| Whale | Report Period | Security Type | Quantity | Status | % Change | % Allocation | $ Value | % Change | $ Valuation Price | Sec Link |
|---|
| Gradient Investments Llc | 12-31-2020 | Innovation Etf | 114 | Maintained | 0.00 | 0.00 | 10,000.00 | 0.00 | 87.72 | Form 13 |
| Carroll Financial Associates, Inc. | 12-31-2020 | Etf | 297,454 | Decreased | -5.70 | 2.46 | 37,030,000.00 | 27.60 | 124.49 | Form 13 |
| True Private Wealth Advisors | 12-31-2020 | Innovation Etf | 195 | Increased | 1.56 | 0.00 | 24,000.00 | 41.18 | 123.08 | Form 13 |
| Epiq Partners, Llc | 12-31-2020 | Innovation Etf | 3,500 | New! | 0.00 | 0.30 | 436,000.00 | 0.00 | 124.57 | Form 13 |
| Huntington National Bank | 12-31-2020 | Exchange Traded | 1 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Pacific Financial Group Inc | 12-31-2020 | Innovation Etf | 14,861 | New! | 0.00 | 1.63 | 1,850,000.00 | 0.00 | 124.49 | Form 13 |
| Legacy Private Trust Co. | 12-31-2020 | Innovation Etf | 135,371 | Decreased | -4.64 | 1.59 | 16,852,000.00 | 29.04 | 124.49 | Form 13 |
| Hbw Advisory Services Llc | 12-31-2020 | Innovation Etf | 68,992 | Increased | 10.38 | 2.61 | 8,588,000.00 | 49.36 | 124.48 | Form 13 |
| City Holding Co | 12-31-2020 | Mutual Funds-equities | 900 | New! | 0.00 | 0.02 | 112,000.00 | 0.00 | 124.44 | Form 13 |
| Signature Estate & Investment Advisors Llc | 12-31-2020 | Innovation Etf | 1,803 | New! | 0.00 | 0.01 | 225,000.00 | 0.00 | 250.57 | Form 13 |
| Raymond James Trust N.a. | 12-31-2020 | Etf / Closed En | 12,545 | Increased | 15.79 | 0.06 | 1,562,000.00 | 56.67 | 250.07 | Form 13 |
| Sheets Smith Wealth Management | 12-31-2020 | Innovation Etf | 12,675 | Increased | 6.39 | 0.24 | 1,578,000.00 | 43.98 | 124.50 | Form 13 |
| Brookstone Capital Management | 12-31-2020 | Innovation Etf | 232,101 | Increased | 66.53 | 1.15 | 28,894,000.00 | 125.35 | 124.49 | Form 13 |
| Sowell Financial Services Llc | 12-31-2020 | Etf | 7,751 | Increased | 162.21 | 0.04 | 965,000.00 | 254.78 | 124.50 | Form 13 |
| Lavaca Capital Llc | 12-31-2020 | Innovation Etf | 3,718 | Increased | 23.03 | 0.06 | 463,000.00 | 66.55 | 124.53 | Form 13 |
| Ballew Advisors, Inc | 12-31-2020 | Innovation Etf | 2,288 | New! | 0.00 | 0.24 | 316,000.00 | 0.00 | 138.11 | Form 13 |
| Global Retirement Partners, Llc | 12-31-2020 | Innovation Etf | 2,039 | Increased | 199.85 | 0.03 | 254,000.00 | 303.17 | 124.57 | Form 13 |
| Ewg Elevate Inc. | 12-31-2020 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Pacific Wealth Strategies Group, Inc. | 12-31-2020 | Innovation Etf | 25,213 | Increased | 21.65 | 1.55 | 3,592,000.00 | 88.36 | 142.47 | Form 13 |
| Coastal Investment Advisors, Inc. | 12-31-2020 | Innovation Etf | 10,126 | Increased | 42.78 | 0.36 | 1,261,000.00 | 93.11 | 124.53 | Form 13 |
| Davenport & Co Llc | 12-31-2020 | Etf | 35,808 | Increased | 1.68 | 0.04 | 4,458,000.00 | 37.59 | 124.50 | Form 13 |
| Palladiem, Llc | 12-31-2020 | Innovation Etf | 101,394 | New! | 0.00 | 9.99 | 12,623,000.00 | 0.00 | 124.49 | Form 13 |
| Bogart Wealth, Llc | 12-31-2020 | Etf | 464 | Maintained | 0.00 | 0.01 | 57,000.00 | 35.71 | 122.84 | Form 13 |
| Kovack Advisors, Inc. | 12-31-2020 | Etf | 1,838 | New! | 0.00 | 0.03 | 229,000.00 | 0.00 | 124.59 | Form 13 |
| Larson Financial Group Llc | 12-31-2020 | Innovation Etf | 35 | New! | 0.00 | 0.00 | 4,000.00 | 0.00 | 114.29 | Form 13 |
| Professional Financial Advisors, Llc | 12-31-2020 | Innovation Etf | 101 | New! | 0.00 | 0.01 | 13,000.00 | 0.00 | 128.71 | Form 13 |
| Loring Wolcott & Coolidge Fiduciary Advisors Llp/ma | 12-31-2020 | Equity Mutual F | 90 | New! | 0.00 | 0.00 | 11,000.00 | 0.00 | 122.22 | Form 13 |
| Marquette Asset Management, Llc | 12-31-2020 | Innovation Etf | 117,519 | Increased | 59.56 | 3.37 | 14,630,000.00 | 115.91 | 124.49 | Form 13 |
| Baystate Wealth Management Llc | 12-31-2020 | Etf | 109 | Increased | 11.22 | 0.00 | 14,000.00 | 55.56 | 128.44 | Form 13 |
| Patriot Financial Group Insurance Agency, Llc | 12-31-2020 | Etf | 11,318 | Increased | 108.74 | 0.35 | 1,409,000.00 | 182.36 | 124.49 | Form 13 |
| Signature Wealth Management Group | 12-31-2020 | Innovation Etf | 27,348 | Increased | 21.46 | 2.15 | 3,405,000.00 | 64.41 | 124.51 | Form 13 |
| Avondale Wealth Management | 12-31-2020 | Etf | 150 | New! | 0.00 | 0.02 | 19,000.00 | 0.00 | 126.67 | Form 13 |
| Leelyn Smith, Llc | 12-31-2020 | Common Stock | 175 | Maintained | 0.00 | 0.01 | 22,000.00 | 37.50 | 125.71 | Form 13 |
| Private Capital Management Llc | 12-31-2020 | Innovation Etf | 3,080 | New! | 0.00 | 0.23 | 391,000.00 | 0.00 | 126.95 | Form 13 |
| Qp Wealth Management, Llc | 12-31-2020 | Innovation Etf | 35,629 | Decreased | -0.11 | 4.89 | 4,435,000.00 | 35.17 | 124.48 | Form 13 |
| Sowa Financial Group, Inc. | 12-31-2020 | Innovation Etf | 2,521 | New! | 0.00 | 0.21 | 314,000.00 | 0.00 | 124.55 | Form 13 |
| Grant/grossmendelsohn, Llc | 12-31-2020 | Innovation Etf | 20,869 | New! | 0.00 | 2.92 | 2,957,000.00 | 0.00 | 141.69 | Form 13 |
| Forte Capital Llc /adv | 12-31-2020 | Innovation Etf | 8,229 | Increased | 9.44 | 0.16 | 1,024,000.00 | 47.98 | 124.44 | Form 13 |
| Provise Management Group, Llc | 12-31-2020 | Innovation Etf | 30,058 | Decreased | -4.43 | 0.43 | 3,742,000.00 | 29.35 | 124.49 | Form 13 |
| Edge Wealth Management Llc | 12-31-2020 | Etf | 22 | Maintained | 0.00 | 0.00 | 3,000.00 | 50.00 | 136.36 | Form 13 |
| Archford Capital Strategies, Llc | 12-31-2020 | Etf | 51,679 | Increased | 9.24 | 1.69 | 7,363,000.00 | 69.19 | 142.48 | Form 13 |
| Insight Wealth Partners, Llc | 12-31-2020 | Innovation Etf | 14,974 | Increased | 3.26 | 1.14 | 1,864,000.00 | 39.73 | 124.48 | Form 13 |
| Genesee Capital Advisors, Llc | 12-31-2020 | Innovation Etf | 34,276 | New! | 0.00 | 2.79 | 4,267,000.00 | 0.00 | 124.49 | Form 13 |
| Crescent Capital Consulting, Llc | 12-31-2020 | Exchange Traded Fund | 100 | New! | 0.00 | 0.00 | 12,000.00 | 0.00 | 120.00 | Form 13 |
| Meridian Wealth Management, Llc | 12-31-2020 | Innovation Etf | 7,012 | New! | 0.00 | 0.14 | 872,000.00 | 0.00 | 124.36 | Form 13 |
| Aevitas Wealth Management, Inc. | 12-31-2020 | Innovation Etf | 13,627 | New! | 0.00 | 1.24 | 1,696,000.00 | 0.00 | 124.46 | Form 13 |
| Stewardship Advisors, Llc | 12-31-2020 | Innovation Etf | 30,533 | New! | 0.00 | 1.55 | 3,801,000.00 | 0.00 | 124.49 | Form 13 |
| Campbell Wealth Management | 12-31-2020 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Fny Investment Advisers, Llc | 12-31-2020 | Com | 3,210 | New! | 0.00 | 0.11 | 399,000.00 | 0.00 | 124.30 | Form 13 |
| Oxinas Partners Wealth Management Llc | 12-31-2020 | Innovation Etf | 16,780 | New! | 0.00 | 1.55 | 2,089,000.00 | 0.00 | 124.49 | Form 13 |
| Apexium Financial, Lp | 12-31-2020 | Innovation Etf | 12,169 | Decreased | -9.75 | 1.20 | 1,515,000.00 | 20.91 | 124.50 | Form 13 |
| Triton Wealth Management, Pllc | 12-31-2020 | Innovation Etf | 4,620 | Increased | 57.89 | 0.38 | 590,000.00 | 111.47 | 127.71 | Form 13 |
| Caliber Wealth Management, Llc | 12-31-2020 | Innovation Etf | 3,282 | New! | 0.00 | 0.40 | 409,000.00 | 0.00 | 124.62 | Form 13 |
| Vision Capital Management, Inc. | 12-31-2020 | Cs | 5,000 | New! | 0.00 | 0.12 | 622,000.00 | 0.00 | 124.40 | Form 13 |
| Bartlett & Co. Llc | 12-31-2020 | Etf | 180 | Maintained | 0.00 | 0.00 | 22,000.00 | 29.41 | 122.22 | Form 13 |
| Pachira Investments Inc. | 12-31-2020 | Innovation Etf | 1,846 | New! | 0.00 | 0.22 | 230,000.00 | 0.00 | 124.59 | Form 13 |
| Hudson Capital Management Llc | 12-31-2020 | Innovation Etf | 36,020 | Increased | 3.39 | 1.99 | 4,484,000.00 | -99.86 | 124.49 | Form 13 |
| Ellis Investment Partners, Llc | 12-31-2020 | Innovation Etf | 38 | Maintained | 0.00 | 0.00 | 5,000.00 | 66.67 | 131.58 | Form 13 |
| Tsfg, Llc | 12-31-2020 | Mf Closed And Mf Open | 122 | Maintained | 0.00 | 0.01 | 15,000.00 | 36.36 | 122.95 | Form 13 |
| Total Clarity Wealth Management, Inc. | 12-31-2020 | Innovation Etf | 8,067 | New! | 0.00 | 0.70 | 1,004,000.00 | 0.00 | 124.46 | Form 13 |
| Richard P Slaughter Associates Inc | 12-31-2020 | Innovation Etf | 57,692 | Decreased | -2.10 | 3.04 | 7,182,000.00 | 32.48 | 124.49 | Form 13 |
| Kestra Advisory Services, Llc | 12-31-2020 | Innovation Etf | 343,739 | Increased | 112.34 | 0.51 | 43,689,000,000.00 | 191.10 | 127,099.34 | Form 13 |
| Blue Bell Private Wealth Management, Llc | 12-31-2020 | Com | 979 | Increased | 33.93 | 0.04 | 120,000.00 | 79.10 | 122.57 | Form 13 |
| Interactive Financial Advisors | 12-31-2020 | Etf | 38,612 | Increased | 16.13 | 2.18 | 4,806,000.00 | 57.11 | 247.29 | Form 13 |
| Cutler Group Lp | 12-31-2020 | Innovation Etf | 298,706 | Increased | 737.13 | 0.15 | 3,166,000.00 | 181.92 | 142.63 | Form 13 |
| Capital Investment Advisors, Llc | 12-31-2020 | Innovation Etf | 31,264 | Increased | 34.16 | 0.16 | 3,892,000.00 | 81.53 | 124.49 | Form 13 |
| Kestra Private Wealth Services, Llc | 12-31-2020 | Innovation Etf | 24,110 | Increased | 40.07 | 0.23 | 3,064,000,000.00 | 92.46 | 127,084.20 | Form 13 |
| Sterling Investment Advisors, Ltd. | 12-31-2020 | Etf | 76 | New! | 0.00 | 0.00 | 9,000.00 | 0.00 | 118.42 | Form 13 |
| Clearview Wealth Advisors Llc | 12-31-2020 | Etf | 168 | New! | 0.00 | 0.01 | 21,000.00 | 0.00 | 125.00 | Form 13 |
| Altfest L J & Co Inc | 12-31-2020 | Innovation Etf | 1,681 | New! | 0.00 | 0.05 | 209,000.00 | 0.00 | 124.33 | Form 13 |
| Avantax Advisory Services, Inc. | 12-31-2020 | Innovation Etf | 69,265 | Increased | 13.55 | 0.20 | 8,610,000.00 | 53.26 | 124.31 | Form 13 |
| Candriam Luxembourg S.c.a. | 12-31-2020 | Innovation Etf | 6,350 | Increased | 144.23 | 0.01 | 786,000.00 | 228.87 | 123.78 | Form 13 |
| Joel Isaacson & Co., Llc | 12-31-2020 | Innovation Etf | 13,805 | Increased | 370.36 | 0.17 | 1,719,000.00 | 536.67 | 124.52 | Form 13 |
| Evanson Asset Management, Llc | 12-31-2020 | Innovation Etf | 1,904 | New! | 0.00 | 0.04 | 237,000.00 | 0.00 | 124.47 | Form 13 |
| Dorchester Wealth Management Co | 12-31-2020 | Innovation Etf | 1,993 | New! | 0.00 | 0.07 | 248,000.00 | 0.00 | 124.44 | Form 13 |
| Nwam Llc | 12-31-2020 | Innovation Etf | 22,189 | Increased | 5.13 | 0.32 | 2,762,000.00 | 42.22 | 124.48 | Form 13 |
| Parker Investment Management, Llc | 12-31-2020 | Etf | 40,688 | Decreased | -69.29 | 0.87 | 5,065,000.00 | -58.45 | 124.48 | Form 13 |
| Cypress Wealth Services, Llc | 12-31-2020 | Innovation Etf | 4,330 | Increased | 62.05 | 0.12 | 539,000.00 | 119.11 | 124.48 | Form 13 |
| Garrett Wealth Advisory Group, Llc | 12-31-2020 | Innovation Etf | 55,135 | Increased | 4.11 | 5.16 | 6,864,000.00 | 40.89 | 124.49 | Form 13 |
| Independence Bank Of Kentucky | 12-31-2020 | Innovation Etf | 975 | Increased | 364.29 | 0.06 | 121,000.00 | 536.84 | 124.10 | Form 13 |
