy30,000Class A Common Stock$0.00$0.00  -85,082$0.00  -Form 4-
2021-02-01William Mitchell Greenblatt-Buy10,000Class A Common Stock$0.00$0.00  -10,000$0.00  -Form 4-
2021-02-01Brett H Barth-Buy2,282Shares of Limited Liability Company Interests$13.15-$30,002.25  -24,861$326,923.73  -Form 4By Wife as Trustee for Irrevocable Trust
2021-02-01Bjorn Hall-Buy39Common Shares$10.00-$388.70  -100$1,004.40  -Form 4-
2021-02-01Brandon S. Pick-Buy4,563Shares of Limited Liability Company Interests$13.15-$60,004.63  -19,840$260,895.21  -Form 4-
2021-02-05Joshua S Pechter-Buy18,182Class A Common Stock$200,002.00-$3,636,436,364.00  -64,546$12,909,329,092.00  -Form 4Cacti Asset Management, LLC
2020-02-04Spc Wilson Point, L.p.-Buy266,578Common Stock$19.39-$5,168,954.98  -498,860$9,672,889.39  -Form 4See Footnote
2020-02-04Spc Field Partners Llc-Buy207,094Common Stock$19.39-$4,015,545.10  -300,317$5,823,144.11  -Form 4See Footnote
2021-02-08Bruce N Haase-Buy165,996Paired Shares$0.00$0.00  -460,733$0.00  -Form 4-
2021-02-05Michael J LevittChief Executive OfficerBuy146,895Common Stock$15.00-$2,203,428.00  -146,895$2,203,428.00  -Form 4CS 1219 Trust
2021-02-05Michael J LevittChief Executive OfficerBuy36,724Common Stock$15.00-$550,857.00  -183,619$2,754,285.00  -Form 4MJL 2012 Older Children Trust
2021-02-05Terry A HartCFO and TreasurerBuy3,672Common Stock$15.00-$55,086.00  -3,672$55,086.00  -Form 4-
2021-02-05James C BakerPresidentBuy9,181Common Stock$15.00-$137,713.95  -9,181$137,713.95  -Form 4-
2021-02-08Howard J WeissmanSee RemarksBuy1,936Paired Shares$0.00$0.00  -41,594$0.00  -Form 4-
2021-02-08Judi BikulegeSee RemarksBuy3,452Paired Shares$0.00$0.00  -38,037$0.00  -Form 4-
2021-02-08David ClarksonSee RemarksBuy1,786Paired Shares$0.00$0.00  -49,749$0.00  -Form 4-
2021-02-08Christopher N. DekleSee RemarksBuy2,106Paired Shares$0.00$0.00  -62,915$0.00  -Form 4-
2021-02-08Christopher N. DekleSee RemarksBuy2,750Paired Shares$0.00$0.00  -65,665$0.00  -Form 4-
2021-02-05Quinn TerryVice ChairmanBuy12,853Common Stock$15.00-$192,799.95  -12,853$192,799.95  -Form 4-
2021-02-05Leonard KenCo-Chief Investment OfficerBuy14,690Common Stock$15.00-$220,342.95  -14,690$220,342.95  -Form 4-
2021-02-11Peter A CohenChief Executive OfficerBuy45,455Class A Common Stock$11.00-$500,005.00  -360,911$3,970,021.00  -Form 4By Self as Trustee for The Peter A. Cohen Revocable Trust
2021-02-09James A. Jessee-Buy2,505Common Stock$9.98-$24,999.00  -5,005$49,949.00  -Form 4-
2021-02-11John A Fry-Buy94Class I Common Stock$24.62-$2,312.80  -2,663$65,563.80  -Form 4-
2021-02-11Karen Dougherty Buchholz-Buy84Class I Common Stock$24.62-$2,062.66  -535$13,168.99  -Form 4-
2021-02-11Terence J Connors-Buy113Class I Common Stock$24.62-$2,781.57  -3,269$80,491.15  -Form 4-
2021-02-11Jack A. Markell-Buy84Class I Common Stock$24.62-$2,062.66  -544$13,397.71  -Form 4-
2021-02-16Timothy Haugen-Sell1,579Common Shares$19.00$30,000.05  -48,410$919,795.51  -Form 4-
2020-10-16Guardian Life Insurance Co Of America-Buy25,000,000Preferred Stock$100.00-$2,500,000,000.00  -60,000,000$6,000,000,000.00  -Form 4-
2020-03-03Kkr Financial Holdings Llc-Buy1,960,000Class I Shares of Beneficial Interest$25.00-$49,000,000.00  -4,000,000$100,000,000.00  -Form 4See footnotes
2021-02-01John G. Jordan-Buy0Common Stock, par value $0.01 per share$0.00$0.00  -6,266$0.00  -Form 4-
2021-02-01Terry Sebastian-Buy0Common Stock, par value $0.01 per share$0.00$0.00  -4,946$0.00  -Form 4-
2021-02-23Boer Klaas De-Buy200,000Common Stock$2.00-$400,000.00  -200,000$400,000.00  -Form 4By spouse
2021-02-23Boer Klaas De-Buy3,585,252Common Stock$0.00$0.00  -3,585,252$0.00  -Form 4By Entrepreneurs Fund LP
2021-02-23Simon OgierChief Technology OfficerBuy198,087Common Stock$0.00$0.00  -198,087$0.00  -Form 4-
2021-02-23Ian JenksChairman and CEOBuy633,880Common Stock$0.00$0.00  -633,880$0.00  -Form 4-
2021-02-23Robert BahnsChief Financial OfficerBuy118,852Common Stock$0.00$0.00  -118,852$0.00  -Form 4-
2021-02-23Beverley BrownChief ScientistBuy20,002Common Stock$0.00$0.00  -20,002$0.00  -Form 4By B Brown Consultants Ltd
2021-02-23Simon P. King-Buy6,429,932Common Stock$0.00$0.00  -6,429,932$0.00  -Form 4By Octopus Titan VCT Plc
2021-02-23Simon P. King-Buy46,096Common Stock$0.00$0.00  -46,096$0.00  -Form 4By Octopus Investments Nominees Limited
2021-02-23Mark N. Tompkins-Sell2,450,000Common Stock, par value $0.0001$0.00$0.00  -2,300,000$0.00  -Form 4-
2021-02-23Ian Seth Jacobs-Sell50,000Common Stock, par value $0.0001$0.00$0.00  -200,000$0.00  -Form 4-
2021-02-26James Anthony Patton-Buy5,521COMMON STOCK$55.76-$307,850.96  -35,503$1,979,647.28  -Form 4-
2021-02-25Nolan Thomas H Jr-Buy25COMMON STOCK, CLASS C$23.03-$576.67  -6,506$149,833.41  -Form 4-
2021-02-25Curtis B Mcwilliams-Buy27COMMON STOCK, CLASS C$23.03-$618.36  -7,077$162,973.64  -Form 4-
2021-02-26Clark OakleyEVPBuy8COMMON STOCK$58.75-$470.00  -2,346$137,827.50  -Form 4-
2021-02-25Adam Scott Markman-Buy23COMMON STOCK, CLASS C$23.03-$529.00  -5,971$137,503.15  -Form 4-
2021-02-25Aaron Scott HalfacreCEOBuy27COMMON STOCK, CLASS C$23.03-$632.40  -8,208$189,034.62  -Form 4-
2021-02-25Jeffrey Randolph-Buy51COMMON STOCK, CLASS C$23.03-$1,177.75  -13,293$306,147.23  -Form 4-
2021-02-25Joe F Hanauer-Buy12COMMON STOCK, CLASS C$23.03-$285.57  -3,221$74,178.48  -Form 4-
2021-03-01Harvey Beker-Buy1Units of Delaware Statutory Trust$2,500.00-$2,925.00  -126$314,850.00  -Form 4Held through 401(k) and Profit Sharing Plan
2021-03-01James F Risoleo-Sell9,766Common Stock (Class A)$0.00$0.00  -0$0.00  -Form 4-
2021-02-27James Anthony Patton-Buy28,323COMMON STOCK$55.75-$1,579,007.25  -63,826$3,558,299.50  -Form 4-
2021-03-01Richard H Dozer-Sell10,363Common Stock (Class A)$0.00$0.00  -0$0.00  -Form 4-
2021-03-01Richard S Ressler-Sell20,000Common Stock (Class A)$0.00$0.00  -0$0.00  -Form 4By Cole Corporate Income Management II, LLC
2021-03-01Calvin E Hollis-Sell9,015Common Stock (Class A)$0.00$0.00  -0$0.00  -Form 4-
2021-03-01P Anthony Nissley-Sell13,023Common Stock (Class A)$0.00$0.00  -0$0.00  -Form 4-
2021-03-01Avraham ShemeshCEO & PresidentSell20,000Common Stock (Class A)$0.00$0.00  -0$0.00  -Form 4By Cole Corporate Income Management II, LLC
2021-03-02Gary WhitakerEVPSell26Common Stock$26.05$677.30  -28,033$730,259.65  -Form 4-
2021-02-26David GolubPresident and CEOBuy61,361Common Stock, par value $0.001 per share$15.00-$920,419.95  -766,149$11,492,237.25  -Form 4By GCOP LLC
2021-02-26Lawrence E GolubChairmanBuy61,361Common Stock, par value $0.001 per share$15.00-$920,419.95  -766,149$11,492,237.25  -Form 4By GCOP LLC
2021-03-01Avraham Shemesh-Buy12,719Common Stock (Class I)$17.20-$218,774.71  -73,656$1,266,888.70  -Form 4By CIM Income NAV Management, LLC
2021-03-01Richard S ResslerCEO & PresidentBuy12,719Common Stock (Class I)$17.20-$218,774.71  -73,656$1,266,888.70  -Form 4By CIM Income NAV Management, LLC
2021-03-01Robert J Aalberts-Buy2,000Common Stock$0.00$0.00  -2,000$0.00  -Form 4-
2021-03-01John Earl Dawson-Buy2,000Common Stock$0.00$0.00  -2,000$0.00  -Form 4-
2021-03-01Robert Shawn Nelson-Buy2,000Common Stock$0.00$0.00  -2,000$0.00  -Form 4-
2021-03-01Bjorn Hall-Buy39Common Shares$10.00-$388.70  -139$1,393.10  -Form 4-
2021-03-04Lisa PominskiEVPBuy64Common Stock$58.75-$3,760.00  -13,852$813,805.00  -Form 4-
2021-03-05John McdearmanEVPBuy24Common Stock$58.75-$1,410.00  -12,089$710,228.75  -Form 4-
2021-03-04Joseph R PaulEVP, CFO & SecretaryBuy15,344Common Stock$30.00-$460,320.00  -107,310$3,219,300.00  -Form 4-
2021-03-04Patrick M CoveyChairman, President & CEOBuy23,465Common Stock$30.00-$703,950.00  -156,315$4,689,450.00  -Form 4-
2021-03-04James F StiefExec VP, U.S. Residential OpsBuy9,358Common Stock$30.00-$280,740.00  -245,688$7,370,640.00  -Form 4-
2021-03-04Thea R. SearsVice President & ControllerBuy4,004Common Stock$30.00-$120,120.00  -103,389$3,101,670.00  -Form 4-
2021-03-04Brent R RepenningEx VP US Utility/Davey ResourcBuy5,142Common Stock$30.00-$154,260.00  -49,044$1,471,320.00  -Form 4-
2021-03-04Dan A JoyEx VP Comm Lndsp/Op Supp SrvcsBuy5,676Common Stock$30.00-$170,280.00  -51,528$1,545,840.00  -Form 4-
2021-03-05John Foster`EVPBuy8Common Stock$58.75-$470.00  -6,867$403,436.25  -Form 4-
2021-03-04Christopher J BastVice President & TreasurerBuy4,004Common Stock$30.00-$120,120.00  -21,444$643,320.00  -Form 4-
2021-03-04James Edgar DoyleExec VP&GM Davey Tree CanadaBuy4,987Common Stock$30.00-$149,610.00  -63,266$1,897,980.00  -Form 4-
2021-03-04Erika J. SchoenbergerVP, GENERAL COUNSEL & ASST SECBuy9,020Common Stock$30.00-$270,600.00  -11,948$358,440.00  -Form 4-
2021-03-04Gregory M InaEx VP, Davey Institute/Emp DevBuy3,821Common Stock$30.00-$114,630.00  -55,883$1,676,490.00  -Form 4-
2021-03-01James Kevin BlandChief Financial OfficerBuy4,255Common Stock$0.00$0.00  -4,255$0.00  -Form 4-
2021-03-08William E Crenshaw-Sell2,490Common Stock$60.20$149,898.00  -2,381,118$143,343,320.46  -Form 4-
2021-03-09William E Crenshaw-Sell160Common Stock$60.20$9,632.00  -40,018$2,409,083.60  -Form 4By Trustee Of Nieces' Trust
2021-03-08Adam R. LevyCEO & CFOBuy1,383,333Restricted Stock Award (Common Stock)$0.00$0.00  -1,383,333$0.00  -Form 4-
2021-03-10Robert F. MyersChief Operating Officer & SVPBuy0Common Stock$8.75$-0.00  -42,416$371,136.59  -Form 4-
2021-03-10John P CaulfieldCFO, SVP & TreasurerBuy2,394Common Stock$8.75-$20,947.50  -55,333$484,159.73  -Form 4-
2021-03-10John P CaulfieldCFO, SVP & TreasurerSell397Common Stock$8.75$3,473.75  -54,936$480,685.98  -Form 4-
2021-03-10Tanya BradySVP, GC & SecretaryBuy2,898Common Stock$8.75-$25,357.50  -37,202$325,521.35  -Form 4-
2021-03-10Tanya BradySVP, GC & SecretarySell517Common Stock$8.75$4,523.75  -36,685$320,997.60  -Form 4-
2021-03-10Jennifer L RobisonChief Accounting Officer & SVPBuy2,840Common Stock$8.75-$24,850.00  -27,007$236,310.02  -Form 4-
2021-03-10Jennifer L RobisonChief Accounting Officer & SVPSell471Common Stock$8.75$4,121.25  -26,536$232,188.77  -Form 4-
2021-03-10Jennifer L RobisonChief Accounting Officer & SVPBuy10,202Common Stock$8.75-$89,267.50  -36,738$321,456.28  -Form 4-
2021-03-10Muzinich Us Private Debt, Scsp-Buy6,681Common Stock$1,000.00-$6,680,800.00  -47,645$47,644,500.00  -Form 4-
2021-03-10Muzinich Us Private Debt, Scsp-Buy6,681Common Stock$1,000.00-$6,680,800.00  -47,645$47,644,500.00  -Form 4By Muzinich US Private Debt General Partner, S.a r.l., as the GP of Muzinich US Private Debt, SCSp
2021-03-10Jeffrey YouleCEO and PresidentBuy18Common Stock$1,000.00-$18,000.00  -128$128,400.00  -Form 4-
2021-03-15Ella S NeylandPresident, CFO and TreasurerBuy14,469Common Stock$0.00$0.00  -44,016$0.00  -Form 4-
2021-03-16Edward H Dalelio-Buy912Common Stock$15.57-$14,199.84  -18,966$295,300.62  -Form 4-
2021-03-16Douglas I Ostrover-Buy118,624Common Stock$15.57-$1,846,975.68  -2,321,734$36,149,398.38  -Form 4By LLC
2021-03-12Beaver R David IiiCFO & Chief Risk OfficerBuy2,211Common Stock (Held jointly with Spouse)$5.40-$11,939.40  -2,211$11,939.40  -Form 4-
2021-03-12Beaver R David IiiCFO & Chief Risk OfficerBuy92Common Stock (Held jointly with Spouse)$5.45-$501.40  -2,303$12,551.35  -Form 4-
2021-03-12Beaver R David IiiCFO & Chief Risk OfficerBuy465Common Stock (Held jointly with Spouse)$5.50-$2,557.50  -2,768$15,224.00  -Form 4-
2021-03-16Alan KirshenbaumCOO and CFOBuy118,624Common Stock$15.57-$1,846,975.68  -2,321,734$36,149,398.38  -Form 4By LLC
2021-03-15Tim MiddletonChief Investment OfficerBuy14,469Common Stock$0.00$0.00  -44,982$0.00  -Form 4-
2021-03-15Jason S. SternChief Strategy & Admin OfficerBuy12,862Common Stock$0.00$0.00  -25,994$0.00  -Form 4-
2021-03-15David Roy MillerChief Accounting OfficerBuy7,074Common Stock$0.00$0.00  -16,923$0.00  -Form 4-
2021-03-15Tiffany StanleyEVP, Property ManagementBuy7,717Common Stock$0.00$0.00  -20,849$0.00  -Form 4-
2021-03-15Gustav F. BahnChief Legal OfficerBuy12,862Common Stock$0.00$0.00  -32,560$0.00  -Form 4-
2021-03-16Craig PackerCEO and PresidentBuy118,624Common Stock$15.57-$1,846,975.68  -2,321,734$36,149,398.38  -Form 4By LLC
2021-03-12Jason R AndrewChief Information OfficerBuy736Common Stock (Held jointly with Spouse)$5.40-$3,974.40  -6,841$36,941.40  -Form 4-
2021-03-12Jason R AndrewChief Information OfficerBuy31Common Stock (Held jointly with Spouse)$5.45-$168.95  -6,872$37,452.40  -Form 4-
2021-03-12Jason R AndrewChief Information OfficerBuy155Common Stock (Held jointly with Spouse)$5.50-$852.50  -7,027$38,648.50  -Form 4-
2021-03-12Jason R AndrewChief Information OfficerBuy100Common Stock$5.90-$590.00  -100$590.00  -Form 4-
2021-03-12Jason R AndrewChief Information OfficerBuy486Common Stock$6.00-$2,916.00  -586$3,516.00  -Form 4-
2021-03-12Jeffrey L TroutPresident UB MortgageBuy1,472Common Stock (Held by Self TOD Spouse)$5.40-$7,948.80  -7,017$37,891.80  -Form 4-
2021-03-12Jeffrey L TroutPresident UB MortgageBuy62Common Stock (Held by Self TOD Spouse)$5.45-$337.90  -7,079$38,580.55  -Form 4-
2021-03-12Jeffrey L TroutPresident UB MortgageBuy311Common Stock (Held by Self TOD Spouse)$5.50-$1,710.50  -7,390$40,645.00  -Form 4-
2021-03-15Theodore L KoenigChairman, President, and CEOBuy30,625Common Stock$10.00-$306,250.00  -30,625$306,250.00  -Form 4Owned by Monroe Management Holdco, LLC
2021-03-15Bruce N Haase-Sell10,019Paired Shares$19.21$192,464.99  -450,714$8,658,215.94  -Form 4-
2021-03-12Adam S Metz-Buy1,081Common Stock, par value $0.001 per share$20.72-$22,407.44  -12,551$260,051.13  -Form 4See Footnote 1
2021-03-15Aaron Daniel PeckCFO & Corporate SecretaryBuy30,625Common Stock$10.00-$306,250.00  -30,625$306,250.00  -Form 4Owned by Monroe Management Holdco, LLC
2021-03-15Howard J WeissmanSee RemarksSell1,393Paired Shares$19.21$26,759.53  -40,201$772,261.21  -Form 4-
2021-03-15Judi BikulegeSee RemarksSell2,743Paired Shares$19.21$52,693.03  -35,294$677,997.74  -Form 4-
2021-03-15Christopher N. DekleSee RemarksSell6,664Paired Shares$19.21$128,015.44  -59,001$1,133,409.21  -Form 4-
2021-03-15David ClarksonSee RemarksSell1,178Paired Shares$19.21$22,629.38  -48,571$933,048.91  -Form 4-
2021-03-12David N Miller-Buy270Common Stock, par value $0.001 per share$20.72-$5,601.86  -3,180$65,879.65  -Form 4See Footnote
