SoFi Technologies, Inc.

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SoFi Technologies, Inc.

$SOFI

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Trade Date Insider Title Buy or Sell Quantity Security Type Price Proceeds Transaction Conviction Position Quantity Position Value Positon Conviction SEC Link Nature of Ownership
2021-05-28Group Corp Softbank-Buy68,111,494Common Stock$0.00$0.00  -68,111,494$0.00  8,461.06 [Very High]Form 4By SoftBank Group Capital Ltd
2021-05-28Group Corp Softbank-Buy64,685,237Common Stock$0.00$0.00  -64,685,237$0.00  8,035.43 [Very High]Form 4By SB Sonic Holdco (UK) Ltd
2021-05-28Group Corp Softbank-Sell15,000,000Common Stock$10.00$150,000,000.00  1,863.35 [ Very High ]53,111,494$531,114,940.00  6,597.70 [Very High]Form 4By SoftBank Group Capital Ltd
2021-05-28George Thompson Hutton-Buy258,702Common Stock$0.00$0.00  -258,702$0.00  32.14    [High]Form 4-
2021-05-28George Thompson Hutton-Buy210,589Common Stock$0.00$0.00  -210,589$0.00  26.16    [High]Form 4See footnote
2021-05-28Magdalena Yesil-Buy348,560Common Stock$0.00$0.00  -348,560$0.00  43.30    [High]Form 4-
2021-05-28Magdalena Yesil-Buy463,538Common Stock$0.00$0.00  -463,538$0.00  57.58    [High]Form 4NA
2021-05-28Silver Lake Group, L.l.c.-Buy37,883,895Common Stock$0.00$0.00  -37,883,895$0.00  4,706.07 [Very High]Form 4Held through Silver Lake Partners IV, L.P.
2021-05-28Silver Lake Group, L.l.c.-Buy631,648Common Stock$0.00$0.00  -631,648$0.00  78.47    [Very High]Form 4Held through Silver Lake Technology Investors IV (Delaware II), L.P.
2021-05-28Silver Lake Group, L.l.c.-Buy224,261Series 1 Redeemable Preferred Stock$0.00$0.00  -224,261$0.00  27.86    [High]Form 4Held through Silver Lake Partners IV, L.P.
2021-05-28Silver Lake Group, L.l.c.-Buy3,739Series 1 Redeemable Preferred Stock$0.00$0.00  -3,739$0.00  0.46     [Very Low]Form 4Held through Silver Lake Technology Investors IV (Delaware II), L.P.
2021-05-28Steven J Freiberg-Buy453,563Common Stock$0.00$0.00  -453,560$0.00  56.34    [High]Form 4-
2021-05-28Robert S LavetGeneral Counsel and SecretaryBuy1,248,914Common Stock$0.00$0.00  -1,248,914$0.00  155.14   [Very High]Form 4-
2021-05-28Harvey M Schwartz-Buy156,852Common Stock$0.00$0.00  -156,852$0.00  19.48    [High]Form 4-
2021-05-28Anthony NotoChief Executive OfficerBuy2,202,952Common Stock$0.00$0.00  -2,202,952$0.00  273.66   [Very High]Form 4-
2021-05-28Ian Osborne-Buy12,000,000Common Stock$10.00-$120,000,000.00  1,490.68 [ Very High ]12,000,000$120,000,000.00  1,490.68 [Very High]Form 4Hedosophia Public Investments Limited
2021-05-28Ian Osborne-Buy720,000Common Stock$10.00-$7,200,000.00  89.44    [ Very High ]720,000$7,200,000.00  89.44    [Very High]Form 4Hedosophia Group Limited
2021-05-28Ian Osborne-Buy380,000Common Stock$10.00-$3,800,000.00  47.20    [ Very High ]380,000$3,800,000.00  47.20    [High]Form 4Longsutton Limited
2021-05-28Ian Osborne-Buy19,925,000Common Stock$0.00$0.00  -19,925,000$0.00  2,475.16 [Very High]Form 4SCH Sponsor V LLC
2021-05-28Chamath Palihapitiya-Buy13,100,000Common Stock$10.00-$131,000,000.00  1,627.33 [ Very High ]13,100,000$131,000,000.00  1,627.33 [Very High]Form 4By ChaChaCha SPAC 5, LLC
