| Trade Date |
Insider |
Title |
Buy or Sell |
Quantity |
Security Type |
Price |
Proceeds |
Transaction Conviction |
Position Quantity |
Position Value |
Positon Conviction |
SEC Link |
Nature of Ownership |
2020-05-25 | Jonathan N Santelli | EVP, Gen Counsel, Secy | Buy | 3,000 | Common Stock | $0.00 | $0.00 | - | 4,475 | $0.00 | 0.33 [Very Low] | Form 4 | - | 2020-05-25 | Jonathan N Santelli | EVP, Gen Counsel, Secy | Sell | 722 | Common Stock | $65.21 | $47,081.62 | 0.05 [ Very Low ] | 3,753 | $244,733.13 | 0.27 [Very Low] | Form 4 | - | 2020-05-05 | Carson John C Jr. | President | Sell | 6,778 | Common Stock | $63.77 | $432,233.06 | 0.49 [ Average ] | 64,446 | $4,109,721.42 | 4.70 [Low] | Form 4 | - | 2020-05-06 | Carson John C Jr. | President | Sell | 8,222 | Common Stock | $62.83 | $516,588.26 | 0.60 [ Average ] | 56,224 | $3,532,553.92 | 4.10 [Low] | Form 4 | - | 2020-06-01 | Raj Seshadri | - | Buy | 1,362 | Common Stock | $0.00 | $0.00 | - | 1,362 | $0.00 | - | Form 4 | - | 2020-06-05 | Jeffrey P Julien | Executive VP - Fin | Sell | 9,150 | Common Stock | $81.58 | $746,457.00 | - | 42,092 | $3,433,865.36 | - | Form 4 | - | 2020-06-05 | Carson John C Jr. | President | Sell | 10,000 | Common Stock | $82.53 | $825,300.00 | - | 46,224 | $3,814,866.72 | - | Form 4 | - | 2020-06-09 | Jonathan N Santelli | EVP, Gen Counsel, Secy | Sell | 1,250 | Common Stock | $81.33 | $101,662.50 | - | 2,503 | $203,568.99 | - | Form 4 | - | 2020-08-06 | James E Bunn | Pres-GlobEq&Inv Banking-RJA | Buy | 800 | Common Stock | $48.20 | -$38,560.00 | 0.06 [ Very Low ] | 10,363 | $499,496.60 | 0.76 [Very Low] | Form 4 | - | 2020-09-30 | Paul D Allison | Chair, President & CEO RJ Ltd. | Buy | 5,000 | Common Stock | $0.00 | $0.00 | - | 16,414 | $0.00 | 1.20 [Very Low] | Form 4 | - | 2020-11-02 | Bella Loykhter Allaire | Executive Vice President-RJA | Sell | 3,178 | Common Stock | $77.91 | $247,597.98 | 0.23 [ Low ] | 54,857 | $4,273,908.87 | 4.02 [Low] | Form 4 | - | 2020-11-03 | Paul D Allison | Chair, President & CEO RJ Ltd. | Buy | 12,500 | Common Stock | $48.20 | -$602,500.00 | 0.92 [ High ] | 28,914 | $1,393,654.80 | 2.12 [Low] | Form 4 | - | 2020-11-03 | Paul D Allison | Chair, President & CEO RJ Ltd. | Sell | 7,533 | Common Stock | $79.98 | $602,489.34 | 0.55 [ Average ] | 21,381 | $1,710,052.38 | 1.57 [Low] | Form 4 | - | 2020-11-04 | Paul D Allison | Chair, President & CEO RJ Ltd. | Sell | 4,150 | Common Stock | $78.07 | $323,990.50 | 0.30 [ Average ] | 17,231 | $1,345,224.17 | 1.26 [Very Low] | Form 4 | - | 2020-11-04 | Paul D Allison | Chair, President & CEO RJ Ltd. | Sell | 1,550 | Common Stock | $77.97 | $120,853.50 | 0.11 [ Low ] | 23,950 | $1,867,381.50 | 1.75 [Low] | Form 4 | Rose Allison Holdings Inc. | 2020-11-09 | Thomas A James | Chairman Emeritus | Sell | 47,448 | Common Stock | $86.74 | $4,115,639.52 | 3.47 [ Very High ] | 12,022,284 | $1,042,812,914.16 | 880.11 [Very High] | Form 4 | By Thomas A. James Family Rev Trust | 2020-11-10 | Thomas A James | Chairman Emeritus | Sell | 52,552 | Common Stock | $85.92 | $4,515,267.84 | 3.85 [ Very High ] | 11,969,732 | $1,028,439,373.44 | 876.26 [Very High] | Form 4 | By Thomas A. James Family Rev Trust | 2020-11-09 | Jeffrey A Dowdle | COO & Head of Asset Mgmt. | Buy | 12,500 | Common Stock | $48.20 | -$602,500.00 | 0.92 [ High ] | 50,459 | $2,432,123.80 | 3.69 [Low] | Form 4 | - | 2020-11-09 | Jeffrey A Dowdle | COO & Head of Asset Mgmt. | Sell | 8,135 | Common Stock | $85.59 | $696,274.65 | 0.60 [ Average ] | 42,324 | $3,622,511.16 | 3.10 [Low] | Form 4 | - | 2020-11-18 | Paul C Reilly | Chairman & CEO | Buy | 2,000 | Common Stock | $0.00 | $0.00 | - | 93,775 | $0.00 | 6.86 [Average] | Form 4 | - | 2020-11-18 | Paul C Reilly | Chairman & CEO | Sell | 787 | Common Stock | $89.08 | $70,105.96 | 0.06 [ Very Low ] | 92,988 | $8,283,371.04 | 6.81 [Average] | Form 4 | - | 2020-11-18 | George Catanese | Chief Risk Officer | Buy | 300 | Common Stock | $0.00 | $0.00 | - | 6,581 | $0.00 | 0.48 [Very Low] | Form 4 | - | 2020-11-18 | George Catanese | Chief Risk Officer | Sell | 73 | Common Stock | $89.08 | $6,502.84 | - | 6,508 | $579,732.64 | 0.48 [Very Low] | Form 4 | - | 2020-11-18 | Steven M Raney | President & CEO RJBank | Buy | 1,000 | Common Stock | $0.00 | $0.00 | - | 34,344 | $0.00 | 2.51 [Low] | Form 4 | - | 2020-11-18 | Steven M Raney | President & CEO RJBank | Sell | 243 | Common Stock | $89.08 | $21,646.44 | 0.02 [ Very Low ] | 34,101 | $3,037,717.08 | 2.50 [Low] | Form 4 | - | 2020-11-18 | Carson John C Jr. | President | Buy | 1,000 | Common Stock | $0.00 | $0.00 | - | 47,224 | $0.00 | 3.46 [Low] | Form 4 | - | 2020-11-18 | Carson John C Jr. | President | Sell | 243 | Common Stock | $89.08 | $21,646.44 | 0.02 [ Very Low ] | 46,981 | $4,185,067.48 | 3.44 [Low] | Form 4 | - | 2020-11-18 | Bella Loykhter Allaire | Executive Vice President-RJA | Buy | 1,500 | Common Stock | $0.00 | $0.00 | - | 56,357 | $0.00 | 4.13 [Low] | Form 4 | - | 2020-11-18 | Bella Loykhter Allaire | Executive Vice President-RJA | Sell | 365 | Common Stock | $89.08 | $32,514.20 | 0.03 [ Very Low ] | 55,992 | $4,987,767.36 | 4.10 [Low] | Form 4 | - | 2020-11-18 | Jeffrey A Dowdle | COO & Head of Asset Mgmt. | Buy | 1,000 | Common Stock | $0.00 | $0.00 | - | 34,124 | $0.00 | 2.50 [Low] | Form 4 | - | 2020-11-18 | Jeffrey A Dowdle | COO & Head of Asset Mgmt. | Sell | 243 | Common Stock | $89.08 | $21,646.44 | 0.02 [ Very Low ] | 33,881 | $3,018,119.48 | 2.48 [Low] | Form 4 | - | 2020-11-18 | Scott A Curtis | President, PCG | Buy | 1,500 | Common Stock | $0.00 | $0.00 | - | 85,289 | $0.00 | 6.24 [Average] | Form 4 | - | 2020-11-18 | Scott A Curtis | President, PCG | Sell | 365 | Common Stock | $89.08 | $32,514.20 | 0.03 [ Very Low ] | 84,924 | $7,565,029.92 | 6.22 [Average] | Form 4 | - | 2020-11-19 | Scott A Curtis | President, PCG | Buy | 7,497 | Common Stock | $48.20 | -$361,355.40 | 0.55 [ Average ] | 92,421 | $4,454,692.20 | 6.77 [Average] | Form 4 | - | 2020-11-18 | Tashtego S Elwyn | CEO & President - RJA | Buy | 1,500 | Common Stock | $0.00 | $0.00 | - | 27,835 | $0.00 | 2.04 [Low] | Form 4 | - | 2020-11-18 | Tashtego S Elwyn | CEO & President - RJA | Sell | 365 | Common Stock | $89.08 | $32,514.20 | 0.03 [ Very Low ] | 27,470 | $2,447,027.60 | 2.01 [Low] | Form 4 | - | 2020-11-19 | James E Bunn | Pres-GlobEq&Inv Banking-RJA | Buy | 280 | Common Stock | $0.00 | $0.00 | - | 10,643 | $0.00 | 0.78 [Very Low] | Form 4 | - | 2020-11-19 | James E Bunn | Pres-GlobEq&Inv Banking-RJA | Sell | 68 | Common Stock | $89.20 | $6,065.60 | - | 10,575 | $943,290.00 | 0.77 [Very Low] | Form 4 | - | 2020-11-18 | Jodi Perry | President, ICD for RJFS | Sell | 659 | Common Stock | $90.08 | $59,362.72 | 0.05 [ Very Low ] | 3,432 | $309,154.56 | 0.25 [Very Low] | Form 4 | - | 2020-11-19 | Oorlog Jonathan W Jr | Senior VP and Controller | Buy | 200 | Common Stock | $0.00 | $0.00 | - | 5,157 | $0.00 | 0.38 [Very Low] | Form 4 | - | 2020-11-19 | Jodi Perry | President, ICD for RJFS | Buy | 200 | Common Stock | $0.00 | $0.00 | - | 3,632 | $0.00 | 0.27 [Very Low] | Form 