| Whale | Report Period | Security Type | Quantity | Status | % Change | % Allocation | $ Value | % Change | $ Valuation Price | Sec Link |
|---|
| Eisneramper Wealth Management Corporate Benefits, Llc | 09-30-2021 | Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Security National Trust Co | 09-30-2021 | Com | 100 | Maintained | 0.00 | 0.00 | 13,000.00 | 0.00 | 130.00 | Form 13 |
| Penobscot Wealth Management | 09-30-2021 | Innovation Etf | 17,072 | Increased | 3.69 | 9.99 | 1,887,000.00 | -12.35 | 110.53 | Form 13 |
| Savior Llc | 09-30-2021 | Etf | 27 | Increased | 28.57 | 0.00 | 3,000.00 | 0.00 | 111.11 | Form 13 |
| Ifp Advisors, Inc | 09-30-2021 | Cef | 65,307 | Increased | 22.45 | 0.15 | 7,293,000.00 | 4.51 | 111.67 | Form 13 |
| Mascoma Wealth Management Llc | 09-30-2021 | Etf | 275 | Maintained | 0.00 | 0.01 | 30,000.00 | 0.00 | 109.09 | Form 13 |
| Future Financial Wealth Managment Llc | 09-30-2021 | Etf | 9,307 | Maintained | 0.00 | 0.96 | 1,217,000.00 | 0.00 | 130.76 | Form 13 |
| Richard P Slaughter Associates Inc | 09-30-2021 | Innovation Etf | 39,492 | Decreased | -6.40 | 1.73 | 4,365,000.00 | -20.88 | 110.53 | Form 13 |
| Iron Horse Wealth Management, Llc | 09-30-2021 | Innovation Etf | 73 | Maintained | 0.00 | 0.00 | 8,000.00 | -20.00 | 109.59 | Form 13 |
| Envestnet Asset Management Inc | 09-30-2021 | Innovation Etf | 330,288 | Increased | 2.09 | 0.02 | 36,507,000.00 | -13.71 | 110.53 | Form 13 |
| Vision Capital Management, Inc. | 09-30-2021 | Cs | 3,633 | Decreased | -7.63 | 0.07 | 402,000.00 | -21.79 | 110.65 | Form 13 |
| Carroll Financial Associates, Inc. | 09-30-2021 | Etf | 248,667 | Increased | 0.26 | 1.54 | 27,485,000.00 | -15.26 | 110.53 | Form 13 |
| Caprock Group, Inc. | 09-30-2021 | Innovation Etf | 12,140 | Increased | 9.64 | 0.12 | 1,342,000.00 | -7.32 | 110.54 | Form 13 |
| Global Trust Asset Management, Llc | 09-30-2021 | Innovation Etf | 788 | Increased | 5.07 | 0.04 | 87,000.00 | -11.22 | 110.41 | Form 13 |
| John W. Brooker & Co., Cpas | 09-30-2021 | Innovation Etf | 355 | Maintained | 0.00 | 0.02 | 39,000.00 | -15.22 | 109.86 | Form 13 |
| Sowa Financial Group, Inc. | 09-30-2021 | Innovation Etf | 3,224 | Decreased | -1.53 | 0.23 | 356,000.00 | -16.82 | 110.42 | Form 13 |
| Garrett Investment Advisors Llc | 09-30-2021 | Innovation Etf | 2,653 | Decreased | -21.58 | 0.10 | 293,000.00 | -33.71 | 110.44 | Form 13 |
| Wedbush Securities Inc | 09-30-2021 | Com | 32,422 | Increased | 14.93 | 9.99 | 3,584,000.00 | -2.85 | 110.54 | Form 13 |
| Carnegie Capital Asset Management, Llc | 09-30-2021 | Innovation Etf | 84,860 | Increased | 2.54 | 0.35 | 9,380,000.00 | -13.33 | 110.53 | Form 13 |
| Fdx Advisors, Inc. | 09-30-2021 | Ark Etf Tr Innovation Etf | 8,009 | Increased | 25.40 | 0.03 | 885,000.00 | 5.99 | 110.50 | Form 13 |
| Arthur M. Cohen & Associates, Llc | 09-30-2021 | Innovation Etf | 10,659 | New! | 0.00 | 0.24 | 1,178,000.00 | 0.00 | 110.52 | Form 13 |
