TOMPKINS FINANCIAL CORP

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TOMPKINS FINANCIAL CORP

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Trade Date Insider Title Buy or Sell Quantity Security Type Price Proceeds Transaction Conviction Position Quantity Position Value Positon Conviction SEC Link Nature of Ownership
2020-05-03Stephen S RomainePresident & CEOSell432Common Stock$68.19$29,458.08  0.29     [ Average ]52,637$3,589,296.57  35.31    [High]Form 4-
2020-05-03David S BoyceEVP, Pres. & CEO Tompkins Ins.Sell202Common Stock$68.19$13,774.38  0.14     [ Low ]23,905$1,630,081.95  16.04    [High]Form 4-
2020-05-03Scott L GruberEVP, Pres. & CEO, VIST BankSell118Common Stock$68.19$8,046.42  0.08     [ Very Low ]12,377$843,999.90  8.30     [Average]Form 4-
2020-05-03Gregory J HartzEVP, Pres.&CEO Tompkins TrustSell146Common Stock$68.19$9,955.74  0.10     [ Low ]23,114$1,576,164.12  15.51    [Average]Form 4-
2020-05-03Klein Gerald J JrEVP Pres&CEO Mahopac BankSell169Common Stock$68.19$11,524.11  0.11     [ Low ]26,957$1,838,197.83  18.08    [High]Form 4-
2020-05-03Susan M. ValentiEVP, Corporate MarketingSell142Common Stock$68.19$9,682.98  0.10     [ Low ]12,727$867,859.59  8.54     [Average]Form 4-
2020-05-03John M MckennaEVP, Tompkins Bank of CastileSell53Common Stock$68.19$3,614.07  0.04     [ Very Low ]10,637$725,331.57  7.14     [Average]Form 4-
2020-05-03David S BoyceEVP, Pres. & CEO Tompkins Ins.Sell202Common Stock$68.19$13,774.38  0.14     [ Low ]23,905$1,630,081.95  16.04    [High]Form 4-
2020-05-03Francis M FetskoEVP, COO, CFO & TreasurerSell146Common Stock$68.19$9,955.74  0.10     [ Low ]18,717$1,276,312.23  12.56    [Average]Form 4-
2020-07-10Ita M Rahily-Buy43Common Stock$58.11-$2,499.89  0.03     [ Very Low ]1,224$71,151.05  0.82     [Very Low]Form 4-
2020-05-11Ita M Rahily-Buy3Common Stock$61.76-$200.10  -1,131$69,826.47  -Form 4-
2020-06-16Ita M Rahily-Buy40Common Stock$62.02-$2,500.03  -1,181$73,270.43  -Form 4-
2020-08-14Ita M Rahily-Buy36Common Stock$69.72-$2,499.46  0.02     [ Very Low ]1,269$88,502.57  0.85     [Very Low]Form 4-
2020-09-11Ita M Rahily-Buy41Common Stock$61.58-$2,499.53  0.03     [ Very Low ]1,310$80,669.80  0.88     [Very Low]Form 4-
2020-10-16Ita M Rahily-Buy45Common Stock$55.47-$2,500.03  0.03     [ Very Low ]1,355$75,165.73  0.91     [Very Low]Form 4-
2020-11-04Stephen S RomainePresident & CEOSell262Common Stock$55.26$14,478.12  0.18     [ Low ]52,375$2,894,225.92  35.09    [High]Form 4-
2020-11-04Gregory J HartzEVP, Pres.&CEO Tompkins TrustSell83Common Stock$55.26$4,586.58  0.06     [ Very Low ]23,386$1,292,292.12  15.67    [Average]Form 4-
2020-11-04David S BoyceEVP, Pres. & CEO Tompkins Ins.Sell115Common Stock$55.26$6,354.90  0.08     [ Very Low ]23,790$1,314,635.40  15.94    [Average]Form 4-
2020-11-04Klein Gerald J JrEVP Pres&CEO Mahopac BankSell96Common Stock$55.26$5,304.96  0.06     [ Very Low ]26,861$1,484,338.86  18.00    [High]Form 4-
2020-11-04Scott L GruberEVP, Pres. & CEO, VIST BankSell99Common Stock$55.26$5,470.74  0.07     [ Very Low ]12,278$678,492.23  8.23     [Average]Form 4-
2020-11-04Susan M. ValentiEVP, Corporate MarketingSell83Common Stock$55.26$4,586.58  0.06     [ Very Low ]12,837$709,383.12  8.60     [Average]Form 4-