4 | - | 2020-11-19 | Jodi Perry | President, ICD for RJFS | Sell | 48 | Common Stock | $89.20 | $4,281.60 | - | 3,584 | $319,692.80 | 0.26 [Very Low] | Form 4 | - | 2020-11-19 | Paul M Shoukry | CFO and Treasurer | Buy | 600 | Common Stock | $0.00 | $0.00 | - | 4,114 | $0.00 | 0.30 [Very Low] | Form 4 | - | 2020-11-19 | Paul M Shoukry | CFO and Treasurer | Sell | 145 | Common Stock | $89.20 | $12,934.00 | - | 3,969 | $354,034.80 | 0.29 [Very Low] | Form 4 | - | 2020-11-22 | Jodi Perry | President, ICD for RJFS | Buy | 600 | Common Stock | $0.00 | $0.00 | - | 4,184 | $0.00 | 0.31 [Very Low] | Form 4 | - | 2020-11-22 | Jodi Perry | President, ICD for RJFS | Sell | 146 | Common Stock | $88.51 | $12,922.46 | - | 4,038 | $357,403.38 | 0.30 [Very Low] | Form 4 | - | 2020-11-22 | Paul M Shoukry | CFO and Treasurer | Buy | 1,800 | Common Stock | $0.00 | $0.00 | - | 5,769 | $0.00 | 0.42 [Very Low] | Form 4 | - | 2020-11-22 | Paul M Shoukry | CFO and Treasurer | Sell | 438 | Common Stock | $88.51 | $38,767.38 | 0.03 [ Very Low ] | 5,331 | $471,846.81 | 0.39 [Very Low] | Form 4 | - | 2020-11-22 | Oorlog Jonathan W Jr | Senior VP and Controller | Buy | 900 | Common Stock | $0.00 | $0.00 | - | 6,057 | $0.00 | 0.44 [Very Low] | Form 4 | - | 2020-11-30 | Jeffrey P Julien | Executive VP - Fin | Buy | 3,000 | Common Stock | $0.00 | $0.00 | - | 46,092 | $0.00 | 3.37 [Low] | Form 4 | - | 2020-11-30 | Jeffrey P Julien | Executive VP - Fin | Buy | 1,000 | Common Stock | $0.00 | $0.00 | - | 47,092 | $0.00 | 3.44 [Low] | Form 4 | - | 2020-11-30 | Oorlog Jonathan W Jr | Senior VP and Controller | Buy | 300 | Common Stock | $0.00 | $0.00 | - | 6,357 | $0.00 | 0.46 [Very Low] | Form 4 | - | 2020-11-30 | Paul C Reilly | Chairman & CEO | Buy | 7,500 | Common Stock | $0.00 | $0.00 | - | 100,488 | $0.00 | 7.34 [Average] | Form 4 | - | 2020-11-30 | Paul C Reilly | Chairman & CEO | Buy | 2,000 | Common Stock | $0.00 | $0.00 | - | 102,488 | $0.00 | 7.48 [Average] | Form 4 | - | 2020-11-30 | Paul C Reilly | Chairman & CEO | Sell | 762 | Common Stock | $90.95 | $69,303.90 | 0.06 [ Very Low ] | 101,726 | $9,251,979.70 | 7.43 [Average] | Form 4 | - | 2020-11-30 | Paul C Reilly | Chairman & CEO | Sell | 2,858 | Common Stock | $90.95 | $259,935.10 | 0.21 [ Low ] | 98,868 | $8,992,044.60 | 7.22 [Average] | Form 4 | - | 2020-11-30 | George Catanese | Chief Risk Officer | Buy | 1,800 | Common Stock | $0.00 | $0.00 | - | 8,308 | $0.00 | 0.61 [Very Low] | Form 4 | - | 2020-11-30 | George Catanese | Chief Risk Officer | Buy | 400 | Common Stock | $0.00 | $0.00 | - | 8,708 | $0.00 | 0.64 [Very Low] | Form 4 | - | 2020-11-30 | George Catanese | Chief Risk Officer | Sell | 92 | Common Stock | $90.95 | $8,367.40 | - | 8,616 | $783,625.20 | 0.63 [Very Low] | Form 4 | - | 2020-11-30 | George Catanese | Chief Risk Officer | Sell | 415 | Common Stock | $90.95 | $37,744.25 | 0.03 [ Very Low ] | 8,201 | $745,880.95 | 0.60 [Very Low] | Form 4 | - | 2020-11-30 | Steven M Raney | President & CEO RJBank | Buy | 3,000 | Common Stock | $0.00 | $0.00 | - | 37,101 | $0.00 | 2.71 [Low] | Form 4 | - | 2020-11-30 | Steven M Raney | President & CEO RJBank | Buy | 1,000 | Common Stock | $0.00 | $0.00 | - | 38,101 | $0.00 | 2.78 [Low] | Form 4 | - | 2020-11-30 | Steven M Raney | President & CEO RJBank | Sell | 243 | Common Stock | $90.95 | $22,100.85 | 0.02 [ Very Low ] | 37,858 | $3,443,185.10 | 2.76 [Low] | Form 4 | - | 2020-11-30 | Steven M Raney | President & CEO RJBank | Sell | 730 | Common Stock | $90.95 | $66,393.50 | 0.05 [ Very Low ] | 