2021-03-12Orit MizrachiChief Operating OfficerBuy108Common Stock, par value $0.001 per share$20.72-$2,240.66  -1,272$26,351.90  -Form 4-
2021-03-12Bruce D Frank-Buy54Common Stock, par value $0.001 per share$20.72-$1,120.33  -636$13,175.85  -Form 4See Footnote
2021-03-12Venugopal RathiChief Finanacial OfficerBuy108Common Stock, par value $0.001 per share$20.72-$2,240.66  -1,272$26,351.90  -Form 4-
2021-03-12Jeffrey LevinCEO and PresidentBuy1,081Common Stock, par value $0.001 per share$20.72-$22,407.44  -12,645$262,000.05  -Form 4-
2021-03-15Richard Whitaker Booth-Buy17Common Shares$10.00-$174.50  -28$277.90  -Form 4-
2021-03-12Joan Binstock-Buy324Common Stock, par value $0.001 per share$20.72-$6,722.19  -3,955$81,947.39  -Form 4See Footnote
2021-03-12Ms Credit Partners Holdings Inc.-Buy216,249Common Stock, par value $0.001 per share$20.72-$4,480,684.05  -2,537,599$52,579,060.40  -Form 4-
2021-03-12Kevin Shannon-Buy216Common Stock, par value $0.001 per share$20.72-$4,481.53  -2,529$52,400.05  -Form 4-
2021-03-19Dan A JoyEx VP Comm Lndsp/Op Supp SrvcsSell2,879Common Stock$30.00$86,370.00  -48,649$1,459,470.00  -Form 4-
2021-03-19Dan A JoyEx VP Comm Lndsp/Op Supp SrvcsBuy4,000Common Stock$11.60-$46,400.00  -52,649$610,728.40  -Form 4-
2021-03-19Dan A JoyEx VP Comm Lndsp/Op Supp SrvcsBuy3,000Common Stock$13.20-$39,600.00  -55,649$734,566.80  -Form 4-
2021-03-18Kevin S MurphySenior Vice PresidentBuy3,322Common Stock$60.20-$200,000.05  -15,167$913,034.14  -Form 4-
2021-01-19Clayton PattersonPresident, SecretaryBuy1,000Common Stock$5.00-$5,000.00  -2,506,000$12,530,000.00  -Form 4By Patterson Consolidated LLC
2021-02-23Clayton PattersonPresident, SecretaryBuy500Common Stock$5.00-$2,500.00  -2,506,500$12,532,500.00  -Form 4By Patterson Consolidated LLC
2021-03-18Howard M Jenkins-Sell100,000Common Stock$60.20$6,020,000.00  -720,486$43,373,254.79  -Form 4-
2021-03-18Beaver R David IiiCFO & Chief Risk OfficerBuy100Common Stock$6.84-$684.00  -19,910$136,184.40  -Form 4-
2021-03-18Beaver R David IiiCFO & Chief Risk OfficerBuy100Common Stock$6.84-$684.00  -20,010$136,868.40  -Form 4-
2021-03-18Jason R AndrewChief Information OfficerBuy200Common Stock$6.84-$1,368.00  -786$5,376.24  -Form 4-
2021-03-22Marc S Lipschultz-Buy1,295,896Common Stock$9.26-$11,999,996.96  -2,595,996$24,038,922.96  -Form 4By LLC
2021-01-26Randall T JonesCEOBuy258Common Stock$57.95-$14,951.10  -12,308$713,248.60  -Form 4-
2021-03-22Randall T JonesCEOBuy498Common Stock$60.20-$30,000.07  -12,806$770,941.67  -Form 4-
2021-03-23Joseph R PaulEVP, CFO & SecretaryBuy8,000Common Stock$13.20-$105,600.00  -115,310$1,522,092.00  -Form 4-
2021-03-22Douglas I Ostrover-Buy1,295,896Common Stock$9.26-$11,999,996.96  -2,595,996$24,038,922.96  -Form 4By LLC
2021-03-19Marisa Janel BeeneyCCO, CLO, SecretaryBuy986Class I Common Shares of Beneficial Interest$25.36-$24,999.89  -986$24,999.89  -Form 4-
2021-03-22Alan Kirshenbaum-Buy1,295,896Common Stock$9.26-$11,999,996.96  -2,595,996$24,038,922.96  -Form 4By LLC
2021-03-22Craig PackerCEO and PresidentBuy1,295,896Common Stock$9.26-$11,999,996.96  -2,595,996$24,038,922.96  -Form 4By LLC
2021-03-22Owl Rock Feeder Fic Orcic Equity Llc-Buy1,295,896Common Stock$9.26-$11,999,996.96  -2,595,896$24,037,996.96  -Form 4-
2021-03-25Nolan Thomas H Jr-Buy23COMMON STOCK, CLASS C$23.03-$522.32  -6,529$150,355.73  -Form 4-
2021-03-25Curtis B Mcwilliams-Buy25COMMON STOCK, CLASS C$23.03-$568.15  -7,101$163,541.79  -Form 4-
2021-03-25Adam Scott Markman-Buy21COMMON STOCK, CLASS C$23.03-$479.25  -5,991$137,982.40  -Form 4-
2021-03-25Aaron Scott HalfacreCEOBuy29COMMON STOCK, CLASS C$23.03-$659.35  -8,237$189,693.96  -Form 4-
2021-03-25Joe F Hanauer-Buy11COMMON STOCK, CLASS C$23.03-$258.63  -3,232$74,437.11  -Form 4-
2021-03-25Jeffrey Randolph-Buy46COMMON STOCK, CLASS C$23.03-$1,067.21  -13,340$307,214.21  -Form 4-
2021-03-30Nolan Thomas H Jr-Buy651COMMON STOCK Bonus Share$23.03-$14,999.90  -7,180$165,355.86  -Form 4-
2021-03-30Curtis B Mcwilliams-Buy651COMMON STOCK Bonus Share$23.03-$14,999.90  -7,753$178,541.69  -Form 4-
2021-03-30Adam Scott Markman-Buy543COMMON STOCK Bonus Share$23.03-$12,499.99  -6,534$150,482.40  -Form 4-
2021-03-30Jeffrey Randolph-Buy651COMMON STOCK Bonus Shares$23.03-$14,999.90  -13,991$322,214.34  -Form 4-
2021-03-30Joe F Hanauer-Buy543COMMON STOCK Bonus Share$23.03-$12,499.99  -3,775$86,937.10  -Form 4-
2021-04-01Harvey Beker-Buy1Units of Delaware Statutory Trust$2,500.00-$2,925.00  -127$317,775.00  -Form 4Held through 401(k) and Profit Sharing Plan
2021-03-31Patrick M CoveyChairman, President & CEOBuy10,000Common Stock$9.20-$92,000.00  -166,315$1,530,098.00  -Form 4-
2021-03-31Patrick M CoveyChairman, President & CEOSell3,067Common Stock$30.00$92,010.00  -163,248$4,897,440.00  -Form 4-
2021-03-31Patrick M CoveyChairman, President & CEOBuy8,000Common Stock$11.60-$92,800.00  -171,248$1,986,476.80  -Form 4-
2021-03-30Spc Wilson Point, L.p.-Buy421,249Common Stock$19.49-$8,210,147.49  -920,109$17,932,922.85  -Form 4-
2021-03-31Brent R RepenningEx VP US Utility/Davey ResourcBuy4,000Common Stock$9.20-$36,800.00  -53,044$488,004.80  -Form 4-
2021-03-31Brent R RepenningEx VP US Utility/Davey ResourcSell1,227Common Stock$30.00$36,810.00  -51,817$1,554,510.00  -Form 4-
2021-03-31Brent R RepenningEx VP US Utility/Davey ResourcSell835Common Stock$30.00$25,050.00  -50,982$1,529,460.00  -Form 4-
2021-03-31James Edgar DoyleExec VP&GM Davey Tree CanadaBuy4,000Common Stock$18.40-$73,600.00  -67,266$1,237,694.40  -Form 4-
2021-03-31James Edgar DoyleExec VP&GM Davey Tree CanadaSell1,227Common Stock$30.00$36,810.00  -66,039$1,981,170.00  -Form 4-
2021-03-31James Edgar DoyleExec VP&GM Davey Tree CanadaSell1,465Common Stock$30.00$43,950.00  -64,574$1,937,220.00  -Form 4-
2021-03-31Gregory M InaEx VP, Davey Institute/Emp DevBuy2,400Common Stock$9.20-$22,080.00  -58,283$536,203.60  -Form 4-
2021-03-31Gregory M InaEx VP, Davey Institute/Emp DevSell736Common Stock$30.00$22,080.00  -57,547$1,726,410.00  -Form 4-
2021-03-30Spc Field Partners Llc-Buy253,130Common Stock$19.49-$4,933,499.22  -553,447$10,786,675.01  -Form 4See Footnote
2021-04-01George N Fugelsang-Buy833Common Stock (Class D)$16.31-$13,593.73  -8,636$140,846.96  -Form 4-
2021-04-01W Brian Kretzmer-Buy690Common Stock (Class D)$16.31-$11,249.99  -7,599$123,940.18  -Form 4-
2021-04-01Richard J Lehmann-Buy747Common Stock (Class D)$16.31-$12,187.48  -8,232$134,268.32  -Form 4-
2021-04-02Ruth S GoodsteinVice PresidentBuy2,745Units of Limited Liability Company Interests$9.11-$25,006.59  -2,745$25,006.59  -Form 4-
2021-04-01David L. MagdolPRESIDENT, CIO AND SMDBuy13,423Common Stock$7.45-$100,000.01  -13,423$100,000.01  -Form 4
2021-04-01Dwayne L. HyzakCEO, SMDBuy16,779Common Stock$7.45-$124,999.97  -16,779$124,999.97  -Form 4
2021-04-01Jason B BeauvaisSVP, GC, CCO, SECRETARYBuy6,711Common Stock$7.45-$50,000.00  -6,711$50,000.00  -Form 4
2021-04-01Roger Snell-Buy747Common Stock (Class D)$16.31-$12,187.48  -8,232$134,268.32  -Form 4-
2021-04-01Avraham Shemesh-Buy11,871Common Stock (Class I)$16.60-$197,054.28  -85,527$1,419,749.36  -Form 4By CIM Income NAV Management, LLC
2021-04-01Richard S ResslerCEO & PresidentBuy11,871Common Stock (Class I)$16.60-$197,054.28  -85,527$1,419,749.36  -Form 4By CIM Income NAV Management, LLC
2021-04-01Jeffrey B. Walker-Buy26,846Common Stock$7.45-$200,000.02  -26,846$200,000.02  -Form 4
2021-04-05Parsons Robert E Jr-Buy4,537Class A Common Stock$5.51-$24,999.97  -65,942$363,338.00  -Form 4-
2021-04-05Reynolds William H Jr-Buy4,537Class A Common Stock$5.51-$24,999.97  -57,214$315,248.15  -Form 4-
2021-04-05Simon Turner-Buy4,537Class A Common Stock$5.51-$24,999.97  -22,809$125,677.42  -Form 4-
2021-04-05Charles S Henry-Buy4,537Class A Common Stock$5.51-$24,999.97  -57,167$314,988.96  -Form 4-
2021-04-05Michael D Johnson-Buy4,537Class A Common Stock$5.51-$24,999.97  -57,167$314,988.96  -Form 4-
2021-04-01Vikram S UppalChairman, CEO and PresidentBuy45,512Common Stock$0.00$0.00  -45,512$0.00  -Form 4See footnote
2021-04-05Katherine Lugar-Buy4,537Class A Common Stock$5.51-$24,999.97  -22,964$126,533.35  -Form 4-
2021-04-09Brendan MedzigianSenior Vice PresidentSell4,189Class A Common Stock$5.51$23,079.02  -92,131$507,643.13  -Form 4-
2021-04-09Brendan MedzigianSenior Vice PresidentBuy54,446Class A Common Stock$0.00$0.00  -96,320$0.00  -Form 4-
2021-04-09Samuel ZinsmasterSenior Vice PresidentSell10,072Class A Common Stock$5.51$55,495.45  -132,334$729,160.73  -Form 4-
2021-04-09Samuel ZinsmasterSenior Vice PresidentBuy54,446Class A Common Stock$0.00$0.00  -142,406$0.00  -Form 4-
2021-04-09Mallika SinhaChief Financial OfficerSell12,878Class A Common Stock$5.51$70,960.31  -144,109$794,038.17  -Form 4-
2021-04-09Mallika SinhaChief Financial OfficerBuy84,392Class A Common Stock$0.00$0.00  -156,987$0.00  -Form 4-
2021-04-09Noah K. CarterChief Accounting OfficerSell5,925Class A Common Stock$5.51$32,646.64  -68,485$377,349.82  -Form 4-
2021-04-09Noah K. CarterChief Accounting OfficerBuy38,113Class A Common Stock$0.00$0.00  -74,410$0.00  -Form 4-
2021-04-12Adam S Metz-Buy3,563Common Stock, par value $0.001 per share$20.65-$73,585.04  -16,114$332,757.61  -Form 4See Footnote
2021-04-12David N Miller-Buy891Common Stock, par value $0.001 per share$20.65-$18,396.26  -4,070$84,053.35  -Form 4See Footnote
2021-04-12Orit MizrachiChief Operating OfficerBuy356Common Stock, par value $0.001 per share$20.65-$7,358.42  -1,628$33,621.30  -Form 4-
2021-04-12Bruce D Frank-Buy178Common Stock, par value $0.001 per share$20.65-$3,679.21  -814$16,810.55  -Form 4See Footnote
2021-04-12Venugopal RathiChief Finanacial OfficerBuy356Common Stock, par value $0.001 per share$20.65-$7,358.42  -1,628$33,621.30  -Form 4-
2021-04-12Jeffrey LevinCEO and PresidentBuy3,563Common Stock, par value $0.001 per share$20.65-$73,585.04  -16,208$334,699.95  -Form 4-
2021-04-13Richard Whitaker Booth-Buy8Common Shares$10.00-$83.30  -54$535.70  -Form 4-
2021-04-13Bjorn Hall-Buy16Common Shares$10.00-$155.70  -190$1,900.10  -Form 4-
2021-04-13Brandon T. Jenkins-Buy2Common Shares$10.00-$17.80  -5$45.70  -Form 4-
2021-04-12Kevin Shannon-Buy713Common Stock, par value $0.001 per share$20.65-$14,717.05  -3,242$66,940.07  -Form 4-
2021-04-12Joan Binstock-Buy1,069Common Stock, par value $0.001 per share$20.65-$22,075.47  -5,024$103,746.22  -Form 4See Footnote
2021-04-12Ms Credit Partners Holdings Inc.-Buy712,564Common Stock, par value $0.001 per share$20.65-$14,714,448.66  -3,250,164$67,115,877.10  -Form 4-
2021-04-14Alberta Investment Management Corp-Buy512,301Common Stock, par value $0.001 per share$21.99-$11,265,500.09  -2,435,701$53,561,075.55  -Form 4-
2021-04-13Michael G MedzigianCEO & PresidentBuy544,465Class A Common Stock$0.00$0.00  -938,856$0.00  -Form 4-
2021-04-13Michael G MedzigianCEO & PresidentBuy32,866Class A Common Stock$0.00$0.00  -971,721$0.00  -Form 4-
2021-04-13Michael G MedzigianCEO & PresidentSell59,619Class A Common Stock$5.51$328,499.31  -912,103$5,025,685.60  -Form 4-
2021-04-13Jonathan A. Carnella-Buy16,710Common Stock$0.00$0.00  -16,710$0.00  -Form 4-
2021-04-15Richard Whitaker Booth-Buy17Common Shares$10.00-$174.50  -71$710.20  -Form 4-
2021-04-15Erica J ChaffeeChief Financial OfficerBuy0Common Shares$19.00-$0.38  -1$27.17  -Form 4-
2021-04-15Erica J ChaffeeChief Financial OfficerBuy1Common Shares$19.00-$9.88  -38$717.06  -Form 4By Husband
2021-04-15Ryan M. DownsChief Investment OfficerBuy0Common Shares$19.00-$0.38  -1$22.23  -Form 4-
2021-04-15Ryan M. DownsChief Investment OfficerBuy250Common Shares$20.00-$5,000.00  -251$5,023.40  -Form 4-
2021-04-15Timothy Hunt-Buy967Common Shares$19.00-$18,365.40  -76,662$1,456,573.25  -Form 4-
2021-04-15Michelle L. Korsmo-Buy76Common Shares$19.00-$1,438.87  -5,506$104,604.69  -Form 4-
2021-04-15Joel S. ThomsenPresidentBuy0Common Shares$19.00-$0.19  -1$20.33  -Form 4-
2021-04-15Joel S. ThomsenPresidentBuy500Common Shares$20.00-$10,000.00  -501$10,021.40  -Form 4-
2021-04-15Joel S. ThomsenPresidentBuy0Common Shares$19.00-$0.19  -1$20.14  -Form 4By Wife
2021-04-15Joel S. ThomsenPresidentBuy500Common Shares$20.00-$10,000.00  -501$10,021.20  -Form 4By Wife
2021-04-15James Wieland-Buy2,113Common Shares$19.00-$40,156.12  -153,646$2,919,277.23  -Form 4-
2021-04-15James Wieland-Buy500Common Shares$20.00-$10,000.00  -154,146$3,082,923.40  -Form 4-
2021-04-15Lance WolfChairman, Board of TrusteesBuy1,310Common Shares$19.00-$24,897.98  -95,265$1,810,032.15  -Form 4-
2021-04-15Lance WolfChairman, Board of TrusteesBuy72Common Shares$19.00-$1,365.15  -5,223$99,243.27  -Form 4By Wife
2021-04-19Jason R AndrewChief Information OfficerSell786Common Stock$0.00$0.00  -0$0.00  -Form 4-
2021-04-19Jason R AndrewChief Information OfficerBuy786Common Stock$0.00$0.00  -786$0.00  -Form 4-
2021-04-27Karl J Warnke-Sell33,333Common Stock$30.00$999,990.00  -661,374$19,841,220.00  -Form 4By Karl J. Warnke Trust
2021-04-26Nolan Thomas H Jr-Buy25COMMON STOCK, CLASS C$23.03-$584.50  -7,205$165,940.13  -Form 4-
2021-04-26Curtis B Mcwilliams-Buy28COMMON STOCK, CLASS C$23.03-$635.40  -7,780$179,177.08  -Form 4-
2021-04-26Adam Scott Markman-Buy23COMMON STOCK, CLASS C$23.03-$535.91  -6,557$151,018.53  -Form 4-
2021-04-26Aaron Scott HalfacreCEOBuy32COMMON STOCK, CLASS C$23.03-$732.58  -8,269$190,426.55  -Form 4-
2021-04-26Jeffrey Randolph-Buy52COMMON STOCK, CLASS C$23.03-$1,190.19  -14,043$323,404.30  -Form 4-
2021-04-26Joe F Hanauer-Buy13COMMON STOCK, CLASS C$23.03-$290.64  -3,788$87,227.51  -Form 4-
2021-04-29Stephen R Quazzo-Buy5,427Common Stock$0.00$0.00  -11,929$0.00  -Form 4-
2021-05-03Harvey Beker-Buy1Units of Delaware Statutory Trust$2,500.00-$2,825.00  -128$320,600.00  -Form 4Held through 401(k) and Profit Sharing Plan
2021-04-29Leslie T Chao-Buy5,427Common Stock$0.00$0.00  -53,928$0.00  -Form 4-
2021-05-01Jeffrey W TaylorSee RemarksBuy4,900Class I Common Stock$10.20-$49,984.79  -7,023$71,638.48  -Form 4-
2021-04-30John P Woodberry-Sell6,605Class I Common Stock$7.57$50,001.29  -19,510$147,689.56  -Form 4-
2021-04-29Paul Massey-Buy5,427Common Stock$0.00$0.00  -39,848$0.00  -Form 4-
2021-04-29Gregory S. Wood-Buy5,427Common Stock$0.00$0.00  -26,150$0.00  -Form 4-
2021-04-29Jane Silfen-Buy5,427Common Stock$0.00$0.00  -14,260$0.00  -Form 4-