| Johnson Midwest Financial, Llc | 09-30-2021 | Innovation Etf | 214 | New! | 0.00 | 0.02 | 24,000.00 | 0.00 | 112.15 | Form 13 |
| Wealth Alliance Advisory Group, Llc | 09-30-2021 | Innovation Etf | 2,515 | Increased | 6.30 | 0.14 | 278,000.00 | -10.03 | 110.54 | Form 13 |
| Hbw Advisory Services Llc | 09-30-2021 | Innovation Etf | 94,989 | Decreased | -5.35 | 2.72 | 10,499,000.00 | -20.01 | 110.53 | Form 13 |
| Modus Advisors, Llc | 09-30-2021 | Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Creative Financial Designs Inc /adv | 09-30-2021 | Etf | 3,048 | Increased | 151.28 | 0.06 | 337,000.00 | 111.95 | 110.56 | Form 13 |
| Signature Estate & Investment Advisors Llc | 09-30-2021 | Innovation Etf | 4,602 | Increased | 0.11 | 0.02 | 509,000.00 | -15.31 | 221.26 | Form 13 |
| Webster Bank, N. A. | 09-30-2021 | Innovation Etf | 625 | New! | 0.00 | 0.01 | 69,000.00 | 0.00 | 110.40 | Form 13 |
| Equitec Proprietary Markets, Llc | 09-30-2021 | Innovation Etf | 1,100 | Increased | 1000.00 | 0.02 | 122,000.00 | 838.46 | 110.91 | Form 13 |
| Stonnington Group, Llc | 09-30-2021 | Innovation Etf | 5,937 | Increased | 12.96 | 0.15 | 657,000.00 | 1.39 | 110.66 | Form 13 |
| Legacy Private Trust Co. | 09-30-2021 | Innovation Etf | 120,405 | Decreased | -1.69 | 1.08 | 13,308,000.00 | -16.92 | 110.53 | Form 13 |
| Harbor Investment Advisory, Llc | 09-30-2021 | Etf | 850 | Increased | 54.55 | 0.01 | 94,000.00 | 30.56 | 220.91 | Form 13 |
| Lenox Wealth Advisors, Llc | 09-30-2021 | Com | 242 | Increased | 29.41 | 0.00 | 27,000.00 | 12.50 | 111.57 | Form 13 |
| Focused Wealth Management, Inc | 09-30-2021 | Innovation Etf | 26 | Decreased | -60.61 | 0.00 | 3,000.00 | -66.67 | 115.38 | Form 13 |
| Tarbox Family Office, Inc. | 09-30-2021 | Innovation Etf | 2,500 | Maintained | 0.00 | 0.05 | 276,000.00 | -15.60 | 110.40 | Form 13 |
| Koshinski Asset Management, Inc. | 09-30-2021 | Innovation Etf | 14,713 | Increased | 35.57 | 0.14 | 1,626,228,000.00 | 114,503.81 | 110,530.01 | Form 13 |
| Level Four Advisory Services, Llc | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Cfo4life Group, Llc | 09-30-2021 | Innovation Etf | 1,857 | Decreased | -0.05 | 0.05 | 205,000.00 | -15.64 | 110.39 | Form 13 |
| Affiance Financial, Llc | 09-30-2021 | Innovation Etf | 594 | Maintained | 0.00 | 0.03 | 66,000.00 | -15.38 | 111.11 | Form 13 |
| Ifg Advisory, Llc | 09-30-2021 | Mf Closed And Mf Open | 4,532 | Increased | 43.51 | 0.05 | 501,000.00 | 21.31 | 110.55 | Form 13 |
| Bedel Financial Consulting, Inc. | 09-30-2021 | Innovation Etf | 91 | Maintained | 0.00 | 0.00 | 10,000.00 | -16.67 | 109.89 | Form 13 |
| Sound Income Strategies, Llc | 09-30-2021 | Innovation Etf | 336 | Increased | 13.51 | 0.00 | 37,000.00 | -5.13 | 110.12 | Form 13 |
| Avondale Wealth Management | 09-30-2021 | Etf | 32,908 | Increased | 0.35 | 3.55 | 3,637,000.00 | -15.20 | 110.52 | Form 13 |
| Cra Financial Services, Llc | 09-30-2021 | Innovation Etf | 5,049 | Increased | 22.88 | 0.19 | 558,000.00 | 3.91 | 110.52 | Form 13 |
