SURO CAPITAL CORP.

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SURO CAPITAL CORP.

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Trade Date Insider Title Buy or Sell Quantity Security Type Price Proceeds Transaction Conviction Position Quantity Position Value Positon Conviction SEC Link Nature of Ownership
2020-06-30Robert S. Birch-Buy8,800Common Stock$9.04-$79,552.00  -2,923,896$26,432,019.84  -Form 4-
2020-06-30Robert S. Birch-Buy3,200Common Stock$9.02-$28,864.00  -2,915,096$26,294,165.92  -Form 4-
2020-07-02Lisa Westley-Buy5,440Common Stock$0.00$0.00  -5,440$0.00  -Form 4-
2020-07-02Marc Mazur-Buy5,440Common Stock$0.00$0.00  -11,440$0.00  -Form 4-
2020-07-02Leonard Potter-Buy5,440Common Stock$0.00$0.00  -39,773$0.00  -Form 4-
2020-04-03Robert S. Birch-Buy50,000Common Stock$5.77-$288,500.00  30.71    [ Very High ]2,361,176$13,623,985.52  1,450.35 [Very High]Form 4-
2020-04-08Robert S. Birch-Buy50,000Common Stock$6.04-$302,000.00  30.71    [ Very High ]2,411,176$14,563,503.04  1,481.07 [Very High]Form 4-
2020-04-09Robert S. Birch-Buy45,191Common Stock$5.88-$265,723.08  27.76    [ Very High ]2,456,367$14,443,437.96  1,508.82 [Very High]Form 4-
2020-04-09Robert S. Birch-Buy4,809Common Stock$6.00-$28,854.00  2.95     [ Very High ]2,461,176$14,767,056.00  1,511.78 [Very High]Form 4-
2020-05-15Robert S. Birch-Buy25,000Common Stock$6.14-$153,500.00  15.36    [ Very High ]2,486,176$15,265,120.64  1,527.14 [Very High]Form 4-
2020-05-19Robert S. Birch-Buy5,000Common Stock$6.21-$31,050.00  3.07     [ Very High ]2,491,176$15,470,202.96  1,530.21 [Very High]Form 4-
2020-05-27Robert S. Birch-Buy25,000Common Stock$6.39-$159,750.00  15.36    [ Very High ]2,516,176$16,078,364.64  1,545.56 [Very High]Form 4-
2020-05-13Mark D KleinCEO and PresidentBuy8,500Common Stock$6.11-$51,935.00  5.22     [ Very High ]161,015$983,801.65  98.90    [Very High]Form 4-
2020-05-14Mark D KleinCEO and PresidentBuy1,940Common Stock$6.05-$11,737.00  1.19     [ High ]162,955$985,877.75  100.10   [Very High]Form 4-
2020-05-29Robert S. Birch-Buy30,000Common Stock$6.33-$189,900.00  -2,546,176$16,117,294.08  -Form 4-
2020-05-29Robert S. Birch-Buy10,000Common Stock$6.40-$64,000.00  -2,556,176$16,359,526.40  -Form 4-
2020-06-01Robert S. Birch-Buy20,000Common Stock$6.44-$128,800.00  -2,576,176$16,590,573.44  -Form 4-
2020-06-02Robert S. Birch-Buy50,000Common Stock$6.32-$316,000.00  -2,626,176$16,597,432.32  -Form 4-
2020-06-03Robert S. Birch-Buy35,000Common Stock$6.34-$221,900.00  -2,661,176$16,871,855.84  -Form 4-
2020-06-04Robert S. Birch-Buy35,000Common Stock$6.49-$227,150.00  -2,696,176$17,498,182.24  -Form 4-
2020-06-23Robert S. Birch-Buy69,000Common Stock$8.52-$587,880.00  -2,765,176$23,559,299.52  -Form 4-
2020-06-24Robert S. Birch-Buy60,000Common Stock$8.69-$521,400.00  -2,825,176$24,550,779.44  -Form 4-
2020-06-25Robert S. Birch-Buy16,000Common Stock$8.80-$140,800.00  -2,841,176$25,002,348.80  -Form 4-
2020-06-26Robert S. Birch-Buy25,000Common Stock$8.85-$221,250.00  -2,866,176$25,365,657.60  -Form 4-