2020-11-04Francis M FetskoEVP, COO, CFO & TreasurerSell83Common Stock$55.26$4,586.58  0.06     [ Very Low ]18,634$1,029,714.84  12.48    [Average]Form 4-
2020-11-04John M MckennaEVP, Tompkins Bank of CastileSell83Common Stock$55.26$4,586.58  0.06     [ Very Low ]10,554$583,209.62  7.07     [Average]Form 4-
2020-11-09David S BoyceEVP, Pres. & CEO Tompkins Ins.Buy1,755Common Stock$63.44-$111,337.20  1.18     [ High ]25,545$1,620,574.80  17.11    [High]Form 4-
2020-11-09David S BoyceEVP, Pres. & CEO Tompkins Ins.Sell467Common Stock$63.44$29,626.48  0.31     [ Average ]25,078$1,590,948.32  16.80    [High]Form 4-
2020-11-09Stephen S RomainePresident & CEOBuy3,390Common Stock$63.44-$215,061.60  2.27     [ High ]55,765$3,537,712.57  37.35    [High]Form 4-
2020-11-09Stephen S RomainePresident & CEOBuy3,390Common Stock$63.44-$215,061.60  2.27     [ High ]59,155$3,752,774.17  39.62    [High]Form 4-
2020-11-09Stephen S RomainePresident & CEOSell1,548Common Stock$63.44$98,205.12  1.04     [ High ]57,607$3,654,569.05  38.58    [High]Form 4-
2020-11-09Francis M FetskoEVP, COO, CFO & TreasurerBuy3,155Common Stock$63.44-$200,153.20  2.11     [ High ]21,789$1,382,294.16  14.59    [Average]Form 4-
2020-11-09Francis M FetskoEVP, COO, CFO & TreasurerBuy1,755Common Stock$63.44-$111,337.20  1.18     [ High ]23,544$1,493,631.36  15.77    [Average]Form 4-
2020-11-09Francis M FetskoEVP, COO, CFO & TreasurerSell338Common Stock$63.44$21,442.72  0.23     [ Low ]23,206$1,472,188.64  15.54    [Average]Form 4-
2020-11-09Gregory J HartzEVP, Pres.&CEO Tompkins TrustBuy1,755Common Stock$63.44-$111,337.20  1.18     [ High ]25,141$1,594,924.10  16.84    [High]Form 4-
2020-11-09Gregory J HartzEVP, Pres.&CEO Tompkins TrustSell338Common Stock$63.44$21,442.72  0.23     [ Low ]24,803$1,573,481.38  16.61    [High]Form 4-
2020-11-09Susan M. ValentiEVP, Corporate MarketingSell338Common Stock$63.44$21,442.72  0.23     [ Low ]12,499$792,948.61  8.37     [Average]Form 4-
2020-11-09Susan M. ValentiEVP, Corporate MarketingBuy1,755Common Stock$63.44-$111,337.20  1.18     [ High ]14,254$904,285.81  9.55     [Average]Form 4-
2020-11-09Bonita N LindbergSVP, Human Resource DirectorSell338Common Stock$63.44$21,442.72  0.23     [ Low ]4,872$309,047.96  3.26     [Low]Form 4-
2020-11-09Bonita N LindbergSVP, Human Resource DirectorBuy1,755Common Stock$63.44-$111,337.20  1.18     [ High ]6,627$420,385.16  4.44     [Low]Form 4-
2020-11-09John M MckennaEVP, Tompkins Bank of CastileSell338Common Stock$63.44$21,442.72  0.23     [ Low ]10,216$648,097.96  6.84     [Average]Form 4-
2020-11-09John M MckennaEVP, Tompkins Bank of CastileBuy1,755Common Stock$63.44-$111,337.20  1.18     [ High ]11,971$759,435.16  8.02     [Average]Form 4-
2020-11-09Klein Gerald J JrEVP Pres&CEO Mahopac BankSell391Common Stock$63.44$24,805.04  0.26     [ Low ]26,470$1,679,256.80  17.73    [High]Form 4-
2020-11-09Klein Gerald J JrEVP Pres&CEO Mahopac BankBuy1,755Common Stock$63.44-$111,337.20  1.18     [ High ]28,225$1,790,594.00  18.90    [High]Form 4-
2020-11-09Alyssa H FontaineEVP & General CounselSell338Common Stock$63.44$21,442.72  0.23     [ Low ]4,838$306,948.10  3.24     [Low]Form 4-
