| Trade Date |
Insider |
Title |
Buy or Sell |
Quantity |
Security Type |
Price |
Proceeds |
Transaction Conviction |
Position Quantity |
Position Value |
Positon Conviction |
SEC Link |
Nature of Ownership |
2020-04-29 | Ian Appleyard | EVP, CAO and Global Controller | Sell | 5,000 | Common Stock | $64.61 | $323,050.00 | 0.14 [ Low ] | 16,859 | $1,089,259.99 | 0.48 [Very Low] | Form 4 | - | 2020-05-15 | Cyrus Taraporevala | EVP; President and CEO of SSGA | Sell | 947 | Common Stock | $54.41 | $51,526.27 | 0.03 [ Very Low ] | 67,297 | $3,661,629.77 | 1.91 [Low] | Form 4 | - | 2020-05-15 | Hannah M Grove | Executive Vice President | Sell | 123 | Common Stock | $54.41 | $6,692.43 | - | 36,008 | $1,959,195.28 | 1.02 [Very Low] | Form 4 | - | 2020-05-15 | John Plansky | EVP; CEO Charles River Develop | Sell | 313 | Common Stock | $54.41 | $17,030.33 | - | 40,187 | $2,186,574.67 | 1.14 [Very Low] | Form 4 | - | 2020-05-15 | Nadine Chakar | Executive Vice President | Sell | 707 | Common Stock | $54.41 | $38,467.87 | 0.02 [ Very Low ] | 17,681 | $962,023.21 | 0.50 [Very Low] | Form 4 | - | 2020-05-15 | Joerg Ambrosius | Executive Vice President | Sell | 74 | Common Stock | $54.41 | $4,026.34 | - | 15,243 | $829,371.63 | 0.43 [Very Low] | Form 4 | - | 2020-05-15 | Aunoy Banerjee | Executive Vice President | Sell | 372 | Common Stock | $54.41 | $20,240.52 | - | 17,490 | $951,630.90 | 0.50 [Very Low] | Form 4 | - | 2020-05-15 | John Lehner | Executive Vice President | Sell | 535 | Common Stock | $54.41 | $29,109.35 | 0.02 [ Very Low ] | 24,360 | $1,325,427.60 | 0.69 [Very Low] | Form 4 | - | 2020-05-15 | Michael L Richards | EVP and Chief Admin Officer | Sell | 465 | Common Stock | $54.41 | $25,300.65 | - | 21,026 | $1,144,024.66 | 0.60 [Very Low] | Form 4 | - | 2020-05-18 | Michael L Richards | EVP and Chief Admin Officer | Sell | 381 | Common Stock | $56.31 | $21,454.11 | - | 20,645 | $1,162,519.95 | 0.59 [Very Low] | Form 4 | - | 2020-05-15 | Michael L Richards | EVP and Chief Admin Officer | Sell | 6 | Common Stock | $54.41 | $326.46 | - | 554 | $30,143.14 | 0.02 [Very Low] | Form 4 | By domestic partner | 2020-05-20 | Richard P Sergel | - | Buy | 3,341 | Common Stock | $0.00 | $0.00 | - | 59,452 | $0.00 | 1.69 [Low] | Form 4 | - | 2020-05-20 | Gregory L Summe | - | Buy | 3,341 | Common Stock | $0.00 | $0.00 | - | 87,055 | $0.00 | 2.47 [Low] | Form 4 | - | 2020-05-20 | Sara Mathew | - | Buy | 3,341 | Common Stock | $0.00 | $0.00 | - | 8,551 | $0.00 | 0.24 [Very Low] | Form 4 | - | 2020-05-20 | Amelia C. Fawcett | - | Buy | 3,341 | Common Stock | $0.00 | $0.00 | - | 41,851 | $0.00 | 1.19 [Very Low] | Form 4 | - | 2020-05-20 | Saint-aignan Patrick De | - | Buy | 3,341 | Common Stock | $0.00 | $0.00 | - | 35,134 | $0.00 | 1.00 [Very Low] | Form 4 | - | 2020-05-20 | Lynn A Dugle | - | Buy | 3,341 | Common Stock | $0.00 | $0.00 | - | 14,390 | $0.00 | 0.41 [Very Low] | Form 4 | - | 2020-05-20 | William L Meaney | - | Buy | 3,341 | Common Stock | $0.00 | $0.00 | - | 8,775 | $0.00 | 0.25 [Very Low] | Form 4 | - | 2020-05-20 | William C Freda | - | Buy | 3,341 | Common Stock | $0.00 | $0.00 | - | 16,318 | $0.00 | 0.46 [Very Low] | Form 4 | - | 2020-05-20 | Marie A Chandoha | - | Buy | 3,341 | Common Stock | $0.00 | $0.00 | - | 5,469 | $0.00 | 0.16 [Very Low] | Form 4 | - | 2020-05-20 | Sean O'sullivan | - | Buy | 3,341 | Common Stock | $0.00 | $0.00 | - | 10,663 | $0.00 | 0.30 [Very Low] | Form 4 | - | 2020-07-31 | John Lehner | Executive Vice President | Sell | 500 | Common Stock | $63.55 | $31,775.00 | - | 23,860 | $1,516,303.00 | 0.68 [Very Low] | Form 4 | - | 2020-08-15 | David C Phelan | EVP; Gen Counsel and Secretary | Sell | 1,599 | Common Stock | $70.53 | $112,777.47 | 0.05 [ Very Low ] | 98,071 | $6,916,947.63 | 2.78 [Low] | Form 4 | - | 2020-08-15 | Cyrus Taraporevala | EVP; President and CEO of SSGA | Sell | 567 | Common Stock | $70.53 | $39,990.51 | 0.02 [ Very Low ] | 66,730 | $4,706,466.90 | 1.89 [Low] | Form 4 | - | 2020-08-15 | Hannah M Grove | Executive Vice President | Sell | 122 | Common Stock | $70.53 | $8,604.66 | - | 35,886 | $2,531,039.58 | 1.02 [Very Low] | Form 4 | - | 2020-08-15 | Ian Appleyard | EVP, CAO and Global Controller | Sell | 357 | Common Stock | $70.53 | $25,179.21 | - | 16,502 | $1,163,886.06 | 0.47 [Very Low] | Form 4 | - | 2020-08-15 | John Plansky | EVP; CEO Charles River Develop | Sell | 382 | Common Stock | $70.53 | $26,942.46 | - | 39,805 | $2,807,446.65 | 1.13 [Very Low] | Form 4 | - | 2020-08-15 | Aunoy Banerjee | Executive Vice President | Sell | 374 | Common Stock | $70.53 | $26,378.22 | - | 17,116 | $1,207,191.48 | 0.49 [Very Low] | Form 4 | - | 2020-08-15 | John Lehner | Executive Vice President | Sell | 536 | Common Stock | $70.53 | $37,804.08 | 0.02 [ Very Low ] | 23,324 | $1,645,041.72 | 0.66 [Very Low] | Form 4 | - | 2020-08-15 | Brian J Franz | Executive Vice President | Sell | 9,713 | Common Stock | $70.53 | $685,057.89 | 0.28 [ Low ] | 48,910 | $3,449,622.30 | 1.39 [Low] | Form 4 | - | 2020-08-15 | Michael L Richards | EVP and Chief Admin Officer | Sell | 465 | Common Stock | $70.53 | $32,796.45 | - | 20,180 | $1,423,295.40 | 0.57 [Very Low] | Form 4 | - | 2020-08-17 | Michael L Richards | EVP and Chief Admin Officer | Sell | 379 | Common Stock | $70.35 | $26,662.65 | - | 19,801 | $1,393,000.35 | 0.56 [Very Low] | Form 4 | - | 2020-08-15 | Michael L Richards | EVP and Chief Admin Officer | Sell | 6 | Common Stock | $70.53 | $423.18 | - | 552 | $38,932.56 | 0.02 [Very Low] | Form 4 | By domestic partner | 2020-08-15 | Julia Mccarthy | Executive Vice President | Sell | 150 | Common Stock | $70.53 | $10,579.50 | - | 7,635 | $538,496.55 | 0.22 [Very Low] | Form 4 | - | 2020-10-19 | Francisco Aristeguieta | EVP and CEO of Inst. Services | Sell | 45,849 | Common Stock | $65.94 | $3,023,283.06 | 1.30 [ High ] | 110,582 | $7,291,777.08 | 3.14 [Low] | Form 4 | - | 2020-10-19 | Francisco Aristeguieta | EVP and CEO of Inst. Services | Sell | 16,334 | Common Stock | $66.68 | $1,089,151.12 | 0.46 [ Average ] | 94,248 | $6,284,456.64 | 2.67 [Low] | Form 4 | - | 2020-11-15 | David C Phelan | EVP; Gen Counsel and Secretary | Sell | 1,822 | Common Stock | $68.52 | $124,843.44 | 0.05 [ Very Low ] | 96,249 | $6,594,981.48 | 2.73 [Low] | Form 4 | - | 2020-11-15 | Cyrus Taraporevala | EVP; President and CEO of SSGA | Sell | 566 | Common Stock | $68.52 | $38,782.32 | 0.02 [ Very Low ] | 66,164 | $4,533,557.28 | 1.88 [Low] | Form 4 | - | 2020-11-15 | Michael L Richards | EVP and Chief Admin Officer | Sell | 781 | Common Stock | $68.52 | $53,514.12 | 0.02 [ Very Low ] | 19,020 | $1,303,250.40 | 0.54 [Very Low] | Form 4 | - | 2020-11-16 | Michael L Richards | EVP and Chief Admin Officer | Sell | 316 | Common Stock | $70.50 | $22,278.00 | - | 18,704 | $1,318,632.00 | 0.53 [Very Low] | Form 4 | - | 2020-11-15 | Michael L Richards | EVP and Chief Admin Officer | Sell | 6 | Common Stock | $68.52 | $411.12 | - | 550 | $37,686.00 | 0.02 [Very Low] | Form 4 | By domestic partner | 2020-11-19 | Michael L Richards | EVP and Chief Admin Officer | Sell | 400 | Common Stock | $68.59 | $27,436.00 | - | 18,304 | $1,255,471.36 | 0.52 [Very Low] | Form 4 | - | 2020-11-11 | O Hanley Ronald P | Chairman, President and CEO | Sell | 7,000 | Common Stock | $0.00 | $0.00 | - | 178,450 | $0.00 | 5.06 [Average] | Form 4 | - | 2021-02-15 | O Hanley Ronald P | Chairman, President and CEO | Sell | 12,497 | Common Stock | $73.50 | $918,529.50 | 0.35 [ Average ] | 165,953 | $12,197,545.50 | 4.70 [Low] | Form 4 | - | 2021-02-15 | David C Phelan | EVP; Gen Counsel and Secretary | Sell | 1,017 | Common Stock | $73.50 | $74,749.50 | 0.03 [ Very Low ] | 95,232 | $6,999,552.00 | 2.70 [Low] | Form 4 | - | 2021-02-15 | Cyrus Taraporevala | EVP; President and CEO of SSGA | Sell | 3,888 | Common Stock | $73.50 | $285,768.00 | 0.11 [ Low ] | 62,276 | $4,577,286.00 | 1.77 [Low] | Form 4 | - | 2021-02-15 | Andrew P Kuritzkes | EVP and Chief Risk Officer | Sell | 4,216 | Common Stock | $73.50 | $309,876.00 | 0.12 [ Low ] | 84,563 | $6,215,380.50 | 2.40 [Low] | Form 4 | - | 2021-02-16 | Andrew P Kuritzkes | EVP and Chief Risk Officer | Sell | 2,541 | Common Stock | $73.99 | $188,008.59 | 0.07 [ Very Low ] | 82,022 | $6,068,807.78 | 2.32 [Low] | Form 4 | - | 2021-02-16 | Andrew P Kuritzkes | EVP and Chief Risk Officer | Sell | 1,609 | Common Stock | $73.99 | $119,049.91 | 0.05 [ Very Low ] | 80,413 | $5,949,757.87 | 2.28 [Low] | Form 4 | - | 2021-02-15 | Eric W. Aboaf | EVP and CFO | Sell | 5,153 | Common Stock | $73.50 | $378,745.50 | 0.15 [ Low ] | 75,549 | $5,552,851.50 | 2.14 [Low] | Form 4 | - | 2021-02-15 | Louis D Maiuri | EVP & Chief Operating Officer | Sell | 4,264 | Common Stock | $73.50 | $313,404.00 | 0.12 [ Low ] | 68,986 | $5,070,471.00 | 1.96 [Low] | Form 4 | - | 2021-02-15 | Andrew Erickson | Executive Vice President | Sell | 2,126 | Common Stock | $73.50 | $156,261.00 | 0.06 [ Very Low ] | 70,627 | $5,191,084.50 | 2.00 [Low] | Form 4 | - | 2021-02-16 | Andrew Erickson | Executive Vice President | Sell | 630 | Common Stock | $73.99 | $46,613.70 | 0.02 [ Very Low ] | 69,997 | $5,179,078.03 | 1.98 [Low] | Form 4 | - | 2021-02-15 | Kathryn M Horgan | Executive Vice President | Sell | 2,500 | Common Stock | $73.50 | $183,750.00 | 0.07 [ Very Low ] | 71,712 | $5,270,832.00 | 2.03 [Low] | Form 4 | - | 2021-02-15 | Ian Appleyard | EVP, CAO and Global Controller | Sell | 1,420 | Common Stock | $73.50 | $104,370.00 | 0.04 [ Very Low ] | 15,082 | $1,108,527.00 | 0.43 [Very Low] | Form 4 | - | 2021-02-15 | Michael L Richards | EVP and Chief Admin Officer | Sell | 456 | Common Stock | $73.50 | $33,516.00 | - | 17,848 | $1,311,828.00 | 0.51 [Very Low] | Form 4 | - | 2021-02-15 | Michael L Richards | EVP and Chief Admin Officer | Sell | 6 | Common Stock | $73.50 | $441.00 | - | 547 | $40,204.50 | 0.02 [Very Low] | Form 4 | By domestic partner | 2021-02-23 | Michael L Richards | EVP and Chief Admin Officer | Sell | 533 | Common Stock | $74.39 | $39,649.87 | 0.02 [ Very Low ] | 17,315 | $1,288,062.85 | 0.49 [Very Low] | Form 4 | - | 2021-02-25 | Louis D Maiuri | EVP & Chief Operating Officer | Sell | 14,339 | Common Stock | $77.39 | $1,109,695.21 | 0.41 [ Average ] | 54,647 | $4,229,131.33 | 1.55 [Low] | Form 4 | - | 2021-02-26 | O Hanley Ronald P | Chairman, President and CEO | Buy | 48,616 | Common Stock | $0.00 | $0.00 | - | 214,569 | $0.00 | 6.10 [Average] | Form 4 | - | 2021-02-26 | O Hanley Ronald P | Chairman, President and CEO | Buy | 24,762 | Common Stock | $0.00 | $0.00 | - | 239,331 | $0.00 | 6.80 [Average] | Form 4 | - | 2021-02-26 | O Hanley Ronald