| Private Capital Management Llc | 09-30-2021 | Innovation Etf | 3,415 | Increased | 5.89 | 0.15 | 377,000.00 | -10.66 | 110.40 | Form 13 |
| Moulton Wealth Management, Inc | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Tsfg, Llc | 09-30-2021 | Mf Closed And Mf Open | 6,641 | Decreased | -0.66 | 0.29 | 734,000.00 | -16.02 | 110.53 | Form 13 |
| Cva Family Office, Llc | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Peak Financial Advisors Llc | 09-30-2021 | Innovation Etf | 2,857 | Decreased | -15.05 | 0.00 | 316,000.00 | -28.18 | 110.61 | Form 13 |
| Soa Wealth Advisors, Llc. | 09-30-2021 | Etf | 168,711 | Decreased | -0.13 | 4.78 | 18,647,000.00 | -15.59 | 110.53 | Form 13 |
| Activest Wealth Management | 09-30-2021 | Innovation Etf | 6,533 | Increased | 19.35 | 0.48 | 722,000.00 | 0.84 | 110.52 | Form 13 |
| Level Four Financial, Llc | 09-30-2021 | Innovation Etf | 4,332 | Decreased | -18.49 | 0.21 | 479,000.00 | -31.08 | 110.57 | Form 13 |
| Sanders Morris Harris Llc | 09-30-2021 | Innovation Etf | 150,501 | Increased | 152.69 | 3.03 | 16,635,000.00 | 113.57 | 110.53 | Form 13 |
| Bft Financial Group, Llc | 09-30-2021 | Innovation Etf | 3,405 | Decreased | -0.21 | 0.07 | 376,000.00 | -15.70 | 110.43 | Form 13 |
| Nadler Financial Group, Inc. | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Diligent Investors, Llc | 09-30-2021 | Innovation Etf | 1,588 | Maintained | 0.00 | 0.07 | 208,000.00 | 0.00 | 130.98 | Form 13 |
| Corbenic Partners Llc | 09-30-2021 | Innovation Etf | 200 | Maintained | 0.00 | 0.01 | 22,000.00 | -15.38 | 110.00 | Form 13 |
| Capital Investment Advisors, Llc | 09-30-2021 | Innovation Etf | 37,719 | Increased | 3.22 | 0.14 | 4,169,000.00 | -12.76 | 110.53 | Form 13 |
| Evanson Asset Management, Llc | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Teamwork Financial Advisors, Llc | 09-30-2021 | Innovation Etf | 15,664 | Decreased | -1.01 | 0.34 | 1,731,000.00 | -16.34 | 110.51 | Form 13 |
| Jackson, Grant Investment Advisers, Inc. | 09-30-2021 | Innovation Etf | 115 | Maintained | 0.00 | 0.01 | 13,000.00 | -13.33 | 113.04 | Form 13 |
| Cypress Wealth Services, Llc | 09-30-2021 | Innovation Etf | 4,704 | Decreased | -11.20 | 0.16 | 520,000.00 | -24.96 | 110.54 | Form 13 |
| Private Capital Group, Llc | 09-30-2021 | Exchange Traded Fund | 1,873 | Maintained | 0.00 | 0.05 | 207,000.00 | -15.51 | 110.52 | Form 13 |
| Fny Investment Advisers, Llc | 09-30-2021 | Com | 150 | Decreased | -98.50 | 0.01 | 16,000.00 | -98.78 | 106.67 | Form 13 |
| Foundations Investment Advisors, Llc | 09-30-2021 | Innovation Etf | 58,337 | Increased | 4.03 | 0.28 | 6,361,000.00 | -9.71 | 109.04 | Form 13 |
| Andesa Financial Management Inc. | 09-30-2021 | Innovation Etf | 5,651 | Decreased | -50.87 | 0.34 | 626,000.00 | -58.38 | 110.78 | Form 13 |
| Joseph P. Lucia & Associates, Llc | 09-30-2021 | Innovation Etf | 23 | Decreased | -52.08 | 0.00 | 3,000.00 | -50.00 | 130.43 | Form 13 |
