| New | Increased | Maintained | Decreased | Liquidated |
|---|---|---|---|---|
| 31 | 21 | 7 | 3 | 4 |
| Whale | Report Period | Security Type | Quantity | Status | % Change | % Allocation | $ Value | % Change | $ Valuation Price | Sec Link |
|---|---|---|---|---|---|---|---|---|---|---|
| Carroll Financial Associates, Inc. | 12-31-2020 | Etf | 1,291 | Maintained | 0.00 | 0.01 | 103,000.00 | 45.07 | 79.78 | Form 13 |
| Brookstone Capital Management | 12-31-2020 | Clean Energy | 90,597 | Maintained | 0.00 | 0.29 | 7,261,000.00 | 0.00 | 80.15 | Form 13 |
| Sowell Financial Services Llc | 12-31-2020 | Etf | 3,042 | Decreased | -3.83 | 0.01 | 244,000.00 | 39.43 | 80.21 | Form 13 |
| Global Retirement Partners, Llc | 12-31-2020 | Clean Energy | 2,681 | Increased | 1240.50 | 0.03 | 215,000.00 | 1,854.55 | 80.19 | Form 13 |
| Westside Investment Management, Inc. | 12-31-2020 | Etf | 50 | New! | 0.00 | 0.01 | 4,000.00 | 0.00 | 80.00 | Form 13 |
| Kestra Advisory Services, Llc | 12-31-2020 | Clean Energy | 10,452 | Increased | 15270.59 | 0.01 | 835,000,000.00 | 230.04 | 79,889.02 | Form 13 |
| Lfa - Lugano Financial Advisors Sa | 12-31-2020 | Clean Energy | 1,560 | Maintained | 0.00 | 0.09 | 118,000.00 | 49.37 | 75.64 | Form 13 |
| Clean Yield Group | 12-31-2020 | Etf | 156 | New! | 0.00 | 0.00 | 13,000.00 | 0.00 | 83.33 | Form 13 |
| Allworth Financial Lp | 12-31-2020 | Clean Energy | 292 | Maintained | 0.00 | 0.00 | 23,000.00 | 43.75 | 78.77 | Form 13 |
| Pfg Advisors | 12-31-2020 | Clean Energy | 9,761 | New! | 0.00 | 0.13 | 782,000.00 | 0.00 | 80.11 | Form 13 |
| American Institute For Advanced Investment Management, Llp | 12-31-2020 | Clean Energy | 9,016 | New! | 0.00 | 0.58 | 723,000.00 | 0.00 | 80.19 | Form 13 |
| Bourgeon Capital Management Llc | 12-31-2020 | Clean Energy | 3 | New! | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Creative Planning | 12-31-2020 | Clean Energy | 3,876 | New! | 0.00 | 0.00 | 311,000.00 | 0.00 | 80.24 | Form 13 |
| Stratos Wealth Partners, Ltd. | 12-31-2020 | Clean Energy | 18,294 | Decreased | -3.69 | 0.04 | 1,466,000.00 | 39.22 | 80.14 | Form 13 |
| Morris Retirement Advisors, Llc | 12-31-2020 | Clean Energy | 26,976 | New! | 0.00 | 2.13 | 2,162,000.00 | 0.00 | 80.15 | Form 13 |
| Envestnet Asset Management Inc | 12-31-2020 | Clean Energy | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Simplex Trading, Llc | 12-31-2020 | Com | 7,545 | Increased | 2365.69 | 0.00 | 604,000.00 | 3,675.00 | 80.05 | Form 13 |
| Empowered Funds, Llc | 12-31-2020 | Clean Energy | 20,370 | New! | 0.00 | 0.31 | 1,633,000.00 | 0.00 | 80.17 | Form 13 |
| Winslow, Evans & Crocker, Inc. | 12-31-2020 | Clean Energy | 900 | New! | 0.00 | 0.01 | 72,000.00 | 0.00 | 80.00 | Form 13 |
| Institutional & Family Asset Management, Llc | 12-31-2020 | Clean Energy | 150 | New! | 0.00 | 0.00 | 12,000.00 | 0.00 | 80.00 | Form 13 |