37,128 | $3,376,791.60 | 2.71 [Low] | Form 4 | - | 2020-11-30 | Carson John C Jr. | President | Buy | 3,000 | Common Stock | $0.00 | $0.00 | - | 49,981 | $0.00 | 3.65 [Low] | Form 4 | - | 2020-11-30 | Carson John C Jr. | President | Buy | 1,000 | Common Stock | $0.00 | $0.00 | - | 50,981 | $0.00 | 3.72 [Low] | Form 4 | - | 2020-11-30 | Carson John C Jr. | President | Sell | 231 | Common Stock | $90.95 | $21,009.45 | 0.02 [ Very Low ] | 50,750 | $4,615,712.50 | 3.71 [Low] | Form 4 | - | 2020-11-30 | Carson John C Jr. | President | Sell | 695 | Common Stock | $90.95 | $63,210.25 | 0.05 [ Very Low ] | 50,055 | $4,552,502.25 | 3.66 [Low] | Form 4 | - | 2020-11-30 | Bella Loykhter Allaire | Executive Vice President-RJA | Buy | 3,000 | Common Stock | $0.00 | $0.00 | - | 58,992 | $0.00 | 4.31 [Low] | Form 4 | - | 2020-11-30 | Bella Loykhter Allaire | Executive Vice President-RJA | Buy | 1,400 | Common Stock | $0.00 | $0.00 | - | 60,392 | $0.00 | 4.41 [Low] | Form 4 | - | 2020-11-30 | Bella Loykhter Allaire | Executive Vice President-RJA | Sell | 325 | Common Stock | $90.95 | $29,558.75 | 0.02 [ Very Low ] | 60,067 | $5,463,093.65 | 4.39 [Low] | Form 4 | - | 2020-11-30 | Bella Loykhter Allaire | Executive Vice President-RJA | Sell | 698 | Common Stock | $90.95 | $63,483.10 | 0.05 [ Very Low ] | 59,369 | $5,399,610.55 | 4.34 [Low] | Form 4 | - | 2020-11-30 | Jeffrey A Dowdle | COO & Head of Asset Mgmt. | Buy | 3,000 | Common Stock | $0.00 | $0.00 | - | 36,881 | $0.00 | 2.69 [Low] | Form 4 | - | 2020-11-30 | Jeffrey A Dowdle | COO & Head of Asset Mgmt. | Buy | 1,000 | Common Stock | $0.00 | $0.00 | - | 37,881 | $0.00 | 2.77 [Low] | Form 4 | - | 2020-11-30 | Jeffrey A Dowdle | COO & Head of Asset Mgmt. | Sell | 286 | Common Stock | $90.95 | $26,011.70 | 0.02 [ Very Low ] | 37,595 | $3,419,265.25 | 2.75 [Low] | Form 4 | - | 2020-11-30 | Jeffrey A Dowdle | COO & Head of Asset Mgmt. | Sell | 860 | Common Stock | $90.95 | $78,217.00 | 0.06 [ Very Low ] | 36,735 | $3,341,048.25 | 2.68 [Low] | Form 4 | - | 2020-11-25 | Scott A Curtis | President, PCG | Sell | 500 | Common Stock | $0.00 | $0.00 | - | 91,921 | $0.00 | 6.71 [Average] | Form 4 | - | 2020-11-30 | Scott A Curtis | President, PCG | Buy | 3,000 | Common Stock | $0.00 | $0.00 | - | 94,921 | $0.00 | 6.93 [Average] | Form 4 | - | 2020-11-30 | Scott A Curtis | President, PCG | Buy | 1,000 | Common Stock | $0.00 | $0.00 | - | 95,921 | $0.00 | 7.01 [Average] | Form 4 | - | 2020-11-30 | Scott A Curtis | President, PCG | Sell | 251 | Common Stock | $90.95 | $22,828.45 | 0.02 [ Very Low ] | 95,670 | $8,701,186.50 | 6.99 [Average] | Form 4 | - | 2020-11-30 | Scott A Curtis | President, PCG | Sell | 753 | Common Stock | $90.95 | $68,485.35 | 0.05 [ Very Low ] | 94,917 | $8,632,701.15 | 6.93 [Average] | Form 4 | - | 2020-11-30 | Tashtego S Elwyn | CEO & President - RJA | Buy | 3,000 | Common Stock | $0.00 | $0.00 | - | 30,470 | $0.00 | 2.23 [Low] | Form 4 | - | 2020-11-30 | Tashtego S Elwyn | CEO & President - RJA | Buy | 1,000 | Common Stock | $0.00 | $0.00 | - | 31,470 | $0.00 | 2.30 [Low] | Form 4 | - | 2020-11-30 | Tashtego S Elwyn | CEO & President - RJA | Sell | 243 | Common Stock | $90.95 | $22,100.85 | 0.02 [ Very Low ] | 31,227 | $2,840,095.65 | 2.28 [Low] | Form 4 | - | 2020-11-30 | Tashtego S Elwyn | CEO & President - RJA | Sell | 730 | Common Stock | $90.95 | $66,393.50 | 0.05 [ Very Low ] | 30,497 | $2,773,702.15 | 2.23 [Low] | Form 4 | - | 2020-11-30 | Tashtego S Elwyn | CEO & President - RJA | Sell | 313 | Common Stock | $0.00 | $0.00 | - | 