2021-05-28Chamath Palihapitiya-Buy19,925,000Common Stock$0.00$0.00  -19,925,000$0.00  2,475.16 [Very High]Form 4SCH Sponsor V LLC
2021-05-28Steven Trieu-Buy240,000Class A Common Stock$10.00-$2,400,000.00  29.81    [ Very High ]240,000$2,400,000.00  29.81    [High]Form 4The Steven Trieu Living Trust dtd 4.3.12
2021-05-28Michelle GillEVP & Group Business LeaderBuy1,181,940Common Stock$0.00$0.00  -1,181,940$0.00  146.82   [Very High]Form 4-
2021-05-28Micah HeavenerHead of OperationsBuy99,996Common Stock$0.00$0.00  -99,996$0.00  12.42    [Average]Form 4-
2021-05-28Christopher LapointeChief Financial OfficerBuy223,271Common Stock$0.00$0.00  -223,271$0.00  27.74    [High]Form 4-
2021-05-28Jennifer NucklesEVP & Group Business LeaderBuy148,192Common Stock$0.00$0.00  -148,192$0.00  18.41    [High]Form 4-
2021-05-28Maria RenzEVP & Group Business LeaderBuy342,470Common Stock$0.00$0.00  -342,470$0.00  42.54    [High]Form 4-
2021-05-28Assaf RonenChief Product OfficerBuy375,371Common Stock$0.00$0.00  -375,371$0.00  46.63    [High]Form 4-
2021-05-28Webb Lauren StaffordChief Marketing OfficerBuy118,541Common Stock$0.00$0.00  -118,541$0.00  14.73    [High]Form 4-
2021-05-28Aaron WebsterChief Risk OfficerBuy227,154Common Stock$0.00$0.00  -227,154$0.00  28.22    [High]Form 4-
2021-05-28Thomas Clayton WilkesCEO - GalileoBuy53,921,655Common Stock$0.00$0.00  -53,921,655$0.00  6,698.34 [Very High]Form 4See Footnote
2021-07-14Group Corp Softbank-Sell64,685,234Common Stock$0.00$0.00  -0$0.00  -Form 4By SB Sonic Holdco (UK) Ltd
2021-07-14Group Corp Softbank-Sell53,110,699Common Stock$0.00$0.00  -0$0.00  -Form 4By SoftBank Group Capital Ltd
2021-07-14Group Corp Softbank-Buy117,795,933Common Stock$0.00$0.00  -117,795,933$0.00  1,481.29 [Very High]Form 4By Delaware Project 10 L.L.C.
2021-08-02Robert S LavetGeneral Counsel and SecretaryBuy53,683Common Stock$0.00$0.00  -1,302,597$0.00  16.38    [High]Form 4-
2021-08-02Robert S LavetGeneral Counsel and SecretarySell24,451Common Stock$15.47$378,256.97  0.31     [ Average ]1,278,146$19,772,918.62  16.07    [High]Form 4-
2021-08-02Assaf RonenChief Product OfficerBuy84,145Common Stock$0.00$0.00  -459,516$0.00  5.78     [Average]Form 4-
2021-08-02Assaf RonenChief Product OfficerSell33,439Common Stock$15.47$517,301.33  0.42     [ Average ]426,077$6,591,411.19  5.36     [Average]Form 4-
2021-08-02Jennifer NucklesEVP & Group Business LeaderBuy79,577Common Stock$0.00$0.00  -227,769$0.00  2.86     [Low]Form 4-
2021-08-02Jennifer NucklesEVP & Group Business LeaderSell39,845Common Stock$15.47$616,402.15  0.50     [ Average ]187,924$2,907,184.28  2.36     [Low]Form 4-
2021-08-02Christopher LapointeChief Financial OfficerBuy87,579Common Stock$0.00$0.00  -310,850$0.00  3.91     [Low]Form 4-
2021-08-02Christopher LapointeChief Financial OfficerSell43,853Common Stock$15.47$678,405.91  0.55     [ Average ]266,997$4,130,443.59  3.36     [Low]Form 4-
2021-08-02Aaron WebsterChief Risk OfficerBuy85,742Common Stock$0.00$0.00  -312,896$0.00  3.93     [Low]Form 4-
2021-08-02Aaron WebsterChief Risk OfficerSell40,133Common Stock$15.47$620,857.51  0.50     [ Average ]272,763$4,219,643.61  3.43     [Low]Form 4-
