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SunOpta Inc.

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Trade Date Insider Title Buy or Sell Quantity Security Type Price Proceeds Transaction Conviction Position Quantity Position Value Positon Conviction SEC Link Nature of Ownership
2020-04-01Joseph EnnenCEOBuy99,206Common Shares$0.00$0.00  -463,206$0.00  51.95    [High]Form 4-
2020-04-01Joseph EnnenCEOSell32,711Common Shares$1.67$54,627.37  3.67     [ Very High ]430,495$718,926.65  48.28    [High]Form 4-
2020-04-01Joseph EnnenCEOBuy71,667Common Shares$0.00$0.00  -502,162$0.00  56.31    [High]Form 4-
2020-04-01Joseph EnnenCEOSell23,099Common Shares$1.67$38,575.33  2.59     [ Very High ]479,063$800,035.21  53.72    [High]Form 4-
2020-04-12Jill BarnettChief Administrative OfficerBuy25,575Common Shares$0.00$0.00  -59,069$0.00  6.62     [Average]Form 4-
2020-04-12Jill BarnettChief Administrative OfficerSell7,596Common Shares$1.87$14,204.52  0.85     [ High ]51,473$96,254.51  5.77     [Average]Form 4-
2020-04-12Robert DuchscherChief Information OfficerBuy27,136Common Shares$0.00$0.00  -100,981$0.00  11.32    [Average]Form 4-
2020-04-12Robert DuchscherChief Information OfficerSell8,060Common Shares$1.87$15,072.20  0.90     [ High ]92,921$173,762.27  10.42    [Average]Form 4-
2019-04-10Chris WhitehairSVP Supply ChainBuy7,334Common Shares$0.00$0.00  -62,423$0.00  7.00     [Average]Form 4-
2019-04-10Chris WhitehairSVP Supply ChainSell2,633Common Shares$3.41$8,978.53  0.30     [ Average ]59,790$203,883.90  6.71     [Average]Form 4-
2020-04-10Chris WhitehairSVP Supply ChainBuy7,333Common Shares$0.00$0.00  -67,123$0.00  7.53     [Average]Form 4-
2020-04-10Chris WhitehairSVP Supply ChainSell2,178Common Shares$1.87$4,072.86  0.24     [ Low ]64,945$121,447.15  7.28     [Average]Form 4-
2020-04-12Chris WhitehairSVP Supply ChainBuy41,457Common Shares$0.00$0.00  -106,402$0.00  11.93    [Average]Form 4-
2020-04-12Chris WhitehairSVP Supply ChainSell12,313Common Shares$1.87$23,025.31  1.38     [ High ]94,089$175,946.43  10.55    [Average]Form 4-
2020-04-12Mike BuickSVP and GMBuy37,689Common Shares$0.00$0.00  -101,167$0.00  11.35    [Average]Form 4-
2020-04-12Mike BuickSVP and GMSell11,194Common Shares$1.87$20,932.78  1.26     [ High ]89,973$168,249.51  10.09    [Average]Form 4-
2020-04-12David LargeyChief Quality OfficerBuy24,121Common Shares$0.00$0.00  -43,062$0.00  4.83     [Low]Form 4-
2020-04-12David LargeyChief Quality OfficerSell7,164Common Shares$1.87$13,396.68  0.80     [ High ]35,898$67,129.26  4.03     [Low]Form 4-
2020-04-24Oaktree Huntington Investment Fund Ii, L.p.-Buy0Special Shares, Series 2$0.00$0.00  -0$0.00  -Form 4-
2020-04-24Organics, L.p. Oaktree-Buy0Special Shares, Series 2$0.00$0.00  -0$0.00  -Form 4-
2020-04-24Lovas Katrina Houde-Buy6,876Common Shares$1.77-$12,170.52  0.77     [ High ]185,008$327,464.16  20.75    [High]Form 4-
