Ark Innovation

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Ark Innovation

$ARKK

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NewIncreasedMaintainedDecreasedLiquidated
5928612219995
WhaleReport PeriodSecurity TypeQuantityStatus% Change% Allocation$ Value% Change$ Valuation PriceSec Link
Eisneramper Wealth Management Corporate Benefits, Llc09-30-2021Etf0Liquidated!-100.000.000.000.000.00Form 13
Security National Trust Co09-30-2021Com100Maintained0.000.0013,000.000.00130.00Form 13
Penobscot Wealth Management09-30-2021Innovation Etf17,072Increased3.699.991,887,000.00-12.35110.53Form 13
Savior Llc09-30-2021Etf27Increased28.570.003,000.000.00111.11Form 13
Ifp Advisors, Inc09-30-2021Cef65,307Increased22.450.157,293,000.004.51111.67Form 13
Mascoma Wealth Management Llc09-30-2021Etf275Maintained0.000.0130,000.000.00109.09Form 13
Future Financial Wealth Managment Llc09-30-2021Etf9,307Maintained0.000.961,217,000.000.00130.76Form 13
Richard P Slaughter Associates Inc09-30-2021Innovation Etf39,492Decreased-6.401.734,365,000.00-20.88110.53Form 13
Iron Horse Wealth Management, Llc09-30-2021Innovation Etf73Maintained0.000.008,000.00-20.00109.59Form 13
Envestnet Asset Management Inc09-30-2021Innovation Etf330,288Increased2.090.0236,507,000.00-13.71110.53Form 13
Vision Capital Management, Inc.09-30-2021Cs3,633Decreased-7.630.07402,000.00-21.79110.65Form 13
Carroll Financial Associates, Inc.09-30-2021Etf248,667Increased0.261.5427,485,000.00-15.26110.53Form 13
Caprock Group, Inc.09-30-2021Innovation Etf12,140Increased9.640.121,342,000.00-7.32110.54Form 13
Global Trust Asset Management, Llc09-30-2021Innovation Etf788Increased5.070.0487,000.00-11.22110.41Form 13
John W. Brooker & Co., Cpas09-30-2021Innovation Etf355Maintained0.000.0239,000.00-15.22109.86Form 13
Sowa Financial Group, Inc.09-30-2021Innovation Etf3,224Decreased-1.530.23356,000.00-16.82110.42Form 13
Garrett Investment Advisors Llc09-30-2021Innovation Etf2,653Decreased-21.580.10293,000.00-33.71110.44Form 13
Wedbush Securities Inc09-30-2021Com32,422Increased14.939.993,584,000.00-2.85110.54Form 13
Carnegie Capital Asset Management, Llc09-30-2021Innovation Etf84,860Increased2.540.359,380,000.00-13.33110.53Form 13
Fdx Advisors, Inc.09-30-2021Ark Etf Tr Innovation Etf8,009Increased25.400.03885,000.005.99110.50Form 13
Arthur M. Cohen & Associates, Llc09-30-2021Innovation Etf10,659New!0.000.241,178,000.000.00110.52Form 13
Johnson Midwest Financial, Llc09-30-2021Innovation Etf214New!0.000.0224,000.000.00112.15Form 13
Wealth Alliance Advisory Group, Llc09-30-2021Innovation Etf2,515Increased6.300.14278,000.00-10.03110.54Form 13
Hbw Advisory Services Llc09-30-2021Innovation Etf94,989Decreased-5.352.7210,499,000.00-20.01110.53Form 13
Modus Advisors, Llc09-30-2021Etf0Liquidated!-100.000.000.000.000.00Form 13
Creative Financial Designs Inc /adv09-30-2021Etf3,048Increased151.280.06337,000.00111.95110.56Form 13
Signature Estate & Investment Advisors Llc09-30-2021Innovation Etf4,602Increased0.110.02509,000.00-15.31221.26Form 13
Webster Bank, N. A.09-30-2021Innovation Etf625New!0.000.0169,000.000.00110.40Form 13
Equitec Proprietary Markets, Llc09-30-2021Innovation Etf1,100Increased1000.000.02122,000.00838.46110.91Form 13
Stonnington Group, Llc09-30-2021Innovation Etf5,937Increased12.960.15657,000.001.39110.66Form 13
Legacy Private Trust Co.09-30-2021Innovation Etf120,405Decreased-1.691.0813,308,000.00-16.92110.53Form 13
Harbor Investment Advisory, Llc09-30-2021Etf850Increased54.550.0194,000.0030.56220.91Form 13
Lenox Wealth Advisors, Llc09-30-2021Com242Increased29.410.0027,000.0012.50111.57Form 13
Focused Wealth Management, Inc09-30-2021Innovation Etf26Decreased-60.610.003,000.00-66.67115.38Form 13
Tarbox Family Office, Inc.09-30-2021Innovation Etf2,500Maintained0.000.05276,000.00-15.60110.40Form 13
Koshinski Asset Management, Inc.09-30-2021Innovation Etf14,713Increased35.570.141,626,228,000.00114,503.81110,530.01Form 13
Level Four Advisory Services, Llc09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Cfo4life Group, Llc09-30-2021Innovation Etf1,857Decreased-0.050.05205,000.00-15.64110.39Form 13
Affiance Financial, Llc09-30-2021Innovation Etf594Maintained0.000.0366,000.00-15.38111.11Form 13
Ifg Advisory, Llc09-30-2021Mf Closed And Mf Open4,532Increased43.510.05501,000.0021.31110.55Form 13
Bedel Financial Consulting, Inc.09-30-2021Innovation Etf91Maintained0.000.0010,000.00-16.67109.89Form 13
Sound Income Strategies, Llc09-30-2021Innovation Etf336Increased13.510.0037,000.00-5.13110.12Form 13
Avondale Wealth Management09-30-2021Etf32,908Increased0.353.553,637,000.00-15.20110.52Form 13
Cra Financial Services, Llc09-30-2021Innovation Etf5,049Increased22.880.19558,000.003.91110.52Form 13
Private Capital Management Llc09-30-2021Innovation Etf3,415Increased5.890.15377,000.00-10.66110.40Form 13
Moulton Wealth Management, Inc09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Tsfg, Llc09-30-2021Mf Closed And Mf Open6,641Decreased-0.660.29734,000.00-16.02110.53Form 13
Cva Family Office, Llc09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Peak Financial Advisors Llc09-30-2021Innovation Etf2,857Decreased-15.050.00316,000.00-28.18110.61Form 13
Soa Wealth Advisors, Llc.09-30-2021Etf168,711Decreased-0.134.7818,647,000.00-15.59110.53Form 13
Activest Wealth Management09-30-2021Innovation Etf6,533Increased19.350.48722,000.000.84110.52Form 13
Level Four Financial, Llc09-30-2021Innovation Etf4,332Decreased-18.490.21479,000.00-31.08110.57Form 13
Sanders Morris Harris Llc09-30-2021Innovation Etf150,501Increased152.693.0316,635,000.00113.57110.53Form 13
Bft Financial Group, Llc09-30-2021Innovation Etf3,405Decreased-0.210.07376,000.00-15.70110.43Form 13
Nadler Financial Group, Inc.09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Diligent Investors, Llc09-30-2021Innovation Etf1,588Maintained0.000.07208,000.000.00130.98Form 13
Corbenic Partners Llc09-30-2021Innovation Etf200Maintained0.000.0122,000.00-15.38110.00Form 13
Capital Investment Advisors, Llc09-30-2021Innovation Etf37,719Increased3.220.144,169,000.00-12.76110.53Form 13
Evanson Asset Management, Llc09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Teamwork Financial Advisors, Llc09-30-2021Innovation Etf15,664Decreased-1.010.341,731,000.00-16.34110.51Form 13
Jackson, Grant Investment Advisers, Inc.09-30-2021Innovation Etf115Maintained0.000.0113,000.00-13.33113.04Form 13
Cypress Wealth Services, Llc09-30-2021Innovation Etf4,704Decreased-11.200.16520,000.00-24.96110.54Form 13
Private Capital Group, Llc09-30-2021Exchange Traded Fund1,873Maintained0.000.05207,000.00-15.51110.52Form 13
Fny Investment Advisers, Llc09-30-2021Com150Decreased-98.500.0116,000.00-98.78106.67Form 13
Foundations Investment Advisors, Llc09-30-2021Innovation Etf58,337Increased4.030.286,361,000.00-9.71109.04Form 13
Andesa Financial Management Inc.09-30-2021Innovation Etf5,651Decreased-50.870.34626,000.00-58.38110.78Form 13
Joseph P. Lucia & Associates, Llc09-30-2021Innovation Etf23Decreased-52.080.003,000.00-50.00130.43Form 13
Bay Rivers Group09-30-2021Innovation Etf10,914Increased2.010.821,206,000.00-13.80110.50Form 13
Powell Investment Advisors, Llc09-30-2021Innovation Etf4,640Increased71.220.32513,000.0044.92110.56Form 13
Veracity Capital Llc09-30-2021Innovation Etf2,565Decreased-14.610.12283,000.00-27.99110.33Form 13
Choice Wealth Advisors, Llc09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Financial Management Network Inc09-30-2021Innovation Etf3,249Increased0.310.18348,000.00-16.14107.11Form 13
Wc Walker & Associates, Inc.09-30-2021Innovation Etf30,158Increased8.101.713,333,000.00-6.77110.52Form 13
Marino, Stram & Associates Llc09-30-2021Innovation Etf2,285New!0.000.09253,000.000.00110.72Form 13
First United Bank & Trust09-30-2021Exchange Traded Sector Funds2,196Increased21.330.10243,000.002.53110.66Form 13
Atlas Brown,inc.09-30-2021Etf3,722Maintained0.000.18411,000.00-15.61110.42Form 13
Xr Securities Llc09-30-2021Etf10,700Maintained0.000.0364,000.000.005.98Form 13
Pachira Investments Inc.09-30-2021Innovation Etf3,624Increased4.530.29401,000.00-11.48110.65Form 13
Private Advisor Group, Llc09-30-2021Innovation Etf1,764,551Increased30.801.24194,600,000.0032.96121.89Form 13
Archford Capital Strategies, Llc09-30-2021Etf34,397Increased3.250.903,802,000.00-12.74110.53Form 13
Genesee Capital Advisors, Llc09-30-2021Innovation Etf54,630Maintained0.002.986,038,000.000.00110.53Form 13
Capital Asset Advisory Services Llc09-30-2021Innovation Etf839Increased1.210.0193,000.00-13.89110.85Form 13
Canal Capital Management, Llc09-30-2021Innovation Etf25,611Decreased-3.350.812,831,000.00-18.30110.54Form 13
Wespac Advisors Socal, Llc09-30-2021Innovation Etf4,742Maintained0.000.17517,000.00-16.61109.03Form 13
Ritholtz Wealth Management09-30-2021Innovation Etf3,847Decreased-64.180.03425,000.00-66.64110.48Form 13
Simplifi, Inc.09-30-2021Innovation Etf4,045Increased1.610.20447,000.00-14.20110.51Form 13
Winthrop Advisory Group Llc09-30-2021Innovation Etf34,493Increased1.010.853,813,000.00-14.39110.54Form 13
Pacific Wealth Strategies Group, Inc.09-30-2021Innovation Etf30,120Increased8.771.233,329,000.00-8.09110.52Form 13
Great Valley Advisor Group, Inc.09-30-2021Innovation Etf52,242Increased4.450.405,775,000.00-9.35110.54Form 13
Red Door Wealth Management, Llc09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Clear Creek Financial Management, Llc09-30-2021Innovation Etf23,531Decreased-1.650.422,601,000.00-16.87110.54Form 13