2021-04-29Elizabeth Fischer-Buy5,427Common Stock$0.00$0.00  -14,260$0.00  -Form 4-
2021-04-29John A. Strong-Buy5,427Common Stock$0.00$0.00  -21,438$0.00  -Form 4-
2021-05-01Rajat DhandaSee RemarksBuy98,009Class I Common Stock$10.20-$999,696.19  -98,009$999,696.19  -Form 4-
2021-05-03A.j. AgarwalPresidentBuy84,059Class I Common Stock$11.90-$1,000,302.58  -273,697$3,256,996.80  -Form 4-
2021-05-03Bjorn Hall-Buy30Common Shares$10.26-$303.39  -220$2,252.89  -Form 4-
2021-05-03Richard Whitaker Booth-Buy17Common Shares$10.26-$169.50  -88$898.16  -Form 4-
2021-04-30David M Kavanagh-Sell69Class A Limited Partnership Units$985.13$67,501.11  -208$204,995.70  -Form 4By Dearborn Capital Management, LLC
2021-04-30David M Kavanagh-Sell8Class A General Partnership Units$985.13$7,496.84  -23$22,776.21  -Form 4By Dearborn Capital Management, LLC
2021-04-30David M Kavanagh-Sell353Global Alternative Markets 1 Limited Partnership Class Units$857.93$303,252.52  -0$0.00  -Form 4By Dearborn Capital Management, LLC
2021-04-30David M Kavanagh-Sell39Global Alternative Markets 1 General Partnership Class Units$857.93$33,690.91  -0$0.00  -Form 4By Dearborn Capital Management, LLC
2021-04-30Dearborn Capital Management Llc-Sell69Class A Limited Partnership Units$985.13$67,501.11  -208$204,995.70  -Form 4-
2021-04-30Dearborn Capital Management Llc-Sell8Class A General Partnership Units$985.13$7,496.84  -23$22,776.21  -Form 4-
2021-04-30Dearborn Capital Management Llc-Sell353Global Alternative Markets 1 Limited Partnership Class Units$857.93$303,252.52  -0$0.00  -Form 4-
2021-04-30Dearborn Capital Management Llc-Sell39Global Alternative Markets 1 General Partnership Class Units$857.93$33,690.91  -0$0.00  -Form 4-
2021-05-03Avraham Shemesh-Buy12,754Common Stock (Class I)$16.65-$212,359.26  -98,281$1,636,384.81  -Form 4By CIM Income NAV Management, LLC
2021-05-03Richard S ResslerCEO & PresidentBuy12,754Common Stock (Class I)$16.65-$212,359.26  -98,281$1,636,384.81  -Form 4By CIM Income NAV Management, LLC
2021-05-03Beaver R David IiiCFO & Chief Risk OfficerSell2,768Common Stock (Held jointly with Spouse)$0.00$0.00  -0$0.00  -Form 4-
2021-05-03Beaver R David IiiCFO & Chief Risk OfficerBuy2,768Common Stock$0.00$0.00  -22,778$0.00  -Form 4-
2021-04-09Alexander Rouse-Buy3,500Common Shares$10.00-$35,000.00  -3,500$35,000.00  -Form 4-
2021-05-06Michael A Stein-Buy26,274Common Stock$2.89-$75,931.86  -117,413$339,323.57  -Form 4-
2021-05-06Julian E Whitehurst-Buy26,274Common Stock$2.89-$75,931.86  -142,024$410,449.36  -Form 4-
2021-05-06Paula Saban-Buy26,274Common Stock$2.89-$75,931.86  -147,997$427,711.33  -Form 4Through the Paula J. Saban Living Trust
2021-05-06Amanda Elizabeth Black-Buy26,274Common Stock$2.89-$75,931.86  -65,684$189,826.76  -Form 4-
2021-05-06Stuart Aitken-Buy26,274Common Stock$2.89-$75,931.86  -85,353$246,670.17  -Form 4-
2021-05-06Scott A. Nelson-Buy26,274Common Stock$2.89-$75,931.86  -122,005$352,594.45  -Form 4-
2021-05-06Thomas F Glavin-Buy26,274Common Stock$2.89-$75,931.86  -162,122$468,532.58  -Form 4-
2021-05-07Sandra W Harbrecht-Buy10,000Common Stock$30.00-$300,000.00  -114,395$3,431,850.00  -Form 4-
2021-05-07James F StiefExec VP, U.S. Residential OpsBuy6,000Common Stock$11.60-$69,600.00  -251,688$2,919,580.80  -Form 4-
2021-05-07James F StiefExec VP, U.S. Residential OpsBuy2,480Common Stock$15.05-$37,324.00  -254,168$3,825,228.40  -Form 4-
2021-05-07James F StiefExec VP, U.S. Residential OpsBuy4,960Common Stock$16.35-$81,096.00  -259,128$4,236,742.80  -Form 4-
2021-05-07James F StiefExec VP, U.S. Residential OpsBuy2,976Common Stock$17.60-$52,377.60  -262,104$4,613,030.40  -Form 4-
2021-05-07James F StiefExec VP, U.S. Residential OpsBuy3,062Common Stock$19.10-$58,484.20  -265,166$5,064,670.60  -Form 4-
2021-05-07James F StiefExec VP, U.S. Residential OpsSell7,643Common Stock$30.00$229,290.00  -257,523$7,725,690.00  -Form 4-
2021-05-07James F StiefExec VP, U.S. Residential OpsSell2,690Common Stock$0.00$0.00  -254,833$0.00  -Form 4-
2021-05-11Gary WhitakerEVPBuy2,993COMMON STOCK$59.80-$178,981.40  -31,026$1,855,354.80  -Form 4-
2021-05-07David GolubPresident and CEOBuy76,702Common Stock, par value $0.001 per share$15.00-$1,150,524.75  -847,929$12,718,937.10  -Form 4By GCOP LLC
2021-05-07Lawrence E GolubChairmanBuy76,702Common Stock, par value $0.001 per share$15.00-$1,150,524.75  -847,929$12,718,937.10  -Form 4By GCOP LLC
2021-05-13Lisa PominskiEVPBuy100COMMON STOCK$40.25-$4,025.00  -13,952$561,568.00  -Form 4-
2021-05-13R. David Turner-Buy178,572Common Stock$0.00$0.00  -893,581$0.00  -Form 4-
2021-05-13Jeffrey L. Shekell-Buy178,572Common Stock$0.00$0.00  -611,835$0.00  -Form 4-
2021-05-14Holdings, Inc. Equitable-Buy2,587,472Units$0.00$0.00  -170,121,745$0.00  -Form 4-
2021-05-14Douglas K Hall-Buy6,000Common Stock$9.20-$55,200.00  -111,589$1,026,618.80  -Form 4-
2021-05-14Douglas K Hall-Sell1,840Common Stock$0.00$0.00  -109,749$0.00  -Form 4-
2021-05-13Douglas I Ostrover-Buy367,880Common Stock$14.74-$5,422,551.20  -1,588,104$23,408,652.96  -Form 4By LLC
2021-05-14William J Ginn-Buy6,000Common Stock$9.20-$55,200.00  -32,147$295,752.40  -Form 4-
2021-05-14William J Ginn-Sell1,840Common Stock$0.00$0.00  -30,307$0.00  -Form 4-
2021-05-13Alan KirshenbaumCOOBuy367,880Common Stock$14.74-$5,422,551.20  -1,588,104$23,408,652.96  -Form 4By LLC
2021-05-13Craig PackerCEO and PresidentBuy367,880Common Stock$14.74-$5,422,551.20  -1,588,104$23,408,652.96  -Form 4By LLC
2021-05-13Oak Lawn Direct Investors Gp, L.l.c.-Buy502,359Common Stock, par value $0.01 per share$0.00$0.00  -2,167,505$0.00  -Form 4By ORCC III Warehouse L.L.C.
2021-05-13Oak Lawn Direct Investors Gp, L.l.c.-Buy570,936Common Stock, par value $0.01 per share$0.00$0.00  -2,463,392$0.00  -Form 4By ORCC III Investors L.L.C.
2021-05-17Richard Whitaker Booth-Buy17Common Shares$10.27-$174.69  -105$1,073.73  -Form 4-
2021-02-19Lisa PominskiEVPBuy500Common Stock$58.75-$29,375.00  -4,608$270,720.00  -Form 4By spouse
2021-05-03Herbert Elmer Richerson-Buy21Common Stock$59.80-$1,255.80  -76,751$4,589,709.80  -Form 4-
2021-05-18Jason R AndrewChief Information OfficerSell7,027Common Stock (Held jointly with Spouse)$0.00$0.00  -0$0.00  -Form 4-
2021-05-18Jason R AndrewChief Information OfficerBuy7,027Common Stock$0.00$0.00  -7,813$0.00  -Form 4-
2021-05-19Karl J Warnke-Buy1,200Common Stock$0.00$0.00  -662,574$0.00  -Form 4By Karl J. Warnke Trust
2021-05-19Douglas K Hall-Buy1,200Common Stock$0.00$0.00  -110,949$0.00  -Form 4-
2021-05-19Catherine M Kilbane-Buy1,200Common Stock$0.00$0.00  -6,278$0.00  -Form 4-
2021-05-19William J Ginn-Buy1,200Common Stock$0.00$0.00  -31,507$0.00  -Form 4-
2021-05-19Donald C Brown-Buy1,200Common Stock$0.00$0.00  -33,522$0.00  -Form 4-
2021-05-19Alejandra Evans-Buy1,200Common Stock$0.00$0.00  -4,394$0.00  -Form 4-
2021-05-19Charles D Stapleton-Buy1,200Common Stock$0.00$0.00  -2,688$0.00  -Form 4-
2021-05-19Thomas A Haught-Buy1,200Common Stock$0.00$0.00  -1,200$0.00  -Form 4-
2021-05-20John A Fry-Buy94Class I Common Stock$24.56-$2,312.82  -2,757$67,716.83  -Form 4-
2021-05-20Karen Dougherty Buchholz-Buy84Class I Common Stock$24.56-$2,062.79  -619$15,199.69  -Form 4-
2021-05-20Terence J Connors-Buy113Class I Common Stock$24.56-$2,781.67  -3,383$83,076.66  -Form 4-
2021-05-20Jack A. Markell-Buy94Class I Common Stock$24.56-$2,312.82  -638$15,677.88  -Form 4-
2021-05-25Stephen O Evans-Buy1,026Common Stock$0.00$0.00  -13,859$0.00  -Form 4-
2021-05-25Marcus E Bromley-Buy1,026Common Stock$0.00$0.00  -45,091$0.00  -Form 4-
2021-05-25Nolan Thomas H Jr-Buy25COMMON STOCK, CLASS C$24.61-$619.93  -7,231$177,944.57  -Form 4-
2021-05-25Gary Robert A Iv-Buy1,026Common Stock$0.00$0.00  -14,469$0.00  -Form 4-
2021-05-25Curtis B Mcwilliams-Buy27COMMON STOCK, CLASS C$24.61-$669.39  -7,807$192,139.13  -Form 4-
2021-05-25Calvin E Hollis-Buy1,026Common Stock$0.00$0.00  -9,462$0.00  -Form 4-
2021-05-25Adam Scott Markman-Buy23COMMON STOCK, CLASS C$24.61-$564.31  -6,580$161,943.40  -Form 4-
2021-05-25Aaron Scott HalfacreCEOBuy29COMMON STOCK, CLASS C$24.61-$711.23  -8,298$204,202.21  -Form 4-
2021-05-25Jeffrey Randolph-Buy49COMMON STOCK, CLASS C$24.61-$1,208.10  -14,092$346,800.18  -Form 4-
2021-05-25Joe F Hanauer-Buy13COMMON STOCK, CLASS C$24.61-$325.84  -3,801$93,537.93  -Form 4-
2021-05-26Adam S Metz-Buy2,369Common Stock, par value $0.001 per share$21.05-$49,874.82  -18,484$389,078.10  -Form 4See Footnote
2021-05-26David N Miller-Buy592Common Stock, par value $0.001 per share$21.05-$12,468.76  -4,663$98,150.26  -Form 4See Footnote
2021-05-26Orit MizrachiChief Operating OfficerBuy237Common Stock, par value $0.001 per share$21.05-$4,987.38  -1,865$39,260.14  -Form 4-
2021-05-26Bruce D Frank-Buy118Common Stock, par value $0.001 per share$21.05-$2,493.79  -946$19,921.72  -Form 4See Footnote
2021-05-26Venugopal RathiChief Finanacial OfficerBuy237Common Stock, par value $0.001 per share$21.05-$4,987.59  -1,865$39,260.14  -Form 4-
2021-05-26Jeffrey LevinCEO and PresidentBuy2,369Common Stock, par value $0.001 per share$21.05-$49,874.82  -18,578$391,058.06  -Form 4-
2021-05-26Joan Binstock-Buy4,280Common Stock, par value $0.001 per share$21.05-$90,088.95  -9,390$197,658.87  -Form 4See Footnote
2021-05-26Kevin Shannon-Buy5,827Common Stock, par value $0.001 per share$21.05-$122,664.45  -9,069$190,901.19  -Form 4-
2021-05-26Ms Credit Partners Holdings Inc.-Buy473,787Common Stock, par value $0.001 per share$21.05-$9,973,210.88  -3,723,950$78,389,153.39  -Form 4-
2021-06-01Harvey Beker-Buy1,086Units of Delaware Statutory Trust$2,500.00-$2,715,000.00  -129$323,300.00  -Form 4Held through 401(k) and Profit Sharing Plan
2021-05-28Michael SmithSenior Vice PresidentBuy6,525Common Stock$61.30-$400,000.28  -24,296$1,489,344.19  -Form 4-
2021-06-01Avraham Shemesh-Buy12,229Common Stock (Class I)$16.66-$203,742.80  -110,511$1,841,110.43  -Form 4By CIM Income NAV Management, LLC
2021-06-01Richard S ResslerCEO & PresidentBuy12,229Common Stock (Class I)$16.66-$203,742.80  -110,511$1,841,110.43  -Form 4By CIM Income NAV Management, LLC
2021-06-01Richard Whitaker Booth-Buy17Common Shares$10.29-$174.42  -122$1,250.23  -Form 4-
2021-06-01Bjorn Hall-Buy29Common Shares$10.29-$303.25  -249$2,562.72  -Form 4-
2021-06-03Buford H Ortale-Buy2,796Common Stock$0.00$0.00  -18,547$0.00  -Form 4-
2021-06-03Jamie Handwerker-Buy2,796Common Stock$0.00$0.00  -18,562$0.00  -Form 4-
2021-06-03Peter J Mcdonough-Buy2,796Common Stock$0.00$0.00  -18,586$0.00  -Form 4-
2021-06-03Elizabeth K. Tuppeny-Buy2,796Common Stock$0.00$0.00  -21,333$0.00  -Form 4-
2021-03-26Public Institution For Social Security-Buy1,495,872Common Stock, $0.001 par value$10.02-$14,988,638.64  -4,495,872$45,048,638.64  -Form 4-
2021-06-01Public Institution For Social Security-Buy1,480,310Common Stock, $0.001 par value$10.12-$14,980,737.71  -5,976,182$60,478,963.56  -Form 4-
2021-06-08Jeffrey YouleCEO and PresidentBuy10Common Stock$1,050.00-$10,605.00  -139$145,425.00  -Form 4-
2021-06-08Muzinich Us Private Debt, Scsp-Buy3,751Common Stock$1,050.00-$3,938,025.00  -51,395$53,964,750.00  -Form 4-
2021-06-08Muzinich Us Private Debt, Scsp-Buy3,751Common Stock$1,050.00-$3,938,025.00  -51,395$53,964,750.00  -Form 4By Muzinich US Private Debt General Partner, S.a r.l., as the GP of Muzinich US Private Debt, SCSp
2021-06-11W Chester Lowder-Sell676Common Stock (Held by Self)$0.00$0.00  -0$0.00  -Form 4-
2021-06-11W Chester Lowder-Buy676Common Stock (Held jointly with Spouse)$0.00$0.00  -5,878$0.00  -Form 4-
2021-06-01John L Maccarthy-Buy737Common Stock$11.03-$8,125.03  -26,994$297,739.74  -Form 4-
2021-06-15Richard Whitaker Booth-Buy15Common Shares$10.59-$156.94  -136$1,443.63  -Form 4-
2021-06-15David GolubPresident and CEOBuy92,042Common Stock, par value $0.001 per share$15.00-$1,380,629.85  -959,983$14,399,744.10  -Form 4By GCOP LLC
2021-06-15Lawrence E GolubChairmanBuy92,042Common Stock, par value $0.001 per share$15.00-$1,380,629.85  -959,983$14,399,744.10  -Form 4By GCOP LLC
2021-06-16Bruce N HaaseSee RemarksSell153,888Paired Shares$0.00$0.00  -296,826$0.00  -Form 4-
2021-06-16Bruce N HaaseSee RemarksBuy250,000Paired Shares$0.00$0.00  -546,826$0.00  -Form 4-
2021-06-16Bruce N HaaseSee RemarksSell546,826Paired Shares$18.75$10,252,987.50  -0$0.00  -Form 4-
2021-06-16Bruce N HaaseSee RemarksSell57,500Paired Shares$18.75$1,078,125.00  -0$0.00  -Form 4See Footnote
2021-06-16Douglas Gerard Geoga-Sell200,134Paired Shares$18.75$3,752,512.50  -0$0.00  -Form 4-
2021-06-16Douglas Gerard Geoga-Sell353,276Paired Shares$18.75$6,623,925.00  -0$0.00  -Form 4See footnote
2021-06-17Thomas Andrew Smith-Buy16,710Common Stock$0.00$0.00  -35,465$0.00  -Form 4-
2021-06-18Gregg Earl ZahnChief Executive OfficerBuy1,214Class A Common Stock, $.01 Par Value$3.18-$3,860.52  -560,215$1,781,483.70  -Form 4-
2021-06-16Simon Turner-Sell10,098Paired Shares$18.75$189,337.50  -0$0.00  -Form 4-
2020-02-06Howard J WeissmanSee RemarksBuy2,924Paired Shares$0.00$0.00  -43,125$0.00  -Form 4-
2021-06-16Howard J WeissmanSee RemarksBuy14,047Paired Shares$0.00$0.00  -57,172$0.00  -Form 4-
2021-06-16Howard J WeissmanSee RemarksSell57,172Paired Shares$18.75$1,071,975.00  -0$0.00  -Form 4-
2021-06-17Gregory A Samay-Buy16,710Common Stock$0.00$0.00  -69,970$0.00  -Form 4-
2021-06-17Jonathan A. Carnella-Buy16,710Common Stock$0.00$0.00  -33,420$0.00  -Form 4-
2021-06-16Kapila K Anand-Sell41,001Paired Shares$18.75$768,768.75  -0$0.00  -Form 4-
2021-06-16Kapila K Anand-Sell1,500Paired Shares$18.75$28,125.00  -0$0.00  -Form 4See footnote
2021-06-16Judi BikulegeSee RemarksBuy49,535Paired Shares$0.00$0.00  -84,829$0.00  -Form 4-
2021-06-16Judi BikulegeSee RemarksSell84,829Paired Shares$18.75$1,590,543.75  -0$0.00  -Form 4-
2021-06-16Neil T Brown-Sell58,923Paired Shares$18.75$1,104,806.25  -0$0.00  -Form 4-
2021-06-16David ClarksonSee RemarksBuy34,091Paired Shares$0.00$0.00  -82,662$0.00  -Form 4-
2021-06-16David ClarksonSee RemarksSell82,662Paired Shares$18.75$1,549,912.50  -0$0.00  -Form 4-
2021-06-16Christopher N. DekleSee RemarksBuy70,516Paired Shares$0.00$0.00  -129,517$0.00  -Form 4-
2021-06-16Christopher N. DekleSee RemarksSell129,517Paired Shares$18.75$2,428,443.75  -0$0.00  -Form 4-
