Ares Capital

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Ares Capital

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NewIncreasedMaintainedDecreasedLiquidated
3219811310040
WhaleReport PeriodSecurity TypeQuantityStatus% Change% Allocation$ Value% Change$ Valuation PriceSec Link
Confluence Investment Management Llc09-30-2021Com4,300,388Increased0.351.2387,426,000.004.1440.66Form 13
M&r Capital Management Inc09-30-2021Cef36,795Increased42.090.17748,000.0047.5320.33Form 13
Advocacy Wealth Management Services, Llc09-30-2021Cef0Liquidated!-100.000.000.000.000.00Form 13
Private Trust Co Na09-30-2021Equities28,151Maintained0.000.00572,000.003.8120.32Form 13
First National Bank Of Mount Dora, Trust Investment Services09-30-2021Com46,002Maintained0.000.30935,000.003.7740.64Form 13
Ifp Advisors, Inc09-30-2021Stock14,972Increased18.490.01306,000.0023.8920.44Form 13
Future Financial Wealth Managment Llc09-30-2021Cef16,800Maintained0.000.26329,000.000.0019.58Form 13
Moody National Bank Trust Division09-30-2021Com32,400Maintained0.000.01659,000.003.9440.68Form 13
Envestnet Asset Management Inc09-30-2021Com726,747Decreased-3.490.0114,775,000.000.1620.33Form 13
Carroll Financial Associates, Inc.09-30-2021Cef5,979Decreased-29.340.01121,000.00-26.6720.24Form 13
Berman Capital Advisors, Llc09-30-2021Cef3,500Maintained0.000.0171,000.004.4120.29Form 13
Rvw Wealth, Llc09-30-2021Com13,114Increased1.340.000.000.000.00Form 13
Elevated Capital Advisors, Llc09-30-2021Com50,195Decreased-37.020.351,020,000.00-34.1920.32Form 13
Wedbush Securities Inc09-30-2021Com97,475Increased4.489.991,982,000.008.4220.33Form 13
Carnegie Capital Asset Management, Llc09-30-2021Com10,188Maintained0.000.01207,000.000.0020.32Form 13
Tpg Financial Advisors, Llc09-30-2021Com10,502New!0.000.11214,000.000.0020.38Form 13
Johnson Midwest Financial, Llc09-30-2021Com20,410Increased0.040.34415,000.003.7520.33Form 13
Wealth Alliance Advisory Group, Llc09-30-2021Com13,900Maintained0.000.14283,000.004.0420.36Form 13
Creative Financial Designs Inc /adv09-30-2021Cef0Liquidated!-100.000.000.000.000.00Form 13
Rothschild Investment Corp /il09-30-2021Com32,565Increased6.540.06662,000.0010.5220.33Form 13
Webster Bank, N. A.09-30-2021Com5,967Increased11.080.01121,000.0014.1540.37Form 13
American National Bank09-30-2021Com205New!0.000.004,000.000.0019.51Form 13
Lenox Wealth Advisors, Llc09-30-2021Com2,024Maintained0.000.0141,000.002.5020.26Form 13
Koshinski Asset Management, Inc.09-30-2021Com28,488Increased31.510.05579,170,000.00136,496.7020,330.31Form 13
Cottage Street Advisors Llc09-30-2021Com140,887Increased0.921.932,864,000.004.7220.33Form 13
Crescent Capital Consulting, Llc09-30-2021Closed End Fund40,099Increased0.010.15815,000.003.8261.65Form 13
Pinnacle Bancorp, Inc.09-30-2021Com1,100Maintained0.000.0122,000.000.0020.00Form 13
Sound Income Strategies, Llc09-30-2021Com1,655,808Decreased-0.144.3533,663,000.003.6420.33Form 13
Ewg Elevate Inc.09-30-2021Com466,109Increased3.493.929,476,000.006.9620.33Form 13
Ayrshire Capital Management Llc09-30-2021Com50,260Increased2.430.581,022,000.006.3520.33Form 13
Cva Family Office, Llc09-30-2021Com2,800New!0.000.0139,000.000.0013.93Form 13
Rosenberg Matthew Hamilton09-30-2021Com1,933Increased11.930.0239,000.0014.7120.18Form 13
Soa Wealth Advisors, Llc.09-30-2021Cef947Increased2.050.0019,000.005.5620.06Form 13
Activest Wealth Management09-30-2021Com756Increased16.670.0115,000.0015.3819.84Form 13
Northwest Bancshares, Inc.09-30-2021Com23,809Decreased-0.680.11484,000.002.9841.07Form 13
Perkins Coie Trust Co09-30-2021Common Stock3,026Decreased-35.290.0261,000.00-33.7020.16Form 13
Corbenic Partners Llc09-30-2021Com1,000Maintained0.000.0020,000.000.0020.00Form 13
Capital Investment Advisors, Llc09-30-2021Com40,230Increased0.440.03818,000.004.2020.33Form 13
Evanson Asset Management, Llc09-30-2021Com30,517Increased38.680.06598,000.0038.7519.60Form 13
Bruderman Asset Management, Llc09-30-2021Com25,717Increased0.140.13523,000.003.9820.34Form 13
Lgt Capital Partners Ltd.09-30-2021Com780,000Decreased-7.690.4815,857,000.00-4.2120.33Form 13
Alpha Omega Wealth Management Llc09-30-2021Com11,889Increased1.190.04242,000.005.2220.35Form 13
Gilbert & Cook, Inc.09-30-2021Com1,120,897Increased5.944.0922,843,000.0010.2120.38Form 13
Baugh & Associates, Llc09-30-2021Com197,882Decreased-0.282.464,023,000.003.5020.33Form 13
Fny Investment Advisers, Llc09-30-2021Com2,000Decreased-33.330.0240,000.00-31.0320.00Form 13
Foundations Investment Advisors, Llc09-30-2021Com36,317Decreased-0.760.03754,000.003.0120.76Form 13
Financial Management Network Inc09-30-2021Com93,992Increased29.720.981,939,000.0034.2820.63Form 13
Wespac Advisors, Llc09-30-2021Com55,065Increased117.980.691,119,000.00126.0620.32Form 13
Private Advisor Group, Llc09-30-2021Com132,139Increased8.940.022,686,000.0013.0520.33Form 13
Capital Asset Advisory Services Llc09-30-2021Com14,497New!0.000.03295,000.000.0020.35Form 13
Security National Bank09-30-2021Common Stock10,618New!0.000.05216,000.000.0020.34Form 13
Canton Hathaway, Llc09-30-2021Com15,000Maintained0.000.09305,000.003.7420.33Form 13
Lantz Financial Llc09-30-2021Com57,831Increased1.890.601,176,000.005.7620.34Form 13
Clear Creek Financial Management, Llc09-30-2021Com55,984Increased1.300.181,138,000.005.0820.33Form 13
Becker Capital Management Inc09-30-2021Com11,622Maintained0.000.01236,000.003.5120.31Form 13
Davenport & Co Llc09-30-2021Com273,022Increased90.170.045,551,000.0097.4020.33Form 13
Advisornet Financial, Inc09-30-2021Cef2,745New!0.000.0056,000.000.0020.40Form 13