| Bay Rivers Group | 09-30-2021 | Innovation Etf | 10,914 | Increased | 2.01 | 0.82 | 1,206,000.00 | -13.80 | 110.50 | Form 13 |
| Powell Investment Advisors, Llc | 09-30-2021 | Innovation Etf | 4,640 | Increased | 71.22 | 0.32 | 513,000.00 | 44.92 | 110.56 | Form 13 |
| Veracity Capital Llc | 09-30-2021 | Innovation Etf | 2,565 | Decreased | -14.61 | 0.12 | 283,000.00 | -27.99 | 110.33 | Form 13 |
| Choice Wealth Advisors, Llc | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Financial Management Network Inc | 09-30-2021 | Innovation Etf | 3,249 | Increased | 0.31 | 0.18 | 348,000.00 | -16.14 | 107.11 | Form 13 |
| Wc Walker & Associates, Inc. | 09-30-2021 | Innovation Etf | 30,158 | Increased | 8.10 | 1.71 | 3,333,000.00 | -6.77 | 110.52 | Form 13 |
| Marino, Stram & Associates Llc | 09-30-2021 | Innovation Etf | 2,285 | New! | 0.00 | 0.09 | 253,000.00 | 0.00 | 110.72 | Form 13 |
| First United Bank & Trust | 09-30-2021 | Exchange Traded Sector Funds | 2,196 | Increased | 21.33 | 0.10 | 243,000.00 | 2.53 | 110.66 | Form 13 |
| Atlas Brown,inc. | 09-30-2021 | Etf | 3,722 | Maintained | 0.00 | 0.18 | 411,000.00 | -15.61 | 110.42 | Form 13 |
| Xr Securities Llc | 09-30-2021 | Etf | 10,700 | Maintained | 0.00 | 0.03 | 64,000.00 | 0.00 | 5.98 | Form 13 |
| Pachira Investments Inc. | 09-30-2021 | Innovation Etf | 3,624 | Increased | 4.53 | 0.29 | 401,000.00 | -11.48 | 110.65 | Form 13 |
| Private Advisor Group, Llc | 09-30-2021 | Innovation Etf | 1,764,551 | Increased | 30.80 | 1.24 | 194,600,000.00 | 32.96 | 121.89 | Form 13 |
| Archford Capital Strategies, Llc | 09-30-2021 | Etf | 34,397 | Increased | 3.25 | 0.90 | 3,802,000.00 | -12.74 | 110.53 | Form 13 |
| Genesee Capital Advisors, Llc | 09-30-2021 | Innovation Etf | 54,630 | Maintained | 0.00 | 2.98 | 6,038,000.00 | 0.00 | 110.53 | Form 13 |
| Capital Asset Advisory Services Llc | 09-30-2021 | Innovation Etf | 839 | Increased | 1.21 | 0.01 | 93,000.00 | -13.89 | 110.85 | Form 13 |
| Canal Capital Management, Llc | 09-30-2021 | Innovation Etf | 25,611 | Decreased | -3.35 | 0.81 | 2,831,000.00 | -18.30 | 110.54 | Form 13 |
| Wespac Advisors Socal, Llc | 09-30-2021 | Innovation Etf | 4,742 | Maintained | 0.00 | 0.17 | 517,000.00 | -16.61 | 109.03 | Form 13 |
| Ritholtz Wealth Management | 09-30-2021 | Innovation Etf | 3,847 | Decreased | -64.18 | 0.03 | 425,000.00 | -66.64 | 110.48 | Form 13 |
| Simplifi, Inc. | 09-30-2021 | Innovation Etf | 4,045 | Increased | 1.61 | 0.20 | 447,000.00 | -14.20 | 110.51 | Form 13 |
| Winthrop Advisory Group Llc | 09-30-2021 | Innovation Etf | 34,493 | Increased | 1.01 | 0.85 | 3,813,000.00 | -14.39 | 110.54 | Form 13 |
| Pacific Wealth Strategies Group, Inc. | 09-30-2021 | Innovation Etf | 30,120 | Increased | 8.77 | 1.23 | 3,329,000.00 | -8.09 | 110.52 | Form 13 |
| Great Valley Advisor Group, Inc. | 09-30-2021 | Innovation Etf | 52,242 | Increased | 4.45 | 0.40 | 5,775,000.00 | -9.35 | 110.54 | Form 13 |
