ONE STOP SYSTEMS, INC.

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ONE STOP SYSTEMS, INC.

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Trade Date Insider Title Buy or Sell Quantity Security Type Price Proceeds Transaction Conviction Position Quantity Position Value Positon Conviction SEC Link Nature of Ownership
2020-04-02Jim IsonChief Sales/Marketing OfficerBuy2,105Common Stock$0.76-$1,599.80  1.28     [ High ]18,079$13,740.04  10.97    [Average]Form 4-
2020-07-09Kenneth F Potashner-Buy65,790Common Stock$0.76-$50,000.40  39.91    [ Very High ]167,530$127,322.80  101.63   [Very High]Form 4-
2020-06-10Jim IsonChief Sales/Marketing OfficerBuy701Common Stock$1.92-$1,345.92  -18,780$36,057.60  -Form 4-
2020-06-10Morrison John W Jr.Chief Financial OfficerBuy5,013Common Stock$1.92-$9,624.96  -51,166$98,238.72  -Form 4-
2020-06-10Morrison John W Jr.Chief Financial OfficerBuy5,013Common Stock$1.92-$9,624.96  -56,179$107,863.68  -Form 4-
2020-06-15James M ReardonPresident, CDISell25,750Common Stock$1.99$51,242.50  -1,242,161$2,471,900.39  -Form 4-
2020-06-16James M ReardonPresident, CDISell731Common Stock$2.00$1,462.00  -1,241,430$2,482,860.00  -Form 4-
2020-06-19James M ReardonPresident, CDISell3,519Common Stock$2.00$7,038.00  -1,237,911$2,475,822.00  -Form 4-
2020-06-22James M ReardonPresident, CDISell20,000Common Stock$2.11$42,200.00  -1,217,911$2,569,792.21  -Form 4-
2020-06-19Steve D Cooper-Sell31,661Common Stock$1.95$61,738.95  -3,181,014$6,202,977.30  -Form 4By Trust
2020-06-22Steve D Cooper-Sell78,339Common Stock$2.32$181,746.48  -3,102,675$7,198,206.00  -Form 4By Trust
2020-06-25David RaunPresident and CEOBuy2,500Common Stock$2.02-$5,050.00  -50,410$101,828.20  -Form 4-
2020-06-25David RaunPresident and CEOBuy2,500Common Stock$2.05-$5,125.00  -52,910$108,465.50  -Form 4-
2020-07-13Jim IsonChief Sales/Marketing OfficerBuy748Common Stock$1.95-$1,458.60  0.45     [ Average ]19,613$38,245.35  11.90    [Average]Form 4-
2020-08-14Gregory W Matz-Buy2,500Common Stock$2.28-$5,700.00  1.50     [ High ]2,500$5,700.00  1.50     [Low]Form 4By The Matz Trust
2020-08-18David RaunPresident and CEOBuy2,500Common Stock$2.30-$5,750.00  1.50     [ High ]55,410$127,443.00  33.32    [High]Form 4-
2020-08-18David RaunPresident and CEOBuy2,500Common Stock$2.28-$5,700.00  1.50     [ High ]57,910$132,034.80  34.83    [High]Form 4-
2020-08-14Jack Harrison-Buy5,000Common Stock$2.27-$11,350.00  3.01     [ Very High ]20,451$46,423.77  12.30    [Average]Form 4By Jacoma Investments, LLC
2020-08-19James M ReardonPresident, CDISell844Common Stock$2.35$1,983.40  0.51     [ Average ]1,217,067$2,860,107.45  731.94   [Very High]Form 4-
2020-08-20James M ReardonPresident, CDISell18,537Common Stock$2.51$46,527.87  11.15    [ Very High ]1,198,530$3,008,310.30  720.79   [Very High]Form 4-
2020-08-20Steve D Cooper-Sell12,250Common Stock$2.52$30,870.00  7.37     [ Very High ]3,090,425$7,787,871.00  1,858.57 [Very High]Form 4By Trust
2020-08-21James M ReardonPresident, CDISell6,954Common Stock$2.51$17,454.54  4.18     [ Very High ]1,191,576$2,990,855.76  716.61   [Very High]Form 4-
