| Trade Date | Insider | Title | Buy or Sell | Quantity | Security Type | Price | Proceeds | Transaction Conviction | Position Quantity | Position Value | Positon Conviction | SEC Link | Nature of Ownership | 2020-05-12 | Michael Bigham | Exec. Chairman of the Board | Sell | 12,250 | Common Stock | $4.68 | $57,330.00 | 2.84 [ Very High ] | 542,167 | $2,537,341.56 | 125.70 [Very High] | Form 4 | 2020-05-12 | Evan Loh | CEO | Sell | 9,595 | Common Stock | $4.75 | $45,576.25 | 2.22 [ High ] | 552,008 | $2,622,038.00 | 127.98 [Very High] | Form 4 | 2020-05-12 | Adam Woodrow | President & Chief Commercial | Sell | 4,798 | Common Stock | $4.75 | $22,790.50 | 1.11 [ High ] | 270,673 | $1,285,696.75 | 62.75 [High] | Form 4 | 2020-05-12 | Randall B. Brenner | Chief Development & Regulatory | Sell | 6,198 | Common Stock | $4.75 | $29,440.50 | 1.44 [ High ] | 130,813 | $621,361.75 | 30.33 [High] | Form 4 | 2020-05-12 | William M. Haskel | Sr. VP, Sec. & General Counsel | Sell | 4,666 | Common Stock | $4.75 | $22,163.50 | 1.08 [ High ] | 198,690 | $943,777.50 | 46.07 [High] | Form 4 | 2020-10-29 | Evan Loh | CEO | Buy | 39,479 | Common Stock | $4.30 | -$169,759.70 | 8.70 [ Very High ] | 591,487 | $2,543,394.10 | 130.32 [Very High] | Form 4 | - | 2020-11-12 | Adam Woodrow | President & Chief Commercial | Buy | 37,500 | Common Stock | $0.00 | $0.00 | - | 308,173 | $0.00 | 67.52 [High] | Form 4 | - | 2020-11-13 | Adam Woodrow | President & Chief Commercial | Sell | 15,000 | Common Stock | $5.93 | $88,950.00 | 3.29 [ Very High ] | 293,173 | $1,738,515.89 | 64.23 [High] | Form 4 | - | 2020-11-12 | William M. Haskel | CLO, General Counsel & Sec. | Buy | 23,125 | Common Stock | $0.00 | $0.00 | - | 221,815 | $0.00 | 48.60 [High] | Form 4 | - | 2020-11-13 | William M. Haskel | CLO, General Counsel & Sec. | Sell | 6,892 | Common Stock | $5.93 | $40,869.56 | 1.51 [ High ] | 214,923 | $1,274,493.39 | 47.09 [High] | Form 4 | - | 2020-11-12 | Michael Bigham | Exec. Chairman of the Board | Buy | 75,000 | Common Stock | $0.00 | $0.00 | - | 617,167 | $0.00 | 135.22 [Very High] | Form 4 | - | 2020-11-13 | Michael Bigham | Exec. Chairman of the Board | Sell | 26,250 | Common Stock | $5.93 | $155,662.50 | 5.75 [ Very High ] | 590,917 | $3,504,137.81 | 129.47 [Very High] | Form 4 | - | 2020-11-12 | Randall B. Brenner | Chief Development & Regulatory | Buy | 21,250 | Common Stock | $0.00 | $0.00 | - | 152,063 | $0.00 | 33.32 [High] | Form 4 | - | 2020-11-13 | Randall B. Brenner | Chief Development & Regulatory | Sell | 8,357 | Common Stock | $5.93 | $49,557.01 | 1.83 [ High ] | 143,706 | $852,176.58 | 31.49 [High] | Form 4 | - | 2020-11-12 | Evan Loh | CEO | Buy | 75,000 | Common Stock | $0.00 | $0.00 | - | 666,487 | $0.00 | 146.03 [Very High] | Form 4 | - | 2020-11-13 | Evan Loh | CEO | Sell | 20,928 | Common Stock | $5.93 | $124,103.04 | 4.59 [ Very High ] | 645,559 | $3,828,164.87 | 141.44 [Very High] | Form 4 | - | 2020-12-11 | Michael Bigham | Exec. Chairman of the Board | Sell | 18,337 | Common Stock | $6.95 | $127,442.15 | 4.02 [ Very High ] | 572,580 | $3,979,431.00 | 125.45 [Very High] | Form 4 | - | 2020-12-14 | Michael Bigham | Exec. Chairman of the Board | Sell | 26,063 | Common Stock | $6.71 | $174,882.73 | 5.71 [ Very High ] | 546,517 | $3,667,129.07 | 119.74 [Very High] | Form 4 | - | 2020-12-11 | Randall B. Brenner | Chief Development & Regulatory | Sell | 6,164 | Common Stock | $6.95 | $42,839.80 | 1.35 [ High ] | 137,542 | $955,916.90 | 30.14 [High] | Form 4 | - | 2020-12-14 | Randall B. Brenner | Chief Development & Regulatory | Sell | 8,760 | Common Stock | $6.71 | $58,779.60 | 1.92 [ High ] | 128,782 | $864,127.22 | 28.22 [High] | Form 4 | - | 2020-12-11 | William M. Haskel | CLO, General Counsel & Sec. | Sell | 4,814 | Common Stock | $6.95 | $33,457.30 | 1.05 [ High ] | 210,109 | $1,460,257.55 | 46.04 [High] | Form 4 | - | 2020-12-14 | William M. Haskel | CLO, General Counsel & Sec. | Sell | 6,842 | Common Stock | $6.71 | $45,909.82 | 1.50 [ High ] | 203,267 | $1,363,921.57 | 44.54 [High] | Form 4 | - | 2020-12-11 | Adam Woodrow | President & Chief Commercial | Sell | 9,045 | Common Stock | $6.95 | $62,862.75 | 1.98 [ High ] | 284,128 | $1,974,689.60 | 62.25 [High] | Form 4 | - | 2020-12-14 | Adam Woodrow | President & Chief Commercial | Sell | 12,855 | Common Stock | $6.71 | $86,257.05 | 2.82 [ Very High ] | 271,273 | $1,820,241.83 | 59.44 [High] | Form 4 | - | 2020-12-11 | Evan Loh | CEO | Sell | 18,585 | Common Stock | $6.95 | $129,165.75 | 4.07 [ Very High ] | 626,974 | $4,357,469.30 | 137.37 [Very High] | Form 4 | - | 2020-12-14 | Evan Loh | CEO | Sell | 26,415 | Common Stock | $6.71 | $177,244.65 | 5.79 [ Very High ] | 600,559 | $4,029,750.89 | 131.58 [Very High] | Form 4 | - | 2021-02-18 | Thomas John Dietz | - | Buy | 9,000 | Common Stock | $0.00 | $0.00 | - | 30,000 | $0.00 | 6.57 [Average] | Form 4 | - | 2021-02-18 | Timothy R Franson | - | Buy | 9,000 | Common Stock | $0.00 | $0.00 | - | 39,000 | $0.00 | 8.54 [Average] | Form 4 | - | 2021-02-18 | Rolf K Hoffmann | - | Buy | 9,000 | Common Stock | $0.00 | $0.00 | - | 44,000 | $0.00 | 9.64 [Average] | Form 4 | - | 2021-02-18 | Kristine Peterson | - | Buy | 9,000 | Common Stock | $0.00 | $0.00 | - | 39,000 | $0.00 | 8.54 [Average] | Form 4 | - | 2021-02-18 | Robert S Radie | - | Buy | 9,000 | Common Stock | $0.00 | $0.00 | - | 32,250 | $0.00 | 7.07 [Average] | Form 4 | - | 2021-02-18 | Jeffrey Stein | - | Buy | 9,000 | Common Stock | $0.00 | $0.00 | - | 35,625 | $0.00 | 7.81 [Average] | Form 4 | - |
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