| Trade Date |
Insider |
Title |
Buy or Sell |
Quantity |
Security Type |
Price |
Proceeds |
Transaction Conviction |
Position Quantity |
Position Value |
Positon Conviction |
SEC Link |
Nature of Ownership |
2020-07-01 | Richard J Pinola | - | Buy | 4,825 | Class A Common Stock | $8.29 | -$40,000.00 | - | 31,934 | $264,736.84 | - | Form 4 | - | 2020-07-01 | Edward A Glickman | - | Buy | 5,988 | Common Stock | $0.00 | $0.00 | - | 22,598 | $0.00 | - | Form 4 | - | 2020-07-01 | Nolan Thomas H Jr | - | Buy | 3,036 | COMMON STOCK Bonus Share | $7.00 | -$21,249.97 | - | 13,840 | $96,876.78 | - | Form 4 | - | 2020-07-01 | Stanley R Perla | - | Buy | 5,988 | Common Stock | $0.00 | $0.00 | - | 25,408 | $0.00 | - | Form 4 | - | 2020-07-01 | Elizabeth P Munson | - | Buy | 4,825 | Class A Common Stock | $8.29 | -$40,000.00 | - | 31,981 | $265,119.26 | - | Form 4 | - | 2020-07-01 | Curtis B Mcwilliams | - | Buy | 3,036 | COMMON STOCK Bonus Share | $7.00 | -$21,249.97 | - | 14,619 | $102,335.10 | - | Form 4 | - | 2020-07-01 | Stephen P Joyce | - | Buy | 5,988 | Common Stock | $0.00 | $0.00 | - | 22,598 | $0.00 | - | Form 4 | - | 2020-07-01 | Jonathan Kuchin | - | Buy | 6,936 | Class A Common Stock | $0.00 | $0.00 | - | 47,542 | $0.00 | - | Form 4 | - | 2020-07-01 | Ronald Lee Rayevich | - | Buy | 6,936 | Class A Common Stock | $0.00 | $0.00 | - | 39,990 | $0.00 | - | Form 4 | - | 2020-07-01 | Randall Greene | - | Buy | 6,936 | Class A Common Stock | $0.00 | $0.00 | - | 46,472 | $0.00 | - | Form 4 | - | 2020-07-01 | Roger Sherwood Pratt | - | Buy | 6,936 | Class A Common Stock | $0.00 | $0.00 | - | 15,937 | $0.00 | - | Form 4 | - | 2020-07-01 | Abby M. Wenzel | - | Buy | 5,988 | Common Stock | $0.00 | $0.00 | - | 24,470 | $0.00 | - | Form 4 | - | 2020-07-01 | Adam Scott Markman | - | Buy | 2,679 | COMMON STOCK Bonus Share | $7.00 | -$18,749.99 | - | 12,982 | $90,876.45 | - | Form 4 | - | 2020-07-01 | Jeffrey Randolph | - | Buy | 3,036 | COMMON STOCK Bonus Shares | $7.00 | -$21,249.97 | - | 33,541 | $234,785.39 | - | Form 4 | - | 2020-07-01 | Joe F Hanauer | - | Buy | 2,679 | COMMON STOCK Bonus Share | $7.00 | -$18,749.99 | - | 4,123 | $28,859.88 | - | Form 4 | - | 2020-07-01 | Milind Mehere | Chief Executive Officer | Buy | 101 | Common Stock | $9.92 | -$1,000.13 | - | 12,101 | $120,040.13 | - | Form 4 | - | 2020-07-07 | Douglas Gerard Geoga | - | Buy | 2,954 | Paired Shares | $11.51 | -$34,000.54 | - | 200,134 | $2,303,542.34 | - | Form 4 | - | 2020-07-03 | Paul C Hughes | General Counsel and Secretary | Sell | 32 | Common Stock | $8.35 | $267.20 | - | 116,058 | $969,084.30 | - | Form 4 | - | 2020-07-07 | Simon Turner | - | Buy | 1,564 | Paired Shares | $11.51 | -$18,001.64 | - | 10,098 | $116,227.98 | - | Form 4 | - | 2020-07-07 | Neil T Brown | - | Buy | 1,564 | Paired Shares | $11.51 | -$18,001.64 | - | 58,923 | $678,203.73 | - | Form 4 | - | 2020-07-03 | Jonathan P. Mehlman | CEO and President | Sell | 206 | Common Stock | $8.35 | $1,720.10 | - | 503,940 | $4,207,897.66 | - | Form 4 | - | 2020-07-14 | Smith Daniel Harlan Jr. | - | Buy | 15,625 | Common Shares of Beneficial Interest | $23.68 | -$370,000.00 | - | 15,625 | $370,000.00 | - | Form 4 | - | 2020-07-01 | A.j. Agarwal | President | Buy | 189,638 | Class I Common Stock | $10.55 | -$2,000,682.69 | - | 189,638 | $2,000,682.69 | - | Form 4 | - | 2020-07-01 | Brian J. Flornes | - | Buy | 5,000 | Class T Common Stock | $0.00 | $0.00 | - | 35,000 | $0.00 | - | Form 4 | - | 2020-07-01 | Dianne Hurley | - | Buy | 5,000 | Class T Common Stock | $0.00 | $0.00 | - | 39,070 | $0.00 | - | Form 4 | - | 2020-07-01 | Smith Wilbur H Iii | - | Buy | 5,000 | Class T Common Stock | $0.00 | $0.00 | - | 39,407 | $0.00 | - | Form 4 | - | 2020-07-01 | Brookfield Property Master Holdings Llc | - | Buy | 11,976 | Common Stock, par value $0.01 | $0.00 | $0.00 | - | 37,620 | $0.00 | - | Form 4 | See explanatory responses | 2020-07-01 | Rodney F Emery | Chief Executive Officer | Buy | 93,796 | Common | $15.23 | -$1,428,513.08 | - | 432,327 | $6,584,340.21 | - | Form 4 | Steadfast Apartment Advisor, LLC | 2020-06-30 | Brian A Staebler | See Remarks | Buy | 10,000 | Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP | $0.86 | -$8,600.00 | - | 45,023 | $38,719.78 | - | Form 4 | By Tracie R. Staebler Revocable Trust (wife's trust) | 2020-06-30 | Brian A Staebler | See Remarks | Sell | 10,000 | Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP | $0.86 | $8,600.00 | - | 0 | $0.00 | - | Form 4 | - | 2020-06-30 | Brian A Staebler | See Remarks | Buy | 10,000 | Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP | $0.86 | -$8,600.00 | - | 10,000 | $8,600.00 | - | Form 4 | - | 2020-06-29 | Michael M. Racy | - | Buy | 15,645 | Voting Common Stock, par value $0.01 per share | $0.00 | $0.00 | - | 75,000 | $0.00 | - | Form 4 | - | 2020-06-29 | Lori Wittman | - | Buy | 15,645 | Voting Common Stock, par value $0.01 per share | $0.00 | $0.00 | - | 75,000 | $0.00 | - | Form 4 | - | 2020-06-29 | Leigh Feuerstein | - | Buy | 15,645 | Voting Common Stock, par value $0.01 per share | $0.00 | $0.00 | - | 75,000 | $0.00 | - | Form 4 | - | 2020-06-29 | Andrew Fishleder | - | Buy | 15,645 | Voting Common Stock, par value $0.01 per share | $0.00 | $0.00 | - | 76,102 | $0.00 | - | Form 4 | - | 2020-06-30 | William A Siskovic | See Remarks | Sell | 10,000 | Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP | $0.86 | $8,600.00 | - | 0 | $0.00 | - | Form 4 | - | 2020-06-30 | William A Siskovic | See Remarks | Buy | 10,000 | Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP | $0.86 | -$8,600.00 | - | 70,602 | $60,717.72 | - | Form 4 | By Deborah L Siskovic Trust (wife's trust) | 2020-06-30 | Joseph R Paul | EVP, CFO & Secretary | Buy | 255 | Common Stock | $20.57 | -$5,245.35 | - | 104,349 | $2,146,458.93 | - | Form 4 | - | 2020-06-30 | Patrick M Covey | Chairman, President & CEO | Buy | 255 | Common Stock | $20.57 | -$5,245.35 | - | 126,582 | $2,603,791.74 | - | Form 4 | - | 2020-06-30 | James F Stief | Exec VP, U.S. Residential Ops | Buy | 256 | Common Stock | $20.57 | -$5,265.92 | - | 236,063 | $4,855,815.91 | - | Form 4 | - | 2020-06-30 | Thea R. Sears | Vice President & Controller | Buy | 256 | Common Stock | $20.57 | -$5,265.92 | - | 91,101 | $1,873,947.57 | - | Form 4 | - | 2020-06-30 | Brent R Repenning | Ex VP US Utility/Davey Resourc | Buy | 192 | Common Stock | $20.57 | -$3,949.44 | - | 41,838 | $860,607.66 | - | Form 4 | - | 2020-06-30 | Dan A Joy | VP/GM Comm'l Landscape Srvs | Buy | 256 | Common Stock | $20.57 | -$5,265.92 | - | 44,339 | $912,053.23 | - | Form 4 | - | 2020-06-30 | Christopher J Bast | Vice President & Treasurer | Buy | 256 | Common Stock | $20.57 | -$5,265.92 | - | 15,173 | $312,108.61 | - | Form 4 | - | 2020-06-30 | James Edgar Doyle | Exec VP&GM Davey Tree Canada | Buy | 47 | Common Stock | $20.57 | -$966.79 | - | 58,229 | $1,197,770.53 | - | Form 4 | - | 2020-06-30 | Erika J. Schoenberger | VP, GENERAL COUNSEL & ASST SEC | Buy | 256 | Common Stock | $20.57 | -$5,265.92 | - | 2,661 | $54,736.77 | - | Form 4 | - | 2020-06-30 | Gregory M Ina | Ex VP, Davey Institute/Emp Dev | Buy | 255 | Common Stock | $20.57 | -$5,245.35 | - | 51,795 | $1,065,423.15 | - | Form 4 | - | 2020-06-30 | William A Siskovic | See Remarks | Buy | 10,000 | Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP | $0.86 | -$8,600.00 | - | 10,000 | $8,600.00 | - | Form 4 | - | 2020-07-01 | Harvey Beker | - | Buy | 0 | Units of Delaware Statutory Trust | $500.00 | -$130.00 | - | 122 | $60,960.00 | - | Form 4 | Held through 401(k) and Profit Sharing Plan | 2020-03-31 | R David Spreng | President and CEO | Buy | 21,021 | Common Stock, par value $0.01 per share | $15.00 | -$315,308.10 | - | 41,525 | $622,877.70 | - | Form 4 | By Runway Growth Holdings LLC | 2020-03-02 | Harvey Beker | - | Buy | 1 | Units of Delaware Statutory Trust | $2,500.00 | -$2,925.00 | - | 118 | $294,575.00 | - | Form 4 | Held through 401(k) and Profit Sharing Plan | 2020-04-01 | Harvey Beker | - | Buy | 1 | Units of Delaware Statutory Trust | $2,500.00 | -$3,325.00 | - | 119 | $297,900.00 | - | Form 4 | Held through 401(k) and Profit Sharing Plan | 2020-03-02 | George E Crapple | - | Buy | 0 | Units of Delaware Statutory Trust | $750.00 | -$262.50 | - | 36 | $27,360.00 | - | Form 4 | Held through 401(k) and Profit Sharing Plan | 2020-04-02 | Clark Oakley | EVP | Buy | 470 | COMMON STOCK | $28.31 | -$13,305.70 | - | 2,274 | $64,376.94 | - | Form 4 | - | 2020-04-01 | Brett A. Johnson | - | Buy | 18,000 | Membership Units | $2.64 | -$47,520.00 | - | 26,000 | $68,640.00 | - | Form 4 | by BDR Farm Partnership | 2020-04-03 | Mark J Vaughn | VP/GM E Utility Serv RETIRED | Buy | 4,000 | Common Stock | $13.20 | -$52,800.00 | - | 23,737 | $313,328.40 | - | Form 4 | - | 2020-04-03 | Mark J Vaughn | VP/GM E Utility Serv RETIRED | Buy | 2,000 | Common Stock | $15.05 | -$30,100.00 | - | 25,737 | $387,341.85 | - | Form 4 | - | 2020-04-03 | Mark J Vaughn | VP/GM E Utility Serv RETIRED | Buy | 2,000 | Common Stock | $16.35 | -$32,700.00 | - | 27,737 | $453,499.95 | - | Form 4 | - | 2020-04-03 | James Edgar Doyle | Exec VP&GM Davey Tree Canada | Buy | 10,000 | Common Stock | $16.60 | -$166,000.00 | - | 71,245 | $1,182,667.00 | - | Form 4 | - | 2020-04-03 | James Edgar Doyle | Exec VP&GM Davey Tree Canada | Sell | 13,819 | Common Stock | $24.20 | $334,419.80 | - | 57,426 | $1,389,709.20 | - | Form 4 | - | 2020-04-07 | Douglas Gerard Geoga | - | Buy | 5,986 | Paired Shares | $7.10 | -$42,500.60 | - | 186,262 | $1,322,460.20 | - | Form 4 | - | 2020-04-07 | Neil T Brown | - | Buy | 3,169 | Paired Shares | $7.10 | -$22,499.90 | - | 42,081 | $298,775.10 | - | Form 4 | - | 2020-04-06 | Vikram S Uppal | See Remarks | Buy | 49,428 | Common stock | $0.00 | $0.00 | - | 49,428 | $0.00 | - | Form 4 | See FN | 2020-04-07 | Thomas M Joyce | - | Buy | 2,294 | Common Shares of Beneficial Interest | $21.80 | -$50,000.04 | - | 15,062 | $328,343.10 | - | Form 4 | - | 2020-04-09 | Nolan Thomas H Jr | - | Buy | 1,461 | COMMON STOCK Bonus Share | $10.27 | -$14,999.95 | - | 10,592 | $108,779.22 | - | Form 4 | - | 2020-04-09 | Curtis B Mcwilliams | - | Buy | 1,461 | COMMON STOCK Bonus Share | $10.27 | -$14,999.95 | - | 11,356 | $116,621.81 | - | Form 4 | - | 2020-04-07 | Robert J Bass | - | Buy | 459 | Common Shares of Beneficial Interest | $21.80 | -$10,000.10 | - | 3,074 | $67,016.47 | - | Form 4 | - | 2020-04-09 | Adam Scott Markman | - | Buy | 1,217 | COMMON STOCK Bonus Share | $10.27 | -$12,500.03 | - | 10,100 | $103,730.29 | - | Form 4 | - | 2020-04-09 | Jeffrey Randolph | - | Buy | 1,461 | COMMON STOCK Bonus Shares | $10.27 | -$14,999.95 | - | 29,886 | $306,928.71 | - | Form 4 | - | 2020-04-09 | Joe F Hanauer | - | Buy | 1,217 | COMMON STOCK Bonus Share | $10.27 | -$12,500.03 | - | 1,424 | $14,623.76 | - | Form 4 | - | 2020-02-06 | Howard J Weissman | See Remarks | Buy | 1,072 | Paired Shares | $0.00 | $0.00 | - | 32,455 | $0.00 | - | Form 4 | - | 2020-04-13 | Julian E Whitehurst | - | Buy | 1,403 | Common Stock | $2.35 | -$3,297.05 | - | 89,476 | $210,268.60 | - | Form 4 | - | 2020-04-13 | Paula Saban | - | Buy | 763 | Common Stock | $2.35 | -$1,793.05 | - | 95,449 | $224,305.15 | - | Form 4 | Through the Paula J. Saban Living Trust | 2020-04-13 | Scott A. Nelson | - | Buy | 1,089 | Common Stock | $2.35 | -$2,559.15 | - | 69,457 | $163,223.95 | - | Form 4 | - | 2020-04-13 | Thomas F Glavin | - | Buy | 876 | Common Stock | $2.35 | -$2,058.60 | - | 109,574 | $257,498.90 | - | Form 4 | - | 2020-04-13 | Thomas P Mcguinness | President and CEO | Buy | 9,041 | Common Stock | $2.35 | -$21,246.35 | - | 1,131,140 | $2,658,179.00 | - | Form 4 | - | 2020-04-13 | Stuart Aitken | - | Buy | 262 | Common Stock | $2.35 | -$615.70 | - | 32,805 | $77,091.75 | - | Form 4 | - | 2020-04-13 | Parsons Robert E Jr | - | Buy | 30,285 | Class A Common Stock | $0.00 | $0.00 | - | 51,015 | $0.00 | - | Form 4 | - | 2020-04-13 | Reynolds William H Jr | - | Buy | 23,841 | Class A Common Stock | $0.00 | $0.00 | - | 42,288 | $0.00 | - | Form 4 | - | 2020-04-13 | Charles S Henry | - | Sell | 31,956 | Common Stock | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | - | 2020-04-13 | Michael D Johnson | - | Sell | 31,956 | Common Stock | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | - | 2020-04-13 | Simon Turner | - | Sell | 8,657 | Common Stock | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | - | 2020-03-18 | Michael G Medzigian | CEO & President | Buy | 21,277 | Common Stock | $10.39 | -$221,070.84 | - | 21,277 | $221,070.84 | - | Form 4 | By CWA, LLC | 2020-04-01 | Michael G Medzigian | CEO & President | Buy | 9,220 | Common Stock | $10.39 | -$95,797.36 | - | 30,497 | $316,868.19 | - | Form 4 | By CWA, LLC | 2020-04-06 | Michael G Medzigian | CEO & President | Sell | 13,419 | Common Stock | $10.39 | $139,421.96 | - | 17,079 | $177,446.13 | - | Form 4 | By CWA, LLC | 2020-04-13 | Michael G Medzigian | CEO & President | Sell | 17,079 | Common Stock | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | By CWA, LLC | 2020-04-13 | Michael G Medzigian | CEO & President | Sell | 91,871 | Common Stock | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | By Michael G. Medzigian Revocable Trust | 2020-04-13 | Simon Turner | - | Buy | 7,883 | Class A Common Stock | $0.00 | $0.00 | - | 7,883 | $0.00 | - | Form 4 | - | 2020-03-18 | Michael G Medzigian | CEO & President | Buy | 19,598 | Class A Common Stock | $11.41 | -$223,615.12 | - | 19,598 | $223,615.12 | - | Form 4 | By CWA2, LLC | 2020-04-01 | Michael G Medzigian | CEO & President | Buy | 8,493 | Class A Common Stock | $11.41 | -$96,899.88 | - | 28,091 | $320,515.00 | - | Form 4 | By CWA2, LLC | 2020-04-06 | Michael G Medzigian | CEO & President | Sell | 12,360 | Class A Common Stock | $11.41 | $141,026.57 | - | 15,731 | $179,488.43 | - | Form 4 | By CWA2, LLC | 2020-04-13 | Michael G Medzigian | CEO & President | Buy | 15,552 | Class A Common Stock | $0.00 | $0.00 | - | 31,283 | $0.00 | - | Form 4 | By CWA2, LLC | 2020-04-13 | Michael G Medzigian | CEO & President | Buy | 83,658 | Class A Common Stock | $0.00 | $0.00 | - | 237,582 | $0.00 | - | Form 4 | By Michael G. Medzigian Revocable Trust | 2020-04-13 | Michael G Medzigian | CEO & President | Buy | 394,391 | Class A Common Stock | $0.00 | $0.00 | - | 394,391 | $0.00 | - | Form 4 | - | 2020-04-13 | Charles S Henry | - | Buy | 29,099 | Class A Common Stock | $0.00 | $0.00 | - | 42,241 | $0.00 | - | Form 4 | - | 2020-04-13 | Michael D Johnson | - | Buy | 29,099 | Class A Common Stock | $0.00 | $0.00 | - | 42,241 | $0.00 | - | Form 4 | - | 2020-04-13 | Gilbert Murillo | Chief Investment Officer | Buy | 51,561 | Class A Common Stock | $0.00 | $0.00 | - | 127,522 | $0.00 | - | Form 4 | - | 2020-04-14 | Gilbert Murillo | Chief Investment Officer | Sell | 7,787 | Class A Common Stock | $11.41 | $88,851.95 | - | 119,735 | $1,366,175.67 | - | Form 4 | - | 2020-04-15 | Patrick M Covey | Chairman, President & CEO | Buy | 10,000 | Common Stock | $8.30 | -$83,000.00 | - | 129,757 | $1,076,983.10 | - | Form 4 | - | 2020-04-15 | Patrick M Covey | Chairman, President & CEO | Sell | 3,430 | Common Stock | $24.20 | $83,006.00 | - | 126,327 | $3,057,113.40 | - | Form 4 | - | 2020-04-15 | Brent R Repenning | Ex VP US Utility/Davey Resourc | Buy | 4,000 | Common Stock | $8.30 | -$33,200.00 | - | 43,809 | $363,614.70 | - | Form 4 | - | 2020-04-15 | Brent R Repenning | Ex VP US Utility/Davey Resourc | Sell | 1,372 | Common Stock | $24.20 | $33,202.40 | - | 42,437 | $1,026,975.40 | - | Form 4 | - | 2020-04-15 | Brent R Repenning | Ex VP US Utility/Davey Resourc | Sell | 791 | Common Stock | $24.20 | $19,142.20 | - | 41,646 | $1,007,833.20 | - | Form 4 | - | 2020-04-15 | James Edgar Doyle | Exec VP&GM Davey Tree Canada | Buy | 2,400 | Common Stock | $8.30 | -$19,920.00 | - | 59,826 | $496,555.80 | - | Form 4 | - | 2020-04-15 | James Edgar Doyle | Exec VP&GM Davey Tree Canada | Sell | 823 | Common Stock | $24.20 | $19,916.60 | - | 59,003 | $1,427,872.60 | - | Form 4 | - | 2020-04-15 | James Edgar Doyle | Exec VP&GM Davey Tree Canada | Sell | 821 | Common Stock | $24.20 | $19,868.20 | - | 58,182 | $1,408,004.40 | - | Form 4 | - | 2020-04-15 | Gregory M Ina | Ex VP, Davey Institute/Emp Dev | Buy | 2,000 | Common Stock | $8.30 | -$16,600.00 | - | 52,226 | $433,475.80 | - | Form 4 | - | 2020-04-15 | Gregory M Ina | Ex VP, Davey Institute/Emp Dev | Sell | 686 | Common Stock | $24.20 | $16,601.20 | - | 51,540 | $1,247,268.00 | - | Form 4 | - | 2020-04-14 | Jessica C Joelson | Chief Accounting Officer | Buy | 3,000 | COMMON STOCK - SERIES A | $0.00 | $0.00 | - | 3,000 | $0.00 | - | Form 4 | - | 2020-04-15 | Erica J Chaffee | Chief Financial Officer | Buy | 0 | Common Shares | $18.29 | -$0.37 | - | 1 | $24.69 | - | Form 4 | - | 2020-04-15 | Erica J Chaffee | Chief Financial Officer | Buy | 1 | Common Shares | $18.29 | -$9.33 | - | 36 | $652.40 | - | Form 4 | By Husband | 2020-04-15 | Ryan M. Downs | President | Buy | 0 | Common Shares | $18.29 | -$0.37 | - | 1 | $20.30 | - | Form 4 | - | 2020-04-15 | Bruce Furness | Chairman, Board of Trustees | Buy | 943 | Common Shares | $18.29 | -$17,255.15 | - | 66,125 | $1,209,427.35 | - | Form 4 | - | 2020-04-15 | James Hansen | - | Buy | 1,347 | Common Shares | $18.29 | -$24,637.36 | - | 94,415 | $1,726,854.56 | - | Form 4 | - | 2020-04-15 | Timothy Hunt | - | Buy | 948 | Common Shares | $18.29 | -$17,330.69 | - | 72,417 | $1,324,497.97 | - | Form 4 | - | 2020-04-15 | Michelle L. Korsmo | - | Buy | 67 | Common Shares | $18.29 | -$1,218.85 | - | 4,671 | $85,435.52 | - | Form 4 | - | 2020-04-15 | Richard Savageau | - | Buy | 3,187 | Common Shares | $18.29 | -$58,297.18 | - | 223,407 | $4,086,108.36 | - | Form 4 | - | 2020-04-15 | Richard Savageau | - | Buy | 429 | Common Shares | $18.29 | -$7,844.95 | - | 30,063 | $549,860.87 | - | Form 4 | By Wife | 2020-04-15 | Joel S. Thomsen | Chief Investment Officer | Buy | 0 | Common Shares | $18.29 | -$0.18 | - | 1 | $18.47 | - | Form 4 | - | 2020-04-15 | Joel S. Thomsen | Chief Investment Officer | Buy | 89 | Common Shares | $18.29 | -$1,622.14 | - | 6,216 | $113,691.92 | - | Form 4 | By Wife | 2020-04-15 | James Wieland | - | Buy | 2,043 | Common Shares | $18.29 | -$37,367.93 | - | 143,201 | $2,619,149.40 | - | Form 4 | - | 2020-04-15 | James Wieland | - | Buy | 519 | Common Shares | $19.25 | -$9,999.99 | - | 143,721 | $2,766,622.51 | - | Form 4 | - | 2020-04-15 | James Wieland | - | Buy | 920 | Common Shares | $18.29 | -$16,822.23 | - | 64,466 | $1,179,079.30 | - | Form 4 | By Wieland Investments, LLLP | 2020-04-15 | James Wieland | - | Buy | 519 | Common Shares | $19.25 | -$9,999.99 | - | 64,985 | $1,250,966.45 | - | Form 4 | By Wieland Investments, LLLP | 2020-04-15 | Lance Wolf | - | Buy | 1,250 | Common Shares | $18.29 | -$22,861.22 | - | 87,609 | $1,602,365.50 | - | Form 4 | - | 2020-04-15 | Lance Wolf | - | Buy | 519 | Common Shares | $19.25 | -$9,999.99 | - | 88,128 | $1,696,469.97 | - | Form 4 | - | 2020-04-15 | Lance Wolf | - | Buy | 70 | Common Shares | $18.29 | -$1,288.16 | - | 4,937 | $90,293.34 | - | Form 4 | By Wife | 2020-04-21 | Paul C Hughes | General Counsel & Secretary | Buy | 35,185 | Common Stock | $0.00 | $0.00 | - | 116,090 | $0.00 | - | Form 4 | - | 2020-04-21 | Bruce A Riggins | CFO & Treasurer | Buy | 20,958 | Common Stock | $0.00 | $0.00 | - | 20,958 | $0.00 | - | Form 4 | - | 2020-04-21 | Jonathan P. Mehlman | CEO and President | Buy | 134,503 | Common Stock | $0.00 | $0.00 | - | 504,146 | $0.00 | - | Form 4 | - | 2020-04-22 | Alaris Master Fund Lp | - | Buy | 172,150 | Common Stock | $17.43 | -$3,000,568.05 | - | 1,478,675 | $25,773,311.87 | - | Form 4 | - | 2020-04-24 | Mark J Vaughn | VP/GM E Utility Serv RETIRED | Sell | 5,400 | Common Stock | $24.20 | $130,680.00 | - | 22,337 | $540,555.40 | - | Form 4 | - | 2020-04-22 | James R. Barry | CFO and Treasurer | Buy | 2,556 | Class A Common Stock | $0.00 | $0.00 | - | 11,937 | $0.00 | - | Form 4 | - | 2020-04-22 | Joseph H Robinson | Chief Operations Officer | Buy | 3,195 | Class A Common Stock | $0.00 | $0.00 | - | 6,127 | $0.00 | - | Form 4 | - | 2020-04-27 | Nolan Thomas H Jr | - | Buy | 52 | COMMON STOCK, CLASS C | $10.27 | -$538.97 | - | 10,644 | $109,318.19 | - | Form 4 | - | 2020-04-27 | Curtis B Mcwilliams | - | Buy | 57 | COMMON STOCK, CLASS C | $10.27 | -$584.05 | - | 11,412 | $117,205.86 | - | Form 4 | - | 2020-04-28 | Edward H Dalelio | - | Buy | 1,794 | Common Stock | $14.05 | -$25,205.70 | - | 13,411 | $188,424.55 | - | Form 4 | - | 2020-04-28 | Douglas I Ostrover | - | Buy | 233,205 | Common Stock | $14.05 | -$3,276,530.25 | - | 1,720,397 | $24,171,577.85 | - | Form 4 | By LLC | 2020-04-28 | Alan Kirshenbaum | COO and CFO | Buy | 233,205 | Common Stock | $14.05 | -$3,276,530.25 | - | 1,720,397 | $24,171,577.85 | - | Form 4 | By LLC | 2020-04-27 | Adam Scott Markman | - | Buy | 51 | COMMON STOCK, CLASS C | $10.27 | -$524.39 | - | 10,151 | $104,254.67 | - | Form 4 | - | 2020-04-27 | Aaron Scott Halfacre | CEO | Buy | 80 | COMMON STOCK, CLASS C | $10.27 | -$816.57 | - | 13,912 | $142,876.24 | - | Form 4 | - | 2020-04-27 | Jeffrey Randolph | - | Buy | 163 | COMMON STOCK, CLASS C | $10.27 | -$1,677.91 | - | 30,049 | $308,606.62 | - | Form 4 | - | 2020-04-27 | Joe F Hanauer | - | Buy | 1 | COMMON STOCK, CLASS C | $10.27 | -$12.22 | - | 1,425 | $14,635.98 | - | Form 4 | - | 2020-04-28 | Craig Packer | CEO and President | Buy | 233,205 | Common Stock | $14.05 | -$3,276,530.25 | - | 1,720,397 | $24,171,577.85 | - | Form 4 | By LLC | 2020-04-30 | Avraham Shemesh | CEO & President | Buy | 7,243 | Common Stock (Class A) | $19.64 | -$142,253.50 | - | 94,721 | $1,860,313.76 | - | Form 4 | By Cole REIT Management V, LLC | 2020-05-01 | James F Stief | Exec VP, U.S. Residential Ops | Sell | 24,042 | Common Stock | $24.20 | $581,816.40 | - | 235,807 | $5,706,529.40 | - | Form 4 | - | 2020-05-01 | Thea R. Sears | Vice President & Controller | Buy | 2,000 | Common Stock | $8.30 | -$16,600.00 | - | 90,845 | $754,013.50 | - | Form 4 | - | 2020-05-01 | Mark J Vaughn | VP/GM E Utility Serv RETIRED | Buy | 1,500 | Common Stock | $17.60 | -$26,400.00 | - | 23,837 | $419,531.20 | - | Form 4 | - | 2020-05-01 | Mark J Vaughn | VP/GM E Utility Serv RETIRED | Buy | 1,300 | Common Stock | $19.10 | -$24,830.00 | - | 25,137 | $480,116.70 | - | Form 4 | - | 2020-05-01 | Mark J Vaughn | VP/GM E Utility Serv RETIRED | Buy | 1,300 | Common Stock | $21.10 | -$27,430.00 | - | 26,437 | $557,820.70 | - | Form 4 | - | 2020-05-01 | A.j. Agarwal | President | Buy | 23,948 | Class I Common Stock | $10.44 | -$250,021.50 | - | 348,786 | $3,641,323.13 | - | Form 4 | See footnote | 2020-04-29 | Terra International Fund 3 Reit, Llc | - | Sell | 212,691 | Common stock | $17.02 | $3,619,999.97 | - | 2,457,685 | $41,829,791.72 | - | Form 4 | - | 2020-05-01 | Harvey Beker | - | Buy | 1 | Units of Delaware Statutory Trust | $2,500.00 | -$3,200.00 | - | 120 | $301,000.00 | - | Form 4 | Held through 401(k) and Profit Sharing Plan | 2020-05-04 | Randall T Jones | CEO | Buy | 500 | Common Stock | $50.10 | -$25,050.00 | - | 11,400 | $571,140.00 | - | Form 4 | - | 2020-05-04 | Uaw Chrysler Retireees Medical Benefits Plan | - | Buy | 2,080,000 | Common Stock | $10.00 | -$20,800,000.00 | - | 4,160,000 | $41,600,000.00 | - | Form 4 | - | 2020-05-04 | Uaw Chrysler Retireees Medical Benefits Plan | - | Buy | 3,260,000 | Common Stock | $10.00 | -$32,600,000.00 | - | 6,520,000 | $65,200,000.00 | - | Form 4 | - | 2020-05-04 | Uaw Chrysler Retireees Medical Benefits Plan | - | Buy | 4,660,000 | Common Stock | $10.00 | -$46,600,000.00 | - | 9,320,000 | $93,200,000.00 | - | Form 4 | - | 2020-05-04 | Michael V Shustek | See Remarks | Buy | 0 | Common Stock | $0.00 | $0.00 | - | 854,067 | $0.00 | - | Form 4 | Vestin Realty Mortgage II, Inc. | 2020-05-04 | Michael V Shustek | See Remarks | Buy | 0 | Common Stock | $0.00 | $0.00 | - | 456,834 | $0.00 | - | Form 4 | Vestin Realty Mortgage I, Inc. | 2020-05-06 | Herbert Elmer Richerson | - | Buy | 15 | Common Stock | $55.75 | -$836.25 | - | 7,609 | $424,201.75 | - | Form 4 | - | 2020-04-29 | James Anthony Patton | - | Sell | 60 | COMMON STOCK | $54.75 | $3,285.00 | - | 29,569 | $1,618,902.75 | - | Form 4 | - | 2020-04-29 | James Anthony Patton | - | Buy | 60 | COMMON STOCK | $54.75 | -$3,285.00 | - | 60 | $3,285.00 | - | Form 4 | " BY SPOUSE" | 2020-05-04 | Avraham Shemesh | - | Buy | 188,000 | Common Stock (Class I) | $25.00 | -$4,700,000.00 | - | 192,000 | $4,800,000.00 | - | Form 4 | See Footnote | 2020-05-04 | Avraham Shemesh | - | Buy | 4,000 | Common Stock (Class A) | $26.52 | -$106,080.00 | - | 4,000 | $106,080.00 | - | Form 4 | See Footnote | 2020-05-04 | Avraham Shemesh | - | Buy | 4,000 | Common Stock (Class C) | $25.00 | -$100,000.00 | - | 4,000 | $100,000.00 | - | Form 4 | See Footnote | 2020-05-04 | Avraham Shemesh | - | Buy | 4,000 | Common Stock (Class L) | $26.11 | -$104,440.00 | - | 4,000 | $104,440.00 | - | Form 4 | See Footnote | 2020-05-04 | Shaul Kuba | - | Buy | 188,000 | Common Stock (Class I) | $25.00 | -$4,700,000.00 | - | 192,000 | $4,800,000.00 | - | Form 4 | See Footnote | 2020-05-04 | Shaul Kuba | - | Buy | 4,000 | Common Stock (Class A) | $26.52 | -$106,080.00 | - | 4,000 | $106,080.00 | - | Form 4 | See Footnote | 2020-05-04 | Shaul Kuba | - | Buy | 4,000 | Common Stock (Class C) | $25.00 | -$100,000.00 | - | 4,000 | $100,000.00 | - | Form 4 | See Footnote | 2020-05-04 | Shaul Kuba | - | Buy | 4,000 | Common Stock (Class L) | $26.11 | -$104,440.00 | - | 4,000 | $104,440.00 | - | Form 4 | See Footnote | 2020-05-15 | Stephen M Knopik | - | Buy | 5,000 | Common Stock | $50.10 | -$250,500.00 | - | 26,000 | $1,302,600.00 | - | Form 4 | - | 2020-05-15 | Neil T Brown | - | Buy | 8,000 | Paired Shares | $10.69 | -$85,520.00 | - | 50,081 | $535,365.89 | - | Form 4 | - | 2020-05-15 | Fresno County Employees' Retirement Association | - | Buy | 323,237 | Common Stock | $18.90 | -$6,109,179.30 | - | 5,839,979 | $110,375,603.10 | - | Form 4 | - | 2020-05-15 | Mark David Jenkins | - | Buy | 431 | Common Stock | $18.90 | -$8,145.90 | - | 7,787 | $147,174.30 | - | Form 4 | - | 2020-05-15 | Thomas M Hennigan | CFO | Buy | 216 | Common Stock | $18.90 | -$4,082.40 | - | 3,894 | $73,596.60 | - | Form 4 | - | 2020-05-05 | Investments Ltd Ghl | - | Buy | 1,400,000 | Units of LLC Interest | $10.00 | -$14,000,000.00 | - | 4,200,000 | $42,000,000.00 | - | Form 4 | - | 2020-05-15 | Aaron Daniel Peck | CFO & Corporate Secretary | Buy | 6,459 | Common Stock | $9.29 | -$60,000.02 | - | 17,959 | $166,835.02 | - | Form 4 | - | 2020-05-15 | Commercial Bank National | - | Buy | 28,014 | Common Stock | $18.90 | -$529,464.60 | - | 7,778,373 | $147,011,257.83 | - | Form 4 | See notes | 2020-05-15 | Commercial Bank National | - | Buy | 430,982 | Common Stock | $18.90 | -$8,145,559.80 | - | 8,209,355 | $155,156,817.63 | - | Form 4 | - | 2020-07-13 | Stanley A Moore | - | Buy | 7,455 | Common Stock | $0.00 | $0.00 | - | 19,878 | $0.00 | - | Form 4 | - | 2020-05-19 | Edward H Dalelio | - | Buy | 3,713 | Common Stock | $14.16 | -$52,576.08 | - | 17,303 | $245,010.48 | - | Form 4 | - | 2020-07-01 | Roland J Fagen | - | Sell | 3,925 | Membership Units | $0.00 | $0.00 | - | 146 | $0.00 | 0.08 [Very Low] | Form 4 | by Project Hawkeye, LLC | 2020-05-19 | Douglas I Ostrover | - | Buy | 482,714 | Common Stock | $14.16 | -$6,835,230.24 | - | 2,203,111 | $31,196,051.76 | - | Form 4 | By LLC | 2020-07-13 | Charles B Duke | - | Buy | 7,455 | Common Stock | $0.00 | $0.00 | - | 19,878 | $0.00 | - | Form 4 | - | 2020-07-13 | Marshall M. Burton | - | Buy | 7,455 | Common Stock | $0.00 | $0.00 | - | 19,878 | $0.00 | 4.36 [Low] | Form 4 | - | 2020-07-13 | John S. Hagestad | - | Buy | 7,455 | Common Stock | $0.00 | $0.00 | - | 20,453 | $0.00 | - | Form 4 | - | 2020-05-19 | Alan Kirshenbaum | COO and CFO | Buy | 482,714 | Common Stock | $14.16 | -$6,835,230.24 | - | 2,203,111 | $31,196,051.76 | - | Form 4 | By LLC | 2020-05-20 | John Foster` | EVP | Buy | 5 | Common Stock | $55.75 | -$278.75 | - | 5,825 | $324,743.75 | - | Form 4 | - | 2020-05-19 | Craig Packer | CEO and President | Buy | 482,714 | Common Stock | $14.16 | -$6,835,230.24 | - | 2,203,111 | $31,196,051.76 | - | Form 4 | By LLC | 2020-05-20 | Karl J Warnke | - | Buy | 1,488 | Common Stock | $0.00 | $0.00 | - | 694,707 | $0.00 | - | Form 4 | By Karl J. Warnke Trust | 2020-05-20 | Douglas K Hall | - | Buy | 6,000 | Common Stock | $8.30 | -$49,800.00 | - | 106,159 | $881,119.70 | - | Form 4 | - | 2020-05-20 | Douglas K Hall | - | Sell | 2,058 | Common Stock | $0.00 | $0.00 | - | 104,101 | $0.00 | - | Form 4 | - | 2020-05-20 | Douglas K Hall | - | Buy | 1,488 | Common Stock | $0.00 | $0.00 | - | 105,589 | $0.00 | - | Form 4 | - | 2020-05-20 | Catherine M Kilbane | - | Buy | 1,488 | Common Stock | $0.00 | $0.00 | - | 5,078 | $0.00 | - | Form 4 | - | 2020-05-20 | William J Ginn | - | Buy | 6,000 | Common Stock | $8.30 | -$49,800.00 | - | 26,717 | $221,751.10 | - | Form 4 | - | 2020-05-20 | William J Ginn | - | Sell | 2,058 | Common Stock | $0.00 | $0.00 | - | 24,659 | $0.00 | - | Form 4 | - | 2020-05-20 | William J Ginn | - | Buy | 1,488 | Common Stock | $0.00 | $0.00 | - | 26,147 | $0.00 | - | Form 4 | - | 2020-05-20 | Sandra W Harbrecht | - | Buy | 1,488 | Common Stock | $0.00 | $0.00 | - | 94,395 | $0.00 | - | Form 4 | - | 2020-05-20 | Donald C Brown | - | Buy | 1,488 | Common Stock | $0.00 | $0.00 | - | 29,322 | $0.00 | - | Form 4 | - | 2020-05-20 | Alejandra Evans | - | Buy | 1,488 | Common Stock | $0.00 | $0.00 | - | 3,194 | $0.00 | - | Form 4 | - | 2020-05-20 | Charles D Stapleton | - | Buy | 1,488 | Common Stock | $0.00 | $0.00 | - | 1,488 | $0.00 | - | Form 4 | - | 2020-05-20 | Rodney F Emery | Chief Executive Officer | Buy | 171,585 | Common Stock | $15.23 | -$2,613,239.55 | - | 246,544 | $3,754,865.12 | - | Form 4 | Steadfast Apartment Advisor, LLC | 2020-05-22 | Abby M. Wenzel | - | Buy | 1,481 | Common Stock | $0.00 | $0.00 | - | 9,852 | $0.00 | - | Form 4 | - | 2020-05-22 | Elizabeth K. Tuppeny | - | Buy | 1,481 | Common Stock | $0.00 | $0.00 | - | 9,852 | $0.00 | - | Form 4 | - | 2020-05-22 | Lee M Elman | - | Buy | 1,481 | Common Stock | $0.00 | $0.00 | - | 8,519 | $0.00 | - | Form 4 | - | 2020-05-26 | Herbert Elmer Richerson | - | Buy | 7 | Common Stock | $55.75 | -$390.25 | - | 7,616 | $424,592.00 | - | Form 4 | - | 2020-05-26 | John Foster` | EVP | Buy | 5 | Common Stock | $55.75 | -$278.75 | - | 5,830 | $325,022.50 | - | Form 4 | - | 2020-05-26 | Nolan Thomas H Jr | - | Buy | 84 | COMMON STOCK, CLASS C | $7.00 | -$585.76 | - | 10,728 | $75,096.70 | - | Form 4 | - | 2020-05-26 | Curtis B Mcwilliams | - | Buy | 90 | COMMON STOCK, CLASS C | $7.00 | -$629.65 | - | 11,502 | $80,516.80 | - | Form 4 | - | 2020-05-26 | Adam Scott Markman | - | Buy | 80 | COMMON STOCK, CLASS C | $7.00 | -$561.26 | - | 10,232 | $71,620.92 | - | Form 4 | - | 2020-05-26 | Aaron Scott Halfacre | CEO | Buy | 113 | COMMON STOCK, CLASS C | $7.00 | -$794.29 | - | 14,025 | $98,178.29 | - | Form 4 | - | 2020-05-26 | Jeffrey Randolph | - | Buy | 242 | COMMON STOCK, CLASS C | $7.00 | -$1,693.65 | - | 30,291 | $212,038.96 | - | Form 4 | - | 2020-05-26 | Joe F Hanauer | - | Buy | 9 | COMMON STOCK, CLASS C | $7.00 | -$63.07 | - | 1,434 | $10,038.91 | - | Form 4 | - | 2020-05-28 | Buford H Ortale | - | Buy | 2,692 | Common Stock | $0.00 | $0.00 | - | 15,216 | $0.00 | - | Form 4 | - | 2020-05-05 | New Mountain Guardian Investments Iii, L.l.c. | - | Buy | 1,593,964 | LLC Interests | $10.00 | -$15,939,640.00 | - | 4,781,892 | $47,818,920.00 | - | Form 4 | - | 2020-05-06 | Stephen R Quazzo | - | Buy | 5,889 | Common Stock | $0.00 | $0.00 | - | 85,566 | $0.00 | - | Form 4 | By Stephen R. Quazzo Trust | 2020-05-07 | Michael A Stein | - | Buy | 26,274 | Common Stock | $3.14 | -$82,500.36 | - | 91,139 | $286,176.46 | - | Form 4 | - | 2020-05-06 | Leslie T Chao | - | Buy | 5,889 | Common Stock | $0.00 | $0.00 | - | 48,501 | $0.00 | - | Form 4 | - | 2020-05-07 | Julian E Whitehurst | - | Buy | 26,274 | Common Stock | $3.14 | -$82,500.36 | - | 115,750 | $363,455.00 | - | Form 4 | - | 2020-05-08 | Karl J Warnke | - | Sell | 24,800 | Common Stock | $24.20 | $600,160.00 | - | 693,219 | $16,775,899.80 | - | Form 4 | By Karl J. Warnke Trust | 2020-05-07 | Thomas F Glavin | - | Buy | 26,274 | Common Stock | $3.14 | -$82,500.36 | - | 135,848 | $426,562.72 | - | Form 4 | - | 2020-05-07 | Stuart Aitken | - | Buy | 26,274 | Common Stock | $3.14 | -$82,500.36 | - | 59,079 | $185,508.06 | - | Form 4 | - | 2020-05-07 | Paula Saban | - | Buy | 26,274 | Common Stock | $3.14 | -$82,500.36 | - | 121,723 | $382,210.22 | - | Form 4 | Through the Paula J. Saban Living Trust | 2020-05-07 | Scott A. Nelson | - | Buy | 26,274 | Common Stock | $3.14 | -$82,500.36 | - | 95,731 | $300,595.34 | - | Form 4 | - | 2020-05-07 | Amanda Elizabeth Black | - | Buy | 26,274 | Common Stock | $3.14 | -$82,500.36 | - | 39,410 | $123,747.40 | - | Form 4 | - | 2020-05-06 | Paul Massey | - | Buy | 5,889 | Common Stock | $0.00 | $0.00 | - | 34,151 | $0.00 | - | Form 4 | - | 2020-05-06 | Jane Silfen | - | Buy | 8,833 | Common Stock | $0.00 | $0.00 | - | 8,833 | $0.00 | - | Form 4 | - | 2020-05-06 | Elizabeth Fischer | - | Buy | 8,833 | Common Stock | $0.00 | $0.00 | - | 8,833 | $0.00 | - | Form 4 | - | 2020-05-06 | John A. Strong | - | Buy | 5,889 | Common Stock | $0.00 | $0.00 | - | 15,914 | $0.00 | - | Form 4 | - | 2020-05-06 | Gregory S. Wood | - | Buy | 5,889 | Common Stock | $0.00 | $0.00 | - | 20,723 | $0.00 | - | Form 4 | - | 2020-05-12 | Patrick M Covey | Chairman, President & CEO | Buy | 500 | Common Stock | $24.20 | -$12,100.00 | - | 500 | $12,100.00 | - | Form 4 | By son | 2020-05-29 | Avraham Shemesh | CEO & President | Buy | 7,894 | Common Stock (Class A) | $18.62 | -$146,995.03 | - | 102,615 | $1,910,693.53 | - | Form 4 | By Cole REIT Management V, LLC | 2020-07-01 | Brett A. Johnson | - | Sell | 26,000 | Membership Units | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | by BDR Farm Partnership | 2020-07-01 | Brett A. Johnson | - | Buy | 10,000 | Membership Units | $0.00 | $0.00 | - | 25,000 | $0.00 | - | Form 4 | - | 2020-06-01 | Michael V Shustek | See Remarks | Buy | 0 | Common Stock | $0.00 | $0.00 | - | 854,067 | $0.00 | - | Form 4 | Vestin Realty Mortgage II, Inc. | 2020-06-01 | Michael V Shustek | See Remarks | Buy | 0 | Common Stock | $0.00 | $0.00 | - | 456,834 | $0.00 | - | Form 4 | Vestin Realty Mortgage I, Inc. | 2020-06-01 | Harvey Beker | - | Buy | 1 | Units of Delaware Statutory Trust | $2,500.00 | -$3,225.00 | - | 122 | $304,250.00 | - | Form 4 | Held through 401(k) and Profit Sharing Plan | 2020-06-01 | Rodney F Emery | Chief Executive Officer | Buy | 93,624 | Common Stock | $15.23 | -$1,425,893.52 | - | 265,209 | $4,039,133.07 | - | Form 4 | Steadfast Apartment Advisor, LLC | 2020-06-01 | William M Riegel | - | Buy | 9,930 | Common Stock | $10.07 | -$99,990.07 | - | 9,930 | $99,990.07 | - | Form 4 | - | 2020-06-03 | Jeff Kistner | Interim CFO | Buy | 165 | Class B Units | $118.91 | -$19,620.15 | - | 165 | $19,620.15 | - | Form 4 | By Entity | 2020-06-04 | Jeffrey L. Shekell | - | Buy | 138,889 | Common Stock | $0.00 | $0.00 | - | 433,263 | $0.00 | - | Form 4 | - | 2020-06-04 | R. David Turner | - | Buy | 138,889 | Common Stock | $0.00 | $0.00 | - | 715,009 | $0.00 | - | Form 4 | - | 2020-05-29 | Nachum Stein | - | Buy | 3,187,500 | Common Stock | $0.04 | -$127,500.00 | - | 4,822,500 | $192,900.00 | - | Form 4 | - | 2020-02-17 | Adam R. Levy | CEO & CFO | Buy | 5,928,571 | Restricted Stock Award (Common Stock) | $0.00 | $0.00 | - | 5,928,571 | $0.00 | - | Form 4 | - | 2020-05-29 | Adam R. Levy | CEO & CFO | Buy | 1,546,875 | Common Stock | $0.04 | -$61,875.00 | - | 1,554,875 | $62,195.00 | - | Form 4 | - | 2020-06-09 | Seneff James M Jr | - | Sell | 22 | Class FA Common Stock | $0.00 | $0.00 | - | 446 | $0.00 | - | Form 4 | By CNL Strategic Capital Management, LLC and CNL Strategic Capital Investment, LLC | 2020-06-11 | Gary Whitaker | EVP | Buy | 133 | Common Stock | $33.94 | -$4,514.02 | - | 7,141 | $242,365.54 | - | Form 4 | By spouse | 2020-06-09 | Dianne Hurley | - | Buy | 2,500 | Class T Common Stock | $0.00 | $0.00 | - | 34,070 | $0.00 | - | Form 4 | - | 2020-06-09 | Smith Wilbur H Iii | - | Buy | 2,500 | Class T Common Stock | $0.00 | $0.00 | - | 34,291 | $0.00 | - | Form 4 | - | 2020-06-09 | Brian J. Flornes | - | Buy | 2,500 | Class T Common Stock | $0.00 | $0.00 | - | 30,000 | $0.00 | - | Form 4 | - | 2020-06-10 | Harold H Greene | - | Buy | 2,500 | Common Stock | $0.00 | $0.00 | - | 54,853 | $0.00 | - | Form 4 | - | 2020-06-10 | Gerald W Robinson | - | Buy | 2,500 | Common Stock | $0.00 | $0.00 | - | 45,000 | $0.00 | - | Form 4 | - | 2020-06-10 | J. Grayson Sanders | - | Buy | 2,500 | Common Stock | $0.00 | $0.00 | - | 18,342 | $0.00 | - | Form 4 | - | 2020-06-12 | Raymond E Wirta | - | Buy | 69,467 | COMMON STOCK | $10.00 | -$694,665.20 | - | 163,496 | $1,634,957.80 | - | Form 4 | - | 2020-07-15 | Lisa Pominski | EVP | Buy | 18 | COMMON STOCK | $56.75 | -$1,021.50 | - | 13,174 | $747,624.50 | - | Form 4 | - | 2020-06-17 | John Mcdearman | President | Buy | 85 | Common Stock | $56.75 | -$4,823.75 | - | 9,828 | $557,739.00 | - | Form 4 | - | 2020-06-15 | Kenneth P Regan | Chief Executive Officer | Buy | 6,215 | Common Shares | $19.25 | -$119,640.10 | - | 21,215 | $408,390.10 | - | Form 4 | By Wife | 2020-06-15 | Joel S. Thomsen | Chief Investment Officer | Sell | 6,215 | Common Shares | $19.25 | $119,640.10 | - | 1 | $19.25 | - | Form 4 | By Wife | 2020-06-18 | Rodney F Emery | Chief Executive Officer | Buy | 51,983 | Common | $15.23 | -$791,701.09 | - | 317,192 | $4,830,834.16 | - | Form 4 | Steadfast Apartment Advisor, LLC | 2018-01-04 | Cynthia L Mynatt | - | Sell | 3,261 | Common Stock | $5.61 | $18,294.21 | - | 0 | $0.00 | - | Form 4 | - | 2020-06-19 | Advisors Llc Orbimed | - | Buy | 1,455,132 | Common Stock | $5.00 | -$7,275,660.00 | - | 12,714,404 | $63,572,020.00 | - | Form 4 | - | 2020-06-19 | Cynthia L Mynatt | - | Buy | 425 | Common Stock (Held by Self) | $5.40 | -$2,295.00 | - | 692 | $3,736.80 | - | Form 4 | - | 2020-06-19 | Cynthia L Mynatt | - | Buy | 348 | Common Stock (Held by Self) | $5.50 | -$1,914.00 | - | 1,040 | $5,720.00 | - | Form 4 | - | 2020-06-22 | Cynthia L Mynatt | - | Buy | 299 | Common Stock (Held by Self) | $5.01 | -$1,497.99 | - | 1,339 | $6,708.39 | - | Form 4 | - | 2020-06-22 | James O Campbell | - | Buy | 299 | Common Stock (Held by Self) | $5.01 | -$1,497.99 | - | 3,331 | $16,688.31 | - | Form 4 | - | 2020-06-22 | James E Nance | - | Buy | 299 | Common Stock (Held jointly with Spouse) | $5.01 | -$1,497.99 | - | 14,817 | $74,233.17 | - | Form 4 | - | 2020-06-19 | Carl L Gordon | - | Buy | 1,455,132 | Common Stock | $5.00 | -$7,275,660.00 | - | 12,714,404 | $63,572,020.00 | - | Form 4 | See Footnote | 2020-06-22 | Hearne Thomas M Jr | - | Buy | 299 | Common Stock (Held by Self) | $5.01 | -$1,497.99 | - | 566 | $2,835.66 | - | Form 4 | - | 2020-06-22 | Joe S Brooks | - | Buy | 299 | Common Stock (Held by Self) | $5.01 | -$1,497.99 | - | 16,635 | $83,341.35 | - | Form 4 | - | 2020-06-22 | W Chester Lowder | - | Buy | 299 | Common Stock (Held jointly with Spouse) | $5.01 | -$1,497.99 | - | 3,135 | $15,706.35 | - | Form 4 | - | 2020-06-19 | Thomas Andrew Smith | - | Buy | 9,600 | Common Stock | $0.00 | $0.00 | - | 18,755 | $0.00 | - | Form 4 | - | 2020-06-22 | S Todd Swaringen | - | Buy | 299 | Common Stock (Held by Self) | $5.01 | -$1,497.99 | - | 299 | $1,497.99 | - | Form 4 | - | 2020-06-19 | Smith Jack Fleming Jr. | - | Buy | 9,600 | Common Stock | $0.00 | $0.00 | - | 50,260 | $0.00 | - | Form 4 | - | 2020-06-19 | Gregory A Samay | - | Buy | 9,600 | Common Stock | $0.00 | $0.00 | - | 53,260 | $0.00 | - | Form 4 | - | 2020-06-19 | Thomas J. Schuetz | Chief Executive Officer | Buy | 97,431 | Common Stock | $5.00 | -$487,155.00 | - | 4,525,467 | $22,627,335.00 | - | Form 4 | - | 2020-06-22 | Tara G Eudy | - | Buy | 299 | Common Stock (Held Jointly with Spouse) | $5.01 | -$1,497.99 | - | 2,086 | $10,450.86 | - | Form 4 | - | 2020-06-22 | Rankin Frank A Iii | - | Buy | 299 | Common Stock (Held by Self) | $5.01 | -$1,497.99 | - | 43,438 | $217,624.38 | - | Form 4 | - | 2020-06-22 | Leavitt Harvey H Iii | - | Buy | 299 | Common Stock (Held by Self) | $5.01 | -$1,497.99 | - | 4,157 | $20,826.57 | - | Form 4 | - | 2020-06-19 | Philip Ferneau | - | Buy | 64,066 | Common Stock | $5.00 | -$320,330.00 | - | 2,348,976 | $11,744,880.00 | - | Form 4 | See Footnote | 2020-06-19 | Philip Ferneau | - | Buy | 250,000 | Common Stock | $5.00 | -$1,250,000.00 | - | 400,280 | $2,001,400.00 | - | Form 4 | See Footnote | 2020-06-19 | Julie Sunderland | - | Buy | 289,118 | Common Stock | $5.00 | -$1,445,590.00 | - | 2,502,025 | $12,510,125.00 | - | Form 4 | See Footnote | 2020-06-22 | Allen K Furr | - | Buy | 299 | Common Stock (Held jointly with Spouse) | $5.01 | -$1,497.99 | - | 1,493 | $7,479.93 | - | Form 4 | - | 2020-06-22 | Dean M Bowers | - | Buy | 299 | Common Stock (Held by Self) | $5.01 | -$1,497.99 | - | 5,750 | $28,807.50 | - | Form 4 | - | 2020-06-22 | Wesley A Morgan | - | Buy | 299 | Common Stock (Held by Self) | $5.01 | -$1,497.99 | - | 4,196 | $21,021.96 | - | Form 4 | - | 2020-06-22 | Randy T Russell | - | Buy | 299 | Common Stock (Held by Self TOD Spouse) | $5.01 | -$1,497.99 | - | 1,502 | $7,525.02 | - | Form 4 | - | 2020-06-22 | Matthew R Hudson | - | Buy | 299 | Common Stock (Held jointly with Spouse) | $5.01 | -$1,497.99 | - | 1,609 | $8,061.09 | - | Form 4 | - | 2020-06-22 | Chris M Poplin | - | Buy | 299 | Common Stock (Held jointly with Spouse) | $5.01 | -$1,497.99 | - | 6,648 | $33,306.48 | - | Form 4 | - | 2020-06-22 | Matthew A Shaver | - | Buy | 299 | Common Stock (Held jointly with Spouse) | $5.01 | -$1,497.99 | - | 1,609 | $8,061.09 | - | Form 4 | - | 2020-06-22 | Deidre B Foster | - | Buy | 299 | Common Stock (Held jointly with Spouse) | $5.01 | -$1,497.99 | - | 1,609 | $8,061.09 | - | Form 4 | - | 2020-06-22 | Merlin Amirtharaj | - | Buy | 299 | Common Stock (Held jointly with Spouse) | $5.01 | -$1,497.99 | - | 1,609 | $8,061.09 | - | Form 4 | - | 2020-06-22 | Vernon A Russell | - | Buy | 299 | Common Stock (Held by Self) | $5.01 | -$1,497.99 | - | 566 | $2,835.66 | - | Form 4 | - | 2020-06-26 | John Mcdearman | President | Buy | 365 | Common Stock | $56.75 | -$20,713.75 | - | 9,913 | $562,562.75 | - | Form 4 | - | 2020-03-27 | Adam S Metz | - | Buy | 0 | Common Stock | $0.00 | $0.00 | - | 1,050 | $0.00 | - | Form 4 | See Footnote 3 | 2020-06-26 | Adam S Metz | - | Buy | 344 | Common Stock | $19.44 | -$6,693.78 | - | 1,395 | $27,114.33 | - | Form 4 | See Footnote 3 | 2020-06-30 | Avraham Shemesh | CEO & President | Buy | 7,271 | Common Stock (Class A) | $18.62 | -$135,383.60 | - | 109,886 | $2,046,077.13 | - | Form 4 | By Cole REIT Management V, LLC | 2020-06-25 | Aaron Scott Halfacre | CEO | Buy | 99 | COMMON STOCK, CLASS C | $7.00 | -$692.86 | - | 14,124 | $98,871.15 | - | Form 4 | - | 2020-06-25 | Joe F Hanauer | - | Buy | 10 | COMMON STOCK, CLASS C | $7.00 | -$70.98 | - | 1,444 | $10,109.89 | - | Form 4 | - | 2020-03-27 | Jeffrey Levin | CEO and President | Buy | 1 | Common Stock | $0.00 | $0.00 | - | 3,501 | $0.00 | - | Form 4 | - | 2020-06-26 | Jeffrey Levin | CEO and President | Buy | 1,148 | Common Stock | $19.44 | -$22,312.65 | - | 4,649 | $90,381.03 | - | Form 4 | - | 2020-03-27 | Kevin Shannon | - | Buy | 0 | Common Stock | $0.00 | $0.00 | - | 700 | $0.00 | - | Form 4 | - | 2020-06-26 | Kevin Shannon | - | Buy | 230 | Common Stock | $19.44 | -$4,462.45 | - | 930 | $18,076.28 | - | Form 4 | - | 2020-03-27 | Ms Credit Partners Holdings Inc. | - | Buy | 303 | Common Stock | $0.00 | $0.00 | - | 1,052,188 | $0.00 | - | Form 4 | - | 2020-06-26 | Ms Credit Partners Holdings Inc. | - | Buy | 114,696 | Common Stock | $19.44 | -$2,229,697.04 | - | 1,166,885 | $22,684,236.04 | - | Form 4 | - | 2020-05-22 | Steve Louis Brown | Chairman and CEO | Sell | 5,397 | Common Stock | $0.00 | $0.00 | - | 25,108 | $0.00 | - | Form 4 | By Brown TCI, LLC | 2020-06-19 | Steve Louis Brown | Chairman and CEO | Sell | 40,459 | Common Stock | $0.00 | $0.00 | - | 8,092 | $0.00 | - | Form 4 | By The Steven and Patricia Brown Family Trust, dated March 19, 1998 | 2020-06-26 | Steve Louis Brown | Chairman and CEO | Sell | 12,514 | Common Stock | $0.00 | $0.00 | - | 16,192 | $0.00 | - | Form 4 | By (i) Brown TCI, LLC and (ii) The Steven and Patricia Brown Family Trust, dated March 19, 1998 | 2020-07-01 | Brookfield Asset Management Inc. | - | Buy | 11,976 | Common Stock, par value $0.01 | $0.00 | $0.00 | - | 37,620 | $0.00 | - | Form 4 | See explanatory responses | 2020-07-14 | Brad Marshall | CEO | Buy | 62,500 | Common Shares of Beneficial Interest | $23.68 | -$1,480,000.00 | - | 62,500 | $1,480,000.00 | - | Form 4 | - | 2020-07-14 | Stephan Kuppenheimer | Chief Financial Officer | Buy | 9,375 | Common Shares of Beneficial Interest | $23.68 | -$222,000.00 | - | 9,375 | $222,000.00 | - | Form 4 | - | 2020-07-14 | Beth Chartoff | Public Relations Officer | Buy | 1,563 | Common Shares of Beneficial Interest | $23.68 | -$37,000.00 | - | 1,563 | $37,000.00 | - | Form 4 | - | 2020-07-15 | Erica J Chaffee | Chief Financial Officer | Buy | 0 | Common Shares | $18.29 | -$0.37 | - | 1 | $25.06 | - | Form 4 | - | 2020-07-15 | Erica J Chaffee | Chief Financial Officer | Buy | 1 | Common Shares | $18.29 | -$9.51 | - | 36 | $661.73 | - | Form 4 | By Husband | 2020-07-15 | Ryan M. Downs | Chief Investment Officer | Buy | 0 | Common Shares | $18.29 | -$0.37 | - | 1 | $20.48 | - | Form 4 | - | 2020-07-15 | Bruce Furness | Former Chairman | Buy | 600 | Common Shares | $19.25 | -$11,550.00 | - | 66,725 | $1,284,457.41 | - | Form 4 | - | 2020-07-15 | Bruce Furness | Former Chairman | Buy | 957 | Common Shares | $18.29 | -$17,504.81 | - | 67,682 | $1,237,906.16 | - | Form 4 | - | 2020-07-15 | James Hansen | - | Buy | 480 | Common Shares | $19.25 | -$9,240.00 | - | 94,895 | $1,826,733.18 | - | Form 4 | - | 2020-07-15 | James Hansen | - | Buy | 1,367 | Common Shares | $18.29 | -$24,994.02 | - | 96,262 | $1,760,627.77 | - | Form 4 | - | 2020-07-15 | James Hansen | - | Buy | 3,117 | Common Shares | $19.25 | -$59,999.94 | - | 99,379 | $1,913,039.01 | - | Form 4 | - | 2020-07-15 | Timothy Haugen | - | Buy | 420 | Common Shares | $19.25 | -$8,085.00 | - | 49,989 | $962,292.87 | - | Form 4 | - | 2020-07-15 | Timothy Hunt | - | Buy | 390 | Common Shares | $19.25 | -$7,507.50 | - | 72,807 | $1,401,525.32 | - | Form 4 | - | 2020-07-15 | Timothy Hunt | - | Buy | 961 | Common Shares | $18.29 | -$17,581.63 | - | 73,768 | $1,349,212.51 | - | Form 4 | - | 2020-07-15 | Michelle L. Korsmo | - | Buy | 540 | Common Shares | $19.25 | -$10,395.00 | - | 5,211 | $100,314.83 | - | Form 4 | - | 2020-07-15 | Michelle L. Korsmo | - | Buy | 68 | Common Shares | $18.29 | -$1,236.59 | - | 5,279 | $96,548.70 | - | Form 4 | - | 2020-07-15 | Richard Savageau | - | Buy | 450 | Common Shares | $19.25 | -$8,662.50 | - | 223,857 | $4,309,241.28 | - | Form 4 | - | 2020-07-15 | Richard Savageau | - | Buy | 3,234 | Common Shares | $18.29 | -$59,141.08 | - | 227,090 | $4,153,479.94 | - | Form 4 | - | 2020-07-15 | Richard Savageau | - | Buy | 435 | Common Shares | $18.29 | -$7,958.53 | - | 30,499 | $557,819.21 | - | Form 4 | By Wife | 2020-07-15 | Joel S. Thomsen | President | Buy | 0 | Common Shares | $18.29 | -$0.18 | - | 1 | $18.84 | - | Form 4 | - | 2020-07-15 | Joel S. Thomsen | President | Buy | 0 | Common Shares | $18.29 | -$0.18 | - | 1 | $18.47 | - | Form 4 | By Wife | 2020-07-15 | James Wieland | - | Buy | 2,080 | Common Shares | $18.29 | -$38,046.31 | - | 145,801 | $2,666,696.81 | - | Form 4 | - | 2020-07-15 | James Wieland | - | Buy | 519 | Common Shares | $19.25 | -$9,999.99 | - | 146,320 | $2,816,665.58 | - | Form 4 | - | 2020-07-15 | Lance Wolf | - | Buy | 420 | Common Shares | $19.25 | -$8,085.00 | - | 88,548 | $1,704,554.97 | - | Form 4 | - | 2020-07-15 | Lance Wolf | - | Buy | 1,276 | Common Shares | $18.29 | -$23,329.63 | - | 89,824 | $1,642,878.40 | - | Form 4 | - | 2020-07-15 | Lance Wolf | - | Buy | 519 | Common Shares | $19.25 | -$9,999.99 | - | 90,343 | $1,739,109.29 | - | Form 4 | - | 2020-07-15 | Lance Wolf | - | Buy | 71 | Common Shares | $18.29 | -$1,306.82 | - | 5,008 | $91,600.16 | - | Form 4 | By Wife | 2020-07-16 | Parsons Robert E Jr | - | Buy | 1,315 | Class A Common Stock | $11.41 | -$15,000.04 | - | 52,330 | $597,084.73 | - | Form 4 | - | 2020-07-16 | Reynolds William H Jr | - | Buy | 1,315 | Class A Common Stock | $11.41 | -$15,000.04 | - | 43,602 | $497,501.22 | - | Form 4 | - | 2020-07-16 | Simon Turner | - | Buy | 1,315 | Class A Common Stock | $11.41 | -$15,000.04 | - | 9,197 | $104,941.88 | - | Form 4 | - | 2020-07-16 | Charles S Henry | - | Buy | 1,315 | Class A Common Stock | $11.41 | -$15,000.04 | - | 43,555 | $496,964.49 | - | Form 4 | - | 2020-07-16 | Michael D Johnson | - | Buy | 1,315 | Class A Common Stock | $11.41 | -$15,000.04 | - | 43,555 | $496,964.49 | - | Form 4 | - | 2020-07-16 | Katherine Lugar | - | Buy | 1,315 | Class A Common Stock | $11.41 | -$15,000.04 | - | 9,353 | $106,714.19 | - | Form 4 | - | 2020-04-15 | John R Munoz | - | Buy | 25,000 | Common Stock | $0.01 | -$250.00 | - | 25,025,000 | $250,250.00 | - | Form 4 | - | 2020-03-06 | James Anthony Patton | - | Buy | 184 | Common Stock | $54.75 | -$10,074.00 | - | 29,757 | $1,629,195.75 | - | Form 4 | - | 2020-06-15 | Michael G. Maynard | - | Buy | 250 | Common Stock | $56.75 | -$14,187.50 | - | 8,694 | $493,384.50 | - | Form 4 | - | 2020-07-23 | Susan B Mcgee | - | Buy | 0 | Common Units of limited liability company interests | $0.00 | $0.00 | - | 294 | $0.00 | - | Form 4 | - | 2020-07-23 | Ann B Lane | - | Buy | 0 | Common Units of limited liability company interests | $0.00 | $0.00 | - | 326 | $0.00 | - | Form 4 | - | 2020-07-23 | Katherine Uniacke | - | Buy | 0 | Common Units of limited liability company interests | $0.00 | $0.00 | - | 163 | $0.00 | - | Form 4 | - | 2020-07-23 | David Yu, | See Remarks | Buy | 0 | Common Units of limited liability company interests | $0.00 | $0.00 | - | 131 | $0.00 | - | Form 4 | - | 2020-07-23 | Jon Yoder, | Chief Operating Officer | Buy | 0 | Common Units of limited liability company interests | $0.00 | $0.00 | - | 163 | $0.00 | - | Form 4 | - | 2020-07-23 | Brendan Mcgovern, | See Remarks | Buy | 0 | Common Units of limited liability company interests | $0.00 | $0.00 | - | 1,305 | $0.00 | - | Form 4 | - | 2020-07-23 | Jordan Walter | See Remarks | Buy | 0 | Common Units of limited liability company interests | $0.00 | $0.00 | - | 163 | $0.00 | - | Form 4 | - | 2020-07-23 | Michael Mastropaolo | See Remarks | Buy | 0 | Common Units of limited liability company interests | $0.00 | $0.00 | - | 114 | $0.00 | - | Form 4 | - | 2020-07-28 | Gary Whitaker | EVP | Buy | 431 | COMMON STOCK | $56.75 | -$24,459.25 | - | 28,114 | $1,595,469.50 | - | Form 4 | - | 2020-07-29 | Gary Whitaker | EVP | Buy | 69 | COMMON STOCK | $56.75 | -$3,915.75 | - | 28,183 | $1,599,385.25 | - | Form 4 | - | 2020-07-29 | Gary Whitaker | EVP | Sell | 18 | COMMON STOCK | $40.25 | $724.50 | - | 28,165 | $1,133,641.25 | - | Form 4 | - | 2020-07-29 | Gary Whitaker | EVP | Buy | 18 | COMMON STOCK | $40.25 | -$724.50 | - | 7,081 | $285,010.25 | - | Form 4 | "BY SPOUSE" | 2020-07-27 | Nolan Thomas H Jr | - | Buy | 44 | COMMON STOCK, CLASS C | $7.00 | -$309.05 | - | 13,884 | $97,185.83 | - | Form 4 | - | 2020-07-27 | Curtis B Mcwilliams | - | Buy | 47 | COMMON STOCK, CLASS C | $7.00 | -$331.38 | - | 14,667 | $102,666.48 | - | Form 4 | - | 2020-07-27 | John C Siciliano | - | Buy | 500 | Common Stock | $10.00 | -$5,000.00 | - | 3,500 | $34,999.90 | - | Form 4 | - | 2020-07-27 | Adam Scott Markman | - | Buy | 42 | COMMON STOCK, CLASS C | $7.00 | -$294.77 | - | 13,024 | $91,171.15 | - | Form 4 | - | 2020-07-27 | Aaron Scott Halfacre | CEO | Buy | 58 | COMMON STOCK, CLASS C | $7.00 | -$404.04 | - | 14,182 | $99,275.19 | - | Form 4 | - | 2020-07-27 | Joe F Hanauer | - | Buy | 6 | COMMON STOCK, CLASS C | $7.00 | -$41.30 | - | 4,129 | $28,901.18 | - | Form 4 | - | 2020-07-27 | Jeffrey Randolph | - | Buy | 125 | COMMON STOCK, CLASS C | $7.00 | -$872.62 | - | 33,665 | $235,657.94 | - | Form 4 | - | 2020-07-27 | Milind Mehere | Chief Executive Officer | Buy | 100 | Common Stock | $10.00 | -$1,000.00 | - | 12,236 | $122,361.60 | - | Form 4 | - | 2020-07-29 | Roger L Dick | President/CEO of UCC | Buy | 500 | Common Stock (Held by Self) | $5.25 | -$2,625.00 | - | 500 | $2,625.00 | - | Form 4 | - | 2020-08-03 | James Anthony Patton | - | Buy | 11,042 | Common Stock | $615,701.92 | -$6,798,580,600.64 | - | 11,102 | $6,835,522,715.84 | - | Form 4 | Executor of Estate | 2020-08-03 | Rodney F Emery | Chief Executive Officer | Buy | 97,534 | Common | $15.23 | -$1,485,436.88 | - | 529,861 | $8,069,777.09 | - | Form 4 | Steadfast Apartment Advisor, LLC | 2020-07-31 | Avraham Shemesh | CEO & President | Buy | 7,768 | Common Stock (Class A) | $18.62 | -$144,647.24 | - | 117,654 | $2,190,724.37 | - | Form 4 | By Cole REIT Management V, LLC | 2020-08-03 | John A Fry | - | Buy | 224 | Class I Common Stock | $24.56 | -$5,498.98 | - | 2,475 | $60,792.88 | - | Form 4 | - | 2020-08-03 | Karen Dougherty Buchholz | - | Buy | 183 | Class I Common Stock | $24.56 | -$4,499.15 | - | 361 | $8,866.90 | - | Form 4 | - | 2020-08-03 | Terence J Connors | - | Buy | 275 | Class I Common Stock | $24.56 | -$6,748.84 | - | 3,044 | $74,749.34 | - | Form 4 | - | 2020-08-03 | Jack A. Markell | - | Buy | 183 | Class I Common Stock | $24.56 | -$4,499.15 | - | 370 | $9,091.13 | - | Form 4 | - | 2020-08-04 | Randall T Jones | CEO | Buy | 450 | Common Stock | $54.35 | -$24,457.50 | - | 11,850 | $644,047.50 | - | Form 4 | - | 2020-08-04 | Kevin S Murphy | Senior Vice President | Buy | 1,840 | Common Stock | $54.35 | -$100,000.20 | - | 11,844 | $643,744.23 | - | Form 4 | - | 2020-08-07 | John Foster` | EVP | Buy | 6 | Common Stock | $56.75 | -$340.50 | - | 5,942 | $337,208.50 | - | Form 4 | - | 2020-08-07 | Clinton M. Swain | - | Buy | 250 | Common Stock | $56.75 | -$14,187.50 | - | 2,879 | $163,383.25 | - | Form 4 | - | 2020-08-07 | Steve Louis Brown | Chairman and CEO | Sell | 12,594 | Common Stock | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | By Brown TCI, LLC | 2020-08-12 | James O Campbell | - | Buy | 1,645 | Common Stock (Held by Self) | $4.85 | -$7,978.25 | - | 4,976 | $24,133.60 | - | Form 4 | - | 2020-08-12 | John Mcdearman | PRESIDENT | Buy | 19 | COMMON | $56.75 | -$1,078.25 | - | 10,314 | $585,319.50 | - | Form 4 | - | 2020-08-12 | Leavitt Harvey H Iii | - | Buy | 2,425 | Common Stock (Held by Self) | $4.85 | -$11,761.25 | - | 6,582 | $31,922.70 | - | Form 4 | - | 2020-08-12 | Allen K Furr | - | Buy | 385 | Common Stock (Held jointly with Spouse) | $4.85 | -$1,867.25 | - | 1,878 | $9,108.30 | - | Form 4 | - | 2020-08-12 | Matthew A Shaver | - | Buy | 200 | Common Stock (Held jointly with Spouse) | $4.85 | -$970.00 | - | 1,809 | $8,773.65 | - | Form 4 | - | 2020-08-12 | Merlin Amirtharaj | - | Buy | 965 | Common Stock (Held jointly with Spouse) | $4.85 | -$4,680.25 | - | 2,574 | $12,483.90 | - | Form 4 | - | 2020-08-13 | Marc S Lipschultz | - | Buy | 165,733 | Common Stock | $14.13 | -$2,341,807.29 | - | 569,625 | $8,048,801.25 | - | Form 4 | By LLC | 2020-08-11 | Adam S Metz | - | Buy | 588 | Common Stock | $19.97 | -$11,744.96 | - | 1,983 | $39,598.51 | - | Form 4 | See Footnote 1 | 2020-08-13 | Douglas I Ostrover | - | Buy | 165,733 | Common Stock | $14.13 | -$2,341,807.29 | - | 569,625 | $8,048,801.25 | - | Form 4 | By LLC | 2020-08-13 | Alan Kirshenbaum | COO | Buy | 165,733 | Common Stock | $14.13 | -$2,341,807.29 | - | 569,625 | $8,048,801.25 | - | Form 4 | By LLC | 2020-08-11 | Jeffrey Levin | CEO and President | Buy | 1,960 | Common Stock | $19.97 | -$39,149.59 | - | 6,610 | $131,994.71 | - | Form 4 | - | 2020-08-13 | Craig Packer | CEO and President | Buy | 165,733 | Common Stock | $14.13 | -$2,341,807.29 | - | 569,625 | $8,048,801.25 | - | Form 4 | By LLC | 2020-08-11 | Kevin Shannon | - | Buy | 392 | Common Stock | $19.97 | -$7,829.84 | - | 1,322 | $26,398.94 | - | Form 4 | - | 2020-08-11 | Ms Credit Partners Holdings Inc. | - | Buy | 195,905 | Common Stock | $19.97 | -$3,912,223.05 | - | 1,362,790 | $27,214,907.91 | - | Form 4 | - | 2020-08-13 | Owl Rock Feeder Fic Bdc Iii Llc | - | Buy | 165,733 | Common Stock | $14.13 | -$2,341,807.29 | - | 569,625 | $8,048,801.25 | - | Form 4 | - | 2020-08-14 | Robert J. Lange | EVP, General Counsel | Buy | 347,222 | Common Stock | $0.00 | $0.00 | - | 4,405,215 | $0.00 | - | Form 4 | - | 2020-08-14 | Robert J. Lange | EVP, General Counsel | Sell | 153,819 | Common Stock | $0.36 | $55,374.84 | - | 4,251,396 | $1,530,502.56 | - | Form 4 | - | 2020-03-13 | William E Crenshaw | - | Sell | 30,675 | Common Stock | $48.90 | $1,500,007.50 | - | 2,646,225 | $129,400,418.15 | - | Form 4 | - | 2020-03-24 | William E Crenshaw | - | Sell | 3,065 | Common Stock | $48.90 | $149,878.50 | - | 2,643,160 | $129,250,539.65 | - | Form 4 | - | 2020-05-27 | William E Crenshaw | - | Sell | 100,000 | Common Stock | $50.10 | $5,010,000.00 | - | 2,543,160 | $127,412,332.03 | - | Form 4 | - | 2020-05-27 | William E Crenshaw | - | Buy | 100,000 | Common Stock | $50.10 | -$5,010,000.00 | - | 210,303 | $10,536,180.30 | - | Form 4 | By GRAT | 2020-07-21 | William E Crenshaw | - | Buy | 598 | Common Stock | $50.10 | -$29,959.80 | - | 40,278 | $2,017,927.80 | - | Form 4 | By Trustee Of Nieces' Trust | 2020-08-14 | William E Crenshaw | - | Sell | 100 | Common Stock | $54.35 | $5,435.00 | - | 40,178 | $2,183,674.30 | - | Form 4 | By Trustee Of Nieces' Trust | 2020-08-13 | Orcc Iii Warehouse L.l.c. | - | Buy | 483,200 | Common Stock, par value $0.01 per share | $14.13 | -$6,827,613.60 | - | 1,660,760 | $23,466,535.27 | - | Form 4 | - | 2020-08-17 | Edward Lewis | - | Buy | 9,305 | Class I Common Stock | $0.00 | $0.00 | - | 33,916 | $0.00 | - | Form 4 | - | 2020-08-17 | Richard I Gilchrist | - | Buy | 9,305 | Class I Common Stock | $0.00 | $0.00 | - | 33,916 | $0.00 | - | Form 4 | - | 2020-08-18 | Joseph R Paul | EVP, CFO & Secretary | Sell | 12,650 | Common Stock | $24.90 | $314,985.00 | - | 91,699 | $2,283,305.10 | - | Form 4 | - | 2020-08-18 | Mark J Vaughn | VP/GM E Utility Serv RETIRED | Sell | 4,820 | Common Stock | $24.90 | $120,018.00 | - | 21,617 | $538,263.30 | - | Form 4 | - | 2020-08-17 | Raymond J. Beier | - | Buy | 9,305 | Class I Common Stock | $0.00 | $0.00 | - | 33,916 | $0.00 | - | Form 4 | - | 2020-08-17 | Field Griffith | - | Buy | 9,305 | Class I Common Stock | $0.00 | $0.00 | - | 33,916 | $0.00 | - | Form 4 | - | 2020-08-20 | Milun Patel | Chief Financial Officer | Buy | 18,182 | Class A Common Stock | $0.00 | $0.00 | - | 55,082 | $0.00 | - | Form 4 | - | 2020-08-21 | Dan A Joy | Ex VP Comm Lndsp/Op Supp Srvcs | Buy | 6,000 | Common Stock | $8.30 | -$49,800.00 | - | 50,339 | $417,813.70 | - | Form 4 | - | 2020-08-21 | Dan A Joy | Ex VP Comm Lndsp/Op Supp Srvcs | Sell | 3,154 | Common Stock | $24.90 | $78,534.60 | - | 47,185 | $1,174,906.50 | - | Form 4 | - | 2020-08-21 | Dan A Joy | Ex VP Comm Lndsp/Op Supp Srvcs | Sell | 1,600 | Common Stock | $24.90 | $39,840.00 | - | 45,585 | $1,135,066.50 | - | Form 4 | - | 2020-08-21 | Christopher J Bast | Vice President & Treasurer | Buy | 2,000 | Common Stock | $15.05 | -$30,100.00 | - | 17,173 | $258,453.65 | - | Form 4 | - | 2020-08-19 | Craig Packer | President and CEO | Buy | 20,433 | Common Stock | $11.99 | -$244,991.67 | - | 161,916 | $1,941,372.84 | - | Form 4 | - | 2020-08-20 | Craig Packer | President and CEO | Buy | 42,500 | Common Stock | $11.98 | -$509,150.00 | - | 204,416 | $2,448,903.68 | - | Form 4 | - | 2020-08-21 | Craig Packer | President and CEO | Buy | 20,700 | Common Stock | $11.94 | -$247,158.00 | - | 225,116 | $2,687,885.04 | - | Form 4 | - | 2020-07-28 | Ocm Growth Holdings Llc | - | Buy | 16,663 | Common Stock, par value $0.01 per share | $13.00 | -$216,614.06 | - | 14,852,181 | $193,078,355.60 | - | Form 4 | - | 2020-07-28 | Ocm Growth Holdings Llc | - | Buy | 81,129 | Common Stock, par value $0.01 per share | $13.00 | -$1,054,673.62 | - | 14,933,310 | $194,133,028.70 | - | Form 4 | - | 2020-08-24 | Roger L Dick | President/CEO of UCC | Sell | 500 | Common Stock (Held by Self) | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | - | 2020-08-24 | Roger L Dick | President/CEO of UCC | Buy | 500 | Common Stock | $0.00 | $0.00 | - | 716 | $0.00 | - | Form 4 | - | 2020-08-25 | Nolan Thomas H Jr | - | Buy | 59 | COMMON STOCK, CLASS C | $7.00 | -$411.60 | - | 13,942 | $97,597.43 | - | Form 4 | - | 2020-08-25 | Curtis B Mcwilliams | - | Buy | 62 | COMMON STOCK, CLASS C | $7.00 | -$434.84 | - | 14,729 | $103,101.32 | - | Form 4 | - | 2020-08-26 | Thea R. Sears | Vice President & Controller | Buy | 2,000 | Common Stock | $11.60 | -$23,200.00 | - | 93,101 | $1,079,971.60 | - | Form 4 | - | 2020-08-26 | Thea R. Sears | Vice President & Controller | Sell | 932 | Common Stock | $0.00 | $0.00 | - | 92,169 | $0.00 | - | Form 4 | - | 2020-08-26 | Thea R. Sears | Vice President & Controller | Buy | 2,100 | Common Stock | $13.20 | -$27,720.00 | - | 94,269 | $1,244,350.80 | - | Form 4 | - | 2020-08-26 | Thea R. Sears | Vice President & Controller | Sell | 1,113 | Common Stock | $0.00 | $0.00 | - | 93,156 | $0.00 | - | Form 4 | - | 2020-08-26 | Thea R. Sears | Vice President & Controller | Buy | 2,100 | Common Stock | $15.05 | -$31,605.00 | - | 95,256 | $1,433,602.80 | - | Form 4 | - | 2020-08-26 | Thea R. Sears | Vice President & Controller | Sell | 1,269 | Common Stock | $0.00 | $0.00 | - | 93,987 | $0.00 | - | Form 4 | - | 2020-08-26 | Thea R. Sears | Vice President & Controller | Sell | 869 | Common Stock | $0.00 | $0.00 | - | 93,118 | $0.00 | - | Form 4 | - | 2020-08-25 | Adam Scott Markman | - | Buy | 55 | COMMON STOCK, CLASS C | $7.00 | -$386.12 | - | 13,080 | $91,557.27 | - | Form 4 | - | 2020-08-25 | Aaron Scott Halfacre | CEO | Buy | 60 | COMMON STOCK, CLASS C | $7.00 | -$420.14 | - | 14,242 | $99,695.33 | - | Form 4 | - | 2020-08-25 | Jeffrey Randolph | - | Buy | 143 | COMMON STOCK, CLASS C | $7.00 | -$997.64 | - | 33,808 | $236,655.58 | - | Form 4 | - | 2020-08-25 | Joe F Hanauer | - | Buy | 18 | COMMON STOCK, CLASS C | $7.00 | -$122.57 | - | 4,146 | $29,023.75 | - | Form 4 | - | 2020-08-27 | Uaw Chrysler Retireees Medical Benefits Plan | - | Buy | 1,474,480 | Common Stock | $10.58 | -$15,599,998.40 | - | 5,634,480 | $59,612,798.40 | - | Form 4 | - | 2020-08-27 | Uaw Chrysler Retireees Medical Benefits Plan | - | Buy | 2,310,964 | Common Stock | $10.58 | -$24,449,999.12 | - | 8,830,964 | $93,431,599.12 | - | Form 4 | - | 2020-08-27 | Uaw Chrysler Retireees Medical Benefits Plan | - | Buy | 3,303,403 | Common Stock | $10.58 | -$34,950,003.74 | - | 12,623,403 | $133,555,603.74 | - | Form 4 | - | 2020-09-01 | Ella S Neyland | President, CFO and Treasurer | Buy | 29,547 | Common Stock | $0.00 | $0.00 | - | 37,381 | $0.00 | - | Form 4 | - | 2020-08-31 | Webster William M Iv | - | Buy | 1,097 | Common Stock, par value $0.001 per share | $14.68 | -$16,104.69 | - | 35,817 | $525,792.97 | - | Form 4 | By GEMS Fund 4, L.P. | 2020-08-31 | David Golub | President and CEO | Buy | 56,190 | Common Stock, par value $0.001 per share | $14.68 | -$824,868.91 | - | 1,834,523 | $26,930,802.19 | - | Form 4 | By GEMS Fund 4, L.P. | 2020-08-31 | David Golub | President and CEO | Buy | 47,017 | Common Stock, par value $0.001 per share | $14.68 | -$690,205.30 | - | 625,862 | $9,187,655.77 | - | Form 4 | By GCOP LLC | 2020-08-31 | Lawrence E Golub | Chairman | Buy | 56,190 | Common Stock, par value $0.001 per share | $14.68 | -$824,868.91 | - | 1,834,523 | $26,930,802.19 | - | Form 4 | By GEMS Fund 4, L.P. | 2020-08-31 | Lawrence E Golub | Chairman | Buy | 47,017 | Common Stock, par value $0.001 per share | $14.68 | -$690,205.30 | - | 625,862 | $9,187,655.77 | - | Form 4 | By GCOP LLC | 2020-09-01 | Rodney F Emery | Chief Executive Officer | Buy | 92,792 | Common Stock | $15.23 | -$1,413,224.75 | - | 622,653 | $9,483,001.84 | - | Form 4 | By Steadfast Apartment Advisor, LLC | 2020-09-01 | Jason S. Stern | Chief Strategy & Admin Officer | Buy | 13,132 | Common Stock | $0.00 | $0.00 | - | 13,132 | $0.00 | - | Form 4 | - | 2020-09-01 | David Roy Miller | Chief Accounting Officer | Buy | 9,849 | Common Stock | $0.00 | $0.00 | - | 9,849 | $0.00 | - | Form 4 | - | 2020-09-01 | Tim Middleton | Chief Investment Officer | Buy | 29,547 | Common Stock | $0.00 | $0.00 | - | 30,513 | $0.00 | - | Form 4 | - | 2020-09-01 | Gustav F. Bahn | Chief Legal Officer | Buy | 19,698 | Common Stock | $0.00 | $0.00 | - | 19,698 | $0.00 | - | Form 4 | - | 2020-09-01 | Tiffany Stanley | EVP, Property Management | Buy | 13,132 | Common Stock | $0.00 | $0.00 | - | 13,132 | $0.00 | - | Form 4 | - | 2020-09-02 | Thomas Frame | - | Buy | 975 | Common Stock | $9.23 | -$8,999.99 | - | 5,213 | $48,119.96 | - | Form 4 | - | 2020-09-01 | Samuel A. Snider | - | Buy | 403 | Shares of Limited Liability Company Interests | $12.41 | -$5,000.24 | - | 903 | $11,205.24 | - | Form 4 | - | 2020-09-01 | William C. Page | - | Buy | 4,029 | Shares of Limited Liability Company Interests | $12.41 | -$50,002.00 | - | 4,029 | $50,002.00 | - | Form 4 | - | 2020-09-01 | Steven M. Kass | - | Buy | 2,015 | Shares of Limited Liability Company Interests | $12.41 | -$25,001.06 | - | 2,015 | $25,001.06 | - | Form 4 | - | 2020-09-08 | John Foster` | EVP | Buy | 18 | COMMON STOCK | $56.75 | -$1,021.50 | - | 5,960 | $338,230.00 | - | Form 4 | - | 2020-09-09 | Herbert Elmer Richerson | - | Buy | 10 | Common Stock | $56.75 | -$567.50 | - | 7,683 | $436,010.25 | - | Form 4 | - | 2020-09-09 | Clark Oakley | EVP | Buy | 15 | Common Stock | $56.75 | -$851.25 | - | 2,312 | $131,206.00 | - | Form 4 | - | 2020-09-09 | Brent R Repenning | Ex VP US Utility/Davey Resourc | Buy | 4,000 | Common Stock | $8.30 | -$33,200.00 | - | 45,838 | $380,455.40 | - | Form 4 | - | 2020-09-09 | Brent R Repenning | Ex VP US Utility/Davey Resourc | Sell | 2,136 | Common Stock | $24.90 | $53,186.40 | - | 43,702 | $1,088,179.80 | - | Form 4 | - | 2020-09-08 | Alan F Feldman | See Remarks | Buy | 250,912 | Common Stock | $0.00 | $0.00 | - | 259,523 | $0.00 | - | Form 4 | - | 2020-09-08 | Michele R. Weisbaum | See Remarks | Buy | 45,620 | Common Stock | $0.00 | $0.00 | - | 45,620 | $0.00 | - | Form 4 | - | 2020-09-08 | Steven R. Saltzman | See Remarks | Buy | 27,372 | Common Stock | $0.00 | $0.00 | - | 27,650 | $0.00 | - | Form 4 | - | 2020-09-15 | Christopher N. Dekle | See Remarks | Sell | 273 | Paired Shares | $12.66 | $3,456.18 | - | 44,532 | $563,775.12 | - | Form 4 | - | 2020-09-17 | Timothy M Dozois | - | Buy | 975 | Common Stock | $9.23 | -$8,999.99 | - | 5,086 | $46,944.52 | - | Form 4 | - | 2020-09-18 | Jonathan P. Mehlman | CEO and President | Sell | 16,949 | Common Stock | $0.00 | $0.00 | - | 486,991 | $0.00 | - | Form 4 | - | 2020-09-21 | Lisa Pominski | EVP | Buy | 100 | Common Stock | $56.75 | -$5,675.00 | - | 13,274 | $753,299.50 | - | Form 4 | - | 2020-09-25 | Nolan Thomas H Jr | - | Buy | 59 | COMMON STOCK, CLASS C | $7.00 | -$413.14 | - | 14,002 | $98,010.57 | - | Form 4 | - | 2020-09-25 | Curtis B Mcwilliams | - | Buy | 62 | COMMON STOCK, CLASS C | $7.00 | -$436.38 | - | 14,791 | $103,537.70 | - | Form 4 | - | 2020-09-25 | Adam Scott Markman | - | Buy | 55 | COMMON STOCK, CLASS C | $7.00 | -$387.52 | - | 13,135 | $91,944.79 | - | Form 4 | - | 2020-09-25 | Aaron Scott Halfacre | CEO | Buy | 60 | COMMON STOCK, CLASS C | $7.00 | -$421.96 | - | 14,302 | $100,117.36 | - | Form 4 | - | 2020-09-25 | Joe F Hanauer | - | Buy | 18 | COMMON STOCK, CLASS C | $7.00 | -$122.85 | - | 4,164 | $29,146.60 | - | Form 4 | - | 2020-09-25 | Jeffrey Randolph | - | Buy | 143 | COMMON STOCK, CLASS C | $7.00 | -$1,001.70 | - | 33,951 | $237,657.28 | - | Form 4 | - | 2020-09-29 | Roger L Dick | President/CEO of UCC | Buy | 739 | Common Stock (Held by Self) | $5.72 | -$4,227.08 | - | 739 | $4,227.08 | - | Form 4 | - | 2020-08-12 | Adam S Metz | - | Buy | 0 | Common Stock, par value $0.001 per share | $0.00 | $0.00 | - | 1,983 | $0.00 | - | Form 4 | See Footnote 1 | 2020-09-28 | Adam S Metz | - | Buy | 6,170 | Common Stock, par value $0.001 per share | $19.97 | -$123,217.10 | - | 8,153 | $162,816.41 | - | Form 4 | See Footnote 1 | 2020-03-27 | David N Miller | - | Buy | 1 | Common Stock, par value $0.001 per share | $0.00 | $0.00 | - | 1,751 | $0.00 | - | Form 4 | See Footnote | 2020-08-12 | David N Miller | - | Buy | 0 | Common Stock, par value $0.001 per share | $0.00 | $0.00 | - | 1,751 | $0.00 | - | Form 4 | See Footnote | 2020-09-28 | David N Miller | - | Buy | 329 | Common Stock, par value $0.001 per share | $19.97 | -$6,576.52 | - | 2,080 | $41,539.40 | - | Form 4 | See Footnote | 2020-03-27 | Orit Mizrachi | Chief Operating Officer | Buy | 0 | Common Stock, par value $0.001 per share | $0.00 | $0.00 | - | 700 | $0.00 | - | Form 4 | - | 2020-08-12 | Orit Mizrachi | Chief Operating Officer | Buy | 0 | Common Stock, par value $0.001 per share | $0.00 | $0.00 | - | 700 | $0.00 | - | Form 4 | - | 2020-09-28 | Orit Mizrachi | Chief Operating Officer | Buy | 132 | Common Stock, par value $0.001 per share | $19.97 | -$2,630.65 | - | 832 | $16,615.84 | - | Form 4 | - | 2020-03-27 | Bruce D Frank | - | Buy | 0 | Common Stock, par value $0.001 per share | $0.00 | $0.00 | - | 350 | $0.00 | - | Form 4 | See Footnote | 2020-08-12 | Bruce D Frank | - | Buy | 0 | Common Stock, par value $0.001 per share | $0.00 | $0.00 | - | 350 | $0.00 | - | Form 4 | See Footnote | 2020-09-28 | Bruce D Frank | - | Buy | 66 | Common Stock, par value $0.001 per share | $19.97 | -$1,315.22 | - | 416 | $8,307.92 | - | Form 4 | See Footnote | 2020-08-12 | Venugopal Rathi | Chief Finanacial Officer | Buy | 0 | Common Stock, par value $0.001 per share | $0.00 | $0.00 | - | 700 | $0.00 | - | Form 4 | - | 2020-09-28 | Venugopal Rathi | Chief Finanacial Officer | Buy | 132 | Common Stock, par value $0.001 per share | $19.97 | -$2,630.65 | - | 832 | $16,615.84 | - | Form 4 | - | 2020-03-27 | Venugopal Rathi | Chief Finanacial Officer | Buy | 0 | Common Stock, par value $0.001 per share | $0.00 | $0.00 | - | 700 | $0.00 | - | Form 4 | - | 2020-08-12 | Jeffrey Levin | CEO and President | Buy | 0 | Common Stock, par value $0.001 per share | $0.00 | $0.00 | - | 6,610 | $0.00 | - | Form 4 | - | 2020-09-28 | Jeffrey Levin | CEO and President | Buy | 1,637 | Common Stock, par value $0.001 per share | $19.97 | -$32,696.68 | - | 8,247 | $164,694.39 | - | Form 4 | - | 2020-08-12 | Kevin Shannon | - | Buy | 0 | Common Stock, par value $0.001 per share | $0.00 | $0.00 | - | 1,322 | $0.00 | - | Form 4 | - | 2020-09-28 | Kevin Shannon | - | Buy | 327 | Common Stock, par value $0.001 per share | $19.97 | -$6,539.38 | - | 1,649 | $32,938.92 | - | Form 4 | - | 2020-08-12 | Ms Credit Partners Holdings Inc. | - | Buy | 31 | Common Stock, par value $0.001 per share | $0.00 | $0.00 | - | 1,362,821 | $0.00 | - | Form 4 | - | 2020-09-28 | Ms Credit Partners Holdings Inc. | - | Buy | 295,390 | Common Stock, par value $0.001 per share | $19.97 | -$5,898,946.09 | - | 1,658,211 | $33,114,473.47 | - | Form 4 | - | 2020-03-27 | Joan Binstock | - | Buy | 1 | Common Stock, par value $0.001 per share | $0.00 | $0.00 | - | 2,101 | $0.00 | - | Form 4 | See Footnote | 2020-08-12 | Joan Binstock | - | Buy | 0 | Common Stock, par value $0.001 per share | $0.00 | $0.00 | - | 2,101 | $0.00 | - | Form 4 | See Footnote | 2020-09-28 | Joan Binstock | - | Buy | 395 | Common Stock, par value $0.001 per share | $19.97 | -$7,891.94 | - | 2,496 | $49,847.32 | - | Form 4 | See Footnote | 2020-09-29 | Jason R Andrew | Chief Information Officer | Buy | 262 | Common Stock (Held jointly with Spouse) | $5.72 | -$1,498.64 | - | 5,986 | $34,239.92 | - | Form 4 | - | 2020-10-01 | George N Fugelsang | - | Buy | 2,953 | Common Stock (Class D) | $0.00 | $0.00 | - | 6,995 | $0.00 | - | Form 4 | - | 2020-09-30 | Marc S Lipschultz | - | Buy | 141,456 | Common Stock | $14.15 | -$2,001,602.40 | - | 711,080 | $10,061,782.00 | - | Form 4 | By LLC | 2020-09-30 | Nolan Thomas H Jr | - | Buy | 2,143 | COMMON STOCK Bonus Share | $7.00 | -$15,000.02 | - | 16,144 | $113,010.59 | - | Form 4 | - | 2020-10-01 | W Brian Kretzmer | - | Buy | 2,444 | Common Stock (Class D) | $0.00 | $0.00 | - | 6,044 | $0.00 | - | Form 4 | - | 2020-10-01 | Richard J Lehmann | - | Buy | 2,647 | Common Stock (Class D) | $0.00 | $0.00 | - | 6,548 | $0.00 | - | Form 4 | - | 2020-09-30 | Curtis B Mcwilliams | - | Buy | 3,036 | COMMON STOCK Bonus Share | $7.00 | -$21,249.97 | - | 17,827 | $124,787.67 | - | Form 4 | - | 2020-09-29 | Central Park Advisers, Llc | - | Buy | 2,500 | Class I Units of Limited Liability Company Interests | $20.00 | -$50,000.00 | - | 2,500 | $50,000.00 | - | Form 4 | - | 2020-09-29 | Central Park Advisers, Llc | - | Buy | 3,333 | Class A Units of Limited Liability Company Interests | $15.00 | -$49,999.95 | - | 3,333 | $49,999.95 | - | Form 4 | - | 2020-09-30 | Douglas I Ostrover | - | Buy | 141,456 | Common Stock | $14.15 | -$2,001,602.40 | - | 711,080 | $10,061,782.00 | - | Form 4 | By LLC | 2020-10-01 | Roger Snell | - | Buy | 2,647 | Common Stock (Class D) | $0.00 | $0.00 | - | 6,548 | $0.00 | - | Form 4 | - | 2020-09-30 | Robert Grunewald | Chief Executive Officer | Sell | 79,700 | Shares of Common Stock | $19.97 | $1,591,616.99 | - | 51,880 | $1,036,041.40 | - | Form 4 | - | 2020-09-30 | Alan Kirshenbaum | COO | Buy | 141,456 | Common Stock | $14.15 | -$2,001,602.40 | - | 711,080 | $10,061,782.00 | - | Form 4 | By LLC | 2020-09-29 | Rodney F Emery | Chief Executive Officer | Buy | 67 | Common Stock | $15.23 | -$1,022.54 | - | 622,720 | $9,484,024.38 | - | Form 4 | By Steadfast Apartment Advisor, LLC | 2020-09-30 | Michael A Seton | President and CEO | Sell | 29,362 | Class A Common Stock | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | Held by Carter Validus REIT Management Company II, LLC | 2020-10-01 | Michael A Seton | President and CEO | Buy | 231,214 | Class A Common Stock | $0.00 | $0.00 | - | 231,214 | $0.00 | - | Form 4 | - | 2020-09-30 | Kay C. Neely | CFO, Treasurer, and Secretary | Sell | 29,362 | Class A Common Stock | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | Held by Carter Validus REIT Management Company II, LLC | 2020-10-01 | Kay C. Neely | CFO, Treasurer, and Secretary | Buy | 115,607 | Class A Common Stock | $0.00 | $0.00 | - | 115,607 | $0.00 | - | Form 4 | - | 2020-09-30 | Adam Scott Markman | - | Buy | 1,786 | COMMON STOCK Bonus Share | $7.00 | -$12,499.97 | - | 14,921 | $104,444.76 | - | Form 4 | - | 2020-09-30 | Jeffrey Randolph | - | Buy | 2,143 | COMMON STOCK Bonus Shares | $7.00 | -$15,000.02 | - | 36,094 | $252,657.23 | - | Form 4 | - | 2020-09-30 | Joe F Hanauer | - | Buy | 2,679 | COMMON STOCK Bonus Share | $7.00 | -$18,749.99 | - | 6,842 | $47,896.66 | - | Form 4 | - | 2020-09-30 | Craig Packer | CEO and President | Buy | 141,456 | Common Stock | $14.15 | -$2,001,602.40 | - | 711,080 | $10,061,782.00 | - | Form 4 | By LLC | 2020-09-30 | Owl Rock Feeder Fic Bdc Iii Llc | - | Buy | 141,456 | Common Stock | $14.15 | -$2,001,602.40 | - | 711,080 | $10,061,782.00 | - | Form 4 | - | 2020-10-01 | Marcus E Bromley | - | Buy | 1,516 | Common Stock (Class A) | $0.00 | $0.00 | - | 15,237 | $0.00 | - | Form 4 | - | 2020-10-01 | Howard A Silver | - | Buy | 4,104 | Common Stock | $0.00 | $0.00 | - | 7,564 | $0.00 | - | Form 4 | - | 2020-10-01 | James F Risoleo | - | Buy | 3,273 | Common Stock (Class A) | $0.00 | $0.00 | - | 9,766 | $0.00 | - | Form 4 | - | 2020-10-01 | Gary Robert A Iv | - | Buy | 1,648 | Common Stock (Class A) | $0.00 | $0.00 | - | 4,648 | $0.00 | - | Form 4 | - | 2020-10-01 | W Brian Kretzmer | - | Buy | 4,104 | Common Stock | $0.00 | $0.00 | - | 11,333 | $0.00 | - | Form 4 | - | 2020-10-01 | Richard H Dozer | - | Buy | 3,651 | Common Stock (Class A) | $0.00 | $0.00 | - | 10,363 | $0.00 | - | Form 4 | - | 2020-10-01 | Lawrence S Jones | - | Buy | 4,446 | Common Stock | $0.00 | $0.00 | - | 12,277 | $0.00 | - | Form 4 | - | 2020-10-01 | Alicia Kuhn Harrison | - | Buy | 4,446 | Common Stock | $0.00 | $0.00 | - | 12,277 | $0.00 | - | Form 4 | - | 2020-10-01 | Thomas Patrick Duncan | - | Buy | 4,959 | Common Stock | $0.00 | $0.00 | - | 13,018 | $0.00 | - | Form 4 | - | 2020-10-01 | Jonathan Kuchin | - | Buy | 867 | Class A Common Stock | $0.00 | $0.00 | - | 48,877 | $0.00 | - | Form 4 | - | 2020-10-01 | Ronald Lee Rayevich | - | Buy | 867 | Class A Common Stock | $0.00 | $0.00 | - | 40,857 | $0.00 | - | Form 4 | - | 2020-10-01 | Randall Greene | - | Buy | 867 | Class A Common Stock | $0.00 | $0.00 | - | 47,339 | $0.00 | - | Form 4 | - | 2020-10-01 | Roger Sherwood Pratt | - | Buy | 867 | Class A Common Stock | $0.00 | $0.00 | - | 17,036 | $0.00 | - | Form 4 | - | 2020-10-01 | P Anthony Nissley | - | Buy | 3,273 | Common Stock (Class A) | $0.00 | $0.00 | - | 13,023 | $0.00 | - | Form 4 | - | 2020-10-01 | Calvin E Hollis | - | Buy | 3,021 | Common Stock (Class A) | $0.00 | $0.00 | - | 9,015 | $0.00 | - | Form 4 | - | 2020-10-01 | Calvin E Hollis | - | Buy | 989 | Common Stock (Class A) | $0.00 | $0.00 | - | 2,917 | $0.00 | - | Form 4 | - | 2020-10-01 | Harper Robert G Iv | Head of Asset Management | Buy | 91,516 | Class I Common Stock | $10.93 | -$1,000,265.40 | - | 121,844 | $1,331,753.06 | - | Form 4 | - | 2020-08-13 | Orcc Iii Warehouse L.l.c. | - | Buy | 410,677 | Common Stock, par value $0.01 per share | $14.21 | -$5,835,720.45 | - | 2,071,437 | $29,435,116.50 | - | Form 4 | - | 2020-10-01 | Avraham Shemesh | - | Buy | 13,795 | Common Stock (Class I) | $17.17 | -$236,859.81 | - | 13,795 | $236,859.81 | - | Form 4 | By CIM Income NAV Management, LLC | 2020-10-01 | Richard S Ressler | CEO & President | Buy | 13,795 | Common Stock (Class I) | $17.17 | -$236,859.81 | - | 13,795 | $236,859.81 | - | Form 4 | By CIM Income NAV Management, LLC | 2020-10-01 | Brett H Barth | - | Buy | 49,716 | Shares of Limited Liability Company Interests | $12.07 | -$600,069.59 | - | 211,549 | $2,553,401.62 | - | Form 4 | - | 2020-10-01 | Theodore D. Seides | - | Buy | 414 | Shares of Limited Liability Company Interests | $12.07 | -$5,000.60 | - | 914 | $11,035.60 | - | Form 4 | - | 2020-10-05 | Peter Mcmillan | See Remarks | Sell | 299,444 | Class A Common Stock | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | By Willowbrook Capital Group LLC | 2020-10-05 | Peter Mcmillan | See Remarks | Sell | 24,864 | Class A Common Stock | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | By KBS Capital Advisors LLC | 2020-10-05 | Keith D Hall | Chief Executive Officer | Sell | 299,444 | Class A Common Stock | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | By Willowbrook Capital Group LLC | 2020-10-05 | Keith D Hall | Chief Executive Officer | Sell | 24,864 | Class A Common Stock | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | By KBS Capital Advisors LLC | 2020-10-05 | Vi, L.p. Dcm | - | Buy | 3,064,751 | Common Stock | $0.00 | $0.00 | - | 3,064,751 | $0.00 | - | Form 4 | - | 2020-10-05 | Vi, L.p. Dcm | - | Buy | 666,667 | Common Stock | $3.00 | -$2,000,001.00 | - | 3,731,418 | $11,194,254.00 | - | Form 4 | - | 2020-10-05 | Vi, L.p. Dcm | - | Buy | 20,007 | Common Stock | $0.00 | $0.00 | - | 20,007 | $0.00 | - | Form 4 | See footnote | 2020-10-05 | Mark N. Tompkins | - | Sell | 16,667 | Common stock, par value $0.0001 per share | $0.00 | $0.00 | - | 4,733,333 | $0.00 | - | Form 4 | - | 2020-10-05 | Mark N. Tompkins | - | Sell | 2,743,333 | Common stock, par value $0.0001 per share | $0.00 | $0.00 | - | 1,990,000 | $0.00 | - | Form 4 | - | 2020-10-05 | Ian Seth Jacobs | - | Sell | 90,000 | Common stock, par value $0.0001 per share | $0.00 | $0.00 | - | 160,000 | $0.00 | - | Form 4 | - | 2020-10-05 | Jennifer M. Carter | - | Buy | 3,268,440 | Common Stock | $0.00 | $0.00 | - | 3,268,440 | $0.00 | - | Form 4 | See footnote | 2020-10-05 | Jennifer M. Carter | - | Buy | 666,666 | Common Stock | $3.00 | -$1,999,998.00 | - | 3,935,106 | $11,805,318.00 | - | Form 4 | See footnote | 2020-10-05 | Jason Krikorian | - | Buy | 3,064,751 | Common Stock | $0.00 | $0.00 | - | 3,064,751 | $0.00 | - | Form 4 | See footnote | 2020-10-05 | Jason Krikorian | - | Buy | 666,667 | Common Stock | $3.00 | -$2,000,001.00 | - | 3,731,418 | $11,194,254.00 | - | Form 4 | See footnote | 2020-10-05 | Jason Krikorian | - | Buy | 20,007 | Common Stock | $0.00 | $0.00 | - | 20,007 | $0.00 | - | Form 4 | See footnote | 2020-10-05 | Ventures, Llc Mckesson | - | Buy | 3,268,440 | Common Stock | $0.00 | $0.00 | - | 3,268,440 | $0.00 | - | Form 4 | - | 2020-10-05 | Ventures, Llc Mckesson | - | Buy | 666,666 | Common Stock | $3.00 | -$1,999,998.00 | - | 3,935,106 | $11,805,318.00 | - | Form 4 | - | 2020-10-05 | Ian Shakil | Chief Strategy Officer | Buy | 216,660 | Common Stock | $0.00 | $0.00 | - | 216,660 | $0.00 | - | Form 4 | - | 2020-10-06 | Gregory P Brousseau | Vice President | Buy | 37,487 | Units of Limited Liability Company Interests | $9.34 | -$350,127.46 | - | 37,487 | $350,127.46 | - | Form 4 | - | 2020-10-09 | Kimberly A Karas | See Remarks | Buy | 69,445 | Common Stock | $0.00 | $0.00 | - | 139,445 | $0.00 | - | Form 4 | - | 2020-10-09 | Kimberly A Karas | See Remarks | Sell | 30,764 | Common Stock | $0.36 | $11,075.04 | - | 108,681 | $39,125.16 | - | Form 4 | - | 2020-10-12 | Timothy J Leach | - | Sell | 15,588 | Common Stock | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | - | 2020-10-14 | Sandra W Harbrecht | - | Buy | 10,000 | Common Stock | $24.90 | -$249,000.00 | - | 104,395 | $2,599,435.50 | - | Form 4 | - | 2020-10-12 | Carlos E Evans | - | Sell | 10,392 | Common Stock | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | - | 2020-10-12 | Katherine Uniacke | - | Sell | 5,196 | Common Stock | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | - | 2020-10-12 | David Yu, | See Remarks | Sell | 1,299 | Common Stock | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | - | 2020-10-12 | Jonathan Lamm, | See Remarks | Sell | 2,598 | Common Stock | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | - | 2020-10-12 | Brendan Mcgovern, | See Remarks | Sell | 5,196 | Common Stock | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | - | 2020-10-14 | Donald C Brown | - | Buy | 3,000 | Common Stock | $24.90 | -$74,700.00 | - | 32,322 | $804,817.80 | - | Form 4 | - | 2020-10-12 | Richard A Mark | - | Sell | 15,585 | Common Stock | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | - | 2020-09-08 | Ocm Growth Holdings Llc | - | Buy | 21,045 | Common Stock, par value $0.01 per share | $13.00 | -$273,586.82 | - | 15,327,479 | $199,257,223.88 | - | Form 4 | - | 2020-10-15 | Ocm Growth Holdings Llc | - | Buy | 2,129,748 | Common Stock, par value $0.01 per share | $15.00 | -$31,946,216.10 | - | 17,457,227 | $261,858,397.50 | - | Form 4 | - | 2020-10-15 | Erica J Chaffee | Chief Financial Officer | Buy | 0 | Common Shares | $18.29 | -$0.37 | - | 1 | $25.42 | - | Form 4 | - | 2020-10-15 | Erica J Chaffee | Chief Financial Officer | Buy | 1 | Common Shares | $18.29 | -$9.51 | - | 37 | $671.43 | - | Form 4 | By Husband | 2020-10-15 | Ryan M. Downs | Chief Investment Officer | Buy | 0 | Common Shares | $18.29 | -$0.37 | - | 1 | $20.85 | - | Form 4 | - | 2020-10-15 | James Hansen | - | Buy | 1,438 | Common Shares | $18.29 | -$26,307.97 | - | 100,817 | $1,843,943.30 | - | Form 4 | - | 2020-10-15 | James Hansen | - | Buy | 1,558 | Common Shares | $19.25 | -$29,999.97 | - | 102,375 | $1,970,727.80 | - | Form 4 | - | 2020-10-15 | Timothy Hunt | - | Buy | 975 | Common Shares | $18.29 | -$17,836.04 | - | 74,743 | $1,367,048.56 | - | Form 4 | - | 2020-10-15 | Michelle L. Korsmo | - | Buy | 76 | Common Shares | $18.29 | -$1,397.36 | - | 5,355 | $97,946.06 | - | Form 4 | - | 2020-10-15 | Richard Savageau | - | Buy | 3,287 | Common Shares | $18.29 | -$60,116.12 | - | 230,377 | $4,213,596.06 | - | Form 4 | - | 2020-10-15 | Richard Savageau | - | Buy | 441 | Common Shares | $18.29 | -$8,073.75 | - | 30,940 | $565,892.97 | - | Form 4 | By Wife | 2020-10-15 | Joel S. Thomsen | President | Buy | 0 | Common Shares | $18.29 | -$0.18 | - | 1 | $19.02 | - | Form 4 | - | 2020-10-15 | Joel S. Thomsen | President | Buy | 0 | Common Shares | $18.29 | -$0.18 | - | 1 | $18.84 | - | Form 4 | By Wife | 2020-10-15 | James Wieland | - | Buy | 2,118 | Common Shares | $18.29 | -$38,734.38 | - | 148,438 | $2,714,932.67 | - | Form 4 | - | 2020-10-15 | James Wieland | - | Buy | 519 | Common Shares | $19.25 | -$9,999.99 | - | 148,958 | $2,867,433.22 | - | Form 4 | - | 2020-10-15 | Lance Wolf | - | Buy | 1,308 | Common Shares | $18.29 | -$23,916.00 | - | 91,651 | $1,676,295.69 | - | Form 4 | - | 2020-10-15 | Lance Wolf | - | Buy | 519 | Common Shares | $19.25 | -$9,999.99 | - | 92,170 | $1,774,280.58 | - | Form 4 | - | 2020-10-15 | Lance Wolf | - | Buy | 72 | Common Shares | $18.29 | -$1,325.84 | - | 5,081 | $92,926.00 | - | Form 4 | By Wife | 2020-10-22 | Patrick M Covey | Chairman, President & CEO | Buy | 6,000 | Common Stock | $8.30 | -$49,800.00 | - | 132,582 | $1,100,430.60 | - | Form 4 | - | 2020-10-21 | Blackstone Bdc Holdings Llc | - | Buy | 2,000 | Class I Common Shares of Beneficial Interest | $25.00 | -$50,000.00 | - | 2,060 | $51,500.00 | - | Form 4 | See Footnotes | 2020-10-23 | Roger L Dick | President/CEO of UCC | Sell | 739 | Common Stock (Held by Self) | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | - | 2020-10-23 | Roger L Dick | President/CEO of UCC | Buy | 739 | Common Stock | $0.00 | $0.00 | - | 1,455 | $0.00 | - | Form 4 | - | 2020-10-26 | Nolan Thomas H Jr | - | Buy | 58 | COMMON STOCK, CLASS C | $7.00 | -$403.48 | - | 16,202 | $113,414.07 | - | Form 4 | - | 2020-10-26 | Curtis B Mcwilliams | - | Buy | 61 | COMMON STOCK, CLASS C | $7.00 | -$426.93 | - | 17,878 | $125,144.67 | - | Form 4 | - | 2020-10-26 | Adam Scott Markman | - | Buy | 54 | COMMON STOCK, CLASS C | $7.00 | -$378.28 | - | 14,975 | $104,823.04 | - | Form 4 | - | 2020-10-26 | Aaron Scott Halfacre | CEO | Buy | 59 | COMMON STOCK, CLASS C | $7.00 | -$410.06 | - | 14,361 | $100,527.42 | - | Form 4 | - | 2020-10-26 | Jeffrey Randolph | - | Buy | 139 | COMMON STOCK, CLASS C | $7.00 | -$975.38 | - | 36,233 | $253,632.68 | - | Form 4 | - | 2020-10-26 | Joe F Hanauer | - | Buy | 17 | COMMON STOCK, CLASS C | $7.00 | -$121.94 | - | 6,860 | $48,018.60 | - | Form 4 | - | 2020-10-30 | Gary Whitaker | EVP | Buy | 886 | Common Stock | $26.06 | -$23,089.16 | - | 27,279 | $710,890.74 | - | Form 4 | - | 2020-10-30 | David R Klunk | - | Buy | 308 | Common Stock | $0.00 | $0.00 | - | 12,287 | $0.00 | - | Form 4 | | 2020-10-30 | Jerome A Harris | - | Buy | 308 | Common Stock | $0.00 | $0.00 | - | 9,487 | $0.00 | - | Form 4 | | 2020-10-30 | Stuart H Grayston | PRESIDENT | Buy | 308 | Common Stock | $0.00 | $0.00 | - | 4,039 | $0.00 | - | Form 4 | | 2020-10-30 | Thomas B Lillie | - | Buy | 308 | Common Stock | $0.00 | $0.00 | - | 7,786 | $0.00 | - | Form 4 | Thomas B. Lillie Trust U/A/D 6-7-90 | 2020-10-30 | Jeffry I Gillman | - | Buy | 308 | Common Stock | $0.00 | $0.00 | - | 8,987 | $0.00 | - | Form 4 | | 2020-10-30 | David N Thompson | ASSISTANT SECRETARY | Buy | 308 | Common Stock | $0.00 | $0.00 | - | 7,787 | $0.00 | - | Form 4 | | 2020-11-02 | Gary Whitaker | EVP | Buy | 174 | Common Stock | $57.75 | -$10,048.50 | - | 7,255 | $418,976.25 | - | Form 4 | By Spouse | 2020-11-02 | Gary Whitaker | EVP | Buy | 712 | Common Stock | $57.75 | -$41,118.00 | - | 7,429 | $429,024.75 | - | Form 4 | By Spouse | 2020-10-30 | Irvin Frank Diamond | - | Buy | 308 | Common Stock | $0.00 | $0.00 | - | 15,987 | $0.00 | - | Form 4 | The Diamond Revocable Trust | 2020-11-02 | John A Fry | - | Buy | 94 | Class I Common Stock | $24.65 | -$2,312.17 | - | 2,569 | $63,328.07 | - | Form 4 | - | 2020-11-02 | Karen Dougherty Buchholz | - | Buy | 84 | Class I Common Stock | $24.65 | -$2,062.22 | - | 451 | $11,119.86 | - | Form 4 | - | 2020-11-02 | Avraham Shemesh | - | Buy | 13,349 | Common Stock (Class I) | $17.13 | -$228,668.37 | - | 27,152 | $465,114.10 | - | Form 4 | By CIM Income NAV Management, LLC | 2020-11-02 | Richard S Ressler | CEO & President | Buy | 13,349 | Common Stock (Class I) | $17.13 | -$228,668.37 | - | 27,152 | $465,114.10 | - | Form 4 | By CIM Income NAV Management, LLC | 2020-11-02 | Terence J Connors | - | Buy | 113 | Class I Common Stock | $24.65 | -$2,781.01 | - | 3,156 | $77,804.27 | - | Form 4 | - | 2020-11-02 | Jack A. Markell | - | Buy | 84 | Class I Common Stock | $24.65 | -$2,062.22 | - | 460 | $11,348.86 | - | Form 4 | - | 2020-11-04 | Cynthia L Mynatt | - | Buy | 8,771 | Common Stock (Held by Self) | $5.65 | -$49,556.15 | - | 10,110 | $57,121.50 | - | Form 4 | - | 2020-11-04 | W Chester Lowder | - | Buy | 1,689 | Common Stock (Held by jointly with Spouse) | $5.65 | -$9,542.85 | - | 4,824 | $27,255.60 | - | Form 4 | - | 2020-11-04 | Howard M Jenkins | - | Sell | 200,000 | Common Stock | $57.95 | $11,590,000.00 | - | 820,486 | $47,547,161.38 | - | Form 4 | - | 2020-11-06 | James Joseph Ritchie | - | Buy | 15,735 | Common Stock | $18.71 | -$294,401.85 | - | 15,735 | $294,401.85 | - | Form 4 | Joint Account | 2020-11-06 | Michael A Perry | - | Buy | 11,015 | Common Stock | $18.71 | -$206,090.65 | - | 11,015 | $206,090.65 | - | Form 4 | By IRA | 2020-11-06 | David M Kirchheimer | - | Buy | 31,470 | Common Stock | $18.71 | -$588,803.70 | - | 31,470 | $588,803.70 | - | Form 4 | By Trust | 2020-11-06 | Stephen N Potter | - | Buy | 15,735 | Common Stock | $18.71 | -$294,401.85 | - | 15,735 | $294,401.85 | - | Form 4 | By Trust | 2020-11-06 | Reena Aggarwal | - | Buy | 6,294 | Common Stock | $18.71 | -$117,760.74 | - | 6,294 | $117,760.74 | - | Form 4 | Member LLC | 2020-11-06 | Kenneth J. Kencel | CEO & President | Buy | 15,735 | Common Stock | $18.71 | -$294,401.85 | - | 15,735 | $294,401.85 | - | Form 4 | Joint Account | 2020-11-06 | Thomas Grenville | CCO | Buy | 315 | Common Stock | $18.71 | -$5,893.65 | - | 315 | $5,893.65 | - | Form 4 | - | 2020-11-06 | Kenneth M. Miranda | - | Buy | 4,721 | Common Stock | $18.71 | -$88,329.91 | - | 4,721 | $88,329.91 | - | Form 4 | - | 2020-11-06 | Durant D. Schwimmer | - | Buy | 3,147 | Common Stock | $18.71 | -$58,880.37 | - | 3,147 | $58,880.37 | - | Form 4 | - | 2020-11-06 | Marissa Short | Controller | Buy | 315 | Common Stock | $18.71 | -$5,893.65 | - | 315 | $5,893.65 | - | Form 4 | - | 2020-11-06 | Jason Strife | - | Buy | 4,721 | Common Stock | $18.71 | -$88,329.91 | - | 4,721 | $88,329.91 | - | Form 4 | By IRA | 2020-11-06 | Shaul Vichness | Chief Financial Off./Treasurer | Buy | 3,147 | Common Stock | $18.71 | -$58,880.37 | - | 3,147 | $58,880.37 | - | Form 4 | - | 2020-11-09 | Randall T Jones | CEO | Sell | 200 | Common Stock | $57.95 | $11,590.00 | - | 11,650 | $675,117.50 | - | Form 4 | - | 2020-11-09 | Randall T Jones | CEO | Buy | 200 | Common Stock | $57.95 | -$11,590.00 | - | 6,215 | $360,159.25 | - | Form 4 | By Trustee of Children's Trust | 2020-11-09 | Randall T Jones | CEO | Buy | 400 | Common Stock | $57.95 | -$23,180.00 | - | 12,050 | $698,297.50 | - | Form 4 | - | 2020-11-06 | Richard Savageau | - | Sell | 2,598 | Common Shares | $0.00 | $0.00 | - | 227,779 | $0.00 | - | Form 4 | - | 2020-11-12 | Ella S Neyland | President, CFO and Treasurer | Buy | 9,779 | Common Stock | $0.00 | $0.00 | - | 47,160 | $0.00 | - | Form 4 | - | 2020-11-12 | Del Rio Ana Marie | - | Buy | 13,691 | Common Stock | $0.00 | $0.00 | - | 25,305 | $0.00 | - | Form 4 | - | 2020-11-12 | Rodney F Emery | Chief Executive Officer | Sell | 289,746 | Common Stock | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | By Steadfast Income Advisor, LLC | 2020-11-12 | Rodney F Emery | Chief Executive Officer | Buy | 158,419 | Common Stock | $0.00 | $0.00 | - | 205,578 | $0.00 | - | Form 4 | - | 2020-11-23 | Cynthia L Mynatt | - | Buy | 202 | Common Stock (Held by Self) | $0.00 | $0.00 | - | 10,312 | $0.00 | - | Form 4 | - | 2020-11-23 | James O Campbell | - | Buy | 99 | Common Stock (Held by Self) | $0.00 | $0.00 | - | 5,075 | $0.00 | - | Form 4 | - | 2020-11-23 | James E Nance | - | Buy | 108 | Common Stock (Held by Self) | $0.00 | $0.00 | - | 5,535 | $0.00 | - | Form 4 | - | 2020-11-23 | James E Nance | - | Buy | 40 | Common Stock | $0.00 | $0.00 | - | 2,085 | $0.00 | - | Form 4 | - | 2020-11-23 | James E Nance | - | Buy | 296 | Common Stock (Held jointly with Spouse) | $0.00 | $0.00 | - | 15,113 | $0.00 | - | Form 4 | - | 2020-11-23 | James E Nance | - | Buy | 146 | Common Stock (Held by Spouse) | $0.00 | $0.00 | - | 7,463 | $0.00 | - | Form 4 | By Spouse of Reporting Person Solely | 2020-11-23 | James E Nance | - | Buy | 146 | Common Stock (Held by Self as Custodian for Daughter) | $0.00 | $0.00 | - | 7,463 | $0.00 | - | Form 4 | By Self As Custodian for Daughter | 2020-11-23 | James E Nance | - | Buy | 146 | Common Stock (Held by Self as Custodian for Daughter) | $0.00 | $0.00 | - | 7,463 | $0.00 | - | Form 4 | By Self As Custodian for Daughter | 2020-11-23 | Roger L Dick | President/CEO of UCC | Buy | 29 | Common Stock | $0.00 | $0.00 | - | 1,484 | $0.00 | - | Form 4 | - | 2020-11-23 | Roger L Dick | President/CEO of UCC | Buy | 1,416 | Common Stock | $0.00 | $0.00 | - | 74,213 | $0.00 | - | Form 4 | - | 2020-11-23 | Hearne Thomas M Jr | - | Buy | 430 | Common Stock | $0.00 | $0.00 | - | 21,962 | $0.00 | - | Form 4 | - | 2020-11-23 | Hearne Thomas M Jr | - | Buy | 11 | Common Stock (Held by Self) | $0.00 | $0.00 | - | 577 | $0.00 | - | Form 4 | - | 2020-11-23 | Joe S Brooks | - | Buy | 342 | Common Stock (Held jointly with Spouse) | $0.00 | $0.00 | - | 17,485 | $0.00 | - | Form 4 | - | 2020-11-23 | Joe S Brooks | - | Buy | 332 | Common Stock (Held by Self) | $0.00 | $0.00 | - | 16,967 | $0.00 | - | Form 4 | - | 2020-11-23 | Joe S Brooks | - | Buy | 7 | Common Stock (Held by Son) | $0.00 | $0.00 | - | 372 | $0.00 | - | Form 4 | By Son of Reporting Person Solely | 2020-11-23 | W Chester Lowder | - | Buy | 96 | Common Stock (Held jointly with Spouse) | $0.00 | $0.00 | - | 4,920 | $0.00 | - | Form 4 | - | 2020-11-23 | W Chester Lowder | - | Buy | 13 | Common Stock (Held by Self) | $0.00 | $0.00 | - | 676 | $0.00 | - | Form 4 | - | 2020-11-23 | W Chester Lowder | - | Buy | 14 | Common Stock (Held by Son) | $0.00 | $0.00 | - | 761 | $0.00 | - | Form 4 | By Son of Reporting Person Solely | 2020-11-23 | S Todd Swaringen | - | Buy | 5 | Common Stock (Held by Self) | $0.00 | $0.00 | - | 304 | $0.00 | - | Form 4 | - | 2020-11-23 | S Todd Swaringen | - | Buy | 39 | Common Stock | $0.00 | $0.00 | - | 1,993 | $0.00 | - | Form 4 | - | 2020-11-23 | Beaver R David Iii | CFO & Chief Risk Officer | Buy | 22 | Common Stock (Held jointly with Mother) | $0.00 | $0.00 | - | 1,124 | $0.00 | - | Form 4 | - | 2020-11-23 | Beaver R David Iii | CFO & Chief Risk Officer | Buy | 68 | Common Stock | $0.00 | $0.00 | - | 3,504 | $0.00 | - | Form 4 | - | 2020-11-23 | Beaver R David Iii | CFO & Chief Risk Officer | Buy | 388 | Common Stock | $0.00 | $0.00 | - | 19,810 | $0.00 | - | Form 4 | - | 2020-11-23 | Tara G Eudy | - | Buy | 41 | Common Stock (Held jointly with Spouse) | $0.00 | $0.00 | - | 2,127 | $0.00 | - | Form 4 | - | 2020-11-23 | Rankin Frank A Iii | - | Buy | 868 | Common Stock (Held by Self) | $0.00 | $0.00 | - | 44,306 | $0.00 | - | Form 4 | - | 2020-11-23 | Leavitt Harvey H Iii | - | Buy | 131 | Common Stock (Held by Self) | $0.00 | $0.00 | - | 6,713 | $0.00 | - | Form 4 | - | 2020-11-23 | Leavitt Harvey H Iii | - | Buy | 3 | Common Stock (Held by Spouse) | $0.00 | $0.00 | - | 189 | $0.00 | - | Form 4 | By Spouse of Reporting Person Solely | 2020-11-23 | Allen K Furr | - | Buy | 37 | Common Stock (Held jointly with Spouse) | $0.00 | $0.00 | - | 1,915 | $0.00 | - | Form 4 | - | 2020-11-23 | Allen K Furr | - | Buy | 4 | Common Stock | $0.00 | $0.00 | - | 205 | $0.00 | - | Form 4 | - | 2020-11-23 | Allen K Furr | - | Buy | 77 | Common Stock | $0.00 | $0.00 | - | 3,929 | $0.00 | - | Form 4 | - | 2020-11-23 | Allen K Furr | - | Buy | 16 | Common Stock (Held by Self) | $0.00 | $0.00 | - | 856 | $0.00 | - | Form 4 | - | 2020-11-23 | Allen K Furr | - | Buy | 4 | Common Stock | $0.00 | $0.00 | - | 205 | $0.00 | - | Form 4 | By Pershing LLC As Custodian IRA FBO Jennifer R. Furr (Spouse of Reporting Person) | 2020-11-23 | Dean M Bowers | - | Buy | 115 | Common Stock (Held by Self) | $0.00 | $0.00 | - | 5,865 | $0.00 | - | Form 4 | - | 2020-11-23 | Dean M Bowers | - | Buy | 18 | Common Stock | $0.00 | $0.00 | - | 956 | $0.00 | - | Form 4 | Held by Cede & Co., Depository for Pershing LLC Safekeeper for Daughter of Reporting Person Solely | 2020-11-23 | Wesley A Morgan | - | Buy | 83 | Common Stock (Held by Self) | $0.00 | $0.00 | - | 4,279 | $0.00 | - | Form 4 | - | 2020-11-23 | Randy T Russell | - | Buy | 30 | Common Stock (Held by Self TOD Spouse) | $0.00 | $0.00 | - | 1,532 | $0.00 | - | Form 4 | - | 2020-11-23 | Matthew R Hudson | - | Buy | 32 | Common Stock (Held jointly with Spouse) | $0.00 | $0.00 | - | 1,641 | $0.00 | - | Form 4 | - | 2020-11-23 | Chris M Poplin | - | Buy | 132 | Common Stock (Held jointly with Spouse) | $0.00 | $0.00 | - | 6,780 | $0.00 | - | Form 4 | - | 2020-11-23 | Matthew A Shaver | - | Buy | 36 | Common Stock (Held jointly with Spouse) | $0.00 | $0.00 | - | 1,845 | $0.00 | - | Form 4 | - | 2020-11-23 | Matthew A Shaver | - | Buy | 11 | Common Stock (Held by Mother-in-Law as Custodian for Spouse) | $0.00 | $0.00 | - | 596 | $0.00 | - | Form 4 | By Mother-in-Law As Custodian for Spouse | 2020-11-23 | Deidre B Foster | - | Buy | 32 | Common Stock (Held jointly with Spouse) | $0.00 | $0.00 | - | 1,641 | $0.00 | - | Form 4 | - | 2020-11-23 | Merlin Amirtharaj | - | Buy | 51 | Common Stock (Held jointly with Spouse) | $0.00 | $0.00 | - | 2,625 | $0.00 | - | Form 4 | - | 2020-11-23 | Vernon A Russell | - | Buy | 111 | Common Stock | $0.00 | $0.00 | - | 5,678 | $0.00 | - | Form 4 | - | 2020-11-23 | Vernon A Russell | - | Buy | 42 | Common Stock | $0.00 | $0.00 | - | 2,175 | $0.00 | - | Form 4 | By IRA FBO Edith Bridges Russell (Spouse of Reporting Person) Pershing LLC As Custodian | 2020-11-23 | Vernon A Russell | - | Buy | 11 | Common Stock (Held by Self) | $0.00 | $0.00 | - | 577 | $0.00 | - | Form 4 | - | 2020-11-23 | Jason R Andrew | Chief Information Officer | Buy | 119 | Common Stock (Held jointly with Spouse) | $0.00 | $0.00 | - | 6,105 | $0.00 | - | Form 4 | - | 2020-11-23 | Jason R Andrew | Chief Information Officer | Buy | 1 | Common Stock | $0.00 | $0.00 | - | 67 | $0.00 | - | Form 4 | By Great Grandmother-in-Law as Custodian for Spouse | 2020-11-24 | Roger L Dick | President/CEO of UCC | Buy | 1,000 | Common Stock | $5.59 | -$5,590.00 | - | 75,213 | $420,440.67 | - | Form 4 | - | 2020-11-25 | Nolan Thomas H Jr | - | Buy | 69 | COMMON STOCK, CLASS C | $7.00 | -$480.27 | - | 16,271 | $113,894.27 | - | Form 4 | - | 2020-11-25 | Curtis B Mcwilliams | - | Buy | 76 | COMMON STOCK, CLASS C | $7.00 | -$530.25 | - | 17,964 | $125,744.92 | - | Form 4 | - | 2020-11-25 | Adam Scott Markman | - | Buy | 63 | COMMON STOCK, CLASS C | $7.00 | -$443.80 | - | 15,038 | $105,266.91 | - | Form 4 | - | 2020-11-25 | Aaron Scott Halfacre | CEO | Buy | 61 | COMMON STOCK, CLASS C | $7.00 | -$425.53 | - | 14,422 | $100,952.88 | - | Form 4 | - | 2020-11-25 | Joe F Hanauer | - | Buy | 29 | COMMON STOCK, CLASS C | $7.00 | -$203.49 | - | 6,889 | $48,222.09 | - | Form 4 | - | 2020-11-25 | Jeffrey Randolph | - | Buy | 153 | COMMON STOCK, CLASS C | $7.00 | -$1,073.73 | - | 36,387 | $254,706.41 | - | Form 4 | - | 2020-11-30 | William A Siskovic | See Remarks | Sell | 395 | Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP | $1.00 | $395.00 | - | 0 | $0.00 | - | Form 4 | By 585 West Main Ltd | 2020-11-30 | William A Siskovic | See Remarks | Sell | 84 | Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP | $1.00 | $84.00 | - | 0 | $0.00 | - | Form 4 | By 224 Energy Ltd. | 2020-11-30 | William A Siskovic | See Remarks | Buy | 1,898 | Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP | $1.00 | -$1,898.00 | - | 72,500 | $72,500.00 | - | Form 4 | By Deborah L. Siskovic Trust (wife's trust) | 2020-11-30 | Thomas L Korner | - | Sell | 198 | Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP | $1.00 | $198.00 | - | 0 | $0.00 | - | Form 4 | By 585 West Main Ltd. | 2020-11-30 | Thomas L Korner | - | Sell | 42 | Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP | $1.00 | $42.00 | - | 0 | $0.00 | - | Form 4 | By 224 Energy Ltd | 2020-11-30 | Thomas L Korner | - | Buy | 1,898 | Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP | $1.00 | -$1,898.00 | - | 43,256 | $43,256.00 | - | Form 4 | By Thomas L. Korner Trust | 2020-11-30 | Brian A Staebler | See Remarks | Sell | 84 | Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP | $1.00 | $84.00 | - | 0 | $0.00 | - | Form 4 | By 224 Energy Ltd. | 2020-11-30 | Brian A Staebler | See Remarks | Sell | 395 | Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP | $1.00 | $395.00 | - | 0 | $0.00 | - | Form 4 | By 585 West Main Ltd. | 2020-11-30 | Brian A Staebler | See Remarks | Buy | 1,899 | Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP | $1.00 | -$1,899.00 | - | 46,922 | $46,922.00 | - | Form 4 | By Tracie R. Staebler Revocable Trust (wife's trust) | 2020-12-02 | Parsons Robert E Jr | - | Buy | 4,537 | Class A Common Stock | $5.51 | -$24,999.97 | - | 56,867 | $313,338.00 | - | Form 4 | - | 2020-12-02 | Roger L Dick | President/CEO of UCC | Buy | 1,000 | Common Stock | $5.60 | -$5,600.00 | - | 76,213 | $426,792.80 | - | Form 4 | - | 2020-12-02 | Reynolds William H Jr | - | Buy | 4,537 | Class A Common Stock | $5.51 | -$24,999.97 | - | 48,139 | $265,248.15 | - | Form 4 | - | 2020-12-01 | John C Siciliano | - | Buy | 249 | Common Stock | $10.03 | -$2,499.68 | - | 3,749 | $37,604.68 | - | Form 4 | - | 2020-12-02 | Simon Turner | - | Buy | 4,537 | Class A Common Stock | $5.51 | -$24,999.97 | - | 13,735 | $75,677.48 | - | Form 4 | - | 2020-12-01 | Avraham Shemesh | - | Buy | 13,729 | Common Stock (Class I) | $17.11 | -$234,911.06 | - | 40,881 | $699,482.12 | - | Form 4 | By CIM Income NAV Management, LLC | 2020-12-01 | Richard S Ressler | CEO & President | Buy | 13,729 | Common Stock (Class I) | $17.11 | -$234,911.06 | - | 40,881 | $699,482.12 | - | Form 4 | By CIM Income NAV Management, LLC | 2020-12-02 | Charles S Henry | - | Buy | 4,537 | Class A Common Stock | $5.51 | -$24,999.97 | - | 48,092 | $264,988.96 | - | Form 4 | - | 2020-12-02 | Michael D Johnson | - | Buy | 4,537 | Class A Common Stock | $5.51 | -$24,999.97 | - | 48,092 | $264,988.96 | - | Form 4 | - | 2020-12-02 | Katherine Lugar | - | Buy | 4,537 | Class A Common Stock | $5.51 | -$24,999.97 | - | 13,890 | $76,533.35 | - | Form 4 | - | 2020-12-02 | Noah K. Carter | Chief Accounting Officer | Buy | 36,297 | Class A Common Stock | $0.00 | $0.00 | - | 36,297 | $0.00 | - | Form 4 | - | 2020-12-02 | Mallika Sinha | Chief Financial Officer | Buy | 72,595 | Class A Common Stock | $0.00 | $0.00 | - | 72,595 | $0.00 | - | Form 4 | - | 2020-12-01 | Brett H Barth | - | Buy | 30,883 | Shares of Limited Liability Company Interests | $12.95 | -$399,938.22 | - | 173,174 | $2,242,599.42 | - | Form 4 | By Grantor Retained Annuity Trust | 2020-12-05 | Lisa Pominski | EVP | Buy | 200 | Common Stock | $40.25 | -$8,050.00 | - | 13,474 | $542,328.50 | - | Form 4 | - | 2020-12-05 | Lisa Pominski | EVP | Buy | 50 | Common Stock | $40.25 | -$2,012.50 | - | 3,821 | $153,795.25 | - | Form 4 | Custodian | 2020-12-05 | Clark Oakley | EVP | Buy | 5 | Common Stock | $57.75 | -$288.75 | - | 2,317 | $133,806.75 | - | Form 4 | - | 2020-12-08 | Herbert Elmer Richerson | - | Buy | 1,728 | Common Stock | $40.25 | -$69,552.00 | - | 70,198 | $2,825,469.50 | - | Form 4 | By self as trustee for the Richerson Community Property Trust | 2020-12-09 | Gary Whitaker | EVP | Buy | 250 | Common Stock | $40.25 | -$10,062.50 | - | 7,679 | $309,079.75 | - | Form 4 | By Spouse | 2020-12-08 | Douglas I Ostrover | - | Buy | 307,028 | Common Stock | $14.32 | -$4,396,640.96 | - | 1,018,109 | $14,579,320.88 | - | Form 4 | By LLC | 2020-12-08 | Alan Kirshenbaum | COO | Buy | 307,028 | Common Stock | $14.32 | -$4,396,640.96 | - | 1,018,109 | $14,579,320.88 | - | Form 4 | By LLC | 2020-12-09 | Will Jordan | - | Buy | 2,000 | Common Stock | $40.25 | -$80,500.00 | - | 37,397 | $1,505,229.25 | - | Form 4 | By Self as Trustee for The WM Jordan Community Property Trust | 2020-12-08 | Craig Packer | CEO and President | Buy | 307,028 | Common Stock | $14.32 | -$4,396,640.96 | - | 1,018,109 | $14,579,320.88 | - | Form 4 | By LLC | 2020-12-01 | Christopher Regis Ryan | Treasurer | Buy | 23,363 | Common Stock | $10.70 | -$249,980.89 | - | 23,363 | $249,980.89 | - | Form 4 | - | 2020-12-01 | Douglas Jr Applegate | Chief Financial Officer | Buy | 2,336 | Common Stock | $10.70 | -$24,998.09 | - | 2,336 | $24,998.09 | - | Form 4 | - | 2020-12-01 | Glenn Duffy | CEO, CIO & President | Buy | 23,363 | Common Stock | $10.70 | -$249,980.89 | - | 23,363 | $249,980.89 | - | Form 4 | - | 2020-12-01 | Marie Ann Bober | CCO, Secretary | Buy | 2,336 | Common Stock | $10.70 | -$24,998.09 | - | 2,336 | $24,998.09 | - | Form 4 | - | 2020-12-01 | William H Gates | - | Buy | 9,345 | Common Stock | $10.70 | -$99,992.36 | - | 9,345 | $99,992.36 | - | Form 4 | - | 2020-12-01 | William A Hayes | - | Buy | 9,345 | Common Stock | $10.70 | -$99,992.36 | - | 9,345 | $99,992.36 | - | Form 4 | - | 2020-12-10 | Uaw Chrysler Retireees Medical Benefits Plan | - | Buy | 1,482,584 | Common Stock | $10.68 | -$15,833,997.12 | - | 7,117,064 | $76,010,243.52 | - | Form 4 | - | 2020-12-10 | Uaw Chrysler Retireees Medical Benefits Plan | - | Buy | 2,218,211 | Common Stock | $10.68 | -$23,690,493.48 | - | 11,049,175 | $118,005,189.00 | - | Form 4 | - | 2020-12-10 | Uaw Chrysler Retireees Medical Benefits Plan | - | Buy | 2,806,695 | Common Stock | $10.68 | -$29,975,502.60 | - | 15,430,098 | $164,793,446.64 | - | Form 4 | - | 2020-12-08 | Orcc Iii Warehouse L.l.c. | - | Buy | 895,151 | Common Stock, par value $0.01 per share | $14.32 | -$12,818,563.04 | - | 2,968,329 | $42,506,474.29 | - | Form 4 | - | 2020-12-14 | John Mcdearman | PRESIDENT | Buy | 133 | COMMON STOCK | $30.19 | -$4,015.27 | - | 10,447 | $315,394.93 | - | Form 4 | - | 2020-12-14 | John Mcdearman | PRESIDENT | Buy | 1,500 | COMMON STOCK | $57.75 | -$86,625.00 | - | 11,947 | $689,939.25 | - | Form 4 | - | 2020-12-16 | Cynthia L Mynatt | - | Buy | 282 | Common Stock (Held by Self) | $5.31 | -$1,497.42 | - | 10,594 | $56,254.14 | - | Form 4 | - | 2020-12-16 | James O Campbell | - | Buy | 282 | Common Stock (Held by Self) | $5.31 | -$1,497.42 | - | 5,357 | $28,445.67 | - | Form 4 | - | 2020-12-15 | Gary Whitaker | EVP | Buy | 150 | Common Stock | $58.75 | -$8,812.50 | - | 27,429 | $1,611,453.75 | - | Form 4 | - | 2020-12-16 | James E Nance | - | Buy | 282 | Common Stock (Held jointly with Spouse) | $5.31 | -$1,497.42 | - | 15,395 | $81,747.45 | - | Form 4 | - | 2020-12-16 | Hearne Thomas M Jr | - | Buy | 282 | Common Stock (Held by Self) | $5.31 | -$1,497.42 | - | 859 | $4,561.29 | - | Form 4 | - | 2020-12-16 | Joe S Brooks | - | Buy | 282 | Common Stock (Held by Self) | $5.31 | -$1,497.42 | - | 17,249 | $91,592.19 | - | Form 4 | - | 2020-12-16 | W Chester Lowder | - | Buy | 282 | Common Stock (Held jointly with Spouse) | $5.31 | -$1,497.42 | - | 5,202 | $27,622.62 | - | Form 4 | - | 2020-12-16 | S Todd Swaringen | - | Buy | 282 | Common Stock (Held by Self) | $5.31 | -$1,497.42 | - | 586 | $3,111.66 | - | Form 4 | - | 2020-12-14 | Smith Daniel Harlan Jr. | - | Buy | 3,194 | Common Shares of Beneficial Interest | $25.05 | -$79,999.93 | - | 19,085 | $478,066.98 | - | Form 4 | - | 2020-12-14 | Brad Marshall | CEO | Buy | 12,774 | Common Shares of Beneficial Interest | $25.05 | -$319,999.97 | - | 75,274 | $1,885,624.97 | - | Form 4 | - | 2020-12-14 | Robert J Bass | - | Buy | 639 | Common Shares of Beneficial Interest | $25.05 | -$15,999.94 | - | 3,898 | $97,636.13 | - | Form 4 | - | 2020-12-16 | John Foster` | EVP | Buy | 500 | Common Stock | $40.75 | -$20,375.00 | - | 6,460 | $263,245.00 | - | Form 4 | - | 2020-12-16 | John Foster` | EVP | Buy | 333 | Common Stock | $47.25 | -$15,734.25 | - | 6,793 | $320,969.25 | - | Form 4 | - | 2020-12-14 | Stephan Kuppenheimer | Chief Financial Officer | Buy | 1,916 | Common Shares of Beneficial Interest | $25.05 | -$48,000.06 | - | 11,291 | $282,843.81 | - | Form 4 | - | 2020-12-16 | Tara G Eudy | - | Buy | 282 | Common Stock (Held Jointly with Spouse) | $5.31 | -$1,497.42 | - | 2,409 | $12,791.79 | - | Form 4 | - | 2020-12-16 | Rankin Frank A Iii | - | Buy | 282 | Common Stock (Held by Self) | $5.31 | -$1,497.42 | - | 44,588 | $236,762.28 | - | Form 4 | - | 2020-12-16 | Leavitt Harvey H Iii | - | Buy | 282 | Common Stock (Held by Self) | $5.31 | -$1,497.42 | - | 6,995 | $37,143.45 | - | Form 4 | - | 2020-12-14 | Beth Chartoff | Public Relations Officer | Buy | 319 | Common Shares of Beneficial Interest | $25.05 | -$7,999.97 | - | 1,882 | $47,140.59 | - | Form 4 | - | 2020-12-16 | Allen K Furr | - | Buy | 282 | Common Stock (Held jointly with Spouse) | $5.31 | -$1,497.42 | - | 2,197 | $11,666.07 | - | Form 4 | - | 2020-12-16 | Dean M Bowers | - | Buy | 282 | Common Stock (Held by Self) | $5.31 | -$1,497.42 | - | 6,147 | $32,640.57 | - | Form 4 | - | 2020-12-16 | Wesley A Morgan | - | Buy | 282 | Common Stock (Held by Self) | $5.31 | -$1,497.42 | - | 4,561 | $24,218.91 | - | Form 4 | - | 2020-12-16 | Randy T Russell | - | Buy | 282 | Common Stock (Held by Self TOD Spouse) | $5.31 | -$1,497.42 | - | 1,814 | $9,632.34 | - | Form 4 | - | 2020-12-16 | Matthew R Hudson | - | Buy | 282 | Common Stock (Held jointly with Spouse) | $5.31 | -$1,497.42 | - | 1,923 | $10,211.13 | - | Form 4 | - | 2020-12-16 | Chris M Poplin | - | Buy | 282 | Common Stock (Held jointly with Spouse) | $5.31 | -$1,497.42 | - | 7,062 | $37,499.22 | - | Form 4 | - | 2020-12-16 | Matthew A Shaver | - | Buy | 282 | Common Stock (Held jointly with Spouse) | $5.31 | -$1,497.42 | - | 2,127 | $11,294.37 | - | Form 4 | - | 2020-12-16 | Deidre B Foster | - | Buy | 282 | Common Stock (Held jointly with Spouse) | $5.31 | -$1,497.42 | - | 1,923 | $10,211.13 | - | Form 4 | - | 2020-12-16 | Merlin Amirtharaj | - | Buy | 282 | Common Stock (Held jointly with Spouse) | $5.31 | -$1,497.42 | - | 2,907 | $15,436.17 | - | Form 4 | - | 2020-12-16 | Vernon A Russell | - | Buy | 282 | Common Stock (Held by Self) | $5.31 | -$1,497.42 | - | 859 | $4,561.29 | - | Form 4 | - | 2020-12-16 | Buckley Walter W Iii | - | Sell | 15,994 | Common Shares | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | IRA | 2020-12-16 | Buckley Walter W Iii | - | Buy | 15,861 | Common Shares | $0.00 | $0.00 | - | 15,861 | $0.00 | - | Form 4 | IRA | 2020-12-16 | Charles P Pizzi | - | Sell | 25,000 | Common Shares | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | - | 2020-12-16 | Charles P Pizzi | - | Buy | 24,793 | Common Shares | $0.00 | $0.00 | - | 24,793 | $0.00 | - | Form 4 | - | 2020-12-16 | David L Cohen | - | Sell | 47,588 | Common Shares | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | - | 2020-12-16 | David L Cohen | - | Sell | 5,330 | Common Shares | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | - | 2020-12-16 | David L Cohen | - | Buy | 52,434 | Common Shares | $0.00 | $0.00 | - | 52,434 | $0.00 | - | Form 4 | - | 2020-12-16 | Hughes Philip E Jr | - | Sell | 7,853 | Common Shares | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | - | 2020-12-16 | Hughes Philip E Jr | - | Buy | 7,788 | Common Shares | $0.00 | $0.00 | - | 7,788 | $0.00 | - | Form 4 | - | 2020-12-16 | Mitchell Oliver C Jr | - | Sell | 952 | Common Shares | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | - | 2020-12-16 | Mitchell Oliver C Jr | - | Buy | 944 | Common Shares | $0.00 | $0.00 | - | 944 | $0.00 | - | Form 4 | - | 2020-12-16 | Michael C. Forman | Chairman, President and CEO | Sell | 405,094 | Common Shares | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | MCFDA SVC LLC | 2020-12-16 | Michael C. Forman | Chairman, President and CEO | Sell | 13,611 | Common Shares | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | By FSH Seed Capital Vehicle I LLC | 2020-12-16 | Michael C. Forman | Chairman, President and CEO | Buy | 401,732 | Common Shares | $0.00 | $0.00 | - | 401,732 | $0.00 | - | Form 4 | MCFDA SVC LLC | 2020-12-16 | Michael C. Forman | Chairman, President and CEO | Buy | 13,435 | Common Shares | $0.00 | $0.00 | - | 13,435 | $0.00 | - | Form 4 | FSH Seed Capital Vehicle I LLC | 2020-12-17 | Thea R. Sears | Vice President & Controller | Buy | 2,000 | Common Stock | $11.60 | -$23,200.00 | - | 95,118 | $1,103,368.80 | - | Form 4 | - | 2020-12-17 | Thea R. Sears | Vice President & Controller | Buy | 2,000 | Common Stock | $13.20 | -$26,400.00 | - | 97,118 | $1,281,957.60 | - | Form 4 | - | 2020-12-17 | Thea R. Sears | Vice President & Controller | Buy | 2,000 | Common Stock | $15.05 | -$30,100.00 | - | 99,118 | $1,491,725.90 | - | Form 4 | - | 2020-12-16 | Stephen Sypherd | VP, Treasurer and Secretary | Sell | 16,377 | Common Shares | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | - | 2020-12-16 | Stephen Sypherd | VP, Treasurer and Secretary | Buy | 16,241 | Common Shares | $0.00 | $0.00 | - | 16,241 | $0.00 | - | Form 4 | - | 2020-12-16 | Barbara J Fouss | - | Sell | 8,963 | Common Shares | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | - | 2020-12-16 | Barbara J Fouss | - | Buy | 8,889 | Common Shares | $0.00 | $0.00 | - | 8,889 | $0.00 | - | Form 4 | - | 2020-12-17 | Fresno County Employees' Retirement Association | - | Buy | 187,172 | Common Stock | $19.61 | -$3,670,442.92 | - | 6,028,132 | $118,211,668.52 | - | Form 4 | - | 2020-12-17 | Mark David Jenkins | - | Buy | 249 | Common Stock | $19.61 | -$4,882.89 | - | 8,038 | $157,625.18 | - | Form 4 | - | 2020-12-21 | James Randall Clemons | - | Buy | 500 | Common Stock | $40.25 | -$20,125.00 | - | 102,082 | $4,108,800.50 | - | Form 4 | - | 2020-12-17 | Thomas M Hennigan | CFO | Buy | 124 | Common Stock | $19.61 | -$2,431.64 | - | 4,018 | $78,792.98 | - | Form 4 | - | 2020-12-22 | Gary Whitaker | EVP | Buy | 133 | Common Stock | $33.94 | -$4,514.02 | - | 7,812 | $265,139.28 | - | Form 4 | By Spouse | 2020-12-22 | Gary Whitaker | EVP | Buy | 17 | Common Stock | $58.75 | -$998.75 | - | 27,446 | $1,612,452.50 | - | Form 4 | - | 2020-12-21 | Stephen O Evans | - | Buy | 12,833 | Common Stock | $0.00 | $0.00 | - | 12,833 | $0.00 | - | Form 4 | - | 2020-12-21 | Marcus E Bromley | - | Buy | 44,065 | Common Stock | $0.00 | $0.00 | - | 44,065 | $0.00 | - | Form 4 | - | 2020-12-21 | Marcus E Bromley | - | Sell | 15,237 | Common Stock (Class A) | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | - | 2020-12-21 | Howard A Silver | - | Buy | 10,266 | Common Stock | $0.00 | $0.00 | - | 17,830 | $0.00 | - | Form 4 | - | 2020-12-21 | Roger L Dick | President/CEO of UCC | Buy | 1,000 | Common Stock | $5.39 | -$5,390.00 | - | 77,213 | $416,178.07 | - | Form 4 | - | 2020-12-21 | Roger L Dick | President/CEO of UCC | Buy | 1,000 | Common Stock | $5.35 | -$5,350.00 | - | 78,213 | $418,439.55 | - | Form 4 | - | 2020-12-21 | Roger L Dick | President/CEO of UCC | Buy | 1,000 | Common Stock | $5.44 | -$5,440.00 | - | 79,213 | $430,918.72 | - | Form 4 | - | 2020-12-21 | Gary Robert A Iv | - | Buy | 13,443 | Common Stock | $0.00 | $0.00 | - | 13,443 | $0.00 | - | Form 4 | - | 2020-12-21 | Gary Robert A Iv | - | Sell | 4,648 | Common Stock (Class A) | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | - | 2020-12-21 | W Brian Kretzmer | - | Buy | 10,780 | Common Stock | $0.00 | $0.00 | - | 22,112 | $0.00 | - | Form 4 | - | 2020-12-21 | Avraham Shemesh | - | Buy | 340,256 | Common Stock | $0.00 | $0.00 | - | 340,256 | $0.00 | - | Form 4 | By Cole REIT Management V, LLC | 2020-12-21 | Avraham Shemesh | - | Buy | 21,960 | Common Stock | $0.00 | $0.00 | - | 21,960 | $0.00 | - | Form 4 | By Cole Corporate Income Management III, LLC | 2020-12-21 | Calvin E Hollis | - | Buy | 8,436 | Common Stock | $0.00 | $0.00 | - | 8,436 | $0.00 | - | Form 4 | - | 2020-12-21 | Richard S Ressler | CEO & President | Buy | 340,256 | Common Stock | $0.00 | $0.00 | - | 340,256 | $0.00 | - | Form 4 | By Cole REIT Management V, LLC | 2020-12-21 | Richard S Ressler | CEO & President | Buy | 21,960 | Common Stock | $0.00 | $0.00 | - | 21,960 | $0.00 | - | Form 4 | By Cole Corporate Income Management III, LLC | 2020-12-21 | Avraham Shemesh | CEO & President | Sell | 117,654 | Common Stock (Class A) | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | By Cole REIT Management V, LLC | 2020-12-21 | Calvin E Hollis | - | Sell | 2,917 | Common Stock (Class A) | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | - | 2020-12-22 | Jeffrey Youle | CEO and President | Buy | 4 | Common Stock | $1,000.00 | -$3,700.00 | - | 110 | $110,400.00 | - | Form 4 | - | 2020-12-22 | Muzinich Us Private Debt, Scsp | - | Buy | 5,830 | Common Stock | $1,000.00 | -$5,829,900.00 | - | 40,964 | $40,963,800.00 | - | Form 4 | - | 2020-12-22 | Muzinich Us Private Debt, Scsp | - | Buy | 5,830 | Common Stock | $1,000.00 | -$5,829,900.00 | - | 40,964 | $40,963,800.00 | - | Form 4 | By Muzinich US Private Debt General Partner, S.a r.l., as the GP of Muzinich US Private Debt, SCSp | 2020-12-28 | Nolan Thomas H Jr | - | Buy | 67 | COMMON STOCK, CLASS C | $7.00 | -$466.48 | - | 16,337 | $114,360.75 | - | Form 4 | - | 2020-12-28 | Curtis B Mcwilliams | - | Buy | 74 | COMMON STOCK, CLASS C | $7.00 | -$514.99 | - | 18,037 | $126,259.91 | - | Form 4 | - | 2020-12-29 | Central Park Advisers, Llc | - | Buy | 100 | Units of Limited Liability Company Interests | $10.00 | -$1,000.00 | - | 100 | $1,000.00 | - | Form 4 | - | 2020-12-28 | Adam Scott Markman | - | Buy | 62 | COMMON STOCK, CLASS C | $7.00 | -$431.13 | - | 15,100 | $105,698.04 | - | Form 4 | - | 2020-12-28 | Aaron Scott Halfacre | CEO | Buy | 59 | COMMON STOCK, CLASS C | $7.00 | -$413.49 | - | 14,481 | $101,366.37 | - | Form 4 | - | 2020-12-28 | Jeffrey Randolph | - | Buy | 149 | COMMON STOCK, CLASS C | $7.00 | -$1,043.21 | - | 36,536 | $255,749.55 | - | Form 4 | - | 2020-12-30 | Gary Whitaker | EVP | Buy | 333 | COMMON STOCK | $58.75 | -$19,563.75 | - | 27,779 | $1,632,016.25 | - | Form 4 | - | 2020-12-30 | Jack W Bell | - | Sell | 427 | COMMON STOCK | $44.75 | $19,108.25 | - | 102,175 | $4,572,331.25 | - | Form 4 | - | 2020-12-30 | Nolan Thomas H Jr | - | Buy | 3,036 | COMMON STOCK Bonus Share | $7.00 | -$21,249.97 | - | 19,373 | $135,610.79 | - | Form 4 | - | 2020-12-28 | Roger L Dick | President/CEO of UCC | Buy | 2,200 | Common Stock | $5.50 | -$12,100.00 | - | 81,413 | $447,771.50 | - | Form 4 | - | 2020-12-30 | Douglas I Ostrover | - | Buy | 202,115 | Common Stock | $14.52 | -$2,934,709.80 | - | 1,220,223 | $17,717,637.96 | - | Form 4 | By LLC | 2020-12-30 | Alan Kirshenbaum | COO | Buy | 202,115 | Common Stock | $14.52 | -$2,934,709.80 | - | 1,220,223 | $17,717,637.96 | - | Form 4 | By LLC | 2020-12-30 | Adam Scott Markman | - | Buy | 2,679 | COMMON STOCK Bonus Share | $7.00 | -$18,749.99 | - | 17,778 | $124,448.03 | - | Form 4 | - | 2020-12-28 | Joe F Hanauer | - | Buy | 28 | COMMON STOCK, CLASS C | $7.00 | -$197.47 | - | 6,917 | $48,419.56 | - | Form 4 | - | 2020-12-30 | Jeffrey Randolph | - | Buy | 3,036 | COMMON STOCK Bonus Shares | $7.00 | -$21,249.97 | - | 39,571 | $276,999.59 | - | Form 4 | - | 2020-12-30 | Joe F Hanauer | - | Buy | 2,679 | COMMON STOCK Bonus Share | $7.00 | -$18,749.99 | - | 9,596 | $67,169.55 | - | Form 4 | - | 2020-12-30 | Craig Packer | CEO and President | Buy | 202,115 | Common Stock | $14.52 | -$2,934,709.80 | - | 1,220,223 | $17,717,637.96 | - | Form 4 | By LLC | 2020-12-31 | James Randall Clemons | - | Buy | 4,648 | Common Stock | $15.68 | -$72,880.64 | - | 106,730 | $1,673,526.40 | - | Form 4 | - | 2020-12-31 | James Randall Clemons | - | Sell | 4,648 | Common Stock | $15.68 | $72,880.64 | - | 62,172 | $974,856.96 | - | Form 4 | By Spouse | 2020-12-31 | Jack W Bell | - | Buy | 427 | COMMON STOCK | $58.75 | -$25,086.25 | - | 102,602 | $6,027,867.50 | - | Form 4 | - | 2020-12-30 | John C Siciliano | - | Buy | 101 | Common Stock | $9.90 | -$999.50 | - | 3,850 | $38,116.78 | - | Form 4 | - | 2021-01-04 | Harvey Beker | - | Buy | 2 | Units of Delaware Statutory Trust | $3,500.00 | -$5,950.00 | - | 124 | $432,530.00 | - | Form 4 | Held through 401(k) and Profit Sharing Plan | 2021-01-04 | Gregg Buckbinder | - | Buy | 10 | Units of Delaware Statutory Trust | $19,950.00 | -$192,916.50 | - | 264 | $5,257,822.50 | - | Form 4 | Held through 401(k) and Profit Sharing Plan | 2020-02-29 | Mark Fitzsimmons | - | Sell | 134 | Units of Delaware Statutory Trust | $286,500.00 | $38,482,680.00 | - | 30 | $8,620,785.00 | - | Form 4 | Held through 401(k) and Profit Sharing Plan | 2021-01-04 | Mark Fitzsimmons | - | Buy | 3 | Units of Delaware Statutory Trust | $7,000.00 | -$23,730.00 | - | 33 | $233,940.00 | - | Form 4 | Held through 401(k) and Profit Sharing Plan | 2020-12-31 | Thomas P Mcguinness | President and CEO | Buy | 237,545 | Common Stock | $0.00 | $0.00 | - | 1,368,685 | $0.00 | - | Form 4 | - | 2020-12-31 | Michael Douglas Phillips | S.V.P., C.A.O. & Controller | Buy | 15,651 | Common Stock | $0.00 | $0.00 | - | 64,103 | $0.00 | - | Form 4 | - | 2020-12-31 | Christy Lynn David | EVP, General Counsel & Sec. | Buy | 42,112 | Common Stock | $0.00 | $0.00 | - | 121,897 | $0.00 | - | Form 4 | - | 2020-12-31 | Daniel Busch | E.V.P., C.F.O. & Treasurer | Buy | 35,615 | Common Stock | $0.00 | $0.00 | - | 53,622 | $0.00 | - | Form 4 | - | 2021-01-04 | Curtis B Mcwilliams | - | Buy | 3,036 | COMMON STOCK Bonus Share | $7.00 | -$21,249.97 | - | 21,073 | $147,509.95 | - | Form 4 | - | 2021-01-01 | Jennifer L Robison | Chief Accounting Officer & SVP | Sell | 2,294 | Common Stock | $8.75 | $20,072.50 | - | 24,167 | $211,460.02 | - | Form 4 | - | 2021-01-01 | Robert F. Myers | Chief Operating Officer & SVP | Sell | 2,688 | Common Stock | $8.75 | $23,520.00 | - | 42,259 | $369,761.88 | - | Form 4 | - | 2021-01-01 | Robert F. Moyer | - | Buy | 270,258 | Class I common shares of beneficial interest | $11.10 | -$2,999,864.91 | - | 270,258 | $2,999,864.91 | - | Form 4 | By Spouse's Trust | 2020-12-30 | Tammy Tipton | Chief Financial Officer | Buy | 560 | CLASS FA COMMON SHARES | $0.00 | $0.00 | - | 2,744 | $0.00 | - | Form 4 | - | 2020-12-30 | Brett A Schlemovitz | Chief Operating Officer | Buy | 2,025 | Class FA Common Shares | $0.00 | $0.00 | - | 10,301 | $0.00 | - | Form 4 | - | 2020-12-30 | Chirag J Bhavsar | Chief Executive Officer | Buy | 2,900 | Class FA Common Shares | $0.00 | $0.00 | - | 19,079 | $0.00 | - | Form 4 | - | 2020-12-30 | Seneff James M Jr | - | Sell | 5,485 | Class FA Common Shares | $0.00 | $0.00 | - | 440,697 | $0.00 | - | Form 4 | By CNL Strategic Management, LLC and CNL Strategic Capital Investment, LLC | 2020-12-30 | Orcc Iii Warehouse L.l.c. | - | Buy | 589,272 | Common Stock, par value $0.01 per share | $14.52 | -$8,556,227.12 | - | 3,557,601 | $51,656,367.25 | - | Form 4 | - | 2021-01-04 | George N Fugelsang | - | Buy | 807 | Common Stock (Class D) | $16.84 | -$13,593.75 | - | 7,802 | $131,388.37 | - | Form 4 | - | 2020-12-31 | Michael V Shustek | Chairman, CEO and Secretary | Buy | 240,000 | Common Stock | $0.00 | $0.00 | - | 1,094,067 | $0.00 | - | Form 4 | Vestin Realty Mortgage II, Inc. | 2020-12-31 | Michael V Shustek | Chairman, CEO and Secretary | Buy | 160,000 | Common Stock | $0.00 | $0.00 | - | 616,834 | $0.00 | - | Form 4 | Vestin Realty Mortgage I, Inc. | 2021-01-04 | W Brian Kretzmer | - | Buy | 668 | Common Stock (Class D) | $16.84 | -$11,249.96 | - | 6,786 | $114,272.87 | - | Form 4 | - | 2021-01-04 | Richard J Lehmann | - | Buy | 724 | Common Stock (Class D) | $16.84 | -$12,187.44 | - | 7,351 | $123,795.56 | - | Form 4 | - | 2021-01-04 | Roger Snell | - | Buy | 724 | Common Stock (Class D) | $16.84 | -$12,187.44 | - | 7,351 | $123,795.56 | - | Form 4 | - | 2021-01-04 | Avraham Shemesh | - | Buy | 8,601 | Common Stock (Class I) | $17.13 | -$147,329.31 | - | 49,482 | $847,629.06 | - | Form 4 | By CIM Income NAV Management, LLC | 2021-01-04 | Richard S Ressler | CEO & President | Buy | 8,601 | Common Stock (Class I) | $17.13 | -$147,329.31 | - | 49,482 | $847,629.06 | - | Form 4 | By CIM Income NAV Management, LLC | 2021-01-01 | Bjorn Hall | - | Buy | 44 | Common Shares | $10.00 | -$437.60 | - | 44 | $437.60 | - | Form 4 | - | 2021-01-01 | Michelle Mirabal | Secretary and CCO | Buy | 10 | Common Shares | $10.00 | -$95.40 | - | 10 | $95.40 | - | Form 4 | - | 2021-01-04 | Theodore D. Seides | - | Buy | 373 | Shares of Limited Liability Company Interests | $13.42 | -$4,999.08 | - | 1,292 | $17,333.54 | - | Form 4 | - | 2021-01-04 | Parsons Robert E Jr | - | Buy | 4,537 | Class A Common Stock | $5.51 | -$24,999.97 | - | 61,404 | $338,338.02 | - | Form 4 | - | 2021-01-04 | Reynolds William H Jr | - | Buy | 4,537 | Class A Common Stock | $5.51 | -$24,999.97 | - | 52,677 | $290,248.18 | - | Form 4 | - | 2021-01-04 | Simon Turner | - | Buy | 4,537 | Class A Common Stock | $5.51 | -$24,999.97 | - | 18,272 | $100,677.45 | - | Form 4 | - | 2021-01-04 | Charles S Henry | - | Buy | 4,537 | Class A Common Stock | $5.51 | -$24,999.97 | - | 52,630 | $289,988.99 | - | Form 4 | - | 2021-01-04 | Michael D Johnson | - | Buy | 4,537 | Class A Common Stock | $5.51 | -$24,999.97 | - | 52,630 | $289,988.99 | - | Form 4 | - | 2021-01-04 | Katherine Lugar | - | Buy | 4,537 | Class A Common Stock | $5.51 | -$24,999.97 | - | 18,427 | $101,533.32 | - | Form 4 | - | 2021-01-06 | Will Jordan | - | Buy | 16 | Common Stock | $58.75 | -$940.00 | - | 25,491 | $1,497,596.25 | - | Form 4 | - | 2020-01-04 | Oak Lawn Direct Investors Gp, L.l.c. | - | Sell | 1,892,455 | Common Stock, par value $0.01 per share | $0.00 | $0.00 | - | 1,665,146 | $0.00 | - | Form 4 | By ORCC III Warehouse L.L.C. | 2020-01-04 | Oak Lawn Direct Investors Gp, L.l.c. | - | Buy | 1,892,455 | Common Stock, par value $0.01 per share | $0.00 | $0.00 | - | 1,892,455 | $0.00 | - | Form 4 | By ORCC III Investors L.L.C. | 2021-01-07 | Blackstone Bdc Holdings Llc | - | Buy | 997,940 | Class I Common Shares of Beneficial Interest | $25.00 | -$24,948,500.00 | - | 1,000,000 | $25,000,000.00 | - | Form 4 | See Footnotes | 2021-01-07 | Smith Daniel Harlan Jr. | - | Buy | 20,000 | Class I Common Shares of Beneficial Interest | $25.00 | -$500,000.00 | - | 20,000 | $500,000.00 | - | Form 4 | - | 2021-01-07 | Brad Marshall | CEO | Buy | 60,000 | Class I Common Shares of Beneficial Interest | $25.00 | -$1,500,000.00 | - | 60,000 | $1,500,000.00 | - | Form 4 | - | 2021-01-07 | Robert J Bass | - | Buy | 4,000 | Class I Common Shares of Beneficial Interest | $25.00 | -$100,000.00 | - | 4,000 | $100,000.00 | - | Form 4 | - | 2021-01-08 | Michael A Seton | President and CEO | Buy | 103,567 | Class A Common Stock | $0.00 | $0.00 | - | 334,781 | $0.00 | - | Form 4 | - | 2021-01-08 | Kay C. Neely | CFO, Treasurer, and Secretary | Buy | 40,276 | Class A Common Stock | $0.00 | $0.00 | - | 155,883 | $0.00 | - | Form 4 | - | 2021-01-07 | Stephan Kuppenheimer | CFO | Buy | 20,000 | Class I Common Shares of Beneficial Interest | $25.00 | -$500,000.00 | - | 20,000 | $500,000.00 | - | Form 4 | - | 2021-01-11 | Aaron Scott Halfacre | CEO | Buy | 10,000 | COMMON STOCK, CLASS C | $7.00 | -$70,000.00 | - | 24,481 | $171,366.37 | - | Form 4 | - | 2021-01-07 | James Frederic Clark | - | Buy | 14,000 | Class I Common Shares of Beneficial Interest | $25.00 | -$350,000.00 | - | 14,000 | $350,000.00 | - | Form 4 | - | 2021-01-13 | Lisa Pominski | EVP | Buy | 300 | Common Stock | $58.75 | -$17,625.00 | - | 4,071 | $239,171.25 | - | Form 4 | By Spouse | 2021-01-13 | Lisa Pominski | EVP | Buy | 133 | Common Stock | $29.81 | -$3,964.73 | - | 13,657 | $407,115.17 | - | Form 4 | - | 2021-01-13 | Gregg Earl Zahn | Chief Executive Officer | Buy | 10,000 | Class A Common Stock, $.01 Par Value | $4.00 | -$40,000.00 | - | 559,001 | $2,236,004.00 | - | Form 4 | - | 2020-11-26 | Commercial Bank National | - | Sell | 5,175,921 | Common Stock | $19.27 | $99,739,999.98 | - | 8,210,750 | $158,221,145.18 | - | Form 4 | See notes | 2020-12-17 | Commercial Bank National | - | Buy | 16,221 | Common Stock | $19.61 | -$318,093.81 | - | 8,226,971 | $161,330,893.86 | - | Form 4 | See notes | 2020-12-17 | Commercial Bank National | - | Buy | 249,563 | Common Stock | $19.61 | -$4,893,930.43 | - | 8,476,534 | $166,224,824.29 | - | Form 4 | - | 2021-01-11 | Bjorn Hall | - | Buy | 18 | Common Shares | $10.00 | -$178.10 | - | 62 | $615.70 | - | Form 4 | - | 2021-01-11 | Brandon T. Jenkins | - | Buy | 3 | Common Shares | $10.00 | -$27.80 | - | 3 | $27.80 | - | Form 4 | - | 2021-01-11 | Michelle Mirabal | Secretary and CCO | Buy | 1 | Common Shares | $10.00 | -$5.70 | - | 10 | $101.10 | - | Form 4 | - | 2021-01-13 | Deborah Varallo | - | Buy | 100 | Common Stock | $58.75 | -$5,875.00 | - | 100 | $5,875.00 | - | Form 4 | - | 2020-12-30 | Joseph R Paul | EVP, CFO & Secretary | Buy | 267 | Common Stock | $21.17 | -$5,652.39 | - | 91,966 | $1,946,920.22 | - | Form 4 | - | 2020-12-30 | Patrick M Covey | Chairman, President & CEO | Buy | 268 | Common Stock | $21.17 | -$5,673.56 | - | 132,850 | $2,812,434.50 | - | Form 4 | - | 2021-01-15 | Erica J Chaffee | Chief Financial Officer | Buy | 0 | Common Shares | $19.00 | -$0.38 | - | 1 | $26.79 | - | Form 4 | - | 2021-01-15 | Erica J Chaffee | Chief Financial Officer | Buy | 1 | Common Shares | $19.00 | -$9.69 | - | 37 | $707.18 | - | Form 4 | By Husband | 2021-01-15 | Ryan M. Downs | Chief Investment Officer | Buy | 0 | Common Shares | $19.00 | -$0.38 | - | 1 | $21.85 | - | Form 4 | - | 2021-01-15 | Timothy Hunt | - | Buy | 952 | Common Shares | $19.00 | -$18,091.80 | - | 75,695 | $1,438,207.85 | - | Form 4 | - | 2021-01-15 | Michelle L. Korsmo | - | Buy | 75 | Common Shares | $19.00 | -$1,417.40 | - | 5,430 | $103,165.82 | - | Form 4 | - | 2021-01-15 | Joel S. Thomsen | President | Buy | 0 | Common Shares | $19.00 | -$0.19 | - | 1 | $20.14 | - | Form 4 | - | 2021-01-15 | Joel S. Thomsen | President | Buy | 0 | Common Shares | $19.00 | -$0.19 | - | 1 | $19.76 | - | Form 4 | By Wife | 2021-01-15 | James Wieland | - | Buy | 2,075 | Common Shares | $19.00 | -$39,427.28 | - | 151,033 | $2,869,620.92 | - | Form 4 | - | 2021-01-15 | James Wieland | - | Buy | 500 | Common Shares | $20.00 | -$10,000.00 | - | 151,533 | $3,030,653.60 | - | Form 4 | - | 2021-01-15 | Lance Wolf | - | Buy | 1,284 | Common Shares | $19.00 | -$24,396.38 | - | 93,454 | $1,775,634.36 | - | Form 4 | - | 2021-01-15 | Lance Wolf | - | Buy | 500 | Common Shares | $20.00 | -$10,000.00 | - | 93,954 | $1,879,088.80 | - | Form 4 | - | 2021-01-15 | Lance Wolf | - | Buy | 71 | Common Shares | $19.00 | -$1,344.82 | - | 5,151 | $97,878.12 | - | Form 4 | By Wife | 2020-12-30 | James F Stief | Exec VP, U.S. Residential Ops | Buy | 267 | Common Stock | $21.17 | -$5,652.39 | - | 236,330 | $5,003,106.10 | - | Form 4 | - | 2020-12-30 | Thea R. Sears | Vice President & Controller | Buy | 267 | Common Stock | $21.17 | -$5,652.39 | - | 99,385 | $2,103,980.45 | - | Form 4 | - | 2020-12-30 | Brent R Repenning | Ex VP US Utility/Davey Resourc | Buy | 200 | Common Stock | $21.17 | -$4,234.00 | - | 43,902 | $929,405.34 | - | Form 4 | - | 2020-12-30 | Dan A Joy | Ex VP Comm Lndsp/Op Supp Srvcs | Buy | 267 | Common Stock | $21.17 | -$5,652.39 | - | 45,852 | $970,686.84 | - | Form 4 | - | 2020-12-30 | Christopher J Bast | Vice President & Treasurer | Buy | 267 | Common Stock | $21.17 | -$5,652.39 | - | 17,440 | $369,204.80 | - | Form 4 | - | 2020-12-30 | James Edgar Doyle | Exec VP&GM Davey Tree Canada | Buy | 50 | Common Stock | $21.17 | -$1,058.50 | - | 58,279 | $1,233,766.43 | - | Form 4 | - | 2021-01-04 | John G. Jordan | - | Buy | 0 | Common Stock, par value $0.01 per share | $0.00 | $0.00 | - | 4,822 | $0.00 | - | Form 4 | - | 2021-01-04 | Terry Sebastian | - | Buy | 0 | Common Stock, par value $0.01 per share | $0.00 | $0.00 | - | 3,343 | $0.00 | - | Form 4 | - | 2020-12-30 | Erika J. Schoenberger | VP, GENERAL COUNSEL & ASST SEC | Buy | 267 | Common Stock | $21.17 | -$5,652.39 | - | 2,928 | $61,985.76 | - | Form 4 | - | 2020-12-30 | Gregory M Ina | Ex VP, Davey Institute/Emp Dev | Buy | 267 | Common Stock | $21.17 | -$5,652.39 | - | 52,062 | $1,102,152.54 | - | Form 4 | - | 2021-01-12 | David Golub | President and CEO | Buy | 61,361 | Common Stock, par value $0.001 per share | $15.00 | -$920,419.95 | - | 704,788 | $10,571,817.15 | - | Form 4 | By GCOP LLC | 2021-01-12 | Lawrence E Golub | Chairman | Buy | 61,361 | Common Stock, par value $0.001 per share | $15.00 | -$920,419.95 | - | 704,788 | $10,571,817.15 | - | Form 4 | By GCOP LLC | 2020-05-28 | Jeff William Taylor | Chairman | Buy | 1,199 | Class B Units | $118.91 | -$142,573.09 | - | 1,199 | $142,573.09 | - | Form 4 | - | 2020-05-28 | Jeff William Taylor | Chairman | Buy | 50 | Class B Units | $118.91 | -$5,945.50 | - | 1,249 | $148,518.59 | - | Form 4 | By Entity | 2021-01-20 | John C Siciliano | - | Buy | 264 | Common Stock | $9.94 | -$2,628.53 | - | 4,115 | $40,899.32 | - | Form 4 | - | 2020-12-22 | Adam S Metz | - | Buy | 1 | Common Stock, par value $0.001 per share | $0.00 | $0.00 | - | 10,490 | $0.00 | - | Form 4 | See Footnote 1 | 2021-01-20 | Adam S Metz | - | Buy | 979 | Common Stock, par value $0.001 per share | $20.27 | -$19,853.45 | - | 11,469 | $232,482.51 | - | Form 4 | See Footnote 1 | 2020-12-22 | David N Miller | - | Buy | 0 | Common Stock, par value $0.001 per share | $0.00 | $0.00 | - | 2,664 | $0.00 | - | Form 4 | See Footnote | 2021-01-20 | David N Miller | - | Buy | 245 | Common Stock, par value $0.001 per share | $20.27 | -$4,963.31 | - | 2,909 | $58,968.67 | - | Form 4 | See Footnote | 2020-12-22 | Orit Mizrachi | Chief Operating Officer | Buy | 0 | Common Stock, par value $0.001 per share | $0.00 | $0.00 | - | 1,066 | $0.00 | - | Form 4 | - | 2021-01-20 | Orit Mizrachi | Chief Operating Officer | Buy | 98 | Common Stock, par value $0.001 per share | $20.27 | -$1,985.24 | - | 1,164 | $23,587.39 | - | Form 4 | - | 2020-12-22 | Bruce D Frank | - | Buy | 0 | Common Stock, par value $0.001 per share | $0.00 | $0.00 | - | 533 | $0.00 | - | Form 4 | See Footnote | 2021-01-20 | Bruce D Frank | - | Buy | 49 | Common Stock, par value $0.001 per share | $20.27 | -$992.62 | - | 582 | $11,793.69 | - | Form 4 | See Footnote | 2020-12-22 | Venugopal Rathi | Chief Finanacial Officer | Buy | 0 | Common Stock, par value $0.001 per share | $0.00 | $0.00 | - | 1,066 | $0.00 | - | Form 4 | - | 2021-01-20 | Venugopal Rathi | Chief Finanacial Officer | Buy | 98 | Common Stock, par value $0.001 per share | $20.27 | -$1,985.24 | - | 1,164 | $23,587.39 | - | Form 4 | - | 2020-12-22 | Jeffrey Levin | CEO and President | Buy | 1 | Common Stock, par value $0.001 per share | $0.00 | $0.00 | - | 10,584 | $0.00 | - | Form 4 | - | 2021-01-20 | Jeffrey Levin | CEO and President | Buy | 979 | Common Stock, par value $0.001 per share | $20.27 | -$19,853.45 | - | 11,563 | $234,389.10 | - | Form 4 | - | 2020-12-22 | Ms Credit Partners Holdings Inc. | - | Buy | 294 | Common Stock, par value $0.001 per share | $0.00 | $0.00 | - | 2,125,494 | $0.00 | - | Form 4 | - | 2021-01-20 | Ms Credit Partners Holdings Inc. | - | Buy | 195,856 | Common Stock, par value $0.001 per share | $20.27 | -$3,970,003.76 | - | 2,321,350 | $47,053,768.76 | - | Form 4 | - | 2020-12-22 | Kevin Shannon | - | Buy | 0 | Common Stock, par value $0.001 per share | $0.00 | $0.00 | - | 2,117 | $0.00 | - | Form 4 | - | 2021-01-20 | Kevin Shannon | - | Buy | 196 | Common Stock, par value $0.001 per share | $20.27 | -$3,970.69 | - | 2,313 | $46,877.82 | - | Form 4 | - | 2020-12-22 | Joan Binstock | - | Buy | 0 | Common Stock, par value $0.001 per share | $0.00 | $0.00 | - | 3,239 | $0.00 | - | Form 4 | See Footnote | 2021-01-20 | Joan Binstock | - | Buy | 294 | Common Stock, par value $0.001 per share | $20.27 | -$5,955.93 | - | 3,533 | $71,615.53 | - | Form 4 | See Footnote | 2021-01-22 | Nolan Thomas H Jr | - | Buy | 70 | COMMON STOCK, CLASS C | $7.00 | -$489.72 | - | 19,443 | $136,100.51 | - | Form 4 | - | 2021-01-22 | Curtis B Mcwilliams | - | Buy | 76 | COMMON STOCK, CLASS C | $7.00 | -$534.24 | - | 21,149 | $148,044.19 | - | Form 4 | - | 2021-01-22 | Adam Scott Markman | - | Buy | 65 | COMMON STOCK, CLASS C | $7.00 | -$452.41 | - | 17,843 | $124,900.44 | - | Form 4 | - | 2021-01-22 | Aaron Scott Halfacre | CEO | Buy | 61 | COMMON STOCK, CLASS C | $7.00 | -$428.96 | - | 24,542 | $171,795.33 | - | Form 4 | - | 2021-01-22 | Jeffrey Randolph | - | Buy | 155 | COMMON STOCK, CLASS C | $7.00 | -$1,088.01 | - | 39,727 | $278,087.60 | - | Form 4 | - | 2021-01-22 | Joe F Hanauer | - | Buy | 30 | COMMON STOCK, CLASS C | $7.00 | -$210.00 | - | 9,626 | $67,379.55 | - | Form 4 | - | 2021-01-19 | Lehe Peter Von | - | Buy | 25,000 | Institutional Class Shares | $10.00 | -$250,000.00 | - | 25,000 | $250,000.00 | - | Form 4 | - | 2021-01-25 | Alberta Investment Management Corp | - | Buy | 56,974 | Common Stock, par value $0.001 per share | $21.58 | -$1,229,500.00 | - | 1,923,400 | $41,506,981.50 | - | Form 4 | - | 2021-01-25 | Massachusetts Mutual Life Insurance Co | - | Buy | 766,808 | Common Stock | $21.58 | -$16,547,706.07 | - | 2,539,913 | $54,811,311.97 | - | Form 4 | - | 2021-01-25 | Massachusetts Mutual Life Insurance Co | - | Buy | 40,358 | Common Stock | $21.58 | -$870,931.90 | - | 133,680 | $2,884,805.98 | - | Form 4 | By C.M. Life Insurance Company | 2021-01-28 | Massachusetts Mutual Life Insurance Co | - | Buy | 176,089 | Common Stock | $21.58 | -$3,799,999.97 | - | 2,716,001 | $58,611,311.94 | - | Form 4 | - | 2021-01-28 | Massachusetts Mutual Life Insurance Co | - | Buy | 9,268 | Common Stock | $21.58 | -$199,999.99 | - | 142,947 | $3,084,805.97 | - | Form 4 | By C.M. Life Insurance Company | 2021-02-01 | Harvey Beker | - | Buy | 1 | Units of Delaware Statutory Trust | $2,500.00 | -$3,100.00 | - | 125 | $312,000.00 | - | Form 4 | Held through 401(k) and Profit Sharing Plan | 2021-02-01 | Gregg Buckbinder | - | Buy | 13 | Units of Delaware Statutory Trust | $26,000.00 | -$335,400.00 | - | 299 | $7,785,960.00 | - | Form 4 | Held through 401(k) and Profit Sharing Plan | 2021-01-28 | Thomas C Elliott | See Remarks | Sell | 141,423 | Common Stock | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | - | 2021-01-28 | Avraham Shemesh | - | Buy | 156,067 | Common Stock (Class I) | $25.63 | -$4,000,000.03 | - | 348,067 | $8,920,960.03 | - | Form 4 | See Footnote | 2021-01-28 | Shaul Kuba | - | Buy | 156,067 | Common Stock (Class I) | $25.63 | -$4,000,000.03 | - | 348,067 | $8,920,960.03 | - | Form 4 | See Footnote | 2021-01-28 | Eagle Point Credit Management Llc | - | Buy | 357,142 | Common Stock, $0.001 par value per share | $14.00 | -$4,999,988.00 | - | 357,142 | $4,999,988.00 | - | Form 4 | See Footnotes | 2021-01-29 | Richard Vance | President and CEO | Buy | 3,571,429 | Common Stock | $0.00 | $0.00 | - | 12,381,166 | $0.00 | - | Form 4 | - | 2021-01-29 | Richard Vance | President and CEO | Sell | 1,599,615 | Common Stock | $0.28 | $447,892.20 | - | 10,781,551 | $3,018,834.28 | - | Form 4 | - | 2021-01-29 | Robert J. Lange | COO, EVP and General Counsel | Buy | 2,142,857 | Common Stock | $0.00 | $0.00 | - | 6,394,253 | $0.00 | - | Form 4 | - | 2021-01-29 | Robert J. Lange | COO, EVP and General Counsel | Sell | 969,135 | Common Stock | $0.28 | $271,357.80 | - | 5,425,118 | $1,519,033.04 | - | Form 4 | - | 2021-01-29 | Kimberly A Karas | See Remarks | Buy | 267,857 | Common Stock | $0.00 | $0.00 | - | 376,538 | $0.00 | - | Form 4 | - | 2021-01-29 | Kimberly A Karas | See Remarks | Sell | 132,857 | Common Stock | $0.28 | $37,199.96 | - | 243,681 | $68,230.68 | - | Form 4 | - | 2021-01-28 | Racr, Llc Cim | - | Buy | 156,067 | Common Stock (Class I) | $25.63 | -$4,000,000.03 | - | 344,067 | $8,818,440.03 | - | Form 4 | - | 2021-01-28 | Richard S Ressler | - | Buy | 156,067 | Common Stock (Class I) | $25.63 | -$4,000,000.03 | - | 348,067 | $8,920,960.03 | - | Form 4 | See Footnote | 2021-02-01 | Richard S Ressler | CEO & President | Buy | 11,455 | Common Stock (Class I) | $17.04 | -$195,188.43 | - | 60,937 | $1,038,364.09 | - | Form 4 | By CIM Income NAV Management, LLC | 2021-02-01 | Avraham Shemesh | - | Buy | 11,455 | Common Stock (Class I) | $17.04 | -$195,188.43 | - | 60,937 | $1,038,364.09 | - | Form 4 | By CIM Income NAV Management, LLC | 2021-02-01 | Peter A Cohen | Chief Executive Officer | Buy | 30,000 | Class A Common Stock | $0.00 | $0.00 | - | 315,456 | $0.00 | - | Form 4 | - | 2021-02-01 | Jules B Kroll | - | Buy | 5,000 | Class A Common Stock | $0.00 | $0.00 | - | 10,000 | $0.00 | - | Form 4 | - | 2021-02-01 | George S Blumenthal | - | Buy | 5,000 | Class A Common Stock | $0.00 | $0.00 | - | 146,887 | $0.00 | - | Form 4 | - | 2021-02-03 | Jack W Bell | - | Buy | 1,110 | Non-Qualified Stock Option | $40.25 | -$44,677.50 | - | 103,712 | $4,174,408.00 | - | Form 4 | - | 2021-02-01 | Joshua S Pechter | - | Buy | 10,000 | Class A Common Stock | $0.00 | $0.00 | - | 46,364 | $0.00 | - | Form 4 | - | 2021-02-01 | Jeffrey Charles Piermont | COO, President and Secretary | Buy | 30,000 | Class A Common Stock | $0.00 | $0.00 | - | 84,091 | $0.00 | - | Form 4 | - | 2021-02-01 | Rehana Farrell | - | Buy | 5,000 | Class A Common Stock | $0.00 | $0.00 | - | 10,000 | $0.00 | - | Form 4 | - | 2021-02-01 | Milun Patel | Chief Financial Officer | Buy | 30,000 | Class A Common Stock | $0.00 | $0.00 | - | 85,082 | $0.00 | - | Form 4 | - | 2021-02-01 | William Mitchell Greenblatt | - | Buy | 10,000 | Class A Common Stock | $0.00 | $0.00 | - | 10,000 | $0.00 | - | Form 4 | - | 2021-02-01 | Brett H Barth | - | Buy | 2,282 | Shares of Limited Liability Company Interests | $13.15 | -$30,002.25 | - | 24,861 | $326,923.73 | - | Form 4 | By Wife as Trustee for Irrevocable Trust | 2021-02-01 | Bjorn Hall | - | Buy | 39 | Common Shares | $10.00 | -$388.70 | - | 100 | $1,004.40 | - | Form 4 | - | 2021-02-01 | Brandon S. Pick | - | Buy | 4,563 | Shares of Limited Liability Company Interests | $13.15 | -$60,004.63 | - | 19,840 | $260,895.21 | - | Form 4 | - | 2021-02-05 | Joshua S Pechter | - | Buy | 18,182 | Class A Common Stock | $200,002.00 | -$3,636,436,364.00 | - | 64,546 | $12,909,329,092.00 | - | Form 4 | Cacti Asset Management, LLC | 2020-02-04 | Spc Wilson Point, L.p. | - | Buy | 266,578 | Common Stock | $19.39 | -$5,168,954.98 | - | 498,860 | $9,672,889.39 | - | Form 4 | See Footnote | 2020-02-04 | Spc Field Partners Llc | - | Buy | 207,094 | Common Stock | $19.39 | -$4,015,545.10 | - | 300,317 | $5,823,144.11 | - | Form 4 | See Footnote | 2021-02-08 | Bruce N Haase | - | Buy | 165,996 | Paired Shares | $0.00 | $0.00 | - | 460,733 | $0.00 | - | Form 4 | - | 2021-02-05 | Michael J Levitt | Chief Executive Officer | Buy | 146,895 | Common Stock | $15.00 | -$2,203,428.00 | - | 146,895 | $2,203,428.00 | - | Form 4 | CS 1219 Trust | 2021-02-05 | Michael J Levitt | Chief Executive Officer | Buy | 36,724 | Common Stock | $15.00 | -$550,857.00 | - | 183,619 | $2,754,285.00 | - | Form 4 | MJL 2012 Older Children Trust | 2021-02-05 | Terry A Hart | CFO and Treasurer | Buy | 3,672 | Common Stock | $15.00 | -$55,086.00 | - | 3,672 | $55,086.00 | - | Form 4 | - | 2021-02-05 | James C Baker | President | Buy | 9,181 | Common Stock | $15.00 | -$137,713.95 | - | 9,181 | $137,713.95 | - | Form 4 | - | 2021-02-08 | Howard J Weissman | See Remarks | Buy | 1,936 | Paired Shares | $0.00 | $0.00 | - | 41,594 | $0.00 | - | Form 4 | - | 2021-02-08 | Judi Bikulege | See Remarks | Buy | 3,452 | Paired Shares | $0.00 | $0.00 | - | 38,037 | $0.00 | - | Form 4 | - | 2021-02-08 | David Clarkson | See Remarks | Buy | 1,786 | Paired Shares | $0.00 | $0.00 | - | 49,749 | $0.00 | - | Form 4 | - | 2021-02-08 | Christopher N. Dekle | See Remarks | Buy | 2,106 | Paired Shares | $0.00 | $0.00 | - | 62,915 | $0.00 | - | Form 4 | - | 2021-02-08 | Christopher N. Dekle | See Remarks | Buy | 2,750 | Paired Shares | $0.00 | $0.00 | - | 65,665 | $0.00 | - | Form 4 | - | 2021-02-05 | Quinn Terry | Vice Chairman | Buy | 12,853 | Common Stock | $15.00 | -$192,799.95 | - | 12,853 | $192,799.95 | - | Form 4 | - | 2021-02-05 | Leonard Ken | Co-Chief Investment Officer | Buy | 14,690 | Common Stock | $15.00 | -$220,342.95 | - | 14,690 | $220,342.95 | - | Form 4 | - | 2021-02-11 | Peter A Cohen | Chief Executive Officer | Buy | 45,455 | Class A Common Stock | $11.00 | -$500,005.00 | - | 360,911 | $3,970,021.00 | - | Form 4 | By Self as Trustee for The Peter A. Cohen Revocable Trust | 2021-02-09 | James A. Jessee | - | Buy | 2,505 | Common Stock | $9.98 | -$24,999.00 | - | 5,005 | $49,949.00 | - | Form 4 | - | 2021-02-11 | John A Fry | - | Buy | 94 | Class I Common Stock | $24.62 | -$2,312.80 | - | 2,663 | $65,563.80 | - | Form 4 | - | 2021-02-11 | Karen Dougherty Buchholz | - | Buy | 84 | Class I Common Stock | $24.62 | -$2,062.66 | - | 535 | $13,168.99 | - | Form 4 | - | 2021-02-11 | Terence J Connors | - | Buy | 113 | Class I Common Stock | $24.62 | -$2,781.57 | - | 3,269 | $80,491.15 | - | Form 4 | - | 2021-02-11 | Jack A. Markell | - | Buy | 84 | Class I Common Stock | $24.62 | -$2,062.66 | - | 544 | $13,397.71 | - | Form 4 | - | 2021-02-16 | Timothy Haugen | - | Sell | 1,579 | Common Shares | $19.00 | $30,000.05 | - | 48,410 | $919,795.51 | - | Form 4 | - | 2020-10-16 | Guardian Life Insurance Co Of America | - | Buy | 25,000,000 | Preferred Stock | $100.00 | -$2,500,000,000.00 | - | 60,000,000 | $6,000,000,000.00 | - | Form 4 | - | 2020-03-03 | Kkr Financial Holdings Llc | - | Buy | 1,960,000 | Class I Shares of Beneficial Interest | $25.00 | -$49,000,000.00 | - | 4,000,000 | $100,000,000.00 | - | Form 4 | See footnotes | 2021-02-01 | John G. Jordan | - | Buy | 0 | Common Stock, par value $0.01 per share | $0.00 | $0.00 | - | 6,266 | $0.00 | - | Form 4 | - | 2021-02-01 | Terry Sebastian | - | Buy | 0 | Common Stock, par value $0.01 per share | $0.00 | $0.00 | - | 4,946 | $0.00 | - | Form 4 | - | 2021-02-23 | Boer Klaas De | - | Buy | 200,000 | Common Stock | $2.00 | -$400,000.00 | - | 200,000 | $400,000.00 | - | Form 4 | By spouse | 2021-02-23 | Boer Klaas De | - | Buy | 3,585,252 | Common Stock | $0.00 | $0.00 | - | 3,585,252 | $0.00 | - | Form 4 | By Entrepreneurs Fund LP | 2021-02-23 | Simon Ogier | Chief Technology Officer | Buy | 198,087 | Common Stock | $0.00 | $0.00 | - | 198,087 | $0.00 | - | Form 4 | - | 2021-02-23 | Ian Jenks | Chairman and CEO | Buy | 633,880 | Common Stock | $0.00 | $0.00 | - | 633,880 | $0.00 | - | Form 4 | - | 2021-02-23 | Robert Bahns | Chief Financial Officer | Buy | 118,852 | Common Stock | $0.00 | $0.00 | - | 118,852 | $0.00 | - | Form 4 | - | 2021-02-23 | Beverley Brown | Chief Scientist | Buy | 20,002 | Common Stock | $0.00 | $0.00 | - | 20,002 | $0.00 | - | Form 4 | By B Brown Consultants Ltd | 2021-02-23 | Simon P. King | - | Buy | 6,429,932 | Common Stock | $0.00 | $0.00 | - | 6,429,932 | $0.00 | - | Form 4 | By Octopus Titan VCT Plc | 2021-02-23 | Simon P. King | - | Buy | 46,096 | Common Stock | $0.00 | $0.00 | - | 46,096 | $0.00 | - | Form 4 | By Octopus Investments