P | Chairman, President and CEO | Sell | 10,982 | Common Stock | $72.77 | $799,160.14 | 0.31 [ Average ] | 228,349 | $16,616,956.73 | 6.49 [Average] | Form 4 | - | 2021-02-26 | David C Phelan | EVP; Gen Counsel and Secretary | Buy | 15,332 | Common Stock | $0.00 | $0.00 | - | 110,564 | $0.00 | 3.14 [Low] | Form 4 | - | 2021-02-26 | David C Phelan | EVP; Gen Counsel and Secretary | Buy | 2,746 | Common Stock | $0.00 | $0.00 | - | 113,310 | $0.00 | 3.22 [Low] | Form 4 | - | 2021-02-26 | David C Phelan | EVP; Gen Counsel and Secretary | Sell | 1,016 | Common Stock | $72.77 | $73,934.32 | 0.03 [ Very Low ] | 112,294 | $8,171,634.38 | 3.19 [Low] | Form 4 | - | 2021-02-26 | Cyrus Taraporevala | EVP; President and CEO of SSGA | Buy | 24,682 | Common Stock | $0.00 | $0.00 | - | 86,958 | $0.00 | 2.47 [Low] | Form 4 | - | 2021-02-26 | Cyrus Taraporevala | EVP; President and CEO of SSGA | Buy | 39,777 | Common Stock | $0.00 | $0.00 | - | 126,735 | $0.00 | 3.60 [Low] | Form 4 | - | 2021-02-26 | Cyrus Taraporevala | EVP; President and CEO of SSGA | Sell | 17,642 | Common Stock | $72.77 | $1,283,808.34 | 0.50 [ Average ] | 109,093 | $7,938,697.61 | 3.10 [Low] | Form 4 | - | 2021-02-26 | Andrew P Kuritzkes | EVP and Chief Risk Officer | Buy | 17,950 | Common Stock | $0.00 | $0.00 | - | 98,363 | $0.00 | 2.80 [Low] | Form 4 | - | 2021-02-26 | Andrew P Kuritzkes | EVP and Chief Risk Officer | Buy | 11,680 | Common Stock | $0.00 | $0.00 | - | 110,043 | $0.00 | 3.13 [Low] | Form 4 | - | 2021-02-26 | Andrew P Kuritzkes | EVP and Chief Risk Officer | Sell | 5,620 | Common Stock | $72.77 | $408,967.40 | 0.16 [ Low ] | 104,423 | $7,598,861.71 | 2.97 [Low] | Form 4 | - | 2021-03-01 | Andrew P Kuritzkes | EVP and Chief Risk Officer | Sell | 6,060 | Common Stock | $74.61 | $452,136.60 | 0.17 [ Low ] | 98,363 | $7,338,863.43 | 2.80 [Low] | Form 4 | - | 2021-02-26 | Francisco Aristeguieta | EVP and CEO of Inst. Services | Buy | 22,999 | Common Stock | $0.00 | $0.00 | - | 117,247 | $0.00 | 3.33 [Low] | Form 4 | - | 2021-02-26 | Eric W. Aboaf | EVP and CFO | Buy | 23,561 | Common Stock | $0.00 | $0.00 | - | 99,110 | $0.00 | 2.82 [Low] | Form 4 | - | 2021-02-26 | Eric W. Aboaf | EVP and CFO | Buy | 31,638 | Common Stock | $0.00 | $0.00 | - | 130,748 | $0.00 | 3.72 [Low] | Form 4 | - | 2021-02-26 | Eric W. Aboaf | EVP and CFO | Sell | 15,494 | Common Stock | $72.77 | $1,127,498.38 | 0.44 [ Average ] | 115,254 | $8,387,033.58 | 3.28 [Low] | Form 4 | - | 2021-02-26 | Louis D Maiuri | EVP & Chief Operating Officer | Buy | 25,244 | Common Stock | $0.00 | $0.00 | - | 79,891 | $0.00 | 2.27 [Low] | Form 4 | - | 2021-02-26 | Louis D Maiuri | EVP & Chief Operating Officer | Buy | 27,139 | Common Stock | $0.00 | $0.00 | - | 107,030 | $0.00 | 3.04 [Low] | Form 4 | - | 2021-02-26 | Louis D Maiuri | EVP & Chief Operating Officer | Sell | 11,960 | Common Stock | $72.77 | $870,329.20 | 0.34 [ Average ] | 95,070 | $6,918,243.90 | 2.70 [Low] | Form 4 | - | 2021-02-26 | Andrew Erickson | Executive Vice President | Sell | 11,000 | Common Stock | $73.30 | $806,300.00 | 0.31 [ Average ] | 58,997 | $4,324,480.10 | 1.68 [Low] | Form 4 | - | 2021-02-26 | Andrew Erickson | Executive Vice President | Buy | 21,878 | Common Stock | $0.00 | $0.00 | - | 80,875 | $0.00 | 2.30 [Low] | Form 4 | - | 2021-02-26 | Andrew Erickson | Executive Vice President | Buy | 46,989 | Common Stock | $0.00 | $0.00 | - | 127,864 | $0.00 | 3.63 [Low] | Form 4 | - | 2021-02-26 | Kathryn M Horgan | Executive Vice President | Buy | 11,968 | Common Stock | $0.00 | $0.00 | - | 83,680 | $0.00 | 2.38 [Low] | Form 4 | - | 2021-02-26 | Kathryn M Horgan | Executive Vice President | Buy | 4,672 | Common Stock | $0.00 | $0.00 | - | 88,352 | $0.00 | 2.51 [Low] | Form 4 | - | 2021-02-26 | Kathryn M Horgan | Executive Vice President | Sell | 1,397 | Common Stock | $72.77 | $101,659.69 | 0.04 [ Very Low ] | 86,955 | $6,327,715.35 | 2.47 [Low] | Form 4 | - | 2021-02-26 | Ian Appleyard | EVP, CAO and Global Controller | Buy | 4,006 | Common Stock | $0.00 | $0.00 | - | 19,088 | $0.00 | 0.54 [Very Low] | Form 4 | - | 2021-02-26 | Ian Appleyard | EVP, CAO and Global Controller | Buy | 2,209 | Common Stock | $0.00 | $0.00 | - | 21,297 | $0.00 | 0.61 [Very Low] | Form 4 | - | 2021-02-26 | Ian Appleyard | EVP, CAO and Global Controller | Sell | 1,039 | Common Stock | $72.77 | $75,608.03 | 0.03 [ Very Low ] | 20,258 | $1,474,174.66 | 0.58 [Very Low] | Form 4 | - | 2021-02-26 | Michael L Richards | EVP and Chief Admin Officer | Buy | 7,105 | Common Stock | $0.00 | $0.00 | - | 24,420 | $0.00 | 0.69 [Very Low] | Form 4 | - | 2021-02-26 | Michael L Richards | EVP and Chief Admin Officer | Buy | 1,291 | Common Stock | $0.00 | $0.00 | - | 25,711 | $0.00 | 0.73 [Very Low] | Form 4 | - | 2021-02-26 | Michael L Richards | EVP and Chief Admin Officer | Sell | 379 | Common Stock | $72.77 | $27,579.83 | - | 25,332 | $1,843,409.64 | 0.72 [Very Low] | Form 4 | - | 2021-03-01 | Michael L Richards | EVP and Chief Admin Officer | Sell | 365 | Common Stock | $74.61 | $27,232.65 | - | 24,967 | $1,862,787.87 | 0.71 [Very Low] | Form 4 | - | 2021-03-05 | Julio A Portalatin | - | Buy | 410 | Common Stock | $0.00 | $0.00 | - | 410 | $0.00 | - | Form 4 | - | 2021-03-05 | John B Rhea | - | Buy | 599 | Common Stock | $0.00 | $0.00 | - | 599 | $0.00 | 0.02 [Very Low] | Form 4 | - | 2021-05-15 | O Hanley Ronald P | Chairman, President and CEO | Buy | 7,744 | Common Stock | $0.00 | $0.00 | - | 236,093 | $0.00 | 6.79 [Average] | Form 4 | - | 2021-05-15 | O Hanley Ronald P | Chairman, President and CEO | Sell | 3,434 | Common Stock | $86.75 | $297,899.50 | 0.10 [ Low ] | 232,659 | $20,183,168.25 | 6.69 [Average] | Form 4 | - | 2021-05-15 | David C Phelan | EVP; Gen Counsel and Secretary | Sell | 741 | Common Stock | $86.75 | $64,281.75 | 0.02 [ Very Low ] | 111,553 | $9,677,222.75 | 3.21 [Low] | Form 4 | - | 2021-05-15 | Michael L Richards | EVP and Chief Admin Officer | Sell | 307 | Common Stock | $86.75 | $26,632.25 | - | 24,660 | $2,139,255.00 | 0.71 [Very Low] | Form 4 | - | 2021-05-17 | Michael L Richards | EVP and Chief Admin Officer | Sell | 331 | Common Stock | $86.11 | $28,502.41 | - | 24,329 | $2,094,970.19 | 0.70 [Very Low] | Form 4 | - | 2021-05-19 | Richard P Sergel | - | Buy | 2,319 | Common Stock | $0.00 | $0.00 | - | 62,916 | $0.00 | 1.81 [Low] | Form 4 | - | 2021-05-19 | Gregory L Summe | - | Buy | 2,319 | Common Stock | $0.00 | $0.00 | - | 91,565 | $0.00 | 2.63 [Low] | Form 4 | - | 2021-05-19 | Sara Mathew | - | Buy | 2,319 | Common Stock | $0.00 | $0.00 | - | 10,966 | $0.00 | 0.32 [Very Low] | Form 4 | - | 2021-05-20 | David C Phelan | EVP; Gen Counsel and Secretary | Sell | 50,000 | Common Stock | $84.30 | $4,215,000.00 | 1.44 [ High ] | 61,553 | $5,188,917.90 | 1.77 [Low] | Form 4 | - | 2021-05-19 | Amelia C. Fawcett | - | Buy | 2,319 | Common Stock | $0.00 | $0.00 | - | 45,236 | $0.00 | 1.30 [Low] | Form 4 | - | 2021-05-19 | Saint-aignan Patrick De | - | Buy | 2,319 | Common Stock | $0.00 | $0.00 | - | 37,453 | $0.00 | 1.08 [Very Low] | Form 4 | - | 2021-05-19 | Julio A