RAYMOND JAMES FINANCIAL INC

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RAYMOND JAMES FINANCIAL INC

$RJF

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Trade Date Insider Title Buy or Sell Quantity Security Type Price Proceeds Transaction Conviction Position Quantity Position Value Positon Conviction SEC Link Nature of Ownership
2020-05-25Jonathan N SantelliEVP, Gen Counsel, SecyBuy3,000Common Stock$0.00$0.00  -4,475$0.00  0.33     [Very Low]Form 4-
2020-05-25Jonathan N SantelliEVP, Gen Counsel, SecySell722Common Stock$65.21$47,081.62  0.05     [ Very Low ]3,753$244,733.13  0.27     [Very Low]Form 4-
2020-05-05Carson John C Jr.PresidentSell6,778Common Stock$63.77$432,233.06  0.49     [ Average ]64,446$4,109,721.42  4.70     [Low]Form 4-
2020-05-06Carson John C Jr.PresidentSell8,222Common Stock$62.83$516,588.26  0.60     [ Average ]56,224$3,532,553.92  4.10     [Low]Form 4-
2020-06-01Raj Seshadri-Buy1,362Common Stock$0.00$0.00  -1,362$0.00  -Form 4-
2020-06-05Jeffrey P JulienExecutive VP - FinSell9,150Common Stock$81.58$746,457.00  -42,092$3,433,865.36  -Form 4-
2020-06-05Carson John C Jr.PresidentSell10,000Common Stock$82.53$825,300.00  -46,224$3,814,866.72  -Form 4-
2020-06-09Jonathan N SantelliEVP, Gen Counsel, SecySell1,250Common Stock$81.33$101,662.50  -2,503$203,568.99  -Form 4-
2020-08-06James E BunnPres-GlobEq&Inv Banking-RJABuy800Common Stock$48.20-$38,560.00  0.06     [ Very Low ]10,363$499,496.60  0.76     [Very Low]Form 4-
2020-09-30Paul D AllisonChair, President & CEO RJ Ltd.Buy5,000Common Stock$0.00$0.00  -16,414$0.00  1.20     [Very Low]Form 4-
2020-11-02Bella Loykhter AllaireExecutive Vice President-RJASell3,178Common Stock$77.91$247,597.98  0.23     [ Low ]54,857$4,273,908.87  4.02     [Low]Form 4-
2020-11-03Paul D AllisonChair, President & CEO RJ Ltd.Buy12,500Common Stock$48.20-$602,500.00  0.92     [ High ]28,914$1,393,654.80  2.12     [Low]Form 4-
2020-11-03Paul D AllisonChair, President & CEO RJ Ltd.Sell7,533Common Stock$79.98$602,489.34  0.55     [ Average ]21,381$1,710,052.38  1.57     [Low]Form 4-
2020-11-04Paul D AllisonChair, President & CEO RJ Ltd.Sell4,150Common Stock$78.07$323,990.50  0.30     [ Average ]17,231$1,345,224.17  1.26     [Very Low]Form 4-
2020-11-04Paul D AllisonChair, President & CEO RJ Ltd.Sell1,550Common Stock$77.97$120,853.50  0.11     [ Low ]23,950$1,867,381.50  1.75     [Low]Form 4Rose Allison Holdings Inc.
