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STEM, INC.

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Trade Date Insider Title Buy or Sell Quantity Security Type Price Proceeds Transaction Conviction Position Quantity Position Value Positon Conviction SEC Link Nature of Ownership
2021-07-02Saul R. LaurelesChief Legal OfficerBuy18,745Common Stock, Par Value $0.0001 Per Share$0.00$0.00  -18,745$0.00  1.49     [Low]Form 4-
2021-07-07David S Buzby-Buy32,978Common Stock, Par Value $0.0001 Per Share$1.25-$41,222.50  2.62     [ Very High ]486,280$607,850.00  38.67    [High]Form 4-
2021-07-07David S Buzby-Sell1,209Common Stock, Par Value $0.0001 Per Share$34.11$41,238.99  0.10     [ Low ]485,071$16,545,771.81  38.57    [High]Form 4-
2021-07-07David S Buzby-Buy27,596Common Stock, Par Value $0.0001 Per Share$1.25-$34,495.00  2.19     [ High ]512,667$640,833.75  40.77    [High]Form 4-
2021-07-07David S Buzby-Sell1,012Common Stock, Par Value $0.0001 Per Share$34.11$34,519.32  0.08     [ Very Low ]511,655$17,452,552.05  40.69    [High]Form 4-
2021-07-07David S Buzby-Buy166,018Common Stock, Par Value $0.0001 Per Share$2.27-$376,860.86  13.20    [ Very High ]677,673$1,538,317.71  53.89    [High]Form 4-
2021-07-07David S Buzby-Sell11,049Common Stock, Par Value $0.0001 Per Share$34.11$376,881.39  0.88     [ High ]666,624$22,738,544.64  53.01    [High]Form 4-
2021-08-13Michael C Morgan-Sell9,375,621Common Stock, Par Value $0.0001 Per Share$0.00$0.00  -134,005$0.00  10.66    [Average]Form 4Held by Star Peak Sponsor LLC
2021-08-13Michael C Morgan-Buy952,766Common Stock, Par Value $0.0001 Per Share$0.00$0.00  -1,086,771$0.00  86.42    [Very High]Form 4Held by Portcullis Investments, LP
2021-08-13Michael C Morgan-Buy532,130Common Stock, Par Value $0.0001 Per Share$0.00$0.00  -1,618,901$0.00  128.73   [Very High]Form 4Held by Trust
2021-08-13Adam Daley-Buy432,725Common Stock, Par Value $0.0001 Per Share$0.00$0.00  -432,725$0.00  34.41    [High]Form 4By Daley Revocable Trust
2021-08-13Adam Daley-Buy246,251Common Stock, Par Value $0.0001 Per Share$0.00$0.00  -678,976$0.00  53.99    [High]Form 4By Daley Investment Trust
2021-08-13Adam Daley-Buy87,384Common Stock, Par Value $0.0001 Per Share$0.00$0.00  -766,360$0.00  60.94    [High]Form 4-
2021-08-23Mark William TriplettChief Operating OfficerBuy100,000Common Stock, Par Value $0.0001 Per Share$2.27-$227,000.00  7.95     [ Very High ]100,000$227,000.00  7.95     [Average]Form 4-
2021-08-23Mark William TriplettChief Operating OfficerSell49,199Common Stock, Par Value $0.0001 Per Share$23.70$1,166,016.30  3.91     [ Very High ]50,801$1,203,983.70  4.04     [Low]Form 4-
2021-08-25William John BushChief Financial OfficerBuy150,000Common Stock, Par Value $0.0001 Per Share$1.67-$250,500.00  11.93    [ Very High ]407,207$680,035.69  32.38    [High]Form 4-
2021-08-25William John BushChief Financial OfficerSell74,504Common Stock, Par Value $0.0001 Per Share$24.87$1,852,914.48  5.92     [ Very High ]332,703$8,274,323.61  26.46    [High]Form 4-
2021-08-25John Eugene CarringtonCEO and DirectorBuy118,302Common Stock, Par Value $0.0001 Per Share$0.97-$114,752.94  9.41     [ Very High ]326,402$316,609.94  25.96    [High]Form 4-
2021-08-25John Eugene CarringtonCEO and DirectorSell57,410Common Stock, Par Value $0.0001 Per Share$24.87$1,427,786.70  4.57     [ Very High ]268,992$6,689,831.04  21.39    [High]Form 4-
2021-08-25John Eugene CarringtonCEO and DirectorBuy519,554Common Stock, Par Value $0.0001 Per Share$0.97-$503,967.38  41.31    [ Very High ]788,546$764,889.62  62.70    [High]Form 4-
2021-08-25John Eugene CarringtonCEO and DirectorSell267,813Common Stock, Par Value $0.0001 Per Share$24.87$6,660,509.31  21.30    [ Very High ]520,733$12,950,629.71  41.41    [High]Form 4-
