UNIVERSAL TECHNICAL INSTITUTE INC

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UNIVERSAL TECHNICAL INSTITUTE INC

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Trade Date Insider Title Buy or Sell Quantity Security Type Price Proceeds Transaction Conviction Position Quantity Position Value Positon Conviction SEC Link Nature of Ownership
2020-05-21Coliseum Capital Management, Llc-Sell41,475Common Stock$7.06$292,813.50  12.72    [ Very High ]0$0.00  -Form 4See Footnote
2020-06-01Kimberly J Mcwaters-Sell40,626Common Stock, $0.0001 par value$7.55$306,726.30  12.46    [ Very High ]569,677$4,301,061.35  174.72   [Very High]Form 4-
2020-05-29Kimberly J Mcwaters-Sell23,620Common Stock, $0.0001 par value$7.54$178,094.80  7.24     [ Very High ]610,303$4,601,684.62  187.18   [Very High]Form 4-
2020-05-28Kimberly J Mcwaters-Sell1,030Common Stock, $0.0001 par value$7.50$7,725.00  0.32     [ Average ]633,923$4,754,422.50  194.43   [Very High]Form 4-
2020-06-02Kimberly J Mcwaters-Sell1,300Common Stock, $0.0001 par value$7.50$9,750.00  -568,377$4,262,827.50  -Form 4-
2020-06-03Kimberly J Mcwaters-Sell14,094Common Stock, $0.0001 par value$7.63$107,537.22  -554,283$4,229,179.29  -Form 4-
2020-06-04Kimberly J Mcwaters-Sell3,473Common Stock, $0.0001 par value$7.52$26,116.96  -550,810$4,142,091.20  -Form 4-
2020-06-04George W. Brochick-Buy5,608Common Stock, $0.0001 par value$7.43-$41,667.44  -5,608$41,667.44  -Form 4-
2020-06-05Kimberly J Mcwaters-Sell29,549Common Stock, $0.0001 par value$7.54$222,799.46  -521,261$3,930,307.94  -Form 4-
2020-06-08Kimberly J Mcwaters-Sell50,000Common Stock, $0.0001 par value$7.57$378,500.00  -471,261$3,567,445.77  -Form 4-
2020-06-09Kimberly J Mcwaters-Sell50,000Common Stock, $0.0001 par value$7.54$377,000.00  -421,261$3,176,307.94  -Form 4-
2020-06-10Kimberly J Mcwaters-Sell29,442Common Stock, $0.0001 par value$7.60$223,759.20  -391,819$2,977,824.40  -Form 4-
2020-09-15Eric SeversonSVP AdmissionsSell1,438Common Stock, $0.0001 par value$6.77$9,735.26  0.44     [ Average ]24,102$163,170.54  7.39     [Average]Form 4-
2020-09-14Kimberly J Mcwaters-Sell40,000Common Stock, $0.0001 par value$6.71$268,400.00  12.27    [ Very High ]337,953$2,267,664.63  103.63   [Very High]Form 4-
2020-09-15Kimberly J Mcwaters-Sell40,000Common Stock, $0.0001 par value$6.62$264,800.00  12.27    [ Very High ]297,953$1,972,448.86  91.37    [Very High]Form 4-
2020-09-15Sonia Claire MasonChief Human Resources OfficerBuy5,756Common Stock, $0.0001 par value$0.00$0.00  -5,756$0.00  1.77     [Low]Form 4-
2020-09-15Bart FespermanSVP Chief Commercial OfficerBuy11,332Common Stock, $0.0001 par value$0.00$0.00  -11,332$0.00  3.47     [Low]Form 4-
2020-09-16Sherrell SmithEVP, Campus Ops & ServicesSell5,971Common Stock, $0.0001 par value$6.68$39,886.28  1.83     [ High ]179,076$1,196,227.68  54.91    [High]Form 4-
2020-09-16Kimberly J Mcwaters-Sell18,130Common Stock, $0.0001 par value$6.68$121,108.40  5.56     [ Very High ]279,823$1,869,217.64  85.81    [Very High]Form 4-
2020-09-16Kimberly J Mcwaters-Sell40,000Common Stock, $0.0001 par value$6.61$264,400.00  12.27    [ Very High ]239,823$1,585,230.03  73.54    [High]Form 4-
2020-09-17Kimberly J Mcwaters-Sell40,000Common Stock, $0.0001 par value$6.67$266,800.00  12.27    [ Very High ]199,823$1,332,819.41  61.27    [High]Form 4-
2020-09-18Kimberly J Mcwaters-Sell40,000Common Stock, $0.0001 par value$6.58$263,200.00  12.27    [ Very High ]159,823$1,051,635.34  49.01    [High]Form 4-
2020-09-21Kimberly J Mcwaters-Sell40,000Common Stock, $0.0001 par value$6.37$254,800.00  12.27    [ Very High ]119,823$763,272.51  36.74    [High]Form 4-
2020-09-22Kimberly J Mcwaters-Sell40,000Common Stock, $0.0001 par value$6.16$246,400.00  12.27    [ Very High ]79,823$491,709.68  24.48    [High]Form 4-