2020-11-09Thomas A JamesChairman EmeritusSell47,448Common Stock$86.74$4,115,639.52  3.47     [ Very High ]12,022,284$1,042,812,914.16  880.11   [Very High]Form 4By Thomas A. James Family Rev Trust
2020-11-10Thomas A JamesChairman EmeritusSell52,552Common Stock$85.92$4,515,267.84  3.85     [ Very High ]11,969,732$1,028,439,373.44  876.26   [Very High]Form 4By Thomas A. James Family Rev Trust
2020-11-09Jeffrey A DowdleCOO & Head of Asset Mgmt.Buy12,500Common Stock$48.20-$602,500.00  0.92     [ High ]50,459$2,432,123.80  3.69     [Low]Form 4-
2020-11-09Jeffrey A DowdleCOO & Head of Asset Mgmt.Sell8,135Common Stock$85.59$696,274.65  0.60     [ Average ]42,324$3,622,511.16  3.10     [Low]Form 4-
2020-11-18Paul C ReillyChairman & CEOBuy2,000Common Stock$0.00$0.00  -93,775$0.00  6.86     [Average]Form 4-
2020-11-18Paul C ReillyChairman & CEOSell787Common Stock$89.08$70,105.96  0.06     [ Very Low ]92,988$8,283,371.04  6.81     [Average]Form 4-
2020-11-18George CataneseChief Risk OfficerBuy300Common Stock$0.00$0.00  -6,581$0.00  0.48     [Very Low]Form 4-
2020-11-18George CataneseChief Risk OfficerSell73Common Stock$89.08$6,502.84  -6,508$579,732.64  0.48     [Very Low]Form 4-
2020-11-18Steven M RaneyPresident & CEO RJBankBuy1,000Common Stock$0.00$0.00  -34,344$0.00  2.51     [Low]Form 4-
2020-11-18Steven M RaneyPresident & CEO RJBankSell243Common Stock$89.08$21,646.44  0.02     [ Very Low ]34,101$3,037,717.08  2.50     [Low]Form 4-
2020-11-18Carson John C Jr.PresidentBuy1,000Common Stock$0.00$0.00  -47,224$0.00  3.46     [Low]Form 4-
2020-11-18Carson John C Jr.PresidentSell243Common Stock$89.08$21,646.44  0.02     [ Very Low ]46,981$4,185,067.48  3.44     [Low]Form 4-
2020-11-18Bella Loykhter AllaireExecutive Vice President-RJABuy1,500Common Stock$0.00$0.00  -56,357$0.00  4.13     [Low]Form 4-
2020-11-18Bella Loykhter AllaireExecutive Vice President-RJASell365Common Stock$89.08$32,514.20  0.03     [ Very Low ]55,992$4,987,767.36  4.10     [Low]Form 4-
2020-11-18Jeffrey A DowdleCOO & Head of Asset Mgmt.Buy1,000Common Stock$0.00$0.00  -34,124$0.00  2.50     [Low]Form 4-
2020-11-18Jeffrey A DowdleCOO & Head of Asset Mgmt.Sell243Common Stock$89.08$21,646.44  0.02     [ Very Low ]33,881$3,018,119.48  2.48     [Low]Form 4-
2020-11-18Scott A CurtisPresident, PCGBuy1,500Common Stock$0.00$0.00  -85,289$0.00  6.24     [Average]Form 4-
2020-11-18Scott A CurtisPresident, PCGSell365Common Stock$89.08$32,514.20  0.03     [ Very Low ]84,924$7,565,029.92  6.22     [Average]Form 4-
2020-11-19Scott A CurtisPresident, PCGBuy7,497Common Stock$48.20-$361,355.40  0.55     [ Average ]92,421$4,454,692.20  6.77     [Average]Form 4-
2020-11-18Tashtego S ElwynCEO & President - RJABuy1,500Common Stock$0.00$0.00  -27,835$0.00  2.04     [Low]Form 4-
2020-11-18Tashtego S ElwynCEO & President - RJASell365Common Stock$89.08$32,514.20  0.03     [ Very Low ]27,470$2,447,027.60  2.01     [Low]Form 4-
