B. Riley Financial, Inc.

Pages

B. Riley Financial, Inc.

$RILY

Search Table
Pages

Trade Date Insider Title Buy or Sell Quantity Security Type Price Proceeds Transaction Conviction Position Quantity Position Value Positon Conviction SEC Link Nature of Ownership
2020-05-21Howard WeitzmanSVP, Chief Accounting OfficerBuy8,296Common Stock$0.00$0.00  -37,134$0.00  14.38    [Average]Form 4-
2020-05-22Howard WeitzmanSVP, Chief Accounting OfficerSell2,872Common Stock$18.54$53,246.88  1.11     [ High ]34,262$635,217.48  13.27    [Average]Form 4-
2020-05-21Bryant R RileyChairman and Co-CEOBuy41,482Common Stock$0.00$0.00  -4,548,824$0.00  1,761.27 [Very High]Form 4-
2020-05-21Bryant R RileyChairman and Co-CEOBuy1,835Common Stock$18.25-$33,488.75  0.71     [ Average ]4,550,659$83,049,526.75  1,761.98 [Very High]Form 4-
2020-05-21Kenneth M YoungPresidentBuy22,124Common Stock$0.00$0.00  -93,882$0.00  36.35    [High]Form 4-
2020-05-22Kenneth M YoungPresidentSell8,455Common Stock$18.54$156,755.70  3.27     [ Very High ]85,427$1,583,816.58  33.08    [High]Form 4-
2020-05-21Kelleher Thomas J /advCo-CEOBuy41,482Common Stock$0.00$0.00  -180,103$0.00  69.73    [High]Form 4-
2020-05-22Kelleher Thomas J /advCo-CEOSell8,131Common Stock$18.54$150,748.74  3.15     [ Very High ]171,972$3,188,360.88  66.59    [High]Form 4-
2020-05-21Alan N FormanEVP, General Counsel, SecBuy13,827Common Stock$0.00$0.00  -78,414$0.00  30.36    [High]Form 4-
2020-05-22Alan N FormanEVP, General Counsel, SecSell5,657Common Stock$18.54$104,880.78  2.19     [ High ]72,757$1,348,914.78  28.17    [High]Form 4-
2020-05-21Andrew MooreCEO of B. Riley FBR, Inc.Buy22,124Common Stock$0.00$0.00  -161,761$0.00  62.63    [High]Form 4-
2020-05-22Andrew MooreCEO of B. Riley FBR, Inc.Sell8,831Common Stock$18.54$163,726.74  3.42     [ Very High ]152,930$2,835,322.20  59.21    [High]Form 4-
2020-05-21Phillip J. AhnCFO & Chief Operating OfficerBuy19,358Common Stock$0.00$0.00  -124,642$0.00  48.26    [High]Form 4-
2020-05-22Phillip J. AhnCFO & Chief Operating OfficerSell8,535Common Stock$18.54$158,238.90  3.30     [ Very High ]116,107$2,152,623.78  44.96    [High]Form 4-
2020-06-03Bryant R RileyChairman and Co-CEOBuy40,000Common Stock$20.81-$832,400.00  -4,590,659$95,531,613.79  -Form 4-
2020-06-09Bryant R RileyChairman and Co-CEOBuy9,311Common Stock$22.98-$213,966.78  -4,599,970$105,707,310.60  -Form 4-
2020-06-10Bryant R RileyChairman and Co-CEOBuy10,689Common Stock$22.74-$243,067.86  -4,610,659$104,846,385.66  -Form 4-
2020-06-18Randall E Paulson-Buy3,456Common Stock$0.00$0.00  -13,343$0.00  5.17     [Average]Form 4-
2020-06-18Mikel H Williams-Buy3,456Common Stock$0.00$0.00  -64,038$0.00  24.79    [High]Form 4-
2020-06-18D Agostino Robert P-Buy3,456Common Stock$0.00$0.00  -138,509$0.00  53.63    [High]Form 4-
2020-06-18Michael Joseph Sheldon-Buy3,456Common Stock$0.00$0.00  -21,571$0.00  8.35     [Average]Form 4-
2020-06-18Todd D. Sims-Buy3,456Common Stock$0.00$0.00  -17,717$0.00  6.86     [Average]Form 4-
2020-06-18Robert L Antin-Buy3,456Common Stock$0.00$0.00  -12,934$0.00  5.01     [Average]Form 4-
2020-06-18Marian Walters-Buy3,456Common Stock$0.00$0.00  -5,701$0.00  2.21     [Low]Form 4-
2020-08-06Bryant R RileyChairman and Co-CEOBuy25,000Common Stock$27.15-$678,750.00  9.82     [ Very High ]4,635,659$125,858,141.85  1,821.26 [Very High]Form 4-
2020-08-07Randall E Paulson-Buy25,000Common Stock$26.96-$674,000.00  9.82     [ Very High ]38,343$1,033,727.28  15.06    [High]Form 4-
