B. Riley Financial, Inc.

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B. Riley Financial, Inc.

$RILY

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Trade Date Insider Title Buy or Sell Quantity Security Type Price Proceeds Transaction Conviction Position Quantity Position Value Positon Conviction SEC Link Nature of Ownership
2020-05-21Howard WeitzmanSVP, Chief Accounting OfficerBuy8,296Common Stock$0.00$0.00  -37,134$0.00  14.38    [Average]Form 4-
2020-05-22Howard WeitzmanSVP, Chief Accounting OfficerSell2,872Common Stock$18.54$53,246.88  1.11     [ High ]34,262$635,217.48  13.27    [Average]Form 4-
2020-05-21Bryant R RileyChairman and Co-CEOBuy41,482Common Stock$0.00$0.00  -4,548,824$0.00  1,761.27 [Very High]Form 4-
2020-05-21Bryant R RileyChairman and Co-CEOBuy1,835Common Stock$18.25-$33,488.75  0.71     [ Average ]4,550,659$83,049,526.75  1,761.98 [Very High]Form 4-
2020-05-21Kenneth M YoungPresidentBuy22,124Common Stock$0.00$0.00  -93,882$0.00  36.35    [High]Form 4-
2020-05-22Kenneth M YoungPresidentSell8,455Common Stock$18.54$156,755.70  3.27     [ Very High ]85,427$1,583,816.58  33.08    [High]Form 4-
2020-05-21Kelleher Thomas J /advCo-CEOBuy41,482Common Stock$0.00$0.00  -180,103$0.00  69.73    [High]Form 4-
2020-05-22Kelleher Thomas J /advCo-CEOSell8,131Common Stock$18.54$150,748.74  3.15     [ Very High ]171,972$3,188,360.88  66.59    [High]Form 4-
2020-05-21Alan N FormanEVP, General Counsel, SecBuy13,827Common Stock$0.00$0.00  -78,414$0.00  30.36    [High]Form 4-
2020-05-22Alan N FormanEVP, General Counsel, SecSell5,657Common Stock$18.54$104,880.78  2.19     [ High ]72,757$1,348,914.78  28.17    [High]Form 4-
2020-05-21Andrew MooreCEO of B. Riley FBR, Inc.Buy22,124Common Stock$0.00$0.00  -161,761$0.00  62.63    [High]Form 4-
2020-05-22Andrew MooreCEO of B. Riley FBR, Inc.Sell8,831Common Stock$18.54$163,726.74  3.42     [ Very High ]152,930$2,835,322.20  59.21    [High]Form 4-
2020-05-21Phillip J. AhnCFO & Chief Operating OfficerBuy19,358Common Stock$0.00$0.00  -124,642$0.00  48.26    [High]Form 4-
2020-05-22Phillip J. AhnCFO & Chief Operating OfficerSell8,535Common Stock$18.54$158,238.90  3.30     [ Very High ]116,107$2,152,623.78  44.96    [High]Form 4-
2020-06-03Bryant R RileyChairman and Co-CEOBuy40,000Common Stock$20.81-$832,400.00  -4,590,659$95,531,613.79  -Form 4-
2020-06-09Bryant R RileyChairman and Co-CEOBuy9,311Common Stock$22.98-$213,966.78  -4,599,970$105,707,310.60  -Form 4-
2020-06-10Bryant R RileyChairman and Co-CEOBuy10,689Common Stock$22.74-$243,067.86  -4,610,659$104,846,385.66  -Form 4-
2020-06-18Randall E Paulson-Buy3,456Common Stock$0.00$0.00  -13,343$0.00  5.17     [Average]Form 4-
2020-06-18Mikel H Williams-Buy3,456Common Stock$0.00$0.00  -64,038$0.00  24.79    [High]Form 4-