Aprio Wealth Management, Llc09-30-2021Innovation Etf2,168Decreased-21.450.11240,000.00-33.52110.70Form 13
Madden Securities Corp09-30-2021Innovation Etf6,233Increased14.280.37689,000.00-3.37110.54Form 13
Procyon Private Wealth Partners, Llc09-30-2021Etf2,287Decreased-0.480.06253,000.00-15.67110.63Form 13
Purus Wealth Management, Llc09-30-2021Innovation Etf96,664Maintained0.007.3810,684,000.00-15.49110.53Form 13
Davenport & Co Llc09-30-2021Innovation Etf37,573Increased11.520.034,153,000.00-5.74110.53Form 13
Sheets Smith Wealth Management09-30-2021Innovation Etf7,608Decreased-26.930.11841,000.00-38.25110.54Form 13
Arlington Partners Llc09-30-2021Com1,500Maintained0.000.05166,000.00-15.31110.67Form 13
Advisornet Financial, Inc09-30-2021Etf28,530Increased177.960.223,153,000.00134.95110.52Form 13
Bartlett & Co. Llc09-30-2021Etf180Maintained0.000.0020,000.00-16.67111.11Form 13
Next Financial Group, Inc09-30-2021Innovation Etf25,625Increased55.950.222,832,000.0031.78220.95Form 13
Intersect Capital Llc09-30-2021Innovation Etf2,698Decreased-7.790.05298,000.00-22.19110.45Form 13
Meridian Wealth Management, Llc09-30-2021Innovation Etf9,614Increased8.250.131,063,000.00-8.44110.57Form 13
Bogart Wealth, Llc09-30-2021Etf672Increased0.150.0174,000.00-15.91110.12Form 13
Vishria Bird Financial Group, Llc09-30-2021Innovation Etf73,307Increased5.914.258,103,000.00-2.40110.54Form 13
Wolff Wiese Magana Llc09-30-2021Innovation Etf1,310Increased6.330.10145,000.00-9.94110.69Form 13
Paradigm, Strategies In Wealth Management, Llc09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Fifth Third Bancorp09-30-2021Innovation Etf649,750Decreased-6.540.3171,817,000.00-21.01110.53Form 13
City Holding Co09-30-2021Mutual Funds-equities5,275Decreased-3.650.10583,000.00-18.58110.52Form 13
Raymond James Trust N.a.09-30-2021Etf / Closed En21,632Increased10.470.082,391,000.00-6.64220.81Form 13
Asset Dedication, Llc09-30-2021Etf1,400Increased238.160.02156,000.00178.57111.43Form 13
Axiom Investment Management Llc09-30-2021Innovation Etf540Maintained0.000.0659,000.00-9.23210.00Form 13
Gradient Investments Llc09-30-2021Innovation Etf114Maintained0.000.0013,000.00-13.33114.04Form 13
Islay Capital Management, Llc09-30-2021Innovation Etf300Maintained0.000.0333,000.00-8.33110.00Form 13
Coastal Investment Advisors, Inc.09-30-2021Innovation Etf19,610Decreased-1.770.512,167,000.00-17.00110.50Form 13
Kfa Private Wealth Group, Llc09-30-2021Innovation Etf3,152Increased0.320.19348,000.00-15.33110.41Form 13
Rmr Wealth Builders09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Act Advisors, Llc.09-30-2021Innovation Etf9,757Decreased-2.370.831,078,000.00-15.25110.48Form 13
Mach-1 Financial Group, Inc.09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Umb Bank N A/mo09-30-2021Common0Liquidated!-100.000.000.000.000.00Form 13
Albion Financial Group /ut09-30-2021Innovation Etf74Increased1.370.008,000.00-20.00108.11Form 13
Reilly Financial Advisors, Llc09-30-2021Innovation Etf364Maintained0.000.0040,000.00-16.67109.89Form 13
Greenwich Wealth Management Llc09-30-2021Innovation Etf2,800Decreased-4.040.03309,000.00-19.11110.36Form 13
Dfpg Investments, Llc09-30-2021Innovation Etf2,788Increased10.420.12322,000.004.21115.49Form 13
Gemmer Asset Management Llc09-30-2021Innovation Etf144Maintained0.000.0016,000.00-15.79111.11Form 13
Stratos Wealth Partners, Ltd.09-30-2021Innovation Etf83,860Decreased-18.290.249,269,000.00-30.94110.53Form 13
Belvedere Trading Llc09-30-2021Innovation Etf18,100Decreased-42.900.062,119,000.00-44.64117.07Form 13
Summit X, Llc09-30-2021Innovation Etf5,228Increased3.120.14574,000.00-13.68109.79Form 13
Spiderrock Advisors, Llc09-30-2021Ark Innovation73,300Increased416.201.197,940,000.00447.59108.32Form 13
Stratos Wealth Advisors, Llc09-30-2021Innovation Etf2,752Increased13.950.03304,000.00-3.80110.47Form 13
Fundamentun, Llc09-30-2021Innovation Etf2,241New!0.000.04248,000.000.00110.66Form 13
Jordan Park Group Llc09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Ballew Advisors, Inc09-30-2021Innovation Etf4,074Increased0.370.33451,000.00-9.07110.70Form 13
Vigilare Wealth Management09-30-2021Etf2,208New!0.000.15244,000.000.00110.51Form 13
Stewardship Advisors, Llc09-30-2021Innovation Etf4,969Decreased-88.560.21549,000.00-90.33110.49Form 13
Mcguire Investment Group, Llc09-30-2021Innovation Etf2,165Increased26.170.04239,000.006.70110.39Form 13
Uma Financial Services, Inc.09-30-2021Innovation Etf1,729Increased5.110.05200,000.000.00115.67Form 13
Professional Financial Advisors, Llc09-30-2021Innovation Etf299Increased20.560.0233,000.003.12110.37Form 13
Epiq Partners, Llc09-30-2021Innovation Etf2,310Maintained0.000.12255,000.00-7.94110.39Form 13
Arkadios Wealth Advisors09-30-2021Etf5,571Decreased-55.030.09615,000.00-62.04110.39Form 13
Vivid Financial Management, Inc.09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
American Institute For Advanced Investment Management, Llp09-30-2021Innovation Etf6,949Decreased-7.590.54768,000.00-21.87110.52Form 13
Kestra Advisory Services, Llc09-30-2021Innovation Etf395,398Increased17.920.4443,703,000,000.00-0.34110,529.14Form 13
South Shore Capital Advisors09-30-2021Innovation Etf4,653Increased2.330.93514,000.00-13.61110.47Form 13
Acas, Llc09-30-2021Innovation Etf4,295Increased0.590.66475,000.00-14.87110.59Form 13
Mezzasalma Advisors, Llc09-30-2021Innovation Etf4,142Increased70.520.26458,000.0044.03110.57Form 13
Central Trust Co09-30-2021Mutual Funds -100New!0.000.3911,000.000.00110.00Form 13
Pinnacle Associates Ltd09-30-2021Innovation Etf2,720New!0.000.01301,000.000.00110.66Form 13
First Bancorp, Inc /me/09-30-2021Etf-equity2,137Maintained0.000.22236,000.00-15.41110.44Form 13
Hc Financial Advisors Inc09-30-2021Innovation Etf43Maintained0.000.005,000.00-16.67116.28Form 13
Provise Management Group, Llc09-30-2021Innovation Etf32,608Decreased-11.210.363,604,000.00-24.96110.53Form 13
Rmb Capital Management, Llc09-30-2021Innovation Etf1,866Maintained0.000.01206,000.00-15.57110.40Form 13
North Star Investment Management Corp.09-30-2021Etf2,588Maintained0.000.02286,000.00-15.38110.51Form 13
Clear Street Markets Llc09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Smith Anglin Financial, Llc09-30-2021Innovation Etf96,285Increased69.011.9310,642,000.0042.85110.53Form 13
Trust Co09-30-2021Innovation Etf5,939Decreased-7.610.17656,000.00-22.00110.46Form 13
Sugarloaf Wealth Management, Llc09-30-2021Innovation Etf172Decreased-59.240.0019,000.00-65.45110.47Form 13
Csenge Advisory Group09-30-2021Innovation Etf62,714Increased0.380.596,972,000.00-13.61111.17Form 13
Gps Wealth Strategies Group, Llc09-30-2021Mf Closed And Mf Open35,072Increased75.880.963,877,000.0048.66110.54Form 13
Essex Savings Bank09-30-2021Exchange Traded Fds-equity4,041Maintained0.000.18493,000.008.83243.81Form 13
Personal Wealth Partners09-30-2021Mf Closed And Mf Open0Liquidated!-100.000.000.000.000.00Form 13
Zhang Financial Llc09-30-2021Innovation Etf8,920Increased314.310.23986,000.00250.89110.54Form 13
Royal Fund Management, Llc09-30-2021Innovation Etf38,872Increased19.010.634,296,000.000.59110.52Form 13
Flagship Private Wealth, Llc09-30-2021Etf0Liquidated!-100.000.000.000.000.00Form 13
Flagship Private Wealth, Llc09-30-2021Etf0Liquidated!-100.000.000.000.000.00Form 13
Johnson Bixby & Associates, Llc09-30-2021Innovation Etf3,153Increased10.520.05348,000.005.45110.37Form 13
Safeguard Investment Advisory Group, Llc09-30-2021Innovation Etf55,625Increased17.283.986,148,000.00-0.87110.53Form 13
Toth Financial Advisory Corp09-30-2021Innovation Etf500Decreased-16.670.0155,000.00-29.49110.00Form 13
Stonex Group Inc.09-30-2021Innovation Etf74,650Decreased-2.031.198,251,000.00-17.20110.53Form 13
Park Avenue Securities Llc09-30-2021Innovation Etf2,672Increased11.570.01295,000.00-5.75110.40Form 13
United Bank09-30-2021Common Stock8,886Increased119.790.13982,000.00102.47110.51Form 13
Avantax Advisory Services, Inc.09-30-2021Innovation Etf92,208Increased7.800.1710,211,000.00-8.70110.74Form 13
Aldebaran Financial Inc.09-30-2021Innovation Etf1,902Maintained0.000.17210,000.00-14.29110.41Form 13
United Asset Strategies, Inc.09-30-2021Innovation Etf4,472Decreased-0.670.06494,000.00-16.13110.47Form 13
Strategic Advisors Llc09-30-2021Innovation Etf51,974Increased0.841.245,744,000.00-14.78110.52Form 13
Joel Isaacson & Co., Llc09-30-2021Innovation Etf16,286Decreased-5.050.141,800,000.00-18.88110.52Form 13
Concorde Asset Management, Llc09-30-2021Innovation Etf4,190Decreased-41.090.27463,000.00-50.22332.08Form 13
Colony Family Offices, Llc09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Kestra Private Wealth Services, Llc09-30-2021Innovation Etf45,074Increased41.970.284,982,000,000.0019.99110,529.35Form 13
V Wealth Advisors Llc09-30-2021Innovation Etf52,387Increased21.690.895,790,000.002.79221.01Form 13
Financial Services Advisory Inc09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Ellis Investment Partners, Llc09-30-2021Innovation Etf38Maintained0.000.004,000.000.00105.26Form 13
Skyoak Wealth, Llc09-30-2021Innovation Etf71,576Increased0.312.137,911,000.00-15.23110.53Form 13
Investors Financial Group, Llc09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Total Clarity Wealth Management, Inc.09-30-2021Innovation Etf177Maintained0.000.0120,000.000.00112.99Form 13
Optimum Investment Advisors09-30-2021Innovation Etf700Maintained0.000.0377,000.00-16.30110.00Form 13
Trust Co Of Vermont09-30-2021Com10,105Decreased-25.520.081,117,000.00-37.03221.61Form 13