2020-11-19James E BunnPres-GlobEq&Inv Banking-RJABuy280Common Stock$0.00$0.00  -10,643$0.00  0.78     [Very Low]Form 4-
2020-11-19James E BunnPres-GlobEq&Inv Banking-RJASell68Common Stock$89.20$6,065.60  -10,575$943,290.00  0.77     [Very Low]Form 4-
2020-11-18Jodi PerryPresident, ICD for RJFSSell659Common Stock$90.08$59,362.72  0.05     [ Very Low ]3,432$309,154.56  0.25     [Very Low]Form 4-
2020-11-19Oorlog Jonathan W JrSenior VP and ControllerBuy200Common Stock$0.00$0.00  -5,157$0.00  0.38     [Very Low]Form 4-
2020-11-19Jodi PerryPresident, ICD for RJFSBuy200Common Stock$0.00$0.00  -3,632$0.00  0.27     [Very Low]Form 4-
2020-11-19Jodi PerryPresident, ICD for RJFSSell48Common Stock$89.20$4,281.60  -3,584$319,692.80  0.26     [Very Low]Form 4-
2020-11-19Paul M ShoukryCFO and TreasurerBuy600Common Stock$0.00$0.00  -4,114$0.00  0.30     [Very Low]Form 4-
2020-11-19Paul M ShoukryCFO and TreasurerSell145Common Stock$89.20$12,934.00  -3,969$354,034.80  0.29     [Very Low]Form 4-
2020-11-22Jodi PerryPresident, ICD for RJFSBuy600Common Stock$0.00$0.00  -4,184$0.00  0.31     [Very Low]Form 4-
2020-11-22Jodi PerryPresident, ICD for RJFSSell146Common Stock$88.51$12,922.46  -4,038$357,403.38  0.30     [Very Low]Form 4-
2020-11-22Paul M ShoukryCFO and TreasurerBuy1,800Common Stock$0.00$0.00  -5,769$0.00  0.42     [Very Low]Form 4-
2020-11-22Paul M ShoukryCFO and TreasurerSell438Common Stock$88.51$38,767.38  0.03     [ Very Low ]5,331$471,846.81  0.39     [Very Low]Form 4-
2020-11-22Oorlog Jonathan W JrSenior VP and ControllerBuy900Common Stock$0.00$0.00  -6,057$0.00  0.44     [Very Low]Form 4-
2020-11-30Jeffrey P JulienExecutive VP - FinBuy3,000Common Stock$0.00$0.00  -46,092$0.00  3.37     [Low]Form 4-
2020-11-30Jeffrey P JulienExecutive VP - FinBuy1,000Common Stock$0.00$0.00  -47,092$0.00  3.44     [Low]Form 4-
2020-11-30Oorlog Jonathan W JrSenior VP and ControllerBuy300Common Stock$0.00$0.00  -6,357$0.00  0.46     [Very Low]Form 4-
2020-11-30Paul C ReillyChairman & CEOBuy7,500Common Stock$0.00$0.00  -100,488$0.00  7.34     [Average]Form 4-
2020-11-30Paul C ReillyChairman & CEOBuy2,000Common Stock$0.00$0.00  -102,488$0.00  7.48     [Average]Form 4-
2020-11-30Paul C ReillyChairman & CEOSell762Common Stock$90.95$69,303.90  0.06     [ Very Low ]101,726$9,251,979.70  7.43     [Average]Form 4-
2020-11-30Paul C ReillyChairman & CEOSell2,858Common Stock$90.95$259,935.10  0.21     [ Low ]98,868$8,992,044.60  7.22     [Average]Form 4-
2020-11-30George CataneseChief Risk OfficerBuy1,800Common Stock$0.00$0.00  -8,308$0.00  0.61     [Very Low]Form 4-
2020-11-30George CataneseChief Risk OfficerBuy400Common Stock$0.00$0.00  -8,708$0.00  0.64     [Very Low]Form 4-
2020-11-30George CataneseChief Risk OfficerSell92Common Stock$90.95$8,367.40  -8,616$783,625.20  0.63     [Very Low]Form 4-
2020-11-30George CataneseChief Risk OfficerSell415Common Stock$90.95$37,744.25  0.03     [ Very Low ]8,201$745,880.95  0.60     [Very Low]Form 4-