2020-06-30Kenneth M YoungPresidentBuy992Common Stock$18.50-$18,352.00  0.39     [ Average ]86,419$1,598,751.50  33.95    [High]Form 4-
2020-08-06Kenneth M YoungPresidentBuy1,000Common Stock$27.28-$27,280.00  0.39     [ Average ]14,500$395,560.00  5.70     [Average]Form 4See Note
2020-08-26Bryant R RileyChairman and Co-CEOBuy20,000Common Stock$26.67-$533,400.00  7.86     [ Very High ]4,655,659$124,166,425.53  1,829.12 [Very High]Form 4-
2020-09-02Bryant R RileyChairman and Co-CEOBuy15,000Common Stock$27.15-$407,250.00  5.89     [ Very High ]4,670,659$126,808,391.85  1,835.01 [Very High]Form 4-
2020-09-02Bryant R RileyChairman and Co-CEOBuy700Common Stock$27.15-$19,005.00  0.28     [ Low ]5,575$151,361.25  2.19     [Low]Form 4UTMA account of S.R.
2020-09-02Bryant R RileyChairman and Co-CEOBuy700Common Stock$27.15-$19,005.00  0.28     [ Low ]5,575$151,361.25  2.19     [Low]Form 4UTMA account of C.R.
2020-09-02Bryant R RileyChairman and Co-CEOBuy700Common Stock$27.15-$19,005.00  0.28     [ Low ]5,575$151,361.25  2.19     [Low]Form 4UTMA account of A.R.
2020-09-02Bryant R RileyChairman and Co-CEOBuy700Common Stock$27.15-$19,005.00  0.28     [ Low ]5,575$151,361.25  2.19     [Low]Form 4UTMA account of E.R.
2020-09-04Bryant R RileyChairman and Co-CEOBuy2,282Common Stock$26.21-$59,811.22  0.90     [ High ]4,672,941$122,477,783.61  1,835.91 [Very High]Form 4-
2020-09-08Bryant R RileyChairman and Co-CEOBuy1,224Common Stock$25.59-$31,322.16  0.48     [ Average ]4,674,165$119,611,882.35  1,836.39 [Very High]Form 4-
2020-09-14Todd D. Sims-Sell2,554Common Stock$0.00$0.00  -15,163$0.00  5.96     [Average]Form 4-
2020-11-03Bryant R RileyChairman and Co-CEOBuy60,000Common Stock$26.66-$1,599,600.00  23.59    [ Very High ]4,734,165$126,212,838.90  1,861.50 [Very High]Form 4-
2020-11-03Randall E Paulson-Buy40,000Common Stock$26.65-$1,066,000.00  15.73    [ Very High ]78,343$2,087,840.95  30.80    [High]Form 4-
2020-11-19Bryant R RileyChairman and Co-CEOBuy15,000Common Stock$32.53-$487,950.00  5.90     [ Very High ]4,749,165$154,490,337.45  1,867.40 [Very High]Form 4-
2020-12-03Howard WeitzmanSVP, Chief Accounting OfficerBuy25,000Common Stock$0.00$0.00  -59,262$0.00  23.30    [High]Form 4-
2020-12-03Bryant R RileyChairman and Co-CEOBuy200,000Common Stock$0.00$0.00  -4,949,165$0.00  1,946.04 [Very High]Form 4-
2020-12-03Kenneth M YoungPresidentBuy100,000Common Stock$0.00$0.00  -186,419$0.00  73.30    [High]Form 4-
2020-06-30Phillip J. AhnCFO & Chief Operating OfficerBuy992Common Stock$18.50-$18,352.00  0.39     [ Average ]117,099$2,166,331.50  46.04    [High]Form 4-
2020-12-03Phillip J. AhnCFO & Chief Operating OfficerBuy100,000Common Stock$0.00$0.00  -217,099$0.00  85.36    [High]Form 4-
2020-12-03Andrew MooreCEO B. Riley Securities, Inc.Buy100,000Common Stock$0.00$0.00  -253,922$0.00  99.84    [Very High]Form 4-
2020-12-03Alan N FormanEVP, General Counsel, SecBuy50,000Common Stock$0.00$0.00  -122,757$0.00  48.27    [High]Form 4-
2020-12-03Kelleher Thomas J /advCo-CEOBuy200,000Common Stock$0.00$0.00  -172,964$0.00  68.01    [High]Form 4-
2020-12-15Howard WeitzmanSVP, Chief Accounting OfficerSell11,547Common Stock$36.78$424,698.66  4.54     [ Very High ]47,715$1,754,957.70  18.76    [High]Form 4-
2020-12-15Bryant R RileyChairman and Co-CEOSell99,160Common Stock$36.78$3,647,104.80  38.99    [ Very High ]4,850,005$178,383,183.90  1,907.05 [Very High]Form 4-
2020-12-15Kenneth M YoungPresidentSell44,808Common Stock$36.78$1,648,038.24  17.62    [ Very High ]141,611$5,208,452.58  55.68    [High]Form 4-