Quattro Financial Advisors Llc09-30-2021Innovation Etf4,220Maintained0.000.13505,000.002.85119.67Form 13
Santori & Peters, Inc.09-30-2021Innovation Etf35,239Decreased-1.312.213,895,000.00-16.58110.53Form 13
Global Retirement Partners, Llc09-30-2021Innovation Etf26,177Decreased-2.720.292,893,000.00-17.79110.52Form 13
Baldrige Asset Management Llc09-30-2021Innovation Etf3Maintained0.000.000.000.000.00Form 13
Outlook Wealth Advisors, Llc09-30-2021Common Stock0Liquidated!-100.000.000.000.000.00Form 13
Relyea Zuckerberg Hanson Llc09-30-2021Innovation Etf220,128Increased4.099.4524,331,000.00-12.03110.53Form 13
Tatro Capital, Llc09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Ade, Llc09-30-2021Mf Closed And Mf Open68Maintained0.000.018,000.00-11.11117.65Form 13
Spire Wealth Management09-30-2021Innovation Etf36,140Increased2.490.113,995,000.00-14.64110.54Form 13
Jaffetilchin Investment Partners, Llc09-30-2021Innovation Etf30,930Increased7.170.363,419,000.00-9.41110.54Form 13
Harel Insurance Investments & Financial Services Ltd.09-30-2021Innovation Etf30Decreased-99.610.003,000.00-99.70100.00Form 13
Cerity Partners Llc09-30-2021Etf6,440Increased8.440.02712,000.00-8.37110.56Form 13
Perigon Wealth Management, Llc09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Jjj Advisors Inc.09-30-2021Innovation Etf46Maintained0.000.005,000.000.00108.70Form 13
Rpg Investment Advisory, Llc09-30-2021Innovation Etf25Maintained0.000.003,000.000.00120.00Form 13
Traynor Capital Management, Inc.09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Eudaimonia Partners, Llc09-30-2021Exchange Traded Fund22,900Decreased-3.680.462,531,000.00-18.59110.52Form 13
Sightline Wealth Advisors, Llc09-30-2021Equity10,752Decreased-2.610.991,188,000.00-17.73110.49Form 13
Colonial River Wealth Management, Llc09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Flputnam Investment Management Co09-30-2021Innovation Etf2,646Decreased-14.620.01292,000.00-27.90110.36Form 13
Calamos Advisors Llc09-30-2021Com100,000New!0.000.0511,053,000.000.00110.53Form 13
Sol Capital Management Co09-30-2021Com3,935Increased2.610.09435,000.00-13.35110.55Form 13
J.w. Cole Advisors, Inc.09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Calamos Wealth Management Llc09-30-2021Innovation Etf14,952Decreased-17.100.131,653,000.00-29.93110.55Form 13
First Business Financial Services, Inc.09-30-2021Common5,827Maintained0.000.07644,000.00-15.49110.52Form 13
Cutler Group Lp09-30-2021Innovation Etf2,587,400Increased36.700.7717,110,000.00-24.57123.42Form 13
Alpha Cubed Investments, Llc09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Sequoia Financial Advisors, Llc09-30-2021Innovation Etf4,170Decreased-84.840.05461,000.00-87.18110.55Form 13
Dorchester Wealth Management Co09-30-2021Innovation Etf2,078Decreased-33.350.06230,000.00-43.63110.68Form 13
Crescent Grove Advisors, Llc09-30-2021Etf266,101Increased2.893.1229,412,000.00-13.04110.53Form 13
Prairieview Partners, Llc09-30-2021Innovation Etf5Maintained0.000.001,000.000.00200.00Form 13
Garrett Wealth Advisory Group, Llc09-30-2021Innovation Etf54,281Decreased-2.663.836,000,000.00-17.73110.54Form 13
Independence Bank Of Kentucky09-30-2021Innovation Etf2,013Increased4.030.10222,000.00-12.25110.28Form 13
Signature Wealth Management Group09-30-2021Innovation Etf34,535Increased10.942.123,817,000.00-6.24110.53Form 13
Full Sail Capital, Llc09-30-2021Innovation Etf2,183Maintained0.000.02241,000.00-15.44110.40Form 13
Edge Capital Group, Llc09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Triton Wealth Management, Pllc09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Blue Zone Wealth Advisors, Llc09-30-2021Innovation Etf6,831Decreased-32.710.26755,000.00-43.15110.53Form 13
Atlas Private Wealth Advisors09-30-2021Mf Closed And Mf Open4,890Maintained0.000.28540,000.000.00110.43Form 13
Mayflower Financial Advisors, Llc09-30-2021Etf3,715Decreased-16.850.06444,000.00-23.97119.52Form 13
Equitable Trust Co09-30-2021Com173,707Increased7.001.2219,200,000.00-9.57221.06Form 13
Fisher Asset Management, Llc09-30-2021Com0Liquidated!-100.000.000.000.000.00Form 13
Klingenstein Fields & Co Lp09-30-2021Innovation Etf160,344Increased0.750.7617,723,000.00-14.85331.06Form 13
Bryn Mawr Trust Co09-30-2021Etf-equity2,650Decreased-37.650.01293,000.00-47.30223.73Form 13
Schmidt P J Investment Management Inc09-30-2021Innovation Etf1,705Decreased-3.070.04207,000.00-3.72121.41Form 13
Forte Capital Llc /adv09-30-2021Innovation Etf8,278Decreased-0.780.12915,000.00-16.13110.53Form 13
Ingalls & Snyder Llc09-30-2021Innovation Etf3,205Maintained0.000.02354,000.00-15.51110.45Form 13
Westside Investment Management, Inc.09-30-2021Etf400Increased81.820.1044,000.0057.14110.00Form 13
Merit Financial Group, Llc09-30-2021Innovation Etf917,177Increased8.119.99101,376,000.00-0.38110.53Form 13
Aptus Capital Advisors, Llc09-30-2021Innovation Etf17,952Decreased-15.120.051,984,000.00-28.27221.62Form 13
Phoenix Holdings Ltd.09-30-2021Innovation Etf2,088New!0.000.00231,000.000.00110.63Form 13
Simon Quick Advisors, Llc09-30-2021Com659Maintained0.000.0272,000.00-16.28109.26Form 13
Covenant Asset Management, Llc09-30-2021Innovation Etf2,279Maintained0.000.07252,000.000.00110.57Form 13
Moloney Securities Asset Management, Llc09-30-2021Com9,057Increased3.500.181,001,000.00-12.58110.52Form 13
Selective Wealth Management, Inc.09-30-2021Innovation Etf700New!0.000.0477,000.000.00110.00Form 13
Grant/grossmendelsohn, Llc09-30-2021Innovation Etf18,560Decreased-26.761.792,260,000.00-23.44121.77Form 13
Claudia M.p. Batlle, Crp (r) Llc09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Cannon Global Investment Management, Llc09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Wealthtrust Asset Management, Llc09-30-2021Innovation Etf1,950Increased11.750.17216,000.00-5.26110.77Form 13
Newbridge Financial Services Group, Inc.09-30-2021Innovation Etf2,739Decreased-33.950.19303,000.00-44.10110.62Form 13
Stephens Inc /ar/09-30-2021Innovation Etf35,251Decreased-0.050.063,896,000.00-15.54110.52Form 13
Bank Hapoalim Bm09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Gruss & Co., Llc09-30-2021Innovation Etf12,500Decreased-16.673.861,382,000.00-29.56110.56Form 13
Montecito Bank & Trust09-30-2021Com2,450Decreased-2.390.05271,000.00-17.38110.61Form 13
Sigma Planning Corp09-30-2021Innovation Etf115,044Decreased-21.740.3812,716,000.00-33.86110.53Form 13
Signaturefd, Llc09-30-2021Innovation Etf3,516Increased24.860.01389,000.005.71110.64Form 13
Yhb Investment Advisors, Inc.09-30-2021Etf6,602Increased9.450.06730,000.00-7.48110.57Form 13
Endurance Wealth Management, Inc.09-30-2021Etf196Maintained0.000.0022,000.00-12.00112.24Form 13
Simplex Trading, Llc09-30-2021Com5,511Maintained0.000.00711,000.00-1.25129.01Form 13
Macroview Investment Management Llc09-30-2021Innovation Etf95Increased13.100.0110,000.00-9.09105.26Form 13
Signalpoint Asset Management, Llc09-30-2021Com15,649Increased6.540.551,730,000.00-9.94110.55Form 13
Dynamic Advisor Solutions Llc09-30-2021Innovation Etf56,901Increased14.620.476,269,000.00-1.60120.53Form 13
Compagnie Lombard Odier Scma09-30-2021Innovation Etf1,250Maintained0.000.00138,000.00-15.34110.40Form 13
Compass Ion Advisors, Llc09-30-2021Innovation Etf136,120Increased3.805.4115,045,000.00-12.28110.53Form 13
Harfst & Associates, Inc.09-30-2021Innovation Etf14,868Decreased-2.220.451,643,000.00-17.35110.51Form 13
Capital Investment Advisory Services, Llc09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Integrated Investment Consultants, Llc09-30-2021Etf4,850Maintained0.000.16536,000.00-15.46220.54Form 13
Ahrens Investment Partners Llc09-30-2021Innovation Etf1,931Decreased-12.470.10213,000.00-26.30110.31Form 13
Insight Wealth Strategies, Llc09-30-2021Innovation Etf2,372Increased10.630.04262,000.00-6.43110.46Form 13
Sp Asset Management09-30-2021Innovation Etf2,527Maintained0.000.03300,000.000.00118.72Form 13
Slatestone Wealth, Llc09-30-2021Etf43,983Increased35.801.114,861,000.0025.12110.52Form 13
Intrua Financial, Llc09-30-2021Innovation Etf189,227Increased9.134.1422,457,000.006.78118.68Form 13
Bnc Wealth Management, Llc09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Berger Financial Group, Inc09-30-2021Innovation Etf2,840New!0.000.06314,000.000.00110.56Form 13
Sterling Financial Planning, Inc.09-30-2021Innovation Etf1,561Decreased-5.110.11173,000.00-12.18110.83Form 13
Destiny Wealth Partners, Llc09-30-2021Innovation Etf21,577Increased4.300.482,385,000.00-11.86110.53Form 13
Better Money Decisions, Llc09-30-2021Innovation Etf65New!0.000.017,000.000.00107.69Form 13
Huntington National Bank09-30-2021Exchange Traded3,271Increased54.660.00362,000.0030.69110.67Form 13
Manchester Financial Inc09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Atwood & Palmer Inc09-30-2021Com30Maintained0.000.003,000.000.00100.00Form 13
Motco09-30-2021Com0Liquidated!-100.000.000.000.000.00Form 13
Janney Montgomery Scott Llc09-30-2021Etf/closed End110,244Decreased-7.290.0512,185,000.00-21.65110.53Form 13
Hartford Financial Management Inc.09-30-2021Innovation Etf1,793Increased0.560.05198,000.00-15.02110.43Form 13
Marquette Asset Management, Llc09-30-2021Innovation Etf126,383Maintained0.003.1413,969,000.000.00110.53Form 13
Parkside Financial Bank & Trust09-30-2021Innovation Etf309New!0.000.0134,000.000.00110.03Form 13
Tci Wealth Advisors, Inc.09-30-2021Innovation Etf329Increased4.110.0136,000.00-12.20109.42Form 13
Vontobel Holding Ltd.09-30-2021Innovation Etf24,651Increased91.460.022,725,000.0061.82221.27Form 13