| We Are One Seven, Llc | 12-31-2020 | Innovation Etf | 23,032 | Increased | 11.14 | 0.59 | 2,867,000.00 | 50.34 | 124.48 | Form 13 |
| Moneco Advisors, Llc | 12-31-2020 | Innovation Etf | 18,357 | Increased | 27.23 | 1.44 | 2,602,000.00 | 96.08 | 141.74 | Form 13 |
| Perennial Investment Advisors, Llc | 12-31-2020 | Innovation Etf | 4,924 | New! | 0.00 | 0.26 | 613,000.00 | 0.00 | 124.49 | Form 13 |
| International Assets Investment Management, Llc | 12-31-2020 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Acorn Financial Advisory Services Inc /adv | 12-31-2020 | Innovation Etf | 6,762 | New! | 0.00 | 0.33 | 842,000.00 | 0.00 | 124.52 | Form 13 |
| Janney Montgomery Scott Llc | 12-31-2020 | Etf/closed End | 119,419 | Increased | 77.98 | 0.07 | 14,866,000.00 | 140.82 | 124.49 | Form 13 |
| Jnba Financial Advisors | 12-31-2020 | Innovation Etf | 1,215 | Maintained | 0.00 | 0.02 | 151,000.00 | 34.82 | 124.28 | Form 13 |
| Lighthouse Financial Advisors, Inc. | 12-31-2020 | Innovation Etf | 77,973 | Decreased | -4.63 | 3.29 | 9,706,000.00 | 29.03 | 248.61 | Form 13 |
| Ifp Advisors, Inc | 12-31-2020 | Cef | 61,238 | Increased | 18.26 | 0.31 | 7,579,000.00 | 59.16 | 123.76 | Form 13 |
| V Wealth Advisors Llc | 12-31-2020 | Innovation Etf | 42,521 | Decreased | -1.23 | 1.09 | 5,294,000.00 | 33.65 | 249.49 | Form 13 |
| Wealth Alliance Advisory Group, Llc | 12-31-2020 | Innovation Etf | 2,699 | Decreased | -2.39 | 0.18 | 336,000.00 | 32.28 | 124.49 | Form 13 |
| Winthrop Advisory Group Llc | 12-31-2020 | Innovation Etf | 28,992 | Increased | 65.78 | 0.94 | 3,609,000.00 | 121.14 | 124.48 | Form 13 |
| Slatestone Wealth, Llc | 12-31-2020 | Etf | 31,314 | Decreased | -48.80 | 0.97 | 3,898,000.00 | -30.73 | 124.48 | Form 13 |
| Ifs Advisors, Llc | 12-31-2020 | Innovation Etf | 213 | New! | 0.00 | 0.02 | 26,000.00 | 0.00 | 122.07 | Form 13 |
| Veracity Capital Llc | 12-31-2020 | Innovation Etf | 4,132 | New! | 0.00 | 0.25 | 514,000.00 | 0.00 | 124.39 | Form 13 |
| Calton & Associates, Inc. | 12-31-2020 | Innovation Etf | 2,281 | New! | 0.00 | 0.05 | 284,000.00 | 0.00 | 124.51 | Form 13 |
| Toth Financial Advisory Corp | 12-31-2020 | Innovation Etf | 200 | Maintained | 0.00 | 0.00 | 25,000.00 | 38.89 | 125.00 | Form 13 |
| Centaurus Financial, Inc. | 12-31-2020 | Innovation Etf | 5,883 | Increased | 35.83 | 0.08 | 732,000.00 | 83.92 | 124.43 | Form 13 |
| Sanders Morris Harris Llc | 12-31-2020 | Innovation Etf | 11,920 | New! | 0.00 | 0.34 | 1,484,000.00 | 0.00 | 124.50 | Form 13 |
| Hollencrest Capital Management | 12-31-2020 | Index Cef | 32,372 | Increased | 11.63 | 0.43 | 4,030,000.00 | 51.05 | 248.93 | Form 13 |
| Harel Insurance Investments & Financial Services Ltd. | 12-31-2020 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Clean Yield Group | 12-31-2020 | Etf | 202 | New! | 0.00 | 0.01 | 25,000.00 | 0.00 | 123.76 | Form 13 |
| Redhawk Wealth Advisors, Inc. | 12-31-2020 | Innovation Etf | 129,591 | Increased | 23.69 | 4.13 | 16,133,000.00 | 67.37 | 124.49 | Form 13 |
| Allworth Financial Lp | 12-31-2020 | Innovation Etf | 3,523 | Maintained | 0.00 | 0.01 | 439,000.00 | 35.49 | 124.61 | Form 13 |
| Signalpoint Asset Management, Llc | 12-31-2020 | Com | 11,736 | Increased | 77.07 | 0.44 | 1,461,000.00 | 139.51 | 124.49 | Form 13 |
| Jjj Advisors Inc. | 12-31-2020 | Innovation Etf | 22 | Maintained | 0.00 | 0.00 | 3,000.00 | 50.00 | 136.36 | Form 13 |
| Paragon Wealth Strategies, Llc | 12-31-2020 | Etf | 2,684 | Increased | 6.09 | 0.11 | 334,000.00 | 43.35 | 124.44 | Form 13 |
| Pfg Advisors | 12-31-2020 | Innovation Etf | 103,987 | Increased | 8.88 | 2.19 | 12,945,000.00 | 36.62 | 124.49 | Form 13 |
| Csenge Advisory Group | 12-31-2020 | Innovation Etf | 44,257 | Increased | 34.83 | 0.66 | 5,510,000.00 | 75.48 | 124.50 | Form 13 |
| Private Capital Group, Llc | 12-31-2020 | Exchange Traded Fund | 2,467 | Maintained | 0.00 | 0.06 | 307,000.00 | 35.24 | 124.44 | Form 13 |
| Islay Capital Management, Llc | 12-31-2020 | Common | 305 | Increased | 52.50 | 0.03 | 38,000.00 | 111.11 | 124.59 | Form 13 |
| Strategic Blueprint, Llc | 12-31-2020 | Etf | 8,482 | Increased | 26.52 | 0.27 | 1,056,000.00 | 71.15 | 124.50 | Form 13 |
| Garrett Investment Advisors Llc | 12-31-2020 | Innovation Etf | 4,659 | New! | 0.00 | 0.23 | 580,000.00 | 0.00 | 124.49 | Form 13 |
| Diversified, Llc | 12-31-2020 | Innovation Etf | 3,733 | New! | 0.00 | 0.29 | 343,000.00 | 0.00 | 91.88 | Form 13 |
| Manchester Financial Inc | 12-31-2020 | Innovation Etf | 112 | New! | 0.00 | 0.01 | 14,000.00 | 0.00 | 125.00 | Form 13 |
| Calamos Wealth Management Llc | 12-31-2020 | Innovation Etf | 11,126 | Increased | 90.74 | 0.13 | 1,385,000.00 | 157.91 | 124.48 | Form 13 |
| Usca Ria Llc | 12-31-2020 | Innovation Etf | 128,983 | Increased | 2608.59 | 1.13 | 16,057,000.00 | 3,565.98 | 124.49 | Form 13 |
| Cwm, Llc | 12-31-2020 | Innovation Etf | 28,518 | Increased | 6.20 | 0.03 | 3,550,000.00 | 43.67 | 124.48 | Form 13 |
| Chicago Partners Investment Group Llc | 12-31-2020 | Innovation Etf | 22,753 | New! | 0.00 | 0.32 | 3,324,000.00 | 0.00 | 146.09 | Form 13 |
| Tarbox Family Office, Inc. | 12-31-2020 | Innovation Etf | 2,000 | Maintained | 0.00 | 0.05 | 249,000.00 | 35.33 | 124.50 | Form 13 |
| Exane Derivatives | 12-31-2020 | Stock | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Gwm Advisors Llc | 12-31-2020 | Mf Closed And Mf Open | 51,975 | Increased | 50.00 | 0.21 | 6,470,000.00 | 102.95 | 124.48 | Form 13 |
| Canal Capital Management, Llc | 12-31-2020 | Innovation Etf | 26,926 | Increased | 11.43 | 1.26 | 3,352,000.00 | 50.79 | 124.49 | Form 13 |
| Simon Quick Advisors, Llc | 12-31-2020 | Com | 649 | New! | 0.00 | 0.02 | 81,000.00 | 0.00 | 124.81 | Form 13 |
| Centerstar Asset Management, Llc | 12-31-2020 | Ark Innovation | 6,498 | New! | 0.00 | 0.05 | 826,000.00 | 0.00 | 127.12 | Form 13 |
| Sanctuary Wealth Management, L.l.c. | 12-31-2020 | Innovation Etf | 40,061 | Increased | 329.24 | 6.06 | 4,987,000.00 | 648.80 | 124.49 | Form 13 |
| Carmichael Hill & Associates, Inc. | 12-31-2020 | Innovation Etf | 10 | New! | 0.00 | 0.00 | 1,000.00 | 0.00 | 100.00 | Form 13 |
| Lindbrook Capital, Llc | 12-31-2020 | Etf | 77 | New! | 0.00 | 0.00 | 10,000.00 | 0.00 | 129.87 | Form 13 |
| Stonebridge Financial Planning Group, Llc | 12-31-2020 | Common Stock | 370 | New! | 0.00 | 0.03 | 46,000.00 | 0.00 | 124.32 | Form 13 |
| Accel Wealth Management | 12-31-2020 | Innovation Etf | 921 | New! | 0.00 | 0.11 | 115,000.00 | 0.00 | 124.86 | Form 13 |
| Dowling & Yahnke Llc | 12-31-2020 | Innovation Etf | 3,040 | New! | 0.00 | 0.03 | 378,000.00 | 0.00 | 124.34 | Form 13 |
| Asset Dedication, Llc | 12-31-2020 | Etf | 9,405 | New! | 0.00 | 0.23 | 1,172,000.00 | 0.00 | 124.61 | Form 13 |
| Perigon Wealth Management, Llc | 12-31-2020 | Innovation Etf | 3,704 | Increased | 56.29 | 0.05 | 461,000.00 | 111.47 | 124.46 | Form 13 |
| Gemmer Asset Management Llc | 12-31-2020 | Innovation Etf | 839 | New! | 0.00 | 0.02 | 104,000.00 | 0.00 | 123.96 | Form 13 |
| Covenant Asset Management, Llc | 12-31-2020 | Innovation Etf | 1,604 | Decreased | -34.02 | 0.07 | 200,000.00 | -10.71 | 124.69 | Form 13 |
| Fieldpoint Private Securities, Llc | 12-31-2020 | Etf | 47,450 | Increased | 41.32 | 1.34 | 5,907,000.00 | 91.23 | 124.49 | Form 13 |
| Simplifi, Inc. | 12-31-2020 | Innovation Etf | 4,149 | Decreased | -8.95 | 0.24 | 517,000.00 | 23.39 | 124.61 | Form 13 |
| Relyea Zuckerberg Hanson Llc | 12-31-2020 | Innovation Etf | 212,415 | Increased | 16.36 | 9.99 | 26,444,000.00 | 40.88 | 124.49 | Form 13 |
| American Institute For Advanced Investment Management, Llp | 12-31-2020 | Innovation Etf | 2,709 | New! | 0.00 | 0.27 | 337,000.00 | 0.00 | 124.40 | Form 13 |
| Capstone Triton Financial Group, Llc | 12-31-2020 | Etf | 226 | New! | 0.00 | 0.02 | 28,000.00 | 0.00 | 123.89 | Form 13 |
| Goalvest Advisory Llc | 12-31-2020 | Etf | 76,455 | New! | 0.00 | 8.00 | 9,518,000.00 | 0.00 | 124.49 | Form 13 |
| Bourgeon Capital Management Llc | 12-31-2020 | Innovation Etf | 1,925 | Maintained | 0.00 | 0.06 | 240,000.00 | 35.59 | 124.68 | Form 13 |
| Creative Planning | 12-31-2020 | Innovation Etf | 50,968 | Increased | 107.00 | 0.01 | 5,626,000.00 | 329.14 | 462.24 | Form 13 |
| Macroview Investment Management Llc | 12-31-2020 | Innovation Etf | 48 | New! | 0.00 | 0.01 | 6,000.00 | 0.00 | 125.00 | Form 13 |
| Corbenic Partners Llc | 12-31-2020 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Alpha Cubed Investments, Llc | 12-31-2020 | Innovation Etf | 1,694 | New! | 0.00 | 0.02 | 211,000.00 | 0.00 | 124.56 | Form 13 |
| Riggs Asset Managment Co. Inc. | 12-31-2020 | Innovation Etf | 4,950 | Increased | 2794.74 | 0.19 | 616,000.00 | 4,006.67 | 124.44 | Form 13 |
| Private Ocean, Llc | 12-31-2020 | Etf | 2 | Increased | 100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Caprock Group, Inc. | 12-31-2020 | Innovation Etf | 10,368 | Decreased | -17.23 | 0.15 | 1,291,000.00 | 12.07 | 124.52 | Form 13 |
| Stratos Wealth Partners, Ltd. | 12-31-2020 | Innovation Etf | 74,032 | Increased | 50.01 | 0.27 | 9,216,000.00 | 103.00 | 124.49 | Form 13 |
| Concorde Asset Management, Llc | 12-31-2020 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Cornerstone Wealth Management, Llc | 12-31-2020 | Innovation Etf | 42,251 | Increased | 6.77 | 0.66 | 5,260,000.00 | 44.47 | 124.49 | Form 13 |
| Summit X, Llc | 12-31-2020 | Innovation Etf | 3,684 | Increased | 46.07 | 0.13 | 457,000.00 | -84.95 | 124.05 | Form 13 |
| Castle Rock Wealth Management, Llc | 12-31-2020 | Innovation Etf | 25,756 | Increased | 54.13 | 1.56 | 3,762,000.00 | 129.81 | 146.06 | Form 13 |
| Apollon Wealth Management, Llc | 12-31-2020 | Innovation Etf | 12,194 | New! | 0.00 | 0.41 | 1,518,000.00 | 0.00 | 124.49 | Form 13 |
| Great Valley Advisor Group, Inc. | 12-31-2020 | Innovation Etf | 84,516 | Decreased | -1.29 | 1.09 | 10,521,000.00 | 33.57 | 124.49 | Form 13 |
| Joseph P. Lucia & Associates, Llc | 12-31-2020 | Innovation Etf | 2,840 | Maintained | 0.00 | 0.25 | 354,000.00 | 0.00 | 124.65 | Form 13 |
| One Charles Private Wealth Services, Llc | 12-31-2020 | Innovation Etf | 12,384 | Decreased | -88.00 | 9.99 | 1,541,000.00 | -83.77 | 248.83 | Form 13 |
| Key Financial Inc | 12-31-2020 | Innovation Etf | 125 | Maintained | 0.00 | 0.01 | 16,000.00 | 0.00 | 128.00 | Form 13 |
| Epg Wealth Management Llc | 12-31-2020 | Etf | 10,520 | Increased | 175.39 | 0.79 | 1,310,000.00 | 381.62 | 124.52 | Form 13 |
| Atlas Private Wealth Advisors | 12-31-2020 | Mf Closed And Mf Open | 51 | New! | 0.00 | 0.00 | 6,000.00 | 0.00 | 117.65 | Form 13 |