| Red Door Wealth Management, Llc | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Clear Creek Financial Management, Llc | 09-30-2021 | Innovation Etf | 23,531 | Decreased | -1.65 | 0.42 | 2,601,000.00 | -16.87 | 110.54 | Form 13 |
| Aprio Wealth Management, Llc | 09-30-2021 | Innovation Etf | 2,168 | Decreased | -21.45 | 0.11 | 240,000.00 | -33.52 | 110.70 | Form 13 |
| Madden Securities Corp | 09-30-2021 | Innovation Etf | 6,233 | Increased | 14.28 | 0.37 | 689,000.00 | -3.37 | 110.54 | Form 13 |
| Procyon Private Wealth Partners, Llc | 09-30-2021 | Etf | 2,287 | Decreased | -0.48 | 0.06 | 253,000.00 | -15.67 | 110.63 | Form 13 |
| Purus Wealth Management, Llc | 09-30-2021 | Innovation Etf | 96,664 | Maintained | 0.00 | 7.38 | 10,684,000.00 | -15.49 | 110.53 | Form 13 |
| Davenport & Co Llc | 09-30-2021 | Innovation Etf | 37,573 | Increased | 11.52 | 0.03 | 4,153,000.00 | -5.74 | 110.53 | Form 13 |
| Sheets Smith Wealth Management | 09-30-2021 | Innovation Etf | 7,608 | Decreased | -26.93 | 0.11 | 841,000.00 | -38.25 | 110.54 | Form 13 |
| Arlington Partners Llc | 09-30-2021 | Com | 1,500 | Maintained | 0.00 | 0.05 | 166,000.00 | -15.31 | 110.67 | Form 13 |
| Advisornet Financial, Inc | 09-30-2021 | Etf | 28,530 | Increased | 177.96 | 0.22 | 3,153,000.00 | 134.95 | 110.52 | Form 13 |
| Bartlett & Co. Llc | 09-30-2021 | Etf | 180 | Maintained | 0.00 | 0.00 | 20,000.00 | -16.67 | 111.11 | Form 13 |
| Next Financial Group, Inc | 09-30-2021 | Innovation Etf | 25,625 | Increased | 55.95 | 0.22 | 2,832,000.00 | 31.78 | 220.95 | Form 13 |
| Intersect Capital Llc | 09-30-2021 | Innovation Etf | 2,698 | Decreased | -7.79 | 0.05 | 298,000.00 | -22.19 | 110.45 | Form 13 |
| Meridian Wealth Management, Llc | 09-30-2021 | Innovation Etf | 9,614 | Increased | 8.25 | 0.13 | 1,063,000.00 | -8.44 | 110.57 | Form 13 |
| Bogart Wealth, Llc | 09-30-2021 | Etf | 672 | Increased | 0.15 | 0.01 | 74,000.00 | -15.91 | 110.12 | Form 13 |
| Vishria Bird Financial Group, Llc | 09-30-2021 | Innovation Etf | 73,307 | Increased | 5.91 | 4.25 | 8,103,000.00 | -2.40 | 110.54 | Form 13 |
| Wolff Wiese Magana Llc | 09-30-2021 | Innovation Etf | 1,310 | Increased | 6.33 | 0.10 | 145,000.00 | -9.94 | 110.69 | Form 13 |
| Paradigm, Strategies In Wealth Management, Llc | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Fifth Third Bancorp | 09-30-2021 | Innovation Etf | 649,750 | Decreased | -6.54 | 0.31 | 71,817,000.00 | -21.01 | 110.53 | Form 13 |
| City Holding Co | 09-30-2021 | Mutual Funds-equities | 5,275 | Decreased | -3.65 | 0.10 | 583,000.00 | -18.58 | 110.52 | Form 13 |
| Raymond James Trust N.a. | 09-30-2021 | Etf / Closed En | 21,632 | Increased | 10.47 | 0.08 | 2,391,000.00 | -6.64 | 220.81 | Form 13 |
| Asset Dedication, Llc | 09-30-2021 | Etf | 1,400 | Increased | 238.16 | 0.02 | 156,000.00 | 178.57 | 111.43 | Form 13 |