2020-11-30Steven M RaneyPresident & CEO RJBankBuy3,000Common Stock$0.00$0.00  -37,101$0.00  2.71     [Low]Form 4-
2020-11-30Steven M RaneyPresident & CEO RJBankBuy1,000Common Stock$0.00$0.00  -38,101$0.00  2.78     [Low]Form 4-
2020-11-30Steven M RaneyPresident & CEO RJBankSell243Common Stock$90.95$22,100.85  0.02     [ Very Low ]37,858$3,443,185.10  2.76     [Low]Form 4-
2020-11-30Steven M RaneyPresident & CEO RJBankSell730Common Stock$90.95$66,393.50  0.05     [ Very Low ]37,128$3,376,791.60  2.71     [Low]Form 4-
2020-11-30Carson John C Jr.PresidentBuy3,000Common Stock$0.00$0.00  -49,981$0.00  3.65     [Low]Form 4-
2020-11-30Carson John C Jr.PresidentBuy1,000Common Stock$0.00$0.00  -50,981$0.00  3.72     [Low]Form 4-
2020-11-30Carson John C Jr.PresidentSell231Common Stock$90.95$21,009.45  0.02     [ Very Low ]50,750$4,615,712.50  3.71     [Low]Form 4-
2020-11-30Carson John C Jr.PresidentSell695Common Stock$90.95$63,210.25  0.05     [ Very Low ]50,055$4,552,502.25  3.66     [Low]Form 4-
2020-11-30Bella Loykhter AllaireExecutive Vice President-RJABuy3,000Common Stock$0.00$0.00  -58,992$0.00  4.31     [Low]Form 4-
2020-11-30Bella Loykhter AllaireExecutive Vice President-RJABuy1,400Common Stock$0.00$0.00  -60,392$0.00  4.41     [Low]Form 4-
2020-11-30Bella Loykhter AllaireExecutive Vice President-RJASell325Common Stock$90.95$29,558.75  0.02     [ Very Low ]60,067$5,463,093.65  4.39     [Low]Form 4-
2020-11-30Bella Loykhter AllaireExecutive Vice President-RJASell698Common Stock$90.95$63,483.10  0.05     [ Very Low ]59,369$5,399,610.55  4.34     [Low]Form 4-
2020-11-30Jeffrey A DowdleCOO & Head of Asset Mgmt.Buy3,000Common Stock$0.00$0.00  -36,881$0.00  2.69     [Low]Form 4-
2020-11-30Jeffrey A DowdleCOO & Head of Asset Mgmt.Buy1,000Common Stock$0.00$0.00  -37,881$0.00  2.77     [Low]Form 4-
2020-11-30Jeffrey A DowdleCOO & Head of Asset Mgmt.Sell286Common Stock$90.95$26,011.70  0.02     [ Very Low ]37,595$3,419,265.25  2.75     [Low]Form 4-
2020-11-30Jeffrey A DowdleCOO & Head of Asset Mgmt.Sell860Common Stock$90.95$78,217.00  0.06     [ Very Low ]36,735$3,341,048.25  2.68     [Low]Form 4-
2020-11-25Scott A CurtisPresident, PCGSell500Common Stock$0.00$0.00  -91,921$0.00  6.71     [Average]Form 4-
2020-11-30Scott A CurtisPresident, PCGBuy3,000Common Stock$0.00$0.00  -94,921$0.00  6.93     [Average]Form 4-
2020-11-30Scott A CurtisPresident, PCGBuy1,000Common Stock$0.00$0.00  -95,921$0.00  7.01     [Average]Form 4-
2020-11-30Scott A CurtisPresident, PCGSell251Common Stock$90.95$22,828.45  0.02     [ Very Low ]95,670$8,701,186.50  6.99     [Average]Form 4-
2020-11-30Scott A CurtisPresident, PCGSell753Common Stock$90.95$68,485.35  0.05     [ Very Low ]94,917$8,632,701.15  6.93     [Average]Form 4-
2020-11-30Tashtego S ElwynCEO & President - RJABuy3,000Common Stock$0.00$0.00  -30,470$0.00  2.23     [Low]Form 4-
2020-11-30Tashtego S ElwynCEO & President - RJABuy1,000Common Stock$0.00$0.00  -31,470$0.00  2.30     [Low]Form 4-