Gwm Advisors Llc09-30-2021Innovation Etf76,740Increased8.380.218,482,000.00-8.40221.07Form 13
Tradelink Capital Llc09-30-2021Com20,447New!0.009.992,260,000.000.00110.53Form 13
Paragon Wealth Strategies, Llc09-30-2021Etf95,806Increased19.042.8210,589,000.000.61110.53Form 13
Good Life Advisors, Llc09-30-2021Innovation Etf13,241Increased3.130.201,464,000.00-12.81110.57Form 13
Versant Capital Management, Inc09-30-2021Etf10Maintained0.000.001,000.000.00100.00Form 13
Banque Cantonale Vaudoise09-30-2021Innovation Etf5,800Decreased-2.900.03641,000.00-17.93110.52Form 13
Archer Investment Corp09-30-2021Etf20Decreased-97.600.002,211,000.00-97.97110,550.00Form 13
Wealth Management Partners, Llc09-30-2021Innovation Etf6,962Decreased-12.260.57770,000.00-25.82110.60Form 13
Lumature Wealth Partners, Llc09-30-2021Innovation Etf354Maintained0.000.0239,000.00-15.22110.17Form 13
Fountainhead Am, Llc09-30-2021Innovation Etf2,881Increased51.630.15318,000.0039.47110.38Form 13
Fermata Advisors, Llc09-30-2021Innovation Etf6,506Decreased-10.820.32719,000.00-24.63110.51Form 13
Emfo, Llc09-30-2021Innovation Etf856Maintained0.000.0895,000.000.00110.98Form 13
Commonwealth Equity Services, Llc09-30-2021Innovation Etf1,461,086Increased14.920.41161,493,000.005.89110.53Form 13
Woodard & Co Asset Management Group Inc /adv09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Raymond James & Associates09-30-2021Innovation Etf1,400,770Decreased-2.160.14154,827,000.00-17.31110.53Form 13
Cutter & Co Brokerage, Inc.09-30-2021Com0Liquidated!-100.000.000.000.000.00Form 13
Cambridge Investment Research Advisors, Inc.09-30-2021Etf948,847Decreased-4.559.99104,876,000.00-19.33110.53Form 13
Benjamin F. Edwards & Company, Inc.09-30-2021Innovation Etf13,477Decreased-0.850.071,490,000.00-16.20110.56Form 13
Benjamin Edwards Inc09-30-2021Innovation Etf6,354Decreased-0.520.43702,000.00-15.93110.48Form 13
Raymond James Financial Services Advisors, Inc.09-30-2021Innovation Etf1,673,642Increased1.110.37184,991,000.00-14.55110.53Form 13
Emery Howard Portfolio Management, Inc.09-30-2021Etf4,347Increased10.950.07480,000.00-6.25110.42Form 13
Redhawk Wealth Advisors, Inc.09-30-2021Innovation Etf39,521Increased0.131.214,368,000.00-15.38110.52Form 13
Allworth Financial Lp09-30-2021Innovation Etf12,137Increased119.120.021,342,000.0085.36110.57Form 13
Financial Management Professionals, Inc.09-30-2021Innovation Etf1,250Increased0.560.03138,000.00-15.34110.40Form 13
New England Private Wealth Advisors Llc09-30-2021Innovation Etf139,594Decreased-8.832.8815,433,000.00-22.94110.56Form 13
Heritage Wealth Advisors09-30-2021Etf250Maintained0.001.6927,633,000.00-15.48110,532.00Form 13
Waldron Private Wealth Llc09-30-2021Com0Liquidated!-100.000.000.000.000.00Form 13
Nelson, Van Denburg & Campbell Wealth Management Group, Llc09-30-2021Etf1,258Increased5.010.01139,000.00-10.90110.49Form 13
Bridgewater Advisors Inc.09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Ironwood Financial, Llc09-30-2021Innovation Etf17Maintained0.000.002,000.000.00117.65Form 13
Northstar Group, Inc.09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Alphastar Capital Management, Llc09-30-2021Innovation Etf28,764Increased114.270.233,322,000.0089.18115.49Form 13
Rain Capital Management, Llc09-30-2021Arkk10Maintained0.000.001,000.000.00100.00Form 13
Parallel Advisors, Llc09-30-2021Etf45,674Decreased-0.100.205,048,000.00-15.57110.52Form 13
Armor Investment Advisors, Llc09-30-2021Innovation Etf39,826Decreased-1.022.764,402,000.00-16.34110.53Form 13
Hcr Wealth Advisors09-30-2021Innovation Etf3,328Increased48.040.06368,000.0025.17110.58Form 13
Flaharty Asset Management, Llc09-30-2021Innovation Etf16,740Increased8.140.381,850,000.00-8.64110.51Form 13
Clearstead Trust, Llc09-30-2021Com53Maintained0.000.006,000.00-14.29113.21Form 13
Qvr Llc09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Centerstar Asset Management, Llc09-30-2021Ark Innovation4,000New!0.000.04457,000.000.00228.50Form 13
Valeo Financial Advisors, Llc09-30-2021Etf4,447Decreased-28.120.03492,000.00-39.18110.64Form 13
Burleson & Company, Llc09-30-2021Innovation Etf2Maintained0.000.000.000.000.00Form 13
Bay Colony Advisory Group, Inc D/b/a Bay Colony Advisors09-30-2021Innovation Etf2,607Increased42.070.09288,000.0020.00110.47Form 13
Hhm Wealth Advisors, Llc09-30-2021Innovation Etf152Increased16.920.0017,000.000.00111.84Form 13
Sierra Capital Llc09-30-2021Etf13,184Maintained0.000.241,457,000.00-15.49110.51Form 13
Hbc Financial Services, Pllc09-30-2021Exchange-traded Fund0Liquidated!-100.000.000.000.000.00Form 13
Clearview Wealth Advisors Llc09-30-2021Etf336Increased57.010.0237,000.0032.14110.12Form 13
Baker Tilly Wealth Management, Llc09-30-2021Innovation Etf22,485Increased5.140.332,485,000.00-11.15110.52Form 13
Emc Capital Management09-30-2021Tr Unit792Increased98.000.0596,000.0095.92121.21Form 13
Lee Financial Group Hawaii, Inc.09-30-2021Innovation Etf53,706Decreased-19.804.375,936,000.00-32.22110.53Form 13
Cliftonlarsonallen Wealth Advisors, Llc09-30-2021Innovation Etf6,568Maintained0.000.03726,000.000.00110.54Form 13
Duncker Streett & Co Inc09-30-2021Innovation Etf112Maintained0.000.0012,000.00-20.00107.14Form 13
Wade G W & Inc09-30-2021Innovation Etf20,672Increased2.900.112,285,000.00-13.02110.54Form 13
Financial Sense Advisors, Inc.09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Meitav Dash Investments Ltd09-30-2021Innovation Etf5,219Decreased-4.880.01341,000.00-21.2565.34Form 13
Gfs Advisors, Llc09-30-2021Com0Liquidated!-100.000.000.000.000.00Form 13
Ima Wealth, Inc.09-30-2021Innovation Etf25Maintained0.000.003,000.000.00120.00Form 13
Mckinley Carter Wealth Services, Inc.09-30-2021Innovation Etf307,237Increased3.472.7833,959,000.00-12.55110.53Form 13
Clear Harbor Asset Management, Llc09-30-2021Innovation Etf4,412New!0.000.01488,000.000.00110.61Form 13
Spectrum Management Group, Llc09-30-2021Innovation Etf618Maintained0.000.0168,000.00-16.05110.03Form 13
Capital Wealth Planning, Llc09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Brookstone Capital Management09-30-2021Innovation Etf366,091Decreased-15.650.7541,526,000.00-21.75113.43Form 13
Lakeview Capital Partners, Llc09-30-2021Innovation Etf55,051Decreased-18.772.786,085,000.00-19.56110.53Form 13
Roble, Belko & Company, Inc09-30-2021Etf65Decreased-40.910.007,000.00-50.00107.69Form 13
Nwam Llc09-30-2021Innovation Etf16,618Increased53.770.171,837,000.0030.01110.54Form 13
Sheaff Brock Investment Advisors, Llc09-30-2021Innovation Etf4,340Increased60.980.04480,000.0048.61110.60Form 13
Redw Wealth Llc09-30-2021Innovation Etf146,829Decreased-1.475.1616,229,000.00-16.72110.53Form 13
Sloy Dahl & Holst, Llc09-30-2021Innovation Etf6,524Decreased-99.380.15721,000.00-99.48110.52Form 13
Clearwater Capital Advisors, Llc09-30-2021Innovation Etf54,806Increased4.380.706,058,000.00-11.78110.54Form 13
Harvest Group Wealth Management, Llc09-30-2021Etf64,892Increased3.584.227,172,000.00-12.46110.52Form 13
Nvwm, Llc09-30-2021Etf2,433Increased9.890.10269,000.00-7.24110.56Form 13
Kovack Advisors, Inc.09-30-2021Etf33,614Increased3.560.403,715,000.00-12.51110.52Form 13
Front Row Advisors Llc09-30-2021Etf746Maintained0.000.0382,000.00-3.53109.92Form 13
Usadvisors Wealth Management, Llc09-30-2021Innovation Etf2,325Increased33.240.11257,000.0012.72110.54Form 13
Moneco Advisors, Llc09-30-2021Innovation Etf20,046Increased1.370.872,216,000.00-14.31110.55Form 13
Camden Capital, Llc09-30-2021Innovation Etf20,465Increased1158.610.452,262,000.001,019.80220.53Form 13
One Charles Private Wealth Services, Llc09-30-2021Innovation Etf118,421Increased7.626.7213,089,000.00-9.05110.53Form 13
Navalign, Llc09-30-2021Innovation Etf2,421Decreased-1.630.11268,000.00-16.77110.70Form 13
Tmd Wealth Management, Llc09-30-2021Innovation Etf70,326Increased7.083.257,773,000.00-9.50110.53Form 13
Herold Advisors, Inc.09-30-2021Innovation Etf3,643New!0.000.16402,000.000.00110.35Form 13
Delta Asset Management Llc/tn09-30-2021Innovation Etf5New!0.000.001,000.000.00200.00Form 13
Doliver Advisors, Lp09-30-2021Innovation Etf2,144New!0.000.08237,000.000.00110.54Form 13
Brighton Jones Llc09-30-2021Innovation Etf6,150Decreased-5.170.04680,000.00-19.81110.57Form 13
Keel Point, Llc09-30-2021Innovation Etf3,392Maintained0.000.05375,000.000.00110.55Form 13
Riggs Asset Managment Co. Inc.09-30-2021Innovation Etf5,449Decreased-0.780.18602,000.00-16.16110.48Form 13
Anfield Capital Management, Llc09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Sowell Financial Services Llc09-30-2021Etf31,847Increased182.960.243,520,000.00139.13110.53Form 13
Almanack Investment Partners, Llc.09-30-2021Etf3,577Increased57.090.03395,000.0032.55110.43Form 13
Close Asset Management Ltd09-30-2021Innovation Etf308Increased12.000.0034,000.00-5.56110.39Form 13
Financial Advocates Investment Management09-30-2021Innovation Etf14,619Decreased-39.220.111,616,000.00-48.62110.54Form 13
Larson Financial Group Llc09-30-2021Innovation Etf1,992Increased25.760.04220,000.006.28110.44Form 13
Prw Wealth Management Llc09-30-2021Innovation Etf103,506Maintained0.005.7311,441,000.000.00110.53Form 13
Private Portfolio Partners Llc09-30-2021Innovation Etf5,181Decreased-7.500.16573,000.00-21.72110.60Form 13
Abundance Wealth Counselors09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Transcend Wealth Collective, Llc09-30-2021Etf12,984Increased2.200.141,574,000.00-5.18121.23Form 13
Pfg Private Wealth Management, Llc09-30-2021Innovation Etf15New!0.000.002,000.000.00133.33Form 13