Dnb Asset Management As09-30-2021Common0Liquidated!-100.000.000.000.000.00Form 13
Next Financial Group, Inc09-30-2021Com3,808Increased156.090.0178,000.00168.9741.50Form 13
Bogart Wealth, Llc09-30-2021Cef258Maintained0.000.005,000.000.0019.38Form 13
Demars Financial Group, Llc09-30-2021Com91,391Increased706.201.091,858,000.00736.9420.33Form 13
Fifth Third Bancorp09-30-2021Com3,531Increased43.010.0072,000.0050.0020.39Form 13
Raymond James Trust N.a.09-30-2021Common Stock16,795Increased2.130.01342,000.006.2140.98Form 13
Exchange Traded Concepts, Llc09-30-2021Com336New!0.000.007,000.000.0020.83Form 13
Gradient Investments Llc09-30-2021Com7,579Increased1415.800.00154,000.001,440.0020.32Form 13
Brandywine Oak Private Wealth Llc09-30-2021Com30,514Increased84.810.07620,000.0091.9520.32Form 13
Rmr Wealth Builders09-30-2021Com0Liquidated!-100.000.000.000.000.00Form 13
Stableford Capital Ii Llc09-30-2021Com73,747Increased90.420.781,546,000.00103.6920.96Form 13
Albion Financial Group /ut09-30-2021Com31,700Maintained0.000.06644,000.003.7020.32Form 13
Baillie Gifford & Co09-30-2021Com5,338,370Decreased-3.900.05108,529,000.00-0.2761.03Form 13
Central Bank & Trust Co09-30-2021Common Stock1,441Maintained0.000.0029,000.003.5720.12Form 13
Obermeyer Wood Investment Counsel, Lllp09-30-2021Com19,304Increased22.650.02392,000.0027.2720.31Form 13
Dfpg Investments, Llc09-30-2021Com23,422Decreased-4.150.19491,000.000.6120.96Form 13
Segment Wealth Management, Llc09-30-2021Com12,998Decreased-2.260.03264,000.001.1520.31Form 13
Gemmer Asset Management Llc09-30-2021Com675New!0.000.0014,000.000.0020.74Form 13
Stratos Wealth Partners, Ltd.09-30-2021Com121,103Increased9.220.062,462,000.0013.3520.33Form 13
Rfg Advisory, Llc09-30-2021Com36,817Increased6.890.06748,000.0010.8120.32Form 13
Summit X, Llc09-30-2021Com19,465Decreased-6.840.10396,000.00-4.1220.34Form 13
Spiderrock Advisors, Llc09-30-2021Ordinary Shares31,500Decreased-19.440.07472,000.00-19.4514.98Form 13
Arkadios Wealth Advisors09-30-2021Cef40,879Increased2.350.12831,000.006.2720.33Form 13
Wealth Enhancement & Preservation Of Ga, Llc09-30-2021Com21,175Increased5.140.33430,000.008.8620.31Form 13
Kestra Advisory Services, Llc09-30-2021Com261,970Increased17.930.055,326,000,000.0022.3820,330.57Form 13
North Star Investment Management Corp.09-30-2021Cef300Maintained0.000.006,000.000.0020.00Form 13
Clear Street Markets Llc09-30-2021Com0Liquidated!-100.000.000.000.000.00Form 13
Baltimore-washington Financial Advisors, Inc.09-30-2021Com0Liquidated!-100.000.000.000.000.00Form 13
Domani Wealth, Llc09-30-2021Com132,588Maintained0.000.562,696,000.003.8120.33Form 13
Csenge Advisory Group09-30-2021Com55,089Increased1.650.101,136,000.006.5720.62Form 13
Gps Wealth Strategies Group, Llc09-30-2021Mf Closed And Mf Open800Maintained0.000.0016,000.000.0020.00Form 13
Aj Wealth Strategies, Llc09-30-2021Com140,533Increased7.140.152,857,000.0016.4220.33Form 13
All Season Financial Advisors, Inc.09-30-2021Com19,022Decreased-10.560.27387,000.00-7.1920.34Form 13
Wambolt & Associates, Llc09-30-2021Com124,923Increased18.461.032,577,000.0024.2520.63Form 13
Venture Visionary Partners Llc09-30-2021Com15,643Decreased-0.310.02318,000.003.5820.33Form 13
Onyx Bridge Wealth Group Llc09-30-2021Com28,826Increased20.790.23606,000.0027.3121.02Form 13
Brown Miller Wealth Management, Llc09-30-2021Com58,640Decreased-1.020.751,192,000.002.7620.33Form 13
Toth Financial Advisory Corp09-30-2021Com125Maintained0.000.003,000.0050.0024.00Form 13
Park Avenue Securities Llc09-30-2021Com91,218Increased3.850.041,854,000.007.7320.32Form 13
Jag Capital Management, Llc09-30-2021Com28,629Decreased-31.020.05582,000.00-28.4120.33Form 13
Avantax Advisory Services, Inc.09-30-2021Com42,920Increased6.440.01873,000.0010.3720.34Form 13
Joel Isaacson & Co., Llc09-30-2021Com116,275Increased0.710.182,364,000.004.5120.33Form 13
Kestra Private Wealth Services, Llc09-30-2021Com48,876Increased4.930.06994,000,000.008.9920,337.18Form 13
V Wealth Advisors Llc09-30-2021Com68,316Decreased-3.140.211,389,000.000.1420.33Form 13
Hudson Capital Management Llc09-30-2021Com12,500Maintained0.000.10254,000.003.6720.32Form 13
Lake Point Wealth Management09-30-2021Com100Maintained0.000.002,000.000.0020.00Form 13
Total Clarity Wealth Management, Inc.09-30-2021Com15,473New!0.000.15315,000.000.0020.36Form 13
Optimum Investment Advisors09-30-2021Com13,750Increased0.110.12280,000.004.0920.36Form 13
Western Financial Corporation09-30-2021Com19,458Increased2.000.23396,000.005.8820.35Form 13
Trust Co Of Vermont09-30-2021Com14,201Maintained0.000.02289,000.003.9620.35Form 13
Monument Capital Management09-30-2021Com46,507Increased2.660.32945,000.006.5420.32Form 13
Global Retirement Partners, Llc09-30-2021Com2,065Increased55.730.0042,000.0061.5420.34Form 13
Spire Wealth Management09-30-2021Com85,190Increased53.340.051,732,000.0053.5520.33Form 13
Cubic Asset Management, Llc09-30-2021Com218,229Increased11.550.893,599,000.00-6.0816.49Form 13
Sumitomo Mitsui Trust Holdings, Inc.09-30-2021Com1,069,168Decreased-17.960.0121,736,000.00-14.8620.33Form 13
Cerity Partners Llc09-30-2021Stock25,698Increased0.080.01522,000.003.7820.31Form 13
Westbourne Investment Advisors, Inc.09-30-2021Com0Liquidated!-100.000.000.000.000.00Form 13
Orion Capital Management Llc09-30-2021Com800Maintained0.000.0116,000.000.0020.00Form 13
Rockland Trust Co09-30-2021Com28,303Increased3.040.04575,000.006.8820.32Form 13
Capital Advisors Inc/ok09-30-2021Com869,899Increased5.320.5317,685,000.0014.4420.33Form 13
P.a.w. Capital Corp09-30-2021Com40,000Maintained0.000.72813,000.003.7020.32Form 13