| Bellwether Advisors, Llc | 12-31-2020 | Etf | 519 | New! | 0.00 | 0.03 | 64,000.00 | 0.00 | 123.31 | Form 13 |
| Schmidt P J Investment Management Inc | 12-31-2020 | Innovation Etf | 2,874 | Increased | 38.64 | 0.09 | 395,000.00 | 93.63 | 137.44 | Form 13 |
| Alpine Woods Capital Investors, Llc | 12-31-2020 | Innovation Etf | 10,000 | Maintained | 0.00 | 0.15 | 1,245,000.00 | 35.33 | 124.50 | Form 13 |
| Alphamark Advisors, Llc | 12-31-2020 | Com | 2,352 | Decreased | -39.85 | 9.99 | 293,000.00 | -18.61 | 124.57 | Form 13 |
| Novare Capital Management Llc | 12-31-2020 | Innovation Etf | 1,713 | New! | 0.00 | 0.03 | 213,000.00 | 0.00 | 124.34 | Form 13 |
| Intersect Capital Llc | 12-31-2020 | Innovation Etf | 2,432 | New! | 0.00 | 0.07 | 303,000.00 | 0.00 | 124.59 | Form 13 |
| Ausdal Financial Partners, Inc. | 12-31-2020 | Innovation Etf | 40,761 | Increased | 112.40 | 0.99 | 5,074,000.00 | 187.32 | 124.48 | Form 13 |
| Harvest Group Wealth Management, Llc | 12-31-2020 | Etf | 57,601 | Decreased | -33.31 | 4.28 | 7,171,000.00 | -9.75 | 124.49 | Form 13 |
| Ae Wealth Management Llc | 12-31-2020 | Innovation Etf | 149,544 | Increased | 50.49 | 0.21 | 18,617,000.00 | 103.64 | 124.49 | Form 13 |
| Avestar Capital, Llc | 12-31-2020 | Innovation Etf | 8,120 | New! | 0.00 | 0.28 | 1,011,000.00 | 0.00 | 124.51 | Form 13 |
| Crescent Grove Advisors, Llc | 12-31-2020 | Etf | 214,503 | Increased | 459.20 | 3.49 | 26,703,000.00 | 656.67 | 124.49 | Form 13 |
| Sterling Manor Financial, Llc | 12-31-2020 | Innovation Etf | 69,323 | New! | 0.00 | 8.00 | 8,630,000.00 | 0.00 | 124.49 | Form 13 |
| Mccarthy Asset Management, Inc. | 12-31-2020 | Innovation Etf | 61 | New! | 0.00 | 0.01 | 8,000.00 | 0.00 | 131.15 | Form 13 |
| Duncker Streett & Co Inc | 12-31-2020 | Innovation Etf | 150 | New! | 0.00 | 0.00 | 19,000.00 | 0.00 | 126.67 | Form 13 |
| Grimes & Company, Inc. | 12-31-2020 | Etf | 2,745 | Maintained | 0.00 | 0.02 | 342,000.00 | 35.18 | 124.59 | Form 13 |
| Meitav Dash Investments Ltd | 12-31-2020 | Innovation Etf | 3,161 | New! | 0.00 | 0.02 | 393,000.00 | 0.00 | 124.33 | Form 13 |
| Envestnet Asset Management Inc | 12-31-2020 | Innovation Etf | 178,511 | Increased | 29.99 | 0.02 | 22,223,000.00 | 75.90 | 124.49 | Form 13 |
| B & T Capital Management Dba Alpha Capital Management | 12-31-2020 | Innovation Etf | 8,612 | New! | 0.00 | 0.27 | 1,072,000.00 | 0.00 | 124.48 | Form 13 |
| Simplex Trading, Llc | 12-31-2020 | Com | 6,643 | Decreased | -62.36 | 0.00 | 826,000.00 | -49.11 | 124.34 | Form 13 |
| Sfmg, Llc | 12-31-2020 | Innovation Etf | 5,950 | Increased | 52.17 | 0.09 | 741,000.00 | 105.83 | 124.54 | Form 13 |
| Acg Wealth | 12-31-2020 | Innovation Etf | 1,910 | New! | 0.00 | 0.03 | 238,000.00 | 0.00 | 124.61 | Form 13 |
| Empowered Funds, Llc | 12-31-2020 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Moisand Fitzgerald Tamayo, Llc | 12-31-2020 | Innovation Etf | 9 | New! | 0.00 | 0.00 | 1,000.00 | 0.00 | 111.11 | Form 13 |
| Parallel Advisors, Llc | 12-31-2020 | Etf | 42,993 | Increased | 55.20 | 0.29 | 5,352,000.00 | 110.05 | 124.49 | Form 13 |
| Florin Court Capital Llp | 12-31-2020 | Innovation Etf | 9,700 | New! | 0.00 | 0.61 | 1,208,000.00 | 0.00 | 124.54 | Form 13 |
| Ahrens Investment Partners Llc | 12-31-2020 | Innovation Etf | 7,869 | Increased | 220.66 | 0.52 | 980,000.00 | 333.63 | 124.54 | Form 13 |
| Wsfs Capital Management, Llc | 12-31-2020 | Innovation Etf | 15,928 | Increased | 27.55 | 0.97 | 1,959,000.00 | 70.50 | 122.99 | Form 13 |
| Claybrook Capital, Llc | 12-31-2020 | Innovation Etf | 17,695 | New! | 0.00 | 1.45 | 2,203,000.00 | 0.00 | 124.50 | Form 13 |
| Bedel Financial Consulting, Inc. | 12-31-2020 | Innovation Etf | 212 | Maintained | 0.00 | 0.01 | 26,000.00 | 30.00 | 122.64 | Form 13 |
| Claret Asset Management Corp | 12-31-2020 | Innovation Etf | 1,900 | New! | 0.00 | 0.05 | 237,000.00 | 0.00 | 124.74 | Form 13 |
| Evolution Wealth Advisors, Llc | 12-31-2020 | Innovation Etf | 112,558 | New! | 0.00 | 3.16 | 14,012,000.00 | 0.00 | 124.49 | Form 13 |
| Hoover Financial Advisors, Inc. | 12-31-2020 | Innovation Etf | 150 | New! | 0.00 | 0.01 | 22,000.00 | 0.00 | 146.67 | Form 13 |
| Gyl Financial Synergies, Llc | 12-31-2020 | Innovation Etf | 1,928 | New! | 0.00 | 0.14 | 240,000.00 | 0.00 | 124.48 | Form 13 |
| Savior Llc | 12-31-2020 | Etf | 21 | Maintained | 0.00 | 0.00 | 3,000.00 | 200.00 | 142.86 | Form 13 |
| Skyoak Wealth, Llc | 12-31-2020 | Innovation Etf | 64,832 | Decreased | -4.99 | 2.51 | 8,071,000.00 | 28.56 | 124.49 | Form 13 |
| Wealth Enhancement & Preservation Of Ga, Llc | 12-31-2020 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Dcm Advisors, Llc | 12-31-2020 | Innovation Etf | 5,340 | New! | 0.00 | 0.39 | 665,000.00 | 0.00 | 124.53 | Form 13 |
| Sightline Wealth Advisors, Llc | 12-31-2020 | Equity | 13,681 | New! | 0.00 | 1.68 | 1,703,000.00 | 0.00 | 124.48 | Form 13 |
| Flagship Private Wealth, Llc | 12-31-2020 | Etf | 525 | New! | 0.00 | 9.99 | 72,644,000.00 | 0.00 | 138,369.52 | Form 13 |
| Peak Financial Advisors Llc | 12-31-2020 | Innovation Etf | 7,141 | New! | 0.00 | 0.00 | 889,000.00 | 0.00 | 124.49 | Form 13 |
| Mufg Americas Holdings Corp | 12-31-2020 | Innovation Etf | 1,300 | New! | 0.00 | 0.00 | 162,000.00 | 0.00 | 124.62 | Form 13 |
| Wade G W & Inc | 12-31-2020 | Innovation Etf | 4,630 | New! | 0.00 | 0.04 | 576,000.00 | 0.00 | 124.41 | Form 13 |
| Trust Co Of Vermont | 12-31-2020 | Com | 11,343 | Increased | 30.88 | 0.12 | 1,412,000.00 | 76.94 | 249.27 | Form 13 |
| Hartford Financial Management Inc. | 12-31-2020 | Innovation Etf | 1,230 | Increased | 1.07 | 0.04 | 153,000.00 | 36.61 | 124.39 | Form 13 |
| Reilly Financial Advisors, Llc | 12-31-2020 | Innovation Etf | 154 | Increased | 3.36 | 0.00 | 19,000.00 | 35.71 | 123.38 | Form 13 |
| Cutter & Co Brokerage, Inc. | 12-31-2020 | Com | 2,021 | New! | 0.00 | 0.07 | 252,000.00 | 0.00 | 124.69 | Form 13 |
| Sandy Spring Bank | 12-31-2020 | Innovation Etf | 10 | New! | 0.00 | 0.00 | 1,000.00 | 0.00 | 100.00 | Form 13 |
| Financial Management Professionals, Inc. | 12-31-2020 | Innovation Etf | 868 | Decreased | -1.03 | 0.03 | 108,000.00 | 33.33 | 124.42 | Form 13 |
| Focused Wealth Management, Inc | 12-31-2020 | Innovation Etf | 17 | New! | 0.00 | 0.00 | 2,000.00 | 0.00 | 117.65 | Form 13 |
| Srs Capital Advisors, Inc. | 12-31-2020 | Innovation Etf | 8 | New! | 0.00 | 0.00 | 1,000.00 | 0.00 | 125.00 | Form 13 |
| Winslow, Evans & Crocker, Inc. | 12-31-2020 | Innovation Etf | 1,200 | New! | 0.00 | 0.03 | 149,000.00 | 0.00 | 248.31 | Form 13 |
| Dynamic Advisor Solutions Llc | 12-31-2020 | Innovation Etf | 49,276 | Decreased | -0.37 | 0.57 | 6,116,000.00 | 34.42 | 159.48 | Form 13 |
| 20/20 Capital Management, Inc. | 12-31-2020 | Innovation Etf | 26,479 | Decreased | -48.87 | 1.14 | 3,890,000.00 | -18.35 | 146.91 | Form 13 |
| Sugarloaf Wealth Management, Llc | 12-31-2020 | Innovation Etf | 172 | Maintained | 0.00 | 0.01 | 21,000.00 | 31.25 | 122.09 | Form 13 |
| Institutional & Family Asset Management, Llc | 12-31-2020 | Innovation Etf | 3,651 | Increased | 140.99 | 0.10 | 455,000.00 | 227.34 | 124.62 | Form 13 |
| Almanack Investment Partners, Llc. | 12-31-2020 | Etf | 13,232 | New! | 0.00 | 0.19 | 1,647,000.00 | 0.00 | 124.47 | Form 13 |
| Beirne Wealth Consulting Services, Llc | 12-31-2020 | Innovation Etf | 42,412 | Decreased | -16.75 | 2.61 | 5,280,000.00 | 12.65 | 124.49 | Form 13 |
| Flaharty Asset Management, Llc | 12-31-2020 | Innovation Etf | 9,082 | New! | 0.00 | 0.28 | 1,131,000.00 | 0.00 | 124.53 | Form 13 |
| Prime Capital Investment Advisors, Llc | 12-31-2020 | Etf | 1,592 | Increased | 901.26 | 0.02 | 198,000.00 | 1,220.00 | 124.37 | Form 13 |
| Essex Savings Bank | 12-31-2020 | Exchange Traded Fds-equity | 3,911 | Decreased | -20.13 | 0.22 | 486,000.00 | 38.86 | 248.48 | Form 13 |
| Ieq Capital, Llc | 12-31-2020 | Innovation Etf | 14,600 | New! | 0.00 | 0.08 | 1,818,000.00 | 0.00 | 124.52 | Form 13 |
| Intrua Financial, Llc | 12-31-2020 | Innovation Etf | 133,815 | Increased | 0.26 | 7.01 | 16,659,000.00 | 25.57 | 124.49 | Form 13 |
| Baker Tilly Financial, Llc | 12-31-2020 | Innovation Etf | 13,533 | New! | 0.00 | 0.52 | 1,685,000.00 | 0.00 | 124.51 | Form 13 |
| Woodard & Co Asset Management Group Inc /adv | 12-31-2020 | Innovation Etf | 600 | New! | 0.00 | 0.05 | 75,000.00 | 0.00 | 125.00 | Form 13 |
| Lee Financial Group Hawaii, Inc. | 12-31-2020 | Innovation Etf | 44,777 | Increased | 38.35 | 4.70 | 5,574,000.00 | 87.24 | 124.48 | Form 13 |
| Stonex Group Inc. | 12-31-2020 | Innovation Etf | 50,161 | Increased | 19.01 | 0.00 | 6,245,000.00 | 61.04 | 124.50 | Form 13 |
| Atwood & Palmer Inc | 12-31-2020 | Com | 30 | Maintained | 0.00 | 0.00 | 4,000.00 | 33.33 | 133.33 | Form 13 |
| Regentatlantic Capital Llc | 12-31-2020 | Innovation Etf | 4,162 | New! | 0.00 | 0.02 | 518,000.00 | 0.00 | 124.46 | Form 13 |
| Sg Americas Securities, Llc | 12-31-2020 | Com | 12,000 | New! | 0.00 | 0.01 | 1,494,000.00 | 0.00 | 124.50 | Form 13 |
| Advisornet Financial, Inc | 12-31-2020 | Etf | 8,208 | Increased | 2.56 | 0.08 | 1,022,000.00 | 38.86 | 124.51 | Form 13 |
| Cambridge Investment Research Advisors, Inc. | 12-31-2020 | Etf | 894,761 | Increased | 7.94 | 9.99 | 111,389,000.00 | 46.06 | 124.49 | Form 13 |
| National Asset Management, Inc. | 12-31-2020 | Innovation Etf | 23,239 | Increased | 168.01 | 0.15 | 2,893,000.00 | 274.26 | 124.49 | Form 13 |
| Harbor Investment Advisory, Llc | 12-31-2020 | Etf | 800 | New! | 0.00 | 0.02 | 99,000.00 | 0.00 | 247.33 | Form 13 |
| Peregrine Asset Advisers, Inc. | 12-31-2020 | Equity | 7,268 | Decreased | -2.13 | 0.42 | 905,000.00 | 70.75 | 124.52 | Form 13 |
| Glassman Wealth Services | 12-31-2020 | Innovation Etf | 1,118 | Increased | 69.65 | 0.03 | 139,000.00 | 127.87 | 124.33 | Form 13 |
| Good Life Advisors, Llc | 12-31-2020 | Innovation Etf | 1,972 | New! | 0.00 | 0.06 | 244,000.00 | 0.00 | 123.73 | Form 13 |
| Trustcore Financial Services, Llc | 12-31-2020 | Innovation Etf | 734 | Decreased | -47.68 | 0.01 | 91,000.00 | -9.00 | 123.98 | Form 13 |
| Vestmark Advisory Solutions, Inc. | 12-31-2020 | Innovation Etf | 3,375 | Maintained | 0.00 | 0.05 | 420,000.00 | 0.00 | 124.44 | Form 13 |
| Portfolio Strategies, Inc. | 12-31-2020 | Innovation Etf | 113,804 | Increased | 258.25 | 2.77 | 14,167,000.00 | 525.47 | 124.49 | Form 13 |
| Delta Investment Management, Llc | 12-31-2020 | Innovation Etf | 2,124 | New! | 0.00 | 0.08 | 264,000.00 | 0.00 | 124.29 | Form 13 |
| Laurel Wealth Advisors Llc | 12-31-2020 | Innovation Etf | 3,462 | Maintained | 0.00 | 0.11 | 431,000.00 | 0.00 | 124.49 | Form 13 |