2021-08-02Webb Lauren StaffordChief Marketing OfficerBuy44,801Common Stock$0.00$0.00  -163,342$0.00  2.05     [Low]Form 4-
2021-08-02Webb Lauren StaffordChief Marketing OfficerSell17,804Common Stock$15.47$275,427.88  0.22     [ Low ]145,538$2,251,472.86  1.83     [Low]Form 4-
2021-08-02Micah HeavenerHead of OperationsBuy35,543Common Stock$0.00$0.00  -135,539$0.00  1.70     [Low]Form 4-
2021-08-02Micah HeavenerHead of OperationsSell14,127Common Stock$15.47$218,544.69  0.18     [ Low ]121,412$1,878,243.64  1.53     [Low]Form 4-
2021-08-02Maria RenzEVP & Group Business LeaderBuy141,167Common Stock$0.00$0.00  -483,637$0.00  6.08     [Average]Form 4-
2021-08-02Maria RenzEVP & Group Business LeaderSell56,095Common Stock$15.47$867,789.65  0.71     [ Average ]427,542$6,614,074.74  5.38     [Average]Form 4-
2021-05-28Investment Authority Qatar-Buy24,528,058Common Stock$0.00$0.00  -24,528,058$0.00  308.44   [Very High]Form 4Held by QIA FIG Holding LLC
2021-05-28Investment Authority Qatar-Buy3,000,000Series 1 Redeemable Preferred Stock$0.00$0.00  -3,000,000$0.00  37.73    [High]Form 4Held by QIA FIG Holding LLC
2021-08-17Anthony NotoChief Executive OfficerBuy7,150Common Stock$13.78-$98,527.00  0.09     [ Very Low ]2,210,102$30,455,205.56  27.81    [High]Form 4-
2021-08-18Anthony NotoChief Executive OfficerBuy7,150Common Stock$14.46-$103,389.00  0.09     [ Very Low ]2,217,252$32,061,463.92  27.90    [High]Form 4-
2021-08-19Anthony NotoChief Executive OfficerBuy7,150Common Stock$13.93-$99,599.50  0.09     [ Very Low ]2,224,402$30,985,919.86  27.99    [High]Form 4-
2021-08-19Christopher LapointeChief Financial OfficerBuy3,500Common Stock$14.02-$49,070.00  0.04     [ Very Low ]270,497$3,792,367.94  3.40     [Low]Form 4-
2021-08-20Anthony NotoChief Executive OfficerBuy399,844Common Stock$0.00$0.00  -2,624,246$0.00  33.02    [High]Form 4-
2021-08-20Anthony NotoChief Executive OfficerSell198,244Common Stock$14.22$2,819,029.68  2.49     [ Very High ]2,426,002$34,497,748.44  30.53    [High]Form 4-
2021-08-23George Thompson Hutton-Buy11,669Common Stock$0.00$0.00  -480,960$0.00  6.05     [Average]Form 4-
2021-08-23Michelle GillEVP & Group Business LeaderBuy274,737Common Stock$0.00$0.00  -1,456,677$0.00  18.33    [High]Form 4-
2021-08-23Michelle GillEVP & Group Business LeaderSell136,216Common Stock$13.82$1,882,505.12  1.71     [ High ]1,320,461$18,248,771.02  16.62    [High]Form 4-
2021-08-23Aaron WebsterChief Risk OfficerSell1,000Common Stock$14.34$14,340.00  -273,763$3,925,761.42  3.44     [Low]Form 4-
2021-08-24Micah HeavenerHead of OperationsSell20,000Common Stock$14.83$296,600.00  0.25     [ Low ]101,412$1,503,939.96  1.28     [Low]Form 4-
2021-08-25Micah HeavenerHead of OperationsSell5,000Common Stock$14.97$74,850.00  0.06     [ Very Low ]96,412$1,443,287.64  1.21     [Very Low]Form 4-
2021-08-26Anthony NotoChief Executive OfficerBuy7,150Common Stock$14.31-$102,316.50  0.09     [ Very Low ]2,433,152$34,818,405.12  30.62    [High]Form 4-
2021-09-01Group Corp Softbank-Buy31,427Common Stock$0.00$0.00  -117,827,360$0.00  1,482.68 [Very High]Form 4By Delaware Project 10 L.L.C.
