| Whale | Report Period | Security Type | Quantity | Status | % Change | % Allocation | $ Value | % Change | $ Valuation Price | Sec Link |
|---|
| M&r Capital Management Inc | 12-31-2020 | Stock | 64 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Webster Bank, N. A. | 12-31-2020 | *w Exp 01/19/202 | 2 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Gradient Investments Llc | 12-31-2020 | *w Exp 01/19/202 | 6 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Carroll Financial Associates, Inc. | 12-31-2020 | Stock | 45 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| True Private Wealth Advisors | 12-31-2020 | *w Exp 01/19/202 | 2 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Sound Income Strategies, Llc | 12-31-2020 | *w Exp 01/19/202 | 1 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Huntington National Bank | 12-31-2020 | Common Stock | 27 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Peoples Financial Services Corp. | 12-31-2020 | Warrants & Rights | 8 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| North Star Investment Management Corp. | 12-31-2020 | Stock | 8 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| First Premier Bank | 12-31-2020 | *w Exp 01/19/202 | 5 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Arlington Partners Llc | 12-31-2020 | Com | 186 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Sonora Investment Management, Llc | 12-31-2020 | Equities | 3,410 | Maintained | 0.00 | 0.00 | 0.00 | -100.00 | 0.00 | Form 13 |
| Sowell Financial Services Llc | 12-31-2020 | Com | 11 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Pinnacle Bank | 12-31-2020 | *w Exp 01/19/202 | 3 | Maintained | 0.00 | 0.00 | 1,000.00 | 0.00 | 333.33 | Form 13 |
| Global Retirement Partners, Llc | 12-31-2020 | *w Exp 01/19/202 | 283 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Larson Financial Group Llc | 12-31-2020 | *w Exp 01/19/202 | 1 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Loring Wolcott & Coolidge Fiduciary Advisors Llp/ma | 12-31-2020 | Options | 640 | Increased | 403.94 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Endurance Wealth Management, Inc. | 12-31-2020 | Stock | 109 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Holloway Wealth Management, Llc | 12-31-2020 | *w Exp 01/19/202 | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Westside Investment Management, Inc. | 12-31-2020 | Warrant | 53 | Maintained | 0.00 | 0.00 | 0.00 | -100.00 | 0.00 | Form 13 |
| Patriot Financial Group Insurance Agency, Llc | 12-31-2020 | Stock | 6 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Campbell Wealth Management | 12-31-2020 | *w Exp 01/19/202 | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Farmers & Merchants Investments Inc | 12-31-2020 | W Exp 01/19/202 | 17 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Bartlett & Co. Llc | 12-31-2020 | Wt | 2 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Triad Investment Management | 12-31-2020 | *w Exp 01/19/202 | 329,251 | Increased | 36.89 | 0.04 | 40,000.00 | 5.26 | 0.12 | Form 13 |
| Tsfg, Llc | 12-31-2020 | Rights And Bearer Warrants; Warrants (except Bearer) | 2 | Maintained | 0.00 | 0.00 | 1,000.00 | 0.00 | 500.00 | Form 13 |
| Tci Wealth Advisors, Inc. | 12-31-2020 | W Exp 01/19/202 | 1 | New! | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Investors Research Corp | 12-31-2020 | *w Exp 01/19/202 | 20 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Sol Capital Management Co | 12-31-2020 | Com | 270,376 | Decreased | -29.09 | 0.01 | 32,000.00 | -47.54 | 0.12 | Form 13 |
| Centerpoint Advisors, Llc | 12-31-2020 | *w Exp 01/19/202 | 16 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Toth Financial Advisory Corp | 12-31-2020 | *w Exp 01/19/202 | 28 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitec Specialists, Llc | 12-31-2020 | *w Exp 01/19/202 | 470,590 | Maintained | 0.00 | 0.00 | 56,000.00 | 0.00 | 0.12 | Form 13 |