| Camden Capital, Llc | 12-31-2020 | Innovation Etf | 1,626 | New! | 0.00 | 0.06 | 202,000.00 | 0.00 | 244.51 | Form 13 |
| Steel Peak Wealth Management Llc | 12-31-2020 | Innovation Etf | 5,050 | New! | 0.00 | 0.06 | 629,000.00 | 0.00 | 124.55 | Form 13 |
| Orion Portfolio Solutions, Llc | 12-31-2020 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Founders Financial Alliance, Llc | 12-31-2020 | Innovation Etf | 774 | New! | 0.00 | 0.05 | 96,000.00 | 0.00 | 124.03 | Form 13 |
| Us Bancorp \de\ | 12-31-2020 | Other | 5,658 | Increased | 301.28 | 0.00 | 704,000.00 | 441.54 | 124.43 | Form 13 |
| Umb Bank N A/mo | 12-31-2020 | Common | 2,290 | New! | 0.00 | 0.01 | 285,000.00 | 0.00 | 124.45 | Form 13 |
| Ntv Asset Management Llc | 12-31-2020 | Innovation Etf | 1,720 | New! | 0.00 | 0.04 | 214,000.00 | 0.00 | 124.42 | Form 13 |
| Essex Financial Services, Inc. | 12-31-2020 | Etf | 8,264 | Increased | 55.02 | 0.20 | 1,029,000.00 | 110.00 | 124.52 | Form 13 |
| Dorsey & Whitney Trust Co Llc | 12-31-2020 | Innovation Etf | 1,671 | New! | 0.00 | 0.02 | 208,000.00 | 0.00 | 124.48 | Form 13 |
| United Asset Strategies, Inc. | 12-31-2020 | Innovation Etf | 7,948 | Increased | 20.02 | 0.16 | 989,000.00 | 62.40 | 124.43 | Form 13 |
| Hudock, Inc. | 12-31-2020 | Innovation Etf | 10 | New! | 0.00 | 0.00 | 1,000.00 | 0.00 | 100.00 | Form 13 |
| Granite Point Capital Management, L.p. | 12-31-2020 | Innovation Etf | 1,591,000 | New! | 0.00 | 9.99 | 198,064,000.00 | 0.00 | 124.49 | Form 13 |
| Next Financial Group, Inc | 12-31-2020 | Innovation Etf | 3,563 | Increased | 46.32 | 0.04 | 444,000.00 | 98.21 | 124.61 | Form 13 |
| Koshinski Asset Management, Inc. | 12-31-2020 | Innovation Etf | 2,309 | Decreased | -73.54 | 0.05 | 414,000.00 | -0.96 | 179.30 | Form 13 |
| Roble, Belko & Company, Inc | 12-31-2020 | Etf | 94 | Increased | 108.89 | 0.00 | 12,000.00 | 200.00 | 127.66 | Form 13 |
| D'orazio & Associates, Inc. | 12-31-2020 | Innovation Etf | 20,954 | Increased | 28.17 | 0.84 | 2,609,000.00 | 73.47 | 124.51 | Form 13 |
| Horan Securities, Inc. | 12-31-2020 | Etf | 27 | New! | 0.00 | 0.00 | 3,000.00 | 0.00 | 111.11 | Form 13 |
| Claraphi Advisory Network, Llc | 12-31-2020 | Innovation Etf | 429,253 | Increased | 4.28 | 9.99 | 53,438,000.00 | 82.06 | 124.49 | Form 13 |
| Magnus Financial Group Llc | 12-31-2020 | Innovation Etf | 2,745 | New! | 0.00 | 0.03 | 342,000.00 | 0.00 | 124.59 | Form 13 |
| Core Wealth Advisors, Inc. | 12-31-2020 | Innovation Etf | 202 | New! | 0.00 | 0.02 | 25,000.00 | 0.00 | 123.76 | Form 13 |
| Consolidated Planning Corp | 12-31-2020 | Innovation Etf | 6,219 | Increased | 32.23 | 0.50 | 774,000.00 | 79.17 | 124.46 | Form 13 |
| Claudia M.p. Batlle, Crp (r) Llc | 12-31-2020 | Etf | 7,319 | Increased | 406.15 | 0.64 | 910,000.00 | 594.66 | 247.38 | Form 13 |
| Phoenix Wealth Advisors | 12-31-2020 | Innovation Etf | 28,733 | New! | 0.00 | 2.72 | 3,577,000.00 | 0.00 | 124.49 | Form 13 |
| Rwm Asset Management, Llc | 12-31-2020 | Innovation Etf | 18,342 | New! | 0.00 | 0.48 | 2,283,000.00 | 0.00 | 124.47 | Form 13 |
| Lincoln National Corp | 12-31-2020 | Innovation Etf | 17,428 | Increased | 21.38 | 0.06 | 2,169,000.00 | 64.19 | 248.88 | Form 13 |
| Haverford Trust Co | 12-31-2020 | Innovation Etf | 2,352 | Maintained | 0.00 | 0.00 | 293,000.00 | 35.65 | 124.57 | Form 13 |
| Staley Capital Advisers Inc | 12-31-2020 | Etf | 3,295 | New! | 0.00 | 0.03 | 410,000.00 | 0.00 | 124.43 | Form 13 |
| Beaumont Financial Partners, Llc | 12-31-2020 | Innovation Etf | 106,284 | Increased | 114.88 | 1.17 | 13,231,000.00 | 190.73 | 124.49 | Form 13 |
| Cibc World Markets Inc. | 12-31-2020 | Innovation E | 185,465 | Increased | 29.72 | 0.07 | 23,089,000.00 | 75.54 | 124.49 | Form 13 |
| Strategic Financial Services, Inc, | 12-31-2020 | Innovation Etf | 2,660 | Maintained | 0.00 | 0.03 | 331,000.00 | 35.10 | 124.44 | Form 13 |
| Ima Wealth, Inc. | 12-31-2020 | Innovation Etf | 25 | New! | 0.00 | 0.00 | 3,000.00 | 0.00 | 120.00 | Form 13 |
| Carnegie Capital Asset Management, Llc | 12-31-2020 | Innovation Etf | 54,942 | Increased | 17.97 | 0.31 | 6,840,000.00 | 59.66 | 124.49 | Form 13 |
| Arete Wealth Advisors, Llc | 12-31-2020 | Innovation Etf | 45,841 | Increased | 23.33 | 0.81 | 5,710,000.00 | 66.67 | 124.56 | Form 13 |
| Fagan Associates, Inc. | 12-31-2020 | Innovation Etf | 24,640 | Increased | 20.47 | 0.77 | 3,067,000.00 | 110.21 | 124.47 | Form 13 |
| Teamwork Financial Advisors, Llc | 12-31-2020 | Innovation Etf | 12,763 | Increased | 5.93 | 0.38 | 1,589,000.00 | 43.41 | 124.50 | Form 13 |
| Mv Capital Management, Inc. | 12-31-2020 | Innovation Etf | 930 | New! | 0.00 | 0.02 | 116,000.00 | 0.00 | 124.73 | Form 13 |
| Lido Advisors, Llc | 12-31-2020 | Innovation Etf | 6,353 | New! | 0.00 | 0.03 | 790,000.00 | 0.00 | 124.35 | Form 13 |
| Beacon Investment Advisory Services, Inc. | 12-31-2020 | Innovation Etf | 269,446 | Increased | 8.79 | 1.55 | 33,543,000.00 | 47.21 | 124.49 | Form 13 |
| Redw Wealth Llc | 12-31-2020 | Innovation Etf | 156,439 | Decreased | -10.13 | 7.21 | 19,475,000.00 | 21.61 | 124.49 | Form 13 |
| Jacobi Capital Management Llc | 12-31-2020 | Innovation Etf | 193 | Increased | 1.58 | 0.00 | 24,000.00 | 41.18 | 124.35 | Form 13 |
| Resources Investment Advisors, Llc. | 12-31-2020 | Innovation Etf | 129,576 | Increased | 1792.45 | 9.99 | 16,131,000.00 | 2,460.48 | 124.49 | Form 13 |
| Flagship Harbor Advisors, Llc | 12-31-2020 | Innovation Etf | 23,512 | Increased | 9.81 | 0.36 | 2,927,000.00 | 48.65 | 124.49 | Form 13 |
| Moloney Securities Asset Management, Llc | 12-31-2020 | Com | 5,830 | Increased | 68.64 | 0.16 | 726,000.00 | 128.30 | 124.53 | Form 13 |
| Ifg Advisory, Llc | 12-31-2020 | Mf Closed And Mf Open | 20,987 | Increased | 55.87 | 0.36 | 2,612,000.00 | 172.08 | 124.46 | Form 13 |
| Resource Management, Llc | 12-31-2020 | Com | 52,879 | Increased | 413.94 | 0.90 | 6,583,000.00 | 595.14 | 124.49 | Form 13 |
| Sp Asset Management | 12-31-2020 | Innovation Etf | 1,715 | New! | 0.00 | 0.04 | 256,000.00 | 0.00 | 149.27 | Form 13 |
| Xml Financial, Llc | 12-31-2020 | Innovation Etf | 69,085 | Increased | 10.69 | 2.23 | 8,600,000.00 | 93.22 | 124.48 | Form 13 |
| Hbc Financial Services, Pllc | 12-31-2020 | Exchange-traded Fund | 100 | New! | 0.00 | 0.01 | 14,000.00 | 0.00 | 140.00 | Form 13 |
| Iam Advisory, Llc | 12-31-2020 | Etf | 2,237 | New! | 0.00 | 0.16 | 327,000.00 | 0.00 | 146.18 | Form 13 |
| Act Advisors, Llc. | 12-31-2020 | Innovation Etf | 131,122 | New! | 0.00 | 9.99 | 16,323,000.00 | 0.00 | 124.49 | Form 13 |
| Financial Management Network Inc | 12-31-2020 | Innovation Etf | 3,294 | New! | 0.00 | 0.30 | 485,000.00 | 0.00 | 147.24 | Form 13 |
| Fmr Llc | 12-31-2020 | Innovation Etf | 100 | Maintained | 0.00 | 0.00 | 12,000.00 | 0.00 | 120.00 | Form 13 |
| Wintrust Investments Llc | 12-31-2020 | Etf | 104,791 | Decreased | -24.16 | 3.71 | 13,045,000.00 | 2.61 | 124.49 | Form 13 |
| Bessemer Group Inc | 12-31-2020 | Fen | 401 | New! | 0.00 | 0.00 | 50,000.00 | 0.00 | 124.69 | Form 13 |
| Washington Trust Co | 12-31-2020 | Innovation Etf | 480 | Maintained | 0.00 | 0.00 | 60,000.00 | 36.36 | 125.00 | Form 13 |
| Keybank National Association/oh | 12-31-2020 | Innovatio | 12,150 | New! | 0.00 | 0.01 | 1,513,000.00 | 0.00 | 124.53 | Form 13 |
| Equitable Holdings, Inc. | 12-31-2020 | Innovation Etf | 49,212 | Increased | 8.50 | 0.14 | 6,126,000.00 | 46.80 | 124.48 | Form 13 |
| Founders Financial Securities Llc | 12-31-2020 | Innovation Etf | 30,546 | New! | 0.00 | 0.91 | 3,803,000.00 | 0.00 | 124.50 | Form 13 |
| Plante Moran Financial Advisors, Llc | 12-31-2020 | Etf | 65 | New! | 0.00 | 0.00 | 8,000.00 | 0.00 | 123.08 | Form 13 |
| Sigma Planning Corp | 12-31-2020 | Innovation Etf | 116,130 | Increased | 2.63 | 0.49 | 14,457,000.00 | 38.88 | 124.49 | Form 13 |
| Sta Wealth Management, Llc | 12-31-2020 | Innovation Etf | 127,889 | Increased | 96.26 | 1.51 | 15,921,000.00 | 165.57 | 124.49 | Form 13 |
| Drw Securities, Llc | 12-31-2020 | Ark Etf Tr Innovation Etf | 1,902 | New! | 0.00 | 0.08 | 237,000.00 | 0.00 | 124.61 | Form 13 |
| Sawtooth Solutions, Llc | 12-31-2020 | Innovation Etf | 118,499 | Increased | 50.43 | 0.22 | 14,752,000.00 | 103.56 | 124.49 | Form 13 |
| Fiera Capital Corp | 12-31-2020 | Innovation Etf | 3,409 | New! | 0.00 | 0.00 | 424,000.00 | 0.00 | 124.38 | Form 13 |
| Wellington Shields & Co., Llc | 12-31-2020 | Com | 1,775 | New! | 0.00 | 0.05 | 221,000.00 | 0.00 | 124.51 | Form 13 |
| Summit Asset Management, Llc | 12-31-2020 | Innovation Etf | 3,317 | Increased | 5.67 | 0.15 | 413,000.00 | 42.91 | 124.51 | Form 13 |
| Spectrum Management Group, Llc | 12-31-2020 | Innovation Etf | 615 | New! | 0.00 | 0.02 | 77,000.00 | 0.00 | 125.20 | Form 13 |
| Barometer Capital Management Inc. | 12-31-2020 | Etp | 3,585 | Decreased | -0.28 | 0.08 | 446,297,000.00 | 34.94 | 124,490.10 | Form 13 |
| Advisory Services Network, Llc | 12-31-2020 | Etf | 39,884 | Increased | 1.61 | 0.20 | 4,965,000.00 | 37.50 | 124.49 | Form 13 |
| Winch Advisory Services, Llc | 12-31-2020 | Etf | 312 | New! | 0.00 | 0.02 | 39,000.00 | 0.00 | 125.00 | Form 13 |
| Nelson, Van Denburg & Campbell Wealth Management Group, Llc | 12-31-2020 | Etf | 462 | Increased | 32.00 | 0.01 | 57,000.00 | 78.12 | 123.38 | Form 13 |
| Compagnie Lombard Odier Scma | 12-31-2020 | Innovation Etf | 6,574 | Increased | 87.83 | 0.02 | 818,000.00 | 154.04 | 124.43 | Form 13 |
| Wealthplan Partners, Llc | 12-31-2020 | Innovation Etf | 16,730 | Increased | 13.17 | 0.21 | 2,482,000.00 | 69.77 | 148.36 | Form 13 |
| Klingman & Associates, Llc | 12-31-2020 | Innovation Etf | 4,000 | New! | 0.00 | 0.06 | 498,000.00 | 0.00 | 124.50 | Form 13 |
| Gerber Kawasaki Wealth & Investment Management | 12-31-2020 | Innovation Etf | 70,106 | New! | 0.00 | 1.21 | 8,727,000.00 | 0.00 | 124.48 | Form 13 |
| Personal Cfo Solutions, Llc | 12-31-2020 | Innovation Etf | 18,855 | Increased | 71.49 | 0.58 | 2,347,000.00 | 199.36 | 124.48 | Form 13 |
| Nvwm, Llc | 12-31-2020 | Etf | 2,030 | New! | 0.00 | 0.11 | 253,000.00 | 0.00 | 124.63 | Form 13 |
| Parisi Gray Wealth Management | 12-31-2020 | Equity | 5,104 | Increased | 26.02 | 0.28 | 635,000.00 | 70.24 | 124.41 | Form 13 |
| Seacrest Wealth Management, Llc | 12-31-2020 | Innovation Etf | 3,167 | New! | 0.00 | 0.06 | 394,000.00 | 0.00 | 124.41 | Form 13 |
| Wagner Wealth Management, Llc | 12-31-2020 | Innovation Etf | 8,214 | New! | 0.00 | 0.97 | 1,023,000.00 | 0.00 | 124.54 | Form 13 |
| Element Pointe Advisors, Llc | 12-31-2020 | Innovation Etf | 21,948 | Increased | 446.24 | 1.01 | 2,732,322,000.00 | 740,366.67 | 124,490.71 | Form 13 |
| Princeton Global Asset Management Llc | 12-31-2020 | Etf | 1,350 | Increased | 980.00 | 0.06 | 168,000.00 | 1,300.00 | 124.44 | Form 13 |