2020-04-24Richard Dean Hollis-Buy15,961Common Shares$1.77-$28,250.97  1.79     [ High ]377,210$667,661.70  42.30    [High]Form 4-
2020-04-24Oaktree Huntington Investment Fund Ii, L.p.-Buy0Special Shares, Series 2$0.00$0.00  -0$0.00  -Form 4-
2020-04-24Michael Detlefsen-Buy7,000Common Shares$1.77-$12,390.00  0.79     [ High ]120,363$213,042.51  13.50    [Average]Form 4-
2020-04-24Leslie Starr Keating-Buy9,746Common Shares$1.77-$17,250.42  1.09     [ High ]16,673$29,511.21  1.87     [Low]Form 4-
2020-04-24Derek Briffett-Buy7,797Common Shares$1.77-$13,800.69  0.87     [ High ]60,126$106,423.02  6.74     [Average]Form 4-
2020-04-24Rebecca Fisher-Buy9,322Common Shares$1.77-$16,499.94  1.05     [ High ]15,948$28,227.96  1.79     [Low]Form 4-
2020-05-19Capital Llc Engaged-Buy57,185Common Shares$3.72-$212,728.20  6.41     [ Very High ]57,185$212,728.20  6.41     [Average]Form 4By: Engaged Capital Special Situation, LP
2020-05-19Capital Llc Engaged-Buy25,309Common Shares$3.66-$92,630.94  2.84     [ Very High ]82,494$301,928.04  9.25     [Average]Form 4By: Engaged Capital Special Situation, LP
2020-05-19Capital Llc Engaged-Buy26,178Common Shares$3.60-$94,240.80  2.94     [ Very High ]108,672$391,219.20  12.19    [Average]Form 4By: Engaged Capital Special Situation, LP
2020-05-20Capital Llc Engaged-Buy3,500Common Shares$3.76-$13,160.00  0.39     [ Average ]112,172$421,766.72  12.58    [Average]Form 4By: Engaged Capital Special Situation, LP
2020-05-20Capital Llc Engaged-Buy187,696Common Shares$3.80-$713,244.80  21.05    [ Very High ]299,868$1,139,498.40  33.63    [High]Form 4By: Engaged Capital Special Situation, LP
2020-05-21Capital Llc Engaged-Buy73,694Common Shares$3.87-$285,195.78  8.26     [ Very High ]373,562$1,445,684.94  41.89    [High]Form 4By: Engaged Capital Special Situation, LP
2020-05-21Capital Llc Engaged-Buy482,500Common Shares$3.86-$1,862,450.00  54.11    [ Very High ]856,062$3,304,399.32  96.00    [Very High]Form 4By: Engaged Capital Special Situation, LP
2020-05-22Capital Llc Engaged-Buy10,100Common Shares$3.85-$38,885.00  1.13     [ High ]866,162$3,334,723.70  97.13    [Very High]Form 4By: Engaged Capital Special Situation, LP
2020-05-22Capital Llc Engaged-Buy133,838Common Shares$3.80-$508,584.40  15.01    [ Very High ]1,000,000$3,800,000.00  112.14   [Very High]Form 4By: Engaged Capital Special Situation, LP
2020-05-24Versteegh Geradus Joseph MariaSVP & GMBuy6,955Common Shares$0.00$0.00  -244,460$0.00  27.41    [High]Form 4-
2020-05-24Versteegh Geradus Joseph MariaSVP & GMSell3,443Common Shares$3.84$13,221.12  0.39     [ Average ]241,017$925,505.28  27.03    [High]Form 4-
2020-05-24Jill BarnettChief Administrative OfficerBuy4,213Common Shares$0.00$0.00  -55,686$0.00  6.24     [Average]Form 4-
2020-05-24Robert DuchscherChief Information OfficerBuy3,961Common Shares$0.00$0.00  -96,882$0.00  10.86    [Average]Form 4-