| Bailard, Inc. | 12-31-2020 | Clean Energy | 4,568 | New! | 0.00 | 0.02 | 366,000.00 | 0.00 | 80.12 | Form 13 |
| Advisornet Financial, Inc | 12-31-2020 | Etf | 15 | New! | 0.00 | 0.00 | 1,000.00 | 0.00 | 66.67 | Form 13 |
| Cambridge Investment Research Advisors, Inc. | 12-31-2020 | Etf Tr Clean Energy | 61,957 | Increased | 88.84 | 9.99 | 4,966,000.00 | 173.01 | 80.15 | Form 13 |
| Harbor Investment Advisory, Llc | 12-31-2020 | Etf | 26 | Increased | 1200.00 | 0.00 | 2,000.00 | 0.00 | 76.92 | Form 13 |
| Us Bancorp \de\ | 12-31-2020 | Other | 10,295 | Increased | 17.98 | 0.00 | 825,000.00 | 70.45 | 160.42 | Form 13 |
| Hudock, Inc. | 12-31-2020 | Clean Energy | 5,536 | Increased | 169.26 | 0.14 | 443,000.00 | 292.04 | 80.02 | Form 13 |
| Next Financial Group, Inc | 12-31-2020 | Clean Energy | 2,071 | Increased | 590.33 | 0.02 | 166,000.00 | 876.47 | 80.15 | Form 13 |
| Fmr Llc | 12-31-2020 | Clean Energy | 51 | Increased | 5000.00 | 0.00 | 4,000.00 | 0.00 | 86.96 | Form 13 |
| Founders Financial Securities Llc | 12-31-2020 | Clean Energy | 2,615 | New! | 0.00 | 0.05 | 210,000.00 | 0.00 | 80.31 | Form 13 |
| Sigma Planning Corp | 12-31-2020 | Clean Energy | 6,583 | Increased | 3.31 | 0.02 | 528,000.00 | 49.58 | 80.21 | Form 13 |
| Advisory Services Network, Llc | 12-31-2020 | Etf | 1,000 | New! | 0.00 | 0.00 | 80,000.00 | 0.00 | 80.00 | Form 13 |
| Wagner Wealth Management, Llc | 12-31-2020 | Clean Energy | 7,424 | New! | 0.00 | 0.57 | 595,000.00 | 0.00 | 80.15 | Form 13 |
| Wells Fargo & Company/mn | 12-31-2020 | Clean Energy | 2 | Increased | 100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Blair William & Co/il | 12-31-2020 | Clean Energy | 200 | New! | 0.00 | 0.00 | 16,000.00 | 0.00 | 80.00 | Form 13 |
| D.a. Davidson & Co. | 12-31-2020 | Clean Energy | 6,655 | New! | 0.00 | 0.01 | 533,000.00 | 0.00 | 80.09 | Form 13 |
| Advisor Group Holdings, Inc. | 12-31-2020 | Clean Energy | 15,992 | Increased | 107.93 | 0.00 | 1,282,000.00 | 200.94 | 401.67 | Form 13 |
| Bank Of America Corp /de/ | 12-31-2020 | Clean Ener | 3,492 | Increased | 669.16 | 0.00 | 280,000.00 | 1,455.56 | 160.14 | Form 13 |
| Stelac Advisory Services Llc | 12-31-2020 | Com | 17,087 | New! | 0.00 | 0.35 | 1,368,000.00 | 0.00 | 80.06 | Form 13 |
| Ubs Group Ag | 12-31-2020 | Clean Energy | 6,000 | Maintained | 0.00 | 0.00 | 481,000.00 | 44.44 | 80.17 | Form 13 |
| Fortis Advisors, Llc | 12-31-2020 | Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Commonwealth Equity Services, Llc | 12-31-2020 | Clean Energy | 9,506 | New! | 0.00 | 0.00 | 761,000.00 | 0.00 | 80.05 | Form 13 |
| Raymond James & Associates | 12-31-2020 | Clean Energy | 4,227 | New! | 0.00 | 0.00 | 339,000.00 | 0.00 | 80.20 | Form 13 |
| Northwestern Mutual Wealth Management Co | 12-31-2020 | Clean Energy | 11,749 | Increased | 406.86 | 0.00 | 942,000.00 | 635.94 | 80.18 | Form 13 |
| Cibc Private Wealth Group, Llc | 12-31-2020 | Clean Energy | 5,318,677 | Increased | 21.66 | 1.13 | 426,292,000.00 | 76.87 | 160.30 | Form 13 |