| Bay Harbor Wealth Management, Llc | 12-31-2020 | Etf | 57 | Maintained | 0.00 | 0.00 | 7,000.00 | 40.00 | 122.81 | Form 13 |
| Liberty Wealth Management Llc | 12-31-2020 | Innovation Etf | 646 | Increased | 2708.70 | 0.05 | 92,000.00 | 4,500.00 | 142.41 | Form 13 |
| Arkadios Wealth Advisors | 12-31-2020 | Etf | 10,520 | New! | 0.00 | 0.27 | 1,309,000.00 | 0.00 | 124.43 | Form 13 |
| 360 Financial, Inc. | 12-31-2020 | Innovation Etf | 1,828 | New! | 0.00 | 0.14 | 228,000.00 | 0.00 | 124.73 | Form 13 |
| Menard Financial Group Llc | 12-31-2020 | Innovation Etf | 27,903 | Increased | 7.58 | 3.74 | 3,474,000.00 | 45.60 | 124.50 | Form 13 |
| Center For Financial Planning, Inc. | 12-31-2020 | Innovation Etf | 148 | New! | 0.00 | 0.01 | 18,000.00 | 0.00 | 121.62 | Form 13 |
| Tmd Wealth Management, Llc | 12-31-2020 | Innovation Etf | 102,313 | New! | 0.00 | 7.14 | 12,737,000.00 | 0.00 | 124.49 | Form 13 |
| Wells Fargo & Company/mn | 12-31-2020 | Innovation Etf | 39,476 | Increased | 45.39 | 0.00 | 4,914,000.00 | 96.72 | 498.01 | Form 13 |
| Meeder Asset Management Inc | 12-31-2020 | Innovation Etf | 1,585 | New! | 0.00 | 0.04 | 197,000.00 | 0.00 | 124.29 | Form 13 |
| Blair William & Co/il | 12-31-2020 | Innovation Etf | 12,315 | Increased | 24.58 | 0.01 | 1,533,000.00 | 117.45 | 124.48 | Form 13 |
| Roof Eidam & Maycock/adv | 12-31-2020 | Innovation Etf | 12,031 | Increased | 7.27 | 0.58 | 1,498,000.00 | 45.16 | 124.51 | Form 13 |
| D.a. Davidson & Co. | 12-31-2020 | Innovation Etf | 15,747 | Increased | 15.78 | 0.03 | 1,960,000.00 | 56.67 | 124.47 | Form 13 |
| Bnp Paribas Arbitrage, Sa | 12-31-2020 | Fund | 18,346 | Maintained | 0.00 | 4.25 | 2,283,894,000.00 | 0.00 | 124,490.03 | Form 13 |
| Strategy Asset Managers Llc | 12-31-2020 | Innovation Etf | 1,705 | New! | 0.00 | 0.05 | 212,000.00 | 0.00 | 124.34 | Form 13 |
| Assetmark, Inc | 12-31-2020 | Etf | 11,660 | Increased | 31.20 | 0.01 | 1,452,000.00 | 77.51 | 124.53 | Form 13 |
| Brighton Jones Llc | 12-31-2020 | Innovation Etf | 7,770 | Increased | 99.90 | 0.06 | 967,000.00 | 170.11 | 124.45 | Form 13 |
| Keel Point, Llc | 12-31-2020 | Innovation Etf | 11,370 | Increased | 82.92 | 0.13 | 1,415,000.00 | 147.38 | 124.45 | Form 13 |
| Hightower Advisors, Llc | 12-31-2020 | Innovation Etf | 1,197,339 | Increased | 12.84 | 0.62 | 148,936,000.00 | 52.61 | 2,791.06 | Form 13 |
| Neuberger Berman Group Llc | 12-31-2020 | Etf | 2,044 | New! | 0.00 | 0.00 | 254,000.00 | 0.00 | 248.48 | Form 13 |
| Somerset Group Llc | 12-31-2020 | Etf | 17,187 | Increased | 0.01 | 1.71 | 2,140,000.00 | 35.36 | 124.51 | Form 13 |
| Mirae Asset Global Investments Co., Ltd. | 12-31-2020 | Innovation Etf | 5,200 | New! | 0.00 | 0.00 | 647,000.00 | 0.00 | 124.42 | Form 13 |
| Lvz Advisors, Inc. | 12-31-2020 | Innovation Etf | 2,093 | Decreased | -31.80 | 0.04 | 261,000.00 | -7.45 | 124.70 | Form 13 |
| Financial Advisory Service, Inc. | 12-31-2020 | Innovation Etf | 8,300 | Decreased | -0.07 | 0.12 | 1,033,000.00 | 35.21 | 124.46 | Form 13 |
| Capital Advisors, Ltd. Llc | 12-31-2020 | Innovation Etf | 190 | Maintained | 0.00 | 0.01 | 24,000.00 | 41.18 | 126.32 | Form 13 |
| Biltmore Capital Advisors Llc | 12-31-2020 | Innovation Etf | 5,265 | Increased | 4112.00 | 0.18 | 655,000.00 | 5,358.33 | 124.41 | Form 13 |
| Belvedere Trading Llc | 12-31-2020 | Innovation Etf | 13,329 | New! | 0.00 | 0.06 | 1,659,000.00 | 0.00 | 124.47 | Form 13 |
| Financial Enhancement Group Llc | 12-31-2020 | Innovation Etf | 1,073 | Decreased | -98.27 | 0.03 | 134,000.00 | -97.65 | 124.88 | Form 13 |
| Aptus Capital Advisors, Llc | 12-31-2020 | Innovation Etf | 8,944 | Increased | 52.11 | 0.06 | 1,113,000.00 | 106.11 | 248.58 | Form 13 |
| Mandatum Life Insurance Co Ltd | 12-31-2020 | Innovation Etf | 2,630 | Maintained | 0.00 | 0.07 | 327,000.00 | 35.12 | 124.33 | Form 13 |
| Advisor Group Holdings, Inc. | 12-31-2020 | Innovation Etf | 788,541 | Increased | 32.47 | 0.25 | 98,189,000.00 | 81.36 | 1,120.57 | Form 13 |
| Harvest Fund Management Co., Ltd | 12-31-2020 | Innovation Etf | 2,862 | Decreased | -51.37 | 0.03 | 356,000.00 | -36.88 | 124.39 | Form 13 |
| Level Four Advisory Services, Llc | 12-31-2020 | Innovation Etf | 28,992 | Increased | 8.98 | 0.29 | 3,609,000.00 | 90.25 | 124.48 | Form 13 |
| Keystone Financial Group | 12-31-2020 | Mf Closed And Mf Open | 2,016 | New! | 0.00 | 0.05 | 251,000.00 | 0.00 | 124.50 | Form 13 |
| Quad-cities Investment Group, Llc | 12-31-2020 | Innovation Etf | 2,412 | New! | 0.00 | 0.25 | 300,000.00 | 0.00 | 124.38 | Form 13 |
| Prw Wealth Management Llc | 12-31-2020 | Exchange Traded Fund | 171,750 | Increased | 5.37 | 9.99 | 21,381,000.00 | 42.58 | 124.49 | Form 13 |
| Trinitypoint Wealth, Llc | 12-31-2020 | Innovation Etf | 14,675 | Decreased | -63.67 | 0.50 | 2,081,000.00 | -27.77 | 141.81 | Form 13 |
| Western Wealth Management, Llc | 12-31-2020 | Innovation Etf | 36,009 | Increased | 195.64 | 0.66 | 4,483,000.00 | 299.91 | 124.50 | Form 13 |
| Silicon Hills Wealth Management, Llc | 12-31-2020 | Innovation Etf | 18,968 | Increased | 16.43 | 2.14 | 2,361,000.00 | 57.51 | 124.47 | Form 13 |
| Firestone Capital Management | 12-31-2020 | Innovation Etf | 138 | Maintained | 0.00 | 0.01 | 17,000.00 | 0.00 | 123.19 | Form 13 |
| Johnson Bixby & Associates, Llc | 12-31-2020 | Innovation Etf | 2,258 | New! | 0.00 | 0.09 | 281,000.00 | 0.00 | 124.45 | Form 13 |
| Sterling Financial Planning, Inc. | 12-31-2020 | Innovation Etf | 1,844 | New! | 0.00 | 0.19 | 230,000.00 | 0.00 | 124.73 | Form 13 |
| Franklin Resources Inc | 12-31-2020 | Innovation Etf | 3,326 | Increased | 58.00 | 0.00 | 414,000.00 | 113.40 | 249.03 | Form 13 |
| Bank Of America Corp /de/ | 12-31-2020 | Innovation | 3,706,270 | Increased | 135.47 | 0.06 | 461,393,000.00 | 311.07 | 622.45 | Form 13 |
| Mid Atlantic Financial Management Inc/adv | 12-31-2020 | Innovation Etf | 5,277 | Increased | 7.43 | 0.05 | 657,000.00 | 37.16 | 124.50 | Form 13 |
| Stephens Inc /ar/ | 12-31-2020 | Innovation Etf | 18,688 | Increased | 1.14 | 0.04 | 2,326,000.00 | 76.48 | 124.46 | Form 13 |
| Prudential Plc | 12-31-2020 | Ark Innovation Etf | 13,720 | Maintained | 0.00 | 0.01 | 1,708,000.00 | 0.00 | 124.49 | Form 13 |
| Group One Trading, L.p. | 12-31-2020 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Palisade Capital Management Llc/nj | 12-31-2020 | Innovation Etf | 118,375 | Increased | 12.34 | 0.38 | 14,737,000.00 | 52.02 | 124.49 | Form 13 |
| Pittenger & Anderson Inc | 12-31-2020 | Innovation Etf | 494 | Maintained | 0.00 | 0.00 | 61,000.00 | 35.56 | 123.48 | Form 13 |
| Bft Financial Group, Llc | 12-31-2020 | Innovation Etf | 3,130 | New! | 0.00 | 0.13 | 390,000.00 | 0.00 | 124.60 | Form 13 |
| Scotia Capital Inc. | 12-31-2020 | Innovation Etf | 93,397 | Increased | 73.41 | 0.11 | 11,627,000.00 | 134.65 | 124.49 | Form 13 |
| Rathbone Brothers Plc | 12-31-2020 | Com | 5,809 | Increased | 31.19 | 0.01 | 723,000.00 | 77.64 | 124.46 | Form 13 |
| O'shaughnessy Asset Management, Llc | 12-31-2020 | Common | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Argent Advisors, Inc. | 12-31-2020 | Com | 19,741 | Increased | 15.03 | 1.50 | 2,458,000.00 | 55.67 | 124.51 | Form 13 |
| Signaturefd, Llc | 12-31-2020 | Innovation Etf | 1,079 | Increased | 2739.47 | 0.01 | 134,000.00 | 4,366.67 | 124.19 | Form 13 |
| Axiom Investment Management Llc | 12-31-2020 | Innovation Etf | 3,720 | New! | 0.00 | 0.47 | 543,000.00 | 0.00 | 4,378.98 | Form 13 |
| Argi Investment Services, Llc | 12-31-2020 | Innovation Etf | 5,572 | Increased | 16.08 | 0.03 | 694,000.00 | 57.01 | 124.55 | Form 13 |
| Stelac Advisory Services Llc | 12-31-2020 | Com | 1,015 | New! | 0.00 | 0.03 | 126,000.00 | 0.00 | 124.14 | Form 13 |
| Cerity Partners Llc | 12-31-2020 | Etf | 2,938 | New! | 0.00 | 0.01 | 366,000.00 | 0.00 | 124.57 | Form 13 |
| Strategic Advisors Llc | 12-31-2020 | Innovation Etf | 53,206 | Increased | 10.49 | 2.13 | 7,362,000.00 | 59.45 | 138.37 | Form 13 |
| First Horizon Advisors, Inc. | 12-31-2020 | Common Stock | 36 | New! | 0.00 | 0.00 | 4,000.00 | 0.00 | 111.11 | Form 13 |
| B. Riley Wealth Management, Inc. | 12-31-2020 | Innovation Etf | 14,711 | Increased | 231.85 | 0.24 | 1,831,000.00 | 348.77 | 124.46 | Form 13 |
| Moors & Cabot, Inc. | 12-31-2020 | Innovation Etf | 32,818 | Decreased | -2.08 | 0.34 | 4,074,000.00 | 32.14 | 124.14 | Form 13 |
| Eagleclaw Capital Managment, Llc | 12-31-2020 | Innovation Etf | 5,975 | Increased | 17.73 | 0.24 | 742,000.00 | 58.89 | 124.18 | Form 13 |
| Ubs Group Ag | 12-31-2020 | Innovation Etf | 32,727 | Increased | 720.84 | 0.00 | 4,074,000.00 | 1,013.11 | 248.93 | Form 13 |
| Compass Ion Advisors, Llc | 12-31-2020 | Innovation Etf | 110,643 | Increased | 2623.86 | 5.32 | 13,774,000.00 | 4,649.66 | 124.49 | Form 13 |
| Lakeview Capital Partners, Llc | 12-31-2020 | Innovation Etf | 72,446 | Decreased | -2.14 | 4.21 | 9,019,000.00 | 32.42 | 124.49 | Form 13 |
| Trexquant Investment Lp | 12-31-2020 | Innovation Etf | 2,151 | New! | 0.00 | 0.03 | 268,000.00 | 0.00 | 124.59 | Form 13 |
| Baird Financial Group, Inc. | 12-31-2020 | Common | 193,005 | Increased | 27.80 | 0.07 | 24,027,000.00 | 72.93 | 124.49 | Form 13 |
| Longitude (cayman) Ltd. | 12-31-2020 | Innovation Etf | 97,000 | New! | 0.00 | 5.79 | 12,075,000.00 | 0.00 | 124.48 | Form 13 |
| Kalos Management, Inc. | 12-31-2020 | Etf | 3,982 | Decreased | -31.66 | 0.25 | 580,000.00 | 6.81 | 145.66 | Form 13 |
| Armor Investment Advisors, Llc | 12-31-2020 | Innovation Etf | 39,696 | Increased | 3.43 | 3.49 | 4,942,000.00 | 39.96 | 124.50 | Form 13 |
| Mutual Advisors, Llc | 12-31-2020 | Innovation Etf | 76,436 | Increased | 802.86 | 0.71 | 9,516,000.00 | 1,475.50 | 124.50 | Form 13 |
| Independent Advisor Alliance | 12-31-2020 | Innovation Etf | 2,089 | New! | 0.00 | 0.02 | 260,000.00 | 0.00 | 124.46 | Form 13 |
| Slow Capital, Inc. | 12-31-2020 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Valeo Financial Advisors, Llc | 12-31-2020 | Etf | 5,141 | Increased | 775.81 | 0.03 | 640,000.00 | 1,085.19 | 124.49 | Form 13 |
| Steward Partners Investment Advisory, Llc | 12-31-2020 | Exchange Traded Funds (country Baskets/ishares) - Domestic | 23,658 | Increased | 48.29 | 0.06 | 2,945,000.00 | 100.61 | 124.48 | Form 13 |
| Andesa Financial Management Inc. | 12-31-2020 | Innovation Etf | 15,337 | Decreased | -44.41 | 1.25 | 1,908,000.00 | -24.82 | 124.41 | Form 13 |
| Cresset Asset Management, Llc | 12-31-2020 | Innovation Etf | 758,011 | Increased | 2.22 | 1.53 | 94,365,000.00 | 78.45 | 124.49 | Form 13 |
| Berry Group, Llc | 12-31-2020 | Innovation Etf | 10,189 | Increased | 110.08 | 0.57 | 1,268,000.00 | 266.47 | 124.45 | Form 13 |