Iag Wealth Partners, Llc09-30-2021Mf Closed And Mf Open527Maintained0.000.0259,000.00-14.49111.95Form 13
Accel Wealth Management09-30-2021Innovation Etf370Increased10.120.0341,000.00-6.82110.81Form 13
Diversified, Llc09-30-2021Innovation Etf4,565Decreased-7.980.27505,000.00-22.19110.62Form 13
Independent Wealth Network Inc.09-30-2021Innovation Etf6,186New!0.000.50771,000.000.00124.64Form 13
Cullen/frost Bankers, Inc.09-30-2021Domestic Multi Cap Fund-etf75Maintained0.000.008,000.00-20.00106.67Form 13
Deutsche Bank Ag\09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Staley Capital Advisers Inc09-30-2021Etf3,113Decreased-6.740.02344,000.00-21.28110.50Form 13
Alphamark Advisors, Llc09-30-2021Com1,259Decreased-1.950.05139,000.00-17.26110.41Form 13
Welch Group, Llc09-30-2021Common2,026Maintained0.000.02224,000.00-15.47110.56Form 13
Imc-chicago, Llc09-30-2021Innovation Etf2,955,900Maintained0.000.07326,716,000.000.00221.06Form 13
Sandy Spring Bank09-30-2021Innovation Etf1,020Increased10.870.01113,000.00-6.61211.00Form 13
Baystate Wealth Management Llc09-30-2021Etf770Increased53.390.0185,000.0028.79110.39Form 13
Regal Investment Advisors Llc09-30-2021Innovation Etf1,807Decreased-8.600.02200,000.00-22.78110.68Form 13
Advisory Services Network, Llc09-30-2021Etf32,951Increased11.190.123,642,000.00-6.04110.53Form 13
Moors & Cabot, Inc.09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Eagleclaw Capital Managment, Llc09-30-2021Innovation Etf2,902Maintained0.000.08321,000.00-15.53110.61Form 13
Sargent Bickham Lagudis Llc09-30-2021Innovation Etf1,131Maintained0.000.01125,000.00-15.54110.52Form 13
Insight Wealth Partners, Llc09-30-2021Innovation Etf13,691Decreased-9.730.811,513,000.00-23.74110.51Form 13
Summit Financial Wealth Advisors, Llc09-30-2021Innovation Etf3,130Maintained0.000.08346,000.00-15.40110.54Form 13
Mission Wealth Management, Lp09-30-2021Innovation Etf3,970New!0.000.02439,000.000.00220.66Form 13
True Private Wealth Advisors09-30-2021Innovation Etf12,139Decreased-30.150.201,341,000.00-40.98110.47Form 13
Advisor Group Holdings, Inc.09-30-2021Innovation Etf1,032,269Decreased-5.550.24114,128,000.00-20.08995.56Form 13
Resources Investment Advisors, Llc.09-30-2021Innovation Etf441,640Increased11.439.9948,814,000.00-5.83110.53Form 13
Pfg Advisors09-30-2021Innovation Etf114,563Increased1.041.4012,663,000.00-14.60110.53Form 13
Ford Financial Group, Llc09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Financial Partners Group, Inc09-30-2021Innovation Etf14,048Increased0.800.371,553,000.00-14.81110.55Form 13
Lindbrook Capital, Llc09-30-2021Etf20New!0.000.002,000.000.00100.00Form 13
American Financial Advisors, Llc09-30-2021Innovation Etf177,689Increased12.602.6219,640,000.00-4.84110.53Form 13
Qp Wealth Management, Llc09-30-2021Innovation Etf40,239Increased2.764.774,448,000.00-13.14110.54Form 13
Cardinal Point Wealth Management Llc09-30-2021Innovation Etf94,585Decreased-14.554.9110,454,000.00-27.78110.52Form 13
Lincoln National Corp09-30-2021Innovation Etf42,084Increased28.000.104,651,000.008.16221.03Form 13
Pnc Financial Services Group, Inc.09-30-2021Innovation Etf25,756Increased2.810.002,846,000.00-13.10330.90Form 13
Calton & Associates, Inc.09-30-2021Innovation Etf5,450Increased3.930.13602,000.00-4.29110.46Form 13
Keybank National Association/oh09-30-2021Innovatio4,244Decreased-35.690.00469,000.00-45.65110.51Form 13
Sonata Capital Group Inc09-30-2021Etf2,345Maintained0.000.12259,000.00-15.64110.45Form 13
Grimes & Company, Inc.09-30-2021Innovation Etf3,254Increased11.060.02360,000.00-6.01110.63Form 13
Brinker Capital Investments, Llc09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Plante Moran Financial Advisors, Llc09-30-2021Etf400Decreased-20.000.0144,000.00-32.31110.00Form 13
Granite Investment Advisors, Llc09-30-2021Index Share2,100New!0.000.04232,000.000.00110.48Form 13
Summit Asset Management, Llc09-30-2021Innovation Etf2,648Increased2.800.09293,000.00-13.06110.65Form 13
Ipg Investment Advisors Llc09-30-2021Innovation Etf3,610Decreased-13.260.13399,013,000.00-26.69110,529.92Form 13
Mandatum Life Insurance Co Ltd09-30-2021Innovation Etf3,878Increased47.450.08429,000.0024.71110.62Form 13
Longitude (cayman) Ltd.09-30-2021Innovation Etf103,000Increased4.045.0211,385,000.00-12.07221.06Form 13
Matisse Capital09-30-2021Innovation Etf3,090Maintained0.000.13342,000.00-15.35110.68Form 13
Trustcore Financial Services, Llc09-30-2021Innovation Etf513Maintained0.000.0157,000.00-14.93111.11Form 13
Princeton Global Asset Management Llc09-30-2021Etf307Increased802.940.0134,000.000.00110.75Form 13
Provident Wealth Management, Llc09-30-2021Innovation Etf12,148Increased2.281.021,343,000.00-13.52110.55Form 13
Aurora Private Wealth, Inc.09-30-2021Innovation Etf2,607Increased1.760.14288,000.00-14.03110.47Form 13
Stonebridge Financial Planning Group, Llc09-30-2021Common Stock920Maintained0.000.06115,000.000.00125.00Form 13
Synovus Financial Corp09-30-2021Innovation Etf9,459Increased235.660.011,053,000.00212.46222.89Form 13
Interocean Capital Group, Llc09-30-2021Etf2,750Decreased-4.010.02304,000.00-18.93110.55Form 13
Altus Wealth Group Llc09-30-2021Innovation Etf3,843Increased15.510.42425,000.00-2.30110.59Form 13
Continuum Advisory, Llc09-30-2021Innovation Etf50,251Increased7.571.495,554,000.00-9.08110.53Form 13
Associated Banc-corp09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Meeder Asset Management Inc09-30-2021Innovation Etf1,882Increased16.390.01208,000.00-1.42110.52Form 13
Montag A & Associates Inc09-30-2021Innovation Etf617Maintained0.000.0068,000.00-16.05110.21Form 13
Toronto Dominion Bank09-30-2021Etf23,590Increased27.970.002,608,000.008.22221.11Form 13
Commerce Bank09-30-2021Innovation Etf12,456Increased23.940.011,376,000.004.72220.65Form 13
Roof Eidam & Maycock/adv09-30-2021Innovation Etf5,264Increased67.320.21582,000.0041.61110.56Form 13
Washington Trust Co09-30-2021Innovation Etf764Increased35.700.0084,000.0013.51213.93Form 13
Bourgeon Capital Management Llc09-30-2021Innovation Etf2,964Increased11.260.07328,000.00-5.75110.66Form 13
Principal Financial Group Inc09-30-2021Innovation Etf4,390Decreased-4.400.00485,000.00-19.17110.48Form 13
Blackrock Inc.09-30-2021Options0Liquidated!-100.000.000.000.000.00Form 13
Valmark Advisers, Inc.09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Interactive Financial Advisors09-30-2021Etf35,819Decreased-2.761.733,959,000.00-17.81110.53Form 13
Td Capital Management Llc09-30-2021Innovation Etf165Maintained0.000.0018,000.00-18.18109.09Form 13
Sawtooth Solutions, Llc09-30-2021Innovation Etf77,258Increased12.671.318,539,000.00-4.77110.53Form 13
Quantbot Technologies Lp09-30-2021Com0Liquidated!-100.000.000.000.000.00Form 13
Candriam Luxembourg S.c.a.09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Financial Advisory Group09-30-2021Innovation Etf86,078Increased6.042.119,514,000.00-10.38110.53Form 13
Hudock, Inc.09-30-2021Innovation Etf667Decreased-48.770.0273,000.00-57.06109.45Form 13
Jfs Wealth Advisors, Llc09-30-2021Innovation Etf863Maintained0.000.0195,000.000.00110.08Form 13
Private Ocean, Llc09-30-2021Etf4Decreased-97.620.000.00-100.000.00Form 13
Fagan Associates, Inc.09-30-2021Innovation Etf17,117Decreased-0.400.411,892,000.00-15.84110.53Form 13
Boston Private Wealth Llc09-30-2021Etf128Decreased-36.630.0014,000.00-46.15109.38Form 13
Biltmore Capital Advisors Llc09-30-2021Innovation Etf3,779Decreased-70.920.08418,000.00-75.40110.61Form 13
Beacon Investment Advisory Services, Inc.09-30-2021Innovation Etf403,897Increased39.381.8544,643,000.0017.80110.53Form 13
Beirne Wealth Consulting Services, Llc09-30-2021Innovation Etf43,159Increased7.602.724,777,000.00-8.96110.68Form 13
Sterling Investment Advisors, Ltd.09-30-2021Etf4,920Increased24.560.16544,000.005.22110.57Form 13
Avestar Capital, Llc09-30-2021Innovation Etf12,931Increased6.100.181,429,000.00-10.35110.51Form 13
Bdo Wealth Advisors, Llc09-30-2021Innovation Etf305Maintained0.000.0034,000.00-15.00111.48Form 13
Strategic Family Wealth Counselors, L.l.c.09-30-2021Innovation Etf301,491Increased3.799.9933,324,000.00-12.28110.53Form 13
Red Cedar Capital, Llc09-30-2021Innovation Etf10New!0.000.001,000.000.00100.00Form 13
55i, Llc09-30-2021Innovation Etf24,272Increased2.430.082,683,000.00-13.42110.54Form 13
We Are One Seven, Llc09-30-2021Innovation Etf6,265Decreased-66.860.10760,000.00-69.27121.31Form 13
Prime Capital Investment Advisors, Llc09-30-2021Etf4,814Decreased-23.910.03532,000.00-35.67110.51Form 13
Evolution Wealth Advisors, Llc09-30-2021Innovation Etf128,235Increased6.283.0414,174,000.00-10.17110.53Form 13
Geneos Wealth Management Inc.09-30-2021Innovation Etf94,615Decreased-19.280.4010,518,000.00-29.97111.17Form 13
Inscription Capital, Llc09-30-2021Etf5,764Decreased-90.430.20637,000.00-91.91110.51Form 13
Core Wealth Advisors, Inc.09-30-2021Innovation Etf183Maintained0.000.0120,000.00-16.67109.29Form 13
Ieq Capital, Llc09-30-2021Innovation Etf2,074Decreased-48.310.01229,000.00-56.38110.41Form 13
Stonehage Fleming Financial Services Holdings Ltd09-30-2021Innovation Etf19,533Maintained0.000.062,159,000.00-15.50110.53Form 13
Atticus Wealth Management, Llc09-30-2021Innovation Etf1,198Maintained0.000.06132,000.000.00110.18Form 13
Soltis Investment Advisors Llc09-30-2021Innovation Etf2,595Decreased-2.770.04287,000.00-17.77110.60Form 13
Wny Asset Management, Llc09-30-2021Innovation Etf20,771Decreased-75.700.792,300,000.00-79.44110.73Form 13
Disciplined Investments, Llc09-30-2021Etf524New!0.000.0358,000.000.00110.69Form 13