2020-11-30Tashtego S ElwynCEO & President - RJASell243Common Stock$90.95$22,100.85  0.02     [ Very Low ]31,227$2,840,095.65  2.28     [Low]Form 4-
2020-11-30Tashtego S ElwynCEO & President - RJASell730Common Stock$90.95$66,393.50  0.05     [ Very Low ]30,497$2,773,702.15  2.23     [Low]Form 4-
2020-11-30Tashtego S ElwynCEO & President - RJASell313Common Stock$0.00$0.00  -30,184$0.00  2.20     [Low]Form 4-
2020-11-30Jonathan N SantelliEVP, Gen Counsel, SecyBuy3,000Common Stock$0.00$0.00  -5,503$0.00  0.40     [Very Low]Form 4-
2020-11-30Jonathan N SantelliEVP, Gen Counsel, SecyBuy1,000Common Stock$0.00$0.00  -6,503$0.00  0.47     [Very Low]Form 4-
2020-11-30Jonathan N SantelliEVP, Gen Counsel, SecySell243Common Stock$90.95$22,100.85  0.02     [ Very Low ]6,260$569,347.00  0.46     [Very Low]Form 4-
2020-11-30Jonathan N SantelliEVP, Gen Counsel, SecySell730Common Stock$90.95$66,393.50  0.05     [ Very Low ]5,530$502,953.50  0.40     [Very Low]Form 4-
2020-11-30James E BunnPres-GlobEq&Inv Banking-RJABuy4,800Common Stock$0.00$0.00  -15,375$0.00  1.12     [Very Low]Form 4-
2020-11-30James E BunnPres-GlobEq&Inv Banking-RJABuy600Common Stock$0.00$0.00  -15,975$0.00  1.17     [Very Low]Form 4-
2020-11-30James E BunnPres-GlobEq&Inv Banking-RJASell146Common Stock$90.95$13,278.70  -15,829$1,439,647.55  1.16     [Very Low]Form 4-
2020-11-30James E BunnPres-GlobEq&Inv Banking-RJASell1,168Common Stock$90.95$106,229.60  0.09     [ Very Low ]14,661$1,333,417.95  1.07     [Very Low]Form 4-
2020-11-30Jodi PerryPresident, ICD for RJFSBuy200Common Stock$0.00$0.00  -4,238$0.00  0.31     [Very Low]Form 4-
2020-11-30Jodi PerryPresident, ICD for RJFSSell48Common Stock$90.95$4,365.60  -4,190$381,080.50  0.31     [Very Low]Form 4-
2020-11-30Paul M ShoukryCFO and TreasurerBuy600Common Stock$0.00$0.00  -5,931$0.00  0.43     [Very Low]Form 4-
2020-11-30Paul M ShoukryCFO and TreasurerSell146Common Stock$90.95$13,278.70  -5,785$526,145.75  0.42     [Very Low]Form 4-
2020-12-04George CataneseChief Risk OfficerSell227Common Stock$96.57$21,921.39  0.02     [ Very Low ]7,974$770,049.18  0.58     [Very Low]Form 4-
2020-12-04George CataneseChief Risk OfficerSell308Common Stock$96.30$29,660.40  0.02     [ Very Low ]7,666$738,235.80  0.56     [Very Low]Form 4-
2020-12-04George CataneseChief Risk OfficerSell651Common Stock$96.57$62,867.07  0.05     [ Very Low ]7,015$677,438.55  0.51     [Very Low]Form 4-
2020-12-04George CataneseChief Risk OfficerSell1,385Common Stock$96.33$133,417.05  0.10     [ Low ]5,630$542,337.90  0.41     [Very Low]Form 4-
2020-12-04George CataneseChief Risk OfficerSell2,320Common Stock$96.49$223,856.80  0.17     [ Low ]3,310$319,381.90  0.24     [Very Low]Form 4-
2020-12-04George CataneseChief Risk OfficerSell150Common Stock$0.00$0.00  -3,160$0.00  0.23     [Very Low]Form 4-
2020-12-04Jeffrey A DowdleCOO & Head of Asset Mgmt.Buy12,500Common Stock$55.49-$693,625.00  0.91     [ High ]51,489$2,857,124.61  3.76     [Low]Form 4-