Nominees Limited | 2021-02-23 | Mark N. Tompkins | - | Sell | 2,450,000 | Common Stock, par value $0.0001 | $0.00 | $0.00 | - | 2,300,000 | $0.00 | - | Form 4 | - | 2021-02-23 | Ian Seth Jacobs | - | Sell | 50,000 | Common Stock, par value $0.0001 | $0.00 | $0.00 | - | 200,000 | $0.00 | - | Form 4 | - | 2021-02-26 | James Anthony Patton | - | Buy | 5,521 | COMMON STOCK | $55.76 | -$307,850.96 | - | 35,503 | $1,979,647.28 | - | Form 4 | - | 2021-02-25 | Nolan Thomas H Jr | - | Buy | 25 | COMMON STOCK, CLASS C | $23.03 | -$576.67 | - | 6,506 | $149,833.41 | - | Form 4 | - | 2021-02-25 | Curtis B Mcwilliams | - | Buy | 27 | COMMON STOCK, CLASS C | $23.03 | -$618.36 | - | 7,077 | $162,973.64 | - | Form 4 | - | 2021-02-26 | Clark Oakley | EVP | Buy | 8 | COMMON STOCK | $58.75 | -$470.00 | - | 2,346 | $137,827.50 | - | Form 4 | - | 2021-02-25 | Adam Scott Markman | - | Buy | 23 | COMMON STOCK, CLASS C | $23.03 | -$529.00 | - | 5,971 | $137,503.15 | - | Form 4 | - | 2021-02-25 | Aaron Scott Halfacre | CEO | Buy | 27 | COMMON STOCK, CLASS C | $23.03 | -$632.40 | - | 8,208 | $189,034.62 | - | Form 4 | - | 2021-02-25 | Jeffrey Randolph | - | Buy | 51 | COMMON STOCK, CLASS C | $23.03 | -$1,177.75 | - | 13,293 | $306,147.23 | - | Form 4 | - | 2021-02-25 | Joe F Hanauer | - | Buy | 12 | COMMON STOCK, CLASS C | $23.03 | -$285.57 | - | 3,221 | $74,178.48 | - | Form 4 | - | 2021-03-01 | Harvey Beker | - | Buy | 1 | Units of Delaware Statutory Trust | $2,500.00 | -$2,925.00 | - | 126 | $314,850.00 | - | Form 4 | Held through 401(k) and Profit Sharing Plan | 2021-03-01 | James F Risoleo | - | Sell | 9,766 | Common Stock (Class A) | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | - | 2021-02-27 | James Anthony Patton | - | Buy | 28,323 | COMMON STOCK | $55.75 | -$1,579,007.25 | - | 63,826 | $3,558,299.50 | - | Form 4 | - | 2021-03-01 | Richard H Dozer | - | Sell | 10,363 | Common Stock (Class A) | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | - | 2021-03-01 | Richard S Ressler | - | Sell | 20,000 | Common Stock (Class A) | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | By Cole Corporate Income Management II, LLC | 2021-03-01 | Calvin E Hollis | - | Sell | 9,015 | Common Stock (Class A) | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | - | 2021-03-01 | P Anthony Nissley | - | Sell | 13,023 | Common Stock (Class A) | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | - | 2021-03-01 | Avraham Shemesh | CEO & President | Sell | 20,000 | Common Stock (Class A) | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | By Cole Corporate Income Management II, LLC | 2021-03-02 | Gary Whitaker | EVP | Sell | 26 | Common Stock | $26.05 | $677.30 | - | 28,033 | $730,259.65 | - | Form 4 | - | 2021-02-26 | David Golub | President and CEO | Buy | 61,361 | Common Stock, par value $0.001 per share | $15.00 | -$920,419.95 | - | 766,149 | $11,492,237.25 | - | Form 4 | By GCOP LLC | 2021-02-26 | Lawrence E Golub | Chairman | Buy | 61,361 | Common Stock, par value $0.001 per share | $15.00 | -$920,419.95 | - | 766,149 | $11,492,237.25 | - | Form 4 | By GCOP LLC | 2021-03-01 | Avraham Shemesh | - | Buy | 12,719 | Common Stock (Class I) | $17.20 | -$218,774.71 | - | 73,656 | $1,266,888.70 | - | Form 4 | By CIM Income NAV Management, LLC | 2021-03-01 | Richard S Ressler | CEO & President | Buy | 12,719 | Common Stock (Class I) | $17.20 | -$218,774.71 | - | 73,656 | $1,266,888.70 | - | Form 4 | By CIM Income NAV Management, LLC | 2021-03-01 | Robert J Aalberts | - | Buy | 2,000 | Common Stock | $0.00 | $0.00 | - | 2,000 | $0.00 | - | Form 4 | - | 2021-03-01 | John Earl Dawson | - | Buy | 2,000 | Common Stock | $0.00 | $0.00 | - | 2,000 | $0.00 | - | Form 4 | - | 2021-03-01 | Robert Shawn Nelson | - | Buy | 2,000 | Common Stock | $0.00 | $0.00 | - | 2,000 | $0.00 | - | Form 4 | - | 2021-03-01 | Bjorn Hall | - | Buy | 39 | Common Shares | $10.00 | -$388.70 | - | 139 | $1,393.10 | - | Form 4 | - | 2021-03-04 | Lisa Pominski | EVP | Buy | 64 | Common Stock | $58.75 | -$3,760.00 | - | 13,852 | $813,805.00 | - | Form 4 | - | 2021-03-05 | John Mcdearman | EVP | Buy | 24 | Common Stock | $58.75 | -$1,410.00 | - | 12,089 | $710,228.75 | - | Form 4 | - | 2021-03-04 | Joseph R Paul | EVP, CFO & Secretary | Buy | 15,344 | Common Stock | $30.00 | -$460,320.00 | - | 107,310 | $3,219,300.00 | - | Form 4 | - | 2021-03-04 | Patrick M Covey | Chairman, President & CEO | Buy | 23,465 | Common Stock | $30.00 | -$703,950.00 | - | 156,315 | $4,689,450.00 | - | Form 4 | - | 2021-03-04 | James F Stief | Exec VP, U.S. Residential Ops | Buy | 9,358 | Common Stock | $30.00 | -$280,740.00 | - | 245,688 | $7,370,640.00 | - | Form 4 | - | 2021-03-04 | Thea R. Sears | Vice President & Controller | Buy | 4,004 | Common Stock | $30.00 | -$120,120.00 | - | 103,389 | $3,101,670.00 | - | Form 4 | - | 2021-03-04 | Brent R Repenning | Ex VP US Utility/Davey Resourc | Buy | 5,142 | Common Stock | $30.00 | -$154,260.00 | - | 49,044 | $1,471,320.00 | - | Form 4 | - | 2021-03-04 | Dan A Joy | Ex VP Comm Lndsp/Op Supp Srvcs | Buy | 5,676 | Common Stock | $30.00 | -$170,280.00 | - | 51,528 | $1,545,840.00 | - | Form 4 | - | 2021-03-05 | John Foster` | EVP | Buy | 8 | Common Stock | $58.75 | -$470.00 | - | 6,867 | $403,436.25 | - | Form 4 | - | 2021-03-04 | Christopher J Bast | Vice President & Treasurer | Buy | 4,004 | Common Stock | $30.00 | -$120,120.00 | - | 21,444 | $643,320.00 | - | Form 4 | - | 2021-03-04 | James Edgar Doyle | Exec VP&GM Davey Tree Canada | Buy | 4,987 | Common Stock | $30.00 | -$149,610.00 | - | 63,266 | $1,897,980.00 | - | Form 4 | - | 2021-03-04 | Erika J. Schoenberger | VP, GENERAL COUNSEL & ASST SEC | Buy | 9,020 | Common Stock | $30.00 | -$270,600.00 | - | 11,948 | $358,440.00 | - | Form 4 | - | 2021-03-04 | Gregory M Ina | Ex VP, Davey Institute/Emp Dev | Buy | 3,821 | Common Stock | $30.00 | -$114,630.00 | - | 55,883 | $1,676,490.00 | - | Form 4 | - | 2021-03-01 | James Kevin Bland | Chief Financial Officer | Buy | 4,255 | Common Stock | $0.00 | $0.00 | - | 4,255 | $0.00 | - | Form 4 | - | 2021-03-08 | William E Crenshaw | - | Sell | 2,490 | Common Stock | $60.20 | $149,898.00 | - | 2,381,118 | $143,343,320.46 | - | Form 4 | - | 2021-03-09 | William E Crenshaw | - | Sell | 160 | Common Stock | $60.20 | $9,632.00 | - | 40,018 | $2,409,083.60 | - | Form 4 | By Trustee Of Nieces' Trust | 2021-03-08 | Adam R. Levy | CEO & CFO | Buy | 1,383,333 | Restricted Stock Award (Common Stock) | $0.00 | $0.00 | - | 1,383,333 | $0.00 | - | Form 4 | - | 2021-03-10 | Robert F. Myers | Chief Operating Officer & SVP | Buy | 0 | Common Stock | $8.75 | $-0.00 | - | 42,416 | $371,136.59 | - | Form 4 | - | 2021-03-10 | John P Caulfield | CFO, SVP & Treasurer | Buy | 2,394 | Common Stock | $8.75 | -$20,947.50 | - | 55,333 | $484,159.73 | - | Form 4 | - | 2021-03-10 | John P Caulfield | CFO, SVP & Treasurer | Sell | 397 | Common Stock | $8.75 | $3,473.75 | - | 54,936 | $480,685.98 | - | Form 4 | - | 2021-03-10 | Tanya Brady | SVP, GC & Secretary | Buy | 2,898 | Common Stock | $8.75 | -$25,357.50 | - | 37,202 | $325,521.35 | - | Form 4 | - | 2021-03-10 | Tanya Brady | SVP, GC & Secretary | Sell | 517 | Common Stock | $8.75 | $4,523.75 | - | 36,685 | $320,997.60 | - | Form 4 | - | 2021-03-10 | Jennifer L Robison | Chief Accounting Officer & SVP | Buy | 2,840 | Common Stock | $8.75 | -$24,850.00 | - | 27,007 | $236,310.02 | - | Form 4 | - | 2021-03-10 | Jennifer L Robison | Chief Accounting Officer & SVP | Sell | 471 | Common Stock | $8.75 | $4,121.25 | - | 26,536 | $232,188.77 | - | Form 4 | - | 2021-03-10 | Jennifer L Robison | Chief Accounting Officer & SVP | Buy | 10,202 | Common Stock | $8.75 | -$89,267.50 | - | 36,738 | $321,456.28 | - | Form 4 | - | 2021-03-10 | Muzinich Us Private Debt, Scsp | - | Buy | 6,681 | Common Stock | $1,000.00 | -$6,680,800.00 | - | 47,645 | $47,644,500.00 | - | Form 4 | - | 2021-03-10 | Muzinich Us Private Debt, Scsp | - | Buy | 6,681 | Common Stock | $1,000.00 | -$6,680,800.00 | - | 47,645 | $47,644,500.00 | - | Form 4 | By Muzinich US Private Debt General Partner, S.a r.l., as the GP of Muzinich US Private Debt, SCSp | 2021-03-10 | Jeffrey Youle | CEO and President | Buy | 18 | Common Stock | $1,000.00 | -$18,000.00 | - | 128 | $128,400.00 | - | Form 4 | - | 2021-03-15 | Ella S Neyland | President, CFO and Treasurer | Buy | 14,469 | Common Stock | $0.00 | $0.00 | - | 44,016 | $0.00 | - | Form 4 | - | 2021-03-16 | Edward H Dalelio | - | Buy | 912 | Common Stock | $15.57 | -$14,199.84 | - | 18,966 | $295,300.62 | - | Form 4 | - | 2021-03-16 | Douglas I Ostrover | - | Buy | 118,624 | Common Stock | $15.57 | -$1,846,975.68 | - | 2,321,734 | $36,149,398.38 | - | Form 4 | By LLC | 2021-03-12 | Beaver R David Iii | CFO & Chief Risk Officer | Buy | 2,211 | Common Stock (Held jointly with Spouse) | $5.40 | -$11,939.40 | - | 2,211 | $11,939.40 | - | Form 4 | - | 2021-03-12 | Beaver R David Iii | CFO & Chief Risk Officer | Buy | 92 | Common Stock (Held jointly with Spouse) | $5.45 | -$501.40 | - | 2,303 | $12,551.35 | - | Form 4 | - | 2021-03-12 | Beaver R David Iii | CFO & Chief Risk Officer | Buy | 465 | Common Stock (Held jointly with Spouse) | $5.50 | -$2,557.50 | - | 2,768 | $15,224.00 | - | Form 4 | - | 2021-03-16 | Alan Kirshenbaum | COO and CFO | Buy | 118,624 | Common Stock | $15.57 | -$1,846,975.68 | - | 2,321,734 | $36,149,398.38 | - | Form 4 | By LLC | 2021-03-15 | Tim Middleton | Chief Investment Officer | Buy | 14,469 | Common Stock | $0.00 | $0.00 | - | 44,982 | $0.00 | - | Form 4 | - | 2021-03-15 | Jason S. Stern | Chief Strategy & Admin Officer | Buy | 12,862 | Common Stock | $0.00 | $0.00 | - | 25,994 | $0.00 | - | Form 4 | - | 2021-03-15 | David Roy Miller | Chief Accounting Officer | Buy | 7,074 | Common Stock | $0.00 | $0.00 | - | 16,923 | $0.00 | - | Form 4 | - | 2021-03-15 | Tiffany Stanley | EVP, Property Management | Buy | 7,717 | Common Stock | $0.00 | $0.00 | - | 20,849 | $0.00 | - | Form 4 | - | 2021-03-15 | Gustav F. Bahn | Chief Legal Officer | Buy | 12,862 | Common Stock | $0.00 | $0.00 | - | 32,560 | $0.00 | - | Form 4 | - | 2021-03-16 | Craig Packer | CEO and President | Buy | 118,624 | Common Stock | $15.57 | -$1,846,975.68 | - | 2,321,734 | $36,149,398.38 | - | Form 4 | By LLC | 2021-03-12 | Jason R Andrew | Chief Information Officer | Buy | 736 | Common Stock (Held jointly with Spouse) | $5.40 | -$3,974.40 | - | 6,841 | $36,941.40 | - | Form 4 | - | 2021-03-12 | Jason R Andrew | Chief Information Officer | Buy | 31 | Common Stock (Held jointly with Spouse) | $5.45 | -$168.95 | - | 6,872 | $37,452.40 | - | Form 4 | - | 2021-03-12 | Jason R Andrew | Chief Information Officer | Buy | 155 | Common Stock (Held jointly with Spouse) | $5.50 | -$852.50 | - | 7,027 | $38,648.50 | - | Form 4 | - | 2021-03-12 | Jason R Andrew | Chief Information Officer | Buy | 100 | Common Stock | $5.90 | -$590.00 | - | 100 | $590.00 | - | Form 4 | - | 2021-03-12 | Jason R Andrew | Chief Information Officer | Buy | 486 | Common Stock | $6.00 | -$2,916.00 | - | 586 | $3,516.00 | - | Form 4 | - | 2021-03-12 | Jeffrey L Trout | President UB Mortgage | Buy | 1,472 | Common Stock (Held by Self TOD Spouse) | $5.40 | -$7,948.80 | - | 7,017 | $37,891.80 | - | Form 4 | - | 2021-03-12 | Jeffrey L Trout | President UB Mortgage | Buy | 62 | Common Stock (Held by Self TOD Spouse) | $5.45 | -$337.90 | - | 7,079 | $38,580.55 | - | Form 4 | - | 2021-03-12 | Jeffrey L Trout | President UB Mortgage | Buy | 311 | Common Stock (Held by Self TOD Spouse) | $5.50 | -$1,710.50 | - | 7,390 | $40,645.00 | - | Form 4 | - | 2021-03-15 | Theodore L Koenig | Chairman, President, and CEO | Buy | 30,625 | Common Stock | $10.00 | -$306,250.00 | - | 30,625 | $306,250.00 | - | Form 4 | Owned by Monroe Management Holdco, LLC | 2021-03-15 | Bruce N Haase | - | Sell | 10,019 | Paired Shares | $19.21 | $192,464.99 | - | 450,714 | $8,658,215.94 | - | Form 4 | - | 2021-03-12 | Adam S Metz | - | Buy | 1,081 | Common Stock, par value $0.001 per share | $20.72 | -$22,407.44 | - | 12,551 | $260,051.13 | - | Form 4 | See Footnote 1 | 2021-03-15 | Aaron Daniel Peck | CFO & Corporate Secretary | Buy | 30,625 | Common Stock | $10.00 | -$306,250.00 | - | 30,625 | $306,250.00 | - | Form 4 | Owned by Monroe Management Holdco, LLC | 2021-03-15 | Howard J Weissman | See Remarks | Sell | 1,393 | Paired Shares | $19.21 | $26,759.53 | - | 40,201 | $772,261.21 | - | Form 4 | - | 2021-03-15 | Judi Bikulege | See Remarks | Sell | 2,743 | Paired Shares | $19.21 | $52,693.03 | - | 35,294 | $677,997.74 | - | Form 4 | - | 2021-03-15 | Christopher N. Dekle | See Remarks | Sell | 6,664 | Paired Shares | $19.21 | $128,015.44 | - | 59,001 | $1,133,409.21 | - | Form 4 | - | 2021-03-15 | David Clarkson | See Remarks | Sell | 1,178 | Paired Shares | $19.21 | $22,629.38 | - | 48,571 | $933,048.91 | - | Form 4 | - | 2021-03-12 | David N Miller | - | Buy | 270 | Common Stock, par value $0.001 per share | $20.72 | -$5,601.86 | - | 3,180 | $65,879.65 | - | Form 4 | See Footnote | 2021-03-12 | Orit Mizrachi | Chief Operating Officer | Buy | 108 | Common Stock, par value $0.001 per share | $20.72 | -$2,240.66 | - | 1,272 | $26,351.90 | - | Form 4 | - | 2021-03-12 | Bruce D Frank | - | Buy | 54 | Common Stock, par value $0.001 per share | $20.72 | -$1,120.33 | - | 636 | $13,175.85 | - | Form 4 | See Footnote | 2021-03-12 | Venugopal Rathi | Chief Finanacial Officer | Buy | 108 | Common Stock, par value $0.001 per share | $20.72 | -$2,240.66 | - | 1,272 | $26,351.90 | - | Form 4 | - | 2021-03-12 | Jeffrey Levin | CEO and President | Buy | 1,081 | Common Stock, par value $0.001 per share | $20.72 | -$22,407.44 | - | 12,645 | $262,000.05 | - | Form 4 | - | 2021-03-15 | Richard Whitaker Booth | - | Buy | 17 | Common Shares | $10.00 | -$174.50 | - | 28 | $277.90 | - | Form 4 | - | 2021-03-12 | Joan Binstock | - | Buy | 324 | Common Stock, par value $0.001 per share | $20.72 | -$6,722.19 | - | 3,955 | $81,947.39 | - | Form 4 | See Footnote | 2021-03-12 | Ms Credit Partners Holdings Inc. | - | Buy | 216,249 | Common Stock, par value $0.001 per share | $20.72 | -$4,480,684.05 | - | 2,537,599 | $52,579,060.40 | - | Form 4 | - | 2021-03-12 | Kevin Shannon | - | Buy | 216 | Common Stock, par value $0.001 per share | $20.72 | -$4,481.53 | - | 2,529 | $52,400.05 | - | Form 4 | - | 2021-03-19 | Dan A Joy | Ex VP Comm Lndsp/Op Supp Srvcs | Sell | 2,879 | Common Stock | $30.00 | $86,370.00 | - | 48,649 | $1,459,470.00 | - | Form 4 | - | 2021-03-19 | Dan A Joy | Ex VP Comm Lndsp/Op Supp Srvcs | Buy | 4,000 | Common Stock | $11.60 | -$46,400.00 | - | 52,649 | $610,728.40 | - | Form 4 | - | 2021-03-19 | Dan A Joy | Ex VP Comm Lndsp/Op Supp Srvcs | Buy | 3,000 | Common Stock | $13.20 | -$39,600.00 | - | 55,649 | $734,566.80 | - | Form 4 | - | 2021-03-18 | Kevin S Murphy | Senior Vice President | Buy | 3,322 | Common Stock | $60.20 | -$200,000.05 | - | 15,167 | $913,034.14 | - | Form 4 | - | 2021-01-19 | Clayton Patterson | President, Secretary | Buy | 1,000 | Common Stock | $5.00 | -$5,000.00 | - | 2,506,000 | $12,530,000.00 | - | Form 4 | By Patterson Consolidated LLC | 2021-02-23 | Clayton Patterson | President, Secretary | Buy | 500 | Common Stock | $5.00 | -$2,500.00 | - | 2,506,500 | $12,532,500.00 | - | Form 4 | By Patterson Consolidated LLC | 2021-03-18 | Howard M Jenkins | - | Sell | 100,000 | Common Stock | $60.20 | $6,020,000.00 | - | 720,486 | $43,373,254.79 | - | Form 4 | - | 2021-03-18 | Beaver R David Iii | CFO & Chief Risk Officer | Buy | 100 | Common Stock | $6.84 | -$684.00 | - | 19,910 | $136,184.40 | - | Form 4 | - | 2021-03-18 | Beaver R David Iii | CFO & Chief Risk Officer | Buy | 100 | Common Stock | $6.84 | -$684.00 | - | 20,010 | $136,868.40 | - | Form 4 | - | 2021-03-18 | Jason R Andrew | Chief Information Officer | Buy | 200 | Common Stock | $6.84 | -$1,368.00 | - | 786 | $5,376.24 | - | Form 4 | - | 2021-03-22 | Marc S Lipschultz | - | Buy | 1,295,896 | Common Stock | $9.26 | -$11,999,996.96 | - | 2,595,996 | $24,038,922.96 | - | Form 4 | By LLC | 2021-01-26 | Randall T Jones | CEO | Buy | 258 | Common Stock | $57.95 | -$14,951.10 | - | 12,308 | $713,248.60 | - | Form 4 | - | 2021-03-22 | Randall T Jones | CEO | Buy | 498 | Common Stock | $60.20 | -$30,000.07 | - | 12,806 | $770,941.67 | - | Form 4 | - | 2021-03-23 | Joseph R Paul | EVP, CFO & Secretary | Buy | 8,000 | Common Stock | $13.20 | -$105,600.00 | - | 115,310 | $1,522,092.00 | - | Form 4 | - | 2021-03-22 | Douglas I Ostrover | - | Buy | 1,295,896 | Common Stock | $9.26 | -$11,999,996.96 | - | 2,595,996 | $24,038,922.96 | - | Form 4 | By LLC | 2021-03-19 | Marisa Janel Beeney | CCO, CLO, Secretary | Buy | 986 | Class I Common Shares of Beneficial Interest | $25.36 | -$24,999.89 | - | 986 | $24,999.89 | - | Form 4 | - | 2021-03-22 | Alan Kirshenbaum | - | Buy | 1,295,896 | Common Stock | $9.26 | -$11,999,996.96 | - | 2,595,996 | $24,038,922.96 | - | Form 4 | By LLC | 2021-03-22 | Craig Packer | CEO and President | Buy | 1,295,896 | Common Stock | $9.26 | -$11,999,996.96 | - | 2,595,996 | $24,038,922.96 | - | Form 4 | By LLC | 2021-03-22 | Owl Rock Feeder Fic Orcic Equity Llc | - | Buy | 1,295,896 | Common Stock | $9.26 | -$11,999,996.96 | - | 2,595,896 | $24,037,996.96 | - | Form 4 | - | 2021-03-25 | Nolan Thomas H Jr | - | Buy | 23 | COMMON STOCK, CLASS C | $23.03 | -$522.32 | - | 6,529 | $150,355.73 | - | Form 4 | - | 2021-03-25 | Curtis B Mcwilliams | - | Buy | 25 | COMMON STOCK, CLASS C | $23.03 | -$568.15 | - | 7,101 | $163,541.79 | - | Form 4 | - | 2021-03-25 | Adam Scott Markman | - | Buy | 21 | COMMON STOCK, CLASS C | $23.03 | -$479.25 | - | 5,991 | $137,982.40 | - | Form 4 | - | 2021-03-25 | Aaron Scott Halfacre | CEO | Buy | 29 | COMMON STOCK, CLASS C | $23.03 | -$659.35 | - | 8,237 | $189,693.96 | - | Form 4 | - | 2021-03-25 | Joe F Hanauer | - | Buy | 11 | COMMON STOCK, CLASS C | $23.03 | -$258.63 | - | 3,232 | $74,437.11 | - | Form 4 | - | 2021-03-25 | Jeffrey Randolph | - | Buy | 46 | COMMON STOCK, CLASS C | $23.03 | -$1,067.21 | - | 13,340 | $307,214.21 | - | Form 4 | - | 2021-03-30 | Nolan Thomas H Jr | - | Buy | 651 | COMMON STOCK Bonus Share | $23.03 | -$14,999.90 | - | 7,180 | $165,355.86 | - | Form 4 | - | 2021-03-30 | Curtis B Mcwilliams | - | Buy | 651 | COMMON STOCK Bonus Share | $23.03 | -$14,999.90 | - | 7,753 | $178,541.69 | - | Form 4 | - | 2021-03-30 | Adam Scott Markman | - | Buy | 543 | COMMON STOCK Bonus Share | $23.03 | -$12,499.99 | - | 6,534 | $150,482.40 | - | Form 4 | - | 2021-03-30 | Jeffrey Randolph | - | Buy | 651 | COMMON STOCK Bonus Shares | $23.03 | -$14,999.90 | - | 13,991 | $322,214.34 | - | Form 4 | - | 2021-03-30 | Joe F Hanauer | - | Buy | 543 | COMMON STOCK Bonus Share | $23.03 | -$12,499.99 | - | 3,775 | $86,937.10 | - | Form 4 | - | 2021-04-01 | Harvey Beker | - | Buy | 1 | Units of Delaware Statutory Trust | $2,500.00 | -$2,925.00 | - | 127 | $317,775.00 | - | Form 4 | Held through 401(k) and Profit Sharing Plan | 2021-03-31 | Patrick M Covey | Chairman, President & CEO | Buy | 10,000 | Common Stock | $9.20 | -$92,000.00 | - | 166,315 | $1,530,098.00 | - | Form 4 | - | 2021-03-31 | Patrick M Covey | Chairman, President & CEO | Sell | 3,067 | Common Stock | $30.00 | $92,010.00 | - | 163,248 | $4,897,440.00 | - | Form 4 | - | 2021-03-31 | Patrick M Covey | Chairman, President & CEO | Buy | 8,000 | Common Stock | $11.60 | -$92,800.00 | - | 171,248 | $1,986,476.80 | - | Form 4 | - | 2021-03-30 | Spc Wilson Point, L.p. | - | Buy | 421,249 | Common Stock | $19.49 | -$8,210,147.49 | - | 920,109 | $17,932,922.85 | - | Form 4 | - | 2021-03-31 | Brent R Repenning | Ex VP US Utility/Davey Resourc | Buy | 4,000 | Common Stock | $9.20 | -$36,800.00 | - | 53,044 | $488,004.80 | - | Form 4 | - | 2021-03-31 | Brent R Repenning | Ex VP US Utility/Davey Resourc | Sell | 1,227 | Common Stock | $30.00 | $36,810.00 | - | 51,817 | $1,554,510.00 | - | Form 4 | - | 2021-03-31 | Brent R Repenning | Ex VP US Utility/Davey Resourc | Sell | 835 | Common Stock | $30.00 | $25,050.00 | - | 50,982 | $1,529,460.00 | - | Form 4 | - | 2021-03-31 | James Edgar Doyle | Exec VP&GM Davey Tree Canada | Buy | 4,000 | Common Stock | $18.40 | -$73,600.00 | - | 67,266 | $1,237,694.40 | - | Form 4 | - | 2021-03-31 | James Edgar Doyle | Exec VP&GM Davey Tree Canada | Sell | 1,227 | Common Stock | $30.00 | $36,810.00 | - | 66,039 | $1,981,170.00 | - | Form 4 | - | 2021-03-31 | James Edgar Doyle | Exec VP&GM Davey Tree Canada | Sell | 1,465 | Common Stock | $30.00 | $43,950.00 | - | 64,574 | $1,937,220.00 | - | Form 4 | - | 2021-03-31 | Gregory M Ina | Ex VP, Davey Institute/Emp Dev | Buy | 2,400 | Common Stock | $9.20 | -$22,080.00 | - | 58,283 | $536,203.60 | - | Form 4 | - | 2021-03-31 | Gregory M Ina | Ex VP, Davey Institute/Emp Dev | Sell | 736 | Common Stock | $30.00 | $22,080.00 | - | 57,547 | $1,726,410.00 | - | Form 4 | - | 2021-03-30 | Spc Field Partners Llc | - | Buy | 253,130 | Common Stock | $19.49 | -$4,933,499.22 | - | 553,447 | $10,786,675.01 | - | Form 4 | See Footnote | 2021-04-01 | George N Fugelsang | - | Buy | 833 | Common Stock (Class D) | $16.31 | -$13,593.73 | - | 8,636 | $140,846.96 | - | Form 4 | - | 2021-04-01 | W Brian Kretzmer | - | Buy | 690 | Common Stock (Class D) | $16.31 | -$11,249.99 | - | 7,599 | $123,940.18 | - | Form 4 | - | 2021-04-01 | Richard J Lehmann | - | Buy | 747 | Common Stock (Class D) | $16.31 | -$12,187.48 | - | 8,232 | $134,268.32 | - | Form 4 | - | 2021-04-02 | Ruth S Goodstein | Vice President | Buy | 2,745 | Units of Limited Liability Company Interests | $9.11 | -$25,006.59 | - | 2,745 | $25,006.59 | - | Form 4 | - | 2021-04-01 | David L. Magdol | PRESIDENT, CIO AND SMD | Buy | 13,423 | Common Stock | $7.45 | -$100,000.01 | - | 13,423 | $100,000.01 | - | Form 4 | | 2021-04-01 | Dwayne L. Hyzak | CEO, SMD | Buy | 16,779 | Common Stock | $7.45 | -$124,999.97 | - | 16,779 | $124,999.97 | - | Form 4 | | 2021-04-01 | Jason B Beauvais | SVP, GC, CCO, SECRETARY | Buy | 6,711 | Common Stock | $7.45 | -$50,000.00 | - | 6,711 | $50,000.00 | - | Form 4 | | 2021-04-01 | Roger Snell | - | Buy | 747 | Common Stock (Class D) | $16.31 | -$12,187.48 | - | 8,232 | $134,268.32 | - | Form 4 | - | 2021-04-01 | Avraham Shemesh | - | Buy | 11,871 | Common Stock (Class I) | $16.60 | -$197,054.28 | - | 85,527 | $1,419,749.36 | - | Form 4 | By CIM Income NAV Management, LLC | 2021-04-01 | Richard S Ressler | CEO & President | Buy | 11,871 | Common Stock (Class I) | $16.60 | -$197,054.28 | - | 85,527 | $1,419,749.36 | - | Form 4 | By CIM Income NAV Management, LLC | 2021-04-01 | Jeffrey B. Walker | - | Buy | 26,846 | Common Stock | $7.45 | -$200,000.02 | - | 26,846 | $200,000.02 | - | Form 4 | | 2021-04-05 | Parsons Robert E Jr | - | Buy | 4,537 | Class A Common Stock | $5.51 | -$24,999.97 | - | 65,942 | $363,338.00 | - | Form 4 | - | 2021-04-05 | Reynolds William H Jr | - | Buy | 4,537 | Class A Common Stock | $5.51 | -$24,999.97 | - | 57,214 | $315,248.15 | - | Form 4 | - | 2021-04-05 | Simon Turner | - | Buy | 4,537 | Class A Common Stock | $5.51 | -$24,999.97 | - | 22,809 | $125,677.42 | - | Form 4 | - | 2021-04-05 | Charles S Henry | - | Buy | 4,537 | Class A Common Stock | $5.51 | -$24,999.97 | - | 57,167 | $314,988.96 | - | Form 4 | - | 2021-04-05 | Michael D Johnson | - | Buy | 4,537 | Class A Common Stock | $5.51 | -$24,999.97 | - | 57,167 | $314,988.96 | - | Form 4 | - | 2021-04-01 | Vikram S Uppal | Chairman, CEO and President | Buy | 45,512 | Common Stock | $0.00 | $0.00 | - | 45,512 | $0.00 | - | Form 4 | See footnote | 2021-04-05 | Katherine Lugar | - | Buy | 4,537 | Class A Common Stock | $5.51 | -$24,999.97 | - | 22,964 | $126,533.35 | - | Form 4 | - | 2021-04-09 | Brendan Medzigian | Senior Vice President | Sell | 4,189 | Class A Common Stock | $5.51 | $23,079.02 | - | 92,131 | $507,643.13 | - | Form 4 | - | 2021-04-09 | Brendan Medzigian | Senior Vice President | Buy | 54,446 | Class A Common Stock | $0.00 | $0.00 | - | 96,320 | $0.00 | - | Form 4 | - | 2021-04-09 | Samuel Zinsmaster | Senior Vice President | Sell | 10,072 | Class A Common Stock | $5.51 | $55,495.45 | - | 132,334 | $729,160.73 | - | Form 4 | - | 2021-04-09 | Samuel Zinsmaster | Senior Vice President | Buy | 54,446 | Class A Common Stock | $0.00 | $0.00 | - | 142,406 | $0.00 | - | Form 4 | - | 2021-04-09 | Mallika Sinha | Chief Financial Officer | Sell | 12,878 | Class A Common Stock | $5.51 | $70,960.31 | - | 144,109 | $794,038.17 | - | Form 4 | - | 2021-04-09 | Mallika Sinha | Chief Financial Officer | Buy | 84,392 | Class A Common Stock | $0.00 | $0.00 | - | 156,987 | $0.00 | - | Form 4 | - | 2021-04-09 | Noah K. Carter | Chief Accounting Officer | Sell | 5,925 | Class A Common Stock | $5.51 | $32,646.64 | - | 68,485 | $377,349.82 | - | Form 4 | - | 2021-04-09 | Noah K. Carter | Chief Accounting Officer | Buy | 38,113 | Class A Common Stock | $0.00 | $0.00 | - | 74,410 | $0.00 | - | Form 4 | - | 2021-04-12 | Adam S Metz | - | Buy | 3,563 | Common Stock, par value $0.001 per share | $20.65 | -$73,585.04 | - | 16,114 | $332,757.61 | - | Form 4 | See Footnote | 2021-04-12 | David N Miller | - | Buy | 891 | Common Stock, par value $0.001 per share | $20.65 | -$18,396.26 | - | 4,070 | $84,053.35 | - | Form 4 | See Footnote | 2021-04-12 | Orit Mizrachi | Chief Operating Officer | Buy | 356 | Common Stock, par value $0.001 per share | $20.65 | -$7,358.42 | - | 1,628 | $33,621.30 | - | Form 4 | - | 2021-04-12 | Bruce D Frank | - | Buy | 178 | Common Stock, par value $0.001 per share | $20.65 | -$3,679.21 | - | 814 | $16,810.55 | - | Form 4 | See Footnote | 2021-04-12 | Venugopal Rathi | Chief Finanacial Officer | Buy | 356 | Common Stock, par value $0.001 per share | $20.65 | -$7,358.42 | - | 1,628 | $33,621.30 | - | Form 4 | - | 2021-04-12 | Jeffrey Levin | CEO and President | Buy | 3,563 | Common Stock, par value $0.001 per share | $20.65 | -$73,585.04 | - | 16,208 | $334,699.95 | - | Form 4 | - | 2021-04-13 | Richard Whitaker Booth | - | Buy | 8 | Common Shares | $10.00 | -$83.30 | - | 54 | $535.70 | - | Form 4 | - | 2021-04-13 | Bjorn Hall | - | Buy | 16 | Common Shares | $10.00 | -$155.70 | - | 190 | $1,900.10 | - | Form 4 | - | 2021-04-13 | Brandon T. Jenkins | - | Buy | 2 | Common Shares | $10.00 | -$17.80 | - | 5 | $45.70 | - | Form 4 | - | 2021-04-12 | Kevin Shannon | - | Buy | 713 | Common Stock, par value $0.001 per share | $20.65 | -$14,717.05 | - | 3,242 | $66,940.07 | - | Form 4 | - | 2021-04-12 | Joan Binstock | - | Buy | 1,069 | Common Stock, par value $0.001 per share | $20.65 | -$22,075.47 | - | 5,024 | $103,746.22 | - | Form 4 | See Footnote | 2021-04-12 | Ms Credit Partners Holdings Inc. | - | Buy | 712,564 | Common Stock, par value $0.001 per share | $20.65 | -$14,714,448.66 | - | 3,250,164 | $67,115,877.10 | - | Form 4 | - | 2021-04-14 | Alberta Investment Management Corp | - | Buy | 512,301 | Common Stock, par value $0.001 per share | $21.99 | -$11,265,500.09 | - | 2,435,701 | $53,561,075.55 | - | Form 4 | - | 2021-04-13 | Michael G Medzigian | CEO & President | Buy | 544,465 | Class A Common Stock | $0.00 | $0.00 | - | 938,856 | $0.00 | - | Form 4 | - | 2021-04-13 | Michael G Medzigian | CEO & President | Buy | 32,866 | Class A Common Stock | $0.00 | $0.00 | - | 971,721 | $0.00 | - | Form 4 | - | 2021-04-13 | Michael G Medzigian | CEO & President | Sell | 59,619 | Class A Common Stock | $5.51 | $328,499.31 | - | 912,103 | $5,025,685.60 | - | Form 4 | - | 2021-04-13 | Jonathan A. Carnella | - | Buy | 16,710 | Common Stock | $0.00 | $0.00 | - | 16,710 | $0.00 | - | Form 4 | - | 2021-04-15 | Richard Whitaker Booth | - | Buy | 17 | Common Shares | $10.00 | -$174.50 | - | 71 | $710.20 | - | Form 4 | - | 2021-04-15 | Erica J Chaffee | Chief Financial Officer | Buy | 0 | Common Shares | $19.00 | -$0.38 | - | 1 | $27.17 | - | Form 4 | - | 2021-04-15 | Erica J Chaffee | Chief Financial Officer | Buy | 1 | Common Shares | $19.00 | -$9.88 | - | 38 | $717.06 | - | Form 4 | By Husband | 2021-04-15 | Ryan M. Downs | Chief Investment Officer | Buy | 0 | Common Shares | $19.00 | -$0.38 | - | 1 | $22.23 | - | Form 4 | - | 2021-04-15 | Ryan M. Downs | Chief Investment Officer | Buy | 250 | Common Shares | $20.00 | -$5,000.00 | - | 251 | $5,023.40 | - | Form 4 | - | 2021-04-15 | Timothy Hunt | - | Buy | 967 | Common Shares | $19.00 | -$18,365.40 | - | 76,662 | $1,456,573.25 | - | Form 4 | - | 2021-04-15 | Michelle L. Korsmo | - | Buy | 76 | Common Shares | $19.00 | -$1,438.87 | - | 5,506 | $104,604.69 | - | Form 4 | - | 2021-04-15 | Joel S. Thomsen | President | Buy | 0 | Common Shares | $19.00 | -$0.19 | - | 1 | $20.33 | - | Form 4 | - | 2021-04-15 | Joel S. Thomsen | President | Buy | 500 | Common Shares | $20.00 | -$10,000.00 | - | 501 | $10,021.40 | - | Form 4 | - | 2021-04-15 | Joel S. Thomsen | President | Buy | 0 | Common Shares | $19.00 | -$0.19 | - | 1 | $20.14 | - | Form 4 | By Wife | 2021-04-15 | Joel S. Thomsen | President | Buy | 500 | Common Shares | $20.00 | -$10,000.00 | - | 501 | $10,021.20 | - | Form 4 | By Wife | 2021-04-15 | James Wieland | - | Buy | 2,113 | Common Shares | $19.00 | -$40,156.12 | - | 153,646 | $2,919,277.23 | - | Form 4 | - | 2021-04-15 | James Wieland | - | Buy | 500 | Common Shares | $20.00 | -$10,000.00 | - | 154,146 | $3,082,923.40 | - | Form 4 | - | 2021-04-15 | Lance Wolf | Chairman, Board of Trustees | Buy | 1,310 | Common Shares | $19.00 | -$24,897.98 | - | 95,265 | $1,810,032.15 | - | Form 4 | - | 2021-04-15 | Lance Wolf | Chairman, Board of Trustees | Buy | 72 | Common Shares | $19.00 | -$1,365.15 | - | 5,223 | $99,243.27 | - | Form 4 | By Wife | 2021-04-19 | Jason R Andrew | Chief Information Officer | Sell | 786 | Common Stock | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | - | 2021-04-19 | Jason R Andrew | Chief Information Officer | Buy | 786 | Common Stock | $0.00 | $0.00 | - | 786 | $0.00 | - | Form 4 | - | 2021-04-27 | Karl J Warnke | - | Sell | 33,333 | Common Stock | $30.00 | $999,990.00 | - | 661,374 | $19,841,220.00 | - | Form 4 | By Karl J. Warnke Trust | 2021-04-26 | Nolan Thomas H Jr | - | Buy | 25 | COMMON STOCK, CLASS C | $23.03 | -$584.50 | - | 7,205 | $165,940.13 | - | Form 4 | - | 2021-04-26 | Curtis B Mcwilliams | - | Buy | 28 | COMMON STOCK, CLASS C | $23.03 | -$635.40 | - | 7,780 | $179,177.08 | - | Form 4 | - | 2021-04-26 | Adam Scott Markman | - | Buy | 23 | COMMON STOCK, CLASS C | $23.03 | -$535.91 | - | 6,557 | $151,018.53 | - | Form 4 | - | 2021-04-26 | Aaron Scott Halfacre | CEO | Buy | 32 | COMMON STOCK, CLASS C | $23.03 | -$732.58 | - | 8,269 | $190,426.55 | - | Form 4 | - | 2021-04-26 | Jeffrey Randolph | - | Buy | 52 | COMMON STOCK, CLASS C | $23.03 | -$1,190.19 | - | 14,043 | $323,404.30 | - | Form 4 | - | 2021-04-26 | Joe F Hanauer | - | Buy | 13 | COMMON STOCK, CLASS C | $23.03 | -$290.64 | - | 3,788 | $87,227.51 | - | Form 4 | - | 2021-04-29 | Stephen R Quazzo | - | Buy | 5,427 | Common Stock | $0.00 | $0.00 | - | 11,929 | $0.00 | - | Form 4 | - | 2021-05-03 | Harvey Beker | - | Buy | 1 | Units of Delaware Statutory Trust | $2,500.00 | -$2,825.00 | - | 128 | $320,600.00 | - | Form 4 | Held through 401(k) and Profit Sharing Plan | 2021-04-29 | Leslie T Chao | - | Buy | 5,427 | Common Stock | $0.00 | $0.00 | - | 53,928 | $0.00 | - | Form 4 | - | 2021-05-01 | Jeffrey W Taylor | See Remarks | Buy | 4,900 | Class I Common Stock | $10.20 | -$49,984.79 | - | 7,023 | $71,638.48 | - | Form 4 | - | 2021-04-30 | John P Woodberry | - | Sell | 6,605 | Class I Common Stock | $7.57 | $50,001.29 | - | 19,510 | $147,689.56 | - | Form 4 | - | 2021-04-29 | Paul Massey | - | Buy | 5,427 | Common Stock | $0.00 | $0.00 | - | 39,848 | $0.00 | - | Form 4 | - | 2021-04-29 | Gregory S. Wood | - | Buy | 5,427 | Common Stock | $0.00 | $0.00 | - | 26,150 | $0.00 | - | Form 4 | - | 2021-04-29 | Jane Silfen | - | Buy | 5,427 | Common Stock | $0.00 | $0.00 | - | 14,260 | $0.00 | - | Form 4 | - | 2021-04-29 | Elizabeth Fischer | - | Buy | 5,427 | Common Stock | $0.00 | $0.00 | - | 14,260 | $0.00 | - | Form 4 | - | 2021-04-29 | John A. Strong | - | Buy | 5,427 | Common Stock | $0.00 | $0.00 | - | 21,438 | $0.00 | - | Form 4 | - | 2021-05-01 | Rajat Dhanda | See Remarks | Buy | 98,009 | Class I Common Stock | $10.20 | -$999,696.19 | - | 98,009 | $999,696.19 | - | Form 4 | - | 2021-05-03 | A.j. Agarwal | President | Buy | 84,059 | Class I Common Stock | $11.90 | -$1,000,302.58 | - | 273,697 | $3,256,996.80 | - | Form 4 | - | 2021-05-03 | Bjorn Hall | - | Buy | 30 | Common Shares | $10.26 | -$303.39 | - | 220 | $2,252.89 | - | Form 4 | - | 2021-05-03 | Richard Whitaker Booth | - | Buy | 17 | Common Shares | $10.26 | -$169.50 | - | 88 | $898.16 | - | Form 4 | - | 2021-04-30 | David M Kavanagh | - | Sell | 69 | Class A Limited Partnership Units | $985.13 | $67,501.11 | - | 208 | $204,995.70 | - | Form 4 | By Dearborn Capital Management, LLC | 2021-04-30 | David M Kavanagh | - | Sell | 8 | Class A General Partnership Units | $985.13 | $7,496.84 | - | 23 | $22,776.21 | - | Form 4 | By Dearborn Capital Management, LLC | 2021-04-30 | David M Kavanagh | - | Sell | 353 | Global Alternative Markets 1 Limited Partnership Class Units | $857.93 | $303,252.52 | - | 0 | $0.00 | - | Form 4 | By Dearborn Capital Management, LLC | 2021-04-30 | David M Kavanagh | - | Sell | 39 | Global Alternative Markets 1 General Partnership Class Units | $857.93 | $33,690.91 | - | 0 | $0.00 | - | Form 4 | By Dearborn Capital Management, LLC | 2021-04-30 | Dearborn Capital Management Llc | - | Sell | 69 | Class A Limited Partnership Units | $985.13 | $67,501.11 | - | 208 | $204,995.70 | - | Form 4 | - | 2021-04-30 | Dearborn Capital Management Llc | - | Sell | 8 | Class A General Partnership Units | $985.13 | $7,496.84 | - | 23 | $22,776.21 | - | Form 4 | - | 2021-04-30 | Dearborn Capital Management Llc | - | Sell | 353 | Global Alternative Markets 1 Limited Partnership Class Units | $857.93 | $303,252.52 | - | 0 | $0.00 | - | Form 4 | - | 2021-04-30 | Dearborn Capital Management Llc | - | Sell | 39 | Global Alternative Markets 1 General Partnership Class Units | $857.93 | $33,690.91 | - | 0 | $0.00 | - | Form 4 | - | 2021-05-03 | Avraham Shemesh | - | Buy | 12,754 | Common Stock (Class I) | $16.65 | -$212,359.26 | - | 98,281 | $1,636,384.81 | - | Form 4 | By CIM Income NAV Management, LLC | 2021-05-03 | Richard S Ressler | CEO & President | Buy | 12,754 | Common Stock (Class I) | $16.65 | -$212,359.26 | - | 98,281 | $1,636,384.81 | - | Form 4 | By CIM Income NAV Management, LLC | 2021-05-03 | Beaver R David Iii | CFO & Chief Risk Officer | Sell | 2,768 | Common Stock (Held jointly with Spouse) | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | - | 2021-05-03 | Beaver R David Iii | CFO & Chief Risk Officer | Buy | 2,768 | Common Stock | $0.00 | $0.00 | - | 22,778 | $0.00 | - | Form 4 | - | 2021-04-09 | Alexander Rouse | - | Buy | 3,500 | Common Shares | $10.00 | -$35,000.00 | - | 3,500 | $35,000.00 | - | Form 4 | - | 2021-05-06 | Michael A Stein | - | Buy | 26,274 | Common Stock | $2.89 | -$75,931.86 | - | 117,413 | $339,323.57 | - | Form 4 | - | 2021-05-06 | Julian E Whitehurst | - | Buy | 26,274 | Common Stock | $2.89 | -$75,931.86 | - | 142,024 | $410,449.36 | - | Form 4 | - | 2021-05-06 | Paula Saban | - | Buy | 26,274 | Common Stock | $2.89 | -$75,931.86 | - | 147,997 | $427,711.33 | - | Form 4 | Through the Paula J. Saban Living Trust | 2021-05-06 | Amanda Elizabeth Black | - | Buy | 26,274 | Common Stock | $2.89 | -$75,931.86 | - | 65,684 | $189,826.76 | - | Form 4 | - | 2021-05-06 | Stuart Aitken | - | Buy | 26,274 | Common Stock | $2.89 | -$75,931.86 | - | 85,353 | $246,670.17 | - | Form 4 | - | 2021-05-06 | Scott A. Nelson | - | Buy | 26,274 | Common Stock | $2.89 | -$75,931.86 | - | 122,005 | $352,594.45 | - | Form 4 | - | 2021-05-06 | Thomas F Glavin | - | Buy | 26,274 | Common Stock | $2.89 | -$75,931.86 | - | 162,122 | $468,532.58 | - | Form 4 | - | 2021-05-07 | Sandra W Harbrecht | - | Buy | 10,000 | Common Stock | $30.00 | -$300,000.00 | - | 114,395 | $3,431,850.00 | - | Form 4 | - | 2021-05-07 | James F Stief | Exec VP, U.S. Residential Ops | Buy | 6,000 | Common Stock | $11.60 | -$69,600.00 | - | 251,688 | $2,919,580.80 | - | Form 4 | - | 2021-05-07 | James F Stief | Exec VP, U.S. Residential Ops | Buy | 2,480 | Common Stock | $15.05 | -$37,324.00 | - | 254,168 | $3,825,228.40 | - | Form 4 | - | 2021-05-07 | James F Stief | Exec VP, U.S. Residential Ops | Buy | 4,960 | Common Stock | $16.35 | -$81,096.00 | - | 259,128 | $4,236,742.80 | - | Form 4 | - | 2021-05-07 | James F Stief | Exec VP, U.S. Residential Ops | Buy | 2,976 | Common Stock | $17.60 | -$52,377.60 | - | 262,104 | $4,613,030.40 | - | Form 4 | - | 2021-05-07 | James F Stief | Exec VP, U.S. Residential Ops | Buy | 3,062 | Common Stock | $19.10 | -$58,484.20 | - | 265,166 | $5,064,670.60 | - | Form 4 | - | 2021-05-07 | James F Stief | Exec VP, U.S. Residential Ops | Sell | 