Portalatin | - | Buy | 2,319 | Common Stock | $0.00 | $0.00 | - | 2,731 | $0.00 | 0.08 [Very Low] | Form 4 | - | 2021-05-19 | William L Meaney | - | Buy | 2,319 | Common Stock | $0.00 | $0.00 | - | 11,346 | $0.00 | 0.33 [Very Low] | Form 4 | - | 2021-05-19 | William C Freda | - | Buy | 2,319 | Common Stock | $0.00 | $0.00 | - | 19,106 | $0.00 | 0.55 [Very Low] | Form 4 | - | 2021-05-19 | Marie A Chandoha | - | Buy | 2,319 | Common Stock | $0.00 | $0.00 | - | 7,788 | $0.00 | 0.22 [Very Low] | Form 4 | - | 2021-05-19 | John B Rhea | - | Buy | 3,390 | Common Stock | $0.00 | $0.00 | - | 3,992 | $0.00 | 0.11 [Very Low] | Form 4 | - | 2021-05-19 | Sean O'sullivan | - | Buy | 2,319 | Common Stock | $0.00 | $0.00 | - | 13,289 | $0.00 | 0.38 [Very Low] | Form 4 | - | 2021-05-20 | Ian Appleyard | EVP, CAO and Global Controller | Sell | 3,800 | Common Stock | $84.59 | $321,442.00 | 0.11 [ Low ] | 16,458 | $1,392,182.22 | 0.47 [Very Low] | Form 4 | - | 2021-07-26 | Cyrus Taraporevala | EVP; President and CEO of SSGA | Sell | 4,488 | Common Stock | $85.02 | $381,569.76 | 0.13 [ Low ] | 104,605 | $8,893,517.10 | 3.05 [Low] | Form 4 | - | 2021-08-09 | Cyrus Taraporevala | EVP; President and CEO of SSGA | Sell | 4,487 | Common Stock | $89.40 | $401,137.80 | 0.13 [ Low ] | 100,118 | $8,950,549.20 | 2.91 [Low] | Form 4 | - | 2021-08-15 | O Hanley Ronald P | Chairman, President and CEO | Buy | 7,744 | Common Stock | $0.00 | $0.00 | - | 236,093 | $0.00 | 6.87 [Average] | Form 4 | - | 2021-08-15 | O Hanley Ronald P | Chairman, President and CEO | Sell | 7,744 | Common Stock | $90.79 | $703,077.76 | 0.23 [ Low ] | 228,349 | $20,731,805.71 | 6.65 [Average] | Form 4 | - | 2021-08-15 | David C Phelan | EVP; Gen Counsel and Secretary | Sell | 1,059 | Common Stock | $90.79 | $96,146.61 | 0.03 [ Very Low ] | 60,494 | $5,492,250.26 | 1.76 [Low] | Form 4 | - | 2021-05-28 | Louis D Maiuri | EVP & Chief Operating Officer | Sell | 29,320 | Common Stock | $0.00 | $0.00 | - | 65,750 | $0.00 | 1.91 [Low] | Form 4 | - | 2021-08-15 | Ian Appleyard | EVP, CAO and Global Controller | Sell | 357 | Common Stock | $90.79 | $32,412.03 | - | 16,101 | $1,461,809.79 | 0.47 [Very Low] | Form 4 | - | 2021-08-15 | Michael L Richards | EVP and Chief Admin Officer | Sell | 307 | Common Stock | $90.79 | $27,872.53 | - | 24,022 | $2,180,957.38 | 0.70 [Very Low] | Form 4 | - | 2021-08-16 | Michael L Richards | EVP and Chief Admin Officer | Sell | 330 | Common Stock | $89.96 | $29,686.80 | - | 23,692 | $2,131,332.32 | 0.69 [Very Low] | Form 4 | - | 2021-09-09 | Cyrus Taraporevala | EVP; President and CEO of SSGA | Sell | 4,487 | Common Stock | $87.00 | $390,369.00 | 0.13 [ Low ] | 95,631 | $8,319,897.00 | 2.78 [Low] | Form 4 | - | 2021-10-08 | Cyrus Taraporevala | EVP; President and CEO of SSGA | Sell | 4,487 | Common Stock | $89.23 | $400,375.01 | 0.12 [ Low ] | 91,144 | $8,132,779.12 | 2.49 [Low] | Form 4 | - | 2021-11-09 | Cyrus Taraporevala | EVP; President and CEO of SSGA | Sell | 4,487 | Common Stock | $95.74 | $429,585.38 | 0.12 [ Low ] | 86,657 | $8,296,541.18 | 2.37 [Low] | Form 4 | - | 2021-11-10 | Saint-aignan Patrick De | - | Sell | 3,000 | Common Stock | $96.66 | $289,980.00 | 0.08 [ Very Low ] | 34,453 | $3,330,226.98 | 0.94 [Very Low] | Form 4 | - | 2021-11-10 | Saint-aignan Patrick De | - | Sell | 2,000 | Common Stock | $97.75 | $195,500.00 | 0.05 [ Very Low ] | 32,453 | $3,172,280.75 | 0.89 [Very Low] | Form 4 | - | 2021-11-12 | Saint-aignan Patrick De | - | Sell | 1,000 | Common Stock | $99.12 | $99,120.00 | 0.03 [ Very