Pinnacle Financial Partners Inc09-30-2021Com21,774Decreased-3.480.02443,000.000.2320.35Form 13
Flputnam Investment Management Co09-30-2021Com21,073Increased4.980.01428,000.008.9120.31Form 13
Guild Investment Management, Inc.09-30-2021Com70,755Increased3.321.381,438,000.007.1520.32Form 13
Penbrook Management Llc09-30-2021Cef12,940Maintained0.000.16263,000.003.5420.32Form 13
J.w. Cole Advisors, Inc.09-30-2021Com45,335Increased196.770.07922,000.00208.3620.34Form 13
Cutler Group Lp09-30-2021Com3,388Increased37.170.0018,000.0063.6420.27Form 13
Sequoia Financial Advisors, Llc09-30-2021Com0Liquidated!-100.000.000.000.000.00Form 13
Atlas Private Wealth Advisors09-30-2021Mf Closed And Mf Open823Maintained0.000.0117,000.0013.3320.66Form 13
Tcw Group Inc09-30-2021Com681,066Decreased-0.220.0313,846,000.003.5440.67Form 13
Atlantic Union Bankshares Corp09-30-2021Cef110,594Increased0.840.212,249,000.004.7040.83Form 13
Baldwin Brothers Llc/ma09-30-2021Com6,000Maintained0.000.01122,000.003.3920.33Form 13
Patton Albertson Miller Group, Llc09-30-2021Com19,935Decreased-10.750.08405,000.00-7.5320.32Form 13
Telemus Capital, Llc09-30-2021Com53,260Increased111.600.04443,000.00-10.1420.34Form 13
Taylor Frigon Capital Management Llc09-30-2021Com70,169Increased0.880.461,427,000.004.7020.34Form 13
Investors Research Corp09-30-2021Com435Maintained0.000.009,000.000.0020.69Form 13
Selective Wealth Management, Inc.09-30-2021Com2,096Maintained0.000.0243,000.004.8820.52Form 13
Newbridge Financial Services Group, Inc.09-30-2021Com0Liquidated!-100.000.000.000.000.00Form 13
Stephens Inc /ar/09-30-2021Com1,010,847Increased6.360.3220,551,000.0010.3820.33Form 13
Sigma Planning Corp09-30-2021Com94,411Increased6.890.061,919,000.0010.9220.33Form 13
Signaturefd, Llc09-30-2021Com9,170Increased10.660.01186,000.0014.8120.28Form 13
Endurance Wealth Management, Inc.09-30-2021Cef750Maintained0.000.0015,000.007.1420.00Form 13
Simplex Trading, Llc09-30-2021Com15,958Increased1.920.00313,000.002.2919.61Form 13
Fernwood Investment Management, Llc09-30-2021Cef259,795Decreased-7.451.815,282,000.00-3.9520.33Form 13
Kovitz Investment Group Partners, Llc09-30-2021Com0Liquidated!-100.000.000.000.000.00Form 13
Kovitz Investment Group Partners, Llc09-30-2021Com0Liquidated!-100.000.000.000.000.00Form 13
Ahrens Investment Partners Llc09-30-2021Com80,200Decreased-18.000.781,630,000.00-14.9320.32Form 13
Slatestone Wealth, Llc09-30-2021Com241,733Increased4.011.134,914,000.0012.9920.33Form 13
Intrua Financial, Llc09-30-2021Com19,980Increased2.080.08431,000.0010.2321.57Form 13
International Assets Investment Management, Llc09-30-2021Com281,548Increased3.830.593,312,000.0010.6611.76Form 13
Sterling Financial Planning, Inc.09-30-2021Com250Maintained0.000.005,000.000.0020.00Form 13
M&t Bank Corp09-30-2021Com63,272Increased2.020.001,287,000.006.0161.04Form 13
Huntington National Bank09-30-2021Common Stock11,605Increased1.530.00236,000.005.3640.86Form 13
Atwood & Palmer Inc09-30-2021Com643Maintained0.000.0013,000.000.0020.22Form 13
Janney Montgomery Scott Llc09-30-2021Common Stock299,012Increased58.360.036,079,000.0064.3420.33Form 13
Parkside Financial Bank & Trust09-30-2021Com2,700Maintained0.000.0255,000.003.7720.37Form 13
Naples Global Advisors, Llc09-30-2021Com60,087Maintained0.000.161,222,000.000.0020.34Form 13
Tci Wealth Advisors, Inc.09-30-2021Com49Increased2.080.001,000.000.0020.41Form 13
Ccla Investment Management Ltd09-30-2021Com3,269,039Increased1.791.1066,507,000.005.6620.34Form 13
Gwm Advisors Llc09-30-2021Mf Closed And Mf Open14,833Decreased-3.010.01302,000.000.6720.36Form 13
Truvestments Capital Llc09-30-2021Com121,072Increased4.881.362,461,000.008.8520.33Form 13
Rda Financial Network09-30-2021Com77,347Increased0.950.691,572,000.004.7320.32Form 13
Banque Cantonale Vaudoise09-30-2021Com120,903Maintained0.000.112,458,000.003.8020.33Form 13
Bridge Advisory, Llc09-30-2021Com10,350New!0.000.10210,000.000.0020.29Form 13
Emfo, Llc09-30-2021Com452,848Maintained0.008.139,206,000.000.0020.33Form 13
Commonwealth Equity Services, Llc09-30-2021Com563,902Increased37.420.0311,464,000.0049.3320.33Form 13
Victory Capital Management Inc09-30-2021Com66,877Decreased-3.490.001,360,000.000.2220.34Form 13
Raymond James & Associates09-30-2021Com526,334Increased12.880.0110,700,000.0017.1420.33Form 13
Edgemoor Investment Advisors, Inc.09-30-2021Com652,352Decreased-13.091.5113,262,000.00-9.8120.33Form 13
Cutter & Co Brokerage, Inc.09-30-2021Com66,775Decreased-2.560.321,358,000.001.1220.34Form 13
Cambridge Investment Research Advisors, Inc.09-30-2021Capital Corp Com493,250Increased8.319.9910,028,000.0012.4120.33Form 13
Benjamin F. Edwards & Company, Inc.09-30-2021Com1,840Maintained0.000.0037,000.002.7820.11Form 13
Benjamin Edwards Inc09-30-2021Com15,248New!0.000.19310,000.000.0020.33Form 13
Raymond James Financial Services Advisors, Inc.09-30-2021Com317,319Increased18.400.016,451,000.0022.8820.33Form 13
Allworth Financial Lp09-30-2021Com4,743Increased587.390.0096,000.00585.7120.24Form 13
Financial Management Professionals, Inc.09-30-2021Com1,000New!0.000.0020,000.000.0020.00Form 13
Lvw Advisors, Llc09-30-2021Com16,589Maintained0.000.06337,000.003.6920.31Form 13
Heritage Wealth Advisors09-30-2021Com28,945Increased2.239.99588,449,000.006.0920,329.90Form 13
Nelson, Van Denburg & Campbell Wealth Management Group, Llc09-30-2021Cef2,448New!0.000.0049,000.000.0020.02Form 13
Alphastar Capital Management, Llc09-30-2021Com35,110New!0.000.05743,000.000.0021.16Form 13
Syverson Strege & Co09-30-2021Com127Maintained0.000.003,000.0050.0023.62Form 13
Parallel Advisors, Llc09-30-2021Cef9,572Increased1.340.01195,000.005.4120.37Form 13