| Allworth Financial Lp | 12-31-2020 | *w Exp 01/19/202 | 136 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Cwm, Llc | 12-31-2020 | *w Exp 01/19/202 | 233 | Increased | 6.39 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Segantii Capital Management Ltd | 12-31-2020 | *w Exp 01/19/202 | 260,000 | New! | 0.00 | 0.00 | 31,000.00 | 0.00 | 0.12 | Form 13 |
| Atlas Private Wealth Management | 12-31-2020 | Stock | 2 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Asset Dedication, Llc | 12-31-2020 | Equities | 160 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Gemmer Asset Management Llc | 12-31-2020 | Warr | 13 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Community Bank, N.a. | 12-31-2020 | Warrants & Rights | 10 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Salzhauer Michael | 12-31-2020 | *w Exp 01/19/202 | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Whittier Trust Co | 12-31-2020 | Warrants & Rights | 71 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Truehand, Inc | 12-31-2020 | Warrants & Rights | 131 | Maintained | 0.00 | 0.00 | 1,000.00 | 0.00 | 7.63 | Form 13 |
| Creative Planning | 12-31-2020 | *w Exp 01/19/202 | 324,997 | Decreased | -0.05 | 0.00 | 39,000.00 | -25.00 | 0.12 | Form 13 |
| Macroview Investment Management Llc | 12-31-2020 | *w Exp 01/19/202 | 1 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Weaver Consulting Group | 12-31-2020 | Stock | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Atlas Private Wealth Advisors | 12-31-2020 | Rights And Bearer Warrants; Warrants (except Bearer) | 10 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Planned Solutions, Inc. | 12-31-2020 | Stock | 3 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Central Trust Co | 12-31-2020 | Rights And Warr | 48 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Royal London Asset Management Ltd | 12-31-2020 | Warrant | 10,403 | Maintained | 0.00 | 0.00 | 1,000.00 | -50.00 | 0.10 | Form 13 |
| Duncker Streett & Co Inc | 12-31-2020 | *w Exp 01/19/202 | 8 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Cwh Capital Management, Inc. | 12-31-2020 | *w Exp 01/19/202 | 12,840 | Decreased | -61.17 | 0.00 | 2,000.00 | -60.00 | 0.16 | Form 13 |
| Parallel Advisors, Llc | 12-31-2020 | Stock | 97 | Increased | 2.11 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Bedel Financial Consulting, Inc. | 12-31-2020 | *w Exp 01/19/202 | 9 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| S.a. Mason Llc | 12-31-2020 | Wts | 900 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Mufg Americas Holdings Corp | 12-31-2020 | *w Exp 01/19/202 | 7 | Decreased | -41.67 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Reilly Financial Advisors, Llc | 12-31-2020 | *w Exp 01/19/202 | 20 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Kistler-tiffany Companies, Llc | 12-31-2020 | *w Exp 01/19/202 | 59 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Winslow, Evans & Crocker, Inc. | 12-31-2020 | *w Exp 01/19/202 | 59 | Increased | 22.92 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Atwood & Palmer Inc | 12-31-2020 | Com | 97 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Sg Americas Securities, Llc | 12-31-2020 | Wts | 15,483 | Maintained | 0.00 | 0.00 | 2,000.00 | 0.00 | 0.13 | Form 13 |
| Advisornet Financial, Inc | 12-31-2020 | Stock | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Newsquare Capital Llc | 12-31-2020 | Stock | 26 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Glassman Wealth Services | 12-31-2020 | W Exp 01/19/202 | 12 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Trustcore Financial Services, Llc | 12-31-2020 | *w Exp 01/19/202 | 298 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Orion Portfolio Solutions, Llc | 12-31-2020 | *w Exp 01/19/202 | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Orion Portfolio Solutions, Llc | 12-31-2020 | *w Exp 01/19/202 | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Us Bancorp \de\ | 12-31-2020 | Other | 158 | Decreased | -11.24 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Motco | 12-31-2020 | Com | 46 | Decreased | -62.30 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Blackrock Inc. | 12-31-2020 | *w Exp 01/19/202 | 2 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Hudock, Inc. | 12-31-2020 | *w Exp 01/19/202 | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Tortoise Investment Management, Llc | 12-31-2020 | *w Exp 01/19/202 | 2 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Next Financial Group, Inc | 12-31-2020 | *w Exp 01/19/202 | 81 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| D'orazio & Associates, Inc. | 12-31-2020 | W Exp 01/19/202 | 58 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Hosking Partners Llp | 12-31-2020 | Conv Bonds | 2,981,990 | Decreased | -3.07 | 0.01 | 358,000.00 | -27.24 | 0.12 | Form 13 |
| Mcilrath & Eck, Llc | 12-31-2020 | *w Exp 01/19/202 | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Cypress Point Wealth Management, Llc | 12-31-2020 | *w Exp 01/19/202 | 1 | New! | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Financial Avengers, Inc. | 12-31-2020 | Warrants | 21 | New! | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Thompson Siegel & Walmsley Llc | 12-31-2020 | *w Exp 01/19/202 | 8 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Jacobi Capital Management Llc | 12-31-2020 | *w Exp 01/19/202 | 33 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Flagship Harbor Advisors, Llc | 12-31-2020 | Rights And Bearer Warrants Warrants Except Bearer | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Russell Investments Group, Ltd. | 12-31-2020 | Common Stock | 159,108 | Decreased | -0.44 | 0.00 | 19,000.00 | -24.00 | 0.12 | Form 13 |
| Versant Capital Management, Inc | 12-31-2020 | Stock | 5 | Decreased | -94.25 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Howe & Rusling Inc | 12-31-2020 | *w Exp 01/19/202 | 82 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Bessemer Group Inc | 12-31-2020 | Sw | 22 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Washington Trust Co | 12-31-2020 | *w Exp 01/19/202 | 13 | Decreased | -27.78 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| First Pacific Advisors, Lp | 12-31-2020 | *w Exp 01/19/202 | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Plante Moran Financial Advisors, Llc | 12-31-2020 | Stock | 3 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Advisory Services Network, Llc | 12-31-2020 | Stock | 8 | Decreased | -76.47 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| State Of Tennessee, Treasury Department | 12-31-2020 | Equity Wrt | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Nelson, Van Denburg & Campbell Wealth Management Group, Llc | 12-31-2020 | Stock | 53 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Compagnie Lombard Odier Scma | 12-31-2020 | *w Exp 01/19/202 | 48 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Nvwm, Llc | 12-31-2020 | Com | 5 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Princeton Global Asset Management Llc | 12-31-2020 | Stock | 18 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Bay Harbor Wealth Management, Llc | 12-31-2020 | Stock | 155 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Arkadios Wealth Advisors | 12-31-2020 | Stock | 53 | New! | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Baron Financial Group, Llc | 12-31-2020 | *w Exp 01/19/202 | 62 | New! | 0.00 | 0.00 | 7,000.00 | 0.00 | 112.90 | Form 13 |
| Wells Fargo & Company/mn | 12-31-2020 | *w Exp 01/19/202 | 2,055 | Decreased | -81.19 | 0.00 | 0.00 | -100.00 | 0.00 | Form 13 |
| Blair William & Co/il | 12-31-2020 | *w Exp 01/19/202 | 4,771 | Decreased | -48.98 | 0.00 | 1,000.00 | -92.31 | 0.21 | Form 13 |
| D.a. Davidson & Co. | 12-31-2020 | *w Exp 01/19/202 | 198,569 | Decreased | -12.06 | 0.00 | 24,000.00 | -33.33 | 0.12 | Form 13 |