Low ] | 31,453 | $3,117,621.36 | 0.86 [Very Low] | Form 4 | - | 2021-11-09 | O Hanley Ronald P | Chairman, President and CEO | Sell | 10,475 | Common Stock | $0.00 | $0.00 | - | 217,874 | $0.00 | 5.96 [Average] | Form 4 | - | 2021-11-15 | O Hanley Ronald P | Chairman, President and CEO | Buy | 7,743 | Common Stock | $0.00 | $0.00 | - | 225,617 | $0.00 | 6.17 [Average] | Form 4 | - | 2021-11-15 | O Hanley Ronald P | Chairman, President and CEO | Sell | 7,743 | Common Stock | $99.92 | $773,680.56 | 0.21 [ Low ] | 217,874 | $21,769,970.08 | 5.96 [Average] | Form 4 | - | 2021-11-15 | David C Phelan | EVP; Gen Counsel and Secretary | Sell | 1,059 | Common Stock | $99.92 | $105,815.28 | 0.03 [ Very Low ] | 59,435 | $5,938,745.20 | 1.63 [Low] | Form 4 | - | 2021-11-15 | Francisco Aristeguieta | EVP and CEO of Inst. Services | Sell | 22,200 | Common Stock | $99.45 | $2,207,790.00 | 0.61 [ Average ] | 95,047 | $9,452,424.15 | 2.60 [Low] | Form 4 | - | 2021-11-15 | Michael L Richards | EVP and Chief Admin Officer | Sell | 476 | Common Stock | $99.92 | $47,561.92 | - | 23,216 | $2,319,742.72 | 0.63 [Very Low] | Form 4 | - | 2021-11-16 | Michael L Richards | EVP and Chief Admin Officer | Sell | 262 | Common Stock | $99.58 | $26,089.96 | - | 22,954 | $2,285,759.32 | 0.63 [Very Low] | Form 4 | - | 2021-12-09 | Cyrus Taraporevala | EVP; President and CEO of SSGA | Sell | 4,487 | Common Stock | $92.12 | $413,342.44 | 0.12 [ Low ] | 82,170 | $7,569,500.40 | 2.25 [Low] | Form 4 | - | 2021-12-17 | W. Bradford Hu | Executive Vice President | Buy | 5,889 | Common Stock | $0.00 | $0.00 | - | 5,889 | $0.00 | 0.16 [Very Low] | Form 4 | - | 2022-01-24 | Andrew Erickson | Executive Vice President | Sell | 16,000 | Common Stock | $89.00 | $1,424,000.00 | 0.44 [ Average ] | 111,864 | $9,955,896.00 | 3.06 [Low] | Form 4 | - | 2022-02-15 | O Hanley Ronald P | Chairman, President and CEO | Sell | 14,388 | Common Stock | $100.32 | $1,443,404.16 | 0.39 [ Average ] | 203,486 | $20,413,715.52 | 5.56 [Average] | Form 4 | - | 2022-02-15 | O Hanley Ronald P | Chairman, President and CEO | Buy | 2,581 | Common Stock | $0.00 | $0.00 | - | 206,067 | $0.00 | 5.63 [Average] | Form 4 | - | 2022-02-15 | O Hanley Ronald P | Chairman, President and CEO | Sell | 2,581 | Common Stock | $100.32 | $258,925.92 | 0.07 [ Very Low ] | 203,486 | $20,413,715.52 | 5.56 [Average] | Form 4 | - | 2022-02-15 | David C Phelan | EVP; Gen Counsel and Secretary | Sell | 2,062 | Common Stock | $100.32 | $206,859.84 | 0.06 [ Very Low ] | 57,373 | $5,755,659.36 | 1.57 [Low] | Form 4 | - | 2022-02-15 | Cyrus Taraporevala | EVP; President and CEO of SSGA | Sell | 6,523 | Common Stock | $100.32 | $654,387.36 | 0.18 [ Low ] | 75,647 | $7,588,907.04 | 2.07 [Low] | Form 4 | - | 2022-02-15 | Francisco Aristeguieta | EVP and CEO of Inst. Services | Sell | 11,435 | Common Stock | $100.32 | $1,147,159.20 | 0.31 [ Average ] | 83,612 | $8,387,955.84 | 2.28 [Low] | Form 4 | - | 2022-02-15 | Eric W. Aboaf | EVP and CFO | Sell | 8,130 | Common Stock | $100.32 | $815,601.60 | 0.22 [ Low ] | 107,124 | $10,746,679.68 | 2.93 [Low] | Form 4 | - | 2022-02-15 | Louis D Maiuri | EVP & Chief Operating Officer | Sell | 6,486 | Common Stock | $100.32 | $650,675.52 | 0.18 [ Low ] | 63,576 | $6,377,944.32 | 1.74 [Low] | Form 4 | - | 2022-02-15 | Andrew Erickson | Executive Vice President | Sell | 1,162 | Common Stock | $100.32 | $116,571.84 | 0.03 [ Very Low ] | 110,702 | $11,105,624.64 | 3.02 [Low] | Form 4 | - | 2022-02-15 | Kathryn M Horgan | Executive Vice President | Sell | 2,651 | Common Stock | $100.32 | $265,948.32 | 0.07 [ Very Low ] | 84,304 | $8,457,377.28 | 2.30 [Low] | Form 4 | - | 2022-02-15 | Ian Appleyard | EVP, CAO and Global Controller | Sell | 1,892 | Common Stock | $100.32 | $189,805.44 | 0.05 [ Very Low ] | 14,209 | $1,425,446.88 | 0.39 [Very Low] | Form 4 | - | 2022-02-15 | Michael L Richards | EVP and Chief Admin Officer | Sell | 944 | Common Stock | $100.32 | $94,702.08 | 0.03 [ Very Low ] | 22,010 | $2,208,043.20 | 0.60 [Very Low] | Form 4 | - | 2022-02-22 | Francisco Aristeguieta | EVP and CEO of Inst. Services | Sell | 19,736 | Common Stock | $93.10 | $1,837,421.60 | 0.54 [ Average ] | 63,876 | $5,946,855.60 | 1.74 [Low] | Form 4 | - | 2022-03-28 | Donna Demaio | - | Buy | 181 | Common Stock | $0.00 | $0.00 | - | 181 | $0.00 | - | Form 4 | - | 2022-04-04 | O Hanley Ronald P | Chairman and CEO | Sell | 83,681 | Common Stock | $0.00 | $0.00 | - | 188,841 | $0.00 | 5.14 [Average] | Form 4 | - | 2022-05-15 | O Hanley Ronald P | Chairman and CEO | Buy | 2,581 | Common Stock | $0.00 | $0.00 | - | 191,422 | $0.00 | 5.21 [Average] | Form 4 | - | 2022-05-15 | O Hanley Ronald P | Chairman and CEO | Sell | 2,581 | Common Stock | $69.21 | $178,631.01 | 0.07 [ Very Low ] | 188,841 | $13,069,685.61 | 5.14 [Average] | Form 4 | - | 2022-05-15 | O Hanley Ronald P | Chairman and CEO | Buy | 7,547 | Common Stock | $0.00 | $0.00 | - | 196,388 | $0.00 | 5.35 [Average] | Form 4 | - | 2022-05-15 | O Hanley Ronald P | Chairman and CEO | Sell | 7,547 | Common Stock | $69.21 | $522,327.87 | 0.21 [ Low ] | 188,841 | $13,069,685.61 | 5.14 [Average] | Form 4 | - | 2022-05-15 | David C Phelan | EVP; Gen Counsel and Secretary | Sell | 717 | Common Stock | $69.21 | $49,623.57 | 0.02 [ Very Low ] | 71,740 | $4,965,125.40 | 1.95 [Low] | Form 4 | - | 2022-05-15 | Michael L Richards | EVP and Chief Admin Officer | Sell | 315 | Common Stock | $69.21 | $21,801.15 | - | 29,226 | $2,022,731.46 | 0.80 [Very Low] | Form 4 | - | 2022-05-18 | Richard P Sergel | - | Buy | 2,912 | Common Stock | $0.00 | $0.00 | - | 66,856 | $0.00 | 1.82 [Low] | Form 4 | - | 2022-05-18 | Gregory L Summe | - | Buy | 2,912 | Common Stock | $0.00 | $0.00 | - | 96,503 | $0.00 | 2.63 [Low] | Form 4 | - | 2022-05-18 | Sara Mathew | - | Buy | 2,912 | Common Stock | $0.00 | $0.00 | - | 14,022 | $0.00 | 0.38 [Very Low] | Form 4 | - | 2022-05-18 | Amelia C. Fawcett | - | Buy | 2,912 | Common Stock | $0.00 | $0.00 | - | 49,164 | $0.00 | 1.34 [Low] | Form 4 | - | 2022-05-18 | Saint-aignan Patrick De | - | Buy | 2,912 | Common Stock | $0.00 | $0.00 | - | 34,365 | $0.00 | 0.94 [Very Low] | Form 4 | - | 2022-05-18 | Julio A Portalatin | - | Buy | 2,912 | Common Stock | $0.00 | $0.00 | - | 5,711 | $0.00 | 0.16 [Very Low] | Form 4 | - | 2022-05-18 | William L Meaney | - | Buy | 2,912 | Common Stock | $0.00 | $0.00 | - | 14,543 | $0.00 | 0.40 [Very Low] | Form 4 | - | 2022-05-18 | William C Freda | - | Buy | 2,912 | Common Stock | $0.00 | $0.00 | - | 22,497 | $0.00 | 0.61 [Very Low] | Form 4 | - | 2022-05-18 | Marie A Chandoha | - | Buy | 2,912 | Common Stock | $0.00 | $0.00 | - | 10,758 | $0.00 | 0.29 [Very Low] | Form 4 | - | 2022-05-18 | John B Rhea | - | Buy | 4,406 | Common Stock | $0.00 | $0.00 | - | 8,498 | $0.00 | 0.23 [Very Low] | Form 4 | - | 2022-05-18 | Donna Demaio | - | Buy | 2,912 | Common Stock | $0.00 | $0.00 | - | 3,094 | $0.00 | 0.08 [Very Low] | Form 4 | - | 2022-05-18 | Sean O'sullivan | - | Buy | 2,912 | Common Stock | $0.00 | $0.00 | - | 16,534 | $0.00 | 0.45 [Very Low] | Form 4 | - |