7,643 | Common Stock | $30.00 | $229,290.00 | - | 257,523 | $7,725,690.00 | - | Form 4 | - | 2021-05-07 | James F Stief | Exec VP, U.S. Residential Ops | Sell | 2,690 | Common Stock | $0.00 | $0.00 | - | 254,833 | $0.00 | - | Form 4 | - | 2021-05-11 | Gary Whitaker | EVP | Buy | 2,993 | COMMON STOCK | $59.80 | -$178,981.40 | - | 31,026 | $1,855,354.80 | - | Form 4 | - | 2021-05-07 | David Golub | President and CEO | Buy | 76,702 | Common Stock, par value $0.001 per share | $15.00 | -$1,150,524.75 | - | 847,929 | $12,718,937.10 | - | Form 4 | By GCOP LLC | 2021-05-07 | Lawrence E Golub | Chairman | Buy | 76,702 | Common Stock, par value $0.001 per share | $15.00 | -$1,150,524.75 | - | 847,929 | $12,718,937.10 | - | Form 4 | By GCOP LLC | 2021-05-13 | Lisa Pominski | EVP | Buy | 100 | COMMON STOCK | $40.25 | -$4,025.00 | - | 13,952 | $561,568.00 | - | Form 4 | - | 2021-05-13 | R. David Turner | - | Buy | 178,572 | Common Stock | $0.00 | $0.00 | - | 893,581 | $0.00 | - | Form 4 | - | 2021-05-13 | Jeffrey L. Shekell | - | Buy | 178,572 | Common Stock | $0.00 | $0.00 | - | 611,835 | $0.00 | - | Form 4 | - | 2021-05-14 | Holdings, Inc. Equitable | - | Buy | 2,587,472 | Units | $0.00 | $0.00 | - | 170,121,745 | $0.00 | - | Form 4 | - | 2021-05-14 | Douglas K Hall | - | Buy | 6,000 | Common Stock | $9.20 | -$55,200.00 | - | 111,589 | $1,026,618.80 | - | Form 4 | - | 2021-05-14 | Douglas K Hall | - | Sell | 1,840 | Common Stock | $0.00 | $0.00 | - | 109,749 | $0.00 | - | Form 4 | - | 2021-05-13 | Douglas I Ostrover | - | Buy | 367,880 | Common Stock | $14.74 | -$5,422,551.20 | - | 1,588,104 | $23,408,652.96 | - | Form 4 | By LLC | 2021-05-14 | William J Ginn | - | Buy | 6,000 | Common Stock | $9.20 | -$55,200.00 | - | 32,147 | $295,752.40 | - | Form 4 | - | 2021-05-14 | William J Ginn | - | Sell | 1,840 | Common Stock | $0.00 | $0.00 | - | 30,307 | $0.00 | - | Form 4 | - | 2021-05-13 | Alan Kirshenbaum | COO | Buy | 367,880 | Common Stock | $14.74 | -$5,422,551.20 | - | 1,588,104 | $23,408,652.96 | - | Form 4 | By LLC | 2021-05-13 | Craig Packer | CEO and President | Buy | 367,880 | Common Stock | $14.74 | -$5,422,551.20 | - | 1,588,104 | $23,408,652.96 | - | Form 4 | By LLC | 2021-05-13 | Oak Lawn Direct Investors Gp, L.l.c. | - | Buy | 502,359 | Common Stock, par value $0.01 per share | $0.00 | $0.00 | - | 2,167,505 | $0.00 | - | Form 4 | By ORCC III Warehouse L.L.C. | 2021-05-13 | Oak Lawn Direct Investors Gp, L.l.c. | - | Buy | 570,936 | Common Stock, par value $0.01 per share | $0.00 | $0.00 | - | 2,463,392 | $0.00 | - | Form 4 | By ORCC III Investors L.L.C. | 2021-05-17 | Richard Whitaker Booth | - | Buy | 17 | Common Shares | $10.27 | -$174.69 | - | 105 | $1,073.73 | - | Form 4 | - | 2021-02-19 | Lisa Pominski | EVP | Buy | 500 | Common Stock | $58.75 | -$29,375.00 | - | 4,608 | $270,720.00 | - | Form 4 | By spouse | 2021-05-03 | Herbert Elmer Richerson | - | Buy | 21 | Common Stock | $59.80 | -$1,255.80 | - | 76,751 | $4,589,709.80 | - | Form 4 | - | 2021-05-18 | Jason R Andrew | Chief Information Officer | Sell | 7,027 | Common Stock (Held jointly with Spouse) | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | - | 2021-05-18 | Jason R Andrew | Chief Information Officer | Buy | 7,027 | Common Stock | $0.00 | $0.00 | - | 7,813 | $0.00 | - | Form 4 | - | 2021-05-19 | Karl J Warnke | - | Buy | 1,200 | Common Stock | $0.00 | $0.00 | - | 662,574 | $0.00 | - | Form 4 | By Karl J. Warnke Trust | 2021-05-19 | Douglas K Hall | - | Buy | 1,200 | Common Stock | $0.00 | $0.00 | - | 110,949 | $0.00 | - | Form 4 | - | 2021-05-19 | Catherine M Kilbane | - | Buy | 1,200 | Common Stock | $0.00 | $0.00 | - | 6,278 | $0.00 | - | Form 4 | - | 2021-05-19 | William J Ginn | - | Buy | 1,200 | Common Stock | $0.00 | $0.00 | - | 31,507 | $0.00 | - | Form 4 | - | 2021-05-19 | Donald C Brown | - | Buy | 1,200 | Common Stock | $0.00 | $0.00 | - | 33,522 | $0.00 | - | Form 4 | - | 2021-05-19 | Alejandra Evans | - | Buy | 1,200 | Common Stock | $0.00 | $0.00 | - | 4,394 | $0.00 | - | Form 4 | - | 2021-05-19 | Charles D Stapleton | - | Buy | 1,200 | Common Stock | $0.00 | $0.00 | - | 2,688 | $0.00 | - | Form 4 | - | 2021-05-19 | Thomas A Haught | - | Buy | 1,200 | Common Stock | $0.00 | $0.00 | - | 1,200 | $0.00 | - | Form 4 | - | 2021-05-20 | John A Fry | - | Buy | 94 | Class I Common Stock | $24.56 | -$2,312.82 | - | 2,757 | $67,716.83 | - | Form 4 | - | 2021-05-20 | Karen Dougherty Buchholz | - | Buy | 84 | Class I Common Stock | $24.56 | -$2,062.79 | - | 619 | $15,199.69 | - | Form 4 | - | 2021-05-20 | Terence J Connors | - | Buy | 113 | Class I Common Stock | $24.56 | -$2,781.67 | - | 3,383 | $83,076.66 | - | Form 4 | - | 2021-05-20 | Jack A. Markell | - | Buy | 94 | Class I Common Stock | $24.56 | -$2,312.82 | - | 638 | $15,677.88 | - | Form 4 | - | 2021-05-25 | Stephen O Evans | - | Buy | 1,026 | Common Stock | $0.00 | $0.00 | - | 13,859 | $0.00 | - | Form 4 | - | 2021-05-25 | Marcus E Bromley | - | Buy | 1,026 | Common Stock | $0.00 | $0.00 | - | 45,091 | $0.00 | - | Form 4 | - | 2021-05-25 | Nolan Thomas H Jr | - | Buy | 25 | COMMON STOCK, CLASS C | $24.61 | -$619.93 | - | 7,231 | $177,944.57 | - | Form 4 | - | 2021-05-25 | Gary Robert A Iv | - | Buy | 1,026 | Common Stock | $0.00 | $0.00 | - | 14,469 | $0.00 | - | Form 4 | - | 2021-05-25 | Curtis B Mcwilliams | - | Buy | 27 | COMMON STOCK, CLASS C | $24.61 | -$669.39 | - | 7,807 | $192,139.13 | - | Form 4 | - | 2021-05-25 | Calvin E Hollis | - | Buy | 1,026 | Common Stock | $0.00 | $0.00 | - | 9,462 | $0.00 | - | Form 4 | - | 2021-05-25 | Adam Scott Markman | - | Buy | 23 | COMMON STOCK, CLASS C | $24.61 | -$564.31 | - | 6,580 | $161,943.40 | - | Form 4 | - | 2021-05-25 | Aaron Scott Halfacre | CEO | Buy | 29 | COMMON STOCK, CLASS C | $24.61 | -$711.23 | - | 8,298 | $204,202.21 | - | Form 4 | - | 2021-05-25 | Jeffrey Randolph | - | Buy | 49 | COMMON STOCK, CLASS C | $24.61 | -$1,208.10 | - | 14,092 | $346,800.18 | - | Form 4 | - | 2021-05-25 | Joe F Hanauer | - | Buy | 13 | COMMON STOCK, CLASS C | $24.61 | -$325.84 | - | 3,801 | $93,537.93 | - | Form 4 | - | 2021-05-26 | Adam S Metz | - | Buy | 2,369 | Common Stock, par value $0.001 per share | $21.05 | -$49,874.82 | - | 18,484 | $389,078.10 | - | Form 4 | See Footnote | 2021-05-26 | David N Miller | - | Buy | 592 | Common Stock, par value $0.001 per share | $21.05 | -$12,468.76 | - | 4,663 | $98,150.26 | - | Form 4 | See Footnote | 2021-05-26 | Orit Mizrachi | Chief Operating Officer | Buy | 237 | Common Stock, par value $0.001 per share | $21.05 | -$4,987.38 | - | 1,865 | $39,260.14 | - | Form 4 | - | 2021-05-26 | Bruce D Frank | - | Buy | 118 | Common Stock, par value $0.001 per share | $21.05 | -$2,493.79 | - | 946 | $19,921.72 | - | Form 4 | See Footnote | 2021-05-26 | Venugopal Rathi | Chief Finanacial Officer | Buy | 237 | Common Stock, par value $0.001 per share | $21.05 | -$4,987.59 | - | 1,865 | $39,260.14 | - | Form 4 | - | 2021-05-26 | Jeffrey Levin | CEO and President | Buy | 2,369 | Common Stock, par value $0.001 per share | $21.05 | -$49,874.82 | - | 18,578 | $391,058.06 | - | Form 4 | - | 2021-05-26 | Joan Binstock | - | Buy | 4,280 | Common Stock, par value $0.001 per share | $21.05 | -$90,088.95 | - | 9,390 | $197,658.87 | - | Form 4 | See Footnote | 2021-05-26 | Kevin Shannon | - | Buy | 5,827 | Common Stock, par value $0.001 per share | $21.05 | -$122,664.45 | - | 9,069 | $190,901.19 | - | Form 4 | - | 2021-05-26 | Ms Credit Partners Holdings Inc. | - | Buy | 473,787 | Common Stock, par value $0.001 per share | $21.05 | -$9,973,210.88 | - | 3,723,950 | $78,389,153.39 | - | Form 4 | - | 2021-06-01 | Harvey Beker | - | Buy | 1,086 | Units of Delaware Statutory Trust | $2,500.00 | -$2,715,000.00 | - | 129 | $323,300.00 | - | Form 4 | Held through 401(k) and Profit Sharing Plan | 2021-05-28 | Michael Smith | Senior Vice President | Buy | 6,525 | Common Stock | $61.30 | -$400,000.28 | - | 24,296 | $1,489,344.19 | - | Form 4 | - | 2021-06-01 | Avraham Shemesh | - | Buy | 12,229 | Common Stock (Class I) | $16.66 | -$203,742.80 | - | 110,511 | $1,841,110.43 | - | Form 4 | By CIM Income NAV Management, LLC | 2021-06-01 | Richard S Ressler | CEO & President | Buy | 12,229 | Common Stock (Class I) | $16.66 | -$203,742.80 | - | 110,511 | $1,841,110.43 | - | Form 4 | By CIM Income NAV Management, LLC | 2021-06-01 | Richard Whitaker Booth | - | Buy | 17 | Common Shares | $10.29 | -$174.42 | - | 122 | $1,250.23 | - | Form 4 | - | 2021-06-01 | Bjorn Hall | - | Buy | 29 | Common Shares | $10.29 | -$303.25 | - | 249 | $2,562.72 | - | Form 4 | - | 2021-06-03 | Buford H Ortale | - | Buy | 2,796 | Common Stock | $0.00 | $0.00 | - | 18,547 | $0.00 | - | Form 4 | - | 2021-06-03 | Jamie Handwerker | - | Buy | 2,796 | Common Stock | $0.00 | $0.00 | - | 18,562 | $0.00 | - | Form 4 | - | 2021-06-03 | Peter J Mcdonough | - | Buy | 2,796 | Common Stock | $0.00 | $0.00 | - | 18,586 | $0.00 | - | Form 4 | - | 2021-06-03 | Elizabeth K. Tuppeny | - | Buy | 2,796 | Common Stock | $0.00 | $0.00 | - | 21,333 | $0.00 | - | Form 4 | - | 2021-03-26 | Public Institution For Social Security | - | Buy | 1,495,872 | Common Stock, $0.001 par value | $10.02 | -$14,988,638.64 | - | 4,495,872 | $45,048,638.64 | - | Form 4 | - | 2021-06-01 | Public Institution For Social Security | - | Buy | 1,480,310 | Common Stock, $0.001 par value | $10.12 | -$14,980,737.71 | - | 5,976,182 | $60,478,963.56 | - | Form 4 | - | 2021-06-08 | Jeffrey Youle | CEO and President | Buy | 10 | Common Stock | $1,050.00 | -$10,605.00 | - | 139 | $145,425.00 | - | Form 4 | - | 2021-06-08 | Muzinich Us Private Debt, Scsp | - | Buy | 3,751 | Common Stock | $1,050.00 | -$3,938,025.00 | - | 51,395 | $53,964,750.00 | - | Form 4 | - | 2021-06-08 | Muzinich Us Private Debt, Scsp | - | Buy | 3,751 | Common Stock | $1,050.00 | -$3,938,025.00 | - | 51,395 | $53,964,750.00 | - | Form 4 | By Muzinich US Private Debt General Partner, S.a r.l., as the GP of Muzinich US Private Debt, SCSp | 2021-06-11 | W Chester Lowder | - | Sell | 676 | Common Stock (Held by Self) | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | - | 2021-06-11 | W Chester Lowder | - | Buy | 676 | Common Stock (Held jointly with Spouse) | $0.00 | $0.00 | - | 5,878 | $0.00 | - | Form 4 | - | 2021-06-01 | John L Maccarthy | - | Buy | 737 | Common Stock | $11.03 | -$8,125.03 | - | 26,994 | $297,739.74 | - | Form 4 | - | 2021-06-15 | Richard Whitaker Booth | - | Buy | 15 | Common Shares | $10.59 | -$156.94 | - | 136 | $1,443.63 | - | Form 4 | - | 2021-06-15 | David Golub | President and CEO | Buy | 92,042 | Common Stock, par value $0.001 per share | $15.00 | -$1,380,629.85 | - | 959,983 | $14,399,744.10 | - | Form 4 | By GCOP LLC | 2021-06-15 | Lawrence E Golub | Chairman | Buy | 92,042 | Common Stock, par value $0.001 per share | $15.00 | -$1,380,629.85 | - | 959,983 | $14,399,744.10 | - | Form 4 | By GCOP LLC | 2021-06-16 | Bruce N Haase | See Remarks | Sell | 153,888 | Paired Shares | $0.00 | $0.00 | - | 296,826 | $0.00 | - | Form 4 | - | 2021-06-16 | Bruce N Haase | See Remarks | Buy | 250,000 | Paired Shares | $0.00 | $0.00 | - | 546,826 | $0.00 | - | Form 4 | - | 2021-06-16 | Bruce N Haase | See Remarks | Sell | 546,826 | Paired Shares | $18.75 | $10,252,987.50 | - | 0 | $0.00 | - | Form 4 | - | 2021-06-16 | Bruce N Haase | See Remarks | Sell | 57,500 | Paired Shares | $18.75 | $1,078,125.00 | - | 0 | $0.00 | - | Form 4 | See Footnote | 2021-06-16 | Douglas Gerard Geoga | - | Sell | 200,134 | Paired Shares | $18.75 | $3,752,512.50 | - | 0 | $0.00 | - | Form 4 | - | 2021-06-16 | Douglas Gerard Geoga | - | Sell | 353,276 | Paired Shares | $18.75 | $6,623,925.00 | - | 0 | $0.00 | - | Form 4 | See footnote | 2021-06-17 | Thomas Andrew Smith | - | Buy | 16,710 | Common Stock | $0.00 | $0.00 | - | 35,465 | $0.00 | - | Form 4 | - | 2021-06-18 | Gregg Earl Zahn | Chief Executive Officer | Buy | 1,214 | Class A Common Stock, $.01 Par Value | $3.18 | -$3,860.52 | - | 560,215 | $1,781,483.70 | - | Form 4 | - | 2021-06-16 | Simon Turner | - | Sell | 10,098 | Paired Shares | $18.75 | $189,337.50 | - | 0 | $0.00 | - | Form 4 | - | 2020-02-06 | Howard J Weissman | See Remarks | Buy | 2,924 | Paired Shares | $0.00 | $0.00 | - | 43,125 | $0.00 | - | Form 4 | - | 2021-06-16 | Howard J Weissman | See Remarks | Buy | 14,047 | Paired Shares | $0.00 | $0.00 | - | 57,172 | $0.00 | - | Form 4 | - | 2021-06-16 | Howard J Weissman | See Remarks | Sell | 57,172 | Paired Shares | $18.75 | $1,071,975.00 | - | 0 | $0.00 | - | Form 4 | - | 2021-06-17 | Gregory A Samay | - | Buy | 16,710 | Common Stock | $0.00 | $0.00 | - | 69,970 | $0.00 | - | Form 4 | - | 2021-06-17 | Jonathan A. Carnella | - | Buy | 16,710 | Common Stock | $0.00 | $0.00 | - | 33,420 | $0.00 | - | Form 4 | - | 2021-06-16 | Kapila K Anand | - | Sell | 41,001 | Paired Shares | $18.75 | $768,768.75 | - | 0 | $0.00 | - | Form 4 | - | 2021-06-16 | Kapila K Anand | - | Sell | 1,500 | Paired Shares | $18.75 | $28,125.00 | - | 0 | $0.00 | - | Form 4 | See footnote | 2021-06-16 | Judi Bikulege | See Remarks | Buy | 49,535 | Paired Shares | $0.00 | $0.00 | - | 84,829 | $0.00 | - | Form 4 | - | 2021-06-16 | Judi Bikulege | See Remarks | Sell | 84,829 | Paired Shares | $18.75 | $1,590,543.75 | - | 0 | $0.00 | - | Form 4 | - | 2021-06-16 | Neil T Brown | - | Sell | 58,923 | Paired Shares | $18.75 | $1,104,806.25 | - | 0 | $0.00 | - | Form 4 | - | 2021-06-16 | David Clarkson | See Remarks | Buy | 34,091 | Paired Shares | $0.00 | $0.00 | - | 82,662 | $0.00 | - | Form 4 | - | 2021-06-16 | David Clarkson | See Remarks | Sell | 82,662 | Paired Shares | $18.75 | $1,549,912.50 | - | 0 | $0.00 | - | Form 4 | - | 2021-06-16 | Christopher N. Dekle | See Remarks | Buy | 70,516 | Paired Shares | $0.00 | $0.00 | - | 129,517 | $0.00 | - | Form 4 | - | 2021-06-16 | Christopher N. Dekle | See Remarks | Sell | 129,517 | Paired Shares | $18.75 | $2,428,443.75 | - | 0 | $0.00 | - | Form 4 | - | 2021-06-16 | Steven E Kent | - | Sell | 25,612 | Paired Shares | $18.75 | $480,225.00 | - | 0 | $0.00 | - | Form 4 | - | 2021-06-16 | Lisa Palmer | - | Sell | 53,175 | Paired Shares | $18.75 | $997,031.25 | - | 0 | $0.00 | - | Form 4 | - | 2021-06-17 | Fresno County Employees' Retirement Association | - | Buy | 296,763 | Common Stock | $0.00 | $0.00 | - | 6,324,895 | $0.00 | - | Form 4 | - | 2021-06-17 | Thomas M Hennigan | CFO | Buy | 198 | Common Stock | $0.00 | $0.00 | - | 4,217 | $0.00 | - | Form 4 | - | 2021-06-17 | Mark David Jenkins | - | Buy | 396 | Common Stock | $0.00 | $0.00 | - | 8,434 | $0.00 | - | Form 4 | - | 2021-03-31 | Cliffwater Corporate Lending Fund | - | Sell | 6,000,000 | UNITS | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | - | 2021-03-31 | Cliffwater Corporate Lending Fund | - | Buy | 6,000,000 | UNITS | $0.00 | $0.00 | - | 6,000,000 | $0.00 | - | Form 4 | See Footnote | 2021-05-17 | Cliffwater Corporate Lending Fund | - | Sell | 1,149,840 | Common Stock | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | - | 2021-05-17 | Cliffwater Corporate Lending Fund | - | Buy | 1,149,840 | Common Stock | $0.00 | $0.00 | - | 1,149,840 | $0.00 | - | Form 4 | see footnote | 2021-06-17 | Alison Staloch | - | Buy | 2,644 | Common Shares | $10.59 | -$27,999.96 | - | 2,644 | $27,999.96 | - | Form 4 | - | 2021-06-22 | James Joseph Ritchie | - | Buy | 3,966 | Common Stock | $19.33 | -$76,662.78 | - | 3,966 | $76,662.78 | - | Form 4 | - | 2021-06-01 | James Anthony Patton | - | Buy | 84 | Common Stock | $59.80 | -$5,023.20 | - | 144 | $8,611.20 | - | Form 4 | By Spouse | 2021-06-21 | Clark Oakley | EVP | Buy | 7 | Common Stock | $60.95 | -$426.65 | - | 2,353 | $143,415.35 | - | Form 4 | - | 2021-06-18 | Spc Wilson Point, L.p. | - | Buy | 584,435 | Common Stock | $19.90 | -$11,630,253.32 | - | 1,504,544 | $29,940,420.82 | - | Form 4 | - | 2021-06-17 | National Bank Saudi | - | Buy | 25,720 | Common Stock | $20.60 | -$529,832.00 | - | 8,502,254 | $175,146,424.57 | - | Form 4 | See notes | 2021-06-17 | National Bank Saudi | - | Buy | 395,683 | Common Stock | $20.60 | -$8,151,069.80 | - | 8,897,937 | $183,297,494.37 | - | Form 4 | - | 2021-06-18 | Spc Field Partners Llc | - | Buy | 351,540 | Common Stock | $19.90 | -$6,995,641.22 | - | 904,986 | $18,009,229.36 | - | Form 4 | See Footnote | 2021-06-21 | Susan B Mcgee | - | Buy | 70 | Common Units of limited liability company interests | $96.74 | -$6,749.55 | - | 458 | $44,345.62 | - | Form 4 | - | 2021-06-21 | Ann B Lane | - | Buy | 78 | Common Units of limited liability company interests | $96.74 | -$7,499.28 | - | 509 | $49,272.58 | - | Form 4 | - | 2021-06-21 | Katherine Uniacke | - | Buy | 39 | Common Units of limited liability company interests | $96.74 | -$3,749.64 | - | 255 | $24,635.81 | - | Form 4 | - | 2021-06-21 | David Yu, | See Remarks | Buy | 31 | Common Units of limited liability company interests | $96.74 | -$2,999.91 | - | 204 | $19,707.87 | - | Form 4 | - | 2021-06-21 | Jon Yoder, | Chief Operating Officer | Buy | 39 | Common Units of limited liability company interests | $96.74 | -$3,749.64 | - | 255 | $24,635.81 | - | Form 4 | - | 2021-06-21 | Brendan Mcgovern, | See Remarks | Buy | 310 | Common Units of limited liability company interests | $96.74 | -$29,999.07 | - | 2,037 | $197,091.30 | - | Form 4 | - | 2021-06-21 | Jordan Walter | See Remarks | Buy | 39 | Common Units of limited liability company interests | $96.74 | -$3,749.64 | - | 255 | $24,635.81 | - | Form 4 | - | 2021-06-21 | Michael Mastropaolo | See Remarks | Buy | 27 | Common Units of limited liability company interests | $96.74 | -$2,624.56 | - | 178 | $17,245.84 | - | Form 4 | - | 2021-06-22 | Steven Denbaars | - | Buy | 276,755 | Common Stock | $0.00 | $0.00 | - | 276,755 | $0.00 | - | Form 4 | - | 2021-06-22 | Steven Denbaars | - | Buy | 100,000 | Common Stock | $2.00 | -$200,000.00 | - | 376,755 | $753,510.00 | - | Form 4 | - | 2021-06-25 | Nolan Thomas H Jr | - | Buy | 26 | COMMON STOCK, CLASS C | $24.61 | -$643.06 | - | 7,257 | $178,587.88 | - | Form 4 | - | 2021-06-25 | Curtis B Mcwilliams | - | Buy | 28 | COMMON STOCK, CLASS C | $24.61 | -$694.25 | - | 7,836 | $192,833.38 | - | Form 4 | - | 2021-06-25 | Edward H Dalelio | - | Buy | 4,356 | Common Stock | $16.62 | -$72,396.72 | - | 23,620 | $392,564.40 | - | Form 4 | - | 2021-06-25 | Alan Kirshenbaum | COO and CFO | Buy | 566,261 | Common Stock | $16.62 | -$9,411,257.82 | - | 2,887,995 | $47,998,476.90 | - | Form 4 | By LLC | 2021-06-25 | Adam Scott Markman | - | Buy | 24 | COMMON STOCK, CLASS C | $24.61 | -$585.23 | - | 6,604 | $162,528.62 | - | Form 4 | - | 2021-06-25 | Aaron Scott Halfacre | CEO | Buy | 30 | COMMON STOCK, CLASS C | $24.61 | -$738.05 | - | 8,328 | $204,940.27 | - | Form 4 | - | 2021-06-25 | Jeffrey Randolph | - | Buy | 51 | COMMON STOCK, CLASS C | $24.61 | -$1,253.39 | - | 14,143 | $348,053.32 | - | Form 4 | - | 2021-06-25 | Joe F Hanauer | - | Buy | 14 | COMMON STOCK, CLASS C | $24.61 | -$338.14 | - | 3,815 | $93,875.83 | - | Form 4 | - | 2021-06-25 | Craig Packer | CEO and President | Buy | 566,261 | Common Stock | $16.62 | -$9,411,257.82 | - | 2,887,995 | $47,998,476.90 | - | Form 4 | By LLC | 2021-06-22 | Jonathan Klamkin | CEO | Buy | 1,626,995 | Common Stock | $0.00 | $0.00 | - | 1,626,995 | $0.00 | - | Form 4 | - | 2021-06-22 | Lee Mccarthy | CFO, COO | Buy | 1,626,995 | Common Stock | $0.00 | $0.00 | - | 1,626,995 | $0.00 | - | Form 4 | - | 2021-06-28 | Nolan Thomas H Jr | - | Buy | 610 | COMMON STOCK Bonus Share | $24.61 | -$15,000.04 | - | 7,866 | $193,587.67 | - | Form 4 | - | 2021-06-28 | Curtis B Mcwilliams | - | Buy | 610 | COMMON STOCK Bonus Share | $24.61 | -$15,000.04 | - | 8,445 | $207,833.42 | - | Form 4 | - | 2021-06-28 | Adam Scott Markman | - | Buy | 1,321 | COMMON STOCK Bonus Share | $24.61 | -$32,499.97 | - | 7,925 | $195,028.59 | - | Form 4 | - | 2021-06-28 | Joe F Hanauer | - | Buy | 1,321 | COMMON STOCK Bonus Share | $24.61 | -$32,499.97 | - | 5,135 | $126,376.04 | - | Form 4 | - | 2021-06-28 | Jeffrey Randolph | - | Buy | 610 | COMMON STOCK Bonus Shares | $24.61 | -$15,000.04 | - | 14,752 | $363,053.36 | - | Form 4 | - | 2021-06-22 | Mark N. Tompkins | - | Buy | 250,000 | Common stock, par value $0.0001 per share | $2.00 | -$500,000.00 | - | 2,525,000 | $5,050,000.00 | - | Form 4 | - | 2021-06-25 | Mark N. Tompkins | - | Buy | 107,500 | Common stock, par value $0.0001 per share | $2.00 | -$215,000.00 | - | 2,632,500 | $5,265,000.00 | - | Form 4 | - | 2021-06-29 | Cynthia L Mynatt | - | Buy | 178 | Common Stock (Held by Self) | $8.41 | -$1,496.98 | - | 10,772 | $90,592.52 | - | Form 4 | - | 2021-06-29 | James O Campbell | - | Buy | 178 | Common Stock (Held by Self) | $8.41 | -$1,496.98 | - | 5,535 | $46,549.35 | - | Form 4 | - | 2021-06-29 | James E Nance | - | Buy | 178 | Common Stock (Held jointly with Spouse) | $8.41 | -$1,496.98 | - | 15,573 | $130,968.93 | - | Form 4 | - | 2021-06-29 | Hearne Thomas M Jr | - | Buy | 178 | Common Stock (Held by Self) | $8.41 | -$1,496.98 | - | 1,037 | $8,721.17 | - | Form 4 | - | 2021-06-29 | Joe S Brooks | - | Buy | 178 | Common Stock (Held by Self) | $8.41 | -$1,496.98 | - | 17,427 | $146,561.07 | - | Form 4 | - | 2021-06-29 | W Chester Lowder | - | Buy | 178 | Common Stock (Held jointly with Spouse) | $8.41 | -$1,496.98 | - | 6,056 | $50,930.96 | - | Form 4 | - | 2021-06-29 | S Todd Swaringen | - | Buy | 178 | Common Stock (Held by Self) | $8.41 | -$1,496.98 | - | 764 | $6,425.24 | - | Form 4 | - | 2021-06-29 | Tara G Eudy | - | Buy | 178 | Common Stock (Held Jointly with Spouse) | $8.41 | -$1,496.98 | - | 2,587 | $21,756.67 | - | Form 4 | - | 2021-06-29 | Rankin Frank A Iii | - | Buy | 178 | Common Stock (Held by Self) | $8.41 | -$1,496.98 | - | 44,766 | $376,482.06 | - | Form 4 | - | 2021-06-29 | Leavitt Harvey H Iii | - | Buy | 178 | Common Stock (Held by Self) | $8.41 | -$1,496.98 | - | 7,173 | $60,324.93 | - | Form 4 | - | 2021-06-29 | Allen K Furr | - | Buy | 178 | Common Stock (Held jointly with Spouse) | $8.41 | -$1,496.98 | - | 2,375 | $19,973.75 | - | Form 4 | - | 2021-06-29 | Dean M Bowers | - | Buy | 178 | Common Stock (Held by Self) | $8.41 | -$1,496.98 | - | 6,325 | $53,193.25 | - | Form 4 | - | 2021-06-29 | Wesley A Morgan | - | Buy | 178 | Common Stock (Held by Self) | $8.41 | -$1,496.98 | - | 4,739 | $39,854.99 | - | Form 4 | - | 2021-06-29 | Randy T Russell | - | Buy | 178 | Common Stock (Held by Self TOD Spouse) | $8.41 | -$1,496.98 | - | 1,992 | $16,752.72 | - | Form 4 | - | 2021-06-29 | Matthew R Hudson | - | Buy | 178 | Common Stock (Held jointly with Spouse) | $8.41 | -$1,496.98 | - | 2,101 | $17,669.41 | - | Form 4 | - | 2021-06-29 | Chris M Poplin | - | Buy | 178 | Common Stock (Held jointly with Spouse) | $8.41 | -$1,496.98 | - | 7,240 | $60,888.40 | - | Form 4 | - | 2021-06-29 | Matthew A Shaver | - | Buy | 178 | Common Stock (Held jointly with Spouse) | $8.41 | -$1,496.98 | - | 2,305 | $19,385.05 | - | Form 4 | - | 2021-06-29 | Deidre B Foster | - | Buy | 178 | Common Stock (Held jointly with Spouse) | $8.41 | -$1,496.98 | - | 2,101 | $17,669.41 | - | Form 4 | - | 2021-06-29 | Merlin Amirtharaj | - | Buy | 178 | Common Stock (Held jointly with Spouse) | $8.41 | -$1,496.98 | - | 3,085 | $25,944.85 | - | Form 4 | - | 2021-06-29 | Vernon A Russell | - | Buy | 178 | Common Stock (Held by Self) | $8.41 | -$1,496.98 | - | 1,037 | $8,721.17 | - | Form 4 | - | 2021-06-30 | Brookfield Asset Management Inc. | - | Buy | 39,082,625 | Common Stock | $0.00 | $0.00 | - | 39,082,625 | $0.00 | - | Form 4 | See Explanatory Responses | 2021-07-01 | Evan Zucker | CHAIRMAN | Sell | 20,225 | Class I Common Stock | $10.36 | $209,531.00 | - | 0 | $0.00 | - | Form 4 | By BCI IV Advisors LLC | 2021-07-01 | Harvey Beker | - | Buy | 0 | Units of Delaware Statutory Trust | $500.00 | -$110.00 | - | 130 | $64,770.00 | - | Form 4 | Held through 401(k) and Profit Sharing Plan | 2021-06-21 | James Joseph Ritchie | - | Buy | 3,966 | Common Stock | $19.33 | -$76,662.78 | - | 3,966 | $76,662.78 | - | Form 4 | - | 2021-06-30 | Edward A Glickman | - | Sell | 22,598 | Common Stock | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | - | 2021-06-30 | Stanley R Perla | - | Sell | 25,408 | Common Stock | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | - | 2021-06-30 | Paul C Hughes | General Counsel and Secretary | Buy | 52,778 | Common Stock | $0.00 | $0.00 | - | 168,836 | $0.00 | - | Form 4 | - | 2021-06-30 | Paul C Hughes | General Counsel and Secretary | Sell | 168,836 | Common Stock | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | - | 2021-06-30 | Bruce A Riggins | President, CFO & Treasurer | Buy | 31,437 | Common Stock | $0.00 | $0.00 | - | 52,395 | $0.00 | - | Form 4 | - | 2021-06-30 | Bruce A Riggins | President, CFO & Treasurer | Sell | 52,395 | Common Stock | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | - | 2021-06-30 | Stephen P Joyce | - | Sell | 22,598 | Common Stock | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | - | 2021-06-30 | Abby M. Wenzel | - | Sell | 24,470 | Common Stock | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | - | 2021-06-30 | Jonathan P. Mehlman | Chief Executive Officer | Buy | 201,754 | Common Stock | $0.00 | $0.00 | - | 688,745 | $0.00 | - | Form 4 | - | 2021-06-30 | Jonathan P. Mehlman | Chief Executive Officer | Sell | 688,745 | Common Stock | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | - | 2021-06-30 | Brookfield Property Master Holdings Llc | - | Buy | 39,082,625 | Common Stock | $0.00 | $0.00 | - | 39,082,625 | $0.00 | - | Form 4 | See Explanatory Responses | 2021-07-01 | Parsons Robert E Jr | - | Buy | 4,537 | Class A Common Stock | $5.51 | -$24,999.97 | - | 70,479 | $388,338.02 | - | Form 4 | - | 2021-06-30 | William A Siskovic | See Remarks | Buy | 7,500 | Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP | $0.36 | -$2,700.00 | - | 7,500 | $2,700.00 | - | Form 4 | - | 2021-06-30 | William A Siskovic | See Remarks | Sell | 7,500 | Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP | $0.36 | $2,700.00 | - | 0 | $0.00 | - | Form 4 | - | 2021-06-30 | William A Siskovic | See Remarks | Buy | 7,500 | Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP | $0.36 | -$2,700.00 | - | 80,000 | $28,800.00 | - | Form 4 | By Deborah L. Siskovic Trust (wife's trust) | 2021-07-01 | Reynolds William H Jr | - | Buy | 4,537 | Class A Common Stock | $5.51 | -$24,999.97 | - | 61,751 | $340,248.18 | - | Form 4 | - | 2021-07-01 | Simon Turner | - | Buy | 4,537 | Class A Common Stock | $5.51 | -$24,999.97 | - | 27,346 | $150,677.45 | - | Form 4 | - | 2021-06-30 | Brian A Staebler | See Remarks | Buy | 10,000 | Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP | $0.36 | -$3,600.00 | - | 10,000 | $3,600.00 | - | Form 4 | - | 2021-06-30 | Brian A Staebler | See Remarks | Sell | 10,000 | Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP | $0.36 | $3,600.00 | - | 0 | $0.00 | - | Form 4 | - | 2021-06-30 | Brian A Staebler | See Remarks | Buy | 10,000 | Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP | $0.36 | -$3,600.00 | - | 56,922 | $20,491.92 | - | Form 4 | By Tracie R. Staebler Revocable Trust (wife's trust) | 2021-07-01 | Charles S Henry | - | Buy | 4,537 | Class A Common Stock | $5.51 | -$24,999.97 | - | 61,704 | $339,988.98 | - | Form 4 | - | 2021-07-01 | Michael D Johnson | - | Buy | 4,537 | Class A Common Stock | $5.51 | -$24,999.97 | - | 61,704 | $339,988.98 | - | Form 4 | - | 2021-07-01 | Katherine Lugar | - | Buy | 4,537 | Class A Common Stock | $5.51 | -$24,999.97 | - | 27,502 | $151,533.32 | - | Form 4 | - | 2021-07-01 | Bjorn Hall | - | Buy | 39 | Common Shares | $10.80 | -$421.96 | - | 288 | $3,111.70 | - | Form 4 | - | 2021-07-01 | Richard Whitaker Booth | - | Buy | 19 | Common Shares | $10.80 | -$201.20 | - | 155 | $1,673.46 | - | Form 4 | - | 2021-06-30 | Michael W Rathburn | See Remarks | Buy | 10,000 | Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP | $0.36 | -$3,600.00 | - | 24,399 | $8,783.64 | - | Form 4 | - | 2021-07-01 | Stanley A Moore | - | Buy | 7,239 | Common Stock | $0.00 | $0.00 | - | 27,116 | $0.00 | - | Form 4 | | 2021-07-01 | George N Fugelsang | - | Buy | 829 | Common Stock (Class D) | $16.39 | -$13,593.70 | - | 9,465 | $155,131.51 | - | Form 4 | - | 2021-07-01 | Richard J Pinola | - | Buy | 4,489 | Class A Common Stock | $8.91 | -$40,000.02 | - | 37,333 | $332,632.58 | - | Form 4 | - | 2021-07-01 | Elizabeth P Munson | - | Buy | 4,489 | Class A Common Stock | $8.91 | -$40,000.02 | - | 37,380 | $333,055.80 | - | Form 4 | - | 2021-07-01 | W Brian Kretzmer | - | Buy | 686 | Common Stock (Class D) | $16.39 | -$11,249.93 | - | 8,392 | $137,550.29 | - | Form 4 | - | 2021-07-01 | Richard J Lehmann | - | Buy | 744 | Common Stock (Class D) | $16.39 | -$12,187.44 | - | 9,092 | $149,012.64 | - | Form 4 | - | 2021-07-01 | Charles B Duke | - | Buy | 6,552 | Class I Common Stock | $0.00 | $0.00 | - | 33,077 | $0.00 | - | Form 4 | | 2021-07-01 | Daniel Joseph Sullivan | - | Buy | 6,552 | Class I Common Stock | $0.00 | $0.00 | - | 35,866 | $0.00 | - | Form 4 | | 2021-07-01 | John P Woodberry | - | Buy | 6,552 | Class I Common Stock | $0.00 | $0.00 | - | 26,488 | $0.00 | - | Form 4 | | 2021-07-01 | Charles B Duke | - | Buy | 7,239 | Common Stock | $0.00 | $0.00 | - | 27,116 | $0.00 | - | Form 4 | | 2021-07-01 | Roger Snell | - | Buy | 744 | Common Stock (Class D) | $16.39 | -$12,187.44 | - | 9,092 | $149,012.64 | - | Form 4 | - | 2021-07-01 | Avraham Shemesh | - | Buy | 12,560 | Common Stock (Class I) | $16.69 | -$209,629.07 | - | 123,071 | $2,054,054.66 | - | Form 4 | By CIM Income NAV Management, LLC | 2021-07-01 | Richard S Ressler | CEO & President | Buy | 12,560 | Common Stock (Class I) | $16.69 | -$209,629.07 | - | 123,071 | $2,054,054.66 | - | Form 4 | By CIM Income NAV Management, LLC | 2021-07-01 | Marshall M. Burton | - | Buy | 7,239 | Common Stock | $0.00 | $0.00 | - | 27,116 | $0.00 | - | Form 4 | | 2021-07-01 | Jonathan Kuchin | - | Buy | 8,055 | Class A Common Stock | $0.00 | $0.00 | - | 58,402 | $0.00 | - | Form 4 | - | 2021-07-01 | Ronald Lee Rayevich | - | Buy | 8,055 | Class A Common Stock | $0.00 | $0.00 | - | 48,912 | $0.00 | - | Form 4 | - | 2021-07-01 | Randall Greene | - | Buy | 8,055 | Class A Common Stock | $0.00 | $0.00 | - | 55,394 | $0.00 | - | Form 4 | - | 2021-07-01 | Roger Sherwood Pratt | - | Buy | 8,055 | Class A Common Stock | $0.00 | $0.00 | - | 25,838 | $0.00 | - | Form 4 | - | 2021-07-01 | Adrienne Kirby | - | Buy | 8,055 | Class A Common Stock | $0.00 | $0.00 | - | 9,732 | $0.00 | - | Form 4 | - | 2021-07-01 | John S. Hagestad | - | Buy | 7,239 | Common Stock | $0.00 | $0.00 | - | 28,818 | $0.00 | - | Form 4 | | 2021-07-01 | Harper Robert G Iv | Head of Asset Management | Buy | 63,250 | Class I Common Stock | $12.41 | -$784,928.90 | - | 186,362 | $2,312,751.80 | - | Form 4 | - | 2021-07-01 | Theodore D. Seides | - | Buy | 333 | Shares of Limited Liability Company Interests | $15.00 | -$5,001.30 | - | 1,988 | $29,826.00 | - | Form 4 | - | 2021-07-01 | Anthony H. Leness | - | Buy | 66,684 | Shares of Limited Liability Company Interests | $15.00 | -$1,000,266.75 | - | 66,684 | $1,000,266.75 | - | Form 4 | By Self as Trustee for Revocable Trust | 2021-07-01 | Anthony H. Leness | - | Buy | 10,403 | Shares of Limited Liability Company Interests | $15.00 | -$156,041.55 | - | 10,403 | $156,041.55 | - | Form 4 | By Wife and Brother-in-Law as Trustees for Irrevocable Trust | 2021-06-01 | John G. Jordan | - | Buy | 710 | Common Stock, par value $0.01 per share | $9.58 | -$6,801.70 | - | 8,914 | $85,399.57 | - | Form 4 | - | 2021-06-01 | Terry Sebastian | - | Buy | 835 | Common Stock, par value $0.01 per share | $9.58 | -$8,001.98 | - | 7,904 | $75,719.55 | - | Form 4 | - | 2021-07-08 | Alan Kirshenbaum | COO | Buy | 304,309 | Common Stock | $14.75 | -$4,488,557.75 | - | 1,892,412 | $27,913,077.00 | - | Form 4 | By LLC | 2021-07-08 | Craig Packer | CEO and President | Buy | 304,309 | Common Stock | $14.75 | -$4,488,557.75 | - | 1,892,412 | $27,913,077.00 | - | Form 4 | By LLC | 2021-07-08 | Teachers Insurance & Annuity Association Of America | - | Buy | 994,036 | Common Stock | $10.06 | -$10,000,000.05 | - | 3,494,036 | $35,150,000.05 | - | Form 4 | - | 2021-07-08 | National Bank Saudi | - | Sell | 964,998 | Common Stock | $20.57 | $19,850,000.01 | - | 2,213,951 | $45,540,975.16 | - | Form 4 | - | 2021-07-08 | National Bank Saudi | - | Buy | 964,998 | Common Stock | $20.57 | -$19,850,000.01 | - | 6,140,919 | $126,318,697.45 | - | Form 4 | See note | 2021-07-08 | Oak Lawn Direct Investors Gp, L.l.c. | - | Buy | 415,267 | Common Stock, par value $0.01 per share | $0.00 | $0.00 | - | 2,582,431 | $0.00 | - | Form 4 | By ORCC III Warehouse L.L.C. | 2021-07-08 | Oak Lawn Direct Investors Gp, L.l.c. | - | Buy | 471,955 | Common Stock, par value $0.01 per share | $0.00 | $0.00 | - | 2,934,959 | $0.00 | - | Form 4 | By ORCC III Investors L.L.C. | 2021-07-13 | Richard Whitaker Booth | - | Buy | 9 | Common Shares | $10.81 | -$98.48 | - | 164 | $1,773.49 | - | Form 4 | - | 2021-07-13 | Bjorn Hall | - | Buy | 19 | Common Shares | $10.81 | -$203.23 | - | 307 | $3,317.70 | - | Form 4 | - | 2021-07-13 | Brandon T. Jenkins | - | Buy | 2 | Common Shares | $10.81 | -$22.92 | - | 7 | $72.32 | - | Form 4 | - | 2021-07-15 | Gregg Earl Zahn | Chief Executive Officer | Sell | 1,214 | Class A Common Stock, $.01 Par Value | $3.18 | $3,860.52 | - | 559,001 | $1,777,623.18 | - | Form 4 | - | 2021-07-15 | Teachers Insurance & Annuity Association Of America | - | Buy | 985,222 | Common Stock | $10.15 | -$10,000,000.05 | - | 4,479,257 | $45,464,463.22 | - | Form 4 | - | 2021-07-15 | Richard Whitaker Booth | - | Buy | 18 | Common Shares | $10.81 | -$199.66 | - | 183 | $1,973.15 | - | Form 4 | - | 2021-07-15 | Ralph F Rosenberg | - | Buy | 37,189 | Common Stock,