2020-08-24James M ReardonPresident, CDISell11,942Common Stock$2.47$29,496.74  7.18     [ Very High ]1,179,634$2,913,695.98  709.43   [Very High]Form 4-
2020-08-25James M ReardonPresident, CDISell61,723Common Stock$2.59$159,862.57  37.12    [ Very High ]1,117,911$2,895,389.49  672.31   [Very High]Form 4-
2020-08-27James M ReardonPresident, CDIBuy788Common Stock$2.56-$2,017.28  0.47     [ Average ]1,118,699$2,863,869.44  672.78   [Very High]Form 4-
2020-08-27Jim IsonChief Sales/Marketing OfficerBuy1,331Common Stock$2.56-$3,407.36  0.80     [ Average ]20,944$53,616.64  12.60    [Average]Form 4-
2020-08-27Jim IsonChief Sales/Marketing OfficerBuy1,876Common Stock$2.56-$4,802.56  1.13     [ High ]22,820$58,419.20  13.72    [Average]Form 4-
2020-08-27Morrison John W Jr.Chief Financial OfficerBuy2,006Common Stock$2.56-$5,135.36  1.21     [ High ]58,185$148,953.60  34.99    [High]Form 4-
2020-08-27Morrison John W Jr.Chief Financial OfficerBuy2,006Common Stock$2.56-$5,135.36  1.21     [ High ]60,191$154,088.96  36.20    [High]Form 4-
2020-08-27Josef BressnerManaging Director, BressnerBuy1,667Common Stock$0.00$0.00  -109,797$0.00  66.03    [High]Form 4-
2020-08-25Steve D Cooper-Sell27,750Common Stock$2.70$74,925.00  16.69    [ Very High ]3,062,675$8,269,222.50  1,841.88 [Very High]Form 4By Trust
2020-08-31Steve D Cooper-Sell10,000Common Stock$2.60$26,000.00  6.01     [ Very High ]3,052,675$7,936,955.00  1,835.86 [Very High]Form 4By Trust
2020-09-02Steve D Cooper-Sell10,000Common Stock$2.72$27,200.00  6.01     [ Very High ]3,042,675$8,276,076.00  1,829.85 [Very High]Form 4By Trust
2020-09-15Morrison John W Jr.Chief Financial OfficerBuy3,123Common Stock$2.30-$7,182.90  1.88     [ High ]63,314$145,622.20  38.08    [High]Form 4-
2020-09-15Morrison John W Jr.Chief Financial OfficerBuy3,123Common Stock$2.30-$7,182.90  1.88     [ High ]66,437$152,805.10  39.95    [High]Form 4-
2020-11-02Jim IsonChief Sales/Marketing OfficerBuy736Common Stock$2.25-$1,656.00  0.44     [ Average ]23,556$53,001.00  14.17    [Average]Form 4By Trust
2020-11-18David RaunPresident and CEOBuy2,500Common Stock$2.24-$5,600.00  1.50     [ High ]60,410$135,318.40  36.35    [High]Form 4-
2020-11-18David RaunPresident and CEOBuy2,500Common Stock$2.22-$5,550.00  1.50     [ High ]62,910$139,660.20  37.85    [High]Form 4-
2020-11-24Gioia Messinger-Buy760Common Stock$2.50-$1,900.00  0.46     [ Average ]760$1,900.00  0.46     [Very Low]Form 4-
2020-12-04Kenneth F Potashner-Buy32,895Common Stock$0.76-$25,000.20  19.79    [ Very High ]200,425$152,323.00  120.59   [Very High]Form 4-
2020-12-04Kenneth F Potashner-Buy13,158Common Stock$0.76-$10,000.08  7.92     [ Very High ]213,583$162,323.08  128.50   [Very High]Form 4-
2021-01-05James IsonChief Sales/Marketing OfficerBuy5,263Common Stock$0.76-$3,999.88  3.17     [ Very High ]28,819$21,902.44  17.34    [High]Form 4By Trust
2021-01-14Kenneth F Potashner-Sell32,630Common Stock$4.65$151,729.50  19.63    [ Very High ]180,953$841,431.45  108.87   [Very High]Form 4-
2021-02-08Kenneth F Potashner-Sell21,753Common Stock$6.07$132,040.71  13.09    [ Very High ]159,200$966,344.00  95.78    [Very High]Form 4-
2021-02-11Kenneth F Potashner-Buy10,000Common Stock$0.00$0.00  -169,200$0.00  101.80   [Very High]Form 4-