2020-05-24Robert DuchscherChief Information OfficerSell1,177Common Shares$3.84$4,519.68  0.13     [ Low ]95,705$367,507.20  10.73    [Average]Form 4-
2020-05-24Chris WhitehairSVP Supply ChainBuy6,052Common Shares$0.00$0.00  -100,141$0.00  11.23    [Average]Form 4-
2020-05-24Chris WhitehairSVP Supply ChainSell1,852Common Shares$3.84$7,111.68  0.21     [ Low ]98,289$377,429.76  11.02    [Average]Form 4-
2020-05-24Mike BuickSVP and GMBuy4,166Common Shares$0.00$0.00  -94,139$0.00  10.56    [Average]Form 4-
2020-05-24Mike BuickSVP and GMSell1,496Common Shares$3.84$5,744.64  0.17     [ Low ]92,643$355,749.12  10.39    [Average]Form 4-
2020-05-24David LargeyChief Quality OfficerBuy3,521Common Shares$0.00$0.00  -39,419$0.00  4.42     [Low]Form 4-
2020-05-24David LargeyChief Quality OfficerSell1,046Common Shares$3.84$4,016.64  0.12     [ Low ]38,373$147,352.32  4.30     [Low]Form 4-
2020-05-24Barend ReijnGeneral Manager of CPG FruitBuy3,599Common Shares$0.00$0.00  -34,887$0.00  3.91     [Low]Form 4-
2020-05-24Barend ReijnGeneral Manager of CPG FruitSell1,213Common Shares$3.84$4,657.92  0.14     [ Low ]33,674$129,308.16  3.78     [Low]Form 4-
2020-06-14Brendan B Springstubb-Buy24,194Common Shares$0.00$0.00  -97,391$0.00  -Form 4-
2020-06-14Albert D. Bolles-Buy24,194Common Shares$0.00$0.00  -113,351$0.00  -Form 4-
2020-06-14Michael Detlefsen-Buy24,194Common Shares$0.00$0.00  -144,557$0.00  -Form 4-
2020-06-14Richard Dean Hollis-Buy24,194Common Shares$0.00$0.00  -401,404$0.00  45.02    [High]Form 4-
2020-06-14Lovas Katrina Houde-Sell12,952Common Shares$4.51$58,413.52  1.45     [ High ]196,250$885,087.50  22.01    [High]Form 4-
2020-06-14Lovas Katrina Houde-Buy24,194Common Shares$0.00$0.00  -209,202$0.00  23.46    [High]Form 4-
2020-06-14Derek Briffett-Buy24,194Common Shares$0.00$0.00  -84,320$0.00  -Form 4-
2020-06-14Derek Briffett-Sell12,952Common Shares$4.51$58,413.52  -71,368$321,869.68  -Form 4-
2020-07-15Capital Llc Engaged-Buy52,234Common Shares$0.00$0.00  -5,189,565$0.00  581.98   [Very High]Form 4By: Engaged Capital Flagship Master Fund, LP
2020-07-30Capital Llc Engaged-Buy40,326Common Shares$0.00$0.00  -1,040,326$0.00  116.67   [Very High]Form 4By: Engaged Capital Special Situation Fund, LP
2020-07-31Lovas Katrina Houde-Buy2,646Common Shares$4.68-$12,383.28  0.30     [ Average ]198,896$930,833.28  22.31    [High]Form 4-
2020-07-31Richard Dean Hollis-Buy6,837Common Shares$4.68-$31,997.16  0.77     [ Average ]408,241$1,910,567.88  45.78    [High]Form 4-
2020-07-31Albert D. Bolles-Buy3,098Common Shares$4.68-$14,498.64  0.35     [ Average ]116,449$544,981.32  13.06    [Average]Form 4-
2020-07-31Leslie Starr Keating-Buy3,419Common Shares$4.68-$16,000.92  0.38     [ Average ]20,092$94,030.56  2.25     [Low]Form 4-