| Bnp Paribas Arbitrage, Sa | 12-31-2020 | Warrant | 2,213 | Maintained | 0.00 | 0.00 | 266,000.00 | -24.86 | 120.20 | Form 13 |
| Assetmark, Inc | 12-31-2020 | Wts | 401 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Ls Investment Advisors, Llc | 12-31-2020 | *w Exp 01/19/202 | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Tctc Holdings, Llc | 12-31-2020 | *w Exp 01/19/202 | 11 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Biltmore Capital Advisors Llc | 12-31-2020 | Stock | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Advisor Group Holdings, Inc. | 12-31-2020 | *w Exp 01/19/202 | 3,097 | Decreased | -4.53 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Firestone Capital Management | 12-31-2020 | *w Exp 01/19/202 | 25 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Nwk Group, Inc. | 12-31-2020 | *w Exp 01/19/202 | 6 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Shorehaven Wealth Partners, Llc | 12-31-2020 | Stock | 88 | New! | 0.00 | 0.00 | 1,000.00 | 0.00 | 11.36 | Form 13 |
| Franklin Resources Inc | 12-31-2020 | *w Exp 01/19/202 | 41 | Decreased | -12.77 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Bank Of America Corp /de/ | 12-31-2020 | *w Exp 01/ | 16,040 | Decreased | -85.23 | 0.00 | 1,000.00 | -99.34 | 0.10 | Form 13 |
| Nfc Investments, Llc | 12-31-2020 | W Exp 01/19/2021 | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| First Horizon Advisors, Inc. | 12-31-2020 | Common Stock | 1 | New! | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Cranbrook Wealth Management, Llc | 12-31-2020 | *w Exp 01/19/202 | 2 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Ubs Group Ag | 12-31-2020 | *w Exp 01/19/202 | 44,360 | Increased | 71.88 | 0.00 | 5,000.00 | 25.00 | 0.23 | Form 13 |
| Valeo Financial Advisors, Llc | 12-31-2020 | Stock | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Red Cedar Capital, Llc | 12-31-2020 | *w Exp 01/19/202 | 2 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Inlet Private Wealth, Llc | 12-31-2020 | *w Exp 01/19/202 | 10,000 | Maintained | 0.00 | 0.00 | 1,000.00 | -50.00 | 0.10 | Form 13 |
| Cresset Asset Management, Llc | 12-31-2020 | *w Exp 01/19/202 | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Barclays Plc | 12-31-2020 | Warr | 6,668 | Maintained | 0.00 | 0.00 | 1,000.00 | 0.00 | 0.15 | Form 13 |
| First Horizon Corp | 12-31-2020 | Rights And Warrants | 109 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Sit Investment Associates Inc | 12-31-2020 | W Exp 01/19/2021 | 1,021 | New! | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Valley National Advisers Inc | 12-31-2020 | *w Exp 01/19/202 | 68 | New! | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Citigroup Inc | 12-31-2020 | *w Exp 01/19/202 | 606 | Decreased | -74.83 | 0.00 | 0.00 | -100.00 | 0.00 | Form 13 |
| Clearstead Advisors, Llc | 12-31-2020 | *w Exp 01/19/202 | 200 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Avenir Corp | 12-31-2020 | *w Exp 01/19/21 | 22,230 | Maintained | 0.00 | 0.00 | 3,000.00 | -25.00 | 0.13 | Form 13 |
| Eubel Brady & Suttman Asset Management Inc | 12-31-2020 | Warrant | 27,800 | Maintained | 0.00 | 0.00 | 3,000.00 | -25.00 | 0.11 | Form 13 |
| Northwestern Mutual Wealth Management Co | 12-31-2020 | *w Exp 01/19/202 | 427 | Decreased | -0.47 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Credit Agricole S A | 12-31-2020 | Wt Exp 011921 | 63 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Wolverine Asset Management Llc | 12-31-2020 | *w Exp 01/19/202 | 104,101 | Maintained | 0.00 | 0.00 | 12,000.00 | 0.00 | 0.12 | Form 13 |
| Estabrook Capital Management | 12-31-2020 | Warrant | 19 | Maintained | 0.00 | 0.00 | 2,000.00 | -33.33 | 105.26 | Form 13 |
| Brown Advisory Inc | 12-31-2020 | *w Exp 01/19/202 | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Lee Financial Co | 12-31-2020 | *w Exp 01/19/202 | 9 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Capital Research Global Investors | 12-31-2020 | *w Exp 01/19/202 | 3,152,474 | Maintained | 0.00 | 0.00 | 378,000.00 | -25.00 | 0.12 | Form 13 |