2021-02-11David RaunPresident and CEOBuy8,634Common Stock$0.00$0.00  -71,544$0.00  43.04    [High]Form 4-
2021-02-11David RaunPresident and CEOBuy10,000Common Stock$0.00$0.00  -81,544$0.00  49.06    [High]Form 4-
2021-02-11Gregory W Matz-Buy6,164Common Stock$0.00$0.00  -8,664$0.00  5.21     [Average]Form 4-
2021-02-11Teresita M. Lowman-Buy6,164Common Stock$0.00$0.00  -6,164$0.00  3.71     [Low]Form 4-
2021-02-11Kimberly C. Sentovich-Buy10,000Common Stock$0.00$0.00  -17,500$0.00  10.53    [Average]Form 4-
2021-02-11Gioia Messinger-Buy6,164Common Stock$0.00$0.00  -6,924$0.00  4.17     [Low]Form 4-
2021-02-11Jack Harrison-Buy10,000Common Stock$0.00$0.00  -30,451$0.00  18.32    [High]Form 4-
2021-02-22James IsonChief Sales/Marketing OfficerBuy1,667Common Stock$0.00$0.00  -30,486$0.00  18.34    [High]Form 4By Trust
2021-02-22James IsonChief Sales/Marketing OfficerSell594Common Stock$6.17$3,664.98  0.36     [ Average ]29,892$184,433.64  17.98    [High]Form 4By Trust
2021-02-22James IsonChief Sales/Marketing OfficerBuy2,500Common Stock$0.00$0.00  -32,392$0.00  19.49    [High]Form 4By Trust
2021-02-22James IsonChief Sales/Marketing OfficerSell992Common Stock$6.21$6,160.32  0.60     [ Average ]31,400$194,994.00  18.89    [High]Form 4By Trust
2021-02-22James M ReardonPresident, CDIBuy833Common Stock$0.00$0.00  -1,119,532$0.00  673.56   [Very High]Form 4-
2021-02-22James M ReardonPresident, CDISell220Common Stock$6.17$1,357.40  0.13     [ Low ]1,119,312$6,906,155.04  673.43   [Very High]Form 4-
2021-02-22Morrison John W Jr.Chief Financial OfficerBuy2,500Common Stock$0.00$0.00  -68,937$0.00  41.48    [High]Form 4-
2021-02-22Morrison John W Jr.Chief Financial OfficerSell912Common Stock$6.17$5,627.04  0.55     [ Average ]68,025$419,714.25  40.93    [High]Form 4-
2021-02-22Morrison John W Jr.Chief Financial OfficerBuy2,500Common Stock$0.00$0.00  -70,525$0.00  42.43    [High]Form 4-
2021-02-22Morrison John W Jr.Chief Financial OfficerSell914Common Stock$6.21$5,675.94  0.55     [ Average ]69,611$432,284.31  41.88    [High]Form 4-
2021-03-30James M ReardonVP of SalesSell40,000Common Stock$5.69$227,600.00  21.73    [ Very High ]1,079,312$6,141,285.28  586.30   [Very High]Form 4-
2021-03-31James M ReardonVP of SalesSell60,000Common Stock$6.02$361,200.00  32.59    [ Very High ]1,019,312$6,136,258.24  553.70   [Very High]Form 4-
2021-04-11James IsonChief Sales/Marketing OfficerBuy603Common Stock$0.00$0.00  -32,003$0.00  17.29    [High]Form 4By Trust
2021-04-11James IsonChief Sales/Marketing OfficerSell234Common Stock$6.26$1,464.84  0.13     [ Low ]31,769$198,873.94  17.16    [High]Form 4By Trust
2021-05-19Kenneth F Potashner-Buy8,666Common Stock$0.00$0.00  -177,866$0.00  96.09    [Very High]Form 4-
2021-05-19Kimberly C. Sentovich-Buy8,666Common Stock$0.00$0.00  -26,166$0.00  14.14    [High]Form 4-
2021-05-19Gregory W Matz-Buy8,666Common Stock$0.00$0.00  -17,330$0.00  9.36     [Average]Form 4-
2021-05-19Morrison John W Jr.Chief Financial OfficerBuy60,000Common Stock$0.00$0.00  -129,611$0.00  70.02    [Very High]Form 4-
2021-05-19Jack Harrison-Buy8,666Common Stock$0.00$0.00  -39,117$0.00  21.13    [High]Form 4-