2021-09-01Slta Iv (gp), L.l.c.-Buy15,714Common Stock$0.00$0.00  -15,714$0.00  0.20     [Very Low]Form 4See footnotes
2021-09-02Anthony NotoChief Executive OfficerBuy101,663Common Stock$0.00$0.00  -2,534,815$0.00  31.90    [High]Form 4-
2021-09-02Anthony NotoChief Executive OfficerSell50,405Common Stock$14.18$714,742.90  0.63     [ Average ]2,484,410$35,228,933.80  31.26    [High]Form 4-
2021-09-07Micah HeavenerHead of OperationsSell6,250Common Stock$16.00$100,000.00  0.08     [ Very Low ]90,162$1,442,592.00  1.13     [Very Low]Form 4-
2021-09-09Michelle GillEVP & Group Business LeaderBuy49,016Common Stock$0.00$0.00  -1,369,477$0.00  17.23    [High]Form 4-
2021-09-09Michelle GillEVP & Group Business LeaderSell24,303Common Stock$15.47$375,967.41  0.31     [ Average ]1,345,174$20,809,841.78  16.93    [High]Form 4-
2021-09-13Thomas Clayton WilkesVice Chairman - GalileoSell1,119,413Common Stock$15.16$16,970,301.08  14.09    [ Very High ]52,802,242$800,481,988.72  664.44   [Very High]Form 4See Footnote
2021-09-14Robert S LavetGeneral Counsel and SecretaryBuy53,686Common Stock$0.00$0.00  -1,331,832$0.00  16.76    [High]Form 4-
2021-09-14Robert S LavetGeneral Counsel and SecretarySell25,489Common Stock$14.57$371,374.73  0.32     [ Average ]1,306,343$19,033,417.51  16.44    [High]Form 4-
2021-09-14Anthony NotoChief Executive OfficerBuy94,852Common Stock$0.00$0.00  -2,579,262$0.00  32.46    [High]Form 4-
2021-09-14Anthony NotoChief Executive OfficerSell47,028Common Stock$15.01$705,890.28  0.59     [ Average ]2,532,234$38,008,832.34  31.86    [High]Form 4-
2021-09-14Michelle GillEVP & Group Business LeaderBuy127,685Common Stock$0.00$0.00  -1,472,859$0.00  18.53    [High]Form 4-
2021-09-14Michelle GillEVP & Group Business LeaderSell66,641Common Stock$14.57$970,959.37  0.84     [ High ]1,406,218$20,488,596.26  17.70    [High]Form 4-
2021-09-14Micah HeavenerHead of OperationsBuy35,539Common Stock$0.00$0.00  -125,701$0.00  1.58     [Low]Form 4-
2021-09-14Micah HeavenerHead of OperationsSell14,724Common Stock$14.57$214,528.68  0.19     [ Low ]110,977$1,616,934.89  1.40     [Low]Form 4-
2021-09-14Christopher LapointeChief Financial OfficerBuy87,579Common Stock$0.00$0.00  -358,076$0.00  4.51     [Low]Form 4-
2021-09-14Christopher LapointeChief Financial OfficerSell43,425Common Stock$15.01$651,809.25  0.55     [ Average ]314,651$4,722,911.51  3.96     [Low]Form 4-
2021-09-14Jennifer NucklesEVP & Group Business LeaderBuy79,579Common Stock$0.00$0.00  -267,503$0.00  3.37     [Low]Form 4-
2021-09-14Jennifer NucklesEVP & Group Business LeaderSell41,537Common Stock$14.57$605,194.09  0.52     [ Average ]225,966$3,292,324.62  2.84     [Low]Form 4-
2021-09-14Maria RenzEVP & Group Business LeaderBuy141,167Common Stock$0.00$0.00  -568,709$0.00  7.16     [Average]Form 4-
2021-09-14Maria RenzEVP & Group Business LeaderSell58,475Common Stock$14.57$851,980.75  0.74     [ Average ]510,234$7,434,109.38  6.42     [Average]Form 4-
2021-09-14Assaf RonenChief Product OfficerBuy84,148Common Stock$0.00$0.00  -510,225$0.00  6.42     [Average]Form 4-
2021-09-14Assaf RonenChief Product OfficerSell34,859Common Stock$14.57$507,895.63  0.44     [ Average ]475,366$6,926,082.62  5.98     [Average]Form 4-
2021-09-14Webb Lauren StaffordChief Marketing OfficerBuy44,799Common Stock$0.00$0.00  -190,337$0.00  2.40     [Low]Form 4-