2020-12-04Jeffrey A DowdleCOO & Head of Asset Mgmt.Sell9,009Common Stock$95.83$863,332.47  0.66     [ Average ]42,480$4,070,858.40  3.10     [Low]Form 4-
2020-12-09Bella Loykhter AllaireExecutive Vice President-RJASell1,135Common Stock$92.24$104,692.40  0.08     [ Very Low ]60,939$5,621,013.36  4.45     [Low]Form 4-
2020-12-09Bella Loykhter AllaireExecutive Vice President-RJASell1,219Common Stock$92.27$112,477.13  0.09     [ Very Low ]59,720$5,510,364.40  4.36     [Low]Form 4-
2020-12-09Bella Loykhter AllaireExecutive Vice President-RJASell1,413Common Stock$92.23$130,320.99  0.10     [ Low ]58,307$5,377,654.61  4.26     [Low]Form 4-
2020-12-09Bella Loykhter AllaireExecutive Vice President-RJASell1,546Common Stock$92.20$142,541.20  0.11     [ Low ]56,761$5,233,364.20  4.15     [Low]Form 4-
2020-12-15Jeffrey P JulienExecutive VP - FinBuy2,308Common Stock$0.00$0.00  -52,285$0.00  3.82     [Low]Form 4-
2020-12-14Paul C ReillyChairman & CEOSell13,816Common Stock$92.84$1,282,677.44  1.01     [ High ]72,052$6,689,307.68  5.26     [Average]Form 4-
2020-12-15Paul C ReillyChairman & CEOBuy21,930Common Stock$0.00$0.00  -93,982$0.00  6.86     [Average]Form 4-
2020-12-15Paul C ReillyChairman & CEOSell8,114Common Stock$93.49$758,577.86  0.59     [ Average ]85,868$8,027,799.32  6.27     [Average]Form 4-
2020-12-15Carson John C Jr.PresidentBuy2,669Common Stock$0.00$0.00  -56,061$0.00  4.09     [Low]Form 4-
2020-12-15Carson John C Jr.PresidentSell987Common Stock$93.49$92,274.63  0.07     [ Very Low ]55,074$5,148,868.26  4.02     [Low]Form 4-
2020-12-15Thomas A JamesChairman EmeritusBuy3,174Common Stock$0.00$0.00  -11,976,874$0.00  874.66   [Very High]Form 4By Thomas A. James Family Rev Trust
2020-12-15George CataneseChief Risk OfficerBuy1,090Common Stock$0.00$0.00  -4,250$0.00  0.31     [Very Low]Form 4-
2020-12-15George CataneseChief Risk OfficerSell403Common Stock$93.49$37,676.47  0.03     [ Very Low ]3,847$359,656.03  0.28     [Very Low]Form 4-
2020-12-15Steven M RaneyPresident & CEO RJBankBuy981Common Stock$0.00$0.00  -39,372$0.00  2.88     [Low]Form 4-
2020-12-15Steven M RaneyPresident & CEO RJBankSell386Common Stock$93.49$36,087.14  0.03     [ Very Low ]38,986$3,644,801.14  2.85     [Low]Form 4-
2020-12-15Steven M RaneyPresident & CEO RJBankSell3,224Common Stock$93.64$301,895.36  0.24     [ Low ]35,762$3,348,753.68  2.61     [Low]Form 4-
2020-12-15Steven M RaneyPresident & CEO RJBankSell550Common Stock$0.00$0.00  -35,212$0.00  2.57     [Low]Form 4-
2020-12-15Paul D AllisonChair, President & CEO RJ Ltd.Buy1,255Common Stock$0.00$0.00  -20,054$0.00  1.46     [Low]Form 4-
2020-12-15Bella Loykhter AllaireExecutive Vice President-RJABuy2,164Common Stock$0.00$0.00  -58,925$0.00  4.30     [Low]Form 4-
2020-12-15Bella Loykhter AllaireExecutive Vice President-RJASell800Common Stock$93.49$74,792.00  0.06     [ Very Low ]58,125$5,434,106.25  4.24     [Low]Form 4-
2020-12-15Jeffrey A DowdleCOO & Head of Asset Mgmt.Buy1,803Common Stock$0.00$0.00  -44,283$0.00  3.23     [Low]Form 4-