2021-08-25John Eugene CarringtonCEO and DirectorBuy95,000Common Stock, Par Value $0.0001 Per Share$1.25-$118,750.00  7.55     [ Very High ]615,733$769,666.25  48.96    [High]Form 4-
2021-08-25John Eugene CarringtonCEO and DirectorSell49,509Common Stock, Par Value $0.0001 Per Share$24.87$1,231,288.83  3.94     [ Very High ]566,224$14,081,990.88  45.03    [High]Form 4-
2021-08-30Larsh JohnsonChief Technology OfficerBuy110,000Common Stock, Par Value $0.0001 Per Share$1.67-$183,700.00  8.75     [ Very High ]204,060$340,780.20  16.23    [High]Form 4-
2021-08-30Larsh JohnsonChief Technology OfficerSell53,302Common Stock, Par Value $0.0001 Per Share$24.96$1,330,417.92  4.24     [ Very High ]150,758$3,762,919.68  11.99    [Average]Form 4-
2021-10-27Prakesh PatelChief Strategy OfficerBuy180,000Common Stock, Par Value $0.0001 Per Share$0.00$0.00  -180,000$0.00  14.31    [Average]Form 4-
2021-10-27Prakesh PatelChief Strategy OfficerSell6,769Common Stock, Par Value $0.0001 Per Share$0.00$0.00  -173,231$0.00  13.78    [Average]Form 4-
2021-11-02Alan RussoChief Revenue OfficerSell8,500Common Stock, Par Value $0.0001 Per Share$25.01$212,585.00  0.68     [ Average ]139,594$3,491,245.94  11.10    [Average]Form 4-
2021-11-08Mark William TriplettChief Operating OfficerSell5,000Common Stock, Par Value $0.0001 Per Share$24.94$124,700.00  0.40     [ Average ]40,801$1,017,576.94  3.24     [Low]Form 4-
2021-11-10Prakesh PatelChief Strategy OfficerSell90,000Common Stock, Par Value $0.0001 Per Share$25.25$2,272,500.00  7.16     [ Very High ]83,231$2,101,582.75  6.62     [Average]Form 4-
2021-11-11Prakesh PatelChief Strategy OfficerSell25,000Common Stock, Par Value $0.0001 Per Share$25.26$631,500.00  1.99     [ High ]58,231$1,470,915.06  4.63     [Low]Form 4-
2021-11-11Prakesh PatelChief Strategy OfficerSell5,000Common Stock, Par Value $0.0001 Per Share$27.02$135,100.00  0.40     [ Average ]53,231$1,438,301.62  4.23     [Low]Form 4-
2021-11-16William John BushChief Financial OfficerSell12,456Common Stock, Par Value $0.0001 Per Share$24.56$305,919.36  0.99     [ High ]320,247$7,865,266.32  25.47    [High]Form 4-
2021-11-16John Eugene CarringtonCEO and DirectorSell44,750Common Stock, Par Value $0.0001 Per Share$24.55$1,098,612.50  3.56     [ Very High ]521,474$12,802,186.70  41.47    [High]Form 4-
2021-11-16Larsh JohnsonChief Technology OfficerSell15,000Common Stock, Par Value $0.0001 Per Share$24.55$368,250.00  1.19     [ High ]41,698$1,023,685.90  3.32     [Low]Form 4By Trust
2021-11-17William John BushChief Financial OfficerSell11,056Common Stock, Par Value $0.0001 Per Share$22.01$243,342.56  0.88     [ High ]309,191$6,805,293.91  24.59    [High]Form 4-
2021-11-17William John BushChief Financial OfficerSell1,400Common Stock, Par Value $0.0001 Per Share$22.69$31,766.00  0.11     [ Low ]307,791$6,983,777.79  24.48    [High]Form 4-
2021-11-17John Eugene CarringtonCEO and DirectorSell39,750Common Stock, Par Value $0.0001 Per Share$22.01$874,897.50  3.16     [ Very High ]481,724$10,602,745.24  38.31    [High]Form 4-
2021-11-17John Eugene CarringtonCEO and DirectorSell5,000Common Stock, Par Value $0.0001 Per Share$22.75$113,750.00  0.40     [ Average ]476,724$10,845,471.00  37.91    [High]Form 4-
2021-11-22Mark William TriplettChief Operating OfficerSell4,500Common Stock, Par Value $0.0001 Per Share$22.86$102,870.00  0.31     [ Average ]36,301$829,840.86  2.51     [Low]Form 4-
2021-11-22Mark William TriplettChief Operating OfficerSell500Common Stock, Par Value $0.0001 Per Share$23.37$11,685.00  0.03     [ Very Low ]35,801$836,669.37  2.48     [Low]Form 4-