Valeo Financial Advisors, Llc09-30-2021Cef30,882Increased139.660.04628,000.00149.2120.34Form 13
Hhm Wealth Advisors, Llc09-30-2021Com2,576Maintained0.000.0152,000.004.0020.19Form 13
Sierra Capital Llc09-30-2021Common Stock159,319Increased1.430.543,239,000.005.2620.33Form 13
Private Wealth Strategies, L.l.c.09-30-2021Com26,033Increased122.680.13530,000.00143.1220.36Form 13
Sculati Wealth Management, Llc09-30-2021Com96,350Increased0.841.041,959,000.004.6520.33Form 13
Adaptive Financial Consulting, Llc09-30-2021Com16,830Maintained0.000.21342,000.003.6420.32Form 13
Clearview Wealth Advisors Llc09-30-2021Cef553Increased0.730.0111,000.000.0019.89Form 13
Tectonic Advisors Llc09-30-2021Com45,315Increased43.650.18921,000.0049.0340.69Form 13
Cowen Prime Advisors Llc09-30-2021Stock15,000Maintained0.000.11305,000.003.7420.33Form 13
Rnc Capital Management Llc09-30-2021Com13,950Maintained0.000.02284,000.004.0320.36Form 13
Investment Management Associates Inc /adv09-30-2021Com12,250Maintained0.000.13249,000.003.7520.33Form 13
Segall Bryant & Hamill, Llc09-30-2021Oa498,956Decreased-6.060.0010,111,000.00-3.2020.26Form 13
Duncker Streett & Co Inc09-30-2021Com86,907Increased3.180.331,767,000.007.0920.33Form 13
New South Capital Management Inc09-30-2021Com910,458Decreased-10.550.6418,510,000.00-7.1740.67Form 13
Estate Counselors, Llc09-30-2021Com10,000Maintained0.000.03203,000.004.1020.30Form 13
Lakeview Capital Partners, Llc09-30-2021Com21,862Increased3.530.20444,000.007.2520.31Form 13
Strategiq Financial Group, Llc09-30-2021Com61,929Increased5.090.251,259,000.009.1020.33Form 13
Sheaff Brock Investment Advisors, Llc09-30-2021Com49,226Increased14.050.081,001,000.0024.0440.67Form 13
Camden Capital, Llc09-30-2021Com101,010Increased65.860.412,054,000.0099.6120.33Form 13
St Germain D J Co Inc09-30-2021Com27,000Maintained0.000.03549,000.003.7820.33Form 13
Delphi Financial Group, Inc.09-30-2021Com183,412Decreased-56.401.103,729,000.00-54.7620.33Form 13
Van Eck Associates Corp09-30-2021Com4,325,739Increased17.500.2287,942,000.0021.9420.33Form 13
Wilbanks Smith & Thomas Asset Management Llc09-30-2021Com80,239Increased2.320.061,631,000.006.1820.33Form 13
Lsv Asset Management09-30-2021Com2,040,307Increased22.440.0741,479,000.0027.0620.33Form 13
Regions Financial Corp09-30-2021Com24,560Increased0.670.00499,000.004.6140.58Form 13
Brighton Jones Llc09-30-2021Com25,145Increased11.460.03511,000.0015.6120.32Form 13
Keel Point, Llc09-30-2021Com0Liquidated!-100.000.000.000.000.00Form 13
Barnett & Company, Inc.09-30-2021Com8,460Decreased-60.240.13172,000.00-58.7520.33Form 13
Tctc Holdings, Llc09-30-2021Com20,000Maintained0.000.02407,000.003.8320.35Form 13
Camelot Portfolios, Llc09-30-2021Com22,616Decreased-39.660.24460,000.00-37.3320.34Form 13
Exencial Wealth Advisors, Llc09-30-2021Com18,183Maintained0.000.02370,000.008.8220.35Form 13
Anfield Capital Management, Llc09-30-2021Com100,550Increased4.630.642,052,000.008.9820.41Form 13
Sowell Financial Services Llc09-30-2021Stock15,380Increased35.530.02313,000.0040.9920.35Form 13
Cypress Capital Management Llc (wy)09-30-2021Com13,500Increased3.850.23274,000.007.4520.30Form 13
Nicholas Hoffman & Company, Llc.09-30-2021Cef29,472Increased21.710.11599,000.0026.3720.32Form 13
Almanack Investment Partners, Llc.09-30-2021Com19,204Maintained0.000.03390,000.003.7220.31Form 13
Financial Advocates Investment Management09-30-2021Com21,507Decreased-26.720.03437,000.00-24.0020.32Form 13
Transcend Wealth Collective, Llc09-30-2021Cef149,135Decreased-10.390.293,190,000.00-2.2721.39Form 13
Independent Wealth Network Inc.09-30-2021Com27,043New!0.000.37569,000.000.0021.04Form 13
Cullen/frost Bankers, Inc.09-30-2021Domestic Common Stock43,165Increased64.970.02878,000.0071.1520.34Form 13
Deutsche Bank Ag\09-30-2021Com51,099Decreased-40.340.001,038,000.00-35.25163.04Form 13
Kayne Anderson Capital Advisors Lp09-30-2021Com10,500Maintained0.000.01213,000.003.4020.29Form 13
Mufg Americas Holdings Corp09-30-2021Com3,800New!0.000.0077,000.000.0020.26Form 13
Roosevelt Investment Group Llc09-30-2021Com32,675Maintained0.000.04664,000.003.7520.32Form 13
D L Carlson Investment Group Inc09-30-2021Com47,727Maintained0.000.17970,000.003.7420.32Form 13
First National Trust Co09-30-2021Com12,158Maintained0.000.01247,000.003.7820.32Form 13
Allen Investment Management Llc09-30-2021Com230,289Maintained0.000.064,682,000.003.7920.33Form 13
Sandy Spring Bank09-30-2021Com6,982Increased3.910.01142,000.007.5840.35Form 13
Mizuho Securities Co. Ltd.09-30-2021Com108Increased4.850.002,000.000.0018.52Form 13
Baystate Wealth Management Llc09-30-2021Cef0Maintained0.000.000.000.000.00Form 13
Advisory Services Network, Llc09-30-2021Cef63,826Increased4.080.041,297,000.007.9940.64Form 13
Moors & Cabot, Inc.09-30-2021Com13,555Increased17.570.02320,000.0041.5923.61Form 13
Advisor Group Holdings, Inc.09-30-2021Com808,218Increased4.440.0316,439,000.008.42203.52Form 13
Resources Investment Advisors, Llc.09-30-2021Com17,627Decreased-37.779.99358,000.00-35.5020.31Form 13
Pfg Advisors09-30-2021Com46,969Decreased-3.840.11955,000.00-0.2120.33Form 13
Ford Financial Group, Llc09-30-2021Com0Liquidated!-100.000.000.000.000.00Form 13
Lindbrook Capital, Llc09-30-2021Cef1,248Maintained0.000.0125,000.004.1720.03Form 13
Bellevue Asset Management, Llc09-30-2021Com2,876Maintained0.000.0459,000.005.3620.51Form 13
Texas Capital Bank Wealth Management Services Inc09-30-2021Com86,825Maintained0.000.181,765,000.003.7620.33Form 13
Pnc Financial Services Group, Inc.09-30-2021Com168,999Increased2.250.003,435,000.006.1281.61Form 13