| Barnett & Company, Inc. | 12-31-2020 | *w Exp 01/19/202 | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Ancora Advisors, Llc | 12-31-2020 | Wt | 9 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Manikay Partners, Llc | 12-31-2020 | *w Exp 01/19/202 | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Td Capital Management Llc | 12-31-2020 | *w Exp 01/19/202 | 0 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Highlander Capital Management, Llc | 12-31-2020 | Equities | 23 | Decreased | -99.91 | 0.00 | 0.00 | -100.00 | 0.00 | Form 13 |
| Oakworth Capital, Inc. | 12-31-2020 | Common Stock | 6 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Edmond De Rothschild Holding S.a. | 12-31-2020 | *w Exp 01/19/202 | 56 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Cribstone Capital Management, Llc | 12-31-2020 | Rt | 5 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Reby Advisors, Llc | 12-31-2020 | Stock | 242 | New! | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Bdo Wealth Advisors, Llc | 12-31-2020 | *w Exp 01/19/202 | 27 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Pinnacle Wealth Planning Services, Inc. | 12-31-2020 | Stock | 2 | New! | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Rockefeller Capital Management L.p. | 12-31-2020 | *w Exp 01/19/202 | 17 | Increased | 54.55 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Tcg Advisory Services, Llc | 12-31-2020 | *w Exp 01/19/202 | 47,013 | New! | 0.00 | 0.00 | 8,000.00 | 0.00 | 0.17 | Form 13 |
| M&t Bank Corp | 12-31-2020 | *w Exp 01/19/202 | 10,415 | Decreased | -0.24 | 0.00 | 1,000.00 | -50.00 | 0.10 | Form 13 |
| Pnc Financial Services Group, Inc. | 12-31-2020 | *w Exp 01/19/2 | 760 | Decreased | -58.38 | 0.00 | 0.00 | -100.00 | 0.00 | Form 13 |
| Stifel Financial Corp | 12-31-2020 | *w Exp 01/19/202 | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Ameriprise Financial Inc | 12-31-2020 | Wt | 44,527 | Decreased | -32.67 | 0.00 | 5,000.00 | -94.57 | 0.12 | Form 13 |
| Montag A & Associates Inc | 12-31-2020 | *w Exp 01/19/202 | 28 | New! | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Goldman Sachs Group Inc | 12-31-2020 | Wts | 27,483 | Decreased | -0.27 | 0.00 | 4,000.00 | -89.74 | 0.29 | Form 13 |
| Bank Of Montreal /can/ | 12-31-2020 | *w Exp 01/19/202 | 5,644 | Decreased | -0.37 | 0.00 | 0.00 | -100.00 | 0.00 | Form 13 |
| Royal Bank Of Canada | 12-31-2020 | *w Exp 01/19/202 | 386,849 | Decreased | -16.16 | 0.00 | 47,000.00 | -36.49 | 0.25 | Form 13 |
| D. E. Shaw & Co., Inc. | 12-31-2020 | *w Exp 01/19/202 | 41,284 | Maintained | 0.00 | 0.00 | 4,000.00 | -50.00 | 0.10 | Form 13 |
| Css Llc/il | 12-31-2020 | *w Exp 01/19/202 | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Miller Value Partners, Llc | 12-31-2020 | *w Exp 01/19/202 | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Northern Oak Wealth Management Inc | 12-31-2020 | *w Exp 01/19/202 | 5 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Wedbush Securities Inc | 12-31-2020 | Warnt | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Hotchkis & Wiley Capital Management Llc | 12-31-2020 | *w Exp 01/19/202 | 151,500 | Decreased | -12.28 | 0.00 | 18,000.00 | -35.71 | 0.12 | Form 13 |
| Levin Capital Strategies, L.p. | 12-31-2020 | *w Exp 01/19/202 | 19,018 | Maintained | 0.00 | 0.00 | 2,000.00 | -33.33 | 0.11 | Form 13 |
| Ionic Capital Management Llc | 12-31-2020 | *w Exp 01/19/202 | 299,738 | New! | 0.00 | 0.01 | 36,000.00 | 0.00 | 0.12 | Form 13 |
| Dalton Investments Llc | 12-31-2020 | *w Exp 01/19/202 | 94,882 | Decreased | -49.00 | 0.01 | 11,000.00 | -63.33 | 0.12 | Form 13 |
| Manchester Capital Management Llc | 12-31-2020 | *w Exp 01/19/202 | 15 | Increased | 15.38 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Benjamin F. Edwards & Company, Inc. | 12-31-2020 | *w Exp 01/19/202 | 1 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Susquehanna International Group, Llp | 12-31-2020 | *w Exp 01/19/202 | 1,125,109 | Decreased | -12.75 | 0.00 | 135,000.00 | -34.47 | 0.12 | Form 13 |