2020-12-15Jeffrey A DowdleCOO & Head of Asset Mgmt.Sell667Common Stock$93.49$62,357.83  0.05     [ Very Low ]43,616$4,077,659.84  3.19     [Low]Form 4-
2020-12-15Scott A CurtisPresident, PCGBuy2,020Common Stock$0.00$0.00  -99,341$0.00  7.25     [Average]Form 4-
2020-12-15Scott A CurtisPresident, PCGSell747Common Stock$93.49$69,837.03  0.05     [ Very Low ]98,594$9,217,553.06  7.20     [Average]Form 4-
2020-12-10Tashtego S ElwynCEO & President - RJASell110Common Stock$0.00$0.00  -31,218$0.00  2.28     [Low]Form 4-
2020-12-11Tashtego S ElwynCEO & President - RJASell65Common Stock$0.00$0.00  -31,153$0.00  2.28     [Low]Form 4-
2020-12-15Tashtego S ElwynCEO & President - RJABuy1,616Common Stock$0.00$0.00  -32,769$0.00  2.39     [Low]Form 4-
2020-12-15Tashtego S ElwynCEO & President - RJASell635Common Stock$93.49$59,366.15  0.05     [ Very Low ]32,134$3,004,207.66  2.35     [Low]Form 4-
2020-12-15Jonathan N SantelliEVP, Gen Counsel, SecyBuy534Common Stock$0.00$0.00  -3,731$0.00  0.27     [Very Low]Form 4-
2020-12-15Jonathan N SantelliEVP, Gen Counsel, SecySell210Common Stock$93.49$19,632.90  0.02     [ Very Low ]3,521$329,178.29  0.26     [Very Low]Form 4-
2020-12-15James E BunnPres-GlobEq&Inv Banking-RJABuy8,977Common Stock$0.00$0.00  -23,638$0.00  1.73     [Low]Form 4-
2020-12-15James E BunnPres-GlobEq&Inv Banking-RJASell3,532Common Stock$93.49$330,206.68  0.26     [ Low ]20,106$1,879,709.94  1.47     [Low]Form 4-
2020-12-15Jodi PerryPresident, ICD for RJFSBuy262Common Stock$0.00$0.00  -4,497$0.00  0.33     [Very Low]Form 4-
2020-12-15Jodi PerryPresident, ICD for RJFSSell63Common Stock$93.49$5,889.87  -4,434$414,534.66  0.32     [Very Low]Form 4-
2020-12-15Paul M ShoukryCFO and TreasurerBuy96Common Stock$0.00$0.00  -5,881$0.00  0.43     [Very Low]Form 4-
2020-12-15Paul M ShoukryCFO and TreasurerSell37Common Stock$93.49$3,459.13  -5,844$546,355.56  0.43     [Very Low]Form 4-
2021-01-04Paul C ReillyChairman & CEOSell8,547Common Stock$94.03$803,674.41  0.62     [ Average ]77,321$7,270,493.63  5.65     [Average]Form 4-
2021-01-04Steven M RaneyPresident & CEO RJBankSell363Common Stock$94.03$34,132.89  0.03     [ Very Low ]34,849$3,276,851.47  2.54     [Low]Form 4-
2021-01-04Carson John C Jr.PresidentSell734Common Stock$94.03$69,018.02  0.05     [ Very Low ]54,340$5,109,590.20  3.97     [Low]Form 4-
2021-01-04Bella Loykhter AllaireExecutive Vice President-RJASell595Common Stock$94.03$55,947.85  0.04     [ Very Low ]57,530$5,409,545.90  4.20     [Low]Form 4-
2021-01-04Jeffrey A DowdleCOO & Head of Asset Mgmt.Sell495Common Stock$94.03$46,544.85  0.04     [ Very Low ]43,121$4,054,667.63  3.15     [Low]Form 4-
2021-01-04Scott A CurtisPresident, PCGSell555Common Stock$94.03$52,186.65  0.04     [ Very Low ]98,039$9,218,607.17  7.16     [Average]Form 4-
2021-01-04Tashtego S ElwynCEO & President - RJASell567Common Stock$94.03$53,315.01  0.04     [ Very Low ]31,567$2,968,245.01  2.31     [Low]Form 4-