| Archer Investment Corp | 12-31-2020 | Etf | 2,886 | New! | 0.00 | 0.17 | 359,278,000.00 | 0.00 | 124,489.95 | Form 13 |
| Synovus Financial Corp | 12-31-2020 | Innovation Etf | 1,800 | Maintained | 0.00 | 0.00 | 222,000.00 | 0.00 | 246.44 | Form 13 |
| Websterrogers Financial Advisors, Llc | 12-31-2020 | Innovation Etf | 9,780 | New! | 0.00 | 0.42 | 1,429,000.00 | 0.00 | 146.11 | Form 13 |
| Annapolis Financial Services, Llc | 12-31-2020 | Innovation Etf | 14 | New! | 0.00 | 0.00 | 2,000.00 | 0.00 | 142.86 | Form 13 |
| Wells Financial Advisors Inc | 12-31-2020 | Etf | 1,261 | New! | 0.00 | 0.13 | 157,000.00 | 0.00 | 124.50 | Form 13 |
| Cfs Investment Advisory Services, Llc | 12-31-2020 | Innovation Etf | 5,763 | New! | 0.00 | 0.11 | 717,000.00 | 0.00 | 124.41 | Form 13 |
| Barclays Plc | 12-31-2020 | Fund | 111,016 | New! | 0.00 | 0.01 | 13,819,000.00 | 0.00 | 248.48 | Form 13 |
| Commonwealth Equity Services, Llc | 12-31-2020 | Innovation Etf | 1,037,483 | Increased | 35.91 | 0.39 | 129,156,000.00 | 83.91 | 124.49 | Form 13 |
| Northern Trust Corp | 12-31-2020 | Com | 7,970 | New! | 0.00 | 0.00 | 992,000.00 | 0.00 | 247.84 | Form 13 |
| Valley National Advisers Inc | 12-31-2020 | Innovation Etf | 130 | New! | 0.00 | 0.00 | 16,000.00 | 0.00 | 123.08 | Form 13 |
| Associated Banc-corp | 12-31-2020 | Innovation Etf | 74,252 | Increased | 5.32 | 0.36 | 9,244,000.00 | 42.52 | 124.49 | Form 13 |
| Oppenheimer & Co Inc | 12-31-2020 | Innovation Etf | 46,755 | Increased | 8.03 | 0.12 | 5,820,000.00 | 88.53 | 124.48 | Form 13 |
| Citigroup Inc | 12-31-2020 | Innovation Etf | 18,927 | Increased | 1287.61 | 0.00 | 2,356,000.00 | 1,784.80 | 373.56 | Form 13 |
| Clearstead Advisors, Llc | 12-31-2020 | Innovation Etf | 17,388 | Increased | 8.06 | 0.20 | 2,165,000.00 | 46.28 | 124.51 | Form 13 |
| Wilbanks Smith & Thomas Asset Management Llc | 12-31-2020 | Innovation Etf | 2,799 | New! | 0.00 | 0.02 | 348,000.00 | 0.00 | 124.33 | Form 13 |
| Smithfield Trust Co | 12-31-2020 | Domestic Equity Etf | 286 | Increased | 128.80 | 0.00 | 36,000.00 | 200.00 | 125.87 | Form 13 |
| Pekin Hardy Strauss, Inc. | 12-31-2020 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Kayne Anderson Rudnick Investment Management Llc | 12-31-2020 | Innovation Etf | 462,362 | Increased | 8.84 | 0.17 | 57,561,000.00 | 47.28 | 124.49 | Form 13 |
| Enterprise Financial Services Corp | 12-31-2020 | Other | 74 | New! | 0.00 | 0.00 | 9,000.00 | 0.00 | 245.00 | Form 13 |
| Raymond James & Associates | 12-31-2020 | Innovation Etf | 1,606,213 | Increased | 2.58 | 0.22 | 199,958,000.00 | 38.80 | 124.49 | Form 13 |
| Gruss & Co., Llc | 12-31-2020 | Innovation Etf | 25,000 | New! | 0.00 | 9.99 | 3,112,000.00 | 0.00 | 124.48 | Form 13 |
| Northwestern Mutual Wealth Management Co | 12-31-2020 | Innovation Etf | 1,447,652 | Increased | 19.83 | 0.42 | 180,218,000.00 | 62.14 | 124.49 | Form 13 |
| Cibc Private Wealth Group, Llc | 12-31-2020 | Innovation Etf | 20,798 | Increased | 3.85 | 0.01 | 2,589,000.00 | 57.67 | 124.48 | Form 13 |
| Brown Advisory Inc | 12-31-2020 | Innovation Etf | 6,730 | Decreased | -9.42 | 0.00 | 838,000.00 | 22.51 | 124.52 | Form 13 |
| Hbk Sorce Advisory Llc | 12-31-2020 | Innovation Etf | 8,088 | Increased | 0.33 | 0.06 | 1,007,000.00 | 35.71 | 124.51 | Form 13 |
| Jaffetilchin Investment Partners, Llc | 12-31-2020 | Innovation Etf | 22,024 | Decreased | -11.61 | 0.39 | 2,742,000.00 | 19.63 | 124.50 | Form 13 |
| J.w. Cole Advisors, Inc. | 12-31-2020 | Innovation Etf | 53,849 | Increased | 192.99 | 0.70 | 6,704,000.00 | 296.45 | 124.50 | Form 13 |
| Ancora Advisors, Llc | 12-31-2020 | Indx Fd | 1,160 | Increased | 46.65 | 0.00 | 144,000.00 | 97.26 | 124.14 | Form 13 |
| K2 Principal Fund, L.p. | 12-31-2020 | Innovation Etf | 2,000 | New! | 0.00 | 0.02 | 249,000.00 | 0.00 | 124.50 | Form 13 |
| Raymond James Financial Services Advisors, Inc. | 12-31-2020 | Innovation Etf | 1,630,669 | Increased | 23.31 | 0.51 | 203,002,000.00 | 66.85 | 124.49 | Form 13 |
| Td Capital Management Llc | 12-31-2020 | Innovation Etf | 165 | Increased | 1.85 | 0.00 | 20,000.00 | 33.33 | 121.21 | Form 13 |
| Empirical Financial Services, Llc D.b.a. Empirical Wealth Management | 12-31-2020 | Innovation Etf | 1,653 | New! | 0.00 | 0.02 | 206,000.00 | 0.00 | 124.62 | Form 13 |
| Highlander Capital Management, Llc | 12-31-2020 | Equities | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Atria Investments Llc | 12-31-2020 | Innovation Etf | 60,212 | Increased | 135.83 | 0.18 | 7,496,000.00 | 219.11 | 124.49 | Form 13 |
| Financial Advisory Group | 12-31-2020 | Innovation Etf | 78,305 | Increased | 155.09 | 2.54 | 9,748,000.00 | 245.18 | 124.49 | Form 13 |
| Prospera Financial Services Inc | 12-31-2020 | Innovation Etf | 18,765 | Increased | 1207.67 | 0.16 | 2,336,000.00 | 1,669.70 | 124.49 | Form 13 |
| Strategic Wealth Advisors Group, Llc | 12-31-2020 | Innovation Etf | 438,662 | Increased | 39.98 | 2.92 | 54,609,000.00 | 89.42 | 124.49 | Form 13 |
| Bloom Tree Partners, Llc | 12-31-2020 | Innovation Etf | 300,000 | New! | 0.00 | 2.60 | 37,347,000.00 | 0.00 | 124.49 | Form 13 |
| Vontobel Holding Ltd. | 12-31-2020 | Innovation Etf | 11,100 | Maintained | 0.00 | 0.01 | 1,382,000.00 | 0.00 | 124.50 | Form 13 |
| Penserra Capital Management Llc | 12-31-2020 | Tr Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Parkwood Llc | 12-31-2020 | Etp | 500,000 | New! | 0.00 | 7.54 | 62,245,000.00 | 0.00 | 124.49 | Form 13 |
| Northeast Financial Consultants Inc | 12-31-2020 | Innovation Etf | 6,168 | Increased | 83.57 | 0.06 | 768,000.00 | 147.74 | 124.51 | Form 13 |
| Sequoia Financial Advisors, Llc | 12-31-2020 | Innovation Etf | 14,507 | Increased | 124.60 | 0.08 | 1,806,000.00 | 204.04 | 124.49 | Form 13 |
| Merit Financial Group, Llc | 12-31-2020 | Innovation Etf | 788,230 | Decreased | -18.59 | 9.48 | 98,127,000.00 | 10.17 | 124.49 | Form 13 |
| Edmond De Rothschild Holding S.a. | 12-31-2020 | Innovation Etf | 1,300 | New! | 0.00 | 0.01 | 162,000.00 | 0.00 | 124.62 | Form 13 |
| Turim 21 Investimentos Ltda. | 12-31-2020 | Innovation Etf | 84 | Maintained | 0.00 | 0.05 | 10,000.00 | 25.00 | 119.05 | Form 13 |
| Integrated Advisors Network Llc | 12-31-2020 | Innovation Etf | 46,862 | Decreased | -24.48 | 0.64 | 5,834,000.00 | 2.19 | 124.49 | Form 13 |
| Retirement Capital Strategies | 12-31-2020 | Innovation Etf | 34,797 | New! | 0.00 | 1.76 | 4,332,000.00 | 0.00 | 124.49 | Form 13 |
| Reby Advisors, Llc | 12-31-2020 | Etf | 184 | New! | 0.00 | 0.01 | 23,000.00 | 0.00 | 125.00 | Form 13 |
| Wealthsource Partners, Llc | 12-31-2020 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Wealthcare Advisory Partners Llc | 12-31-2020 | Common | 6,028 | Increased | 26.45 | 0.07 | 750,000.00 | 70.84 | 124.42 | Form 13 |
| Ark Investment Management Llc | 12-31-2020 | Etp | 2,914 | Increased | 162.52 | 0.00 | 363,000.00 | 255.88 | 124.57 | Form 13 |
| Synergy Financial Management, Llc | 12-31-2020 | Innovation Etf | 37,340 | New! | 0.00 | 9.99 | 4,648,000.00 | 0.00 | 248.88 | Form 13 |
| Bdo Wealth Advisors, Llc | 12-31-2020 | Innovation Etf | 1 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Pinnacle Wealth Planning Services, Inc. | 12-31-2020 | Etf | 275 | New! | 0.00 | 0.01 | 34,000.00 | 0.00 | 123.64 | Form 13 |
| Financial Advocates Investment Management | 12-31-2020 | Innovation Etf | 22,531 | Decreased | -7.64 | 0.19 | 2,805,000.00 | 25.00 | 124.50 | Form 13 |
| Requisite Capital Management, Llc | 12-31-2020 | Etf | 131,816 | Decreased | -21.65 | 5.19 | 16,410,000.00 | 6.01 | 124.49 | Form 13 |
| F3logic, Llc | 12-31-2020 | Innovation Etf | 45,693 | New! | 0.00 | 0.81 | 5,681,000.00 | 0.00 | 124.33 | Form 13 |
| Integrated Wealth Concepts Llc | 12-31-2020 | Mf Closed And Mf Open | 24,370 | Increased | 181.96 | 0.14 | 3,034,000.00 | 392.53 | 124.50 | Form 13 |
| Kc Investment Advisors, Llc | 12-31-2020 | Innovation Etf | 13,373 | Increased | 14.44 | 0.00 | 1,665,000.00 | 99.88 | 124.50 | Form 13 |
| Rockefeller Capital Management L.p. | 12-31-2020 | Innovation Etf | 20,023 | Increased | 1061.43 | 0.02 | 2,492,000.00 | 1,926.02 | 124.46 | Form 13 |
| Change Path, Llc | 12-31-2020 | Innovation Etf | 10,010 | New! | 0.00 | 0.10 | 1,246,000.00 | 0.00 | 124.48 | Form 13 |
| Beacon Pointe Advisors, Llc | 12-31-2020 | Innovation Etf | 1,718 | New! | 0.00 | 0.01 | 213,000.00 | 0.00 | 123.98 | Form 13 |
| Peak6 Investments Llc | 12-31-2020 | Innovation Etf | 373,832 | New! | 0.00 | 0.10 | 46,538,000.00 | 0.00 | 373.46 | Form 13 |
| Dwm Financial Group, Inc. | 12-31-2020 | Innovation Etf | 39,487 | New! | 0.00 | 6.69 | 4,916,000.00 | 0.00 | 124.50 | Form 13 |
| Claro Advisors Llc | 12-31-2020 | Innovation Etf | 11,990 | Increased | 53.62 | 0.79 | 1,493,000.00 | 107.94 | 124.52 | Form 13 |
| Paradigm Financial Partners, Llc | 12-31-2020 | Innovation Etf | 16,592 | New! | 0.00 | 0.66 | 2,296,000.00 | 0.00 | 138.38 | Form 13 |
| Cary Street Partner Investment Advisory Llc | 12-31-2020 | Etf | 14,281 | Decreased | -3.11 | 0.34 | 1,778,000.00 | 31.12 | 124.50 | Form 13 |
| Financial Advisors, Llc | 12-31-2020 | Innovation Etf | 1,669 | New! | 0.00 | 0.09 | 208,000.00 | 0.00 | 124.63 | Form 13 |
| Fairhaven Wealth Management, Llc | 12-31-2020 | Innovation Etf | 3,378 | New! | 0.00 | 0.18 | 420,000.00 | 0.00 | 124.33 | Form 13 |
| Cedar Brook Financial Partners, Llc | 12-31-2020 | Innovation Etf | 12,436 | Increased | 45.83 | 0.55 | 1,548,000.00 | 97.20 | 124.48 | Form 13 |
| Wealthbridge Capital Management, Llc | 12-31-2020 | Etf | 52,410 | Increased | 81.01 | 2.86 | 6,525,000.00 | 412.17 | 124.50 | Form 13 |
| Archetype Wealth Partners | 12-31-2020 | Etf | 20,646 | Decreased | -0.54 | 1.18 | 2,570,000.00 | 34.55 | 124.48 | Form 13 |
| Transcend Wealth Collective, Llc | 12-31-2020 | Innovation Etf | 9,757 | New! | 0.00 | 0.16 | 1,215,000.00 | 0.00 | 124.53 | Form 13 |
| Clear Creek Financial Management, Llc | 12-31-2020 | Innovation Etf | 23,502 | Maintained | 0.00 | 0.56 | 2,925,000.00 | 0.00 | 124.46 | Form 13 |
| Legacy Wealth Planning, Llc | 12-31-2020 | Innovation Etf | 7,939 | Increased | 4.30 | 1.27 | 988,000.00 | 41.14 | 124.45 | Form 13 |
| Stevard, Llc | 12-31-2020 | Innovation Etf | 52,412 | Increased | 5.48 | 2.21 | 6,525,000.00 | 42.75 | 124.49 | Form 13 |
| Choice Wealth Advisors, Llc | 12-31-2020 | Innovation Etf | 1,796 | New! | 0.00 | 0.20 | 224,000.00 | 0.00 | 124.72 | Form 13 |
| Altus Wealth Group Llc | 12-31-2020 | Innovation Etf | 1,156 | New! | 0.00 | 0.14 | 144,000.00 | 0.00 | 244.88 | Form 13 |
| Vantage Consulting Group Inc | 12-31-2020 | Innovation Etf | 76 | New! | 0.00 | 0.00 | 9,000.00 | 0.00 | 118.42 | Form 13 |