30,184 | $0.00 | 2.20 [Low] | Form 4 | - | 2020-11-30 | Jonathan N Santelli | EVP, Gen Counsel, Secy | Buy | 3,000 | Common Stock | $0.00 | $0.00 | - | 5,503 | $0.00 | 0.40 [Very Low] | Form 4 | - | 2020-11-30 | Jonathan N Santelli | EVP, Gen Counsel, Secy | Buy | 1,000 | Common Stock | $0.00 | $0.00 | - | 6,503 | $0.00 | 0.47 [Very Low] | Form 4 | - | 2020-11-30 | Jonathan N Santelli | EVP, Gen Counsel, Secy | Sell | 243 | Common Stock | $90.95 | $22,100.85 | 0.02 [ Very Low ] | 6,260 | $569,347.00 | 0.46 [Very Low] | Form 4 | - | 2020-11-30 | Jonathan N Santelli | EVP, Gen Counsel, Secy | Sell | 730 | Common Stock | $90.95 | $66,393.50 | 0.05 [ Very Low ] | 5,530 | $502,953.50 | 0.40 [Very Low] | Form 4 | - | 2020-11-30 | James E Bunn | Pres-GlobEq&Inv Banking-RJA | Buy | 4,800 | Common Stock | $0.00 | $0.00 | - | 15,375 | $0.00 | 1.12 [Very Low] | Form 4 | - | 2020-11-30 | James E Bunn | Pres-GlobEq&Inv Banking-RJA | Buy | 600 | Common Stock | $0.00 | $0.00 | - | 15,975 | $0.00 | 1.17 [Very Low] | Form 4 | - | 2020-11-30 | James E Bunn | Pres-GlobEq&Inv Banking-RJA | Sell | 146 | Common Stock | $90.95 | $13,278.70 | - | 15,829 | $1,439,647.55 | 1.16 [Very Low] | Form 4 | - | 2020-11-30 | James E Bunn | Pres-GlobEq&Inv Banking-RJA | Sell | 1,168 | Common Stock | $90.95 | $106,229.60 | 0.09 [ Very Low ] | 14,661 | $1,333,417.95 | 1.07 [Very Low] | Form 4 | - | 2020-11-30 | Jodi Perry | President, ICD for RJFS | Buy | 200 | Common Stock | $0.00 | $0.00 | - | 4,238 | $0.00 | 0.31 [Very Low] | Form 4 | - | 2020-11-30 | Jodi Perry | President, ICD for RJFS | Sell | 48 | Common Stock | $90.95 | $4,365.60 | - | 4,190 | $381,080.50 | 0.31 [Very Low] | Form 4 | - | 2020-11-30 | Paul M Shoukry | CFO and Treasurer | Buy | 600 | Common Stock | $0.00 | $0.00 | - | 5,931 | $0.00 | 0.43 [Very Low] | Form 4 | - | 2020-11-30 | Paul M Shoukry | CFO and Treasurer | Sell | 146 | Common Stock | $90.95 | $13,278.70 | - | 5,785 | $526,145.75 | 0.42 [Very Low] | Form 4 | - | 2020-12-04 | George Catanese | Chief Risk Officer | Sell | 227 | Common Stock | $96.57 | $21,921.39 | 0.02 [ Very Low ] | 7,974 | $770,049.18 | 0.58 [Very Low] | Form 4 | - | 2020-12-04 | George Catanese | Chief Risk Officer | Sell | 308 | Common Stock | $96.30 | $29,660.40 | 0.02 [ Very Low ] | 7,666 | $738,235.80 | 0.56 [Very Low] | Form 4 | - | 2020-12-04 | George Catanese | Chief Risk Officer | Sell | 651 | Common Stock | $96.57 | $62,867.07 | 0.05 [ Very Low ] | 7,015 | $677,438.55 | 0.51 [Very Low] | Form 4 | - | 2020-12-04 | George Catanese | Chief Risk Officer | Sell | 1,385 | Common Stock | $96.33 | $133,417.05 | 0.10 [ Low ] | 5,630 | $542,337.90 | 0.41 [Very Low] | Form 4 | - | 2020-12-04 | George Catanese | Chief Risk Officer | Sell | 2,320 | Common Stock | $96.49 | $223,856.80 | 0.17 [ Low ] | 3,310 | $319,381.90 | 0.24 [Very Low] | Form 4 | - | 2020-12-04 | George Catanese | Chief Risk Officer | Sell | 150 | Common Stock | $0.00 | $0.00 | - | 3,160 | $0.00 | 0.23 [Very Low] | Form 4 | - | 2020-12-04 | Jeffrey A Dowdle | COO & Head of Asset Mgmt. | Buy | 12,500 | Common Stock | $55.49 | -$693,625.00 | 0.91 [ High ] | 51,489 | $2,857,124.61 | 3.76 [Low] | Form 4 | - | 2020-12-04 | Jeffrey A Dowdle | COO & Head of Asset Mgmt. | Sell | 9,009 | Common Stock | $95.83 | $863,332.47 | 0.66 [ Average ] | 42,480 | $4,070,858.40 | 3.10 [Low] | Form 4 | - | 2020-12-09 | Bella Loykhter Allaire | Executive Vice President-RJA | Sell | 1,135 | Common Stock | $92.24 | $104,692.40 | 0.08 [ Very Low ] | 60,939 | $5,621,013.36 | 4.45 [Low] | Form 4 | - | 2020-12-09 | Bella Loykhter Allaire | Executive Vice President-RJA | Sell | 1,219 | Common Stock | $92.27 | $112,477.13 | 0.09 [ Very Low ] | 59,720 | $5,510,364.40 | 4.36 [Low] | Form 4 | - | 2020-12-09 | Bella Loykhter Allaire | Executive Vice President-RJA | Sell | 1,413 | Common Stock | $92.23 | $130,320.99 | 0.10 [ Low ] | 58,307 | $5,377,654.61 | 4.26 [Low] | Form 4 | - | 2020-12-09 | Bella Loykhter Allaire | Executive Vice President-RJA | Sell | 1,546 | Common Stock | $92.20 | $142,541.20 | 0.11 [ Low ] | 56,761 | $5,233,364.20 | 4.15 [Low] | Form 4 | - | 2020-12-15 | Jeffrey P Julien | Executive VP - Fin | Buy | 2,308 | Common Stock | $0.00 | $0.00 | - | 52,285 | $0.00 | 3.82 [Low] | Form 4 | - | 2020-12-14 | Paul C Reilly | Chairman & CEO | Sell | 13,816 | Common Stock | $92.84 | $1,282,677.44 | 1.01 [ High ] | 72,052 | $6,689,307.68 | 5.26 [Average] | Form 4 | - | 2020-12-15 | Paul C Reilly | Chairman & CEO | Buy | 21,930 | Common Stock | $0.00 | $0.00 | - | 93,982 | $0.00 | 6.86 [Average] | Form 4 | - | 2020-12-15 | Paul C Reilly | Chairman & CEO | Sell | 8,114 | Common Stock | $93.49 | $758,577.86 | 0.59 [ Average ] | 85,868 | $8,027,799.32 | 6.27 [Average] | Form 4 | - | 2020-12-15 | Carson John C Jr. | President | Buy | 2,669 | Common Stock | $0.00 | $0.00 | - | 56,061 | $0.00 | 4.09 [Low] | Form 4 | - | 2020-12-15 | Carson John C Jr. | President | Sell | 987 | Common Stock | $93.49 | $92,274.63 | 0.07 [ Very Low ] | 55,074 | $5,148,868.26 | 4.02 [Low] | Form 4 | - | 2020-12-15 | Thomas A James | Chairman Emeritus | Buy | 3,174 | Common Stock | $0.00 | $0.00 | - | 11,976,874 | $0.00 | 874.66 [Very High] | Form 4 | By Thomas A. James Family Rev Trust | 2020-12-15 | George Catanese | Chief Risk Officer | Buy | 1,090 | Common Stock | $0.00 | $0.00 | - | 4,250 | $0.00 | 0.31 [Very Low] | Form 4 | - | 2020-12-15 | George Catanese | Chief Risk Officer | Sell | 403 | Common Stock | $93.49 | $37,676.47 | 0.03 [ Very Low ] | 3,847 | $359,656.03 | 0.28 [Very Low] | Form 4 | - | 2020-12-15 | Steven M Raney | President & CEO RJBank | Buy | 981 | Common Stock | $0.00 | $0.00 | - | 39,372 | $0.00 | 2.88 [Low] | Form 4 | - | 2020-12-15 | Steven M Raney | President & CEO RJBank | Sell | 386 | Common Stock | $93.49 | $36,087.14 | 0.03 [ Very Low ] | 38,986 | $3,644,801.14 | 2.85 [Low] | Form 4 | - | 2020-12-15 | Steven M Raney | President & CEO RJBank | Sell | 3,224 | Common Stock | $93.64 | $301,895.36 | 0.24 [ Low ] | 35,762 | $3,348,753.68 | 2.61 [Low] | Form 4 | - | 2020-12-15 | Steven M Raney | President & CEO RJBank | Sell | 550 | Common Stock | $0.00 | $0.00 | - | 35,212 | $0.00 | 2.57 [Low] | Form 4 | - | 2020-12-15 | Paul D Allison | Chair, President & CEO RJ Ltd. | Buy | 1,255 | Common Stock | $0.00 | $0.00 | - | 20,054 | $0.00 | 1.46 [Low] | Form 4 | - | 2020-12-15 | Bella Loykhter Allaire | Executive Vice President-RJA | Buy | 2,164 | Common Stock | $0.00 | $0.00 | - | 58,925 | $0.00 | 4.30 [Low] | Form 4 | - | 2020-12-15 | Bella Loykhter Allaire | Executive Vice President-RJA | Sell | 800 | Common Stock | $93.49 | $74,792.00 | 0.06 [ Very Low ] | 58,125 | $5,434,106.25 | 4.24 [Low] | Form 4 | - | 2020-12-15 | Jeffrey A Dowdle | COO & Head of Asset Mgmt. | Buy | 1,803 | Common Stock | $0.00 | $0.00 | - | 44,283 | $0.00 | 3.23 [Low] | Form 4 | - | 2020-12-15 | Jeffrey A Dowdle | COO & Head of Asset Mgmt. | Sell | 667 | Common Stock | $93.49 | $62,357.83 | 0.05 [ Very Low ] | 43,616 | $4,077,659.84 | 3.19 [Low] | Form 4 | - | 2020-12-15 | Scott A Curtis | President, PCG | Buy | 2,020 | Common Stock | $0.00 | $0.00 | - | 99,341 | $0.00 | 7.25 [Average] | Form 4 | - | 2020-12-15 | Scott A Curtis | President, PCG | Sell | 747 | Common Stock | $93.49 | $69,837.03 | 0.05 [ Very Low ] | 98,594 | $9,217,553.06 | 7.20 [Average] | Form 4 | - | 2020-12-10 | Tashtego S Elwyn | CEO & President - RJA | Sell | 110 | Common Stock | $0.00 | $0.00 | - | 31,218 | $0.00 | 2.28 [Low] | Form 4 | - | 2020-12-11 | Tashtego S Elwyn | CEO & President - RJA | Sell | 65 | Common Stock | $0.00 | $0.00 | - | 31,153 | $0.00 | 2.28 [Low] | Form 4 | - | 2020-12-15 | Tashtego S Elwyn | CEO & President - RJA | Buy | 1,616 | Common Stock | $0.00 | $0.00 | - | 32,769 | $0.00 | 2.39 [Low] | Form 4 | - | 2020-12-15 | Tashtego S Elwyn | CEO & President - RJA | Sell | 635 | Common Stock | $93.49 | $59,366.15 | 0.05 [ Very Low ] | 32,134 | $3,004,207.66 | 2.35 [Low] | Form 4 | - | 2020-12-15 | Jonathan N Santelli | EVP, Gen Counsel, Secy | Buy | 534 | Common Stock | $0.00 | $0.00 | - | 3,731 | $0.00 | 0.27 [Very Low] | Form 4 | - | 2020-12-15 | Jonathan N Santelli | EVP, Gen Counsel, Secy | Sell | 210 | Common Stock | $93.49 | $19,632.90 | 0.02 [ Very Low ] | 3,521 | $329,178.29 | 0.26 [Very Low] | Form 4 | - | 2020-12-15 | James E Bunn | Pres-GlobEq&Inv Banking-RJA | Buy | 8,977 | Common Stock | $0.00 | $0.00 | - | 23,638 | $0.00 | 1.73 [Low] | Form 4 | - | 2020-12-15 | James E Bunn | Pres-GlobEq&Inv Banking-RJA | Sell | 3,532 | Common Stock | $93.49 | $330,206.68 | 0.26 [ Low ] | 20,106 | $1,879,709.94 | 1.47 [Low] | Form 4 | - | 2020-12-15 | Jodi Perry | President, ICD for RJFS | Buy | 262 | Common Stock | $0.00 | $0.00 | - | 4,497 | $0.00 | 0.33 [Very Low] | Form 4 | - | 2020-12-15 | Jodi Perry | President, ICD for RJFS | Sell | 63 | Common Stock | $93.49 | $5,889.87 | - | 4,434 | $414,534.66 | 0.32 [Very Low] | Form 4 | - | 2020-12-15 | Paul M Shoukry | CFO and Treasurer | Buy | 96 | Common Stock | $0.00 | $0.00 | - | 5,881 | $0.00 | 0.43 [Very Low] | Form 4 | - | 2020-12-15 | Paul M Shoukry | CFO and Treasurer | Sell | 37 | Common Stock | $93.49 | $3,459.13 | - | 5,844 | $546,355.56 | 0.43 [Very Low] | Form 4 | - | 2021-01-04 | Paul C Reilly | Chairman & CEO | Sell | 8,547 | Common Stock | $94.03 | $803,674.41 | 0.62 [ Average ] | 77,321 | $7,270,493.63 | 5.65 [Average] | Form 4 | - | 2021-01-04 | Steven M Raney | President & CEO RJBank | Sell | 363 | Common Stock | $94.03 | $34,132.89 | 0.03 [ Very Low ] | 34,849 | $3,276,851.47 | 2.54 [Low] | Form 4 | - | 2021-01-04 | Carson John C Jr. | President | Sell | 734 | Common Stock | $94.03 | $69,018.02 | 0.05 [ Very Low ] | 54,340 | $5,109,590.20 | 3.97 [Low] | Form 4 | - | 2021-01-04 | Bella Loykhter Allaire | Executive Vice President-RJA | Sell | 595 | Common Stock | $94.03 | $55,947.85 | 0.04 [ Very Low ] | 57,530 | $5,409,545.90 | 4.20 [Low] | Form 4 | - | 2021-01-04 | Jeffrey A Dowdle | COO & Head of Asset Mgmt. | Sell | 495 | Common Stock | $94.03 | $46,544.85 | 0.04 [ Very Low ] | 43,121 | $4,054,667.63 | 3.15 [Low] | Form 4 | - | 2021-01-04 | Scott A Curtis | President, PCG | Sell | 555 | Common Stock | $94.03 | $52,186.65 | 0.04 [ Very Low ] | 98,039 | $9,218,607.17 | 7.16 [Average] | Form 4 | - | 2021-01-04 | Tashtego S Elwyn | CEO & President - RJA | Sell | 567 | Common Stock | $94.03 | $53,315.01 | 0.04 [ Very Low ] | 31,567 | $2,968,245.01 | 2.31 [Low] | Form 4 | - | 2021-01-04 | Jonathan N Santelli | EVP, Gen Counsel, Secy | Sell | 197 | Common Stock | $94.03 | $18,523.91 | - | 3,324 | $312,555.72 | 0.24 [Very