2020-06-26Robert S. Birch-Buy39,051Common Stock$8.91-$347,944.41  -2,905,227$25,885,572.57  -Form 4-
2020-06-29Robert S. Birch-Buy6,669Common Stock$9.00-$60,021.00  -2,911,896$26,207,064.00  -Form 4-
2020-07-02Ronald M. Lott-Buy5,440Common Stock$0.00$0.00  -5,540$0.00  3.40     [Low]Form 4-
2020-11-10Mark D KleinCEO and PresidentBuy4,750Common Stock$8.96-$42,560.00  2.39     [ High ]167,705$1,502,636.80  84.21    [High]Form 4-
2020-11-11Mark D KleinCEO and PresidentBuy2,200Common Stock$9.65-$21,230.00  1.10     [ High ]169,905$1,639,583.25  85.32    [High]Form 4-
2020-11-16Mark D KleinCEO and PresidentBuy75,000Common Stock$9.81-$735,750.00  37.66    [ Very High ]244,905$2,402,518.05  122.98   [Very High]Form 4-
2020-11-17Mark D KleinCEO and PresidentBuy24,661Common Stock$10.32-$254,501.52  12.38    [ Very High ]269,566$2,781,921.12  135.37   [Very High]Form 4-
2020-11-18Mark D KleinCEO and PresidentBuy17,109Common Stock$10.57-$180,842.13  8.59     [ Very High ]286,675$3,030,154.75  143.96   [Very High]Form 4-
2020-12-02Mark D KleinCEO and PresidentBuy1,575Common Stock$11.41-$17,970.75  0.79     [ Average ]288,250$3,288,932.50  144.75   [Very High]Form 4-
2020-12-03Mark D KleinCEO and PresidentBuy1,000Common Stock$11.58-$11,580.00  0.50     [ Average ]289,250$3,349,515.00  145.25   [Very High]Form 4-
2021-02-10Mark D KleinCEO and PresidentBuy154,362Common Stock$0.00$0.00  -443,612$0.00  222.76   [Very High]Form 4-
2021-02-10Allison GreenSee RemarksBuy28,523Common Stock$0.00$0.00  -28,523$0.00  14.32    [Average]Form 4-
2021-03-04Allison GreenSee RemarksBuy10,000Common Stock$11.86-$118,600.00  5.02     [ Very High ]38,523$456,882.78  19.34    [High]Form 4-
2021-03-05Allison GreenSee RemarksBuy6,610Common Stock$11.99-$79,253.90  3.32     [ Very High ]45,133$541,144.67  22.66    [High]Form 4-
2021-03-24Robert S. Birch-Sell39,400Common Stock$14.35$565,390.00  19.49    [ Very High ]2,884,496$41,392,517.60  1,426.91 [Very High]Form 4-
2021-03-26Robert S. Birch-Sell11,000Common Stock$14.01$154,110.00  5.44     [ Very High ]2,873,496$40,257,678.96  1,421.47 [Very High]Form 4-
2021-04-05Robert S. Birch-Sell111,000Common Stock$14.23$1,579,530.00  54.91    [ Very High ]2,515,496$35,795,508.08  1,244.37 [Very High]Form 4-
2021-04-06Robert S. Birch-Sell275,000Common Stock$14.98$4,119,500.00  136.04   [ Very High ]2,240,496$33,562,630.08  1,108.33 [Very High]Form 4-
2021-04-07Robert S. Birch-Sell122,651Common Stock$14.78$1,812,781.78  60.67    [ Very High ]2,117,845$31,301,749.10  1,047.66 [Very High]Form 4-
2021-04-09Robert S. Birch-Sell62,582Common Stock$15.62$977,530.84  25.85    [ Very High ]2,055,263$32,103,208.06  849.11   [Very High]Form 4-
2021-04-12Robert S. Birch-Sell46,000Common Stock$15.38$707,480.00  19.00    [ Very High ]2,009,263$30,902,464.94  830.10   [Very High]Form 4-
2021-04-13Robert S. Birch-Sell18,000Common Stock$15.49$278,820.00  7.44     [ Very High ]1,991,263$30,844,663.87  822.67   [Very High]Form 4-