2021-01-04Jonathan N SantelliEVP, Gen Counsel, SecySell197Common Stock$94.03$18,523.91  -3,324$312,555.72  0.24     [Very Low]Form 4-
2021-01-29Paul D AllisonChair, President & CEO RJ Ltd.Buy12,500Common Stock$55.49-$693,625.00  0.91     [ High ]32,554$1,806,421.46  2.37     [Low]Form 4-
2021-01-29Paul D AllisonChair, President & CEO RJ Ltd.Sell6,941Common Stock$99.93$693,614.13  0.51     [ Average ]25,613$2,559,507.09  1.86     [Low]Form 4-
2021-02-01Paul D AllisonChair, President & CEO RJ Ltd.Sell7,000Common Stock$100.95$706,650.00  0.51     [ Average ]18,613$1,878,982.35  1.35     [Low]Form 4-
2021-02-08Thomas A JamesChairman EmeritusSell81,378Common Stock$110.26$8,972,738.28  5.91     [ Very High ]11,895,496$1,311,597,388.96  863.80   [Very High]Form 4By Thomas A. James Family Rev Trust
2021-02-09Thomas A JamesChairman EmeritusSell3,721Common Stock$111.75$415,821.75  0.27     [ Low ]11,891,775$1,328,905,856.25  863.53   [Very High]Form 4By Thomas A. James Family Rev Trust
2021-02-09Thomas A JamesChairman EmeritusSell116,883Common Stock$111.13$12,989,207.79  8.49     [ Very High ]11,774,892$1,308,543,747.96  855.04   [Very High]Form 4By Thomas A. James Family Rev Trust
2021-02-11Thomas A JamesChairman EmeritusSell48,018Common Stock$112.94$5,423,152.92  3.49     [ Very High ]11,726,874$1,324,433,149.56  851.56   [Very High]Form 4By Thomas A. James Family Rev Trust
2021-02-18Robert M Dutkowsky-Buy1,481Common Stock$0.00$0.00  -3,932$0.00  0.29     [Very Low]Form 4-
2021-02-18Benjamin Esty-Buy1,481Common Stock$0.00$0.00  -14,851$0.00  1.08     [Very Low]Form 4-
2021-02-17Gordon L Johnson-Buy60Common Stock$0.00$0.00  -20,779$0.00  1.51     [Low]Form 4-
2021-02-18Gordon L Johnson-Buy1,727Common Stock$0.00$0.00  -22,506$0.00  1.63     [Low]Form 4-
2021-02-18Raj Seshadri-Buy1,481Common Stock$0.00$0.00  -2,843$0.00  0.21     [Very Low]Form 4-
2021-02-18Thomas A JamesChairman EmeritusSell27,608Common Stock$116.58$3,218,540.64  2.00     [ High ]635,146$74,045,320.68  46.12    [High]Form 4By Robert A. James Trust
2021-02-19Thomas A JamesChairman EmeritusSell192,392Common Stock$116.62$22,436,755.04  13.97    [ Very High ]442,754$51,633,971.48  32.15    [High]Form 4By Robert A. James Trust
2021-02-18Roderick C Mcgeary-Buy1,481Common Stock$0.00$0.00  -9,891$0.00  0.72     [Very Low]Form 4-
2021-02-18Susan N Story-Buy1,481Common Stock$0.00$0.00  -28,409$0.00  2.06     [Low]Form 4-
2021-02-18Jeffrey N Edwards-Buy1,481Common Stock$0.00$0.00  -15,551$0.00  1.13     [Very Low]Form 4-
2021-02-19Gordon L Johnson-Buy60Common Stock$0.00$0.00  -22,566$0.00  1.64     [Low]Form 4-
2021-02-18Arentschildt Charles Von-Buy1,481Common Stock$0.00$0.00  -10,429$0.00  0.76     [Very Low]Form 4-
2021-02-18Anne Gates-Buy1,481Common Stock$0.00$0.00  -4,887$0.00  0.35     [Very Low]Form 4-
2021-02-22Paul D AllisonChair, President & CEO RJ Ltd.Sell10,000Common Stock$117.99$1,179,900.00  0.73     [ Average ]13,950$1,645,960.50  1.01     [Very Low]Form 4Rose Allison Holdings Inc.