2021-05-19Teresita M. Lowman-Buy8,666Common Stock$0.00$0.00  -16,830$0.00  9.09     [Average]Form 4-
2021-05-19James IsonChief Sales/Marketing OfficerBuy55,000Common Stock$0.00$0.00  -55,000$0.00  29.71    [High]Form 4-
2021-05-19Gioia Messinger-Buy8,666Common Stock$0.00$0.00  -15,590$0.00  8.42     [Average]Form 4-
2021-06-18Morrison John W Jr.Chief Financial OfficerSell2,659Common Stock$4.87$12,949.33  1.44     [ High ]126,952$618,256.24  68.59    [Very High]Form 4-
2021-06-18James IsonChief Sales/Marketing OfficerSell2,702Common Stock$4.87$13,158.74  1.46     [ High ]52,298$254,691.26  28.25    [High]Form 4-
2021-06-18James IsonChief Sales/Marketing OfficerSell3,964Common Stock$0.00$0.00  -48,334$0.00  26.11    [High]Form 4-
2021-06-29Gioia Messinger-Buy1,000Common Stock$5.66-$5,660.00  0.54     [ Average ]16,590$93,899.40  8.96     [Average]Form 4-
2021-07-09David RaunPresident and CEOBuy137,375Common Stock$0.00$0.00  -220,919$0.00  119.35   [Very High]Form 4-
2021-07-09David RaunPresident and CEOSell66,960Common Stock$6.06$405,777.60  36.18    [ Very High ]153,959$932,991.54  83.18    [Very High]Form 4-
2021-07-22Jack Harrison-Buy19,767Common Stock$2.15-$42,499.05  10.68    [ Very High ]58,884$126,600.60  31.81    [High]Form 4-
2021-08-06Steve D Cooper-Sell473One Stop Systems, Inc$6.05$2,861.65  0.26     [ Low ]3,042,202$18,405,322.10  1,643.55 [Very High]Form 4Shares owned directly by Cooper Revocable Trust dated April 25, 2001, a ten percent owner
2021-08-09Steve D Cooper-Sell49,527One Stop Systems, Inc$6.21$307,562.67  26.76    [ Very High ]2,992,675$18,584,511.75  1,616.79 [Very High]Form 4Shares owned directly by Cooper Revocable Trust dated April 25, 2001, a ten percent owner
2021-08-10Steve D Cooper-Sell4,420One Stop Systems, Inc$6.25$27,625.00  2.39     [ High ]2,988,255$18,676,593.75  1,614.40 [Very High]Form 4Shares owned directly by Cooper Revocable Trust dated April 25, 2001, a ten percent owner
2021-08-10Morrison John W Jr.Chief Financial OfficerBuy2,500Common Stock$0.00$0.00  -129,452$0.00  69.94    [Very High]Form 4-
2021-08-10Morrison John W Jr.Chief Financial OfficerSell761Common Stock$6.37$4,847.57  0.41     [ Average ]128,691$819,761.67  69.53    [High]Form 4-
2021-08-12Morrison John W Jr.Chief Financial OfficerBuy2,500Common Stock$0.00$0.00  -131,191$0.00  70.88    [Very High]Form 4-
2021-08-12Morrison John W Jr.Chief Financial OfficerSell729Common Stock$5.85$4,264.65  0.39     [ Average ]130,462$763,202.70  70.48    [Very High]Form 4-
2021-08-10James IsonChief Sales/Marketing OfficerBuy2,500Common Stock$0.00$0.00  -38,233$0.00  20.66    [High]Form 4By Trust
2021-08-10James IsonChief Sales/Marketing OfficerSell805Common Stock$6.37$5,127.85  0.43     [ Average ]37,428$238,416.36  20.22    [High]Form 4By Trust
2021-08-12James IsonChief Sales/Marketing OfficerBuy1,666Common Stock$0.00$0.00  -39,094$0.00  21.12    [High]Form 4By Trust
2021-08-12James IsonChief Sales/Marketing OfficerSell454Common Stock$5.85$2,655.90  0.25     [ Low ]38,640$226,044.00  20.88    [High]Form 4By Trust
2021-08-18David RaunPresident and CEOBuy2,000Common Stock$5.45-$10,900.00  1.07     [ High ]155,959$849,976.55  83.72    [Very High]Form 4-