Concord Wealth Partners09-30-2021Innovation Etf63,969Decreased-13.562.907,070,000.00-26.96110.52Form 13
Annapolis Financial Services, Llc09-30-2021Innovation Etf14Maintained0.000.002,000.000.00142.86Form 13
Curran Financial Partners, Llc09-30-2021Innovation Etf1,811Decreased-37.180.10201,000.00-46.68110.99Form 13
San Luis Wealth Advisors Llc09-30-2021Innovation Etf5,722New!0.000.32632,000.000.00110.45Form 13
Oxler Private Wealth Llc09-30-2021Innovation Etf21,211Increased14.960.821,858,000.00-22.9787.60Form 13
Koss-olinger Consulting, Llc09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Jtc Employer Solutions Trustee Ltd09-30-2021Innovation Etf14,007Increased417.050.211,548,000.00337.29110.52Form 13
Barclays Plc09-30-2021Fund643,872Decreased-13.350.0371,167,000.00-26.77331.48Form 13
Concourse Financial Group Securities, Inc.09-30-2021Innovation Etf6,357Decreased-0.610.04703,000.00-15.91110.59Form 13
Connable Office Inc09-30-2021Com70,169Increased0.671.137,756,000.00-14.91110.53Form 13
Bradley Foster & Sargent Inc/ct09-30-2021Com1,938Maintained0.000.01214,000.00-15.42110.42Form 13
Ntv Asset Management Llc09-30-2021Innovation Etf3,722Decreased-1.330.07411,000.00-16.63110.42Form 13
Essex Financial Services, Inc.09-30-2021Etf18,067Increased32.280.231,997,000.0021.92110.53Form 13
Blue Bell Private Wealth Management, Llc09-30-2021Com965Decreased-0.820.03107,000.00-15.75110.88Form 13
Levin Capital Strategies, L.p.09-30-2021Innovation Etf5,000Maintained0.000.06553,000.000.00110.60Form 13
Dorsey & Whitney Trust Co Llc09-30-2021Innovation Etf2,378Maintained0.000.02263,000.00-15.43110.60Form 13
O'shaughnessy Asset Management, Llc09-30-2021Common31New!0.000.003,000.000.0096.77Form 13
Avidian Wealth Solutions, Llc09-30-2021Innovation Etf44,720Increased683.740.06814,000.009.12117.89Form 13
Hap Trading, Llc09-30-2021Innovation Etf1,212,000Decreased-13.100.3611,001,000.0076.7817.16Form 13
Smart Portfolios, Llc09-30-2021Innovation Etf18,530Decreased-2.721.632,048,000.00-17.78110.52Form 13
Argi Investment Services, Llc09-30-2021Innovation Etf8,327Decreased-5.620.03920,000.00-20.28110.48Form 13
Creative Planning09-30-2021Innovation Etf30,057Decreased-10.360.013,322,000.00-24.24110.52Form 13
Kistler-tiffany Companies, Llc09-30-2021Innovation Etf111Maintained0.000.0012,000.00-20.00108.11Form 13
Buckingham Strategic Wealth, Llc09-30-2021Innovation Etf9,589Increased6.770.021,060,000.00-9.79110.54Form 13
Column Capital Advisors, Llc09-30-2021Etf117Maintained0.000.0013,000.00-13.33111.11Form 13
Somerset Group Llc09-30-2021Etf8,667Increased0.210.69958,000.00-15.30110.53Form 13
Jnba Financial Advisors09-30-2021Innovation Etf1,334Increased0.530.02147,000.00-15.52110.19Form 13
Cumberland Partners Ltd09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Winch Advisory Services, Llc09-30-2021Etf3,995Increased469.900.15442,000.00380.43110.64Form 13
Granite Point Capital Management, L.p.09-30-2021Innovation Etf120,000Decreased-92.461.0213,263,000.00-93.30442.09Form 13
Palladiem, Llc09-30-2021Innovation Etf60,255Decreased-0.635.396,660,000.00-16.02110.53Form 13
Otter Creek Advisors, Llc09-30-2021Innovation Etf30,000New!0.001.763,316,000.000.00110.53Form 13
Glassman Wealth Services09-30-2021Innovation Etf2,160Maintained0.000.05239,000.00-15.55110.65Form 13
D'orazio & Associates, Inc.09-30-2021Innovation Etf200Maintained0.000.0122,000.00-15.38110.00Form 13
Kalos Management, Inc.09-30-2021Etf2,628Increased11.310.09322,000.009.15122.53Form 13
Institutional & Family Asset Management, Llc09-30-2021Innovation Etf35Maintained0.000.004,000.00-20.00114.29Form 13
Synergy Financial Management, Llc09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Fairhaven Wealth Management, Llc09-30-2021Innovation Etf31,309Increased0.941.433,461,000.00-14.67110.54Form 13
Heritage Wealth Management, Llc09-30-2021Innovation Etf927Decreased-23.450.04102,000.00-29.66110.03Form 13
Wells Financial Advisors Inc09-30-2021Etf342Decreased-72.880.0338,000.00-75.80111.11Form 13
Rodgers & Associates, Ltd09-30-2021Innovation Etf14,415Increased252.270.12756,000.00224.4652.45Form 13
J Arnold Wealth Management Co09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Us Bancorp \de\09-30-2021Other12,737Decreased-55.830.001,408,000.00-62.66329.61Form 13
Southstate Corp09-30-2021Common Stock405New!0.000.0045,000.000.00111.11Form 13
Valley National Advisers Inc09-30-2021Innovation Etf839Increased545.380.0293,000.00481.25110.85Form 13
Citigroup Inc09-30-2021Innovation Etf884,892Increased124.510.0597,808,000.0089.75331.60Form 13
Mercer Global Advisors Inc /adv09-30-2021Innovation Etf219,713Increased19.370.1724,285,000.000.88110.53Form 13
Goldman Sachs Group Inc09-30-2021Cmn11,617,489Decreased-1.120.271,284,081,000.00-16.43442.13Form 13
Prudential Plc09-30-2021Innovation Etf19,730Increased3.410.032,181,000.00-12.59110.54Form 13
Clark Financial Services Group Inc /bd09-30-2021Innovation Etf18,616Increased2.711.582,058,000.00-13.16277.20Form 13
Smithfield Trust Co09-30-2021Innovation Etf465Maintained0.000.0052,000.00-13.33232.80Form 13
Kayne Anderson Rudnick Investment Management Llc09-30-2021Innovation Etf480,787Increased1.330.1353,139,000.00-14.36110.53Form 13
Pittenger & Anderson Inc09-30-2021Innovation Etf7,203Decreased-11.430.04796,000.00-25.19110.51Form 13
Mai Capital Management09-30-2021Ee1,969Increased3.250.00218,000.00-12.45110.72Form 13
Dimension Capital Management Llc09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Bessemer Group Inc09-30-2021Fen776Increased1.170.0085,000.00-15.00219.05Form 13
Evermay Wealth Management Llc09-30-2021Innovation Etf226Maintained0.000.0130,000.0020.00132.74Form 13
Mariner Investment Group Llc09-30-2021Innovation Etf20,000Maintained0.000.026,000.00-25.000.30Form 13
Nations Financial Group Inc, /ia/ /adv09-30-2021Etf5,857Increased4.140.10647,000.00-12.09110.47Form 13
Moneta Group Investment Advisors Llc09-30-2021Innovation Etf16,349Increased10.670.081,807,000.00-6.47110.53Form 13
Dowling & Yahnke Llc09-30-2021Ark Etf Tr Innovation Etf6,289Decreased-1.210.04695,000.00-16.57110.51Form 13
Hotchkis & Wiley Capital Management Llc09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Holderness Investments Co09-30-2021Innovation Etf2,493Increased6.810.09276,000.00-9.51110.71Form 13
Alpine Woods Capital Investors, Llc09-30-2021Innovation Etf10,000Maintained0.000.121,105,000.00-15.52110.50Form 13
Oxford Financial Group Ltd09-30-2021Innovation Etf1,087Decreased-58.010.02120,000.00-64.60110.40Form 13
Cibc Private Wealth Group, Llc09-30-2021Shs3,203Decreased-85.950.00354,000.00-87.05110.52Form 13
Royal Bank Of Canada09-30-2021Innovation Etf1,693,041Increased6.010.04187,130,000.00-10.411,216.44Form 13
Palisade Capital Management Llc/nj09-30-2021Innovation Etf117,865Increased0.170.2813,028,000.00-15.34110.53Form 13
D. E. Shaw & Co., Inc.09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Hbk Investments L P09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Hbk Investments L P09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Acorn Financial Advisory Services Inc /adv09-30-2021Innovation Etf7,970Decreased-2.100.27881,000.00-17.43110.54Form 13
Enterprise Financial Services Corp09-30-2021Other0Liquidated!-100.000.000.000.000.00Form 13
Ameritas Investment Partners, Inc.09-30-2021Etf200Maintained0.000.0022,000.00-15.38110.00Form 13
Eaton Vance Management09-30-2021Innovation Etf7,986Increased4.000.001,000.00-99.900.13Form 13
D.a. Davidson & Co.09-30-2021Innovation Etf57,245Increased16.180.076,327,000.00-1.82110.52Form 13
Jefferies Group Llc09-30-2021Innovation Etf192,500Decreased-84.090.1421,277,000.00-86.56221.05Form 13
Greenwood Gearhart Inc09-30-2021Etf131,819Increased5.242.2614,570,000.00-11.06110.53Form 13
Pin Oak Investment Advisors Inc09-30-2021Etf715Increased410.710.0979,000.00338.89110.49Form 13
Northern Oak Wealth Management Inc09-30-2021Innovation Etf540Decreased-35.710.0160,000.00-45.45111.11Form 13
Northwestern Mutual Wealth Management Co09-30-2021Innovation Etf1,496,888Increased4.470.30165,451,000.00-11.71110.53Form 13
Bluefin Capital Management, Llc09-30-2021Innovation Etf1,820,300Increased23.162.2822,958,000.0045.7924.12Form 13
Nomura Holdings Inc09-30-2021Cmn578,200Increased313.000.1664,246,000.00252.11222.23Form 13
Regentatlantic Capital Llc09-30-2021Innovation Etf4,932Increased4.620.02545,000.00-11.67110.50Form 13
Balyasny Asset Management Llc09-30-2021Innovation Etf110,000Increased83.330.0512,158,000.0054.94221.03Form 13
Whitebox Advisors Llc09-30-2021Put100,000New!0.000.2311,053,000.000.00110.53Form 13
Evergreen Capital Management Llc09-30-2021Innovation Etf2,488New!0.000.01275,000.000.00110.53Form 13
Hilltop Holdings Inc.09-30-2021Innovation Etf5,075Increased93.920.06561,000.0078.66110.54Form 13
Continental Advisors Llc09-30-2021Innovation Etf47,000Increased34.292.205,195,000.0023.75110.53Form 13
Fma Advisory Inc09-30-2021Innovation Etf3,155Maintained0.000.13349,000.000.00110.62Form 13
Founders Financial Securities Llc09-30-2021Innovation Etf32,238Increased5.150.723,563,000.00-3.13110.52Form 13
Zurcher Kantonalbank (zurich Cantonalbank)09-30-2021Innovation Etf866New!0.000.0095,000.000.00109.70Form 13
Mariner, Llc09-30-2021Innovation Etf17,223Increased15.000.011,904,000.00-2.81110.55Form 13
Hbk Sorce Advisory Llc09-30-2021Innovation Etf23,610Decreased-0.890.142,610,000.00-16.24110.55Form 13
Prelude Capital Management, Llc09-30-2021Innovation Etf214,200Increased69.460.6123,675,000.0056.15221.05Form 13
Weiss Multi-strategy Advisers Llc09-30-2021Com2,870New!0.000.01317,000.000.00110.45Form 13