Griffin Asset Management, Inc.09-30-2021Com37,293Increased1.600.10758,000.005.4220.33Form 13
Shufro Rose & Co Llc09-30-2021Com528,812Decreased-3.710.8410,751,000.00-0.0720.33Form 13
Keybank National Association/oh09-30-2021Com28,379Increased1.840.00577,000.005.6820.33Form 13
Texas Yale Capital Corp.09-30-2021Com66,000Maintained0.000.081,342,000.003.7920.33Form 13
Plante Moran Financial Advisors, Llc09-30-2021Cef170Maintained0.000.003,000.000.0017.65Form 13
Grace Capital09-30-2021Com98,500Decreased-8.371.292,098,000.00-0.3821.30Form 13
Newsquare Capital Llc09-30-2021Cef30,574New!0.000.07622,000.000.0020.34Form 13
Ipg Investment Advisors Llc09-30-2021Com29,839Decreased-2.540.19606,627,000.001.1420,330.00Form 13
Usa Financial Portformulas Corp09-30-2021Com4,841New!0.000.0998,000.000.0020.24Form 13
Perennial Advisors, Llc09-30-2021Com136,864Increased3.780.822,782,000.007.6620.33Form 13
Tower View Investment Management & Research Llc09-30-2021Com1,000New!0.000.0120,000.000.0020.00Form 13
Curated Wealth Partners Llc09-30-2021Com143,653Maintained0.001.632,920,000.003.7720.33Form 13
Aurora Private Wealth, Inc.09-30-2021Com22,051Increased0.850.22448,000.004.6720.32Form 13
Stonebridge Financial Planning Group, Llc09-30-2021Common Stock81,197Decreased-4.850.841,708,000.00-0.3521.04Form 13
Charter Oak Capital Management, Llc09-30-2021Com724Maintained0.000.0015,000.007.1420.72Form 13
Continuum Advisory, Llc09-30-2021Com17,060Increased3.610.09347,000.007.4320.34Form 13
Meeder Asset Management Inc09-30-2021Com1,324Decreased-1.560.0027,000.003.8520.39Form 13
Montag A & Associates Inc09-30-2021Com1,500Maintained0.000.0030,000.003.4520.00Form 13
Mackenzie Financial Corp09-30-2021Com188,977Increased81.710.013,842,000.0097.4320.33Form 13
Fort Washington Investment Advisors Inc /oh/09-30-2021Common Stock351,052Maintained0.000.057,137,000.003.7820.33Form 13
Commerce Bank09-30-2021Com19,684Decreased-0.980.00400,000.002.5640.34Form 13
Cibc Asset Management Inc09-30-2021Com18,702Increased6.220.00380,000.0010.1420.32Form 13
Condor Capital Management09-30-2021Com68,544Increased8.430.151,394,000.0012.6020.34Form 13
Hyman Charles D09-30-2021Com13,310Increased8.120.02271,000.0012.4520.36Form 13
Blackrock Inc.09-30-2021Com2,308,137Increased20.340.0046,925,000.0024.8965.05Form 13
Quantbot Technologies Lp09-30-2021Com0Liquidated!-100.000.000.000.000.00Form 13
Hudock, Inc.09-30-2021Com2,500Decreased-3.920.0250,000.000.0020.00Form 13
Jfs Wealth Advisors, Llc09-30-2021Com941New!0.000.0019,000.000.0020.19Form 13
Boston Private Wealth Llc09-30-2021Com41,469Decreased-21.340.01843,000.00-18.3940.63Form 13
Biltmore Capital Advisors Llc09-30-2021Com0Liquidated!-100.000.000.000.000.00Form 13
Mirador Capital Partners Lp09-30-2021Com166,981Increased2.000.773,395,000.005.8620.33Form 13
Beacon Investment Advisory Services, Inc.09-30-2021Com26,485Increased9.670.02538,000.0013.7420.31Form 13
Sterling Investment Advisors, Ltd.09-30-2021Com47,707Increased6.900.29970,000.0010.9820.33Form 13
Avestar Capital, Llc09-30-2021Com12,108Decreased-0.230.03246,000.003.3620.32Form 13
Heritage Trust Co09-30-2021Common Stock16,708Maintained0.000.05340,000.003.9840.70Form 13
Bdo Wealth Advisors, Llc09-30-2021Com1,100Maintained0.000.0022,000.000.0020.00Form 13
Providence Capital Advisors, Llc09-30-2021Com0Liquidated!-100.000.000.000.000.00Form 13
We Are One Seven, Llc09-30-2021Com10,360Maintained0.000.03222,000.009.3621.43Form 13
West Branch Capital Llc09-30-2021Com274Maintained0.000.006,000.0020.0021.90Form 13
Evolution Wealth Advisors, Llc09-30-2021Com4,380New!0.000.0289,000.000.0020.32Form 13
Geneos Wealth Management Inc.09-30-2021Com63,503Increased17.700.051,310,000.0021.8620.63Form 13
Ieq Capital, Llc09-30-2021Com90,008Increased1.000.051,830,000.004.8120.33Form 13
Graypoint Llc09-30-2021Cef361,638Increased27.960.907,352,000.0032.8020.33Form 13
Atticus Wealth Management, Llc09-30-2021Com788Maintained0.000.0116,000.000.0020.30Form 13
Indie Asset Partners, Llc09-30-2021Com12,385Decreased-2.170.20252,000.001.6120.35Form 13
Annapolis Financial Services, Llc09-30-2021Com572Maintained0.000.0012,000.009.0920.98Form 13
Barclays Plc09-30-2021Com7,221Decreased-2.700.00147,000.000.6860.61Form 13
Lord, Abbett & Co. Llc09-30-2021Com0Liquidated!-100.000.000.000.000.00Form 13
Concourse Financial Group Securities, Inc.09-30-2021Com63,530Increased14.150.081,295,000.0018.8120.38Form 13
Bradley Foster & Sargent Inc/ct09-30-2021Com12,035Decreased-3.220.01245,000.000.4120.36Form 13
Arcadia Investment Management Corp/mi09-30-2021Com900Maintained0.000.0018,000.000.0020.00Form 13
Alliancebernstein L.p.09-30-2021Com41,503Decreased-9.090.00844,000.00-5.5920.34Form 13
Thornburg Investment Management Inc09-30-2021Com0Liquidated!-100.000.000.000.000.00Form 13
Essex Financial Services, Inc.09-30-2021Com34,124Increased1.820.08694,000.0010.6920.34Form 13
O'shaughnessy Asset Management, Llc09-30-2021Common1,294Maintained0.000.0026,000.004.0020.09Form 13
Hap Trading, Llc09-30-2021Com0Liquidated!-100.000.000.000.000.00Form 13
Financial Advantage, Inc.09-30-2021Com134,828Decreased-32.232.382,741,000.00-27.7020.33Form 13
Skandinaviska Enskilda Banken Ab (publ)09-30-2021Com285,625Increased0.350.035,807,000.004.1420.33Form 13
Allianz Asset Management Gmbh09-30-2021Com60,750Decreased-94.640.001,235,000.00-94.1720.33Form 13
Healthcare Of Ontario Pension Plan Trust Fund09-30-2021Com444Maintained0.000.009,000.000.0020.27Form 13
Creative Planning09-30-2021Com138,385Increased18.700.002,813,000.0023.1620.33Form 13
Formidable Asset Management, Llc09-30-2021Com38,381Increased4865.200.15780,000.003.7220.32Form 13