2020-12-15Andrew MooreCEO B. Riley Securities, Inc.Sell46,188Common Stock$36.78$1,698,794.64  18.16    [ Very High ]207,734$7,640,456.52  81.68    [High]Form 4-
2020-12-15Alan N FormanEVP, General Counsel, SecSell22,769Common Stock$36.78$837,443.82  8.95     [ Very High ]99,988$3,677,558.64  39.32    [High]Form 4-
2020-12-15Kelleher Thomas J /advCo-CEOSell99,160Common Stock$36.78$3,647,104.80  38.99    [ Very High ]273,804$10,070,511.12  107.66   [Very High]Form 4-
2020-12-15Phillip J. AhnCFO & Chief Operating OfficerSell46,188Common Stock$36.78$1,698,794.64  18.16    [ Very High ]170,911$6,286,106.58  67.20    [High]Form 4-
2021-01-13Bryant R RileyChairman and Co-CEOBuy100,000Common Stock$46.00-$4,600,000.00  39.32    [ Very High ]4,950,005$227,700,230.00  1,946.37 [Very High]Form 4-
2021-01-13Randall E Paulson-Buy10,000Common Stock$46.00-$460,000.00  3.93     [ Very High ]88,343$4,063,778.00  34.74    [High]Form 4-
2021-01-13Kenneth M YoungPresidentBuy1,600Common Stock$46.00-$73,600.00  0.63     [ Average ]16,100$740,600.00  6.33     [Average]Form 4See Note
2021-01-13Kelleher Thomas J /advCo-CEOBuy4,900Common Stock$46.00-$225,400.00  1.93     [ High ]20,000$920,000.00  7.86     [Average]Form 4See note
2021-01-13Kelleher Thomas J /advCo-CEOBuy5,100Common Stock$46.00-$234,600.00  2.01     [ High ]459,848$21,153,008.00  180.81   [Very High]Form 4See note
2021-01-22Bryant R RileyChairman and Co-CEOBuy1,672Common Stock$47.78-$79,888.16  0.62     [ Average ]4,951,677$236,591,127.06  1,844.54 [Very High]Form 4-
2021-01-22Bryant R RileyChairman and Co-CEOBuy4,960Common Stock$47.26-$234,409.60  1.85     [ High ]84,369$3,987,278.94  31.43    [High]Form 4By B. Riley Financial, Inc. 401(k) Profit Sharing Plan FBO Bryant Riley
2021-01-22Bryant R RileyChairman and Co-CEOBuy842Common Stock$47.45-$39,952.90  0.31     [ Average ]6,417$304,486.65  2.39     [Low]Form 4UTMA account of S.R.
2021-01-22Bryant R RileyChairman and Co-CEOBuy842Common Stock$47.45-$39,952.90  0.31     [ Average ]6,417$304,486.65  2.39     [Low]Form 4UTMA account of C.R.
2021-01-22Bryant R RileyChairman and Co-CEOBuy842Common Stock$47.45-$39,952.90  0.31     [ Average ]6,417$304,486.65  2.39     [Low]Form 4UTMA account of A.R.
2021-01-22Bryant R RileyChairman and Co-CEOBuy842Common Stock$47.45-$39,952.90  0.31     [ Average ]6,417$304,486.65  2.39     [Low]Form 4UTMA account of E.R.
2021-01-25Michael Joseph Sheldon-Buy2,089Common Stock$48.95-$102,256.55  0.78     [ Average ]23,660$1,158,157.00  8.81     [Average]Form 4-
2021-01-26Bryant R RileyChairman and Co-CEOBuy4,093Common Stock$48.56-$198,756.08  1.52     [ High ]4,955,770$240,652,191.20  1,846.07 [Very High]Form 4-
2021-01-27Bryant R RileyChairman and Co-CEOBuy7,907Common Stock$47.91-$378,824.37  2.95     [ Very High ]4,963,677$237,809,765.07  1,849.01 [Very High]Form 4-
2021-01-27Bryant R RileyChairman and Co-CEOBuy11,209Common Stock$48.42-$542,739.78  4.18     [ Very High ]4,974,886$240,883,980.12  1,853.19 [Very High]Form 4-
2021-01-28Bryant R RileyChairman and Co-CEOBuy6,791Common Stock$48.71-$330,789.61  2.53     [ High ]4,981,677$242,657,486.67  1,855.72 [Very High]Form 4-
2021-01-29Bryant R RileyChairman and Co-CEOBuy1,500Common Stock$48.25-$72,375.00  0.56     [ Average ]4,983,177$240,438,290.25  1,856.28 [Very High]Form 4-
2021-05-06Andrew MooreCEO B. Riley Securities, Inc.Buy5,000Common Stock$67.68-$338,400.00  1.84     [ High ]212,734$14,397,837.12  78.23    [Very High]Form 4-