2020-07-31Derek Briffett-Buy3,100Common Shares$4.68-$14,508.00  0.35     [ Average ]74,468$348,510.24  8.35     [Average]Form 4-
2020-07-31Rebecca Fisher-Buy3,308Common Shares$4.68-$15,481.44  0.37     [ Average ]19,256$90,118.08  2.16     [Low]Form 4-
2020-08-05Ardsley Advisory Partners Lp-Sell25,000Common Stock$6.56$164,000.00  2.80     [ Very High ]12,080,155$79,245,816.80  1,351.20 [Very High]Form 4See Footnotes
2020-08-05Ardsley Advisory Partners Lp-Sell25,000Common Stock$7.10$177,500.00  2.80     [ Very High ]12,055,155$85,591,600.50  1,348.41 [Very High]Form 4See Footnotes
2020-08-05Ardsley Advisory Partners Lp-Sell50,000Common Stock$6.31$315,500.00  5.59     [ Very High ]12,005,155$75,752,528.05  1,342.81 [Very High]Form 4See Footnotes
2020-08-06Ardsley Advisory Partners Lp-Sell12,500Common Stock$6.77$84,625.00  1.40     [ High ]11,992,655$81,190,274.35  1,341.42 [Very High]Form 4See Footnotes
2020-08-16Leslie Starr Keating-Buy19,389Common Shares$0.00$0.00  -39,481$0.00  4.42     [Low]Form 4-
2020-08-13Joseph EnnenCEOBuy297,619Common Shares$0.00$0.00  -776,682$0.00  86.87    [Very High]Form 4-
2020-08-13Joseph EnnenCEOSell124,066Common Shares$6.69$830,001.54  13.88    [ Very High ]652,616$4,366,001.04  73.00    [High]Form 4-
2020-08-16Rebecca Fisher-Buy19,389Common Shares$0.00$0.00  -38,645$0.00  4.32     [Low]Form 4-
2020-08-13Scott E. HuckinsCFOBuy57,773Common Shares$0.00$0.00  -212,273$0.00  23.74    [High]Form 4-
2020-08-13Scott E. HuckinsCFOSell17,592Common Shares$6.69$117,690.48  1.97     [ High ]194,681$1,302,415.89  21.78    [High]Form 4-
2020-08-18Ardsley Advisory Partners Lp-Sell2,300,000Common Stock$6.00$13,800,000.00  257.26   [ Very High ]9,692,655$58,155,930.00  1,084.15 [Very High]Form 4See Footnotes
2020-08-18Ardsley Advisory Partners Lp-Sell1,000,000Common Stock$6.00$6,000,000.00  111.85   [ Very High ]8,692,655$52,155,930.00  972.30   [Very High]Form 4See Footnotes
2020-09-03Scott E. HuckinsCFOBuy57,773Common Shares$0.00$0.00  -252,454$0.00  28.24    [High]Form 4-
2020-09-03Scott E. HuckinsCFOSell17,592Common Shares$6.96$122,440.32  1.97     [ High ]234,862$1,634,639.52  26.27    [High]Form 4-
2020-09-03Scott E. HuckinsCFOBuy51,500Common Shares$0.00$0.00  -286,362$0.00  32.03    [High]Form 4-
2020-09-03Scott E. HuckinsCFOSell15,682Common Shares$6.96$109,146.72  1.75     [ High ]270,680$1,883,932.80  30.28    [High]Form 4-
2020-10-23Lovas Katrina Houde-Buy1,733Common Shares$7.34-$12,720.22  0.19     [ Low ]200,629$1,472,616.86  22.44    [High]Form 4-
2020-10-23Richard Dean Hollis-Buy4,728Common Shares$7.34-$34,703.52  0.53     [ Average ]412,969$3,031,192.46  46.19    [High]Form 4-
2020-10-23Albert D. Bolles-Buy1,975Common Shares$7.34-$14,496.50  0.22     [ Low ]118,424$869,232.16  13.25    [Average]Form 4-
2020-10-23Leslie Starr Keating-Buy2,179Common Shares$7.34-$15,993.86  0.24     [ Low ]41,660$305,784.40  4.66     [Low]Form 4-