2020-06-18D Agostino Robert P-Buy3,456Common Stock$0.00$0.00  -138,509$0.00  53.63    [High]Form 4-
2020-06-18Michael Joseph Sheldon-Buy3,456Common Stock$0.00$0.00  -21,571$0.00  8.35     [Average]Form 4-
2020-06-18Todd D. Sims-Buy3,456Common Stock$0.00$0.00  -17,717$0.00  6.86     [Average]Form 4-
2020-06-18Robert L Antin-Buy3,456Common Stock$0.00$0.00  -12,934$0.00  5.01     [Average]Form 4-
2020-06-18Marian Walters-Buy3,456Common Stock$0.00$0.00  -5,701$0.00  2.21     [Low]Form 4-
2020-08-06Bryant R RileyChairman and Co-CEOBuy25,000Common Stock$27.15-$678,750.00  9.82     [ Very High ]4,635,659$125,858,141.85  1,821.26 [Very High]Form 4-
2020-08-07Randall E Paulson-Buy25,000Common Stock$26.96-$674,000.00  9.82     [ Very High ]38,343$1,033,727.28  15.06    [High]Form 4-
2020-06-30Kenneth M YoungPresidentBuy992Common Stock$18.50-$18,352.00  0.39     [ Average ]86,419$1,598,751.50  33.95    [High]Form 4-
2020-08-06Kenneth M YoungPresidentBuy1,000Common Stock$27.28-$27,280.00  0.39     [ Average ]14,500$395,560.00  5.70     [Average]Form 4See Note
2020-08-26Bryant R RileyChairman and Co-CEOBuy20,000Common Stock$26.67-$533,400.00  7.86     [ Very High ]4,655,659$124,166,425.53  1,829.12 [Very High]Form 4-
2020-09-02Bryant R RileyChairman and Co-CEOBuy15,000Common Stock$27.15-$407,250.00  5.89     [ Very High ]4,670,659$126,808,391.85  1,835.01 [Very High]Form 4-
2020-09-02Bryant R RileyChairman and Co-CEOBuy700Common Stock$27.15-$19,005.00  0.28     [ Low ]5,575$151,361.25  2.19     [Low]Form 4UTMA account of S.R.
2020-09-02Bryant R RileyChairman and Co-CEOBuy700Common Stock$27.15-$19,005.00  0.28     [ Low ]5,575$151,361.25  2.19     [Low]Form 4UTMA account of C.R.
2020-09-02Bryant R RileyChairman and Co-CEOBuy700Common Stock$27.15-$19,005.00  0.28     [ Low ]5,575$151,361.25  2.19     [Low]Form 4UTMA account of A.R.
2020-09-02Bryant R RileyChairman and Co-CEOBuy700Common Stock$27.15-$19,005.00  0.28     [ Low ]5,575$151,361.25  2.19     [Low]Form 4UTMA account of E.R.
2020-09-04Bryant R RileyChairman and Co-CEOBuy2,282Common Stock$26.21-$59,811.22  0.90     [ High ]4,672,941$122,477,783.61  1,835.91 [Very High]Form 4-
2020-09-08Bryant R RileyChairman and Co-CEOBuy1,224Common Stock$25.59-$31,322.16  0.48     [ Average ]4,674,165$119,611,882.35  1,836.39 [Very High]Form 4-
2020-09-14Todd D. Sims-Sell2,554Common Stock$0.00$0.00  -15,163$0.00  5.96     [Average]Form 4-
2020-11-03Bryant R RileyChairman and Co-CEOBuy60,000Common Stock$26.66-$1,599,600.00  23.59    [ Very High ]4,734,165$126,212,838.90  1,861.50 [Very High]Form 4-
2020-11-03Randall E Paulson-Buy40,000Common Stock$26.65-$1,066,000.00  15.73    [ Very High ]78,343$2,087,840.95  30.80    [High]Form 4-
2020-11-19Bryant R RileyChairman and Co-CEOBuy15,000Common Stock$32.53-$487,950.00  5.90     [ Very High ]4,749,165$154,490,337.45  1,867.40 [Very High]Form 4-