Verity Asset Management, Inc.09-30-2021Com0Liquidated!-100.000.000.000.000.00Form 13
Mark Sheptoff Financial Planning, Llc09-30-2021Com1,700Maintained0.000.0235,000.006.0620.59Form 13
D'orazio & Associates, Inc.09-30-2021Com1,589Increased1.990.0132,000.003.2320.14Form 13
Kalos Management, Inc.09-30-2021Com15,007Increased8.840.09315,000.0014.1320.99Form 13
Orion Portfolio Solutions, Llc09-30-2021Com0Liquidated!-100.000.000.000.000.00Form 13
Heritage Wealth Management, Llc09-30-2021Com0Liquidated!-100.000.000.000.000.00Form 13
Oak Family Advisors, Llc09-30-2021Cef199,977Increased9.791.484,066,000.0013.9620.33Form 13
Us Bancorp \de\09-30-2021Common Stock48,785Decreased-2.980.00991,000.000.6156.77Form 13
Roman Butler Fullerton & Co09-30-2021Com18,995New!0.000.19399,000.000.0021.01Form 13
Valley National Advisers Inc09-30-2021Com300Increased100.000.006,000.00100.0020.00Form 13
Citigroup Inc09-30-2021Com624Decreased-98.580.0013,000.00-98.4920.83Form 13
Mercer Global Advisors Inc /adv09-30-2021Com72,172Decreased-1.060.011,467,000.002.6620.33Form 13
Nissay Asset Management Corp /japan/ /adv09-30-2021Com164,108Maintained0.000.033,336,000.003.7620.33Form 13
Goldman Sachs Group Inc09-30-2021Cmn130,024Increased172.400.002,643,000.00182.6740.66Form 13
S&t Bank/pa09-30-2021Com220,440Increased15.080.694,482,000.0019.4640.68Form 13
Smithfield Trust Co09-30-2021Com24Maintained0.000.000.000.000.00Form 13
Pekin Hardy Strauss, Inc.09-30-2021Com72,370Decreased-8.710.211,471,000.00-5.2820.33Form 13
Mai Capital Management09-30-2021Cs22,816Increased6.670.01464,000.0010.7420.34Form 13
Bessemer Group Inc09-30-2021Sc86,000Maintained0.000.001,748,000.003.7420.33Form 13
Nomura Asset Management Co Ltd09-30-2021Com1,124,938Increased6.830.1222,871,000.0010.8781.34Form 13
Evermay Wealth Management Llc09-30-2021Com195Maintained0.000.004,000.000.0020.51Form 13
Bard Associates Inc09-30-2021Com21,185Maintained0.000.15431,000.003.8620.34Form 13
Rhumbline Advisers09-30-2021Com17,153Maintained0.000.00349,000.003.8720.35Form 13
Logan Capital Management Inc09-30-2021Com1,010Maintained0.000.0021,000.000.0020.79Form 13
Dowling & Yahnke Llc09-30-2021Ares Capital Corp Com10,620Maintained0.000.01216,000.003.8520.34Form 13
Caz Investments Lp09-30-2021Common Stock8,600Maintained0.000.06175,000.004.1720.35Form 13
Arrowstreet Capital, Limited Partnership09-30-2021Com0Liquidated!-100.000.000.000.000.00Form 13
Ares Management Llc09-30-2021Com1,527,267Increased5.311.0331,049,000.009.2920.33Form 13
Wolverine Asset Management Llc09-30-2021Com0Liquidated!-100.000.000.000.000.00Form 13
Advisors Asset Management, Inc.09-30-2021Com374,366Increased12.550.127,611,000.0016.8020.33Form 13
Cibc Private Wealth Group, Llc09-30-2021Com132,704Increased7.550.012,698,000.0016.8540.13Form 13
Seabridge Investment Advisors Llc09-30-2021Com109,639Decreased-0.140.732,229,000.003.6320.33Form 13
Royal Bank Of Canada09-30-2021Com10,198,781Increased1.820.06207,342,000.005.67202.68Form 13
Shelton Capital Management09-30-2021Com40,561Maintained0.000.03825,000.003.7720.34Form 13
New England Asset Management Inc09-30-2021Com225,900Maintained0.000.084,593,000.003.8020.33Form 13
Palisade Capital Management Llc/nj09-30-2021Com428,124Decreased-2.400.198,704,000.001.2920.33Form 13
Great West Life Assurance Co /can/09-30-2021Com112,782Increased16.310.012,308,000.0021.4720.46Form 13
Ameritas Investment Partners, Inc.09-30-2021Com213Maintained0.000.004,000.000.0018.78Form 13
D.a. Davidson & Co.09-30-2021Com398,744Increased27.930.098,106,000.0032.7520.33Form 13
Jefferies Group Llc09-30-2021Com131,413Increased43.950.022,672,000.0049.4440.66Form 13
First Trust Advisors Lp09-30-2021Com0Liquidated!-100.000.000.000.000.00Form 13
Eagle Global Advisors Llc09-30-2021Com16,540Decreased-61.470.02336,000.00-60.0520.31Form 13
Northern Oak Wealth Management Inc09-30-2021Com16,100Maintained0.000.04327,000.003.8120.31Form 13
Northwestern Mutual Wealth Management Co09-30-2021Com10,866Decreased-0.410.00221,000.003.2720.34Form 13
Bluefin Capital Management, Llc09-30-2021Com41,723Increased39.090.05519,000.00-11.7320.46Form 13
Two Sigma Investments, Lp09-30-2021Com1,978,772Increased182.770.0940,229,000.00193.4561.00Form 13
Marathon Capital Management09-30-2021Com166,660Decreased-1.630.773,389,000.002.1420.33Form 13
Regentatlantic Capital Llc09-30-2021Com76,026Decreased-0.130.051,546,000.003.6920.34Form 13
Punch & Associates Investment Management, Inc.09-30-2021Com279,654Decreased-38.000.335,685,000.00-35.6520.33Form 13
Evergreen Capital Management Llc09-30-2021Com433,802Increased6.970.408,819,000.0016.2220.33Form 13
Wetherby Asset Management Inc09-30-2021Com26,260Maintained0.000.03533,000.000.0040.58Form 13
Guggenheim Capital Llc09-30-2021Com66,307Decreased-45.480.011,348,000.00-43.4320.33Form 13
Veritable, L.p.09-30-2021Com12,250Increased9.590.00249,000.0019.1420.33Form 13
Marshall Wace North America L.p.09-30-2021Common Stock0Liquidated!-100.000.000.000.000.00Form 13
Marshall Wace North America L.p.09-30-2021Common Stock0Liquidated!-100.000.000.000.000.00Form 13
Estabrook Capital Management09-30-2021Common2,046Increased3.916.5541,595,000.007.8320,329.91Form 13
Geller Advisors Llc09-30-2021Com40,023New!0.000.18814,000.000.0020.34Form 13
Mariner, Llc09-30-2021Com39,217Increased111.740.00797,000.00119.5620.32Form 13
Hbk Sorce Advisory Llc09-30-2021Com17,086Decreased-17.640.02347,000.00-14.5320.31Form 13
Prelude Capital Management, Llc09-30-2021Com48,000Decreased-88.430.02976,000.00-87.4320.33Form 13
Walleye Trading Llc09-30-2021Com34,200Decreased-52.100.00695,000.00-47.9840.63Form 13