par value $0.001 per share | $26.89 | -$1,000,000.11 | - | 37,189 | $1,000,000.11 | - | Form 4 | - | 2021-07-16 | Adam S Metz | - | Buy | 3,826 | Common Stock, par value $0.001 per share | $20.93 | -$80,078.18 | - | 22,310 | $466,938.25 | - | Form 4 | See Footnote | 2021-07-15 | Ann L. Christenson | - | Buy | 390 | Common Shares | $20.00 | -$7,800.00 | - | 390 | $7,800.00 | - | Form 4 | - | 2021-07-15 | Mark Polovitz | - | Buy | 405 | Common Shares | $20.00 | -$8,100.00 | - | 405 | $8,100.00 | - | Form 4 | - | 2021-07-15 | Timothy Haugen | - | Buy | 480 | Common Shares | $20.00 | -$9,600.00 | - | 48,890 | $977,805.80 | - | Form 4 | - | 2021-07-15 | James Wieland | - | Buy | 2,150 | Common Shares | $19.00 | -$40,848.67 | - | 156,296 | $2,969,625.90 | - | Form 4 | - | 2021-07-15 | James Wieland | - | Buy | 500 | Common Shares | $20.00 | -$10,000.00 | - | 156,796 | $3,135,922.00 | - | Form 4 | - | 2021-07-15 | Joel S. Thomsen | President | Buy | 7 | Common Shares | $19.00 | -$132.81 | - | 508 | $9,653.14 | - | Form 4 | - | 2021-07-15 | Joel S. Thomsen | President | Buy | 500 | Common Shares | $20.00 | -$10,000.00 | - | 1,008 | $20,161.20 | - | Form 4 | - | 2021-07-15 | Joel S. Thomsen | President | Buy | 7 | Common Shares | $19.00 | -$132.81 | - | 508 | $9,652.95 | - | Form 4 | By Wife | 2021-07-15 | Joel S. Thomsen | President | Buy | 500 | Common Shares | $20.00 | -$10,000.00 | - | 1,008 | $20,161.00 | - | Form 4 | By Wife | 2021-07-15 | Michelle L. Korsmo | - | Buy | 510 | Common Shares | $20.00 | -$10,200.00 | - | 6,016 | $120,310.20 | - | Form 4 | - | 2021-07-15 | Michelle L. Korsmo | - | Buy | 77 | Common Shares | $19.00 | -$1,459.01 | - | 6,092 | $115,753.51 | - | Form 4 | - | 2021-07-15 | Timothy Hunt | - | Buy | 480 | Common Shares | $20.00 | -$9,600.00 | - | 77,142 | $1,542,835.00 | - | Form 4 | - | 2021-07-15 | Timothy Hunt | - | Buy | 980 | Common Shares | $19.00 | -$18,621.52 | - | 78,122 | $1,484,314.96 | - | Form 4 | - | 2021-07-15 | Erica J Chaffee | Chief Financial Officer | Buy | 0 | Common Shares | $19.00 | -$0.38 | - | 1 | $27.55 | - | Form 4 | - | 2021-07-15 | Erica J Chaffee | Chief Financial Officer | Buy | 1 | Common Shares | $19.00 | -$10.07 | - | 38 | $727.13 | - | Form 4 | By Husband | 2021-07-15 | Lance Wolf | Chairman, Board of Trustees | Buy | 570 | Common Shares | $20.00 | -$11,400.00 | - | 95,835 | $1,916,697.00 | - | Form 4 | - | 2021-07-15 | Lance Wolf | Chairman, Board of Trustees | Buy | 1,329 | Common Shares | $19.00 | -$25,245.11 | - | 97,164 | $1,846,107.45 | - | Form 4 | - | 2021-07-15 | Lance Wolf | Chairman, Board of Trustees | Buy | 73 | Common Shares | $19.00 | -$1,384.15 | - | 5,296 | $100,627.42 | - | Form 4 | By Wife | 2021-07-15 | Alberta Investment Management Corp | - | Buy | 540,784 | Common Stock, par value $0.001 per share | $22.19 | -$12,000,000.07 | - | 3,060,891 | $67,921,182.16 | - | Form 4 | - | 2021-07-16 | David N Miller | - | Buy | 957 | Common Stock, par value $0.001 per share | $20.93 | -$20,019.54 | - | 5,619 | $117,610.27 | - | Form 4 | See Footnote | 2021-07-16 | Orit Mizrachi | Chief Operating Officer | Buy | 383 | Common Stock, par value $0.001 per share | $20.93 | -$8,007.82 | - | 2,248 | $47,044.15 | - | Form 4 | - | 2021-07-16 | Bruce D Frank | - | Buy | 191 | Common Stock, par value $0.001 per share | $20.93 | -$4,003.91 | - | 1,138 | $23,812.06 | - | Form 4 | See Footnote | 2021-07-16 | Venugopal Rathi | Chief Finanacial Officer | Buy | 383 | Common Stock, par value $0.001 per share | $20.93 | -$8,007.82 | - | 2,248 | $47,044.15 | - | Form 4 | - | 2021-07-16 | Jeffrey Levin | CEO and President | Buy | 3,826 | Common Stock, par value $0.001 per share | $20.93 | -$80,078.18 | - | 22,404 | $468,906.93 | - | Form 4 | - | 2021-07-16 | Joan Binstock | - | Buy | 1,913 | Common Stock, par value $0.001 per share | $20.93 | -$40,039.09 | - | 11,303 | $236,571.16 | - | Form 4 | See Footnote | 2021-07-16 | Kevin Shannon | - | Buy | 1,913 | Common Stock, par value $0.001 per share | $20.93 | -$40,039.09 | - | 10,982 | $229,852.00 | - | Form 4 | - | 2021-07-16 | Ms Credit Partners Holdings Inc. | - | Buy | 765,066 | Common Stock, par value $0.001 per share | $20.93 | -$16,012,828.66 | - | 4,489,016 | $93,955,108.02 | - | Form 4 | - | 2021-06-30 | Joseph R Paul | EVP & CFO | Buy | 206 | Common Stock | $25.50 | -$5,253.00 | - | 115,516 | $2,945,658.00 | - | Form 4 | - | 2021-06-30 | Patrick M Covey | Chairman, President & CEO | Buy | 205 | Common Stock | $25.50 | -$5,227.50 | - | 171,453 | $4,372,051.50 | - | Form 4 | - | 2021-06-30 | James F Stief | Exec VP, U.S. Residential Ops | Buy | 206 | Common Stock | $25.50 | -$5,253.00 | - | 255,039 | $6,503,494.50 | - | Form 4 | - | 2021-06-30 | Thea R. Sears | Vice President & Controller | Buy | 205 | Common Stock | $25.50 | -$5,227.50 | - | 103,594 | $2,641,647.00 | - | Form 4 | - | 2021-06-30 | Brent R Repenning | Ex VP US Utility/Davey Resourc | Buy | 154 | Common Stock | $25.50 | -$3,927.00 | - | 51,136 | $1,303,968.00 | - | Form 4 | - | 2021-06-30 | Dan A Joy | Ex VP Comm Lndsp/Op Supp Srvcs | Buy | 206 | Common Stock | $25.50 | -$5,253.00 | - | 55,855 | $1,424,302.50 | - | Form 4 | - | 2021-06-30 | Christopher J Bast | Vice President & Treasurer | Buy | 206 | Common Stock | $25.50 | -$5,253.00 | - | 21,650 | $552,075.00 | - | Form 4 | - | 2021-06-30 | James Edgar Doyle | Exec VP&GM Davey Tree Canada | Buy | 42 | Common Stock | $25.50 | -$1,071.00 | - | 64,616 | $1,647,708.00 | - | Form 4 | - | 2021-06-30 | Erika J. Schoenberger | VP, GEN COUNSEL & SECRETARY | Buy | 205 | Common Stock | $25.50 | -$5,227.50 | - | 12,153 | $309,901.50 | - | Form 4 | - | 2021-06-30 | Gregory M Ina | Ex VP, Davey Institute/Emp Dev | Buy | 206 | Common Stock | $25.50 | -$5,253.00 | - | 57,753 | $1,472,701.50 | - | Form 4 | - | 2021-07-26 | Nolan Thomas H Jr | - | Buy | 26 | COMMON STOCK, CLASS C | $24.61 | -$629.77 | - | 7,892 | $194,217.44 | - | Form 4 | - | 2021-07-23 | Terry A Hart | CFO and Treasurer | Buy | 3,221 | Common Stock | $15.72 | -$50,641.04 | - | 6,894 | $108,371.16 | - | Form 4 | - | 2021-07-26 | Curtis B Mcwilliams | - | Buy | 28 | COMMON STOCK, CLASS C | $24.61 | -$679.48 | - | 8,473 | $208,513.15 | - | Form 4 | - | 2021-07-26 | Adam Scott Markman | - | Buy | 24 | COMMON STOCK, CLASS C | $24.61 | -$579.57 | - | 7,948 | $195,608.40 | - | Form 4 | - | 2021-07-26 | Aaron Scott Halfacre | CEO | Buy | 29 | COMMON STOCK, CLASS C | $24.61 | -$716.64 | - | 8,357 | $205,656.91 | - | Form 4 | - | 2021-07-26 | Joe F Hanauer | - | Buy | 14 | COMMON STOCK, CLASS C | $24.61 | -$339.62 | - | 5,149 | $126,715.66 | - | Form 4 | - | 2021-07-26 | Jeffrey Randolph | - | Buy | 50 | COMMON STOCK, CLASS C | $24.61 | -$1,222.38 | - | 14,802 | $364,275.74 | - | Form 4 | - | 2021-07-22 | Teachers Insurance & Annuity Association Of America | - | Buy | 491,159 | Common Stock | $10.18 | -$5,000,000.05 | - | 4,970,417 | $50,598,840.99 | - | Form 4 | - | 2021-07-26 | David Golub | President and CEO | Buy | 76,702 | Common Stock, par value $0.001 per share | $15.00 | -$1,150,525.05 | - | 1,057,925 | $15,868,870.35 | - | Form 4 | By GCOP LLC | 2021-07-26 | Lawrence E Golub | Chairman | Buy | 76,702 | Common Stock, par value $0.001 per share | $15.00 | -$1,150,525.05 | - | 1,057,925 | $15,868,870.35 | - | Form 4 | By GCOP LLC | 2021-07-30 | John Mcdearman | PRESIDENT | Buy | 500 | COMMON STOCK | $60.95 | -$30,475.00 | - | 12,589 | $767,299.55 | - | Form 4 | - | 2021-07-30 | John Mcdearman | PRESIDENT | Buy | 133 | COMMON STOCK | $30.19 | -$4,015.27 | - | 12,722 | $384,077.18 | - | Form 4 | - | 2021-07-26 | James Joseph Ritchie | - | Buy | 5,047 | Common Stock | $19.17 | -$96,750.99 | - | 20,782 | $398,390.94 | - | Form 4 | Joint Account | 2021-08-03 | John Foster` | EVP | Buy | 3 | Common Stock | $60.95 | -$182.85 | - | 6,870 | $418,726.50 | - | Form 4 | - | 2021-08-02 | Richard Whitaker Booth | - | Buy | 23 | Common Shares | $10.83 | -$249.96 | - | 206 | $2,226.86 | - | Form 4 | - | 2021-08-02 | Bjorn Hall | - | Buy | 41 | Common Shares | $10.83 | -$447.82 | - | 348 | $3,771.66 | - | Form 4 | - | 2021-08-02 | Avraham Shemesh | - | Buy | 11,834 | Common Stock (Class I) | $17.02 | -$201,415.87 | - | 134,905 | $2,296,084.12 | - | Form 4 | By CIM Income NAV Management, LLC | 2021-08-02 | Richard S Ressler | CEO & President | Buy | 11,834 | Common Stock (Class I) | $17.02 | -$201,415.87 | - | 134,905 | $2,296,084.12 | - | Form 4 | By CIM Income NAV Management, LLC | 2021-08-04 | Timothy Haugen | - | Sell | 2,000 | Common Shares | $20.00 | $40,000.00 | - | 46,890 | $937,805.80 | - | Form 4 | - | 2021-08-03 | Karen Dougherty Buchholz | - | Buy | 84 | Class I Common Stock | $24.51 | -$2,062.52 | - | 732 | $17,942.79 | - | Form 4 | - | 2021-08-05 | John Foster` | EVP | Buy | 22 | Common Stock | $60.95 | -$1,340.90 | - | 6,892 | $420,067.40 | - | Form 4 | - | 2021-08-03 | Terence J Connors | - | Buy | 113 | Class I Common Stock | $24.51 | -$2,781.39 | - | 3,496 | $85,688.92 | - | Form 4 | - | 2021-08-03 | Jack A. Markell | - | Buy | 94 | Class I Common Stock | $24.51 | -$2,312.52 | - | 762 | $18,686.91 | - | Form 4 | - | 2021-08-06 | Susan B Mcgee | - | Buy | 75 | Common Units of limited liability company interests | $96.44 | -$7,200.21 | - | 532 | $51,304.15 | - | Form 4 | - | 2021-08-10 | Jack W Bell | - | Buy | 1,000 | COMMON STOCK | $40.25 | -$40,250.00 | - | 106,276 | $4,277,609.00 | - | Form 4 | - | 2021-08-03 | John A Fry | - | Buy | 94 | Class I Common Stock | $24.51 | -$2,312.52 | - | 2,852 | $69,891.49 | - | Form 4 | - | 2021-08-06 | Ann B Lane | - | Buy | 83 | Common Units of limited liability company interests | $96.44 | -$7,999.70 | - | 591 | $57,004.72 | - | Form 4 | - | 2021-08-06 | Katherine Uniacke | - | Buy | 41 | Common Units of limited liability company interests | $96.44 | -$4,000.33 | - | 296 | $28,501.88 | - | Form 4 | - | 2021-08-06 | David Yu, | See Remarks | Buy | 33 | Common Units of limited liability company interests | $96.44 | -$3,199.88 | - | 236 | $22,802.27 | - | Form 4 | - | 2021-08-06 | Jon Yoder, | Chief Operating Officer | Buy | 41 | Common Units of limited liability company interests | $96.44 | -$4,000.33 | - | 296 | $28,501.88 | - | Form 4 | - | 2021-08-06 | Brendan Mcgovern, | See Remarks | Buy | 332 | Common Units of limited liability company interests | $96.44 | -$31,999.76 | - | 2,364 | $228,017.91 | - | Form 4 | - | 2021-08-06 | Jordan Walter | See Remarks | Buy | 41 | Common Units of limited liability company interests | $96.44 | -$4,000.33 | - | 296 | $28,501.88 | - | Form 4 | - | 2021-08-06 | Michael Mastropaolo | See Remarks | Buy | 29 | Common Units of limited liability company interests | $96.44 | -$2,799.65 | - | 207 | $19,951.51 | - | Form 4 | - | 2021-08-11 | Jack W Bell | - | Sell | 1,000 | COMMON STOCK | $60.95 | $60,950.00 | - | 105,276 | $6,416,572.20 | - | Form 4 | - | 2021-08-10 | David Golub | President and CEO | Buy | 115,053 | Common Stock, par value $0.001 per share | $15.00 | -$1,725,787.95 | - | 1,172,977 | $17,594,658.45 | - | Form 4 | By GCOP LLC | 2021-08-10 | Lawrence E Golub | Chairman | Buy | 115,053 | Common Stock, par value $0.001 per share | $15.00 | -$1,725,787.95 | - | 1,172,977 | $17,594,658.45 | - | Form 4 | By GCOP LLC | 2021-08-13 | Kerry Dean Vandell | - | Buy | 4,823 | Common Stock | $0.00 | $0.00 | - | 32,634 | $0.00 | - | Form 4 | - | 2021-08-13 | Ned Brines | - | Buy | 4,823 | Common Stock | $0.00 | $0.00 | - | 35,394 | $0.00 | - | Form 4 | - | 2021-08-13 | G. Brian Christie | - | Buy | 4,823 | Common Stock | $0.00 | $0.00 | - | 23,077 | $0.00 | - | Form 4 | - | 2021-08-13 | Thomas H. Purcell | - | Buy | 4,823 | Common Stock | $0.00 | $0.00 | - | 26,565 | $0.00 | - | Form 4 | - | 2021-08-13 | Stephen R. Bowie | - | Buy | 4,823 | Common Stock | $0.00 | $0.00 | - | 22,419 | $0.00 | - | Form 4 | By Stephen Bowie Family Trust | 2021-08-16 | Richard Whitaker Booth | - | Buy | 23 | Common Shares | $10.84 | -$249.97 | - | 229 | $2,478.89 | - | Form 4 | - | 2021-08-16 | Kkr Alternative Assets Llc | - | Buy | 7,184 | Class I Common Stock, par value $0.001 per share | $26.71 | -$191,878.23 | - | 5,934,436 | $158,508,798.65 | - | Form 4 | See footnotes | 2021-08-16 | James H Kropp | - | Buy | 1,310 | Class I Common Stock, par value $0.001 per share | $0.00 | $0.00 | - | 1,310 | $0.00 | - | Form 4 | - | 2021-08-16 | James H Kropp | - | Sell | 1,310 | Class I Common Stock, par value $0.001 per share | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | - | 2021-08-16 | James H Kropp | - | Buy | 1,310 | Class I Common Stock, par value $0.001 per share | $0.00 | $0.00 | - | 1,310 | $0.00 | - | Form 4 | By Trust | 2021-08-18 | John Mcdearman | President | Buy | 18 | COMMON STOCK | $60.95 | -$1,097.10 | - | 12,884 | $785,279.80 | - | Form 4 | - | 2021-08-18 | Lisa Pominski | EVP | Buy | 18 | COMMON STOCK | $60.95 | -$1,097.10 | - | 14,133 | $861,406.35 | - | Form 4 | - | 2021-08-18 | John Foster` | EVP | Buy | 5 | COMMON STOCK | $60.95 | -$304.75 | - | 6,980 | $425,431.00 | - | Form 4 | - | 2021-08-16 | Joan Binstock | - | Buy | 1,310 | Class I Common Stock, par value $0.001 per share | $0.00 | $0.00 | - | 1,310 | $0.00 | - | Form 4 | - | 2021-08-16 | Susan Meaney | - | Buy | 1,310 | Class I Common Stock, par value $0.001 per share | $0.00 | $0.00 | - | 1,310 | $0.00 | - | Form 4 | - | 2021-08-16 | Fran Bermanzohn | - | Buy | 1,310 | Class I Common Stock, par value $0.001 per share | $0.00 | $0.00 | - | 1,310 | $0.00 | - | Form 4 | - | 2021-08-17 | Edward Lewis | - | Buy | 11,241 | Class I Common Stock | $0.00 | $0.00 | - | 47,026 | $0.00 | - | Form 4 | - | 2021-08-17 | Richard I Gilchrist | - | Buy | 11,241 | Class I Common Stock | $0.00 | $0.00 | - | 11,241 | $0.00 | - | Form 4 | See footnote | 2021-08-17 | Raymond J. Beier | - | Buy | 11,241 | Class I Common Stock | $0.00 | $0.00 | - | 47,026 | $0.00 | - | Form 4 | - | 2021-08-17 | Susan Carras | - | Buy | 11,241 | Class I Common Stock | $0.00 | $0.00 | - | 33,832 | $0.00 | - | Form 4 | - | 2021-08-17 | Field Griffith | - | Buy | 11,241 | Class I Common Stock | $0.00 | $0.00 | - | 47,026 | $0.00 | - | Form 4 | - | 2021-08-23 | Thea R. Sears | Vice President & Controller | Buy | 2,000 | Common Stock | $16.35 | -$32,700.00 | - | 105,594 | $1,726,461.90 | - | Form 4 | - | 2021-08-23 | Thea R. Sears | Vice President & Controller | Sell | 997 | Common Stock | $0.00 | $0.00 | - | 104,597 | $0.00 | - | Form 4 | - | 2021-08-23 | Aaron Scott Halfacre | CEO | Buy | 137 | COMMON STOCK, CLASS C | $26.05 | -$3,576.14 | - | 8,494 | $221,266.62 | - | Form 4 | - | 2021-08-24 | James Joseph Ritchie | - | Buy | 9,335 | Common Stock | $19.28 | -$179,978.80 | - | 30,117 | $580,655.76 | - | Form 4 | Joint Account | 2021-08-24 | David M Kirchheimer | - | Buy | 3,059 | Common Stock | $19.28 | -$58,977.52 | - | 34,529 | $665,719.12 | - | Form 4 | By Trust | 2021-08-24 | Stephen N Potter | - | Buy | 1,530 | Common Stock | $19.28 | -$29,498.40 | - | 17,265 | $332,869.20 | - | Form 4 | By Trust | 2021-08-24 | Reena Aggarwal | - | Buy | 612 | Common Stock | $19.28 | -$11,799.36 | - | 6,906 | $133,147.68 | - | Form 4 | Member LLC | 2021-08-24 | Kenneth J. Kencel | CEO & President | Buy | 1,530 | Common Stock | $19.28 | -$29,498.40 | - | 17,265 | $332,869.20 | - | Form 4 | Joint Account | 2021-08-24 | Thomas Grenville | CCO | Buy | 31 | Common Stock | $19.28 | -$597.68 | - | 346 | $6,670.88 | - | Form 4 | - | 2021-08-24 | Marissa Short | Controller | Buy | 31 | Common Stock | $19.28 | -$597.68 | - | 346 | $6,670.88 | - | Form 4 | - | 2021-08-24 | Shaul Vichness | Chief Financial Off./Treasurer | Buy | 306 | Common Stock | $19.28 | -$5,899.68 | - | 3,453 | $66,573.84 | - | Form 4 | - | 2021-08-24 | Kenneth M. Miranda | - | Buy | 459 | Common Stock | $19.28 | -$8,849.52 | - | 5,180 | $99,870.40 | - | Form 4 | - | 2021-08-24 | Durant D. Schwimmer | - | Buy | 306 | Common Stock | $19.28 | -$5,899.68 | - | 3,453 | $66,573.84 | - | Form 4 | - | 2021-08-24 | Jason Strife | - | Buy | 459 | Common Stock | $19.28 | -$8,849.52 | - | 5,180 | $99,870.40 | - | Form 4 | By IRA | 2021-08-24 | Alan Kirshenbaum | COO | Buy | 358,169 | Common Stock | $14.97 | -$5,361,789.93 | - | 2,250,581 | $33,691,197.57 | - | Form 4 | By LLC | 2021-08-24 | Craig Packer | CEO and President | Buy | 358,169 | Common Stock | $14.97 | -$5,361,789.93 | - | 2,250,581 | $33,691,197.57 | - | Form 4 | By LLC | 2021-08-25 | Michael V Shustek | Chairman, CEO and Secretary | Sell | 1,094,067 | COMMON STOCK | $11.75 | $12,855,287.25 | - | 0 | $0.00 | - | Form 4 | Vestin Realty Mortgage II, Inc | 2021-08-25 | Michael V Shustek | Chairman, CEO and Secretary | Sell | 616,834 | COMMON STOCK | $11.75 | $7,247,799.50 | - | 0 | $0.00 | - | Form 4 | Vestin Realty Mortgage I, Inc. | 2021-08-25 | Michael V Shustek | Chairman, CEO and Secretary | Sell | 11,005 | COMMON STOCK | $11.75 | $129,308.75 | - | 0 | $0.00 | - | Form 4 | Michael V. Shustek LLC | 2021-08-25 | Michael V Shustek | Chairman, CEO and Secretary | Sell | 2,418 | COMMON STOCK | $11.75 | $28,411.50 | - | 0 | $0.00 | - | Form 4 | Peggy M. Shustek Trust, FBO Andrew M. Shustek | 2021-08-25 | Nolan Thomas H Jr | - | Buy | 27 | COMMON STOCK, CLASS C | $26.05 | -$702.05 | - | 7,919 | $206,283.70 | - | Form 4 | - | 2021-08-24 | Michael A Perry | - | Buy | 1,071 | Common Stock | $19.28 | -$20,648.88 | - | 12,086 | $233,018.08 | - | Form 4 | By IRA | 2021-08-25 | Curtis B Mcwilliams | - | Buy | 29 | COMMON STOCK, CLASS C | $26.05 | -$753.63 | - | 8,502 | $221,467.20 | - | Form 4 | - | 2021-08-25 | Adam Scott Markman | - | Buy | 27 | COMMON STOCK, CLASS C | $26.05 | -$707.00 | - | 7,975 | $207,760.99 | - | Form 4 | - | 2021-08-25 | Aaron Scott Halfacre | CEO | Buy | 29 | COMMON STOCK, CLASS C | $26.05 | -$743.21 | - | 8,522 | $222,009.56 | - | Form 4 | - | 2021-08-25 | Joe F Hanauer | - | Buy | 18 | COMMON STOCK, CLASS C | $26.05 | -$458.22 | - | 5,167 | $134,588.11 | - | Form 4 | - | 2021-08-25 | Jeffrey Randolph | - | Buy | 51 | COMMON STOCK, CLASS C | $26.05 | -$1,316.31 | - | 14,852 | $386,906.84 | - | Form 4 | - | 2021-08-24 | Oak Lawn Direct Investors Gp, L.l.c. | - | Buy | 488,766 | Common Stock, par value $0.01 per share | $0.00 | $0.00 | - | 3,071,197 | $0.00 | - | Form 4 | By ORCC III Warehouse L.L.C. | 2021-08-24 | Oak Lawn Direct Investors Gp, L.l.c. | - | Buy | 555,488 | Common Stock, par value $0.01 per share | $0.00 | $0.00 | - | 3,490,447 | $0.00 | - | Form 4 | By ORCC III Investors L.L.C. | 2021-08-27 | Gary Whitaker | EVP | Buy | 500 | Common Stock | $60.95 | -$30,475.00 | - | 31,903 | $1,944,487.85 | - | Form 4 | - | 2021-08-27 | Christopher J Bast | Vice President & Treasurer | Buy | 2,000 | Common Stock | $16.35 | -$32,700.00 | - | 23,650 | $386,677.50 | - | Form 4 | - | 2021-08-02 | David L. Magdol | PRESIDENT, CIO AND SMD | Buy | 218 | Common Stock | $7.70 | -$1,677.83 | - | 13,641 | $105,033.54 | - | Form 4 | | 2021-08-02 | Dwayne L. Hyzak | CEO, SMD | Buy | 272 | Common Stock | $7.70 | -$2,097.33 | - | 17,051 | $131,291.93 | - | Form 4 | | 2021-08-02 | Jason B Beauvais | EVP, GC, CCO, SECRETARY | Buy | 109 | Common Stock | $7.70 | -$838.92 | - | 6,820 | $52,516.77 | - | Form 4 | | 2021-08-02 | Niemann John O. Jr. | - | Buy | 603 | Common Stock | $7.70 | -$4,641.64 | - | 37,736 | $290,564.51 | - | Form 4 | | 2021-08-02 | Jeffrey B. Walker | - | Buy | 436 | Common Stock | $7.70 | -$3,355.74 | - | 27,281 | $210,067.09 | - | Form 4 | | 2021-08-30 | Uaw Chrysler Retireees Medical Benefits Plan | - | Buy | 2,814,856 | Common Stock | $10.77 | -$30,315,999.98 | - | 10,297,195 | $110,900,785.95 | - | Form 4 | - | 2021-08-30 | Uaw Chrysler Retireees Medical Benefits Plan | - | Buy | 4,368,338 | Common Stock | $10.77 | -$47,047,000.04 | - | 15,984,598,247 | $172,154,123,120.19 | - | Form 4 | - | 2021-08-30 | Uaw Chrysler Retireees Medical Benefits Plan | - | Buy | 6,094,429 | Common Stock | $10.77 | -$65,637,000.01 | - | 22,316,458 | $240,348,249.54 | - | Form 4 | - | 2021-08-30 | James H Kropp | - | Buy | 5,529 | Class I Common Stock, par value $0.001 per share | $27.13 | -$150,000.14 | - | 6,839 | $185,550.48 | - | Form 4 | By Trust | 2021-08-31 | William A Siskovic | See Remarks | Buy | 49 | Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP | $1.00 | -$49.00 | - | 49 | $49.00 | - | Form 4 | By Wahoo Energy LLC | 2021-08-31 | Thomas L Korner | - | Buy | 49 | Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP | $1.00 | -$49.00 | - | 49 | $49.00 | - | Form 4 | By Wahoo Energy LLC | 2021-08-31 | Brian A Staebler | See Remarks | Buy | 50 | Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP | $1.00 | -$50.00 | - | 50 | $50.00 | - | Form 4 | By Wahoo Energy LLC | 2021-09-01 | Avraham Shemesh | - | Buy | 12,472 | Common Stock (Class I) | $17.07 | -$212,894.31 | - | 147,377 | $2,515,723.51 | - | Form 4 | By CIM Income NAV Management, LLC | 2021-09-01 | Richard S Ressler | CEO & President | Buy | 12,472 | Common Stock (Class I) | $17.07 | -$212,894.31 | - | 147,377 | $2,515,723.51 | - | Form 4 | By CIM Income NAV Management, LLC | 2021-08-31 | Butcher Willard Carlisle Jr | CEO and President | Buy | 38,688 | Class I Common Stock, par value $0.001 per share | $27.14 | -$1,049,999.92 | - | 38,688 | $1,049,999.92 | - | Form 4 | - | 2021-09-01 | Richard Whitaker Booth | - | Buy | 23 | Common Shares | $10.85 | -$249.98 | - | 252 | $2,731.16 | - | Form 4 | - | 2021-09-01 | Bjorn Hall | - | Buy | 41 | Common Shares | $10.85 | -$447.78 | - | 390 | $4,226.40 | - | Form 4 | - | 2021-08-31 | Michael W Rathburn | See Remarks | Buy | 49 | Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP | $1.00 | -$49.00 | - | 49 | $49.00 | - | Form 4 | By Wahoo Energy LLC | 2021-09-01 | Terry Sebastian | - | Buy | 0 | Common Stock, par value $0.01 per share | $0.00 | $0.00 | - | 7,904 | $0.00 | - | Form 4 | - | 2021-09-01 | John G. Jordan | - | Buy | 0 | Common Stock, par value $0.01 per share | $0.00 | $0.00 | - | 9,062 | $0.00 | - | Form 4 | - | 2021-09-08 | Brian Mathis | - | Buy | 6,503 | Class I Common Stock | $0.00 | $0.00 | - | 6,503 | $0.00 | - | Form 4 | | 2021-09-10 | Gary Whitaker | EVP | Sell | 594 | Common Stock | $28.49 | $16,923.06 | - | 7,944 | $226,324.56 | - | Form 4 | Spouse | 2021-09-13 | Gary Whitaker | EVP | Buy | 594 | Common Stock | $60.95 | -$36,204.30 | - | 8,538 | $520,391.10 | - | Form 4 | Spouse | 2021-09-13 | James F Stief | Exec VP, U.S. Residential Ops | Buy | 8,000 | Common Stock | $13.20 | -$105,600.00 | - | 263,039 | $3,472,114.80 | - | Form 4 | - | 2021-09-13 | James F Stief | Exec VP, U.S. Residential Ops | Buy | 4,000 | Common Stock | $15.05 | -$60,200.00 | - | 267,039 | $4,018,936.95 | - | Form 4 | - | 2021-09-13 | Charles D Stapleton | - | Buy | 500 | Common Stock | $32.80 | -$16,400.00 | - | 3,188 | $104,566.40 | - | Form 4 | - | 2021-09-10 | Susan B Mcgee | - | Buy | 0 | Common Units of limited liability company interests | $0.00 | $0.00 | - | 532 | $0.00 | - | Form 4 | - | 2021-09-10 | Ann B Lane | - | Buy | 0 | Common Units of limited liability company interests | $0.00 | $0.00 | - | 591 | $0.00 | - | Form 4 | - | 2021-09-10 | Katherine Uniacke | - | Buy | 0 | Common Units of limited liability company interests | $0.00 | $0.00 | - | 296 | $0.00 | - | Form 4 | - | 2021-09-10 | David Yu, | See Remarks | Buy | 0 | Common Units of limited liability company interests | $0.00 | $0.00 | - | 236 | $0.00 | - | Form 4 | - | 2021-09-10 | Jon Yoder, | Chief Operating Officer | Buy | 0 | Common Units of limited liability company interests | $0.00 | $0.00 | - | 296 | $0.00 | - | Form 4 | - | 2021-09-10 | Brendan Mcgovern, | See Remarks | Buy | 0 | Common Units of limited liability company interests | $0.00 | $0.00 | - | 2,364 | $0.00 | - | Form 4 | - | 2021-09-10 | Fresno County Employees' Retirement Association | - | Buy | 294,102 | Common Stock | $20.79 | -$6,114,380.58 | - | 6,618,997 | $137,608,947.63 | - | Form 4 | - | 2021-09-10 | Thomas M Hennigan | CFO | Buy | 196 | Common Stock | $20.79 | -$4,074.84 | - | 4,413 | $91,746.27 | - | Form 4 | - | 2021-09-10 | Mark David Jenkins | - | Buy | 392 | Common Stock | $20.79 | -$8,149.68 | - | 8,826 | $183,492.54 | - | Form 4 | - | 2021-09-10 | Jordan Walter | See Remarks | Buy | 0 | Common Units of limited liability company interests | $0.00 | $0.00 | - | 296 | $0.00 | - | Form 4 | - | 2021-09-10 | Michael Mastropaolo | See Remarks | Buy | 0 | Common Units of limited liability company interests | $0.00 | $0.00 | - | 207 | $0.00 | - | Form 4 | - | 2021-09-14 | David Golub | President and CEO | Buy | 153,403 | Common Stock, par value $0.001 per share | $15.00 | -$2,301,049.95 | - | 1,326,381 | $19,895,708.40 | - | Form 4 | By GCOP LLC | 2021-09-14 | Lawrence E Golub | Chairman | Buy | 153,403 | Common Stock, par value $0.001 per share | $15.00 | -$2,301,049.95 | - | 1,326,381 | $19,895,708.40 | - | Form 4 | By GCOP LLC | 2021-09-15 | Richard Whitaker Booth | - | Buy | 23 | Common Shares | $10.86 | -$250.00 | - | 275 | $2,983.68 | - | Form 4 | - | 2021-06-01 | Michael J Levitt | - | Sell | 36,724 | Common Stock | $15.00 | $550,856.25 | - | 110,171 | $1,652,571.00 | - | Form 4 | CS 1219 Trust | 2021-06-01 | Michael J Levitt | - | Sell | 36,724 | Common Stock | $15.00 | $550,856.25 | - | 0 | $0.00 | - | Form 4 | MJL 2012 Older Children Trust | 2021-09-17 | Lisa Pominski | EVP | Buy | 300 | COMMON STOCK | $40.25 | -$12,075.00 | - | 14,433 | $580,928.25 | - | Form 4 | - | 2021-09-17 | David Golub | President and CEO | Buy | 408,042 | Common Stock, par value $0.001 per share | $15.00 | -$6,120,630.00 | - | 1,224,742 | $18,371,130.00 | - | Form 4 | By GGP Holdings, L.P. | 2021-09-17 | Lawrence E Golub | CHAIRMAN | Buy | 408,042 | Common Stock, par value $0.001 per share | $15.00 | -$6,120,630.00 | - | 1,224,742 | $18,371,130.00 | - | Form 4 | By GGP Holdings, L.P. | 2021-09-20 | Thomas B. Raterman | CFO, Treasurer and Secretary | Buy | 3,333 | Common Stock, par value $0.01 per share | $15.00 | -$49,999.95 | - | 7,761 | $116,410.05 | - | Form 4 | - | 2021-07-01 | Lawrence Wolf | - | Buy | 2,432 | Class A Common Stock | $10.28 | -$25,000.03 | - | 2,432 | $25,000.03 | - | Form 4 | - | 2021-09-10 | National Bank Saudi | - | Buy | 25,489 | Common Stock | $20.79 | -$529,916.31 | - | 568,556 | $11,820,274.67 | - | Form 4 | See notes | 2021-09-10 | National Bank Saudi | - | Buy | 392,136 | Common Stock | $20.79 | -$8,152,507.44 | - | 2,606,087 | $54,180,551.85 | - | Form 4 | - | 2021-09-21 | 3 Llc Orchard | - | Sell | 703,162 | Trust Certificates | $19.00 | $13,360,078.00 | - | 0 | $0.00 | - | Form 4 | - | 2021-09-21 | 5 Corp. Hawthorne | - | Sell | 6,759,565 | Trust Certificates | $19.00 | $128,431,735.00 | - | 0 | $0.00 | - | Form 4 | - | 2021-09-21 | 1 Corp. Byway | - | Buy | 7,062,727 | Trust Certificates | $19.12 | -$135,039,340.24 | - | 18,946,567 | $362,258,361.04 | - | Form 4 | - | 2021-09-24 | Alan Kirshenbaum | Executive Vice President | Buy | 628,541 | Common Stock | $15.11 | -$9,497,254.51 | - | 2,879,122 | $43,503,533.42 | - | Form 4 | By LLC | 2021-09-24 | Craig Packer | CEO and President | Buy | 628,541 | Common Stock | $15.11 | -$9,497,254.51 | - | 2,879,122 | $43,503,533.42 | - | Form 4 | By LLC | 2021-09-27 | Nolan Thomas H Jr | - | Buy | 27 | COMMON STOCK, CLASS C | $26.05 | -$704.39 | - | 7,946 | $206,987.83 | - | Form 4 | - | 2021-09-27 | Nolan Thomas H Jr | - | Buy | 576 | COMMON STOCK Bonus Share | $26.05 | -$15,000.11 | - | 8,522 | $221,987.94 | - | Form 4 | - | 2021-09-27 | Curtis B Mcwilliams | - | Buy | 29 | COMMON STOCK, CLASS C | $26.05 | -$756.23 | - | 8,531 | $222,223.43 | - | Form 4 | - | 2021-09-27 | Curtis B Mcwilliams | - | Buy | 576 | COMMON STOCK Bonus Share | $26.05 | -$15,000.11 | - | 9,106 | $237,223.54 | - | Form 4 | - | 2021-09-24 | Dan A Joy | Ex VP Comm Lndsp/Op Supp Srvcs | Sell | 1,500 | Common Stock | $32.80 | $49,200.00 | - | 54,355 | $1,782,844.00 | - | Form 4 | - | 2021-09-27 | Adam Scott Markman | - | Buy | 27 | COMMON STOCK, CLASS C | $26.05 | -$709.34 | - | 8,003 | $208,470.33 | - | Form 4 | - | 2021-09-27 | Adam Scott Markman | - | Buy | 864 | COMMON STOCK Bonus Share | $26.05 | -$22,499.91 | - | 8,866 | $230,970.50 | - | Form 4 | - | 2021-09-27 | Jeffrey Randolph | - | Buy | 51 | COMMON STOCK, CLASS C | $26.05 | -$1,321.00 | - | 14,903 | $388,227.84 | - | Form 4 | - | 2021-09-27 | Jeffrey Randolph | - | Buy | 768 | COMMON STOCK Bonus Shares | $26.05 | -$19,999.89 | - | 15,671 | $408,227.73 | - | Form 4 | - | 2021-09-27 | Joe F Hanauer | - | Buy | 18 | COMMON STOCK, CLASS C | $26.05 | -$459.52 | - | 5,184 | $135,047.63 | - | Form 4 | - | 2021-09-27 | Joe F Hanauer | - | Buy | 864 | COMMON STOCK Bonus Share | $26.05 | -$22,499.91 | - | 6,048 | $157,547.79 | - | Form 4 | - | 2021-09-24 | Spc Wilson Point, L.p. | - | Buy | 439,962 | Common Stock | $19.82 | -$8,720,054.37 | - | 1,944,506 | $38,540,111.69 | - | Form 4 | - | 2021-09-24 | Oak Lawn Direct Investors Gp, L.l.c. | - | Buy | 857,722 | Common Stock, par value $0.01 per share | $0.00 | $0.00 | - | 3,928,919 | $0.00 | - | Form 4 | By ORCC III Warehouse L.L.C. | 2021-09-24 | Oak Lawn Direct Investors Gp, L.l.c. | - | Buy | 974,809 | Common Stock, par value $0.01 per share | $0.00 | $0.00 | - | 4,465,256 | $0.00 | - | Form 4 | By ORCC III Investors L.L.C. | 2021-09-24 | Spc Field Partners Llc | - | Buy | 264,639 | Common Stock | $19.82 | -$5,245,145.57 | - | 1,169,625 | $23,181,975.82 | - | Form 4 | See Footnote | 2021-09-28 | Edward H Dalelio | - | Buy | 4,573 | Common Stock | $18.38 | -$84,051.74 | - | 28,536 | $524,491.68 | - | Form 4 | - | 2021-09-28 | Alan Kirshenbaum | Executive Vice President | Buy | 594,502 | Common Stock | $18.38 | -$10,926,946.76 | - | 3,482,497 | $64,008,294.86 | - | Form 4 | By LLC | 2021-09-28 | Jonathan Lamm, | CFO and COO | Buy | 4,521 | Common Stock | $18.38 | -$83,095.98 | - | 4,521 | $83,095.98 | - | Form 4 | By the NFS/FMTC AS CUSTODIAN FBO JONATHAN LAMM ROTH IRA | 2021-09-28 | Craig Packer | CEO and President | Buy | 594,502 | Common Stock | $18.38 | -$10,926,946.76 | - | 3,482,497 | $64,008,294.86 | - | Form 4 | By LLC | 2021-09-28 | Uaw Chrysler Retireees Medical Benefits Plan | - | Buy | 3,861 | Common Stock | $1,000.00 | -$3,860,970.00 | - | 9,652 | $9,652,430.00 | - | Form 4 | - | 2021-09-28 | Uaw Chrysler Retireees Medical Benefits Plan | - | Buy | 6,019 | Common Stock | $1,000.00 | -$6,019,150.00 | - | 15,048 | $15,047,880.00 | - | Form 4 | - | 2021-09-28 | Uaw Chrysler Retireees Medical Benefits Plan | - | Buy | 9,920 | Common Stock | $1,000.00 | -$9,919,720.00 | - | 24,799 | $24,799,310.00 | - | Form 4 | - | 2021-09-29 | Thomas A Haught | - | Buy | 10,000 | Common Stock | $32.80 | -$328,000.00 | - | 11,200 | $367,360.00 | - | Form 4 | - | 2021-09-30 | Peter H Sykes | - | Buy | 182,451 | Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP | $0.00 | $0.00 | - | 263,353 | $0.00 | - | Form 4 | By PHS Associates, L.P. | 2021-09-30 | David F. Sykes | - | Sell | 182,451 | Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | By Sykes Associates LLC | 2021-09-30 | David F. Sykes | - | Buy | 182,451 | Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP | $0.00 | $0.00 | - | 263,353 | $0.00 | - | Form 4 | By DFS Associates, L.P. | 2021-09-30 | Catherine S Massie | - | Sell | 182,452 | Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | By Sykes Associates LLC | 2021-09-30 | Catherine S Massie | - | Buy | 182,452 | Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP | $0.00 | $0.00 | - | 290,321 | $0.00 | - | Form 4 | By CSM Associates, L.P. | 2021-09-30 | Clinton M. Swain | - | Buy | 2,000 | Common Stock | $55.75 | -$111,500.00 | - | 4,943 | $275,572.25 | - | Form 4 | - | 2021-10-01 | Parsons Robert E Jr | - | Buy | 6,438 | Common Stock | $11.65 | -$75,000.02 | - | 14,402 | $167,780.62 | - | Form 4 | Member LLC | 2021-10-01 | Harold H Greene | - | Sell | 54,853 | Common Stock | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | - | 2021-10-01 | Harold H Greene | - | Sell | 14,013 | Common Stock | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | 2005 HGWG Trust dated 5/5/05 | 2021-10-01 | Harold H Greene | - | Buy | 5,000 | Class T Common Stock | $0.00 | $0.00 | - | 5,000 | $0.00 | - | Form 4 | - | 2021-10-01 | Gerald W Robinson | - | Sell | 45,000 | Common Stock | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | - | 2021-10-01 | Gerald W Robinson | - | Buy | 5,000 | Class T Common Stock | $0.00 | $0.00 | - | 5,000 | $0.00 | - | Form 4 | - | 2021-10-01 | J. Grayson Sanders | - | Sell | 18,342 | Common Stock | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | - | 2021-10-01 | J. Grayson Sanders | - | Sell | 27,000 | Common Stock | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | By Sanders Living Trust DTD 1/25/2017 | 2021-10-01 | J. Grayson Sanders | - | Buy | 5,000 | Class T Common Stock | $0.00 | $0.00 | - | 5,000 | $0.00 | - | Form 4 | - | 2021-10-01 | Dianne Hurley | - | Buy | 2,500 | Class T Common Stock | $0.00 | $0.00 | - | 41,570 | $0.00 | - | Form 4 | - | 2021-10-01 | Smith Wilbur H Iii | - | Buy | 2,500 | Class T Common Stock | $0.00 | $0.00 | - | 43,170 | $0.00 | - | Form 4 | - | 2021-10-01 | Brian J. Flornes | - | Buy | 2,500 | Class T Common Stock | $0.00 | $0.00 | - | 37,500 | $0.00 | - | Form 4 | - | 2021-09-30 | Kkr Alternative Assets Llc | - | Buy | 20,872 | Class I Common Stock, par value $0.001 per share | $28.33 | -$591,313.39 | - | 5,955,309 | $168,713,899.15 | - | Form 4 | See footnotes | 2021-09-30 | James H Kropp | - | Buy | 309 | Class I Common Stock, par value $0.001 per share | $0.00 | $0.00 | - | 309 | $0.00 | - | Form 4 | - | 2021-09-30 | James H Kropp | - | Sell | 309 | Class I Common Stock, par value $0.001 per share | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | - | 2021-09-30 | James H Kropp | - | Buy | 309 | Class I Common Stock, par value $0.001 per share | $0.00 | $0.00 | - | 7,183 | $0.00 | - | Form 4 | By Trust | 2021-10-01 | Michael J Levitt | - | Sell | 91,810 | Common Stock | $15.60 | $1,432,228.20 | - | 18,362 | $286,445.64 | - | Form 4 | CS 1219 Trust | 2021-10-01 | Jeffrey T Hanson | CEO & Chairman of the Board | Sell | 55,678 | Common Stock | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | - | 2021-10-01 | Jeffrey T Hanson | CEO & Chairman of the Board | Sell | 120,588 | Common Stock | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | By Hanson Family Trust DTD 6/14/2005 | 2021-10-01 | Jeffrey T Hanson | CEO & Chairman of the Board | Sell | 22,399 | Common Stock | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | By April L. Hanson IRA | 2021-10-01 | Jeffrey T Hanson | CEO & Chairman of the Board | Sell | 10,859 | Common Stock | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | By 401(k) Plan | 2021-10-01 | Jeffrey T Hanson | CEO & Chairman of the Board | Sell | 72,178 | Common Stock | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | By Defined Benefit Pension Plan | 2021-10-01 | Jeffrey T Hanson | CEO & Chairman of the Board | Sell | 4,278 | Common Stock | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | By NCT-107, LLC | 2021-10-01 | Jeffrey T Hanson | CEO & Chairman of the Board | Sell | 22,222 | Common Stock | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | By Griffin-American Healthcare REIT III Advisor, LLC | 2021-10-01 | Danny Prosky | President & COO | Sell | 221,748 | Common Stock | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | By Danny and Zohar Prosky Family Trust, DTD 8/16/2011 | 2021-10-01 | Danny Prosky | President & COO | Sell | 22,222 | Common Stock | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | By Griffin-American Healthcare REIT III Advisor, LLC | 2021-10-01 | Larry A. Vipond | - | Buy | 8,000 | Membership Units | $0.00 | $0.00 | - | 8,000 | $0.00 | - | Form 4 | - | 2021-10-01 | Mathieu B. Streiff | EVP, General Counsel | Sell | 200,528 | Common Stock | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | By Streiff Family Trust, UA DTD 3/26/13 | 2021-10-01 | Mathieu B. Streiff | EVP, General Counsel | Sell | 22,222 | Common Stock | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | By Griffin-American Healthcare REIT III Advisor, LLC | 2021-10-01 | Stefan K.l. Oh | E.V.P. - Acquisitions | Sell | 16,667 | Common Stock | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | By IRA | 2021-10-01 | Stefan K.l. Oh | E.V.P. - Acquisitions | Sell | 1,724 | Common Stock | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | - | 2021-10-01 | Cora Lo | AGC and Secretary | Sell | 3,784 | Common Stock | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | - | 2021-09-30 | Seneff James M Jr | - | Sell | 220,000 | Class FA Common Shares | $0.00 | $0.00 | - | 220,697 | $0.00 | - | Form 4 | By CNL Strategic Capital Investment, LLC | 2021-10-01 | Brett H Barth | - | Buy | 23,253 | Shares of Limited Liability Company Interests | $15.05 | -$349,960.51 | - | 197,220 | $2,968,163.11 | - | Form 4 | By Grantor Retained Annuity Trust | 2021-10-01 | Richard Whitaker Booth | - | Buy | 21 | Common Shares | $12.10 | -$249.99 | - | 295 | $3,574.34 | - | Form 4 | - | 2021-10-01 | Bjorn Hall | - | Buy | 37 | Common Shares | $12.10 | -$448.30 | - | 427 | $5,161.62 | - | Form 4 | - | 2021-09-30 | Joan Binstock | - | Buy | 309 | Class I Common Stock, par value $0.001 per share | $0.00 | $0.00 | - | 1,628 | $0.00 | - | Form 4 | - | 2021-09-30 | Fran Bermanzohn | - | Buy | 309 | Class I Common Stock, par value $0.001 per share | $0.00 | $0.00 | - | 1,628 | $0.00 | - | Form 4 | - | 2021-09-30 | Susan Meaney | - | Buy | 309 | Class I Common Stock, par value $0.001 per share | $0.00 | $0.00 | - | 1,619 | $0.00 | - | Form 4 | - | 2021-10-01 | Theodore D. Seides | - | Buy | 332 | Shares of Limited Liability Company Interests | $15.05 | -$4,999.46 | - | 2,321 | $34,925.63 | - | Form 4 | - | 2021-10-01 | George N Fugelsang | - | Buy | 2,976 | Common Stock (Class D) | $0.00 | $0.00 | - | 12,441 | $0.00 | - | Form 4 | - | 2021-10-05 | Peter A Cohen | Chief Executive Officer | Sell | 41,667 | Class A Common Stock | $0.00 | $0.00 | - | 319,244 | $0.00 | - | Form 4 | - | 2021-10-05 | Peter A Cohen | Chief Executive Officer | Buy | 52,085 | Class A Common Stock | $0.00 | $0.00 | - | 371,329 | $0.00 | - | Form 4 | - | 2021-10-01 | Stephen O Evans | - | Buy | 3,125 | Common Stock | $0.00 | $0.00 | - | 17,090 | $0.00 | - | Form 4 | - | 2021-10-05 | Jules B Kroll | - | Sell | 4,375 | Class A Common Stock | $0.00 | $0.00 | - | 5,625 | $0.00 | - | Form 4 | - | 2021-10-05 | Jules B Kroll | - | Buy | 5,470 | Class A Common Stock | $0.00 | $0.00 | - | 11,095 | $0.00 | - | Form 4 | - | 2021-10-05 | George S Blumenthal | - | Sell | 12,500 | Class A Common Stock | $0.00 | $0.00 | - | 134,387 | $0.00 | - | Form 4 | - | 2021-10-05 | George S Blumenthal | - | Buy | 15,626 | Class A Common Stock | $0.00 | $0.00 | - | 150,013 | $0.00 | - | Form 4 | - | 2021-10-01 | Marcus E Bromley | - | Buy | 3,125 | Common Stock | $0.00 | $0.00 | - | 84,713 | $0.00 | - | Form 4 | - | 2021-10-01 | Howard A Silver | - | Buy | 4,167 | Common Stock | $0.00 | $0.00 | - | 22,450 | $0.00 | - | Form 4 | - | 2021-10-04 | Brian Peay | Chief Financial Officer | Buy | 130,158 | Class T Common Stock | $0.00 | $0.00 | - | 130,158 | $0.00 | - | Form 4 | - | 2021-10-04 | Parsons Robert E Jr | - | Buy | 4,537 | Class A Common Stock | $5.51 | -$24,999.97 | - | 75,016 | $413,337.99 | - | Form 4 | - | 2021-10-01 | Gary Robert A Iv | - | Buy | 3,125 | Common Stock | $0.00 | $0.00 | - | 17,594 | $0.00 | - | Form 4 | - | 2021-10-01 | W Brian Kretzmer | - | Buy | 2,463 | Common Stock (Class D) | $0.00 | $0.00 | - | 10,971 | $0.00 | - | Form 4 | - | 2021-10-01 | W Brian Kretzmer | - | Buy | 4,167 | Common Stock | $0.00 | $0.00 | - | 26,842 | $0.00 | - | Form 4 | - | 2021-10-04 | Reynolds William H Jr | - | Buy | 4,537 | Class A Common Stock | $5.51 | -$24,999.97 | - | 66,288 | $365,248.15 | - | Form 4 | - | 2021-10-01 | Richard J Lehmann | - | Buy | 2,668 | Common Stock (Class D) | $0.00 | $0.00 | - | 