| Richmond Hill Investments, Llc | 12-31-2020 | *w Exp 01/19/202 | 594,000 | Maintained | 0.00 | 9.99 | 22,489,000.00 | 37.52 | 37.86 | Form 13 |
| Brown Brothers Harriman & Co | 12-31-2020 | Common Stock | 1,389 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Psagot Investment House Ltd. | 12-31-2020 | W Exp 01/19/202 | 500 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Hrt Financial Lp | 12-31-2020 | W Exp 01/19/202 | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Pathstone Family Office, Llc | 12-31-2020 | *w Exp 01/19/202 | 235 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Captrust Financial Advisors | 12-31-2020 | Common Stock | 211 | Increased | 27.88 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Stanley Capital Management, Llc | 12-31-2020 | *w Exp 01/19/202 | 476,982 | Decreased | -7.24 | 0.03 | 57,000.00 | -30.49 | 0.12 | Form 13 |
| Cidel Asset Management Inc | 12-31-2020 | *w Exp 01/19/202 | 100,000 | Maintained | 0.00 | 0.00 | 12,000.00 | -25.00 | 0.12 | Form 13 |
| Fintrust Capital Advisors, Llc | 12-31-2020 | *w Exp 01/19/202 | 13 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Dz Bank Ag Deutsche Zentral Genossenschafts Bank, Frankfurt Am Main | 12-31-2020 | *w Exp 01/19/202 | 855 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Kore Private Wealth Llc | 12-31-2020 | W Exp 01/19/202 | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Aspire Private Capital, Llc | 12-31-2020 | *w Exp 01/19/202 | 1 | New! | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Carolinas Wealth Consulting Llc | 12-31-2020 | *w Exp 01/19/202 | 2 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Concord Wealth Partners | 12-31-2020 | W Exp 01/19/202 | 2 | New! | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Tradition Wealth Management, Llc | 12-31-2020 | Warrants | 36 | New! | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Corefirst Bank & Trust | 12-31-2020 | Com | 13 | New! | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Sittner & Nelson, Llc | 12-31-2020 | *w Exp 01/19/202 | 27 | New! | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Glenmede Trust Co Na | 12-31-2020 | *w Exp 01/19/202 | 1 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Fifth Third Bancorp | 12-31-2020 | *w Exp 01/19/202 | 1,421 | Increased | 8.06 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| First Manhattan Co | 12-31-2020 | *w Exp 01/19/202 | 547 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Harris Associates L P | 12-31-2020 | *w Exp 01/19/202 | 58 | New! | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Morgan Stanley | 12-31-2020 | *w Exp 01/19/202 | 43,846 | Decreased | -76.97 | 0.00 | 6,000.00 | -97.75 | 0.33 | Form 13 |
| 1832 Asset Management L.p. | 12-31-2020 | *w Exp 01/19/202 | 23 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Deutsche Bank Ag\ | 12-31-2020 | *w Exp 01/19/202 | 3,154 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| United Capital Financial Advisers, Llc | 12-31-2020 | Warrant Or Right | 153,543 | Decreased | -68.82 | 0.00 | 18,000.00 | -77.22 | 0.12 | Form 13 |
| Cetera Advisor Networks Llc | 12-31-2020 | *w Exp 01/19/202 | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Jane Street Group, Llc | 12-31-2020 | W Exp 01/19/202 | 60,039 | Increased | 33.74 | 0.00 | 7,000.00 | 0.00 | 0.12 | Form 13 |
| Prestige Wealth Management Group Llc | 12-31-2020 | *w Exp 01/19/202 | 3 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Pacific Center For Financial Services | 12-31-2020 | *w Exp 01/19/202 | 5 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Jpmorgan Chase & Co | 12-31-2020 | Warrant | 32,779 | Maintained | 0.00 | 0.00 | 4,000.00 | 0.00 | 0.14 | Form 13 |
| Retirement Group, Llc | 12-31-2020 | *w Exp 01/19/202 | 8,000 | New! | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