Low] | Form 4 | - | 2021-01-29 | Paul D Allison | Chair, President & CEO RJ Ltd. | Buy | 12,500 | Common Stock | $55.49 | -$693,625.00 | 0.91 [ High ] | 32,554 | $1,806,421.46 | 2.37 [Low] | Form 4 | - | 2021-01-29 | Paul D Allison | Chair, President & CEO RJ Ltd. | Sell | 6,941 | Common Stock | $99.93 | $693,614.13 | 0.51 [ Average ] | 25,613 | $2,559,507.09 | 1.86 [Low] | Form 4 | - | 2021-02-01 | Paul D Allison | Chair, President & CEO RJ Ltd. | Sell | 7,000 | Common Stock | $100.95 | $706,650.00 | 0.51 [ Average ] | 18,613 | $1,878,982.35 | 1.35 [Low] | Form 4 | - | 2021-02-08 | Thomas A James | Chairman Emeritus | Sell | 81,378 | Common Stock | $110.26 | $8,972,738.28 | 5.91 [ Very High ] | 11,895,496 | $1,311,597,388.96 | 863.80 [Very High] | Form 4 | By Thomas A. James Family Rev Trust | 2021-02-09 | Thomas A James | Chairman Emeritus | Sell | 3,721 | Common Stock | $111.75 | $415,821.75 | 0.27 [ Low ] | 11,891,775 | $1,328,905,856.25 | 863.53 [Very High] | Form 4 | By Thomas A. James Family Rev Trust | 2021-02-09 | Thomas A James | Chairman Emeritus | Sell | 116,883 | Common Stock | $111.13 | $12,989,207.79 | 8.49 [ Very High ] | 11,774,892 | $1,308,543,747.96 | 855.04 [Very High] | Form 4 | By Thomas A. James Family Rev Trust | 2021-02-11 | Thomas A James | Chairman Emeritus | Sell | 48,018 | Common Stock | $112.94 | $5,423,152.92 | 3.49 [ Very High ] | 11,726,874 | $1,324,433,149.56 | 851.56 [Very High] | Form 4 | By Thomas A. James Family Rev Trust | 2021-02-18 | Robert M Dutkowsky | - | Buy | 1,481 | Common Stock | $0.00 | $0.00 | - | 3,932 | $0.00 | 0.29 [Very Low] | Form 4 | - | 2021-02-18 | Benjamin Esty | - | Buy | 1,481 | Common Stock | $0.00 | $0.00 | - | 14,851 | $0.00 | 1.08 [Very Low] | Form 4 | - | 2021-02-17 | Gordon L Johnson | - | Buy | 60 | Common Stock | $0.00 | $0.00 | - | 20,779 | $0.00 | 1.51 [Low] | Form 4 | - | 2021-02-18 | Gordon L Johnson | - | Buy | 1,727 | Common Stock | $0.00 | $0.00 | - | 22,506 | $0.00 | 1.63 [Low] | Form 4 | - | 2021-02-18 | Raj Seshadri | - | Buy | 1,481 | Common Stock | $0.00 | $0.00 | - | 2,843 | $0.00 | 0.21 [Very Low] | Form 4 | - | 2021-02-18 | Thomas A James | Chairman Emeritus | Sell | 27,608 | Common Stock | $116.58 | $3,218,540.64 | 2.00 [ High ] | 635,146 | $74,045,320.68 | 46.12 [High] | Form 4 | By Robert A. James Trust | 2021-02-19 | Thomas A James | Chairman Emeritus | Sell | 192,392 | Common Stock | $116.62 | $22,436,755.04 | 13.97 [ Very High ] | 442,754 | $51,633,971.48 | 32.15 [High] | Form 4 | By Robert A. James Trust | 2021-02-18 | Roderick C Mcgeary | - | Buy | 1,481 | Common Stock | $0.00 | $0.00 | - | 9,891 | $0.00 | 0.72 [Very Low] | Form 4 | - | 2021-02-18 | Susan N Story | - | Buy | 1,481 | Common Stock | $0.00 | $0.00 | - | 28,409 | $0.00 | 2.06 [Low] | Form 4 | - | 2021-02-18 | Jeffrey N Edwards | - | Buy | 1,481 | Common Stock | $0.00 | $0.00 | - | 15,551 | $0.00 | 1.13 [Very Low] | Form 4 | - | 2021-02-19 | Gordon L Johnson | - | Buy | 60 | Common Stock | $0.00 | $0.00 | - | 22,566 | $0.00 | 1.64 [Low] | Form 4 | - | 2021-02-18 | Arentschildt Charles Von | - | Buy | 1,481 | Common Stock | $0.00 | $0.00 | - | 10,429 | $0.00 | 0.76 [Very Low] | Form 4 | - | 2021-02-18 | Anne Gates | - | Buy | 1,481 | Common Stock | $0.00 | $0.00 | - | 4,887 | $0.00 | 0.35 [Very Low] | Form 4 | - | 2021-02-22 | Paul D Allison | Chair, President & CEO RJ Ltd. | Sell | 10,000 | Common Stock | $117.99 | $1,179,900.00 | 0.73 [ Average ] | 13,950 | $1,645,960.50 | 1.01 [Very Low] | Form 4 | Rose Allison Holdings Inc. |