11,886 | $0.00 | - | Form 4 | - | 2021-10-01 | Jeffrey T Hanson | Executive Chairman of the BOD | Buy | 51,591 | Class I Common Stock | $0.00 | $0.00 | - | 51,591 | $0.00 | - | Form 4 | - | 2021-10-01 | Jeffrey T Hanson | Executive Chairman of the BOD | Buy | 111,737 | Class I Common Stock | $0.00 | $0.00 | - | 174,892 | $0.00 | - | Form 4 | By Jeffrey T Hanson and April L Hanson Family Rev Trust DTD 06/14/2005 | 2021-10-01 | Jeffrey T Hanson | Executive Chairman of the BOD | Buy | 20,755 | Class I Common Stock | $0.00 | $0.00 | - | 20,755 | $0.00 | - | Form 4 | By April L. Hanson IRA | 2021-10-01 | Jeffrey T Hanson | Executive Chairman of the BOD | Buy | 10,062 | Class I Common Stock | $0.00 | $0.00 | - | 10,062 | $0.00 | - | Form 4 | By 401(k) Plan | 2021-10-01 | Jeffrey T Hanson | Executive Chairman of the BOD | Buy | 66,880 | Class I Common Stock | $0.00 | $0.00 | - | 66,880 | $0.00 | - | Form 4 | By Defined Benefit Pension Plan | 2021-10-01 | Jeffrey T Hanson | Executive Chairman of the BOD | Buy | 3,964 | Class I Common Stock | $0.00 | $0.00 | - | 3,964 | $0.00 | - | Form 4 | NCT-107, LLC | 2021-10-01 | Jeffrey T Hanson | Executive Chairman of the BOD | Buy | 20,591 | Class I Common Stock | $0.00 | $0.00 | - | 20,591 | $0.00 | - | Form 4 | Griffin-American Healthcare REIT III Advisor, LLC | 2021-10-01 | Jeffrey T Hanson | Executive Chairman of the BOD | Sell | 20,591 | Class I Common Stock | $9.22 | $189,849.02 | - | 0 | $0.00 | - | Form 4 | Griffin-American Healthcare REIT III Advisor, LLC | 2021-10-01 | Jeffrey T Hanson | Executive Chairman of the BOD | Sell | 20,833 | Class T Common Stock | $9.22 | $192,080.26 | - | 0 | $0.00 | - | Form 4 | By Griffin-American Healthcare REIT IV Advisor, LLC | 2021-10-04 | Jeffrey T Hanson | Executive Chairman of the BOD | Buy | 69,143 | Class T Common Stock | $0.00 | $0.00 | - | 71,331 | $0.00 | - | Form 4 | - | 2021-10-01 | Danny Prosky | CEO & President | Buy | 205,471 | Class I Common Stock | $0.00 | $0.00 | - | 323,946 | $0.00 | - | Form 4 | By Danny and Zohar Prosky Family Rev Trust UA DTD 08/16/2011 | 2021-10-01 | Danny Prosky | CEO & President | Buy | 20,591 | Class I Common Stock | $0.00 | $0.00 | - | 20,591 | $0.00 | - | Form 4 | Griffin-American Healthcare REIT III Advisor, LLC | 2021-10-01 | Danny Prosky | CEO & President | Sell | 20,591 | Class I Common Stock | $9.22 | $189,849.02 | - | 0 | $0.00 | - | Form 4 | Griffin-American Healthcare REIT III Advisor, LLC | 2021-10-01 | Danny Prosky | CEO & President | Sell | 20,833 | Class T Common Stock | $9.22 | $192,080.26 | - | 0 | $0.00 | - | Form 4 | By Griffin-American Healthcare REIT IV Advisor, LLC | 2021-10-04 | Danny Prosky | CEO & President | Buy | 162,690 | Class T Common Stock | $0.00 | $0.00 | - | 162,690 | $0.00 | - | Form 4 | - | 2021-10-04 | Simon Turner | - | Buy | 4,537 | Class A Common Stock | $5.51 | -$24,999.97 | - | 31,883 | $175,677.42 | - | Form 4 | - | 2021-10-05 | Joshua S Pechter | - | Sell | 7,500 | Class A Common Stock | $0.00 | $0.00 | - | 57,046 | $0.00 | - | Form 4 | - | 2021-10-05 | Joshua S Pechter | - | Buy | 9,375 | Class A Common Stock | $0.00 | $0.00 | - | 66,421 | $0.00 | - | Form 4 | - | 2021-10-01 | Richard S Ressler | CEO & President | Buy | 12,441 | Common Stock (Class I) | $17.07 | -$212,364.80 | - | 159,818 | $2,728,088.31 | - | Form 4 | By CIM Income NAV Management, LLC | 2021-10-01 | Roger Snell | - | Buy | 2,668 | Common Stock (Class D) | $0.00 | $0.00 | - | 11,886 | $0.00 | - | Form 4 | - | 2021-10-01 | Avraham Shemesh | - | Buy | 12,441 | Common Stock (Class I) | $17.07 | -$212,364.80 | - | 159,818 | $2,728,088.31 | - | Form 4 | By CIM Income NAV Management, LLC | 2021-10-01 | Lawrence S Jones | - | Buy | 4,514 | Common Stock | $0.00 | $0.00 | - | 17,104 | $0.00 | - | Form 4 | - | 2021-10-01 | Thomas Patrick Duncan | - | Buy | 5,035 | Common Stock | $0.00 | $0.00 | - | 18,053 | $0.00 | - | Form 4 | - | 2021-10-01 | Calvin E Hollis | - | Buy | 3,125 | Common Stock | $0.00 | $0.00 | - | 12,587 | $0.00 | - | Form 4 | - | 2021-10-01 | Alicia Kuhn Harrison | - | Buy | 4,514 | Common Stock | $0.00 | $0.00 | - | 17,104 | $0.00 | - | Form 4 | - | 2021-10-04 | Charles S Henry | - | Buy | 4,537 | Class A Common Stock | $5.51 | -$24,999.97 | - | 66,241 | $364,988.96 | - | Form 4 | - | 2021-10-04 | Michael D Johnson | - | Buy | 4,537 | Class A Common Stock | $5.51 | -$24,999.97 | - | 66,241 | $364,988.96 | - | Form 4 | - | 2021-10-01 | Mathieu B. Streiff | Chief Operating Officer | Buy | 185,809 | Class I Common Stock | $0.00 | $0.00 | - | 248,498 | $0.00 | - | Form 4 | By Streiff Family Trust UA DTD 03/26/2013 | 2021-10-01 | Mathieu B. Streiff | Chief Operating Officer | Buy | 20,591 | Class I Common Stock | $0.00 | $0.00 | - | 20,591 | $0.00 | - | Form 4 | By Griffin-American Healthcare REIT III Advisor, LLC | 2021-10-01 | Mathieu B. Streiff | Chief Operating Officer | Sell | 20,591 | Class I Common Stock | $9.22 | $189,849.02 | - | 0 | $0.00 | - | Form 4 | By Griffin-American Healthcare REIT III Advisor, LLC | 2021-10-01 | Mathieu B. Streiff | Chief Operating Officer | Sell | 20,833 | Class T Common Stock | $9.22 | $192,080.26 | - | 0 | $0.00 | - | Form 4 | By Griffin-American Healthcare REIT IV Advisor, LLC | 2021-10-04 | Mathieu B. Streiff | Chief Operating Officer | Buy | 69,143 | Class T Common Stock | $0.00 | $0.00 | - | 69,143 | $0.00 | - | Form 4 | - | 2021-10-01 | Stefan K.l. Oh | EVP, Head of Acquisitions | Buy | 1,598 | Class I Common Stock | $0.00 | $0.00 | - | 8,544 | $0.00 | - | Form 4 | - | 2021-10-01 | Stefan K.l. Oh | EVP, Head of Acquisitions | Buy | 15,443 | Class I Common Stock | $0.00 | $0.00 | - | 15,443 | $0.00 | - | Form 4 | By IRA | 2021-10-04 | Stefan K.l. Oh | EVP, Head of Acquisitions | Buy | 95,586 | Class T Common Stock | $0.00 | $0.00 | - | 98,189 | $0.00 | - | Form 4 | - | 2021-10-01 | Cora Lo | SVP, AGC & Secretary | Buy | 3,506 | Class I Common Stock | $0.00 | $0.00 | - | 3,506 | $0.00 | - | Form 4 | - | 2021-10-04 | Katherine Lugar | - | Buy | 4,537 | Class A Common Stock | $5.51 | -$24,999.97 | - | 32,039 | $176,533.35 | - | Form 4 | - | 2021-10-05 | Jeffrey Charles Piermont | COO, President and Secretary | Sell | 39,583 | Class A Common Stock | $0.00 | $0.00 | - | 44,508 | $0.00 | - | Form 4 | - | 2021-10-05 | Jeffrey Charles Piermont | COO, President and Secretary | Buy | 49,481 | Class A Common Stock | $0.00 | $0.00 | - | 93,989 | $0.00 | - | Form 4 | - | 2021-10-05 | Rehana Farrell | - | Sell | 4,375 | Class A Common Stock | $0.00 | $0.00 | - | 5,625 | $0.00 | - | Form 4 | - | 2021-10-05 | Rehana Farrell | - | Buy | 5,470 | Class A Common Stock | $0.00 | $0.00 | - | 11,095 | $0.00 | - | Form 4 | - | 2021-10-05 | William Mitchell Greenblatt | - | Sell | 7,500 | Class A Common Stock | $0.00 | $0.00 | - | 2,500 | $0.00 | - | Form 4 | - | 2021-10-05 | William Mitchell Greenblatt | - | Buy | 9,375 | Class A Common Stock | $0.00 | $0.00 | - | 11,875 | $0.00 | - | Form 4 | - | 2021-10-05 | Milun Patel | Chief Financial Officer | Sell | 47,538 | Class A Common Stock | $0.00 | $0.00 | - | 37,544 | $0.00 | - | Form 4 | - | 2021-10-05 | Milun Patel | Chief Financial Officer | Buy | 59,424 | Class A Common Stock | $0.00 | $0.00 | - | 96,968 | $0.00 | - | Form 4 | - | 2021-10-04 | Benjamin S. Miller | President | Buy | 73 | Common Shares | $12.11 | -$888.87 | - | 73 | $888.87 | - | Form 4 | - | 2021-10-04 | Zurn Water Solutions Corp | - | Buy | 121,348,214 | Common Stock | $0.00 | $0.00 | - | 121,348,314 | $0.00 | - | Form 4 | - | 2021-10-04 | Zurn Water Solutions Corp | - | Sell | 121,348,314 | Common Stock | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | - | 2021-10-04 | Todd A. Adams | President | Sell | 86,941 | Common Stock | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | - | 2021-10-04 | Mark W Peterson | SVP, CFO and Treasurer | Sell | 6,001 | Common Stock | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | - | 2021-10-04 | Patricia M Whaley | VP, Gen Counsel and Secretary | Sell | 14,812 | Common Stock | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | - | 2021-10-04 | Gabriel M Willhite | EVP, General Counsel | Buy | 104,972 | Class T Common Stock | $0.00 | $0.00 | - | 104,972 | $0.00 | - | Form 4 | - | 2021-10-04 | Howard Lederman | Vice President, Tax | Sell | 1,044 | Common Stock | $0.00 | $0.00 | - | 0 | $0.00 | - | Form 4 | - | 2021-10-05 | David Golub | President and CEO | Buy | 69,032 | Common Stock, par value $0.001 per share | $15.00 | -$1,035,472.95 | - | 1,400,891 | $21,013,367.70 | - | Form 4 | By GCOP LLC | 2021-10-05 | Lawrence E Golub | Chairman | Buy | 69,032 | Common Stock, par value $0.001 per share | $15.00 | -$1,035,472.95 | - | 1,400,891 | $21,013,367.70 | - | Form 4 | By GCOP LLC | 2021-10-08 | Mitchell A Tanzman | Principal Executive Officer* | Buy | 27,594 | Units of Limited Liability Company Interests | $9.06 | -$250,001.64 | - | 27,594 | $250,001.64 | - | Form 4 | - | 2021-10-08 | Michael Mascis | Principal Accounting Officer* | Buy | 8,281 | Units of Limited Liability Company Interests | $9.06 | -$75,024.05 | - | 8,281 | $75,024.05 | - | Form 4 | - | 2021-10-12 | Richard Whitaker Booth | - | Buy | 11 | Common Shares | $12.11 | -$136.00 | - | 307 | $3,713.29 | - | Form 4 | - | 2021-10-12 | Bjorn Hall | - | Buy | 20 | Common Shares | $12.11 | -$247.41 | - | 447 | $5,413.29 | - | Form 4 | - | 2021-10-12 | Brandon T. Jenkins | - | Buy | 2 | Common Shares | $12.11 | -$28.10 | - | 9 | $109.11 | - | Form 4 | - | 2021-10-15 | Richard Whitaker Booth | - | Buy | 21 | Common Shares | $12.11 | -$249.95 | - | 327 | $3,963.24 | - | Form 4 | - | 2021-10-01 | Alaris Master Fund Lp | - | Buy | 1,207,729 | Common Stock | $20.70 | -$25,000,000.03 | - | 2,804,393 | $58,050,929.72 | - | Form 4 | - | 2021-10-01 | Holdings Llc Caravel | - | Buy | 2,415,459 | Common Stock | $20.70 | -$50,000,000.06 | - | 3,983,290 | $82,454,099.48 | - | Form 4 | - | 2021-08-09 | Adam S Metz | - | Buy | 2 | Common Stock, par value $0.001 per share | $0.00 | $0.00 | - | 22,311 | $0.00 | - | Form 4 | See Footnote | 2021-10-15 | Adam S Metz | - | Buy | 4,935 | Common Stock, par value $0.001 per share | $21.01 | -$103,687.50 | - | 27,247 | $572,450.44 | - | Form 4 | See Footnote | 2021-10-15 | Erica J Chaffee | Chief Financial Officer | Buy | 0 | Common Shares | $19.00 | -$0.38 | - | 1 | $27.93 | - | Form 4 | - | 2021-10-15 | Erica J Chaffee | Chief Financial Officer | Buy | 1 | Common Shares | $19.00 | -$10.07 | - | 39 | $737.20 | - | Form 4 | By Husband | 2021-10-15 | Timothy Hunt | - | Buy | 994 | Common Shares | $19.00 | -$18,881.25 | - | 79,116 | $1,503,196.21 | - | Form 4 | - | 2021-10-15 | Michelle L. Korsmo | - | Buy | 85 | Common Shares | $19.00 | -$1,614.43 | - | 6,177 | $117,368.13 | - | Form 4 | - | 2021-10-15 | Joel S. Thomsen | President | Buy | 14 | Common Shares | $19.00 | -$267.14 | - | 1,022 | $19,420.28 | - | Form 4 | - | 2021-10-15 | Joel S. Thomsen | President | Buy | 500 | Common Shares | $20.00 | -$10,000.00 | - | 1,522 | $30,442.40 | - | Form 4 | - | 2021-10-15 | Joel S. Thomsen | President | Buy | 14 | Common Shares | $19.00 | -$267.14 | - | 1,022 | $19,420.09 | - | Form 4 | By Wife | 2021-10-15 | Joel S. Thomsen | President | Buy | 500 | Common Shares | $20.00 | -$10,000.00 | - | 1,522 | $30,442.20 | - | Form 4 | By Wife | 2021-10-15 | James Wieland | - | Buy | 2,187 | Common Shares | $19.00 | -$41,550.91 | - | 158,983 | $3,020,676.81 | - | Form 4 | - | 2021-10-15 | James Wieland | - | Buy | 500 | Common Shares | $20.00 | -$10,000.00 | - | 159,483 | $3,189,659.80 | - | Form 4 | - | 2021-10-15 | Mark Polovitz | - | Buy | 6 | Common Shares | $19.00 | -$107.35 | - | 411 | $7,802.35 | - | Form 4 | - | 2021-10-15 | Ann L. Christenson | - | Buy | 5 | Common Shares | $19.00 | -$103.36 | - | 395 | $7,513.36 | - | Form 4 | - | 2021-10-15 | Lance Wolf | Chairman, Board of Trustees | Buy | 1,355 | Common Shares | $19.00 | -$25,748.42 | - | 98,519 | $1,871,855.68 | - | Form 4 | - | 2021-10-15 | Lance Wolf | Chairman, Board of Trustees | Buy | 74 | Common Shares | $19.00 | -$1,403.53 | - | 5,370 | $102,030.95 | - | Form 4 | By Wife | 2021-10-15 | Alberta Investment Management Corp | - | Buy | 359,712 | Common Stock, par value $0.001 per share | $22.24 | -$8,000,000.00 | - | 3,489,574 | $77,608,121.09 | - | Form 4 | - | 2021-08-09 | David N Miller | - | Buy | 0 | Common Stock, par value $0.001 per share | $0.00 | $0.00 | - | 5,620 | $0.00 | - | Form 4 | See Footnote | 2021-10-15 | David N Miller | - | Buy | 1,234 | Common Stock, par value $0.001 per share | $21.01 | -$25,921.93 | - | 6,853 | $143,991.82 | - | Form 4 | See Footnote | 2021-08-09 | Orit Mizrachi | Chief Operating Officer | Buy | 0 | Common Stock, par value $0.001 per share | $0.00 | $0.00 | - | 2,248 | $0.00 | - | Form 4 | - | 2021-10-15 | Orit Mizrachi | Chief Operating Officer | Buy | 494 | Common Stock, par value $0.001 per share | $21.01 | -$10,368.65 | - | 2,741 | $57,596.60 | - | Form 4 | - | 2021-08-09 | Bruce D Frank | - | Buy | 0 | Common Stock, par value $0.001 per share | $0.00 | $0.00 | - | 1,138 | $0.00 | - | Form 4 | See Footnote | 2021-10-15 | Bruce D Frank | - | Buy | 247 | Common Stock, par value $0.001 per share | $21.01 | -$5,184.43 | - | 1,407 | $29,555.19 | - | Form 4 | See Footnote | 2021-08-09 | Venugopal Rathi | Chief Finanacial Officer | Buy | 0 | Common Stock, par value $0.001 per share | $0.00 | $0.00 | - | 2,248 | $0.00 | - | Form 4 | - | 2021-10-15 | Venugopal Rathi | Chief Finanacial Officer | Buy | 494 | Common Stock, par value $0.001 per share | $21.01 | -$10,368.65 | - | 2,741 | $57,596.60 | - | Form 4 | - | 2021-08-09 | Jeffrey Levin | CEO and President | Buy | 2 | Common Stock, par value $0.001 per share | $0.00 | $0.00 | - | 22,405 | $0.00 | - | Form 4 | - | 2021-10-15 | Jeffrey Levin | CEO and President | Buy | 4,935 | Common Stock, par value $0.001 per share | $21.01 | -$103,687.50 | - | 27,341 | $574,426.64 | - | Form 4 | - | 2021-07-01 | Mark Anthony Palumbo | Former CEO and Director | Sell | 1,000 | Series A Preferred Stock | $100.00 | $100,000.00 | - | 0 | $0.00 | - | Form 4 | - | 2021-07-01 | Mark Anthony Palumbo | Former CEO and Director | Sell | 7,500,000 | Common Stock | $0.00 | $0.00 | - | 3,500,000 | $0.00 | - | Form 4 | - | 2021-08-09 | Kevin Shannon | - | Buy | 1 | Common Stock, par value $0.001 per share | $0.00 | $0.00 | - | 10,983 | $0.00 | - | Form 4 | - | 2021-10-15 | Kevin Shannon | - | Buy | 2,468 | Common Stock, par value $0.001 per share | $21.01 | -$51,843.65 | - | 13,450 | $282,593.74 | - | Form 4 | - | 2021-08-09 | Ms Credit Partners Holdings Inc. | - | Buy | 382 | Common Stock, par value $0.001 per share | $0.00 | $0.00 | - | 4,489,398 | $0.00 | - | Form 4 | - | 2021-10-15 | Ms Credit Partners Holdings Inc. | - | Buy | 986,857 | Common Stock, par value $0.001 per share | $21.01 | -$20,733,857.59 | - | 5,476,254 | $115,056,102.21 | - | Form 4 | - | 2021-08-09 | Joan Binstock | - | Buy | 1 | Common Stock, par value $0.001 per share | $0.00 | $0.00 | - | 11,304 | $0.00 | - | Form 4 | See Footnote | 2021-10-15 | Joan Binstock | - | Buy | 2,468 | Common Stock, par value $0.001 per share | $21.01 | -$51,843.65 | - | 13,991 | $293,958.26 | - | Form 4 | See Footnote | 2021-10-18 | David Golub | President and CEO | Buy | 249,153 | Common Stock, par value $0.001 per share | $15.00 | -$3,737,293.95 | - | 1,650,044 | $24,750,661.65 | - | Form 4 | By GCOP LLC | 2021-10-18 | David Golub | President and CEO | Buy | 340,035 | Common Stock, par value $0.001 per share | $15.00 | -$5,100,525.00 | - | 1,564,777 | $23,471,655.00 | - | Form 4 | By GGP Holdings, L.P. | 2021-10-18 | Lawrence E Golub | Chairman | Buy | 249,153 | Common Stock, par value $0.001 per share | $15.00 | -$3,737,293.95 | - | 1,650,044 | $24,750,661.65 | - | Form 4 | By GCOP LLC | 2021-10-18 | Lawrence E Golub | CHAIRMAN | Buy | 340,035 | Common Stock, par value $0.001 per share | $15.00 | -$5,100,525.00 | - | 1,564,777 | $23,471,655.00 | - | Form 4 | By GGP Holdings, L.P. | 2021-10-25 | Nolan Thomas H Jr | - | Buy | 27 | COMMON STOCK, CLASS C | $26.05 | -$690.33 | - | 8,548 | $222,678.27 | - | Form 4 | - | 2021-10-25 | Curtis B Mcwilliams | - | Buy | 28 | COMMON STOCK, CLASS C | $26.05 | -$740.60 | - | 9,135 | $237,964.14 | - | Form 4 | - | 2021-10-25 | Adam Scott Markman | - | Buy | 27 | COMMON STOCK, CLASS C | $26.05 | -$698.40 | - | 8,893 | $231,668.90 | - | Form 4 | - | 2021-10-25 | Aaron Scott Halfacre | CEO | Buy | 28 | COMMON STOCK, CLASS C | $26.05 | -$735.39 | - | 8,551 | $222,745.21 | - | Form 4 | - | 2021-10-25 | Jeffrey Randolph | - | Buy | 50 | COMMON STOCK, CLASS C | $26.05 | -$1,291.30 | - | 15,721 | $409,519.03 | - | Form 4 | - | 2021-10-25 | Joe F Hanauer | - | Buy | 18 | COMMON STOCK, CLASS C | $26.05 | -$455.88 | - | 6,065 | $158,003.67 | - | Form 4 | - | 2021-10-22 | John G. Jordan | - | Buy | 0 | Common Stock, par value $0.01 per share | $0.00 | $0.00 | - | 9,929 | $0.00 | - | Form 4 | - | 2021-10-22 | Terry Sebastian | - | Buy | 0 | Common Stock, par value $0.01 per share | $0.00 | $0.00 | - | 8,724 | $0.00 | - | Form 4 | - | 2021-10-25 | Katherine Rubenstein | Chief Operating Officer | Buy | 2,896 | Class I Common Shares of Beneficial Interest | $25.90 | -$74,999.93 | - | 2,896 | $74,999.93 | - | Form 4 | - | 2021-11-01 | Peter A Cohen | Chief Executive Officer | Buy | 81,198 | Class A Common Stock | $0.00 | $0.00 | - | 452,527 | $0.00 | - | Form 4 | By Self as Trustee for The Peter A. Cohen Revocable Trust | 2021-11-01 | James Joseph Ritchie | - | Buy | 1,525 | Common Stock | $19.40 | -$29,585.00 | - | 31,642 | $613,854.80 | - | Form 4 | Joint Account | 2021-11-01 | Michael A Perry | - | Buy | 534 | Common Stock | $19.40 | -$10,359.60 | - | 12,620 | $244,828.00 | - | Form 4 | By IRA | 2021-10-31 | William A Siskovic | See Remarks | Buy | 386 | Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP | $0.36 | -$138.96 | - | 435 | $156.60 | - | Form 4 | By Wahoo Energy LLC | 2021-10-31 | Thomas L Korner | - | Buy | 386 | Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP | $0.36 | -$138.96 | - | 435 | $156.60 | - | Form 4 | By Wahoo Energy LLC | 2021-11-01 | David M Kirchheimer | - | Buy | 1,525 | Common Stock | $19.40 | -$29,585.00 | - | 36,054 | $699,447.60 | - | Form 4 | By Trust | 2021-11-01 | Stephen N Potter | - | Buy | 763 | Common Stock | $19.40 | -$14,802.20 | - | 18,028 | $349,743.20 | - | Form 4 | By Trust | 2021-10-31 | Brian A Staebler | See Remarks | Buy | 387 | Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP | $0.36 | -$139.32 | - | 437 | $157.32 | - | Form 4 | By Wahoo Energy LLC | 2021-11-01 | Reena Aggarwal | - | Buy | 305 | Common Stock | $19.40 | -$5,917.00 | - | 7,211 | $139,893.40 | - | Form 4 | Member LLC | 2021-11-01 | Kenneth J. Kencel | CEO & President | Buy | 763 | Common Stock | $19.40 | -$14,802.20 | - | 18,028 | $349,743.20 | - | Form 4 | Joint Account | 2021-11-01 | Kenneth M. Miranda | - | Buy | 229 | Common Stock | $19.40 | -$4,442.60 | - | 5,409 | $104,934.60 | - | Form 4 | - | 2021-11-01 | Thomas Grenville | CCO | Buy | 15 | Common Stock | $19.40 | -$291.00 | - | 361 | $7,003.40 | - | Form 4 | - | 2021-11-01 | Durant D. Schwimmer | - | Buy | 153 | Common Stock | $19.40 | -$2,968.20 | - | 3,606 | $69,956.40 | - | Form 4 | - | 2021-11-01 | Marissa Short | Controller | Buy | 15 | Common Stock | $19.40 | -$291.00 | - | 361 | $7,003.40 | - | Form 4 | - | 2021-11-01 | Shaul Vichness | Chief Financial Off./Treasurer | Buy | 153 | Common Stock | $19.40 | -$2,968.20 | - | 3,606 | $69,956.40 | - | Form 4 | - | 2021-11-01 | Jason Strife | - | Buy | 229 | Common Stock | $19.40 | -$4,442.60 | - | 5,409 | $104,934.60 | - | Form 4 | By IRA | 2021-11-01 | Teachers Insurance & Annuity Association Of America | - | Buy | 78,702 | Common Stock | $19.40 | -$1,526,818.80 | - | 3,389,292 | $65,752,264.80 | - | Form 4 | - | 2021-11-01 | Bjorn Hall | - | Buy | 37 | Common Shares | $12.12 | -$453.77 | - | 484 | $5,871.66 | - | Form 4 | - | 2021-11-01 | Richard Whitaker Booth | - | Buy | 41 | Common Shares | $12.12 | -$499.95 | - | 369 | $4,466.46 | - | Form 4 | - | 2021-10-31 | Michael W Rathburn | See Remarks | Buy | 387 | Units of Ltd Prtnrshp Intrst of Everflow Eastern Partnrs, LP | $0.36 | -$139.32 | - | 436 | $156.96 | - | Form 4 | By Wahoo Energy LLC | 2021-11-01 | Richard S Ressler | CEO & President | Buy | 11,791 | Common Stock (Class I) | $17.07 | -$201,269.30 | - | 171,609 | $2,929,357.61 | - | Form 4 | By CIM Income NAV Management, LLC | 2021-11-01 | Avraham Shemesh | - | Buy | 11,791 | Common Stock (Class I) | $17.07 | -$201,269.30 | - | 171,609 | $2,929,357.61 | - | Form 4 | By CIM Income NAV Management, LLC | 2021-11-01 | Robert L. Kay | - | Buy | 20,000 | Common Stock | $7.72 | -$154,400.00 | - | 20,000 | $154,400.00 | - | Form 4 | | 2021-11-02 | John A Fry | - | Buy | 171 | Class I Common Stock | $24.47 | -$4,187.80 | - | 3,023 | $73,964.98 | - | Form 4 | - | 2021-11-01 | David L. Magdol | PRESIDENT, CIO AND SMD | Buy | 265 | Common Stock | $7.72 | -$2,046.11 | - | 13,906 | $107,352.47 | - | Form 4 | | 2021-11-01 | Dwayne L. Hyzak | CEO, SMD | Buy | 331 | Common Stock | $7.72 | -$2,557.64 | - | 17,382 | $134,190.58 | - | Form 4 | | 2021-11-01 | Jason B Beauvais | EVP, GC, CCO, SECRETARY | Buy | 133 | Common Stock | $7.72 | -$1,023.05 | - | 6,953 | $53,676.23 | - | Form 4 | | 2021-11-02 | Karen Dougherty Buchholz | - | Buy | 161 | Class I Common Stock | $24.47 | -$3,937.71 | - | 906 | $22,163.95 | - | Form 4 | - | 2021-11-01 | Niemann John O. Jr. | - | Buy | 733 | Common Stock | $7.72 | -$5,660.38 | - | 38,469 | $296,979.60 | - | Form 4 | | 2021-11-01 | Jeffrey B. Walker | - | Buy | 530 | Common Stock | $7.72 | -$4,092.22 | - | 27,812 | $214,704.93 | - | Form 4 | | 2021-11-02 | Terence J Connors | - | Buy | 197 | Class I Common Stock | $24.47 | -$4,812.76 | - | 3,693 | $90,361.84 | - | Form 4 | - | 2021-11-02 | Ryan Boyer | - | Buy | 137 | Class I Common Stock | $24.47 | -$3,363.16 | - | 137 | $3,363.16 | - | Form 4 | - | 2021-11-05 | Herbert Elmer Richerson | - | Buy | 500 | COMMON STOCK | $40.25 | -$20,125.00 | - | 77,335 | $3,112,733.75 | - | Form 4 | - | 2021-11-05 | Kkr Phorm Investors L.p. | - | Buy | 1,000,000 | Common Stock | $5.00 | -$5,000,000.00 | - | 22,175,980 | $110,879,900.00 | - | Form 4 | See footnotes | 2021-11-05 | Nuveen Fund Advisors, Llc | - | Sell | 100 | Common Stock | $9.97 | $997.00 | - | 9,900 | $98,703.00 | - | Form 4 | - | 2021-11-05 | Edward H Dalelio | - | Buy | 4,609 | Common Stock | $18.33 | -$84,482.97 | - | 33,145 | $607,547.85 | - | Form 4 | - | 2021-10-27 | Adam R. Levy | CEO | Buy | 1,428,750 | Common Stock | $0.00 | $0.00 | - | 10,295,529 | $0.00 | - | Form 4 | - | 2021-11-05 | Alan Kirshenbaum | Executive Vice President | Buy | 599,156 | Common Stock | $18.33 | -$10,982,529.48 | - | 4,081,653 | $74,816,699.49 | - | Form 4 | By LLC | 2021-11-05 | Jonathan Lamm, | CFO and COO | Buy | 922 | Common Stock | $18.33 | -$16,900.26 | - | 5,443 | $99,770.19 | - | Form 4 | By the NFS/FMTC AS CUSTODIAN FBO JONATHAN LAMM ROTH IRA | 2021-11-05 | Craig Packer | CEO and President | Buy | 599,156 | Common Stock | $18.33 | -$10,982,529.48 | - | 4,081,653 | $74,816,699.49 | - | Form 4 | By LLC | 2021-11-15 | Clark Oakley | EVP | Buy | 10 | Common Stock | $62.10 | -$621.00 | - | 2,390 | $148,419.00 | - | Form 4 | - | 2021-11-12 | Alan Kirshenbaum | Executive Vice President | Buy | 839,401 | Common Stock | $15.15 | -$12,716,925.15 | - | 3,718,523 | $56,335,623.45 | - | Form 4 | By LLC | 2021-11-12 | Craig Packer | CEO and President | Buy | 839,401 | Common Stock | $15.15 | -$12,716,925.15 | - | 3,718,523 | $56,335,623.45 | - | Form 4 | By LLC | 2021-11-12 | Adam S Metz | - | Buy | 5,165 | Common Stock, par value $0.001 per share | $21.26 | -$109,812.36 | - | 32,412 | $689,074.44 | - | Form 4 | See Footnote | 2021-11-12 | David N Miller | - | Buy | 1,291 | Common Stock, par value $0.001 per share | $21.26 | -$27,453.04 | - | 8,145 | $173,158.24 | - | Form 4 | See Footnote | 2021-11-12 | Orit Mizrachi | Chief Operating Officer | Buy | 517 | Common Stock, par value $0.001 per share | $21.26 | -$10,981.22 | - | 3,258 | $69,263.17 | - | Form 4 | - | 2021-11-12 | Bruce D Frank | - | Buy | 258 | Common Stock, par value $0.001 per share | $21.26 | -$5,490.61 | - | 1,696 | $36,054.62 | - | Form 4 | See Footnote | 2021-11-12 | Venugopal Rathi | Chief Finanacial Officer | Buy | 517 | Common Stock, par value $0.001 per share | $21.26 | -$10,981.22 | - | 3,258 | $69,263.17 | - | Form 4 | - | 2021-11-12 | Jeffrey Levin | CEO and President | Buy | 5,165 | Common Stock, par value $0.001 per share | $21.26 | -$109,812.36 | - | 32,506 | $691,074.16 | - | Form 4 | - | 2021-11-12 | Ms Credit Partners Holdings Inc. | - | Buy | 1,032,861 | Common Stock, par value $0.001 per share | $21.26 | -$21,958,622.31 | - | 6,509,115 | $138,383,788.09 | - | Form 4 | - | 2021-11-12 | Kevin Shannon | - | Buy | 2,583 | Common Stock, par value $0.001 per share | $21.26 | -$54,906.08 | - | 16,033 | $340,862.43 | - | Form 4 | - | 2021-11-12 | Joan Binstock | - | Buy | 2,583 | Common Stock, par value $0.001 per share | $21.26 | -$54,906.08 | - | 16,881 | $358,892.40 | - | Form 4 | See Footnote | 2021-11-12 | Oak Lawn Direct Investors Gp, L.l.c. | - | Buy | 1,145,467 | Common Stock, par value $0.01 per share | $0.00 | $0.00 | - | 5,074,386 | $0.00 | - | Form 4 | By ORCC III Warehouse L.L.C. | 2021-11-12 | Oak Lawn Direct Investors Gp, L.l.c. | - | Buy | 1,301,834 | Common Stock, par value $0.01 per share | $0.00 | $0.00 | - | 5,767,091 | $0.00 | - | Form 4 | By ORCC III Investors L.L.C. | 2021-11-12 | Michael Mcgregor Whyte | Chief Operating Officer | Buy | 8,711 | Class I Common Stock, par value $0.001 per share | $28.70 | -$249,999.96 | - | 8,711 | $249,999.96 | - | Form 4 | - | 2021-11-18 | Christopher J Bast | Vice President & Treasurer | Buy | 10,000 | Common Stock | $16.40 | -$164,000.00 | - | 57,300 | $939,720.00 | - | Form 4 | - | 2021-11-16 | Thomas J. Schuetz | Chief Executive Officer | Buy | 600,000 | Common Stock | $0.00 | $0.00 | - | 5,125,467 | $0.00 | - | Form 4 | - | 2021-11-16 | Muzinich Us Private Debt, Scsp | - | Buy | 3,885 | Common Stock | $1,070.00 | -$4,156,629.00 | - | 55,280 | $59,149,279.00 | - | Form 4 | - | 2021-11-16 | Muzinich Us Private Debt, Scsp | - | Buy | 3,885 | Common Stock | $1,070.00 | -$4,156,629.00 | - | 55,280 | $59,149,279.00 | - | Form 4 | By Muzinich US Private Debt General Partner, S.a r.l., as the GP of Muzinich US Private Debt, SCSp | 2021-11-16 | Jeffrey Youle | CEO and President | Buy | 11 | Common Stock | $1,070.00 | -$11,235.00 | - | 149 | $159,323.00 | - | Form 4 | - | 2021-11-18 | Harold H Greene | - | Buy | 4,219 | Class T Common Stock | $0.00 | $0.00 | - | 9,219 | $0.00 | - | Form 4 | - | 2021-11-18 | Gerald W Robinson | - | Buy | 4,219 | Class T Common Stock | $0.00 | $0.00 | - | 9,219 | $0.00 | - | Form 4 | - | 2021-11-18 | J. Grayson Sanders | - | Buy | 4,219 | Class T Common Stock | $0.00 | $0.00 | - | 9,219 | $0.00 | - | Form 4 | - | 2021-11-18 | Dianne Hurley | - | Buy | 6,719 | Class T Common Stock | $0.00 | $0.00 | - | 48,289 | $0.00 | - | Form 4 | - | 2021-11-18 | Smith Wilbur H Iii | - | Buy | 6,719 | Class T Common Stock | $0.00 | $0.00 | - | 50,045 | $0.00 | - | Form 4 | - | 2021-11-18 | Brian J. Flornes | - | Buy | 6,719 | Class T Common Stock | $0.00 | $0.00 | - | 44,219 | $0.00 | - | Form 4 | - | 2021-11-23 | Peter A Cohen | Chief Executive Officer | Sell | 20,299 | Class A Common Stock | $11.00 | $223,289.00 | - | 432,228 | $4,754,508.00 | - | Form 4 | By Self as Trustee for The Peter A. Cohen Revocable Trust | 2021-11-23 | Cynthia L Mynatt | - | Buy | 323 | Common Stock (Held by Self) | $0.00 | $0.00 | - | 11,095 | $0.00 | - | Form 4 | - | 2021-11-23 | James O Campbell | - | Buy | 166 | Common Stock (Held by Self) | $0.00 | $0.00 | - | 5,701 | $0.00 | - | Form 4 | - | 2021-11-23 | James E Nance | - | Buy | 166 | Common Stock (Held by Self) | $0.00 | $0.00 | - | 5,701 | $0.00 | - | Form 4 | - | 2021-11-23 | James E Nance | - | Buy | 62 | Common Stock | $0.00 | $0.00 | - | 2,147 | $0.00 | - | Form 4 | - | 2021-11-23 | James E Nance | - | Buy | 467 | Common Stock (Held jointly with Spouse) | $0.00 | $0.00 | - | 16,040 | $0.00 | - | Form 4 | - | 2021-11-23 | James E Nance | - | Buy | 223 | Common Stock (Held by Spouse) | $0.00 | $0.00 | - | 7,686 | $0.00 | - | Form 4 | By Spouse of Reporting Person Solely | 2021-11-23 | James E Nance | - | Buy | 223 | Common Stock (Held by Self as Custodian for Daughter) | $0.00 | $0.00 | - | 7,686 | $0.00 | - | Form 4 | By Self As Custodian for Daughter | 2021-11-23 | James E Nance | - | Buy | 223 | Common Stock (Held by Self as Custodian for Daughter) | $0.00 | $0.00 | - | 7,686 | $0.00 | - | Form 4 | By Self As Custodian for Daughter | 2021-11-23 | Roger L Dick | President/CEO of UCC | Buy | 44 | Common Stock | $0.00 | $0.00 | - | 1,528 | $0.00 | - | Form 4 | - | 2021-11-23 | Roger L Dick | President/CEO of UCC | Buy | 2,442 | Common Stock | $0.00 | $0.00 | - | 83,855 | $0.00 | - | Form 4 | - | 2021-11-23 | Christy D Stoner | President & CEO UIA & CMO UCC | Buy | 277 | Common Stock (Held by Self) | $0.00 | $0.00 | - | 9,536 | $0.00 | - | Form 4 | - | 2021-11-23 | Christy D Stoner | President & CEO UIA & CMO UCC | Buy | 847 | Common Stock | $0.00 | $0.00 | - | 29,087 | $0.00 | - | Form 4 | - | 2021-11-23 | Christy D Stoner | President & CEO UIA & CMO UCC | Buy | 138 | Common Stock | $0.00 | $0.00 | - | 4,750 | $0.00 | - | Form 4 | By Daughter Solely With Reporting Person as Attorney-in-Fact | 2021-11-23 | Hearne Thomas M Jr | - | Buy | 658 | Common Stock | $0.00 | $0.00 | - | 22,620 | $0.00 | - | Form 4 | - | 2021-11-23 | Hearne Thomas M Jr | - | Buy | 31 | Common Stock (Held by Self) | $0.00 | $0.00 | - | 1,068 | $0.00 | - | Form 4 | - | 2021-11-23 | Joe S Brooks | - | Buy | 524 | Common Stock (Held jointly with Spouse) | $0.00 | $0.00 | - | 18,009 | $0.00 | - | Form 4 | - | 2021-11-23 | Joe S Brooks | - | Buy | 522 | Common Stock (Held by Self) | $0.00 | $0.00 | - | 17,949 | $0.00 | - | Form 4 | - | 2021-11-23 | Joe S Brooks | - | Buy | 11 | Common Stock (Held by Son) | $0.00 | $0.00 | - | 383 | $0.00 | - | Form 4 | By Son of Reporting Person Solely | 2021-11-23 | W Chester Lowder | - | Buy | 181 | Common Stock (Held jointly with Spouse) | $0.00 | $0.00 | - | 6,237 | $0.00 | - | Form 4 | - | 2021-11-23 | W Chester Lowder | - | Buy | 22 | Common Stock (Held by Son) | $0.00 | $0.00 | - | 783 | $0.00 | - | Form 4 | By Son of Reporting Peson Solely | 2021-11-23 | S Todd Swaringen | - | Buy | 22 | Common Stock (Held by Self) | $0.00 | $0.00 | - | 786 | $0.00 | - | Form 4 | - | 2021-11-23 | S Todd Swaringen | - | Buy | 59 | Common Stock | $0.00 | $0.00 | - | 2,052 | $0.00 | - | Form 4 | - | 2021-11-23 | Beaver R David Iii | CFO & Chief Risk Officer | Buy | 33 | Common Stock (Held jointly with Mother) | $0.00 | $0.00 | - | 1,157 | $0.00 | - | Form 4 | - | 2021-11-23 | Beaver R David Iii | CFO & Chief Risk Officer | Buy | 105 | Common Stock | $0.00 | $0.00 | - | 3,609 | $0.00 | - | Form 4 | - | 2021-11-23 | Beaver R David Iii | CFO & Chief Risk Officer | Buy | 683 | Common Stock | $0.00 | $0.00 | - | 23,461 | $0.00 | - | Form 4 | - | 2021-11-23 | Tara G Eudy | - | Buy | 77 | Common Stock (Held Jointly with Spouse) | $0.00 | $0.00 | - | 2,664 | $0.00 | - | Form 4 | - | 2021-11-23 | Rankin Frank A Iii | - | Buy | 1,342 | Common Stock (Held by Self) | $0.00 | $0.00 | - | 46,108 | $0.00 | - | Form 4 | - | 2021-11-23 | Leavitt Harvey H Iii | - | Buy | 215 | Common Stock (Held by Self) | $0.00 | $0.00 | - | 7,388 | $0.00 | - | Form 4 | - | 2021-11-23 | Leavitt Harvey H Iii | - | Buy | 5 | Common Stock (Held by Spouse) | $0.00 | $0.00 | - | 194 | $0.00 | - | Form 4 | By Spouse of Reporting Person Solely | 2021-11-23 | Allen K Furr | - | Buy | 6 | Common Stock | $0.00 | $0.00 | - | 211 | $0.00 | - | Form 4 | - | 2021-11-23 | Allen K Furr | - | Buy | 117 | Common Stock | $0.00 | $0.00 | - | 4,046 | $0.00 | - | Form 4 | - | 2021-11-23 | Allen K Furr | - | Buy | 25 | Common Stock (Held by Self) | $0.00 | $0.00 | - | 881 | $0.00 | - | Form 4 | - | 2021-11-23 | Allen K Furr | - | Buy | 71 | Common Stock (Held jointly with Spouse) | $0.00 | $0.00 | - | 2,446 | $0.00 | - | Form 4 | - | 2021-11-23 | Allen K Furr | - | Buy | 6 | Common Stock | $0.00 | $0.00 | - | 211 | $0.00 | - | Form 4 | By Pershing LLC As Custodian IRA FBO Jennifer R. Furr (Spouse of Reporting Person) | 2021-11-23 | Dean M Bowers | - | Buy | 189 | Common Stock (Held by Self) | $0.00 | $0.00 | - | 6,514 | $0.00 | - | Form 4 | - | 2021-11-23 | Dean M Bowers | - | Buy | 28 | Common Stock | $0.00 | $0.00 | - | 984 | $0.00 | - | Form 4 | Held by Cede & Co., Depository for Pershing LLC Safekeeper for Daughter of Reporting Person Solely | 2021-11-23 | Wesley A Morgan | - | Buy | 142 | Common Stock (Held by Self) | $0.00 | $0.00 | - | 4,881 | $0.00 | - | Form 4 | - | 2021-11-23 | Randy T Russell | - | Buy | 59 | Common Stock (Held by Self TOD Spouse) | $0.00 | $0.00 | - | 2,051 | $0.00 | - | Form 4 | - | 2021-11-23 | Matthew R Hudson | - | Buy | 63 | Common Stock (Held jointly with Spouse) | $0.00 | $0.00 | - | 2,164 | $0.00 | - | Form 4 | - | 2021-11-23 | Chris M Poplin | - | Buy | 217 | Common Stock (Held jointly with Spouse) | $0.00 | $0.00 | - | 7,457 | $0.00 | - | Form 4 | - | 2021-11-23 | Matthew A Shaver | - | Buy | 69 | Common Stock (Held jointly with Spouse) | $0.00 | $0.00 | - | 2,374 | $0.00 | - | Form 4 | - | 2021-11-23 | Matthew A Shaver | - | Buy | 17 | Common Stock (Held by Mother-in-Law as Custodian for Spouse) | $0.00 | $0.00 | - | 613 | $0.00 | - | Form 4 | By Mother-in-Law As Custodian for Spouse | 2021-11-23 | Deidre B Foster | - | Buy | 63 | Common Stock (Held jointly with Spouse) | $0.00 | $0.00 | - | 2,164 | $0.00 | - | Form 4 | - | 2021-11-23 | Merlin Amirtharaj | - | Buy | 92 | Common Stock (Held jointly with Spouse) | $0.00 | $0.00 | - | 3,177 | $0.00 | - | Form 4 | - | 2021-11-23 | Vernon A Russell | - | Buy | 170 | Common Stock | $0.00 | $0.00 | - | 5,848 | $0.00 | - | Form 4 | - | 2021-11-23 | Vernon A Russell | - | Buy | 65 | Common Stock | $0.00 | $0.00 | - | 2,240 | $0.00 | - | Form 4 | By IRA FBO Edith Bridges Russell (Spouse of Reporting Person) Pershing LLC As Custodian | 2021-11-23 | Vernon A Russell | - | Buy | 31 | Common Stock (Held by Self) | $0.00 | $0.00 | - | 1,068 | $0.00 | - | Form 4 | - | 2021-11-23 | Jason R Andrew | Chief Information Officer | Buy | 2 | Common Stock | $0.00 | $0.00 | - | 69 | $0.00 | - | Form 4 | By Great Grandmother-in-Law as Custodian for Spouse | 2021-11-23 | Jason R Andrew | Chief Information Officer | Buy | 234 | Common Stock | $0.00 | $0.00 | - | 8,047 | $0.00 | - | Form 4 | - | 2021-11-19 | Public Institution For Social Security | - | Buy | 2,367,983 | Common Stock, $0.001 par value | $10.55 | -$24,982,217.80 | - | 8,344,165 | $88,030,939.70 | - | Form 4 | - | 2021-11-23 | Jeffrey L Trout | President UB Mortgage | Buy | 221 | Common Stock (Held by Self TOD Spouse) | $0.00 | $0.00 | - | 7,611 | $0.00 | - | Form 4 | - | 2021-11-24 | Nolan Thomas H Jr | - | Buy | 31 | COMMON STOCK, CLASS C | $27.29 | -$832.89 | - | 8,579 | $234,110.81 | - | Form 4 | - | 2021-11-24 | Curtis B Mcwilliams | - | Buy | 33 | COMMON STOCK, CLASS C | $27.29 | -$890.20 | - | 9,168 | $250,181.62 | - | Form 4 | - | 2021-11-24 | Adam Scott Markman | - | Buy | 32 | COMMON STOCK, CLASS C | $27.29 | -$866.73 | - | 8,925 | $243,563.25 | - | Form 4 | - | 2021-11-24 | Aaron Scott Halfacre | CEO | Buy | 31 | COMMON STOCK, CLASS C | $27.29 | -$832.89 | - | 8,581 | $234,180.95 | - | Form 4 | - | 2021-11-24 | Jeffrey Randolph | - | Buy | 56 | COMMON STOCK, CLASS C | $27.29 | -$1,531.79 | - | 15,777 | $430,544.23 | - | Form 4 | - | 2021-11-24 | Joe F Hanauer | - | Buy | 22 | COMMON STOCK, CLASS C | $27.29 | -$591.10 | - | 6,087 | $166,115.87 | - | Form 4 | - | 2021-11-23 | Howard M Jenkins | - | Sell | 100,000 | Common Stock | $66.40 | $6,640,000.00 | - | 620,486 | $41,200,267.74 | - | Form 4 | - | 2021-11-30 | Lisa Pominski | EVP | Buy | 250 | COMMON STOCK | $40.25 | -$10,062.50 | - | 14,683 | $590,990.75 | - | Form 4 | - | 2021-11-30 | John Foster` | EVP | Buy | 333 | COMMON STOCK | $40.75 | -$13,569.75 | - | 7,313 | $298,004.75 | - | Form 4 | - | 2021-11-29 | Kevin S Murphy | President | Buy | 1,506 | Common Stock | $66.40 | -$99,999.73 | - | 16,673 | $1,107,067.28 | - | Form 4 | - | 2021-11-19 | Richard Whitaker Booth | - | Buy | 41 | Common Shares | $12.13 | -$500.00 | - | 410 | $4,970.15 | - | Form 4 | - | 2021-12-01 | Herbert Elmer Richerson | - | Buy | 18 | Common Stock | $62.10 | -$1,117.80 | - | 77,353 | $4,803,621.30 | - | Form 4 | - | 2021-12-01 | Harvey Beker | - | Sell | 1 | Limited Partnership Interest | $400,000.00 | $400,000.00 | - | 1 | $400,000.00 | - | Form 4 | See footnote |