Walleye Trading Llc09-30-2021Innovation Etf92,000Decreased-5.710.0310,168,000.00-13.12221.04Form 13
Taconic Capital Advisors Lp09-30-2021Innovation Etf360,000Maintained0.001.3739,791,000.000.00221.07Form 13
Laurion Capital Management Lp09-30-2021Innovation Etf533,500Decreased-59.270.2558,968,000.00-65.58110.53Form 13
Hudson Bay Capital Management Lp09-30-2021Innovation Etf83,200Decreased-59.940.129,196,000.00-63.09110.53Form 13
Harvey Partners, Llc09-30-2021Innovation Etf15,000Decreased-25.001.241,658,000.00-30.89110.53Form 13
Citadel Advisors Llc09-30-2021Cmn6,293,419Maintained0.000.14695,612,000.000.00331.59Form 13
First Heartland Consultants, Inc.09-30-2021Innovation Etf10,518Increased16.810.181,163,000.007.69110.57Form 13
Strategic Financial Services, Inc,09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Pfm Health Sciences, Lp09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Ancora Advisors, Llc09-30-2021Indx Fd5,692Increased8.150.02629,000.00-8.71110.51Form 13
Susquehanna International Group, Llp09-30-2021Innovation Etf14,927,972Increased62.050.211,649,989,000.0036.96994.81Form 13
Moore Capital Management, Lp09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Two Sigma Securities, Llc09-30-2021Innovation Etf8,874Increased326.220.03981,000.00292.40110.55Form 13
Alyeska Investment Group, L.p.09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Verition Fund Management Llc09-30-2021Innovation Etf23,000Increased233.330.022,542,000.00207.00221.04Form 13
United Capital Financial Advisers, Llc09-30-2021Exchange Traded Fund9,333Decreased-5.990.011,032,000.00-20.49110.58Form 13
Brown Brothers Harriman & Co09-30-2021Common Stock463Increased1829.170.0051,000.001,600.00110.15Form 13
Flow Traders U.s. Llc09-30-2021Etp36,393Maintained0.000.164,023,000.000.00110.54Form 13
Hrt Financial Lp09-30-2021Innovation Etf79,187Decreased-71.150.058,752,000.00-73.41110.52Form 13
Anson Funds Management Lp09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Maplelane Capital, Llc09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Stelac Advisory Services Llc09-30-2021Com0Liquidated!-100.000.000.000.000.00Form 13
Parallax Volatility Advisers, L.p.09-30-2021Innovation Etf1,262,743Maintained0.000.52139,572,000.000.002,869.73Form 13
Tower Research Capital Llc (trc)09-30-2021Innovation Etf138,020Increased454.680.0315,255,000.00392.41221.22Form 13
Corvex Management Lp09-30-2021Innovation Etf1,000,000New!0.003.42110,530,000.000.00110.53Form 13
Mirabella Financial Services Llp09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Goodhaven Capital Management, Llc09-30-2021Innovation Etf200New!0.000.08118,000.000.00590.00Form 13
Samalin Investment Counsel, Llc09-30-2021Innovation Etf30Maintained0.000.003,316,000.00-15.47110,533.33Form 13
Boothbay Fund Management, Llc09-30-2021Innovation Etf4,600Decreased-89.500.01508,000.00-91.13110.43Form 13
Horizon Investments, Llc09-30-2021Com31,769Decreased-47.790.093,511,000.00-55.88110.52Form 13
Warren Averett Asset Management, Llc09-30-2021Innovation Etf1,778Maintained0.000.02209,000.000.48117.55Form 13
Antonetti Capital Management Llc09-30-2021Innovation Etf765Decreased-3.530.24111,000.006.73145.10Form 13
Beaconlight Capital, Llc09-30-2021Innovation Etf99New!0.000.481,094,000.000.0011,050.51Form 13
Rpg Family Wealth Advisory, Llc09-30-2021Common Stock87,808Increased1.869.999,705,418,000.00-13.91110,530.00Form 13
First Horizon Advisors, Inc.09-30-2021Common Stock5,700Increased232.750.04629,000.0089.46329.65Form 13
Interval Partners, Lp09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Interval Partners, Lp09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Sessa Capital Im, L.p.09-30-2021Innovation Etf1,358,400New!0.007.38150,144,000.000.00110.53Form 13
Junto Capital Management Lp09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Coltrane Asset Management L.p.09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Financial Advisory Service, Inc.09-30-2021Innovation Etf1,577Decreased-84.100.02174,000.00-86.58110.34Form 13
Warberg Asset Management Llc09-30-2021Innovation Etf10,000Increased100.000.181,105,000.0077.65110.50Form 13
Bouchey Financial Group Ltd09-30-2021Etf0Liquidated!-100.000.000.000.000.00Form 13
Bouchey Financial Group Ltd09-30-2021Etf0Liquidated!-100.000.000.000.000.00Form 13
Northeast Financial Consultants Inc09-30-2021Innovation Etf2,934Decreased-57.980.02325,000.00-61.22110.77Form 13
Stonebridge Capital Advisors Llc09-30-2021Etf52Decreased-49.020.006,000.00-53.85115.38Form 13
Toroso Investments, Llc09-30-2021Innovation Etf3,551Increased2.390.01393,000.00-13.44110.67Form 13
Arete Wealth Advisors, Llc09-30-2021Innovation Etf12,708Decreased-60.590.151,405,000.00-61.90110.56Form 13
Armor Advisors, L.l.c.09-30-2021Innovation Etf800,000New!0.009.9988,424,000.000.00110.53Form 13
Bienville Capital Management, Llc09-30-2021Innovation Etf7,687New!0.000.49850,000.000.00110.58Form 13
Ubs Group Ag09-30-2021Innovation Etf1,510,600Increased51.820.05166,966,000.0028.31552.19Form 13
Infrastructure Capital Advisors, Llc09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Shanda Asset Management Holdings Ltd09-30-2021Innovation Etf28,000New!0.000.323,095,000.000.00110.54Form 13
Crawford Lake Capital Management, Llc09-30-2021Innovation Etf590,000New!0.009.9965,213,000.000.00110.53Form 13
Sg3 Management, Llc09-30-2021Innovation Etf10,000Decreased-96.910.031,105,000.00-97.26110.50Form 13
Bayesian Capital Management, Lp09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Sunbelt Securities, Inc.09-30-2021Innovation Etf3,530Maintained0.000.07411,000.000.00116.43Form 13
Betterment Llc09-30-2021Common40,197Increased85.060.014,443,000.0056.39110.53Form 13
Squarepoint Ops Llc09-30-2021Innovation Etf1,007,796New!0.000.32111,391,000.000.00331.58Form 13
Governors Lane Lp09-30-2021Innovation Etf410,000New!0.003.0145,317,000.000.00110.53Form 13
Wealthspire Advisors, Llc09-30-2021Innovation Etf12,301Decreased-20.940.031,360,000.00-33.17110.56Form 13
Hayden Royal, Llc09-30-2021Exchange Traded Fund9,716Increased3.101.751,074,000.00-12.82110.54Form 13
Integrated Advisors Network Llc09-30-2021Innovation Etf1,988Decreased-32.770.01220,000.00-43.15110.66Form 13
Coastal Bridge Advisors, Llc09-30-2021Innovation Etf15,274Increased6.890.361,688,000.00-9.68110.51Form 13
Gerber Kawasaki Wealth & Investment Management09-30-2021Innovation Etf146,422Decreased-2.122.0015,453,000.00-21.01159.83Form 13
Wealthcare Advisory Partners Llc09-30-2021Equity7,529Decreased-15.740.05832,000.00-22.39110.51Form 13
Jt Stratford Llc09-30-2021Innovation Etf5,830New!0.000.20644,000.000.00110.46Form 13
Jacobi Capital Management Llc09-30-2021Innovation Etf700Increased28.680.0177,000.008.45110.00Form 13
Mutual Advisors, Llc09-30-2021Innovation Etf41,462Decreased-2.720.274,583,000.00-17.78110.53Form 13
Harvest Fund Management Co., Ltd09-30-2021Innovation Etf812Decreased-40.070.0289,000.00-49.14109.61Form 13
Partners Capital Investment Group, Llp09-30-2021Innovation Etf1,700New!0.000.01188,000.000.00110.59Form 13
Eversept Partners, Lp09-30-2021Innovation Etf35,000Decreased-57.320.293,869,000.00-60.66110.54Form 13
Iht Wealth Management, Llc09-30-2021Innovation Etf34,423Decreased-3.510.313,805,000.00-11.08110.54Form 13
Pacific Center For Financial Services09-30-2021Innovation Etf173Increased90.110.0119,000.0072.73109.83Form 13
Algebris (uk) Ltd09-30-2021Com200New!0.000.0128,000.000.00140.00Form 13
Deer Park Road Corp09-30-2021Innovation Etf250,000New!0.000.9727,633,000.000.00110.53Form 13
Icon Wealth Partners, Llc09-30-2021Etf4,403Decreased-26.650.05487,000.00-37.96110.61Form 13
Aspireon Wealth Advisors09-30-2021Innovation Etf9,414Increased847.080.761,041,000.00-13.25110.58Form 13
Strategic Vision Investment Ltd09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Belpointe Asset Management Llc09-30-2021Innovation Etf10,459Increased95.130.04620,000.00-11.5559.28Form 13
Kcl Capital, L.p.09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Shay Capital Llc09-30-2021Innovation Etf9,000Decreased-72.220.13995,000.00-76.52110.56Form 13
Claraphi Advisory Network, Llc09-30-2021Innovation Etf174,881Decreased-46.126.8219,330,000.00-50.35110.53Form 13
Md Financial Management Inc.09-30-2021Innovation Etf65New!0.000.007,000.000.00107.69Form 13
Sanctuary Wealth Management, L.l.c.09-30-2021Innovation Etf10,773Increased16.031.331,191,000.006.91110.55Form 13
Wagner Wealth Management, Llc09-30-2021Innovation Etf1,465Decreased-82.810.14178,000.00-84.02121.50Form 13
Nan Shan Life Insurance Co., Ltd.09-30-2021Etf57,521Decreased-65.920.116,358,000.00-71.20110.53Form 13
Certified Advisory Corp09-30-2021Etf2,090Increased2222.220.06231,000.003,750.00110.53Form 13
Exoduspoint Capital Management, Lp09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Vestmark Advisory Solutions, Inc.09-30-2021Innovation Etf4,163Decreased-5.730.03460,000.00-20.42110.50Form 13
Integrated Wealth Concepts Llc09-30-2021Mf Closed And Mf Open33,928Increased1.530.123,750,000.00-14.19110.53Form 13
Kc Investment Advisors, Llc09-30-2021Innovation Etf9,413Increased9.710.001,040,000.00-7.31110.49Form 13
Atom Investors Lp09-30-2021Innovation Etf243,010New!0.002.1726,860,000.000.00221.04Form 13
Professional Planning09-30-2021Innovation Etf2,325Decreased-46.500.12256,000.00-50.86110.11Form 13
O'dell Group, Llc09-30-2021Innovation Etf246New!0.000.0127,000.000.00109.76Form 13
Beacon Pointe Advisors, Llc09-30-2021Innovation Etf3,092Increased63.860.01342,000.0038.46110.61Form 13