2020-11-09Alyssa H FontaineEVP & General CounselBuy1,755Common Stock$63.44-$111,337.20  1.18     [ High ]6,593$418,285.30  4.42     [Low]Form 4-
2020-11-09Scott L GruberEVP, Pres. & CEO, VIST BankSell402Common Stock$63.44$25,502.88  0.27     [ Low ]11,876$753,424.86  7.95     [Average]Form 4-
2020-11-09Scott L GruberEVP, Pres. & CEO, VIST BankBuy1,755Common Stock$63.44-$111,337.20  1.18     [ High ]13,631$864,762.06  9.13     [Average]Form 4-
2020-11-09Brian A HowardEVP, Pres. Tompkins Fin. Adv.Sell338Common Stock$63.44$21,442.72  0.23     [ Low ]4,720$299,461.54  3.16     [Low]Form 4-
2020-11-09Brian A HowardEVP, Pres. Tompkins Fin. Adv.Buy1,755Common Stock$63.44-$111,337.20  1.18     [ High ]6,475$410,798.74  4.34     [Low]Form 4-
2020-11-09Steven W CribbsSVP & Chief Risk OfficerBuy1,755Common Stock$63.44-$111,337.20  1.18     [ High ]3,435$217,916.40  2.30     [Low]Form 4-
2020-11-09Steven W CribbsSVP & Chief Risk OfficerSell30Common Stock$63.44$1,903.20  0.02     [ Very Low ]3,405$216,013.20  2.28     [Low]Form 4-
2020-11-11Ita M Rahily-Buy39Common Stock$63.77-$2,499.78  0.03     [ Very Low ]1,394$88,912.60  0.93     [Very Low]Form 4-
2020-11-09James W Fulmer-Sell1,000Common Stock$63.44$63,440.00  0.67     [ Average ]42,393$2,689,413.82  28.39    [High]Form 4-
2020-11-21Scott L GruberEVP, Pres. & CEO, VIST BankSell162Common Stock$65.92$10,679.04  0.11     [ Low ]13,469$887,888.35  9.02     [Average]Form 4-
2020-11-20Ita M Rahily-Buy609Common Stock$65.65-$39,996.61  0.41     [ Average ]2,015$132,286.72  1.35     [Low]Form 4-
2020-11-21Klein Gerald J JrEVP Pres&CEO Mahopac BankSell157Common Stock$65.92$10,349.44  0.11     [ Low ]28,068$1,850,242.56  18.80    [High]Form 4-
2020-11-21John M MckennaEVP, Tompkins Bank of CastileSell136Common Stock$65.92$8,965.12  0.09     [ Very Low ]11,835$780,157.93  7.93     [Average]Form 4-
2020-11-21Gregory J HartzEVP, Pres.&CEO Tompkins TrustSell136Common Stock$65.92$8,965.12  0.09     [ Very Low ]24,849$1,638,026.30  16.64    [High]Form 4-
2020-11-21Francis M FetskoEVP, COO, CFO & TreasurerSell136Common Stock$65.92$8,965.12  0.09     [ Very Low ]23,070$1,520,774.40  15.45    [Average]Form 4-
2020-11-21David S BoyceEVP, Pres. & CEO Tompkins Ins.Sell188Common Stock$65.92$12,392.96  0.13     [ Low ]24,890$1,640,748.80  16.67    [High]Form 4-
2020-11-21Stephen S RomainePresident & CEOSell433Common Stock$65.92$28,543.36  0.29     [ Low ]57,174$3,768,890.30  38.29    [High]Form 4-
2020-11-21Susan M. ValentiEVP, Corporate MarketingSell136Common Stock$65.92$8,965.12  0.09     [ Very Low ]14,217$937,211.01  9.52     [Average]Form 4-
2020-11-30Gregory J HartzEVP, Pres.&CEO Tompkins TrustBuy2Common Stock$66.22-$99.99  -19$1,250.90  -Form 4As Custodian FBO Andrew Chase UGMA/NY
2020-12-11Ita M Rahily-Buy36Common Stock$69.47-$2,500.23  0.02     [ Very Low ]2,051$142,484.36  1.37     [Low]Form 4-
2021-01-08Thomas R. Rochon-Buy132Common Stock$76.29-$10,032.90  0.09     [ Very Low ]436$33,273.88  0.29     [Very Low]Form 4-
2021-01-11Ita M Rahilly-Buy33Common Stock$75.88-$2,500.25  0.02     [ Very Low ]2,084$158,131.64  1.40     [Low]Form 4-