Citadel Advisors Llc09-30-2021Cmn476,100Maintained0.000.009,679,000.000.0040.66Form 13
Voya Financial Advisors, Inc.09-30-2021Com0Liquidated!-100.000.000.000.000.00Form 13
Baker Avenue Asset Management, Lp09-30-2021Cef33,390Maintained0.000.04678,000.000.0020.31Form 13
Ancora Advisors, Llc09-30-2021Com250,329Decreased-1.140.135,089,000.002.6020.33Form 13
Susquehanna International Group, Llp09-30-2021Com1,101,939Increased16.520.0022,402,000.0020.9260.99Form 13
United Capital Financial Advisers, Llc09-30-2021Mutual Fund163,069Increased0.330.023,315,000.004.1120.33Form 13
Alberta Investment Management Corp09-30-2021Com117,200Maintained0.000.022,383,000.0020.3520.33Form 13
Brown Brothers Harriman & Co09-30-2021Common Stock8,389Decreased-13.720.00171,000.00-10.0020.38Form 13
Freestone Capital Holdings, Llc09-30-2021Com0Liquidated!-100.000.000.000.000.00Form 13
Two Sigma Advisers, Lp09-30-2021Com1,661,013Increased16.280.0933,768,000.0026.3420.33Form 13
Wealthcare Capital Management Llc09-30-2021Common0Liquidated!-100.000.000.000.000.00Form 13
American National Registered Investment Advisor, Inc.09-30-2021Com16,200Maintained0.000.12329,000.003.7920.31Form 13
Highlander Capital Management, Llc09-30-2021Equities384Maintained0.000.008,000.000.0020.83Form 13
Stelac Advisory Services Llc09-30-2021Com7,820Decreased-62.320.03159,000.00-60.9320.33Form 13
Parallax Volatility Advisers, L.p.09-30-2021Com0Liquidated!-100.000.000.000.000.00Form 13
Parallax Volatility Advisers, L.p.09-30-2021Com0Liquidated!-100.000.000.000.000.00Form 13
Tower Research Capital Llc (trc)09-30-2021Com4,312Decreased-39.170.0088,000.00-26.6741.27Form 13
Samalin Investment Counsel, Llc09-30-2021Com1,497Increased2.040.0230,433,000.005.8820,329.33Form 13
Antonetti Capital Management Llc09-30-2021Com246New!0.000.0420,000.000.0081.30Form 13
Mirae Asset Global Investments Co., Ltd.09-30-2021Com28,583Decreased-34.280.00581,000.00-31.8140.61Form 13
Seven Eight Capital, Lp09-30-2021Com64,569Increased40.800.131,313,000.0046.2120.33Form 13
Virtus Etf Advisers Llc09-30-2021Com29,538Decreased-3.450.26601,000.000.3320.35Form 13
First Horizon Advisors, Inc.09-30-2021Common Stock3,560Increased12614.290.0071,000.00914.2939.65Form 13
Northeast Financial Consultants Inc09-30-2021Com180,516Increased13.170.243,670,000.0022.9920.33Form 13
Toroso Investments, Llc09-30-2021Com26,366Increased131.970.02536,000.00140.3620.33Form 13
Arete Wealth Advisors, Llc09-30-2021Com18,952Increased1.040.04385,000.0015.6220.31Form 13
Cubist Systematic Strategies, Llc09-30-2021Com77,142Maintained0.000.021,568,000.000.0020.33Form 13
Ubs Group Ag09-30-2021Com2,122,479Decreased-4.150.0143,150,000.00-0.5340.66Form 13
Bramshill Investments, Llc09-30-2021Common Stock107,219Decreased-26.490.192,180,000.00-23.7020.33Form 13
Sg3 Management, Llc09-30-2021Com0Liquidated!-100.000.000.000.000.00Form 13
Sunbelt Securities, Inc.09-30-2021Com47,967Maintained0.000.17956,000.000.0019.93Form 13
Mcgowan Group Asset Management, Inc.09-30-2021Com1,034,012Decreased-1.283.5821,021,000.002.4520.33Form 13
Squarepoint Ops Llc09-30-2021Com42,476Maintained0.000.00864,000.000.0020.34Form 13
Wealthspire Advisors, Llc09-30-2021Com59,167New!0.000.021,203,000.000.0020.33Form 13
Scion Asset Management, Llc09-30-2021Com0Liquidated!-100.000.000.000.000.00Form 13
Cliffwater Llc09-30-2021Com779,722Increased1.354.1615,852,000.005.1820.33Form 13
Integrated Advisors Network Llc09-30-2021Com23,892Decreased-17.900.03486,000.00-14.7420.34Form 13
Coastal Bridge Advisors, Llc09-30-2021Com44,100New!0.000.19897,000.000.0020.34Form 13
Gerber Kawasaki Wealth & Investment Management09-30-2021Com428New!0.000.008,000.000.0018.69Form 13
Digitalbridge Group, Inc.09-30-2021Com143,800New!0.000.272,924,000.000.0020.33Form 13
Wealthcare Advisory Partners Llc09-30-2021Equity21,649Increased0.080.03440,000.008.6420.32Form 13
Elco Management Co., Llc09-30-2021Com11,100Maintained0.000.17226,000.004.1520.36Form 13
Mutual Advisors, Llc09-30-2021Com81,645Increased2.330.101,660,000.006.2120.33Form 13
Iht Wealth Management, Llc09-30-2021Com104,616Decreased-3.110.172,127,000.005.3020.33Form 13
Belpointe Asset Management Llc09-30-2021Com35,971Increased7.140.05731,000.0011.2620.32Form 13
Claraphi Advisory Network, Llc09-30-2021Com35,609Increased13.110.26724,000.0022.9220.33Form 13
Wagner Wealth Management, Llc09-30-2021Com6,089Decreased-3.810.10131,000.005.6521.51Form 13
Claybrook Capital, Llc09-30-2021Com38,832Maintained0.000.40789,000.000.0020.32Form 13
Certified Advisory Corp09-30-2021Cef0Liquidated!-100.000.000.000.000.00Form 13
Exoduspoint Capital Management, Lp09-30-2021Com13,353Maintained0.000.00271,000.000.0020.30Form 13
Integrated Wealth Concepts Llc09-30-2021Mf Closed And Mf Open13,007Increased1.770.01264,000.005.6020.30Form 13
Kc Investment Advisors, Llc09-30-2021Com20,671Increased1.840.00420,000.005.5320.32Form 13
Vista Investment Management09-30-2021Com11,617Decreased-4.520.14236,000.0014.5620.32Form 13
Beacon Pointe Advisors, Llc09-30-2021Com13,786Decreased-40.530.01280,000.00-38.3320.31Form 13
Cresset Asset Management, Llc09-30-2021Com15,149New!0.000.00308,000.000.0020.33Form 13
Townsquare Capital Llc09-30-2021Com47,683Decreased-24.700.03969,000.00-9.4420.32Form 13
Kore Private Wealth Llc09-30-2021Com30,951Decreased-1.370.07629,000.002.2820.32Form 13
Legacy Capital Wealth Partners, Llc09-30-2021Stock58,514Maintained0.000.962,462,000.000.0042.08Form 13
Paradigm Financial Partners, Llc09-30-2021Com69,776Decreased-7.070.341,451,000.00-1.3620.80Form 13
Cary Street Partner Investment Advisory Llc09-30-2021Cef0Liquidated!-100.000.000.000.000.00Form 13