| Fountainhead Am, Llc | 12-31-2020 | Innovation Etf | 1,672 | New! | 0.00 | 0.13 | 208,000.00 | 0.00 | 124.40 | Form 13 |
| Insight Advisors, Llc/ Pa | 12-31-2020 | Innovation Etf | 31,339 | New! | 0.00 | 1.48 | 3,901,000.00 | 0.00 | 124.48 | Form 13 |
| Sandbox Financial Partners, Llc | 12-31-2020 | Etf | 31,156 | New! | 0.00 | 3.54 | 3,879,000.00 | 0.00 | 124.50 | Form 13 |
| Lebenthal Global Advisors, Llc | 12-31-2020 | Innovation Etf | 123,163 | New! | 0.00 | 9.99 | 15,332,000.00 | 0.00 | 124.49 | Form 13 |
| M&t Bank Corp | 12-31-2020 | Innovation Etf | 13,530 | Decreased | -39.88 | 0.01 | 1,684,000.00 | -18.69 | 124.46 | Form 13 |
| Mml Investors Services, Llc | 12-31-2020 | Innovation Etf | 66,663 | Increased | 38.91 | 0.09 | 8,299,000.00 | 142.52 | 124.49 | Form 13 |
| Means Investment Co., Inc. | 12-31-2020 | Innovation Etf | 1,369 | New! | 0.00 | 0.05 | 212,000.00 | 0.00 | 154.86 | Form 13 |
| Pnc Financial Services Group, Inc. | 12-31-2020 | Innovation Etf | 14,623 | Increased | 658.85 | 0.00 | 1,820,000.00 | 1,238.24 | 372.51 | Form 13 |
| Stifel Financial Corp | 12-31-2020 | Innovation Etf | 3,184 | New! | 0.00 | 0.00 | 396,000.00 | 0.00 | 248.77 | Form 13 |
| Ameriprise Financial Inc | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Credit Suisse Ag/ | 12-31-2020 | Innovation Etf | 218,248 | Increased | 2931.22 | 0.01 | 27,170,000.00 | 5,196.30 | 623.47 | Form 13 |
| Montag A & Associates Inc | 12-31-2020 | Innovation Etf | 313 | New! | 0.00 | 0.00 | 39,000.00 | 0.00 | 124.60 | Form 13 |
| Mercer Global Advisors Inc /adv | 12-31-2020 | Innovation Etf | 15,228 | Maintained | 0.00 | 0.02 | 1,896,000.00 | 0.00 | 124.51 | Form 13 |
| Harbor Financial Services, Llc | 12-31-2020 | Innovation Etf | 12,650 | New! | 0.00 | 0.68 | 1,575,000.00 | 0.00 | 124.51 | Form 13 |
| Goldman Sachs Group Inc | 12-31-2020 | Cmn | 132,955 | New! | 0.00 | 0.00 | 16,551,000.00 | 0.00 | 248.97 | Form 13 |
| Wolverine Trading, Llc | 12-31-2020 | Innovation Etf | 554,367 | Increased | 4178.51 | 0.10 | 70,460,000.00 | 7,737.60 | 381.30 | Form 13 |
| Bank Of Montreal /can/ | 12-31-2020 | Innovation Etf | 21,967 | Decreased | -59.17 | 0.00 | 3,036,000.00 | -41.01 | 415.26 | Form 13 |
| Royal Bank Of Canada | 12-31-2020 | Innovation Etf | 1,424,839 | Increased | 14.15 | 0.05 | 177,377,000.00 | 54.46 | 991.45 | Form 13 |
| Mai Capital Management | 12-31-2020 | Ee | 1,697 | New! | 0.00 | 0.00 | 212,000.00 | 0.00 | 249.89 | Form 13 |
| Greenwood Gearhart Inc | 12-31-2020 | Etf | 113,859 | Decreased | -4.68 | 2.76 | 14,174,000.00 | 28.98 | 124.49 | Form 13 |
| Paloma Partners Management Co | 12-31-2020 | Innovation Etf | 8,649 | New! | 0.00 | 0.03 | 1,077,000.00 | 0.00 | 124.52 | Form 13 |
| Nations Financial Group Inc, /ia/ /adv | 12-31-2020 | Etf | 1,804 | New! | 0.00 | 0.06 | 225,000.00 | 0.00 | 124.72 | Form 13 |
| Northern Oak Wealth Management Inc | 12-31-2020 | Innovation Etf | 140 | Maintained | 0.00 | 0.00 | 17,000.00 | 30.77 | 121.43 | Form 13 |
| Wedbush Securities Inc | 12-31-2020 | Com | 18,999 | Increased | 83.94 | 0.21 | 2,365,000.00 | 148.95 | 124.48 | Form 13 |
| Balyasny Asset Management Llc | 12-31-2020 | Innovation Etf | 8,239 | New! | 0.00 | 0.01 | 1,026,000.00 | 0.00 | 124.53 | Form 13 |
| Hilltop Holdings Inc. | 12-31-2020 | Innovation Etf | 2,191 | Maintained | 0.00 | 0.04 | 273,000.00 | 0.00 | 124.60 | Form 13 |
| Continental Advisors Llc | 12-31-2020 | Innovation Etf | 68,000 | Increased | 6.08 | 3.87 | 8,465,000.00 | 43.55 | 124.49 | Form 13 |
| Polar Asset Management Partners Inc. | 12-31-2020 | Innovation Etf | 95,500 | New! | 0.00 | 0.13 | 11,889,000.00 | 0.00 | 249.00 | Form 13 |
| Mcdonald Partners Llc | 12-31-2020 | Innovation Etf | 7,767 | New! | 0.00 | 0.27 | 967,000.00 | 0.00 | 124.50 | Form 13 |
| Brinker Capital Investments, Llc | 12-31-2020 | Innovation Etf | 56,000 | Decreased | -69.35 | 0.11 | 6,971,000.00 | -49.10 | 124.48 | Form 13 |
| Headinvest, Llc | 12-31-2020 | Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Mariner, Llc | 12-31-2020 | Innovation Etf | 63,015 | New! | 0.00 | 0.06 | 7,845,000.00 | 0.00 | 124.49 | Form 13 |
| Prelude Capital Management, Llc | 12-31-2020 | Innovation Etf | 30,900 | Increased | 7625.00 | 0.10 | 3,847,000.00 | 10,297.30 | 249.00 | Form 13 |
| Bank Of New York Mellon Corp | 12-31-2020 | Inno | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Manchester Capital Management Llc | 12-31-2020 | Innovation Etf | 1,077 | Maintained | 0.00 | 0.02 | 134,000.00 | 35.35 | 124.42 | Form 13 |
| First Republic Investment Management, Inc. | 12-31-2020 | Innovation Etf | 34,436 | Increased | 53.52 | 0.01 | 4,287,000.00 | 107.70 | 124.49 | Form 13 |
| Citadel Advisors Llc | 12-31-2020 | Innovation Etf | 1,704,700 | Increased | 173.25 | 0.05 | 212,218,000.00 | 269.76 | 248.98 | Form 13 |
| Benjamin F. Edwards & Company, Inc. | 12-31-2020 | Innovation Etf | 17,891 | Increased | 25.45 | 0.13 | 2,227,000.00 | 69.74 | 124.48 | Form 13 |
| Susquehanna International Group, Llp | 12-31-2020 | Innovation Etf | 1,412,619 | Increased | 88.99 | 0.03 | 175,857,000.00 | 155.74 | 373.48 | Form 13 |
| Benjamin Edwards Inc | 12-31-2020 | Innovation Etf | 5,791 | Increased | 10.81 | 0.56 | 721,000.00 | 49.90 | 124.50 | Form 13 |
| Flow Traders U.s. Llc | 12-31-2020 | Etp | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Freestone Capital Holdings, Llc | 12-31-2020 | Innovation Etf | 785 | Increased | 823.53 | 0.01 | 97,725,000.00 | 1,149.68 | 124,490.45 | Form 13 |
| Hrt Financial Lp | 12-31-2020 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Tiedemann Advisors, Llc | 12-31-2020 | Innovation Etf | 7,508 | Increased | 24.63 | 0.05 | 935,000.00 | 69.08 | 124.53 | Form 13 |
| Cavalry Management Group, Llc | 12-31-2020 | Innovation Etf | 418,900 | New! | 0.00 | 4.09 | 52,149,000.00 | 0.00 | 124.49 | Form 13 |
| Mckinley Carter Wealth Services, Inc. | 12-31-2020 | Innovation Etf | 269,816 | Increased | 3.55 | 4.40 | 33,590,000.00 | 3.55 | 124.49 | Form 13 |
| Hap Trading, Llc | 12-31-2020 | Innovation Etf | 471,600 | Increased | 1111.00 | 0.04 | 1,199,000.00 | -66.54 | 9.21 | Form 13 |
| Pathstone Family Office, Llc | 12-31-2020 | Innovation Etf | 20,360 | New! | 0.00 | 0.10 | 2,535,000.00 | 0.00 | 124.51 | Form 13 |
| Captrust Financial Advisors | 12-31-2020 | Etf | 124,790 | Increased | 130.84 | 0.21 | 15,536,000.00 | 203.97 | 124.50 | Form 13 |
| Sprott Inc. | 12-31-2020 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Parallax Volatility Advisers, L.p. | 12-31-2020 | Innovation Etf | 448,079 | New! | 0.00 | 0.15 | 55,783,000.00 | 0.00 | 746.97 | Form 13 |
| Tower Research Capital Llc (trc) | 12-31-2020 | Innovation Etf | 24,883 | Maintained | 0.00 | 0.09 | 3,098,000.00 | 0.00 | 124.50 | Form 13 |
| Allianz Asset Management Gmbh | 12-31-2020 | Innovation Etf | 15,122 | New! | 0.00 | 0.00 | 1,883,000.00 | 0.00 | 124.52 | Form 13 |
| Buckingham Strategic Wealth, Llc | 12-31-2020 | Innovation Etf | 8,781 | Increased | 19.44 | 0.06 | 1,093,000.00 | 61.69 | 124.47 | Form 13 |
| Warren Averett Asset Management, Llc | 12-31-2020 | Innovation Etf | 1,876 | New! | 0.00 | 0.03 | 290,000.00 | 0.00 | 154.58 | Form 13 |
| Rpg Family Wealth Advisory, Llc | 12-31-2020 | Common Stock | 65,527 | Decreased | -32.11 | 9.99 | 8,157,456,000.00 | -8.14 | 124,490.00 | Form 13 |
| Rikoon Group, Llc | 12-31-2020 | Innovation Etf | 8,950 | Increased | 58.83 | 0.31 | 1,115,000.00 | 295.39 | 124.58 | Form 13 |
| New England Private Wealth Advisors Llc | 12-31-2020 | Innovation Etf | 167,195 | Increased | 33.39 | 4.56 | 20,811,000.00 | 80.45 | 124.47 | Form 13 |
| Junto Capital Management Lp | 12-31-2020 | Innovation Etf | 274,200 | New! | 0.00 | 1.11 | 34,135,000.00 | 0.00 | 124.49 | Form 13 |
| Coltrane Asset Management L.p. | 12-31-2020 | Innovation Etf | 410,000 | New! | 0.00 | 7.90 | 51,041,000.00 | 0.00 | 124.49 | Form 13 |
| Warberg Asset Management Llc | 12-31-2020 | Innovation Etf | 5,000 | New! | 0.00 | 0.15 | 622,000.00 | 0.00 | 124.40 | Form 13 |
| Capstone Financial Advisors, Inc. | 12-31-2020 | Innovation Etf | 3,030 | New! | 0.00 | 0.04 | 377,000.00 | 0.00 | 124.42 | Form 13 |
| Toroso Investments, Llc | 12-31-2020 | Innovation Etf | 2,683 | Decreased | -57.45 | 0.02 | 334,000.00 | -42.41 | 124.49 | Form 13 |
| Fintrust Capital Advisors, Llc | 12-31-2020 | Innovation Etf | 218 | Maintained | 0.00 | 0.01 | 27,000.00 | 35.00 | 123.85 | Form 13 |
| Capital Analysts, Llc | 12-31-2020 | Innovation Etf | 1,984 | Maintained | 0.00 | 0.02 | 247,000.00 | 34.97 | 124.50 | Form 13 |
| Sg3 Management, Llc | 12-31-2020 | Innovation Etf | 323,400 | New! | 0.00 | 0.76 | 40,261,000.00 | 0.00 | 373.48 | Form 13 |
| Wealthspire Advisors, Llc | 12-31-2020 | Innovation Etf | 9,669 | New! | 0.00 | 0.04 | 1,204,000.00 | 0.00 | 124.52 | Form 13 |
| Hayden Royal, Llc | 12-31-2020 | Equity | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Pensionmark Financial Group, Llc | 12-31-2020 | Innovation Etf | 3,064 | New! | 0.00 | 0.12 | 480,000.00 | 0.00 | 156.66 | Form 13 |
| Coastal Bridge Advisors, Llc | 12-31-2020 | Innovation Etf | 4,504 | New! | 0.00 | 0.11 | 561,000.00 | 0.00 | 124.56 | Form 13 |
| Silicon Valley Capital Partners | 12-31-2020 | Com | 32,955 | Increased | 341.22 | 0.88 | 4,103,000.00 | 497.23 | 124.50 | Form 13 |
| Centiva Capital, Lp | 12-31-2020 | Innovation Etf | 9,500 | New! | 0.00 | 0.05 | 1,183,000.00 | 0.00 | 124.53 | Form 13 |
| Gentrust, Llc | 12-31-2020 | Put | 9,800 | Maintained | 0.00 | 0.11 | 1,220,000.00 | 35.25 | 124.49 | Form 13 |
| Ascension Asset Management Llc | 12-31-2020 | Innovation Etf | 176,383 | New! | 0.00 | 9.99 | 21,958,000.00 | 0.00 | 124.49 | Form 13 |
| Belpointe Asset Management Llc | 12-31-2020 | Innovation Etf | 10,494 | Increased | 94.15 | 0.12 | 1,306,000.00 | 238.34 | 124.45 | Form 13 |
| Kcl Capital, L.p. | 12-31-2020 | Innovation Etf | 250,000 | New! | 0.00 | 3.02 | 31,123,000.00 | 0.00 | 124.49 | Form 13 |
| Strategic Family Wealth Counselors, L.l.c. | 12-31-2020 | Innovation Etf | 279,980 | Increased | 16.85 | 9.99 | 34,855,000.00 | 58.12 | 124.49 | Form 13 |
| Qube Research & Technologies Ltd | 12-31-2020 | Innovation Etf | 93,549 | Decreased | -66.44 | 0.17 | 11,646,000.00 | -54.59 | 124.49 | Form 13 |
| 55i, Llc | 12-31-2020 | Innovation Etf | 3,699 | Increased | 41.35 | 0.03 | 460,000.00 | 90.87 | 124.36 | Form 13 |
| Acorn Wealth Advisors, Llc | 12-31-2020 | Innovation Etf | 3,670 | Maintained | 0.00 | 0.36 | 457,000.00 | 35.21 | 124.52 | Form 13 |
| Financial Partners Group, Inc | 12-31-2020 | Innovation Etf | 2,468 | New! | 0.00 | 0.11 | 357,000.00 | 0.00 | 144.65 | Form 13 |