2021-06-16Steven E Kent-Sell25,612Paired Shares$18.75$480,225.00  -0$0.00  -Form 4-
2021-06-16Lisa Palmer-Sell53,175Paired Shares$18.75$997,031.25  -0$0.00  -Form 4-
2021-06-17Fresno County Employees' Retirement Association-Buy296,763Common Stock$0.00$0.00  -6,324,895$0.00  -Form 4-
2021-06-17Thomas M HenniganCFOBuy198Common Stock$0.00$0.00  -4,217$0.00  -Form 4-
2021-06-17Mark David Jenkins-Buy396Common Stock$0.00$0.00  -8,434$0.00  -Form 4-
2021-03-31Cliffwater Corporate Lending Fund-Sell6,000,000UNITS$0.00$0.00  -0$0.00  -Form 4-
2021-03-31Cliffwater Corporate Lending Fund-Buy6,000,000UNITS$0.00$0.00  -6,000,000$0.00  -Form 4See Footnote
2021-05-17Cliffwater Corporate Lending Fund-Sell1,149,840Common Stock$0.00$0.00  -0$0.00  -Form 4-
2021-05-17Cliffwater Corporate Lending Fund-Buy1,149,840Common Stock$0.00$0.00  -1,149,840$0.00  -Form 4see footnote
2021-06-17Alison Staloch-Buy2,644Common Shares$10.59-$27,999.96  -2,644$27,999.96  -Form 4-
2021-06-22James Joseph Ritchie-Buy3,966Common Stock$19.33-$76,662.78  -3,966$76,662.78  -Form 4-
2021-06-01James Anthony Patton-Buy84Common Stock$59.80-$5,023.20  -144$8,611.20  -Form 4By Spouse
2021-06-21Clark OakleyEVPBuy7Common Stock$60.95-$426.65  -2,353$143,415.35  -Form 4-
2021-06-18Spc Wilson Point, L.p.-Buy584,435Common Stock$19.90-$11,630,253.32  -1,504,544$29,940,420.82  -Form 4-
2021-06-17National Bank Saudi-Buy25,720Common Stock$20.60-$529,832.00  -8,502,254$175,146,424.57  -Form 4See notes
2021-06-17National Bank Saudi-Buy395,683Common Stock$20.60-$8,151,069.80  -8,897,937$183,297,494.37  -Form 4-
2021-06-18Spc Field Partners Llc-Buy351,540Common Stock$19.90-$6,995,641.22  -904,986$18,009,229.36  -Form 4See Footnote
2021-06-21Susan B Mcgee-Buy70Common Units of limited liability company interests$96.74-$6,749.55  -458$44,345.62  -Form 4-
2021-06-21Ann B Lane-Buy78Common Units of limited liability company interests$96.74-$7,499.28  -509$49,272.58  -Form 4-
2021-06-21Katherine Uniacke-Buy39Common Units of limited liability company interests$96.74-$3,749.64  -255$24,635.81  -Form 4-
2021-06-21David Yu,See RemarksBuy31Common Units of limited liability company interests$96.74-$2,999.91  -204$19,707.87  -Form 4-
2021-06-21Jon Yoder,Chief Operating OfficerBuy39Common Units of limited liability company interests$96.74-$3,749.64  -255$24,635.81  -Form 4-
2021-06-21Brendan Mcgovern,See RemarksBuy310Common Units of limited liability company interests$96.74-$29,999.07  -2,037$197,091.30  -Form 4-
2021-06-21Jordan WalterSee RemarksBuy39Common Units of limited liability company interests$96.74-$3,749.64  -255$24,635.81  -Form 4-
2021-06-21Michael MastropaoloSee RemarksBuy27Common Units of limited liability company interests$96.74-$2,624.56  -178$17,245.84  -Form 4-
2021-06-22Steven Denbaars-Buy276,755Common Stock$0.00$0.00  -276,755$0.00  -Form 4-
2021-06-22Steven Denbaars-Buy100,000Common Stock$2.00-$200,000.00  -376,755$753,510.00  -Form 4-
2021-06-25Nolan Thomas H Jr-Buy26COMMON STOCK, CLASS C$24.61-$643.06  -7,257$178,587.88  -Form 4-
2021-06-25Curtis B Mcwilliams-Buy28COMMON STOCK, CLASS C$24.61-$694.25  -7,836$192,833.38  -Form 4-
2021-06-25Edward H Dalelio-Buy4,356Common Stock$16.62-$72,396.72  -23,620$392,564.40  -Form 4-
2021-06-25Alan KirshenbaumCOO and CFOBuy566,261Common Stock$16.62-$9,411,257.82  -2,887,995$47,998,476.90  -Form 4By LLC
2021-06-25Adam Scott Markman-Buy24COMMON STOCK, CLASS C$24.61-$585.23  -6,604$162,528.62  -Form 4-
2021-06-25Aaron Scott HalfacreCEOBuy30COMMON STOCK, CLASS C$24.61-$738.05  -8,328$204,940.27  -Form 4-
2021-06-25Jeffrey Randolph-Buy51COMMON STOCK, CLASS C$24.61-$1,253.39  -14,143$348,053.32  -Form 4-
2021-06-25Joe F Hanauer-Buy14COMMON STOCK, CLASS C$24.61-$338.14  -3,815$93,875.83  -Form 4-
2021-06-25Craig PackerCEO and PresidentBuy566,261Common Stock$16.62-$9,411,257.82  -2,887,995$47,998,476.90  -Form 4By LLC
2021-06-22Jonathan KlamkinCEOBuy1,626,995Common Stock$0.00$0.00  -1,626,995$0.00  -Form 4-
2021-06-22Lee MccarthyCFO, COOBuy1,626,995Common Stock$0.00$0.00  -1,626,995$0.00  -Form 4-
2021-06-28Nolan Thomas H Jr-Buy610COMMON STOCK Bonus Share$24.61-$15,000.04  -7,866$193,587.67  -Form 4-
2021-06-28Curtis B Mcwilliams-Buy610COMMON STOCK Bonus Share$24.61-$15,000.04  -8,445$207,833.42  -Form 4-
2021-06-28Adam Scott Markman-Buy1,321COMMON STOCK Bonus Share$24.61-$32,499.97  -7,925$195,028.59  -Form 4-
2021-06-28Joe F Hanauer-Buy1,321COMMON STOCK Bonus Share$24.61-$32,499.97  -5,135$126,376.04  -Form 4-
2021-06-28Jeffrey Randolph-Buy610COMMON STOCK Bonus Shares$24.61-$15,000.04  -14,752$363,053.36  -Form 4-
2021-06-22Mark N. Tompkins-Buy250,000Common stock, par value $0.0001 per share$2.00-$500,000.00  -2,525,000$5,050,000.00  -Form 4-
2021-06-25Mark N. Tompkins-Buy107,500Common stock, par value $0.0001 per share$2.00-$215,000.00  -2,632,500$5,265,000.00  -Form 4-
2021-06-29Cynthia L Mynatt-Buy178Common Stock (Held by Self)$8.41-$1,496.98  -10,772$90,592.52  -Form 4-
2021-06-29James O Campbell-Buy178Common Stock (Held by Self)$8.41-$1,496.98  -5,535$46,549.35  -Form 4-
2021-06-29James E Nance-Buy178Common Stock (Held jointly with Spouse)$8.41-$1,496.98  -15,573$130,968.93  -Form 4-
2021-06-29Hearne Thomas M Jr-Buy178Common Stock (Held by Self)$8.41-$1,496.98  -1,037$8,721.17  -Form 4-
2021-06-29Joe S Brooks-Buy178Common Stock (Held by Self)$8.41-$1,496.98  -17,427$146,561.07  -Form 4-
2021-06-29W Chester Lowder-Buy178Common Stock (Held jointly with Spouse)$8.41-$1,496.98  -6,056$50,930.96  -Form 4-
2021-06-29S Todd Swaringen-Buy178Common Stock (Held by Self)$8.41-$1,496.98  -764$6,425.24  -Form 4-
2021-06-29Tara G Eudy-Buy178Common Stock (Held Jointly with Spouse)$8.41-$1,496.98  -2,587$21,756.67  -Form 4-
2021-06-29Rankin Frank A Iii-Buy178Common Stock (Held by Self)$8.41-$1,496.98  -44,766$376,482.06  -Form 4-
2021-06-29Leavitt Harvey H Iii-Buy178Common Stock (Held by Self)$8.41-$1,496.98  -7,173$60,324.93  -Form 4-
2021-06-29Allen K Furr-Buy178Common Stock (Held jointly with Spouse)$8.41-$1,496.98  -2,375$19,973.75  -Form 4-
2021-06-29Dean M Bowers-Buy178Common Stock (Held by Self)$8.41-$1,496.98  -6,325$53,193.25  -Form 4-
2021-06-29Wesley A Morgan-Buy178Common Stock (Held by Self)$8.41-$1,496.98  -4,739$39,854.99  -Form 4-
2021-06-29Randy T Russell-Buy178Common Stock (Held by Self TOD Spouse)$8.41-$1,496.98  -1,992$16,752.72  -Form 4-
2021-06-29Matthew R Hudson-Buy178Common Stock (Held jointly with Spouse)$8.41-$1,496.98  -2,101$17,669.41  -Form 4-
2021-06-29Chris M Poplin-Buy178Common Stock (Held jointly with Spouse)$8.41-$1,496.98  -7,240$60,888.40  -Form 4-
2021-06-29Matthew A Shaver-Buy178Common Stock (Held jointly with Spouse)$8.41-$1,496.98  -2,305$19,385.05  -Form 4-
2021-06-29Deidre B Foster-Buy178Common Stock (Held jointly with Spouse)$8.41-$1,496.98  -2,101$17,669.41  -Form 4-
2021-06-29Merlin Amirtharaj-Buy178Common Stock (Held jointly with Spouse)$8.41-$1,496.98  -3,085$25,944.85  -Form 4-
2021-06-29Vernon A Russell-Buy178Common Stock (Held by Self)$8.41-$1,496.98  -1,037$8,721.17  -Form 4-
2021-06-30Brookfield Asset Management Inc.-Buy39,082,625Common Stock$0.00$0.00  -39,082,625$0.00  -Form 4See Explanatory Responses
2021-07-01Evan ZuckerCHAIRMANSell20,225Class I Common Stock$10.36$209,531.00  -0$0.00  -Form 4By BCI IV Advisors LLC
2021-07-01Harvey Beker-Buy0Units of Delaware Statutory Trust$500.00-$110.00  -130$64,770.00  -Form 4Held through 401(k) and Profit Sharing Plan
2021-06-21James Joseph Ritchie-Buy3,966Common Stock$19.33-$76,662.78  -3,966$76,662.78  -Form 4-
2021-06-30Edward A Glickman-Sell22,598Common Stock$0.00$0.00  -0$0.00  -Form 4-
2021-06-30Stanley R Perla-Sell25,408Common Stock$0.00$0.00  -0$0.00  -Form 4-
2021-06-30Paul C HughesGeneral Counsel and SecretaryBuy52,778Common Stock$0.00$0.00  -168,836$0.00  -Form 4-
2021-06-30Paul C HughesGeneral Counsel and SecretarySell168,836Common Stock$0.00$0.00  -0$0.00  -Form 4-
2021-06-30Bruce A RigginsPresident, CFO & TreasurerBuy31,437Common Stock$0.00$0.00  -52,395$0.00  -Form 4-
2021-06-30Bruce A RigginsPresident, CFO & TreasurerSell52,395Common Stock$0.00$0.00  -0$0.00  -Form 4-
2021-06-30Stephen P Joyce-Sell22,598Common Stock$0.00$0.00  -0$0.00  -Form 4-
2021-06-30Abby M. Wenzel-Sell24,470Common Stock$0.00$0.00  -0$0.00  -Form 4-
2021-06-30Jonathan P. MehlmanChief Executive OfficerBuy201,754Common Stock$0.00$0.00  -688,745$0.00  -Form 4-
2021-06-30Jonathan P. MehlmanChief Executive OfficerSell688,745Common Stock$0.00$0.00  -0$0.00  -Form 4-
2021-06-30Brookfield Property Master Holdings Llc-Buy39,082,625Common Stock$0.00$0.00  -39,082,625$0.00  -Form 4See Explanatory Responses
2021-07-01Parsons Robert E Jr-Buy4,537Class A Common Stock$5.51-$24,999.97  -70,479$388,338.02  -Form 4-
2021-06-30William A SiskovicSee RemarksBuy7,500Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP$0.36-$2,700.00  -7,500$2,700.00  -Form 4-
2021-06-30William A SiskovicSee RemarksSell7,500Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP$0.36$2,700.00  -0$0.00  -Form 4-
2021-06-30William A SiskovicSee RemarksBuy7,500Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP$0.36-$2,700.00  -80,000$28,800.00  -Form 4By Deborah L. Siskovic Trust (wife's trust)
2021-07-01Reynolds William H Jr-Buy4,537Class A Common Stock$5.51-$24,999.97  -61,751$340,248.18  -Form 4-
2021-07-01Simon Turner-Buy4,537Class A Common Stock$5.51-$24,999.97  -27,346$150,677.45  -Form 4-
2021-06-30Brian A StaeblerSee RemarksBuy10,000Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP$0.36-$3,600.00  -10,000$3,600.00  -Form 4-
2021-06-30Brian A StaeblerSee RemarksSell10,000Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP$0.36$3,600.00  -0$0.00  -Form 4-
2021-06-30Brian A StaeblerSee RemarksBuy10,000Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP$0.36-$3,600.00  -56,922$20,491.92  -Form 4By Tracie R. Staebler Revocable Trust (wife's trust)
2021-07-01Charles S Henry-Buy4,537Class A Common Stock$5.51-$24,999.97  -61,704$339,988.98  -Form 4-
2021-07-01Michael D Johnson-Buy4,537Class A Common Stock$5.51-$24,999.97  -61,704$339,988.98  -Form 4-
2021-07-01Katherine Lugar-Buy4,537Class A Common Stock$5.51-$24,999.97  -27,502$151,533.32  -Form 4-
2021-07-01Bjorn Hall-Buy39Common Shares$10.80-$421.96  -288$3,111.70  -Form 4-
2021-07-01Richard Whitaker Booth-Buy19Common Shares$10.80-$201.20  -155$1,673.46  -Form 4-
2021-06-30Michael W RathburnSee RemarksBuy10,000Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP$0.36-$3,600.00  -24,399$8,783.64  -Form 4-
2021-07-01Stanley A Moore-Buy7,239Common Stock$0.00$0.00  -27,116$0.00  -Form 4
2021-07-01George N Fugelsang-Buy829Common Stock (Class D)$16.39-$13,593.70  -9,465$155,131.51  -Form 4-
2021-07-01Richard J Pinola-Buy4,489Class A Common Stock$8.91-$40,000.02  -37,333$332,632.58  -Form 4-
2021-07-01Elizabeth P Munson-Buy4,489Class A Common Stock$8.91-$40,000.02  -37,380$333,055.80  -Form 4-
2021-07-01W Brian Kretzmer-Buy686Common Stock (Class D)$16.39-$11,249.93  -8,392$137,550.29  -Form 4-
2021-07-01Richard J Lehmann-Buy744Common Stock (Class D)$16.39-$12,187.44  -9,092$149,012.64  -Form 4-
2021-07-01Charles B Duke-Buy6,552Class I Common Stock$0.00$0.00  -33,077$0.00  -Form 4
2021-07-01Daniel Joseph Sullivan-Buy6,552Class I Common Stock$0.00$0.00  -35,866$0.00  -Form 4
2021-07-01John P Woodberry-Buy6,552Class I Common Stock$0.00$0.00  -26,488$0.00  -Form 4
2021-07-01Charles B Duke-Buy7,239Common Stock$0.00$0.00  -27,116$0.00  -Form 4
2021-07-01Roger Snell-Buy744Common Stock (Class D)$16.39-$12,187.44  -9,092$149,012.64  -Form 4-
2021-07-01Avraham Shemesh-Buy12,560Common Stock (Class I)$16.69-$209,629.07  -123,071$2,054,054.66  -Form 4By CIM Income NAV Management, LLC
2021-07-01Richard S ResslerCEO & PresidentBuy12,560Common Stock (Class I)$16.69-$209,629.07  -123,071$2,054,054.66  -Form 4By CIM Income NAV Management, LLC
2021-07-01Marshall M. Burton-Buy7,239Common Stock$0.00$0.00  -27,116$0.00  -Form 4
2021-07-01Jonathan Kuchin-Buy8,055Class A Common Stock$0.00$0.00  -58,402$0.00  -Form 4-
2021-07-01Ronald Lee Rayevich-Buy8,055Class A Common Stock$0.00$0.00  -48,912$0.00  -Form 4-
2021-07-01Randall Greene-Buy8,055Class A Common Stock$0.00$0.00  -55,394$0.00  -Form 4-
2021-07-01Roger Sherwood Pratt-Buy8,055Class A Common Stock$0.00$0.00  -25,838$0.00  -Form 4-
2021-07-01Adrienne Kirby-Buy8,055Class A Common Stock$0.00$0.00  -9,732$0.00  -Form 4-
2021-07-01John S. Hagestad-Buy7,239Common Stock$0.00$0.00  -28,818$0.00  -Form 4
2021-07-01Harper Robert G IvHead of Asset ManagementBuy63,250Class I Common Stock$12.41-$784,928.90  -186,362$2,312,751.80  -Form 4-
2021-07-01Theodore D. Seides-Buy333Shares of Limited Liability Company Interests$15.00-$5,001.30  -1,988$29,826.00  -Form 4-
2021-07-01Anthony H. Leness-Buy66,684Shares of Limited Liability Company Interests$15.00-$1,000,266.75  -66,684$1,000,266.75  -Form 4By Self as Trustee for Revocable Trust
2021-07-01Anthony H. Leness-Buy10,403Shares of Limited Liability Company Interests$15.00-$156,041.55  -10,403$156,041.55  -Form 4By Wife and Brother-in-Law as Trustees for Irrevocable Trust
2021-06-01John G. Jordan-Buy710Common Stock, par value $0.01 per share$9.58-$6,801.70  -8,914$85,399.57  -Form 4-
2021-06-01Terry Sebastian-Buy835Common Stock, par value $0.01 per share$9.58-$8,001.98  -7,904$75,719.55  -Form 4-
2021-07-08Alan KirshenbaumCOOBuy304,309Common Stock$14.75-$4,488,557.75  -1,892,412$27,913,077.00  -Form 4By LLC
2021-07-08Craig PackerCEO and PresidentBuy304,309Common Stock$14.75-$4,488,557.75  -1,892,412$27,913,077.00  -Form 4By LLC
2021-07-08Teachers Insurance & Annuity Association Of America-Buy994,036Common Stock$10.06-$10,000,000.05  -3,494,036$35,150,000.05  -Form 4-
2021-07-08National Bank Saudi-Sell964,998Common Stock$20.57$19,850,000.01  -2,213,951$45,540,975.16  -Form 4-
2021-07-08National Bank Saudi-Buy964,998Common Stock$20.57-$19,850,000.01  -6,140,919$126,318,697.45  -Form 4See note
2021-07-08Oak Lawn Direct Investors Gp, L.l.c.-Buy415,267Common Stock, par value $0.01 per share$0.00$0.00  -2,582,431$0.00  -Form 4By ORCC III Warehouse L.L.C.
2021-07-08Oak Lawn Direct Investors Gp, L.l.c.-Buy471,955Common Stock, par value $0.01 per share$0.00$0.00  -2,934,959$0.00  -Form 4By ORCC III Investors L.L.C.