| Raymond James Financial Services Advisors, Inc. | 12-31-2020 | Clean Energy | 7,814 | Increased | 26.09 | 0.00 | 626,000.00 | 82.51 | 80.11 | Form 13 |
| Stamos Capital Partners, L.p. | 12-31-2020 | Clean Energy | 4,900 | New! | 0.00 | 0.17 | 393,000.00 | 0.00 | 80.20 | Form 13 |
| Rockefeller Capital Management L.p. | 12-31-2020 | Clean Energy | 26,275 | New! | 0.00 | 0.01 | 2,105,000.00 | 0.00 | 160.13 | Form 13 |
| Clear Creek Financial Management, Llc | 12-31-2020 | Clean Energy | 3,390 | New! | 0.00 | 0.05 | 271,000.00 | 0.00 | 79.94 | Form 13 |
| Mml Investors Services, Llc | 12-31-2020 | Clean Energy | 8,431 | New! | 0.00 | 0.01 | 676,000.00 | 0.00 | 80.18 | Form 13 |
| Pnc Financial Services Group, Inc. | 12-31-2020 | Clean Energy | 621 | New! | 0.00 | 0.00 | 50,000.00 | 0.00 | 240.86 | Form 13 |
| Stifel Financial Corp | 12-31-2020 | Clean Energy | 3,221 | New! | 0.00 | 0.00 | 258,000.00 | 0.00 | 80.10 | Form 13 |
| Wolverine Trading, Llc | 12-31-2020 | Clean Energy | 5,431 | New! | 0.00 | 0.00 | 434,000.00 | 0.00 | 159.82 | Form 13 |
| Royal Bank Of Canada | 12-31-2020 | Clean Energy | 247,715 | Increased | 37.20 | 0.00 | 19,853,000.00 | 98.37 | 400.54 | Form 13 |
| Phocas Financial Corp. | 12-31-2020 | Clean Energy | 2,520 | Maintained | 0.00 | 0.03 | 201,000.00 | 0.00 | 79.76 | Form 13 |
| Citadel Advisors Llc | 12-31-2020 | Clean Energy | 4,736 | Maintained | 0.00 | 0.00 | 380,000.00 | 0.00 | 80.24 | Form 13 |
| Susquehanna International Group, Llp | 12-31-2020 | Clean Energy | 33,824 | Increased | 580.15 | 0.00 | 2,711,000.00 | 882.25 | 80.15 | Form 13 |
| Captrust Financial Advisors | 12-31-2020 | Etf | 1,207 | Increased | 0.58 | 0.00 | 97,000.00 | 42.65 | 80.36 | Form 13 |
| Tradition Wealth Management, Llc | 12-31-2020 | Uit Exchange Traded | 500 | New! | 0.00 | 0.01 | 40,000.00 | 0.00 | 80.00 | Form 13 |
| Glenmede Trust Co Na | 12-31-2020 | Clean Energy | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Thrivent Financial For Lutherans | 12-31-2020 | Clean Energy | 5,654 | New! | 0.00 | 0.00 | 453,000.00 | 0.00 | 80.12 | Form 13 |
| Morgan Stanley | 12-31-2020 | Clean Energy | 24,866 | Increased | 77606.25 | 0.00 | 1,993,000.00 | 199,200.00 | 80.15 | Form 13 |
| Cetera Advisors Llc | 12-31-2020 | Clean Energy | 16,012 | New! | 0.00 | 0.04 | 1,283,000.00 | 0.00 | 80.13 | Form 13 |
| Cetera Advisor Networks Llc | 12-31-2020 | Clean Energy | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Jane Street Group, Llc | 12-31-2020 | Clean Energy | 80,171 | Decreased | -55.43 | 0.00 | 6,426,000.00 | -35.54 | 80.15 | Form 13 |
| Truist Financial Corp | 12-31-2020 | Clean Energy | 11,153 | New! | 0.00 | 0.00 | 894,000.00 | 0.00 | 80.16 | Form 13 |
| Fulcrum Equity Management | 12-31-2020 | Clean Energy | 20,335 | Increased | 0.23 | 0.65 | 1,630,000.00 | 44.89 | 80.16 | Form 13 |