Parcion Private Wealth Llc09-30-2021Com29,428Maintained0.000.05619,000.007.4721.03Form 13
Polar Capital Holdings Plc09-30-2021Com260,972Increased21.240.025,306,000.0045.9320.33Form 13
Dcm Advisors, Llc09-30-2021Com15,366Increased8.930.12312,000.0013.0420.30Form 13
Corefirst Bank & Trust09-30-2021Com1,880Maintained0.000.0338,000.002.7020.21Form 13
Sageguard Financial Group, Llc09-30-2021Com0Liquidated!-100.000.000.000.000.00Form 13
Fmr Llc09-30-2021Com76Decreased-9.520.001,000.000.0013.70Form 13
Fil Ltd09-30-2021Com2,023,525Increased191.590.0541,138,000.00202.6020.33Form 13
Mml Investors Services, Llc09-30-2021Com93,923Increased13.160.021,909,000.0017.4020.33Form 13
Bank Of America Corp /de/09-30-2021Com3,616,664Increased11.400.0173,527,000.0015.6140.66Form 13
Stifel Financial Corp09-30-2021Com1,787,192Increased5.420.0536,333,000.009.39121.48Form 13
First Manhattan Co09-30-2021Com24,843Increased5886.270.00505,000.007,114.2920.33Form 13
Wells Fargo & Company/mn09-30-2021Com3,543,977Increased11.280.0172,049,000.0020.9281.31Form 13
Northern Trust Corp09-30-2021Com56,939Decreased-60.250.001,158,000.00-58.7320.34Form 13
Legal & General Group Plc09-30-2021Com3,047,977Decreased-5.220.0261,981,000.00-1.6920.34Form 13
Delphi Management Inc /ma/09-30-2021Com65,788Decreased-0.451.381,337,000.008.0820.32Form 13
Howe & Rusling Inc09-30-2021Com1,000Maintained0.000.0020,000.000.0020.00Form 13
Price T Rowe Associates Inc /md/09-30-2021Comm Stk60,000Maintained0.000.001,220,000.0020.4320.33Form 13
Harbour Investments, Inc.09-30-2021Com50,751Increased4.880.031,032,000.0014.0320.33Form 13
Ameriprise Financial Inc09-30-2021Com3,180,330Decreased-13.050.0264,663,000.004.6881.13Form 13
Salem Investment Counselors Inc09-30-2021Com6,460Increased7.670.01131,000.0011.0220.28Form 13
Morgan Stanley09-30-2021Com10,033,547Increased5.160.02203,982,000.009.13101.59Form 13
American National Insurance Co09-30-2021Com16,200Maintained0.000.01329,000.003.7920.31Form 13
Invesco Ltd.09-30-2021Com1,303,571Increased20.200.0126,502,000.0024.7461.00Form 13
Mckinley Capital Management Llc /delaware09-30-2021Com606,893Increased4.171.1612,338,000.008.1020.33Form 13
Payden & Rygel09-30-2021Com927,040New!0.000.9818,847,000.000.0020.33Form 13
Parametric Portfolio Associates Llc09-30-2021Common Stock102,709Increased7.130.002,088,000.0011.1820.33Form 13
State Street Corp09-30-2021Com85,039Decreased-0.060.001,729,000.008.6120.33Form 13
1832 Asset Management L.p.09-30-2021Com2,672,334Increased0.340.1054,945,000.005.4820.56Form 13
Adirondack Trust Co09-30-2021Financials0Liquidated!-100.000.000.000.000.00Form 13
Bnp Paribas Arbitrage, Sa09-30-2021Equity978Decreased-70.530.0319,883,000.00-57.0620,330.27Form 13
Laffer Tengler Investments09-30-2021Common Stocks3,877Decreased-70.560.0278,819,000.00-68.0120,329.89Form 13
National Asset Management, Inc.09-30-2021Com93,436Increased6.360.061,896,000.0010.3620.29Form 13
Pathstone Family Office, Llc09-30-2021Com33,094Increased111.800.02673,000.00119.9320.34Form 13
Partners Group Holding Ag09-30-2021Common Stock1,062,030Decreased-6.401.5021,591,000.00-2.8720.33Form 13
Cetera Advisors Llc09-30-2021Com116,745Increased3.050.052,373,000.006.9420.33Form 13
Cetera Advisor Networks Llc09-30-2021Com92,528Increased6.880.031,881,000.0010.9120.33Form 13
Jane Street Group, Llc09-30-2021Com206,489Increased162.040.004,198,000.00184.6181.32Form 13
Chartwell Investment Partners, Llc09-30-2021Cs576,227Increased0.630.3511,715,000.004.4340.66Form 13
Rehmann Capital Advisory Group09-30-2021Com10,559Increased0.460.02214,683,000.004.2520,331.75Form 13
Schonfeld Strategic Advisors Llc09-30-2021Com242,900Increased11.940.054,938,000.0016.1620.33Form 13
Cetera Investment Advisers09-30-2021Com122,016Decreased-0.860.042,481,000.002.9020.33Form 13
Cornerstone Advisory, Llc09-30-2021Com33,590Decreased-3.320.11683,000.005.0840.66Form 13
Gillson Capital Lp09-30-2021Com259,385Maintained0.000.395,273,000.000.0020.33Form 13
Neo Ivy Capital Management09-30-2021Stock0Liquidated!-100.000.000.000.000.00Form 13
Seacrest Wealth Management, Llc09-30-2021Com40,289Decreased-0.110.10819,000.003.6720.33Form 13
Retirement Group, Llc09-30-2021Com11Maintained0.000.000.000.000.00Form 13
Mbm Wealth Consultants, Llc09-30-2021Com26,584Increased6.920.25540,000.0010.8820.31Form 13
Global Wealth Management Investment Advisory, Inc.09-30-2021Com625Maintained0.000.0013,000.008.3320.80Form 13
Ascendant Capital Management, Llc09-30-2021Com60,000Increased110.530.921,220,000.00153.6420.33Form 13
Advisor Resource Council09-30-2021Com53,435Maintained0.000.331,086,000.000.0020.32Form 13
Navis Wealth Advisors, Llc09-30-2021Cef26,462New!0.000.38538,000.000.0020.33Form 13
Dark Forest Capital Management Lp09-30-2021Stock858New!0.000.0117,000.000.0019.81Form 13
Colony Group Llc09-30-2021Common12,924Maintained0.000.01263,000.003.9520.35Form 13
Strategic Wealth Advisors Group, Llc09-30-2021Com32,127Increased0.820.03653,000.004.6520.33Form 13
Center For Financial Planning, Inc.09-30-2021Com350Maintained0.000.007,000.000.0020.00Form 13
Gp Brinson Investments Llc09-30-2021Com374,292Maintained0.005.767,609,000.003.7820.33Form 13
Bank Of New York Mellon Corp09-30-2021Com976,410Decreased-16.940.0019,852,000.00-13.79142.43Form 13
Wealthsource Partners, Llc09-30-2021Com25,012Increased1.380.04508,000.005.1820.31Form 13
Comerica Bank09-30-2021Com28,364Maintained0.004.02603,000.008.8442.47Form 13
Mcdonald Partners Llc09-30-2021Com0Liquidated!-100.000.000.000.000.00Form 13
Patriot Financial Group Insurance Agency, Llc09-30-2021Cef12,746Increased5.170.05259,000.009.2820.32Form 13