2021-07-13Richard Whitaker Booth-Buy9Common Shares$10.81-$98.48  -164$1,773.49  -Form 4-
2021-07-13Bjorn Hall-Buy19Common Shares$10.81-$203.23  -307$3,317.70  -Form 4-
2021-07-13Brandon T. Jenkins-Buy2Common Shares$10.81-$22.92  -7$72.32  -Form 4-
2021-07-15Gregg Earl ZahnChief Executive OfficerSell1,214Class A Common Stock, $.01 Par Value$3.18$3,860.52  -559,001$1,777,623.18  -Form 4-
2021-07-15Teachers Insurance & Annuity Association Of America-Buy985,222Common Stock$10.15-$10,000,000.05  -4,479,257$45,464,463.22  -Form 4-
2021-07-15Richard Whitaker Booth-Buy18Common Shares$10.81-$199.66  -183$1,973.15  -Form 4-
2021-07-15Ralph F Rosenberg-Buy37,189Common Stock, par value $0.001 per share$26.89-$1,000,000.11  -37,189$1,000,000.11  -Form 4-
2021-07-16Adam S Metz-Buy3,826Common Stock, par value $0.001 per share$20.93-$80,078.18  -22,310$466,938.25  -Form 4See Footnote
2021-07-15Ann L. Christenson-Buy390Common Shares$20.00-$7,800.00  -390$7,800.00  -Form 4-
2021-07-15Mark Polovitz-Buy405Common Shares$20.00-$8,100.00  -405$8,100.00  -Form 4-
2021-07-15Timothy Haugen-Buy480Common Shares$20.00-$9,600.00  -48,890$977,805.80  -Form 4-
2021-07-15James Wieland-Buy2,150Common Shares$19.00-$40,848.67  -156,296$2,969,625.90  -Form 4-
2021-07-15James Wieland-Buy500Common Shares$20.00-$10,000.00  -156,796$3,135,922.00  -Form 4-
2021-07-15Joel S. ThomsenPresidentBuy7Common Shares$19.00-$132.81  -508$9,653.14  -Form 4-
2021-07-15Joel S. ThomsenPresidentBuy500Common Shares$20.00-$10,000.00  -1,008$20,161.20  -Form 4-
2021-07-15Joel S. ThomsenPresidentBuy7Common Shares$19.00-$132.81  -508$9,652.95  -Form 4By Wife
2021-07-15Joel S. ThomsenPresidentBuy500Common Shares$20.00-$10,000.00  -1,008$20,161.00  -Form 4By Wife
2021-07-15Michelle L. Korsmo-Buy510Common Shares$20.00-$10,200.00  -6,016$120,310.20  -Form 4-
2021-07-15Michelle L. Korsmo-Buy77Common Shares$19.00-$1,459.01  -6,092$115,753.51  -Form 4-
2021-07-15Timothy Hunt-Buy480Common Shares$20.00-$9,600.00  -77,142$1,542,835.00  -Form 4-
2021-07-15Timothy Hunt-Buy980Common Shares$19.00-$18,621.52  -78,122$1,484,314.96  -Form 4-
2021-07-15Erica J ChaffeeChief Financial OfficerBuy0Common Shares$19.00-$0.38  -1$27.55  -Form 4-
2021-07-15Erica J ChaffeeChief Financial OfficerBuy1Common Shares$19.00-$10.07  -38$727.13  -Form 4By Husband
2021-07-15Lance WolfChairman, Board of TrusteesBuy570Common Shares$20.00-$11,400.00  -95,835$1,916,697.00  -Form 4-
2021-07-15Lance WolfChairman, Board of TrusteesBuy1,329Common Shares$19.00-$25,245.11  -97,164$1,846,107.45  -Form 4-
2021-07-15Lance WolfChairman, Board of TrusteesBuy73Common Shares$19.00-$1,384.15  -5,296$100,627.42  -Form 4By Wife
2021-07-15Alberta Investment Management Corp-Buy540,784Common Stock, par value $0.001 per share$22.19-$12,000,000.07  -3,060,891$67,921,182.16  -Form 4-
2021-07-16David N Miller-Buy957Common Stock, par value $0.001 per share$20.93-$20,019.54  -5,619$117,610.27  -Form 4See Footnote
2021-07-16Orit MizrachiChief Operating OfficerBuy383Common Stock, par value $0.001 per share$20.93-$8,007.82  -2,248$47,044.15  -Form 4-
2021-07-16Bruce D Frank-Buy191Common Stock, par value $0.001 per share$20.93-$4,003.91  -1,138$23,812.06  -Form 4See Footnote
2021-07-16Venugopal RathiChief Finanacial OfficerBuy383Common Stock, par value $0.001 per share$20.93-$8,007.82  -2,248$47,044.15  -Form 4-
2021-07-16Jeffrey LevinCEO and PresidentBuy3,826Common Stock, par value $0.001 per share$20.93-$80,078.18  -22,404$468,906.93  -Form 4-
2021-07-16Joan Binstock-Buy1,913Common Stock, par value $0.001 per share$20.93-$40,039.09  -11,303$236,571.16  -Form 4See Footnote
2021-07-16Kevin Shannon-Buy1,913Common Stock, par value $0.001 per share$20.93-$40,039.09  -10,982$229,852.00  -Form 4-
2021-07-16Ms Credit Partners Holdings Inc.-Buy765,066Common Stock, par value $0.001 per share$20.93-$16,012,828.66  -4,489,016$93,955,108.02  -Form 4-
2021-06-30Joseph R PaulEVP & CFOBuy206Common Stock$25.50-$5,253.00  -115,516$2,945,658.00  -Form 4-
2021-06-30Patrick M CoveyChairman, President & CEOBuy205Common Stock$25.50-$5,227.50  -171,453$4,372,051.50  -Form 4-
2021-06-30James F StiefExec VP, U.S. Residential OpsBuy206Common Stock$25.50-$5,253.00  -255,039$6,503,494.50  -Form 4-
2021-06-30Thea R. SearsVice President & ControllerBuy205Common Stock$25.50-$5,227.50  -103,594$2,641,647.00  -Form 4-
2021-06-30Brent R RepenningEx VP US Utility/Davey ResourcBuy154Common Stock$25.50-$3,927.00  -51,136$1,303,968.00  -Form 4-
2021-06-30Dan A JoyEx VP Comm Lndsp/Op Supp SrvcsBuy206Common Stock$25.50-$5,253.00  -55,855$1,424,302.50  -Form 4-
2021-06-30Christopher J BastVice President & TreasurerBuy206Common Stock$25.50-$5,253.00  -21,650$552,075.00  -Form 4-
2021-06-30James Edgar DoyleExec VP&GM Davey Tree CanadaBuy42Common Stock$25.50-$1,071.00  -64,616$1,647,708.00  -Form 4-
2021-06-30Erika J. SchoenbergerVP, GEN COUNSEL & SECRETARYBuy205Common Stock$25.50-$5,227.50  -12,153$309,901.50  -Form 4-
2021-06-30Gregory M InaEx VP, Davey Institute/Emp DevBuy206Common Stock$25.50-$5,253.00  -57,753$1,472,701.50  -Form 4-
2021-07-26Nolan Thomas H Jr-Buy26COMMON STOCK, CLASS C$24.61-$629.77  -7,892$194,217.44  -Form 4-
2021-07-23Terry A HartCFO and TreasurerBuy3,221Common Stock$15.72-$50,641.04  -6,894$108,371.16  -Form 4-
2021-07-26Curtis B Mcwilliams-Buy28COMMON STOCK, CLASS C$24.61-$679.48  -8,473$208,513.15  -Form 4-
2021-07-26Adam Scott Markman-Buy24COMMON STOCK, CLASS C$24.61-$579.57  -7,948$195,608.40  -Form 4-
2021-07-26Aaron Scott HalfacreCEOBuy29COMMON STOCK, CLASS C$24.61-$716.64  -8,357$205,656.91  -Form 4-
2021-07-26Joe F Hanauer-Buy14COMMON STOCK, CLASS C$24.61-$339.62  -5,149$126,715.66  -Form 4-
2021-07-26Jeffrey Randolph-Buy50COMMON STOCK, CLASS C$24.61-$1,222.38  -14,802$364,275.74  -Form 4-
2021-07-22Teachers Insurance & Annuity Association Of America-Buy491,159Common Stock$10.18-$5,000,000.05  -4,970,417$50,598,840.99  -Form 4-
2021-07-26David GolubPresident and CEOBuy76,702Common Stock, par value $0.001 per share$15.00-$1,150,525.05  -1,057,925$15,868,870.35  -Form 4By GCOP LLC
2021-07-26Lawrence E GolubChairmanBuy76,702Common Stock, par value $0.001 per share$15.00-$1,150,525.05  -1,057,925$15,868,870.35  -Form 4By GCOP LLC
2021-07-30John McdearmanPRESIDENTBuy500COMMON STOCK$60.95-$30,475.00  -12,589$767,299.55  -Form 4-
2021-07-30John McdearmanPRESIDENTBuy133COMMON STOCK$30.19-$4,015.27  -12,722$384,077.18  -Form 4-
2021-07-26James Joseph Ritchie-Buy5,047Common Stock$19.17-$96,750.99  -20,782$398,390.94  -Form 4Joint Account
2021-08-03John Foster`EVPBuy3Common Stock$60.95-$182.85  -6,870$418,726.50  -Form 4-
2021-08-02Richard Whitaker Booth-Buy23Common Shares$10.83-$249.96  -206$2,226.86  -Form 4-
2021-08-02Bjorn Hall-Buy41Common Shares$10.83-$447.82  -348$3,771.66  -Form 4-
2021-08-02Avraham Shemesh-Buy11,834Common Stock (Class I)$17.02-$201,415.87  -134,905$2,296,084.12  -Form 4By CIM Income NAV Management, LLC
2021-08-02Richard S ResslerCEO & PresidentBuy11,834Common Stock (Class I)$17.02-$201,415.87  -134,905$2,296,084.12  -Form 4By CIM Income NAV Management, LLC
2021-08-04Timothy Haugen-Sell2,000Common Shares$20.00$40,000.00  -46,890$937,805.80  -Form 4-
2021-08-03Karen Dougherty Buchholz-Buy84Class I Common Stock$24.51-$2,062.52  -732$17,942.79  -Form 4-
2021-08-05John Foster`EVPBuy22Common Stock$60.95-$1,340.90  -6,892$420,067.40  -Form 4-
2021-08-03Terence J Connors-Buy113Class I Common Stock$24.51-$2,781.39  -3,496$85,688.92  -Form 4-
2021-08-03Jack A. Markell-Buy94Class I Common Stock$24.51-$2,312.52  -762$18,686.91  -Form 4-
2021-08-06Susan B Mcgee-Buy75Common Units of limited liability company interests$96.44-$7,200.21  -532$51,304.15  -Form 4-
2021-08-10Jack W Bell-Buy1,000COMMON STOCK$40.25-$40,250.00  -106,276$4,277,609.00  -Form 4-
2021-08-03John A Fry-Buy94Class I Common Stock$24.51-$2,312.52  -2,852$69,891.49  -Form 4-
2021-08-06Ann B Lane-Buy83Common Units of limited liability company interests$96.44-$7,999.70  -591$57,004.72  -Form 4-
2021-08-06Katherine Uniacke-Buy41Common Units of limited liability company interests$96.44-$4,000.33  -296$28,501.88  -Form 4-
2021-08-06David Yu,See RemarksBuy33Common Units of limited liability company interests$96.44-$3,199.88  -236$22,802.27  -Form 4-
2021-08-06Jon Yoder,Chief Operating OfficerBuy41Common Units of limited liability company interests$96.44-$4,000.33  -296$28,501.88  -Form 4-
2021-08-06Brendan Mcgovern,See RemarksBuy332Common Units of limited liability company interests$96.44-$31,999.76  -2,364$228,017.91  -Form 4-
2021-08-06Jordan WalterSee RemarksBuy41Common Units of limited liability company interests$96.44-$4,000.33  -296$28,501.88  -Form 4-
2021-08-06Michael MastropaoloSee RemarksBuy29Common Units of limited liability company interests$96.44-$2,799.65  -207$19,951.51  -Form 4-
2021-08-11Jack W Bell-Sell1,000COMMON STOCK$60.95$60,950.00  -105,276$6,416,572.20  -Form 4-
2021-08-10David GolubPresident and CEOBuy115,053Common Stock, par value $0.001 per share$15.00-$1,725,787.95  -1,172,977$17,594,658.45  -Form 4By GCOP LLC
2021-08-10Lawrence E GolubChairmanBuy115,053Common Stock, par value $0.001 per share$15.00-$1,725,787.95  -1,172,977$17,594,658.45  -Form 4By GCOP LLC
2021-08-13Kerry Dean Vandell-Buy4,823Common Stock$0.00$0.00  -32,634$0.00  -Form 4-
2021-08-13Ned Brines-Buy4,823Common Stock$0.00$0.00  -35,394$0.00  -Form 4-
2021-08-13G. Brian Christie-Buy4,823Common Stock$0.00$0.00  -23,077$0.00  -Form 4-
2021-08-13Thomas H. Purcell-Buy4,823Common Stock$0.00$0.00  -26,565$0.00  -Form 4-
2021-08-13Stephen R. Bowie-Buy4,823Common Stock$0.00$0.00  -22,419$0.00  -Form 4By Stephen Bowie Family Trust
2021-08-16Richard Whitaker Booth-Buy23Common Shares$10.84-$249.97  -229$2,478.89  -Form 4-
2021-08-16Kkr Alternative Assets Llc-Buy7,184Class I Common Stock, par value $0.001 per share$26.71-$191,878.23  -5,934,436$158,508,798.65  -Form 4See footnotes
2021-08-16James H Kropp-Buy1,310Class I Common Stock, par value $0.001 per share$0.00$0.00  -1,310$0.00  -Form 4-
2021-08-16James H Kropp-Sell1,310Class I Common Stock, par value $0.001 per share$0.00$0.00  -0$0.00  -Form 4-
2021-08-16James H Kropp-Buy1,310Class I Common Stock, par value $0.001 per share$0.00$0.00  -1,310$0.00  -Form 4By Trust
2021-08-18John McdearmanPresidentBuy18COMMON STOCK$60.95-$1,097.10  -12,884$785,279.80  -Form 4-
2021-08-18Lisa PominskiEVPBuy18COMMON STOCK$60.95-$1,097.10  -14,133$861,406.35  -Form 4-
2021-08-18John Foster`EVPBuy5COMMON STOCK$60.95-$304.75  -6,980$425,431.00  -Form 4-
2021-08-16Joan Binstock-Buy1,310Class I Common Stock, par value $0.001 per share$0.00$0.00  -1,310$0.00  -Form 4-
2021-08-16Susan Meaney-Buy1,310Class I Common Stock, par value $0.001 per share$0.00$0.00  -1,310$0.00  -Form 4-
2021-08-16Fran Bermanzohn-Buy1,310Class I Common Stock, par value $0.001 per share$0.00$0.00  -1,310$0.00  -Form 4-
2021-08-17Edward Lewis-Buy11,241Class I Common Stock$0.00$0.00  -47,026$0.00  -Form 4-
2021-08-17Richard I Gilchrist-Buy11,241Class I Common Stock$0.00$0.00  -11,241$0.00  -Form 4See footnote
2021-08-17Raymond J. Beier-Buy11,241Class I Common Stock$0.00$0.00  -47,026$0.00  -Form 4-
2021-08-17Susan Carras-Buy11,241Class I Common Stock$0.00$0.00  -33,832$0.00  -Form 4-
2021-08-17Field Griffith-Buy11,241Class I Common Stock$0.00$0.00  -47,026$0.00  -Form 4-
2021-08-23Thea R. SearsVice President & ControllerBuy2,000Common Stock$16.35-$32,700.00  -105,594$1,726,461.90  -Form 4-
2021-08-23Thea R. SearsVice President & ControllerSell997Common Stock$0.00$0.00  -104,597$0.00  -Form 4-
2021-08-23Aaron Scott HalfacreCEOBuy137COMMON STOCK, CLASS C$26.05-$3,576.14  -8,494$221,266.62  -Form 4-
2021-08-24James Joseph Ritchie-Buy9,335Common Stock$19.28-$179,978.80  -30,117$580,655.76  -Form 4Joint Account
2021-08-24David M Kirchheimer-Buy3,059Common Stock$19.28-$58,977.52  -34,529$665,719.12  -Form 4By Trust
2021-08-24Stephen N Potter-Buy1,530Common Stock$19.28-$29,498.40  -17,265$332,869.20  -Form 4By Trust
2021-08-24Reena Aggarwal-Buy612Common Stock$19.28-$11,799.36  -6,906$133,147.68  -Form 4Member LLC
2021-08-24Kenneth J. KencelCEO & PresidentBuy1,530Common Stock$19.28-$29,498.40  -17,265$332,869.20  -Form 4Joint Account
2021-08-24Thomas GrenvilleCCOBuy31Common Stock$19.28-$597.68  -346$6,670.88  -Form 4-
2021-08-24Marissa ShortControllerBuy31Common Stock$19.28-$597.68  -346$6,670.88  -Form 4-
2021-08-24Shaul VichnessChief Financial Off./TreasurerBuy306Common Stock$19.28-$5,899.68  -3,453$66,573.84  -Form 4-
2021-08-24Kenneth M. Miranda-Buy459Common Stock$19.28-$8,849.52  -5,180$99,870.40  -Form 4-
2021-08-24Durant D. Schwimmer-Buy306Common Stock$19.28-$5,899.68  -3,453$66,573.84  -Form 4-
2021-08-24Jason Strife-Buy459Common Stock$19.28-$8,849.52  -5,180$99,870.40  -Form 4By IRA
2021-08-24Alan KirshenbaumCOOBuy358,169Common Stock$14.97-$5,361,789.93  -2,250,581$33,691,197.57  -Form 4By LLC
2021-08-24Craig PackerCEO and PresidentBuy358,169Common Stock$14.97-$5,361,789.93  -2,250,581$33,691,197.57  -Form 4By LLC
2021-08-25Michael V ShustekChairman, CEO and SecretarySell1,094,067COMMON STOCK$11.75$12,855,287.25  -0$0.00  -Form 4Vestin Realty Mortgage II, Inc
2021-08-25Michael V ShustekChairman, CEO and SecretarySell616,834COMMON STOCK$11.75$7,247,799.50  -0$0.00  -Form 4Vestin Realty Mortgage I, Inc.
2021-08-25Michael V ShustekChairman, CEO and SecretarySell11,005COMMON STOCK$11.75$129,308.75  -0$0.00  -Form 4Michael V. Shustek LLC
2021-08-25Michael V ShustekChairman, CEO and SecretarySell2,418COMMON STOCK$11.75$28,411.50  -0$0.00  -Form 4Peggy M. Shustek Trust, FBO Andrew M. Shustek
2021-08-25Nolan Thomas H Jr-Buy27COMMON STOCK, CLASS C$26.05-$702.05  -7,919$206,283.70  -Form 4-
2021-08-24Michael A Perry-Buy1,071Common Stock$19.28-$20,648.88  -12,086$233,018.08  -Form 4By IRA
2021-08-25Curtis B Mcwilliams-Buy29COMMON STOCK, CLASS C$26.05-$753.63  -8,502$221,467.20  -Form 4-
2021-08-25Adam Scott Markman-Buy27COMMON STOCK, CLASS C$26.05-$707.00  -7,975$207,760.99  -Form 4-
2021-08-25Aaron Scott HalfacreCEOBuy29COMMON STOCK, CLASS C$26.05-$743.21  -8,522$222,009.56  -Form 4-
2021-08-25Joe F Hanauer-Buy18COMMON STOCK, CLASS C$26.05-$458.22  -5,167$134,588.11  -Form 4-
2021-08-25Jeffrey Randolph-Buy51COMMON STOCK, CLASS C$26.05-$1,316.31  -14,852$386,906.84  -Form 4-
2021-08-24Oak Lawn Direct Investors Gp, L.l.c.-Buy488,766Common Stock, par value $0.01 per share$0.00$0.00  -3,071,197$0.00  -Form 4By ORCC III Warehouse L.L.C.
2021-08-24Oak Lawn Direct Investors Gp, L.l.c.-Buy555,488Common Stock, par value $0.01 per share$0.00$0.00  -3,490,447$0.00  -Form 4By ORCC III Investors L.L.C.