Atlas Principals, Llc09-30-2021Innovation Etf100,000New!0.005.1811,053,000.000.00110.53Form 13
Alera Investment Advisors, Llc09-30-2021Innovation Etf7,590Increased804.650.25839,000.000.00110.54Form 13
Cresset Asset Management, Llc09-30-2021Innovation Etf511,573Increased951.130.7656,544,000.00788.36110.53Form 13
Townsquare Capital Llc09-30-2021Innovation Etf4,072New!0.000.01450,000.000.00110.51Form 13
Kore Private Wealth Llc09-30-2021Innovation Etf3,647Increased12.320.04403,000.00-5.18110.50Form 13
Main Street Financial Solutions, Llc09-30-2021Innovation Etf28,364Increased1.650.483,135,000.00-14.09110.53Form 13
Wealthfront Advisers Llc09-30-2021Innovation Etf144,135New!0.000.0715,931,000.000.00110.53Form 13
Claro Advisors Llc09-30-2021Innovation Etf10,985Increased6.410.511,214,000.00-10.07110.51Form 13
No Street Gp Lp09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Gladstone Institutional Advisory Llc09-30-2021Innovation Etf15,150Increased6.620.161,675,000.00-9.85110.56Form 13
Paradigm Financial Partners, Llc09-30-2021Innovation Etf9,970Increased32.420.271,123,000.0014.01112.64Form 13
Cary Street Partners Investment Advisory Llc09-30-2021Etf10,014Decreased-29.880.361,107,000.00-37.74110.55Form 13
Liberty Wealth Management Llc09-30-2021Innovation Etf1,301Decreased-99.220.05144,000.00-89.53110.68Form 13
Golden State Wealth Management, Llc09-30-2021Mf Closed And Mf Open15,778Increased4.870.381,744,000.00-11.38110.53Form 13
Kent Lake Capital Llc09-30-2021Unit0Liquidated!-100.000.000.000.000.00Form 13
Legend Financial Advisors, Inc.09-30-2021Innovation Etf166,791Increased3.969.9918,435,000.00-7.70110.53Form 13
Williams Jones Wealth Management, Llc.09-30-2021Cs41,153Decreased-17.490.064,549,000.00-26.74110.54Form 13
Candlestick Capital Management Lp09-30-2021Innovation Etf400,000Decreased-46.670.8344,212,000.00-52.65110.53Form 13
Pacitti Group Inc.09-30-2021Innovation Etf565Increased222.860.0462,000.00195.24109.73Form 13
Silicon Hills Wealth Management, Llc09-30-2021Innovation Etf24,624Increased29.821.872,722,000.0015.29110.54Form 13
Resolute Advisors Llc09-30-2021Etf14,550Maintained0.000.221,608,000.00-15.46110.52Form 13
Steel Peak Wealth Management Llc09-30-2021Innovation Etf13,454Decreased-24.950.101,487,000.00-36.56110.52Form 13
Lion Street Advisors, Llc09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Epg Wealth Management Llc09-30-2021Innovation Etf5,171Decreased-9.820.23572,000.00-23.73110.62Form 13
Carolinas Wealth Consulting Llc09-30-2021Innovation Etf54,611Decreased-2.531.416,036,000.00-17.62110.53Form 13
Baymount Management Lp09-30-2021Innovation Etf400,000New!0.004.5044,212,000.000.00110.53Form 13
Founders Financial Alliance, Llc09-30-2021Innovation Etf1,169Decreased-4.100.06129,000.00-11.64331.25Form 13
Dcm Advisors, Llc09-30-2021Innovation Etf3,112Increased6.470.13344,000.00-9.95110.54Form 13
Phoenix Wealth Advisors09-30-2021Innovation Etf8,916Decreased-2.410.74985,000.00-15.23110.48Form 13
Clarus Group, Inc.09-30-2021Equity104,620Decreased-7.637.9811,564,000.00-18.73110.53Form 13
Golden State Equity Partners09-30-2021Innovation Etf2,039Increased0.640.09225,000.00-15.09110.35Form 13
Corefirst Bank & Trust09-30-2021Com5,547Increased35.460.43613,000.0014.58220.98Form 13
Optiver Holding B.v.09-30-2021Innovation Etf451Maintained0.000.0050,000.000.00110.86Form 13
Sageguard Financial Group, Llc09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Derbend Asset Management09-30-2021Innovation Etf9,567Increased59.980.991,057,000.0035.17110.48Form 13
Glenmede Trust Co Na09-30-2021Innovation Etf1,863Decreased-60.450.00205,000.00-63.65220.07Form 13
Thrivent Financial For Lutherans09-30-2021Innovation Etf213,335Increased21.770.0523,623,000.003.10352.02Form 13
Fmr Llc09-30-2021Innovation Etf15Decreased-92.890.002,000.00-92.86300.00Form 13
Mml Investors Services, Llc09-30-2021Innovation Etf126,526Decreased-9.160.1113,985,000.00-23.23110.53Form 13
Bank Of America Corp /de/09-30-2021Innovation8,148,528Increased6.370.09900,657,000.00-10.10994.40Form 13
Stifel Financial Corp09-30-2021Innovation Etf47,109Increased28.360.015,207,000.008.48220.93Form 13
Wells Fargo & Company/mn09-30-2021Innovation Etf2,773,025Increased682.520.06306,503,000.00621.06552.79Form 13
Northern Trust Corp09-30-2021Com9,509Decreased-14.380.001,051,000.00-27.67221.10Form 13
Howe & Rusling Inc09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Harbour Investments, Inc.09-30-2021Innovation Etf33,507Increased12.800.123,703,000.003.93110.51Form 13
Salem Investment Counselors Inc09-30-2021Innovation Etf445Maintained0.000.0049,000.00-15.52110.11Form 13
Morgan Stanley09-30-2021Innovation Etf11,949,770Increased9.790.171,320,808,000.00-7.21755.58Form 13
Brookfield Asset Management Inc.09-30-2021Innovation Etf0Liquidated!-100.000.000.000.000.00Form 13
Bnp Paribas Arbitrage, Sa09-30-2021Fund516,109Maintained0.009.99108,092,150,000.000.0055,375,530.00Form 13
Laffer Tengler Investments09-30-2021Exchange Traded Fund33Maintained0.000.003,647,000.00-7.86110,515.15Form 13
Headinvest, Llc09-30-2021Etf3,423Increased0.740.07378,000.00-14.86110.43Form 13
Ctc Llc09-30-2021Com8,504Maintained0.000.03939,000.000.00110.42Form 13
National Asset Management, Inc.09-30-2021Innovation Etf49,293Decreased-3.280.175,472,000.00-17.79111.01Form 13
Pathstone Family Office, Llc09-30-2021Innovation Etf27,538Decreased-0.210.093,043,000.00-15.71110.50Form 13
Captrust Financial Advisors09-30-2021Etf212,658Increased12.060.2023,505,000.003.26110.53Form 13
Cetera Advisors Llc09-30-2021Innovation Etf134,394Increased55.430.2914,855,000.0031.37110.53Form 13
Cetera Advisor Networks Llc09-30-2021Innovation Etf240,921Increased36.720.3626,629,000.0015.55110.53Form 13
Atria Investments Llc09-30-2021Innovation Etf54,843Increased5.210.116,062,000.00-11.08110.53Form 13
Jane Street Group, Llc09-30-2021Innovation Etf4,388,550Decreased-48.210.18485,066,000.00-52.28442.12Form 13
Cahill Financial Advisors Inc09-30-2021Etf758New!0.000.0284,000.000.00110.82Form 13
Fintrust Capital Advisors, Llc09-30-2021Innovation Etf218Maintained0.000.0124,000.00-11.11110.09Form 13
Rehmann Capital Advisory Group09-30-2021Innovation Etf3,145Increased9.280.03347,664,000.00-7.65110,544.99Form 13
Schonfeld Strategic Advisors Llc09-30-2021Innovation Etf150,000New!0.000.1716,580,000.000.00110.53Form 13
Cetera Investment Advisers09-30-2021Innovation Etf135,210Increased17.030.2414,945,000.00-1.09110.53Form 13
Cornerstone Advisory, Llc09-30-2021Innovation Etf30,006Decreased-32.280.553,316,000.00-37.61220.97Form 13
Vivaldi Capital Management Lp09-30-2021Innovation Etf10,022New!0.000.241,108,000.000.00110.56Form 13
Ferris Capital, Llc09-30-2021Innovation Etf16,403Increased448.410.411,925,000.00436.21117.36Form 13
Parisi Gray Wealth Management09-30-2021Equity6,558Decreased-12.110.30729,000.00-25.31111.16Form 13
Seacrest Wealth Management, Llc09-30-2021Innovation Etf18,530Increased6.050.252,048,000.00-10.37110.52Form 13
Requisite Capital Management, Llc09-30-2021Innovation Etf115,224Increased2.882.7012,736,000.00-13.05110.53Form 13
Triumph Capital Management09-30-2021Etf16,714Increased132.880.861,847,000.00179.85110.51Form 13
Retirement Group, Llc09-30-2021Innovation Etf599Maintained0.000.0366,000.00-15.38110.18Form 13
Braun-bostich & Associates Inc.09-30-2021Innovation Etf10,171Increased0.412.121,124,000.00-15.17110.51Form 13
Principle Wealth Partners Llc09-30-2021Etf66,053Increased9.660.847,301,000.00-7.32110.53Form 13
Global Wealth Management Investment Advisory, Inc.09-30-2021Innovation Etf79Maintained0.000.009,000.00-10.00113.92Form 13
Advisor Resource Council09-30-2021Innovation Etf27,171Decreased-73.320.913,003,000.00-77.45110.52Form 13
Consultiva Wealth Management, Corp.09-30-2021Innovation Etf1,087Increased52.242.76120,000,000.00134,731.46110,395.58Form 13
Navis Wealth Advisors, Llc09-30-2021Etf17,059Increased3.931.321,886,000.00-4.22110.56Form 13
Strategic Wealth Advisors Group, Llc09-30-2021Innovation Etf430,626Decreased-8.302.3347,640,000.00-22.43110.63Form 13
Centiva Capital, Lp09-30-2021Innovation Etf6,500Maintained0.000.05718,000.000.00110.46Form 13
Wealth Quarterback Llc09-30-2021Innovation Etf205Increased720.000.0223,000.00475.00112.20Form 13
Consolidated Planning Corp09-30-2021Innovation Etf6,324Increased6.210.45699,000.00-10.15110.53Form 13
Studio Investment Management Llc09-30-2021Innovation Etf19,905Maintained0.000.942,200,000.000.00110.52Form 13
Bank Of New York Mellon Corp09-30-2021Inno4,774Decreased-14.990.00528,000.00-28.07221.52Form 13
Cribstone Capital Management, Llc09-30-2021Ef174Decreased-48.670.0119,000.00-56.82109.20Form 13
Wealthsource Partners, Llc09-30-2021Innovation Etf3,200Increased28.210.03354,000.008.59110.62Form 13
Personal Cfo Solutions, Llc09-30-2021Innovation Etf17,989Decreased-1.490.411,988,000.00-16.75110.51Form 13
Coyle Financial Counsel Llc09-30-2021Innovation Etf70,660Increased3.174.577,810,000.00-12.81110.53Form 13
Cfs Investment Advisory Services, Llc09-30-2021Innovation Etf2,427Maintained0.000.04268,000.000.00110.42Form 13
Legacy Wealth Planning, Llc09-30-2021Innovation Etf10,135Increased27.661.251,120,000.0013.36110.51Form 13
Mcdonald Partners Llc09-30-2021Innovation Etf10,683Decreased-4.040.281,181,000.00-4.06110.55Form 13
Patriot Financial Group Insurance Agency, Llc09-30-2021Etf15,551Increased1.030.301,719,000.00-14.61110.54Form 13
Bay Harbor Wealth Management, Llc09-30-2021Exchange Traded Fund947Maintained0.000.04105,000.00-15.32110.88Form 13