2020-09-23Kimberly J Mcwaters-Sell5,362Common Stock, $0.0001 par value$6.06$32,493.72  1.64     [ High ]74,461$451,233.66  22.83    [High]Form 4-
2020-12-11Jerome Alan GrantChief Executive OfficerBuy14,793Common Stock, $0.0001 par value$0.00$0.00  -50,318$0.00  15.41    [Average]Form 4-
2020-12-11Jerome Alan GrantChief Executive OfficerSell6,213Common Stock, $0.0001 par value$6.22$38,644.86  1.90     [ High ]44,105$274,333.10  13.51    [Average]Form 4-
2020-12-11Jerome Alan GrantChief Executive OfficerBuy26,072Common Stock, $0.0001 par value$0.00$0.00  -70,177$0.00  21.50    [High]Form 4-
2020-12-11Jerome Alan GrantChief Executive OfficerSell10,964Common Stock, $0.0001 par value$6.30$69,073.20  3.36     [ Very High ]59,213$373,041.90  18.14    [High]Form 4-
2020-12-11Jerome Alan GrantChief Executive OfficerBuy52,875Performance Cash$0.00$0.00  -59,213$0.00  18.14    [High]Form 4-
2020-12-11Jerome Alan GrantChief Executive OfficerSell52,875Performance Cash$0.00$0.00  -59,213$0.00  18.14    [High]Form 4-
2020-12-11Sherrell SmithEVP, Campus Ops & ServicesBuy12,328Common Stock, $0.0001 par value$0.00$0.00  -161,038$0.00  49.33    [High]Form 4-
2020-12-11Sherrell SmithEVP, Campus Ops & ServicesSell5,409Common Stock, $0.0001 par value$6.22$33,643.98  1.66     [ High ]155,629$968,012.38  47.67    [High]Form 4-
2020-12-11Sherrell SmithEVP, Campus Ops & ServicesBuy13,037Common Stock, $0.0001 par value$0.00$0.00  -168,666$0.00  51.66    [High]Form 4-
2020-12-11Sherrell SmithEVP, Campus Ops & ServicesSell5,795Common Stock, $0.0001 par value$6.33$36,682.35  1.78     [ High ]162,871$1,030,973.43  49.89    [High]Form 4-
2020-12-11Sherrell SmithEVP, Campus Ops & ServicesBuy44,063Performance Cash$0.00$0.00  -162,871$0.00  49.89    [High]Form 4-
2020-12-11Sherrell SmithEVP, Campus Ops & ServicesSell44,063Performance Cash$0.00$0.00  -162,871$0.00  49.89    [High]Form 4-
2021-01-11Jerome Alan GrantChief Executive OfficerBuy23,569Common Stock, $0.0001 par value$0.00$0.00  -82,782$0.00  25.33    [High]Form 4-
2021-01-11Jerome Alan GrantChief Executive OfficerSell10,889Common Stock, $0.0001 par value$6.41$69,798.49  3.33     [ Very High ]71,893$460,834.13  22.00    [High]Form 4-
2021-01-11Eric SeversonSVP AdmissionsBuy3,848Common Stock, $0.0001 par value$0.00$0.00  -11,260$0.00  3.45     [Low]Form 4-
2021-01-11Eric SeversonSVP AdmissionsSell1,280Common Stock, $0.0001 par value$6.41$8,204.80  0.39     [ Average ]9,980$63,971.80  3.05     [Low]Form 4-
2021-01-11Sherrell SmithEVP, Campus Ops & ServicesBuy6,012Common Stock, $0.0001 par value$0.00$0.00  -168,883$0.00  51.67    [High]Form 4-
2021-01-11Sherrell SmithEVP, Campus Ops & ServicesSell2,919Common Stock, $0.0001 par value$6.41$18,710.79  0.89     [ High ]165,964$1,063,829.24  50.78    [High]Form 4-
2021-01-11Todd A HitchcockSVP Chief Strategy & TransformBuy3,848Common Stock, $0.0001 par value$0.00$0.00  -3,848$0.00  1.18     [Very Low]Form 4-
2021-01-11Todd A HitchcockSVP Chief Strategy & TransformSell1,141Common Stock, $0.0001 par value$6.41$7,313.81  0.35     [ Average ]2,707$17,351.87  0.83     [Very Low]Form 4-
2021-01-11Lori B SmithSVP Chief Information OfficerBuy3,848Common Stock, $0.0001 par value$0.00$0.00  -23,509$0.00  7.19     [Average]Form 4-
2021-01-11Lori B SmithSVP Chief Information OfficerSell1,303Common Stock, $0.0001 par value$6.41$8,352.23  0.40     [ Average ]22,206$142,340.46  6.79     [Average]Form 4-
2021-01-11Troy R AndersonEVP and CFOBuy10,221Common Stock, $0.0001 par value$0.00$0.00  -10,221$0.00  3.13     [Low]Form 4-
2021-01-11Troy R AndersonEVP and CFOSell3,552Common Stock, $0.0001 par value$6.41$22,768.32  1.09     [ High ]6,669$42,748.29  2.04     [Low]Form 4-