2021-08-27Gary WhitakerEVPBuy500Common Stock$60.95-$30,475.00  -31,903$1,944,487.85  -Form 4-
2021-08-27Christopher J BastVice President & TreasurerBuy2,000Common Stock$16.35-$32,700.00  -23,650$386,677.50  -Form 4-
2021-08-02David L. MagdolPRESIDENT, CIO AND SMDBuy218Common Stock$7.70-$1,677.83  -13,641$105,033.54  -Form 4
2021-08-02Dwayne L. HyzakCEO, SMDBuy272Common Stock$7.70-$2,097.33  -17,051$131,291.93  -Form 4
2021-08-02Jason B BeauvaisEVP, GC, CCO, SECRETARYBuy109Common Stock$7.70-$838.92  -6,820$52,516.77  -Form 4
2021-08-02Niemann John O. Jr.-Buy603Common Stock$7.70-$4,641.64  -37,736$290,564.51  -Form 4
2021-08-02Jeffrey B. Walker-Buy436Common Stock$7.70-$3,355.74  -27,281$210,067.09  -Form 4
2021-08-30Uaw Chrysler Retireees Medical Benefits Plan-Buy2,814,856Common Stock$10.77-$30,315,999.98  -10,297,195$110,900,785.95  -Form 4-
2021-08-30Uaw Chrysler Retireees Medical Benefits Plan-Buy4,368,338Common Stock$10.77-$47,047,000.04  -15,984,598,247$172,154,123,120.19  -Form 4-
2021-08-30Uaw Chrysler Retireees Medical Benefits Plan-Buy6,094,429Common Stock$10.77-$65,637,000.01  -22,316,458$240,348,249.54  -Form 4-
2021-08-30James H Kropp-Buy5,529Class I Common Stock, par value $0.001 per share$27.13-$150,000.14  -6,839$185,550.48  -Form 4By Trust
2021-08-31William A SiskovicSee RemarksBuy49Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP$1.00-$49.00  -49$49.00  -Form 4By Wahoo Energy LLC
2021-08-31Thomas L Korner-Buy49Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP$1.00-$49.00  -49$49.00  -Form 4By Wahoo Energy LLC
2021-08-31Brian A StaeblerSee RemarksBuy50Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP$1.00-$50.00  -50$50.00  -Form 4By Wahoo Energy LLC
2021-09-01Avraham Shemesh-Buy12,472Common Stock (Class I)$17.07-$212,894.31  -147,377$2,515,723.51  -Form 4By CIM Income NAV Management, LLC
2021-09-01Richard S ResslerCEO & PresidentBuy12,472Common Stock (Class I)$17.07-$212,894.31  -147,377$2,515,723.51  -Form 4By CIM Income NAV Management, LLC
2021-08-31Butcher Willard Carlisle JrCEO and PresidentBuy38,688Class I Common Stock, par value $0.001 per share$27.14-$1,049,999.92  -38,688$1,049,999.92  -Form 4-
2021-09-01Richard Whitaker Booth-Buy23Common Shares$10.85-$249.98  -252$2,731.16  -Form 4-
2021-09-01Bjorn Hall-Buy41Common Shares$10.85-$447.78  -390$4,226.40  -Form 4-
2021-08-31Michael W RathburnSee RemarksBuy49Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP$1.00-$49.00  -49$49.00  -Form 4By Wahoo Energy LLC
2021-09-01Terry Sebastian-Buy0Common Stock, par value $0.01 per share$0.00$0.00  -7,904$0.00  -Form 4-
2021-09-01John G. Jordan-Buy0Common Stock, par value $0.01 per share$0.00$0.00  -9,062$0.00  -Form 4-
2021-09-08Brian Mathis-Buy6,503Class I Common Stock$0.00$0.00  -6,503$0.00  -Form 4
2021-09-10Gary WhitakerEVPSell594Common Stock$28.49$16,923.06  -7,944$226,324.56  -Form 4Spouse
2021-09-13Gary WhitakerEVPBuy594Common Stock$60.95-$36,204.30  -8,538$520,391.10  -Form 4Spouse
2021-09-13James F StiefExec VP, U.S. Residential OpsBuy8,000Common Stock$13.20-$105,600.00  -263,039$3,472,114.80  -Form 4-
2021-09-13James F StiefExec VP, U.S. Residential OpsBuy4,000Common Stock$15.05-$60,200.00  -267,039$4,018,936.95  -Form 4-
2021-09-13Charles D Stapleton-Buy500Common Stock$32.80-$16,400.00  -3,188$104,566.40  -Form 4-
2021-09-10Susan B Mcgee-Buy0Common Units of limited liability company interests$0.00$0.00  -532$0.00  -Form 4-
2021-09-10Ann B Lane-Buy0Common Units of limited liability company interests$0.00$0.00  -591$0.00  -Form 4-
2021-09-10Katherine Uniacke-Buy0Common Units of limited liability company interests$0.00$0.00  -296$0.00  -Form 4-
2021-09-10David Yu,See RemarksBuy0Common Units of limited liability company interests$0.00$0.00  -236$0.00  -Form 4-
2021-09-10Jon Yoder,Chief Operating OfficerBuy0Common Units of limited liability company interests$0.00$0.00  -296$0.00  -Form 4-
2021-09-10Brendan Mcgovern,See RemarksBuy0Common Units of limited liability company interests$0.00$0.00  -2,364$0.00  -Form 4-
2021-09-10Fresno County Employees' Retirement Association-Buy294,102Common Stock$20.79-$6,114,380.58  -6,618,997$137,608,947.63  -Form 4-
2021-09-10Thomas M HenniganCFOBuy196Common Stock$20.79-$4,074.84  -4,413$91,746.27  -Form 4-
2021-09-10Mark David Jenkins-Buy392Common Stock$20.79-$8,149.68  -8,826$183,492.54  -Form 4-
2021-09-10Jordan WalterSee RemarksBuy0Common Units of limited liability company interests$0.00$0.00  -296$0.00  -Form 4-
2021-09-10Michael MastropaoloSee RemarksBuy0Common Units of limited liability company interests$0.00$0.00  -207$0.00  -Form 4-
2021-09-14David GolubPresident and CEOBuy153,403Common Stock, par value $0.001 per share$15.00-$2,301,049.95  -1,326,381$19,895,708.40  -Form 4By GCOP LLC
2021-09-14Lawrence E GolubChairmanBuy153,403Common Stock, par value $0.001 per share$15.00-$2,301,049.95  -1,326,381$19,895,708.40  -Form 4By GCOP LLC
2021-09-15Richard Whitaker Booth-Buy23Common Shares$10.86-$250.00  -275$2,983.68  -Form 4-
2021-06-01Michael J Levitt-Sell36,724Common Stock$15.00$550,856.25  -110,171$1,652,571.00  -Form 4CS 1219 Trust
2021-06-01Michael J Levitt-Sell36,724Common Stock$15.00$550,856.25  -0$0.00  -Form 4MJL 2012 Older Children Trust
2021-09-17Lisa PominskiEVPBuy300COMMON STOCK$40.25-$12,075.00  -14,433$580,928.25  -Form 4-
2021-09-17David GolubPresident and CEOBuy408,042Common Stock, par value $0.001 per share$15.00-$6,120,630.00  -1,224,742$18,371,130.00  -Form 4By GGP Holdings, L.P.
2021-09-17Lawrence E GolubCHAIRMANBuy408,042Common Stock, par value $0.001 per share$15.00-$6,120,630.00  -1,224,742$18,371,130.00  -Form 4By GGP Holdings, L.P.
2021-09-20Thomas B. RatermanCFO, Treasurer and SecretaryBuy3,333Common Stock, par value $0.01 per share$15.00-$49,999.95  -7,761$116,410.05  -Form 4-
2021-07-01Lawrence Wolf-Buy2,432Class A Common Stock$10.28-$25,000.03  -2,432$25,000.03  -Form 4-
2021-09-10National Bank Saudi-Buy25,489Common Stock$20.79-$529,916.31  -568,556$11,820,274.67  -Form 4See notes
2021-09-10National Bank Saudi-Buy392,136Common Stock$20.79-$8,152,507.44  -2,606,087$54,180,551.85  -Form 4-
2021-09-213 Llc Orchard-Sell703,162Trust Certificates$19.00$13,360,078.00  -0$0.00  -Form 4-
2021-09-215 Corp. Hawthorne-Sell6,759,565Trust Certificates$19.00$128,431,735.00  -0$0.00  -Form 4-
2021-09-211 Corp. Byway-Buy7,062,727Trust Certificates$19.12-$135,039,340.24  -18,946,567$362,258,361.04  -Form 4-
2021-09-24Alan KirshenbaumExecutive Vice PresidentBuy628,541Common Stock$15.11-$9,497,254.51  -2,879,122$43,503,533.42  -Form 4By LLC
2021-09-24Craig PackerCEO and PresidentBuy628,541Common Stock$15.11-$9,497,254.51  -2,879,122$43,503,533.42  -Form 4By LLC
2021-09-27Nolan Thomas H Jr-Buy27COMMON STOCK, CLASS C$26.05-$704.39  -7,946$206,987.83  -Form 4-
2021-09-27Nolan Thomas H Jr-Buy576COMMON STOCK Bonus Share$26.05-$15,000.11  -8,522$221,987.94  -Form 4-
2021-09-27Curtis B Mcwilliams-Buy29COMMON STOCK, CLASS C$26.05-$756.23  -8,531$222,223.43  -Form 4-
2021-09-27Curtis B Mcwilliams-Buy576COMMON STOCK Bonus Share$26.05-$15,000.11  -9,106$237,223.54  -Form 4-
2021-09-24Dan A JoyEx VP Comm Lndsp/Op Supp SrvcsSell1,500Common Stock$32.80$49,200.00  -54,355$1,782,844.00  -Form 4-
2021-09-27Adam Scott Markman-Buy27COMMON STOCK, CLASS C$26.05-$709.34  -8,003$208,470.33  -Form 4-
2021-09-27Adam Scott Markman-Buy864COMMON STOCK Bonus Share$26.05-$22,499.91  -8,866$230,970.50  -Form 4-
2021-09-27Jeffrey Randolph-Buy51COMMON STOCK, CLASS C$26.05-$1,321.00  -14,903$388,227.84  -Form 4-
2021-09-27Jeffrey Randolph-Buy768COMMON STOCK Bonus Shares$26.05-$19,999.89  -15,671$408,227.73  -Form 4-
2021-09-27Joe F Hanauer-Buy18COMMON STOCK, CLASS C$26.05-$459.52  -5,184$135,047.63  -Form 4-
2021-09-27Joe F Hanauer-Buy864COMMON STOCK Bonus Share$26.05-$22,499.91  -6,048$157,547.79  -Form 4-
2021-09-24Spc Wilson Point, L.p.-Buy439,962Common Stock$19.82-$8,720,054.37  -1,944,506$38,540,111.69  -Form 4-
2021-09-24Oak Lawn Direct Investors Gp, L.l.c.-Buy857,722Common Stock, par value $0.01 per share$0.00$0.00  -3,928,919$0.00  -Form 4By ORCC III Warehouse L.L.C.
2021-09-24Oak Lawn Direct Investors Gp, L.l.c.-Buy974,809Common Stock, par value $0.01 per share$0.00$0.00  -4,465,256$0.00  -Form 4By ORCC III Investors L.L.C.
2021-09-24Spc Field Partners Llc-Buy264,639Common Stock$19.82-$5,245,145.57  -1,169,625$23,181,975.82  -Form 4See Footnote
2021-09-28Edward H Dalelio-Buy4,573Common Stock$18.38-$84,051.74  -28,536$524,491.68  -Form 4-
2021-09-28Alan KirshenbaumExecutive Vice PresidentBuy594,502Common Stock$18.38-$10,926,946.76  -3,482,497$64,008,294.86  -Form 4By LLC
2021-09-28Jonathan Lamm,CFO and COOBuy4,521Common Stock$18.38-$83,095.98  -4,521$83,095.98  -Form 4By the NFS/FMTC AS CUSTODIAN FBO JONATHAN LAMM ROTH IRA
2021-09-28Craig PackerCEO and PresidentBuy594,502Common Stock$18.38-$10,926,946.76  -3,482,497$64,008,294.86  -Form 4By LLC
2021-09-28Uaw Chrysler Retireees Medical Benefits Plan-Buy3,861Common Stock$1,000.00-$3,860,970.00  -9,652$9,652,430.00  -Form 4-
2021-09-28Uaw Chrysler Retireees Medical Benefits Plan-Buy6,019Common Stock$1,000.00-$6,019,150.00  -15,048$15,047,880.00  -Form 4-
2021-09-28Uaw Chrysler Retireees Medical Benefits Plan-Buy9,920Common Stock$1,000.00-$9,919,720.00  -24,799$24,799,310.00  -Form 4-
2021-09-29Thomas A Haught-Buy10,000Common Stock$32.80-$328,000.00  -11,200$367,360.00  -Form 4-
2021-09-30Peter H Sykes-Buy182,451Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP$0.00$0.00  -263,353$0.00  -Form 4By PHS Associates, L.P.
2021-09-30David F. Sykes-Sell182,451Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP$0.00$0.00  -0$0.00  -Form 4By Sykes Associates LLC
2021-09-30David F. Sykes-Buy182,451Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP$0.00$0.00  -263,353$0.00  -Form 4By DFS Associates, L.P.
2021-09-30Catherine S Massie-Sell182,452Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP$0.00$0.00  -0$0.00  -Form 4By Sykes Associates LLC
2021-09-30Catherine S Massie-Buy182,452Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP$0.00$0.00  -290,321$0.00  -Form 4By CSM Associates, L.P.
2021-09-30Clinton M. Swain-Buy2,000Common Stock$55.75-$111,500.00  -4,943$275,572.25  -Form 4-
2021-10-01Parsons Robert E Jr-Buy6,438Common Stock$11.65-$75,000.02  -14,402$167,780.62  -Form 4Member LLC
2021-10-01Harold H Greene-Sell54,853Common Stock$0.00$0.00  -0$0.00  -Form 4-
2021-10-01Harold H Greene-Sell14,013Common Stock$0.00$0.00  -0$0.00  -Form 42005 HGWG Trust dated 5/5/05
2021-10-01Harold H Greene-Buy5,000Class T Common Stock$0.00$0.00  -5,000$0.00  -Form 4-
2021-10-01Gerald W Robinson-Sell45,000Common Stock$0.00$0.00  -0$0.00  -Form 4-
2021-10-01Gerald W Robinson-Buy5,000Class T Common Stock$0.00$0.00  -5,000$0.00  -Form 4-
2021-10-01J. Grayson Sanders-Sell18,342Common Stock$0.00$0.00  -0$0.00  -Form 4-
2021-10-01J. Grayson Sanders-Sell27,000Common Stock$0.00$0.00  -0$0.00  -Form 4By Sanders Living Trust DTD 1/25/2017
2021-10-01J. Grayson Sanders-Buy5,000Class T Common Stock$0.00$0.00  -5,000$0.00  -Form 4-
2021-10-01Dianne Hurley-Buy2,500Class T Common Stock$0.00$0.00  -41,570$0.00  -Form 4-
2021-10-01Smith Wilbur H Iii-Buy2,500Class T Common Stock$0.00$0.00  -43,170$0.00  -Form 4-
2021-10-01Brian J. Flornes-Buy2,500Class T Common Stock$0.00$0.00  -37,500$0.00  -Form 4-
2021-09-30Kkr Alternative Assets Llc-Buy20,872Class I Common Stock, par value $0.001 per share$28.33-$591,313.39  -5,955,309$168,713,899.15  -Form 4See footnotes
2021-09-30James H Kropp-Buy309Class I Common Stock, par value $0.001 per share$0.00$0.00  -309$0.00  -Form 4-
2021-09-30James H Kropp-Sell309Class I Common Stock, par value $0.001 per share$0.00$0.00  -0$0.00  -Form 4-
2021-09-30James H Kropp-Buy309Class I Common Stock, par value $0.001 per share$0.00$0.00  -7,183$0.00  -Form 4By Trust
2021-10-01Michael J Levitt-Sell91,810Common Stock$15.60$1,432,228.20  -18,362$286,445.64  -Form 4CS 1219 Trust
2021-10-01Jeffrey T HansonCEO & Chairman of the BoardSell55,678Common Stock$0.00$0.00  -0$0.00  -Form 4-
2021-10-01Jeffrey T HansonCEO & Chairman of the BoardSell120,588Common Stock$0.00$0.00  -0$0.00  -Form 4By Hanson Family Trust DTD 6/14/2005
2021-10-01Jeffrey T HansonCEO & Chairman of the BoardSell22,399Common Stock$0.00$0.00  -0$0.00  -Form 4By April L. Hanson IRA
2021-10-01Jeffrey T HansonCEO & Chairman of the BoardSell10,859Common Stock$0.00$0.00  -0$0.00  -Form 4By 401(k) Plan
2021-10-01Jeffrey T HansonCEO & Chairman of the BoardSell72,178Common Stock$0.00$0.00  -0$0.00  -Form 4By Defined Benefit Pension Plan
2021-10-01Jeffrey T HansonCEO & Chairman of the BoardSell4,278Common Stock$0.00$0.00  -0$0.00  -Form 4By NCT-107, LLC
2021-10-01Jeffrey T HansonCEO & Chairman of the BoardSell22,222Common Stock$0.00$0.00  -0$0.00  -Form 4By Griffin-American Healthcare REIT III Advisor, LLC
2021-10-01Danny ProskyPresident & COOSell221,748Common Stock$0.00$0.00  -0$0.00  -Form 4By Danny and Zohar Prosky Family Trust, DTD 8/16/2011
2021-10-01Danny ProskyPresident & COOSell22,222Common Stock$0.00$0.00  -0$0.00  -Form 4By Griffin-American Healthcare REIT III Advisor, LLC
2021-10-01Larry A. Vipond-Buy8,000Membership Units$0.00$0.00  -8,000$0.00  -Form 4-
2021-10-01Mathieu B. StreiffEVP, General CounselSell200,528Common Stock$0.00$0.00  -0$0.00  -Form 4By Streiff Family Trust, UA DTD 3/26/13
2021-10-01Mathieu B. StreiffEVP, General CounselSell22,222Common Stock$0.00$0.00  -0$0.00  -Form 4By Griffin-American Healthcare REIT III Advisor, LLC
2021-10-01Stefan K.l. OhE.V.P. - AcquisitionsSell16,667Common Stock$0.00$0.00  -0$0.00  -Form 4By IRA
2021-10-01Stefan K.l. OhE.V.P. - AcquisitionsSell1,724Common Stock$0.00$0.00  -0$0.00  -Form 4-
2021-10-01Cora LoAGC and SecretarySell3,784Common Stock$0.00$0.00  -0$0.00  -Form 4-
2021-09-30Seneff James M Jr-Sell220,000Class FA Common Shares$0.00$0.00  -220,697$0.00  -Form 4By CNL Strategic Capital Investment, LLC
2021-10-01Brett H Barth-Buy23,253Shares of Limited Liability Company Interests$15.05-$349,960.51  -197,220$2,968,163.11  -Form 4By Grantor Retained Annuity Trust
2021-10-01Richard Whitaker Booth-Buy21Common Shares$12.10-$249.99  -295$3,574.34  -Form 4-
2021-10-01Bjorn Hall-Buy37Common Shares$12.10-$448.30  -427$5,161.62  -Form 4-