2021-09-14Webb Lauren StaffordChief Marketing OfficerSell18,560Common Stock$14.57$270,419.20  0.23     [ Low ]171,777$2,502,790.89  2.16     [Low]Form 4-
2021-09-14Aaron WebsterChief Risk OfficerBuy85,739Common Stock$0.00$0.00  -359,502$0.00  4.52     [Low]Form 4-
2021-09-14Aaron WebsterChief Risk OfficerSell41,834Common Stock$14.57$609,521.38  0.53     [ Average ]317,668$4,628,422.76  4.00     [Low]Form 4-
2021-09-27Anthony NotoChief Executive OfficerBuy101,663Common Stock$0.00$0.00  -2,633,897$0.00  33.14    [High]Form 4-
2021-09-27Anthony NotoChief Executive OfficerSell50,405Common Stock$17.64$889,144.20  0.63     [ Average ]2,583,492$45,572,798.88  32.51    [High]Form 4-
2021-10-01Michelle GillEVP & Group Business LeaderBuy49,016Common Stock$0.00$0.00  -1,455,234$0.00  18.31    [High]Form 4-
2021-10-01Michelle GillEVP & Group Business LeaderSell24,303Common Stock$15.88$385,931.64  0.31     [ Average ]1,430,931$22,723,184.28  18.01    [High]Form 4-
2021-10-26Anthony NotoChief Executive OfficerBuy101,664Common Stock$0.00$0.00  -2,685,156$0.00  33.79    [High]Form 4-
2021-10-26Anthony NotoChief Executive OfficerSell50,406Common Stock$20.46$1,031,306.76  0.63     [ Average ]2,634,750$53,906,985.00  33.15    [High]Form 4-
2021-11-01Michelle GillEVP & Group Business LeaderBuy49,016Common Stock$0.00$0.00  -1,479,947$0.00  18.62    [High]Form 4-
2021-11-01Michelle GillEVP & Group Business LeaderSell24,303Common Stock$20.09$488,247.27  0.31     [ Average ]1,455,644$29,243,887.96  18.32    [High]Form 4-
2021-11-18Thomas Clayton WilkesVice Chairman - GalileoSell10,076,668Common Stock$21.60$217,656,028.80  124.88   [ Very High ]42,645,574$921,144,398.40  528.50   [Very High]Form 4See Footnote
2021-11-18Group Corp Softbank-Sell22,514,038Common Stock$21.60$486,303,220.80  279.01   [ Very High ]95,281,895$2,058,088,932.00  1,180.81 [Very High]Form 4By Delaware Project 10 L.L.C.
2021-11-18Slta Iv (gp), L.l.c.-Sell7,240,653Common Stock$21.60$156,398,104.80  89.73    [ Very High ]30,643,242$661,894,027.20  379.76   [Very High]Form 4Held through Silver Lake Partners IV, L.P.
2021-11-18Slta Iv (gp), L.l.c.-Sell120,725Common Stock$21.60$2,607,660.00  1.50     [ High ]510,923$11,035,936.80  6.33     [Average]Form 4Held through Silver Lake Technology Investors IV (Delaware II), L.P.
2021-11-18Investment Authority Qatar-Sell4,687,985Common Stock$21.60$101,260,476.00  58.10    [ Very High ]19,840,073$428,545,576.80  245.88   [Very High]Form 4Held by QIA FIG Holding LLC
2021-11-22George Thompson Hutton-Buy348,560Common Stock$6,971.20-$2,429,881,472.00  4.32     [ Very High ]829,520$5,782,749,824.00  10.28    [Average]Form 4See Footnote
2021-11-22Steven J Freiberg-Sell140,000Common Stock$0.00$0.00  -313,563$0.00  3.89     [Low]Form 4-
2021-11-29George Thompson Hutton-Sell103,462Common Stock$18.52$1,916,116.24  1.28     [ High ]726,058$13,446,594.16  9.00     [Average]Form 4See Footnote
2021-11-30George Thompson Hutton-Sell16,800Common Stock$18.50$310,800.00  0.21     [ Low ]709,258$13,121,273.00  8.79     [Average]Form 4See Footnote
2021-11-29Anthony NotoChief Executive OfficerBuy101,663Common Stock$0.00$0.00  -2,736,413$0.00  33.91    [High]Form 4-
2021-11-29Anthony NotoChief Executive OfficerSell50,405Common Stock$18.33$923,923.65  0.62     [ Average ]2,686,008$49,234,526.64  33.29    [High]Form 4-