| Exoduspoint Capital Management, Lp | 12-31-2020 | Innovation Etf | 100,000 | New! | 0.00 | 0.12 | 12,449,000.00 | 0.00 | 124.49 | Form 13 |
| Braun-bostich & Associates Inc. | 12-31-2020 | Innovation Etf | 10,133 | New! | 0.00 | 2.53 | 1,261,000.00 | 0.00 | 124.44 | Form 13 |
| Principle Wealth Partners Llc | 12-31-2020 | Etf | 46,011 | Increased | 28.93 | 0.75 | 5,728,000.00 | 74.47 | 124.49 | Form 13 |
| Cooper Financial Group | 12-31-2020 | Innovation Etf | 1,782 | New! | 0.00 | 0.05 | 222,000.00 | 0.00 | 124.58 | Form 13 |
| No Street Gp Lp | 12-31-2020 | Innovation Etf | 250,000 | New! | 0.00 | 3.61 | 31,123,000.00 | 0.00 | 124.49 | Form 13 |
| Private Portfolio Partners Llc | 12-31-2020 | Innovation Etf | 5,618 | Increased | 15.31 | 0.25 | 699,000.00 | 56.03 | 124.42 | Form 13 |
| Gladstone Institutional Advisory Llc | 12-31-2020 | Innovation Etf | 9,218 | Increased | 5.18 | 0.23 | 1,148,000.00 | 42.43 | 124.54 | Form 13 |
| Global Wealth Management Investment Advisory, Inc. | 12-31-2020 | Innovation Etf | 79 | New! | 0.00 | 0.00 | 10,000.00 | 0.00 | 126.58 | Form 13 |
| Inscription Capital, Llc | 12-31-2020 | Etf | 5,047 | Maintained | 0.00 | 0.24 | 628,000.00 | 35.34 | 124.43 | Form 13 |
| American Financial Advisors, Llc | 12-31-2020 | Innovation Etf | 17,560 | New! | 0.00 | 0.31 | 2,186,000.00 | 0.00 | 124.49 | Form 13 |
| Legend Financial Advisors, Inc. | 12-31-2020 | Innovation Etf | 160,436 | Decreased | -24.20 | 9.99 | 19,973,000.00 | 2.56 | 124.49 | Form 13 |
| Williams Jones Wealth Management, Llc. | 12-31-2020 | Cs | 49,876 | New! | 0.00 | 0.10 | 6,209,000.00 | 0.00 | 124.49 | Form 13 |
| Candlestick Capital Management Lp | 12-31-2020 | Innovation Etf | 750,000 | New! | 0.00 | 2.19 | 93,368,000.00 | 0.00 | 124.49 | Form 13 |
| Kingsview Wealth Management, Llc | 12-31-2020 | Innovation Etf | 14,353 | Increased | 30.01 | 0.13 | 1,787,000.00 | 75.89 | 124.50 | Form 13 |
| Gunderson Capital Management Inc. | 12-31-2020 | Innovation Etf | 2,753 | Decreased | -5.94 | 0.22 | 343,000.00 | 27.51 | 124.59 | Form 13 |
| Pacitti Group Inc. | 12-31-2020 | Innovation Etf | 175 | New! | 0.00 | 0.02 | 21,000.00 | 0.00 | 120.00 | Form 13 |
| Laidlaw Wealth Management Llc | 12-31-2020 | Innovation Etf | 4,363 | Increased | 1.18 | 0.11 | 543,000.00 | 36.78 | 124.46 | Form 13 |
| Silversage Advisors | 12-31-2020 | Innovation Etf | 1,721 | Decreased | -70.34 | 9.99 | 214,000.00 | -59.93 | 124.35 | Form 13 |
| Visionary Wealth Advisors | 12-31-2020 | Innovation Etf | 2,808 | New! | 0.00 | 0.04 | 350,000.00 | 0.00 | 124.64 | Form 13 |
| Carolinas Wealth Consulting Llc | 12-31-2020 | Innovation Etf | 95,987 | Increased | 1.41 | 3.25 | 12,095,000.00 | 38.90 | 126.01 | Form 13 |
| Concord Wealth Partners | 12-31-2020 | Innovation Etf | 474 | New! | 0.00 | 0.05 | 59,000.00 | 0.00 | 124.47 | Form 13 |
| Bcgm Wealth Management, Llc | 12-31-2020 | Innovation Etf | 7,668 | New! | 0.00 | 0.85 | 1,201,000.00 | 0.00 | 156.62 | Form 13 |
| Interocean Capital Group, Llc | 12-31-2020 | Etf | 3,354 | New! | 0.00 | 0.03 | 418,000.00 | 0.00 | 124.63 | Form 13 |
| Clarus Group, Inc. | 12-31-2020 | Exchange Traded Funds | 122,838 | New! | 0.00 | 9.99 | 19,234,000.00 | 0.00 | 156.58 | Form 13 |
| Green Harvest Asset Management Llc | 12-31-2020 | Innovation Etf | 2,716 | New! | 0.00 | 0.11 | 338,000.00 | 0.00 | 124.45 | Form 13 |
| Consultiva Wealth Management, Corp. | 12-31-2020 | Innovation Etf | 714 | New! | 0.00 | 0.08 | 89,000.00 | 0.00 | 124.65 | Form 13 |
| Ade, Llc | 12-31-2020 | Mf Closed And Mf Open | 86 | New! | 0.00 | 0.01 | 11,000.00 | 0.00 | 127.91 | Form 13 |
| Interchange Capital Partners, Llc | 12-31-2020 | Innovation Etf | 1,747 | New! | 0.00 | 0.12 | 217,000.00 | 0.00 | 124.21 | Form 13 |
| Oxler Private Wealth Llc | 12-31-2020 | Innovation Etf | 2,649 | New! | 0.00 | 0.18 | 312,000.00 | 0.00 | 117.78 | Form 13 |
| Sovereign Financial Group, Inc. | 12-31-2020 | Innovation Etf | 11,078 | New! | 0.00 | 0.99 | 1,379,000.00 | 0.00 | 124.48 | Form 13 |
| Smith, Moore & Co. | 12-31-2020 | Innovation Etf | 21,357 | Increased | 67.18 | 0.50 | 2,659,000.00 | 126.30 | 124.50 | Form 13 |
| Glenmede Trust Co Na | 12-31-2020 | Innovation Etf | 4,641 | Increased | 4.53 | 0.00 | 577,000.00 | 41.42 | 248.44 | Form 13 |
| Thrivent Financial For Lutherans | 12-31-2020 | Innovation Etf | 168,149 | Increased | 2.01 | 0.03 | 20,934,000.00 | 38.04 | 373.34 | Form 13 |
| Equitable Trust Co | 12-31-2020 | Com | 233,456 | Decreased | -6.34 | 2.16 | 29,063,000.00 | 26.74 | 249.00 | Form 13 |
| Fifth Third Bancorp | 12-31-2020 | Innovation Etf | 781,665 | Increased | 24.68 | 0.48 | 97,309,000.00 | 68.71 | 124.49 | Form 13 |
| Morgan Stanley | 12-31-2020 | Innovation Etf | 9,490,338 | Increased | 33.69 | 0.18 | 1,181,452,000.00 | 133.39 | 373.48 | Form 13 |
| Ameritas Investment Company, Llc | 12-31-2020 | Innovation Etf | 5,483 | Maintained | 0.00 | 0.13 | 683,000.00 | 0.00 | 124.57 | Form 13 |
| United American Securities Inc. (d/b/a Uas Asset Management) | 12-31-2020 | Com | 6,873 | Decreased | -87.68 | 0.24 | 856,000.00 | -83.32 | 124.55 | Form 13 |
| Financial Architects, Inc | 12-31-2020 | Innovation Etf | 4,788 | Increased | 31.90 | 0.11 | 596,000.00 | 78.44 | 124.48 | Form 13 |
| United Capital Financial Advisers, Llc | 12-31-2020 | Exchange Traded Fund | 16,418 | Increased | 10.99 | 0.01 | 2,044,000.00 | 50.18 | 124.50 | Form 13 |
| Cetera Advisors Llc | 12-31-2020 | Innovation Etf | 10,716 | New! | 0.00 | 0.04 | 1,334,000.00 | 0.00 | 124.49 | Form 13 |
| Cetera Advisor Networks Llc | 12-31-2020 | Innovation Etf | 105,163 | Decreased | -9.91 | 0.30 | 13,092,000.00 | 57.28 | 124.49 | Form 13 |
| Jane Street Group, Llc | 12-31-2020 | Innovation Etf | 1,085,600 | Increased | 449.32 | 0.07 | 135,147,000.00 | 643.30 | 622.47 | Form 13 |
| Cetera Investment Advisers | 12-31-2020 | Innovation Etf | 104,942 | Increased | 715.40 | 0.26 | 13,027,000.00 | 1,319.06 | 124.49 | Form 13 |
| Ascension Capital Advisors, Inc. | 12-31-2020 | Innovation Etf | 176,383 | Decreased | -13.24 | 9.99 | 21,958,000.00 | 51.47 | 124.49 | Form 13 |
| Ambassador Advisors, Llc | 12-31-2020 | Innovation Etf | 538 | New! | 0.00 | 0.03 | 67,000.00 | 0.00 | 124.54 | Form 13 |
| Iht Wealth Management, Llc | 12-31-2020 | Innovation Etf | 22,780 | Increased | 87.69 | 0.24 | 2,836,000.00 | 153.89 | 124.50 | Form 13 |
| Prestige Wealth Management Group Llc | 12-31-2020 | Innovation Etf | 625 | Maintained | 0.00 | 0.02 | 78,000.00 | 73.33 | 124.80 | Form 13 |
| Stonehage Fleming Financial Services Holdings Ltd | 12-31-2020 | Innovation Etf | 20,283 | Maintained | 0.00 | 0.08 | 2,525,000.00 | 35.32 | 248.51 | Form 13 |
| Paul John Balson | 12-31-2020 | Innovation Etf | 20,669 | Increased | 8.10 | 0.53 | 2,573,000.00 | 46.28 | 124.49 | Form 13 |
| Salem Investment Counselors Inc | 12-31-2020 | Innovation Etf | 845 | New! | 0.00 | 0.01 | 105,000.00 | 0.00 | 124.26 | Form 13 |
| Circle Wealth Management, Llc | 12-31-2020 | Innovation Etf | 4,409 | New! | 0.00 | 0.08 | 549,000.00 | 0.00 | 124.52 | Form 13 |
| Intellectus Partners, Llc | 12-31-2020 | Etf | 2,000 | New! | 0.00 | 0.07 | 249,000.00 | 0.00 | 124.50 | Form 13 |
| Pacific Center For Financial Services | 12-31-2020 | Innovation Etf | 91 | Maintained | 0.00 | 0.00 | 11,000.00 | 37.50 | 120.88 | Form 13 |
| Professional Planning | 12-31-2020 | Innovation Etf | 1,999 | New! | 0.00 | 0.10 | 249,000.00 | 0.00 | 124.56 | Form 13 |
| Capital Advisory Group Advisory Services, Llc | 12-31-2020 | Innovation Etf | 107 | New! | 0.00 | 0.01 | 13,000.00 | 0.00 | 121.50 | Form 13 |
| Eudaimonia Partners, Llc | 12-31-2020 | Exchange Traded Funds | 22,235 | Increased | 3.46 | 0.62 | 2,768,000.00 | 40.01 | 124.49 | Form 13 |
| Safeguard Investment Advisory Group, Llc | 12-31-2020 | Innovation Etf | 14,412 | New! | 0.00 | 1.59 | 1,794,000.00 | 0.00 | 124.48 | Form 13 |
| Truist Financial Corp | 12-31-2020 | Innovation Etf | 287,732 | New! | 0.00 | 0.06 | 35,820,000.00 | 0.00 | 373.53 | Form 13 |
| Albion Financial Group /ut | 12-31-2020 | Innovation Etf | 1 | New! | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Pin Oak Investment Advisors Inc | 12-31-2020 | Etf | 715 | Increased | 297.22 | 0.07 | 89,000.00 | 423.53 | 246.65 | Form 13 |
| Rehmann Capital Advisory Group | 12-31-2020 | Innovation Etf | 2,346 | New! | 0.00 | 0.03 | 292,053,000.00 | 0.00 | 124,489.77 | Form 13 |
| Intercontinental Wealth Advisors, Llc | 12-31-2020 | Innovation Etf | 28,516 | Increased | 13810.24 | 0.85 | 3,550,000.00 | 39,344.44 | 124.49 | Form 13 |
| Colonial River Wealth Management, Llc | 12-31-2020 | Etf | 1,306 | New! | 0.00 | 0.09 | 202,000.00 | 0.00 | 154.67 | Form 13 |
| Jpmorgan Chase & Co | 12-31-2020 | Fund | 155,887 | Maintained | 0.00 | 0.00 | 19,407,000.00 | 0.00 | 249.00 | Form 13 |
| Fulcrum Equity Management | 12-31-2020 | Innovation Etf | 19,003 | Maintained | 0.00 | 0.94 | 2,366,000.00 | 0.00 | 124.51 | Form 13 |
| Wc Walker & Associates, Inc. | 12-31-2020 | Innovation Etf | 17,782 | New! | 0.00 | 1.48 | 2,714,000.00 | 0.00 | 152.63 | Form 13 |
| Principal Financial Group Inc | 12-31-2020 | Innovation Etf | 4,957 | Maintained | 0.00 | 0.00 | 617,000.00 | 0.00 | 124.47 | Form 13 |
| Purus Wealth Management, Llc | 12-31-2020 | Innovation Etf | 96,128 | New! | 0.00 | 9.99 | 11,967,000.00 | 0.00 | 124.49 | Form 13 |
| Bank Julius Baer & Co. Ltd, Zurich | 12-31-2020 | Innovation Etf | 3,285 | Increased | 4.35 | 0.00 | 409,000.00 | 0.00 | 124.51 | Form 13 |
| Interval Partners, Lp | 12-31-2020 | Innovation Etf | 15,000 | Decreased | -31.82 | 0.08 | 1,867,000.00 | -53.37 | 124.47 | Form 13 |
| Front Row Advisors Llc | 12-31-2020 | Etf | 571 | Increased | 3468.75 | 0.04 | 71,000.00 | 7,000.00 | 124.34 | Form 13 |
| Hsbc Holdings Plc | 12-31-2020 | Innovation Etf | 4,525 | Maintained | 0.00 | 0.00 | 564,000.00 | 0.00 | 249.43 | Form 13 |
| M Holdings Securities, Inc. | 12-31-2020 | Innovation Etf | 31,948 | Increased | 3.54 | 0.51 | 3,977,000.00 | 40.08 | 124.48 | Form 13 |
| Rmr Wealth Builders | 12-31-2020 | Innovation Etf | 200 | New! | 0.00 | 0.01 | 25,000.00 | 0.00 | 125.00 | Form 13 |
| Bickling Financial Services, Inc. | 12-31-2020 | Equity | 115,250 | New! | 0.00 | 8.85 | 14,347,000.00 | 0.00 | 124.49 | Form 13 |
| Phocas Financial Corp. | 12-31-2020 | Innovation Etf | 1,820 | Maintained | 0.00 | 0.03 | 226,000.00 | 0.00 | 124.18 | Form 13 |
| Main Street Financial Solutions, Llc | 12-31-2020 | Innovation Etf | 37,574 | New! | 0.00 | 0.96 | 4,678,000.00 | 0.00 | 124.50 | Form 13 |
| Sage Mountain Advisors Llc | 12-31-2020 | Innovation Etf | 3,715 | Maintained | 0.00 | 0.15 | 462,000.00 | 0.00 | 124.36 | Form 13 |