2021-09-30Joan Binstock-Buy309Class I Common Stock, par value $0.001 per share$0.00$0.00  -1,628$0.00  -Form 4-
2021-09-30Fran Bermanzohn-Buy309Class I Common Stock, par value $0.001 per share$0.00$0.00  -1,628$0.00  -Form 4-
2021-09-30Susan Meaney-Buy309Class I Common Stock, par value $0.001 per share$0.00$0.00  -1,619$0.00  -Form 4-
2021-10-01Theodore D. Seides-Buy332Shares of Limited Liability Company Interests$15.05-$4,999.46  -2,321$34,925.63  -Form 4-
2021-10-01George N Fugelsang-Buy2,976Common Stock (Class D)$0.00$0.00  -12,441$0.00  -Form 4-
2021-10-05Peter A CohenChief Executive OfficerSell41,667Class A Common Stock$0.00$0.00  -319,244$0.00  -Form 4-
2021-10-05Peter A CohenChief Executive OfficerBuy52,085Class A Common Stock$0.00$0.00  -371,329$0.00  -Form 4-
2021-10-01Stephen O Evans-Buy3,125Common Stock$0.00$0.00  -17,090$0.00  -Form 4-
2021-10-05Jules B Kroll-Sell4,375Class A Common Stock$0.00$0.00  -5,625$0.00  -Form 4-
2021-10-05Jules B Kroll-Buy5,470Class A Common Stock$0.00$0.00  -11,095$0.00  -Form 4-
2021-10-05George S Blumenthal-Sell12,500Class A Common Stock$0.00$0.00  -134,387$0.00  -Form 4-
2021-10-05George S Blumenthal-Buy15,626Class A Common Stock$0.00$0.00  -150,013$0.00  -Form 4-
2021-10-01Marcus E Bromley-Buy3,125Common Stock$0.00$0.00  -84,713$0.00  -Form 4-
2021-10-01Howard A Silver-Buy4,167Common Stock$0.00$0.00  -22,450$0.00  -Form 4-
2021-10-04Brian PeayChief Financial OfficerBuy130,158Class T Common Stock$0.00$0.00  -130,158$0.00  -Form 4-
2021-10-04Parsons Robert E Jr-Buy4,537Class A Common Stock$5.51-$24,999.97  -75,016$413,337.99  -Form 4-
2021-10-01Gary Robert A Iv-Buy3,125Common Stock$0.00$0.00  -17,594$0.00  -Form 4-
2021-10-01W Brian Kretzmer-Buy2,463Common Stock (Class D)$0.00$0.00  -10,971$0.00  -Form 4-
2021-10-01W Brian Kretzmer-Buy4,167Common Stock$0.00$0.00  -26,842$0.00  -Form 4-
2021-10-04Reynolds William H Jr-Buy4,537Class A Common Stock$5.51-$24,999.97  -66,288$365,248.15  -Form 4-
2021-10-01Richard J Lehmann-Buy2,668Common Stock (Class D)$0.00$0.00  -11,886$0.00  -Form 4-
2021-10-01Jeffrey T HansonExecutive Chairman of the BODBuy51,591Class I Common Stock$0.00$0.00  -51,591$0.00  -Form 4-
2021-10-01Jeffrey T HansonExecutive Chairman of the BODBuy111,737Class I Common Stock$0.00$0.00  -174,892$0.00  -Form 4By Jeffrey T Hanson and April L Hanson Family Rev Trust DTD 06/14/2005
2021-10-01Jeffrey T HansonExecutive Chairman of the BODBuy20,755Class I Common Stock$0.00$0.00  -20,755$0.00  -Form 4By April L. Hanson IRA
2021-10-01Jeffrey T HansonExecutive Chairman of the BODBuy10,062Class I Common Stock$0.00$0.00  -10,062$0.00  -Form 4By 401(k) Plan
2021-10-01Jeffrey T HansonExecutive Chairman of the BODBuy66,880Class I Common Stock$0.00$0.00  -66,880$0.00  -Form 4By Defined Benefit Pension Plan
2021-10-01Jeffrey T HansonExecutive Chairman of the BODBuy3,964Class I Common Stock$0.00$0.00  -3,964$0.00  -Form 4NCT-107, LLC
2021-10-01Jeffrey T HansonExecutive Chairman of the BODBuy20,591Class I Common Stock$0.00$0.00  -20,591$0.00  -Form 4Griffin-American Healthcare REIT III Advisor, LLC
2021-10-01Jeffrey T HansonExecutive Chairman of the BODSell20,591Class I Common Stock$9.22$189,849.02  -0$0.00  -Form 4Griffin-American Healthcare REIT III Advisor, LLC
2021-10-01Jeffrey T HansonExecutive Chairman of the BODSell20,833Class T Common Stock$9.22$192,080.26  -0$0.00  -Form 4By Griffin-American Healthcare REIT IV Advisor, LLC
2021-10-04Jeffrey T HansonExecutive Chairman of the BODBuy69,143Class T Common Stock$0.00$0.00  -71,331$0.00  -Form 4-
2021-10-01Danny ProskyCEO & PresidentBuy205,471Class I Common Stock$0.00$0.00  -323,946$0.00  -Form 4By Danny and Zohar Prosky Family Rev Trust UA DTD 08/16/2011
2021-10-01Danny ProskyCEO & PresidentBuy20,591Class I Common Stock$0.00$0.00  -20,591$0.00  -Form 4Griffin-American Healthcare REIT III Advisor, LLC
2021-10-01Danny ProskyCEO & PresidentSell20,591Class I Common Stock$9.22$189,849.02  -0$0.00  -Form 4Griffin-American Healthcare REIT III Advisor, LLC
2021-10-01Danny ProskyCEO & PresidentSell20,833Class T Common Stock$9.22$192,080.26  -0$0.00  -Form 4By Griffin-American Healthcare REIT IV Advisor, LLC
2021-10-04Danny ProskyCEO & PresidentBuy162,690Class T Common Stock$0.00$0.00  -162,690$0.00  -Form 4-
2021-10-04Simon Turner-Buy4,537Class A Common Stock$5.51-$24,999.97  -31,883$175,677.42  -Form 4-
2021-10-05Joshua S Pechter-Sell7,500Class A Common Stock$0.00$0.00  -57,046$0.00  -Form 4-
2021-10-05Joshua S Pechter-Buy9,375Class A Common Stock$0.00$0.00  -66,421$0.00  -Form 4-
2021-10-01Richard S ResslerCEO & PresidentBuy12,441Common Stock (Class I)$17.07-$212,364.80  -159,818$2,728,088.31  -Form 4By CIM Income NAV Management, LLC
2021-10-01Roger Snell-Buy2,668Common Stock (Class D)$0.00$0.00  -11,886$0.00  -Form 4-
2021-10-01Avraham Shemesh-Buy12,441Common Stock (Class I)$17.07-$212,364.80  -159,818$2,728,088.31  -Form 4By CIM Income NAV Management, LLC
2021-10-01Lawrence S Jones-Buy4,514Common Stock$0.00$0.00  -17,104$0.00  -Form 4-
2021-10-01Thomas Patrick Duncan-Buy5,035Common Stock$0.00$0.00  -18,053$0.00  -Form 4-
2021-10-01Calvin E Hollis-Buy3,125Common Stock$0.00$0.00  -12,587$0.00  -Form 4-
2021-10-01Alicia Kuhn Harrison-Buy4,514Common Stock$0.00$0.00  -17,104$0.00  -Form 4-
2021-10-04Charles S Henry-Buy4,537Class A Common Stock$5.51-$24,999.97  -66,241$364,988.96  -Form 4-
2021-10-04Michael D Johnson-Buy4,537Class A Common Stock$5.51-$24,999.97  -66,241$364,988.96  -Form 4-
2021-10-01Mathieu B. StreiffChief Operating OfficerBuy185,809Class I Common Stock$0.00$0.00  -248,498$0.00  -Form 4By Streiff Family Trust UA DTD 03/26/2013
2021-10-01Mathieu B. StreiffChief Operating OfficerBuy20,591Class I Common Stock$0.00$0.00  -20,591$0.00  -Form 4By Griffin-American Healthcare REIT III Advisor, LLC
2021-10-01Mathieu B. StreiffChief Operating OfficerSell20,591Class I Common Stock$9.22$189,849.02  -0$0.00  -Form 4By Griffin-American Healthcare REIT III Advisor, LLC
2021-10-01Mathieu B. StreiffChief Operating OfficerSell20,833Class T Common Stock$9.22$192,080.26  -0$0.00  -Form 4By Griffin-American Healthcare REIT IV Advisor, LLC
2021-10-04Mathieu B. StreiffChief Operating OfficerBuy69,143Class T Common Stock$0.00$0.00  -69,143$0.00  -Form 4-
2021-10-01Stefan K.l. OhEVP, Head of AcquisitionsBuy1,598Class I Common Stock$0.00$0.00  -8,544$0.00  -Form 4-
2021-10-01Stefan K.l. OhEVP, Head of AcquisitionsBuy15,443Class I Common Stock$0.00$0.00  -15,443$0.00  -Form 4By IRA
2021-10-04Stefan K.l. OhEVP, Head of AcquisitionsBuy95,586Class T Common Stock$0.00$0.00  -98,189$0.00  -Form 4-
2021-10-01Cora LoSVP, AGC & SecretaryBuy3,506Class I Common Stock$0.00$0.00  -3,506$0.00  -Form 4-
2021-10-04Katherine Lugar-Buy4,537Class A Common Stock$5.51-$24,999.97  -32,039$176,533.35  -Form 4-
2021-10-05Jeffrey Charles PiermontCOO, President and SecretarySell39,583Class A Common Stock$0.00$0.00  -44,508$0.00  -Form 4-
2021-10-05Jeffrey Charles PiermontCOO, President and SecretaryBuy49,481Class A Common Stock$0.00$0.00  -93,989$0.00  -Form 4-
2021-10-05Rehana Farrell-Sell4,375Class A Common Stock$0.00$0.00  -5,625$0.00  -Form 4-
2021-10-05Rehana Farrell-Buy5,470Class A Common Stock$0.00$0.00  -11,095$0.00  -Form 4-
2021-10-05William Mitchell Greenblatt-Sell7,500Class A Common Stock$0.00$0.00  -2,500$0.00  -Form 4-
2021-10-05William Mitchell Greenblatt-Buy9,375Class A Common Stock$0.00$0.00  -11,875$0.00  -Form 4-
2021-10-05Milun PatelChief Financial OfficerSell47,538Class A Common Stock$0.00$0.00  -37,544$0.00  -Form 4-
2021-10-05Milun PatelChief Financial OfficerBuy59,424Class A Common Stock$0.00$0.00  -96,968$0.00  -Form 4-
2021-10-04Benjamin S. MillerPresidentBuy73Common Shares$12.11-$888.87  -73$888.87  -Form 4-
2021-10-04Zurn Water Solutions Corp-Buy121,348,214Common Stock$0.00$0.00  -121,348,314$0.00  -Form 4-
2021-10-04Zurn Water Solutions Corp-Sell121,348,314Common Stock$0.00$0.00  -0$0.00  -Form 4-
2021-10-04Todd A. AdamsPresidentSell86,941Common Stock$0.00$0.00  -0$0.00  -Form 4-
2021-10-04Mark W PetersonSVP, CFO and TreasurerSell6,001Common Stock$0.00$0.00  -0$0.00  -Form 4-
2021-10-04Patricia M WhaleyVP, Gen Counsel and SecretarySell14,812Common Stock$0.00$0.00  -0$0.00  -Form 4-
2021-10-04Gabriel M WillhiteEVP, General CounselBuy104,972Class T Common Stock$0.00$0.00  -104,972$0.00  -Form 4-
2021-10-04Howard LedermanVice President, TaxSell1,044Common Stock$0.00$0.00  -0$0.00  -Form 4-
2021-10-05David GolubPresident and CEOBuy69,032Common Stock, par value $0.001 per share$15.00-$1,035,472.95  -1,400,891$21,013,367.70  -Form 4By GCOP LLC
2021-10-05Lawrence E GolubChairmanBuy69,032Common Stock, par value $0.001 per share$15.00-$1,035,472.95  -1,400,891$21,013,367.70  -Form 4By GCOP LLC
2021-10-08Mitchell A TanzmanPrincipal Executive Officer*Buy27,594Units of Limited Liability Company Interests$9.06-$250,001.64  -27,594$250,001.64  -Form 4-
2021-10-08Michael MascisPrincipal Accounting Officer*Buy8,281Units of Limited Liability Company Interests$9.06-$75,024.05  -8,281$75,024.05  -Form 4-
2021-10-12Richard Whitaker Booth-Buy11Common Shares$12.11-$136.00  -307$3,713.29  -Form 4-
2021-10-12Bjorn Hall-Buy20Common Shares$12.11-$247.41  -447$5,413.29  -Form 4-
2021-10-12Brandon T. Jenkins-Buy2Common Shares$12.11-$28.10  -9$109.11  -Form 4-
2021-10-15Richard Whitaker Booth-Buy21Common Shares$12.11-$249.95  -327$3,963.24  -Form 4-
2021-10-01Alaris Master Fund Lp-Buy1,207,729Common Stock$20.70-$25,000,000.03  -2,804,393$58,050,929.72  -Form 4-
2021-10-01Holdings Llc Caravel-Buy2,415,459Common Stock$20.70-$50,000,000.06  -3,983,290$82,454,099.48  -Form 4-
2021-08-09Adam S Metz-Buy2Common Stock, par value $0.001 per share$0.00$0.00  -22,311$0.00  -Form 4See Footnote
2021-10-15Adam S Metz-Buy4,935Common Stock, par value $0.001 per share$21.01-$103,687.50  -27,247$572,450.44  -Form 4See Footnote
2021-10-15Erica J ChaffeeChief Financial OfficerBuy0Common Shares$19.00-$0.38  -1$27.93  -Form 4-
2021-10-15Erica J ChaffeeChief Financial OfficerBuy1Common Shares$19.00-$10.07  -39$737.20  -Form 4By Husband
2021-10-15Timothy Hunt-Buy994Common Shares$19.00-$18,881.25  -79,116$1,503,196.21  -Form 4-
2021-10-15Michelle L. Korsmo-Buy85Common Shares$19.00-$1,614.43  -6,177$117,368.13  -Form 4-
2021-10-15Joel S. ThomsenPresidentBuy14Common Shares$19.00-$267.14  -1,022$19,420.28  -Form 4-
2021-10-15Joel S. ThomsenPresidentBuy500Common Shares$20.00-$10,000.00  -1,522$30,442.40  -Form 4-
2021-10-15Joel S. ThomsenPresidentBuy14Common Shares$19.00-$267.14  -1,022$19,420.09  -Form 4By Wife
2021-10-15Joel S. ThomsenPresidentBuy500Common Shares$20.00-$10,000.00  -1,522$30,442.20  -Form 4By Wife
2021-10-15James Wieland-Buy2,187Common Shares$19.00-$41,550.91  -158,983$3,020,676.81  -Form 4-
2021-10-15James Wieland-Buy500Common Shares$20.00-$10,000.00  -159,483$3,189,659.80  -Form 4-
2021-10-15Mark Polovitz-Buy6Common Shares$19.00-$107.35  -411$7,802.35  -Form 4-
2021-10-15Ann L. Christenson-Buy5Common Shares$19.00-$103.36  -395$7,513.36  -Form 4-
2021-10-15Lance WolfChairman, Board of TrusteesBuy1,355Common Shares$19.00-$25,748.42  -98,519$1,871,855.68  -Form 4-
2021-10-15Lance WolfChairman, Board of TrusteesBuy74Common Shares$19.00-$1,403.53  -5,370$102,030.95  -Form 4By Wife
2021-10-15Alberta Investment Management Corp-Buy359,712Common Stock, par value $0.001 per share$22.24-$8,000,000.00  -3,489,574$77,608,121.09  -Form 4-
2021-08-09David N Miller-Buy0Common Stock, par value $0.001 per share$0.00$0.00  -5,620$0.00  -Form 4See Footnote
2021-10-15David N Miller-Buy1,234Common Stock, par value $0.001 per share$21.01-$25,921.93  -6,853$143,991.82  -Form 4See Footnote
2021-08-09Orit MizrachiChief Operating OfficerBuy0Common Stock, par value $0.001 per share$0.00$0.00  -2,248$0.00  -Form 4-
2021-10-15Orit MizrachiChief Operating OfficerBuy494Common Stock, par value $0.001 per share$21.01-$10,368.65  -2,741$57,596.60  -Form 4-
2021-08-09Bruce D Frank-Buy0Common Stock, par value $0.001 per share$0.00$0.00  -1,138$0.00  -Form 4See Footnote
2021-10-15Bruce D Frank-Buy247Common Stock, par value $0.001 per share$21.01-$5,184.43  -1,407$29,555.19  -Form 4See Footnote
2021-08-09Venugopal RathiChief Finanacial OfficerBuy0Common Stock, par value $0.001 per share$0.00$0.00  -2,248$0.00  -Form 4-
2021-10-15Venugopal RathiChief Finanacial OfficerBuy494Common Stock, par value $0.001 per share$21.01-$10,368.65  -2,741$57,596.60  -Form 4-
2021-08-09Jeffrey LevinCEO and PresidentBuy2Common Stock, par value $0.001 per share$0.00$0.00  -22,405$0.00  -Form 4-
2021-10-15Jeffrey LevinCEO and PresidentBuy4,935Common Stock, par value $0.001 per share$21.01-$103,687.50  -27,341$574,426.64  -Form 4-
2021-07-01Mark Anthony PalumboFormer CEO and DirectorSell1,000Series A Preferred Stock$100.00$100,000.00  -0$0.00  -Form 4-
2021-07-01Mark Anthony PalumboFormer CEO and DirectorSell7,500,000Common Stock$0.00$0.00  -3,500,000$0.00  -Form 4-
2021-08-09Kevin Shannon-Buy1Common Stock, par value $0.001 per share$0.00$0.00  -10,983$0.00  -Form 4-
2021-10-15Kevin Shannon-Buy2,468Common Stock, par value $0.001 per share$21.01-$51,843.65  -13,450$282,593.74  -Form 4-
2021-08-09Ms Credit Partners Holdings Inc.-Buy382Common Stock, par value $0.001 per share$0.00$0.00  -4,489,398$0.00  -Form 4-
2021-10-15Ms Credit Partners Holdings Inc.-Buy986,857Common Stock, par value $0.001 per share$21.01-$20,733,857.59  -5,476,254$115,056,102.21  -Form 4-
2021-08-09Joan Binstock-Buy1Common Stock, par value $0.001 per share$0.00$0.00  -11,304$0.00  -Form 4See Footnote
2021-10-15Joan Binstock-Buy2,468Common Stock, par value $0.001 per share$21.01-$51,843.65  -13,991$293,958.26  -Form 4See Footnote
2021-10-18David GolubPresident and CEOBuy249,153Common Stock, par value $0.001 per share$15.00-$3,737,293.95  -1,650,044$24,750,661.65  -Form 4By GCOP LLC
2021-10-18David GolubPresident and CEOBuy340,035Common Stock, par value $0.001 per share$15.00-$5,100,525.00  -1,564,777$23,471,655.00  -Form 4By GGP Holdings, L.P.
2021-10-18Lawrence E GolubChairmanBuy249,153Common Stock, par value $0.001 per share$15.00-$3,737,293.95  -1,650,044$24,750,661.65  -Form 4By GCOP LLC
2021-10-18Lawrence E GolubCHAIRMANBuy340,035Common Stock, par value $0.001 per share$15.00-$5,100,525.00  -1,564,777$23,471,655.00  -Form 4By GGP Holdings, L.P.