2020-10-23Derek Briffett-Buy2,007Common Shares$7.34-$14,731.38  0.22     [ Low ]76,475$561,326.50  8.55     [Average]Form 4-
2020-10-23Rebecca Fisher-Buy2,486Common Shares$7.34-$18,247.24  0.28     [ Low ]41,131$301,901.54  4.60     [Low]Form 4-
2020-12-08Joseph EnnenCEOBuy297,619Common Shares$0.00$0.00  -950,235$0.00  105.65   [Very High]Form 4-
2020-12-08Joseph EnnenCEOSell146,429Common Shares$9.88$1,446,718.52  16.28    [ Very High ]803,806$7,941,603.28  89.37    [Very High]Form 4-
2020-12-08Scott E. HuckinsCFOBuy57,773Common Shares$0.00$0.00  -328,453$0.00  36.52    [High]Form 4-
2020-12-08Scott E. HuckinsCFOSell28,425Common Shares$9.88$280,839.00  3.16     [ Very High ]300,028$2,964,276.64  33.36    [High]Form 4-
2021-01-29Lovas Katrina Houde-Buy1,190Common Shares$11.67-$13,887.30  0.13     [ Low ]201,819$2,355,227.73  22.44    [High]Form 4-
2021-01-29Richard Dean Hollis-Buy3,138Common Shares$11.67-$36,620.46  0.35     [ Average ]416,107$4,855,968.69  46.27    [High]Form 4-
2021-01-29Albert D. Bolles-Buy1,510Common Shares$11.67-$17,621.70  0.17     [ Low ]119,934$1,399,629.78  13.34    [Average]Form 4-
2021-01-29Derek Briffett-Buy1,332Common Shares$11.67-$15,544.44  0.15     [ Low ]77,807$908,007.69  8.65     [Average]Form 4-
2021-01-29Rebecca Fisher-Buy1,832Common Shares$11.67-$21,379.44  0.20     [ Low ]42,963$501,378.21  4.78     [Low]Form 4-
2021-01-29Leslie Starr Keating-Buy1,639Common Shares$11.67-$19,127.13  0.18     [ Low ]43,299$505,299.33  4.81     [Low]Form 4-
2021-02-10Joseph EnnenCEOBuy297,619Common Shares$0.00$0.00  -1,101,425$0.00  122.46   [Very High]Form 4-
2021-02-10Joseph EnnenCEOSell146,638Common Shares$16.47$2,415,127.86  16.30    [ Very High ]954,787$15,725,341.89  106.16   [Very High]Form 4-
2021-02-10Scott E. HuckinsCFOBuy57,773Common Shares$0.00$0.00  -357,801$0.00  39.78    [High]Form 4-
2021-02-10Scott E. HuckinsCFOSell28,708Common Shares$16.47$472,820.76  3.19     [ Very High ]329,093$5,420,161.71  36.59    [High]Form 4-
2021-02-22Oaktree Huntington Investment Fund Ii, L.p.-Sell1,972,000Special Shares, Series 1$0.00$0.00  -0$0.00  -Form 4See Footnotes
2021-02-22Oaktree Huntington Investment Fund Ii, L.p.-Buy2,051,668Common Stock$7.00-$14,361,676.00  228.12   [ Very High ]3,410,233$23,871,631.00  379.18   [Very High]Form 4-
2021-02-22Organics, L.p. Oaktree-Sell10,170,857Special Shares, Series 1$0.00$0.00  -0$0.00  -Form 4See Footnotes
2021-02-22Organics, L.p. Oaktree-Buy10,581,759Common Stock$7.00-$74,072,313.00  1,176.56 [ Very High ]17,315,893$121,211,251.00  1,925.31 [Very High]Form 4-
2021-02-22Oaktree Huntington Investment Fund Ii, L.p.-Sell1,972,000Special Shares, Series 1$0.00$0.00  -0$0.00  -Form 4See Footnotes
2021-02-22Oaktree Huntington Investment Fund Ii, L.p.-Buy2,051,668Common Stock$7.00-$14,361,676.00  228.12   [ Very High ]3,410,233$23,871,631.00  379.18   [Very High]Form 4-