2021-08-18James IsonChief Sales/Marketing OfficerBuy16,000Common Stock$0.76-$12,160.00  8.59     [ Very High ]54,640$41,526.40  29.33    [High]Form 4By Trust
2021-08-27Steve D Cooper-Sell50,000One Stop Systems, Inc$5.66$283,000.00  26.84    [ Very High ]2,938,255$16,630,523.30  1,577.25 [Very High]Form 4Shares owned directly by Cooper Revocable Trust dated April 25, 2001, a ten percent owner
2021-09-02Steve D Cooper-Sell20,000One Stop Systems, Inc$5.93$118,600.00  10.74    [ Very High ]2,918,255$17,305,252.15  1,566.51 [Very High]Form 4Shares owned directly by Cooper Revocable Trust dated April 25, 2001, a ten percent owner
2021-09-03Steve D Cooper-Sell30,000One Stop Systems, Inc$6.10$183,000.00  16.10    [ Very High ]2,888,255$17,618,355.50  1,550.41 [Very High]Form 4Shares owned directly by Cooper Revocable Trust dated April 25, 2001, a ten percent owner
2021-09-07Steve D Cooper-Sell1,030One Stop Systems, Inc$6.10$6,283.00  0.55     [ Average ]2,887,225$17,612,072.50  1,549.86 [Very High]Form 4Shares owned directly by Cooper Revocable Trust dated April 25, 2001, a ten percent owner
2021-09-08Steve D Cooper-Sell2,988One Stop Systems, Inc$6.10$18,226.80  1.60     [ High ]2,884,237$17,593,845.70  1,548.25 [Very High]Form 4Shares owned directly by Cooper Revocable Trust dated April 25, 2001, a ten percent owner
2021-09-10Steve D Cooper-Sell10,000One Stop Systems, Inc$5.83$58,300.00  5.37     [ Very High ]2,874,237$16,756,801.71  1,542.88 [Very High]Form 4Shares owned directly by Cooper Revocable Trust dated April 25, 2001, a ten percent owner
2021-09-27Steve D Cooper-Sell1,746One Stop Systems, Inc$5.25$9,166.50  0.94     [ High ]2,872,491$15,080,577.75  1,541.95 [Very High]Form 4Shares owned directly by Cooper Revocable Trust dated April 25, 2001, a ten percent owner
2021-11-02Steve D Cooper-Buy8,254One Stop Systems, Inc$5.25-$43,333.50  4.43     [ Very High ]2,864,237$15,037,244.25  1,537.52 [Very High]Form 4Shares owned directly by Cooper Revocable Trust dated April 25, 2001, a ten percent owner
2021-11-12Morrison John W Jr.Chief Financial OfficerSell2,719Common Stock$5.26$14,301.94  1.46     [ High ]127,743$671,928.18  68.44    [High]Form 4-
2021-11-12James IsonChief Sales/Marketing OfficerSell2,781Common Stock$5.26$14,628.06  1.49     [ High ]45,553$239,608.78  24.40    [High]Form 4-
2021-11-12James IsonChief Sales/Marketing OfficerSell3,886Common Stock$0.00$0.00  -41,667$0.00  22.32    [High]Form 4-
2021-11-22David RaunPresident and CEOBuy2,000Common Stocik$5.00-$10,000.00  1.07     [ High ]157,959$789,795.00  84.62    [Very High]Form 4-
2021-11-22Kenneth F Potashner-Buy50,000Common Stock$0.76-$38,000.00  26.79    [ Very High ]227,866$173,178.16  122.08   [Very High]Form 4-
2021-11-23Steve D Cooper-Sell10,000One Stop Systems, Inc$5.30$53,000.00  5.36     [ Very High ]2,854,237$15,127,456.10  1,529.11 [Very High]Form 4Shares owned directly by Cooper Revocable Trust dated April 25, 2001, a ten percent owner
2021-11-24Steve D Cooper-Sell10,000One Stop Systems, Inc$5.40$54,000.00  5.36     [ Very High ]2,844,237$15,358,879.80  1,523.75 [Very High]Form 4Shares owned directly by Cooper Revocable Trust dated April 25, 2001, a ten percent owner