2021-10-25Nolan Thomas H Jr-Buy27COMMON STOCK, CLASS C$26.05-$690.33  -8,548$222,678.27  -Form 4-
2021-10-25Curtis B Mcwilliams-Buy28COMMON STOCK, CLASS C$26.05-$740.60  -9,135$237,964.14  -Form 4-
2021-10-25Adam Scott Markman-Buy27COMMON STOCK, CLASS C$26.05-$698.40  -8,893$231,668.90  -Form 4-
2021-10-25Aaron Scott HalfacreCEOBuy28COMMON STOCK, CLASS C$26.05-$735.39  -8,551$222,745.21  -Form 4-
2021-10-25Jeffrey Randolph-Buy50COMMON STOCK, CLASS C$26.05-$1,291.30  -15,721$409,519.03  -Form 4-
2021-10-25Joe F Hanauer-Buy18COMMON STOCK, CLASS C$26.05-$455.88  -6,065$158,003.67  -Form 4-
2021-10-22John G. Jordan-Buy0Common Stock, par value $0.01 per share$0.00$0.00  -9,929$0.00  -Form 4-
2021-10-22Terry Sebastian-Buy0Common Stock, par value $0.01 per share$0.00$0.00  -8,724$0.00  -Form 4-
2021-10-25Katherine RubensteinChief Operating OfficerBuy2,896Class I Common Shares of Beneficial Interest$25.90-$74,999.93  -2,896$74,999.93  -Form 4-
2021-11-01Peter A CohenChief Executive OfficerBuy81,198Class A Common Stock$0.00$0.00  -452,527$0.00  -Form 4By Self as Trustee for The Peter A. Cohen Revocable Trust
2021-11-01James Joseph Ritchie-Buy1,525Common Stock$19.40-$29,585.00  -31,642$613,854.80  -Form 4Joint Account
2021-11-01Michael A Perry-Buy534Common Stock$19.40-$10,359.60  -12,620$244,828.00  -Form 4By IRA
2021-10-31William A SiskovicSee RemarksBuy386Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP$0.36-$138.96  -435$156.60  -Form 4By Wahoo Energy LLC
2021-10-31Thomas L Korner-Buy386Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP$0.36-$138.96  -435$156.60  -Form 4By Wahoo Energy LLC
2021-11-01David M Kirchheimer-Buy1,525Common Stock$19.40-$29,585.00  -36,054$699,447.60  -Form 4By Trust
2021-11-01Stephen N Potter-Buy763Common Stock$19.40-$14,802.20  -18,028$349,743.20  -Form 4By Trust
2021-10-31Brian A StaeblerSee RemarksBuy387Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP$0.36-$139.32  -437$157.32  -Form 4By Wahoo Energy LLC
2021-11-01Reena Aggarwal-Buy305Common Stock$19.40-$5,917.00  -7,211$139,893.40  -Form 4Member LLC
2021-11-01Kenneth J. KencelCEO & PresidentBuy763Common Stock$19.40-$14,802.20  -18,028$349,743.20  -Form 4Joint Account
2021-11-01Kenneth M. Miranda-Buy229Common Stock$19.40-$4,442.60  -5,409$104,934.60  -Form 4-
2021-11-01Thomas GrenvilleCCOBuy15Common Stock$19.40-$291.00  -361$7,003.40  -Form 4-
2021-11-01Durant D. Schwimmer-Buy153Common Stock$19.40-$2,968.20  -3,606$69,956.40  -Form 4-
2021-11-01Marissa ShortControllerBuy15Common Stock$19.40-$291.00  -361$7,003.40  -Form 4-
2021-11-01Shaul VichnessChief Financial Off./TreasurerBuy153Common Stock$19.40-$2,968.20  -3,606$69,956.40  -Form 4-
2021-11-01Jason Strife-Buy229Common Stock$19.40-$4,442.60  -5,409$104,934.60  -Form 4By IRA
2021-11-01Teachers Insurance & Annuity Association Of America-Buy78,702Common Stock$19.40-$1,526,818.80  -3,389,292$65,752,264.80  -Form 4-
2021-11-01Bjorn Hall-Buy37Common Shares$12.12-$453.77  -484$5,871.66  -Form 4-
2021-11-01Richard Whitaker Booth-Buy41Common Shares$12.12-$499.95  -369$4,466.46  -Form 4-
2021-10-31Michael W RathburnSee RemarksBuy387Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP$0.36-$139.32  -436$156.96  -Form 4By Wahoo Energy LLC
2021-11-01Richard S ResslerCEO & PresidentBuy11,791Common Stock (Class I)$17.07-$201,269.30  -171,609$2,929,357.61  -Form 4By CIM Income NAV Management, LLC
2021-11-01Avraham Shemesh-Buy11,791Common Stock (Class I)$17.07-$201,269.30  -171,609$2,929,357.61  -Form 4By CIM Income NAV Management, LLC
2021-11-01Robert L. Kay-Buy20,000Common Stock$7.72-$154,400.00  -20,000$154,400.00  -Form 4
2021-11-02John A Fry-Buy171Class I Common Stock$24.47-$4,187.80  -3,023$73,964.98  -Form 4-
2021-11-01David L. MagdolPRESIDENT, CIO AND SMDBuy265Common Stock$7.72-$2,046.11  -13,906$107,352.47  -Form 4
2021-11-01Dwayne L. HyzakCEO, SMDBuy331Common Stock$7.72-$2,557.64  -17,382$134,190.58  -Form 4
2021-11-01Jason B BeauvaisEVP, GC, CCO, SECRETARYBuy133Common Stock$7.72-$1,023.05  -6,953$53,676.23  -Form 4
2021-11-02Karen Dougherty Buchholz-Buy161Class I Common Stock$24.47-$3,937.71  -906$22,163.95  -Form 4-
2021-11-01Niemann John O. Jr.-Buy733Common Stock$7.72-$5,660.38  -38,469$296,979.60  -Form 4
2021-11-01Jeffrey B. Walker-Buy530Common Stock$7.72-$4,092.22  -27,812$214,704.93  -Form 4
2021-11-02Terence J Connors-Buy197Class I Common Stock$24.47-$4,812.76  -3,693$90,361.84  -Form 4-
2021-11-02Ryan Boyer-Buy137Class I Common Stock$24.47-$3,363.16  -137$3,363.16  -Form 4-
2021-11-05Herbert Elmer Richerson-Buy500COMMON STOCK$40.25-$20,125.00  -77,335$3,112,733.75  -Form 4-
2021-11-05Kkr Phorm Investors L.p.-Buy1,000,000Common Stock$5.00-$5,000,000.00  -22,175,980$110,879,900.00  -Form 4See footnotes
2021-11-05Nuveen Fund Advisors, Llc-Sell100Common Stock$9.97$997.00  -9,900$98,703.00  -Form 4-
2021-11-05Edward H Dalelio-Buy4,609Common Stock$18.33-$84,482.97  -33,145$607,547.85  -Form 4-
2021-10-27Adam R. LevyCEOBuy1,428,750Common Stock$0.00$0.00  -10,295,529$0.00  -Form 4-
2021-11-05Alan KirshenbaumExecutive Vice PresidentBuy599,156Common Stock$18.33-$10,982,529.48  -4,081,653$74,816,699.49  -Form 4By LLC
2021-11-05Jonathan Lamm,CFO and COOBuy922Common Stock$18.33-$16,900.26  -5,443$99,770.19  -Form 4By the NFS/FMTC AS CUSTODIAN FBO JONATHAN LAMM ROTH IRA
2021-11-05Craig PackerCEO and PresidentBuy599,156Common Stock$18.33-$10,982,529.48  -4,081,653$74,816,699.49  -Form 4By LLC
2021-11-15Clark OakleyEVPBuy10Common Stock$62.10-$621.00  -2,390$148,419.00  -Form 4-
2021-11-12Alan KirshenbaumExecutive Vice PresidentBuy839,401Common Stock$15.15-$12,716,925.15  -3,718,523$56,335,623.45  -Form 4By LLC
2021-11-12Craig PackerCEO and PresidentBuy839,401Common Stock$15.15-$12,716,925.15  -3,718,523$56,335,623.45  -Form 4By LLC
2021-11-12Adam S Metz-Buy5,165Common Stock, par value $0.001 per share$21.26-$109,812.36  -32,412$689,074.44  -Form 4See Footnote
2021-11-12David N Miller-Buy1,291Common Stock, par value $0.001 per share$21.26-$27,453.04  -8,145$173,158.24  -Form 4See Footnote
2021-11-12Orit MizrachiChief Operating OfficerBuy517Common Stock, par value $0.001 per share$21.26-$10,981.22  -3,258$69,263.17  -Form 4-
2021-11-12Bruce D Frank-Buy258Common Stock, par value $0.001 per share$21.26-$5,490.61  -1,696$36,054.62  -Form 4See Footnote
2021-11-12Venugopal RathiChief Finanacial OfficerBuy517Common Stock, par value $0.001 per share$21.26-$10,981.22  -3,258$69,263.17  -Form 4-
2021-11-12Jeffrey LevinCEO and PresidentBuy5,165Common Stock, par value $0.001 per share$21.26-$109,812.36  -32,506$691,074.16  -Form 4-
2021-11-12Ms Credit Partners Holdings Inc.-Buy1,032,861Common Stock, par value $0.001 per share$21.26-$21,958,622.31  -6,509,115$138,383,788.09  -Form 4-
2021-11-12Kevin Shannon-Buy2,583Common Stock, par value $0.001 per share$21.26-$54,906.08  -16,033$340,862.43  -Form 4-
2021-11-12Joan Binstock-Buy2,583Common Stock, par value $0.001 per share$21.26-$54,906.08  -16,881$358,892.40  -Form 4See Footnote
2021-11-12Oak Lawn Direct Investors Gp, L.l.c.-Buy1,145,467Common Stock, par value $0.01 per share$0.00$0.00  -5,074,386$0.00  -Form 4By ORCC III Warehouse L.L.C.
2021-11-12Oak Lawn Direct Investors Gp, L.l.c.-Buy1,301,834Common Stock, par value $0.01 per share$0.00$0.00  -5,767,091$0.00  -Form 4By ORCC III Investors L.L.C.
2021-11-12Michael Mcgregor WhyteChief Operating OfficerBuy8,711Class I Common Stock, par value $0.001 per share$28.70-$249,999.96  -8,711$249,999.96  -Form 4-
2021-11-18Christopher J BastVice President & TreasurerBuy10,000Common Stock$16.40-$164,000.00  -57,300$939,720.00  -Form 4-
2021-11-16Thomas J. SchuetzChief Executive OfficerBuy600,000Common Stock$0.00$0.00  -5,125,467$0.00  -Form 4-
2021-11-16Muzinich Us Private Debt, Scsp-Buy3,885Common Stock$1,070.00-$4,156,629.00  -55,280$59,149,279.00  -Form 4-
2021-11-16Muzinich Us Private Debt, Scsp-Buy3,885Common Stock$1,070.00-$4,156,629.00  -55,280$59,149,279.00  -Form 4By Muzinich US Private Debt General Partner, S.a r.l., as the GP of Muzinich US Private Debt, SCSp
2021-11-16Jeffrey YouleCEO and PresidentBuy11Common Stock$1,070.00-$11,235.00  -149$159,323.00  -Form 4-
2021-11-18Harold H Greene-Buy4,219Class T Common Stock$0.00$0.00  -9,219$0.00  -Form 4-
2021-11-18Gerald W Robinson-Buy4,219Class T Common Stock$0.00$0.00  -9,219$0.00  -Form 4-
2021-11-18J. Grayson Sanders-Buy4,219Class T Common Stock$0.00$0.00  -9,219$0.00  -Form 4-
2021-11-18Dianne Hurley-Buy6,719Class T Common Stock$0.00$0.00  -48,289$0.00  -Form 4-
2021-11-18Smith Wilbur H Iii-Buy6,719Class T Common Stock$0.00$0.00  -50,045$0.00  -Form 4-
2021-11-18Brian J. Flornes-Buy6,719Class T Common Stock$0.00$0.00  -44,219$0.00  -Form 4-
2021-11-23Peter A CohenChief Executive OfficerSell20,299Class A Common Stock$11.00$223,289.00  -432,228$4,754,508.00  -Form 4By Self as Trustee for The Peter A. Cohen Revocable Trust
2021-11-23Cynthia L Mynatt-Buy323Common Stock (Held by Self)$0.00$0.00  -11,095$0.00  -Form 4-
2021-11-23James O Campbell-Buy166Common Stock (Held by Self)$0.00$0.00  -5,701$0.00  -Form 4-
2021-11-23James E Nance-Buy166Common Stock (Held by Self)$0.00$0.00  -5,701$0.00  -Form 4-
2021-11-23James E Nance-Buy62Common Stock$0.00$0.00  -2,147$0.00  -Form 4-
2021-11-23James E Nance-Buy467Common Stock (Held jointly with Spouse)$0.00$0.00  -16,040$0.00  -Form 4-
2021-11-23James E Nance-Buy223Common Stock (Held by Spouse)$0.00$0.00  -7,686$0.00  -Form 4By Spouse of Reporting Person Solely
2021-11-23James E Nance-Buy223Common Stock (Held by Self as Custodian for Daughter)$0.00$0.00  -7,686$0.00  -Form 4By Self As Custodian for Daughter
2021-11-23James E Nance-Buy223Common Stock (Held by Self as Custodian for Daughter)$0.00$0.00  -7,686$0.00  -Form 4By Self As Custodian for Daughter
2021-11-23Roger L DickPresident/CEO of UCCBuy44Common Stock$0.00$0.00  -1,528$0.00  -Form 4-
2021-11-23Roger L DickPresident/CEO of UCCBuy2,442Common Stock$0.00$0.00  -83,855$0.00  -Form 4-
2021-11-23Christy D StonerPresident & CEO UIA & CMO UCCBuy277Common Stock (Held by Self)$0.00$0.00  -9,536$0.00  -Form 4-
2021-11-23Christy D StonerPresident & CEO UIA & CMO UCCBuy847Common Stock$0.00$0.00  -29,087$0.00  -Form 4-
2021-11-23Christy D StonerPresident & CEO UIA & CMO UCCBuy138Common Stock$0.00$0.00  -4,750$0.00  -Form 4By Daughter Solely With Reporting Person as Attorney-in-Fact
2021-11-23Hearne Thomas M Jr-Buy658Common Stock$0.00$0.00  -22,620$0.00  -Form 4-
2021-11-23Hearne Thomas M Jr-Buy31Common Stock (Held by Self)$0.00$0.00  -1,068$0.00  -Form 4-
2021-11-23Joe S Brooks-Buy524Common Stock (Held jointly with Spouse)$0.00$0.00  -18,009$0.00  -Form 4-
2021-11-23Joe S Brooks-Buy522Common Stock (Held by Self)$0.00$0.00  -17,949$0.00  -Form 4-
2021-11-23Joe S Brooks-Buy11Common Stock (Held by Son)$0.00$0.00  -383$0.00  -Form 4By Son of Reporting Person Solely
2021-11-23W Chester Lowder-Buy181Common Stock (Held jointly with Spouse)$0.00$0.00  -6,237$0.00  -Form 4-
2021-11-23W Chester Lowder-Buy22Common Stock (Held by Son)$0.00$0.00  -783$0.00  -Form 4By Son of Reporting Peson Solely
2021-11-23S Todd Swaringen-Buy22Common Stock (Held by Self)$0.00$0.00  -786$0.00  -Form 4-
2021-11-23S Todd Swaringen-Buy59Common Stock$0.00$0.00  -2,052$0.00  -Form 4-
2021-11-23Beaver R David IiiCFO & Chief Risk OfficerBuy33Common Stock (Held jointly with Mother)$0.00$0.00  -1,157$0.00  -Form 4-
2021-11-23Beaver R David IiiCFO & Chief Risk OfficerBuy105Common Stock$0.00$0.00  -3,609$0.00  -Form 4-
2021-11-23Beaver R David IiiCFO & Chief Risk OfficerBuy683Common Stock$0.00$0.00  -23,461$0.00  -Form 4-
2021-11-23Tara G Eudy-Buy77Common Stock (Held Jointly with Spouse)$0.00$0.00  -2,664$0.00  -Form 4-
2021-11-23Rankin Frank A Iii-Buy1,342Common Stock (Held by Self)$0.00$0.00  -46,108$0.00  -Form 4-
2021-11-23Leavitt Harvey H Iii-Buy215Common Stock (Held by Self)$0.00$0.00  -7,388$0.00  -Form 4-
2021-11-23Leavitt Harvey H Iii-Buy5Common Stock (Held by Spouse)$0.00$0.00  -194$0.00  -Form 4By Spouse of Reporting Person Solely
2021-11-23Allen K Furr-Buy6Common Stock$0.00$0.00  -211$0.00  -Form 4-
2021-11-23Allen K Furr-Buy117Common Stock$0.00$0.00  -4,046$0.00  -Form 4-
2021-11-23Allen K Furr-Buy25Common Stock (Held by Self)$0.00$0.00  -881$0.00  -Form 4-
2021-11-23Allen K Furr-Buy71Common Stock (Held jointly with Spouse)$0.00$0.00  -2,446$0.00  -Form 4-
2021-11-23Allen K Furr-Buy6Common Stock$0.00$0.00  -211$0.00  -Form 4By Pershing LLC As Custodian IRA FBO Jennifer R. Furr (Spouse of Reporting Person)
2021-11-23Dean M Bowers-Buy189Common Stock (Held by Self)$0.00$0.00  -6,514$0.00  -Form 4-
2021-11-23Dean M Bowers-Buy28Common Stock$0.00$0.00  -984$0.00  -Form 4Held by Cede & Co., Depository for Pershing LLC Safekeeper for Daughter of Reporting Person Solely
2021-11-23Wesley A Morgan-Buy142Common Stock (Held by Self)$0.00$0.00  -4,881$0.00  -Form 4-
2021-11-23Randy T Russell-Buy59Common Stock (Held by Self TOD Spouse)$0.00$0.00  -2,051$0.00  -Form 4-
2021-11-23Matthew R Hudson-Buy63Common Stock (Held jointly with Spouse)$0.00$0.00  -2,164$0.00  -Form 4-
2021-11-23Chris M Poplin-Buy217Common Stock (Held jointly with Spouse)$0.00$0.00  -7,457$0.00  -Form 4-
2021-11-23Matthew A Shaver-Buy69Common Stock (Held jointly with Spouse)$0.00$0.00  -2,374$0.00  -Form 4-
2021-11-23Matthew A Shaver-Buy17Common Stock (Held by Mother-in-Law as Custodian for Spouse)$0.00$0.00  -613$0.00  -Form 4By Mother-in-Law As Custodian for Spouse
2021-11-23Deidre B Foster-Buy63Common Stock (Held jointly with Spouse)$0.00$0.00  -2,164$0.00  -Form 4-
2021-11-23Merlin Amirtharaj-Buy92Common Stock (Held jointly with Spouse)$0.00$0.00  -3,177$0.00  -Form 4-
2021-11-23Vernon A Russell-Buy170Common Stock$0.00$0.00  -5,848$0.00  -Form 4-
2021-11-23Vernon A Russell-Buy65Common Stock$0.00$0.00  -2,240$0.00  -Form 4By IRA FBO Edith Bridges Russell (Spouse of Reporting Person) Pershing LLC As Custodian
2021-11-23Vernon A Russell-Buy31Common Stock (Held by Self)$0.00$0.00  -1,068$0.00  -Form 4-
2021-11-23Jason R AndrewChief Information OfficerBuy2Common Stock$0.00$0.00  -69$0.00  -Form 4By Great Grandmother-in-Law as Custodian for Spouse
2021-11-23Jason R AndrewChief Information OfficerBuy234Common Stock$0.00$0.00  -8,047$0.00  -Form 4-
2021-11-19Public Institution For Social Security-Buy2,367,983Common Stock, $0.001 par value$10.55-$24,982,217.80  -8,344,165$88,030,939.70  -Form 4-
2021-11-23Jeffrey L TroutPresident UB MortgageBuy221Common Stock (Held by Self TOD Spouse)$0.00$0.00  -7,611$0.00  -Form 4-
2021-11-24Nolan Thomas H Jr-Buy31COMMON STOCK, CLASS C$27.29-$832.89  -8,579$234,110.81  -Form 4-
2021-11-24Curtis B Mcwilliams-Buy33COMMON STOCK, CLASS C$27.29-$890.20  -9,168$250,181.62  -Form 4-
2021-11-24Adam Scott Markman-Buy32COMMON STOCK, CLASS C$27.29-$866.73  -8,925$243,563.25  -Form 4-
2021-11-24Aaron Scott HalfacreCEOBuy31COMMON STOCK, CLASS C$27.29-$832.89  -8,581$234,180.95  -Form 4-
2021-11-24Jeffrey Randolph-Buy56COMMON STOCK, CLASS C$27.29-$1,531.79  -15,777$430,544.23  -Form 4-
2021-11-24Joe F Hanauer-Buy22COMMON STOCK, CLASS C$27.29-$591.10  -6,087$166,115.87  -Form 4-
2021-11-23Howard M Jenkins-Sell100,000Common Stock$66.40$6,640,000.00  -620,486$41,200,267.74  -Form 4-
2021-11-30Lisa PominskiEVPBuy250COMMON STOCK$40.25-$10,062.50  -14,683$590,990.75  -Form 4-
2021-11-30John Foster`EVPBuy333COMMON STOCK$40.75-$13,569.75  -7,313$298,004.75  -Form 4-
2021-11-29Kevin S MurphyPresidentBuy1,506Common Stock$66.40-$99,999.73  -16,673$1,107,067.28  -Form 4-
2021-11-19Richard Whitaker Booth-Buy41Common Shares$12.13-$500.00  -410$4,970.15  -Form 4-
2021-12-01Herbert Elmer Richerson-Buy18Common Stock$62.10-$1,117.80  -77,353$4,803,621.30  -Form 4-
2021-12-01Harvey Beker-Sell1Limited Partnership Interest$400,000.00$400,000.00  -1$400,000.00  -Form 4See footnote