| Axiom Investment Management Llc | 09-30-2021 | Innovation Etf | 540 | Maintained | 0.00 | 0.06 | 59,000.00 | -9.23 | 210.00 | Form 13 |
| Gradient Investments Llc | 09-30-2021 | Innovation Etf | 114 | Maintained | 0.00 | 0.00 | 13,000.00 | -13.33 | 114.04 | Form 13 |
| Islay Capital Management, Llc | 09-30-2021 | Innovation Etf | 300 | Maintained | 0.00 | 0.03 | 33,000.00 | -8.33 | 110.00 | Form 13 |
| Coastal Investment Advisors, Inc. | 09-30-2021 | Innovation Etf | 19,610 | Decreased | -1.77 | 0.51 | 2,167,000.00 | -17.00 | 110.50 | Form 13 |
| Kfa Private Wealth Group, Llc | 09-30-2021 | Innovation Etf | 3,152 | Increased | 0.32 | 0.19 | 348,000.00 | -15.33 | 110.41 | Form 13 |
| Rmr Wealth Builders | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Act Advisors, Llc. | 09-30-2021 | Innovation Etf | 9,757 | Decreased | -2.37 | 0.83 | 1,078,000.00 | -15.25 | 110.48 | Form 13 |
| Mach-1 Financial Group, Inc. | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Umb Bank N A/mo | 09-30-2021 | Common | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Albion Financial Group /ut | 09-30-2021 | Innovation Etf | 74 | Increased | 1.37 | 0.00 | 8,000.00 | -20.00 | 108.11 | Form 13 |
| Reilly Financial Advisors, Llc | 09-30-2021 | Innovation Etf | 364 | Maintained | 0.00 | 0.00 | 40,000.00 | -16.67 | 109.89 | Form 13 |
| Greenwich Wealth Management Llc | 09-30-2021 | Innovation Etf | 2,800 | Decreased | -4.04 | 0.03 | 309,000.00 | -19.11 | 110.36 | Form 13 |
| Dfpg Investments, Llc | 09-30-2021 | Innovation Etf | 2,788 | Increased | 10.42 | 0.12 | 322,000.00 | 4.21 | 115.49 | Form 13 |
| Gemmer Asset Management Llc | 09-30-2021 | Innovation Etf | 144 | Maintained | 0.00 | 0.00 | 16,000.00 | -15.79 | 111.11 | Form 13 |
| Stratos Wealth Partners, Ltd. | 09-30-2021 | Innovation Etf | 83,860 | Decreased | -18.29 | 0.24 | 9,269,000.00 | -30.94 | 110.53 | Form 13 |
| Belvedere Trading Llc | 09-30-2021 | Innovation Etf | 18,100 | Decreased | -42.90 | 0.06 | 2,119,000.00 | -44.64 | 117.07 | Form 13 |
| Summit X, Llc | 09-30-2021 | Innovation Etf | 5,228 | Increased | 3.12 | 0.14 | 574,000.00 | -13.68 | 109.79 | Form 13 |
| Spiderrock Advisors, Llc | 09-30-2021 | Ark Innovation | 73,300 | Increased | 416.20 | 1.19 | 7,940,000.00 | 447.59 | 108.32 | Form 13 |
| Stratos Wealth Advisors, Llc | 09-30-2021 | Innovation Etf | 2,752 | Increased | 13.95 | 0.03 | 304,000.00 | -3.80 | 110.47 | Form 13 |
| Fundamentun, Llc | 09-30-2021 | Innovation Etf | 2,241 | New! | 0.00 | 0.04 | 248,000.00 | 0.00 | 110.66 | Form 13 |
| Jordan Park Group Llc | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Ballew Advisors, Inc | 09-30-2021 | Innovation Etf | 4,074 | Increased | 0.37 | 0.33 | 451,000.00 | -9.07 | 110.70 | Form 13 |
| Vigilare Wealth Management | 09-30-2021 | Etf | 2,208 | New! | 0.00 | 0.15 | 244,000.00 | 0.00 | 110.51 | Form 13 |
| Stewardship Advisors, Llc | 09-30-2021 | Innovation Etf | 4,969 | Decreased | -88.56 | 0.21 | 549,000.00 | -90.33 | 110.49 | Form 13 |
| Mcguire Investment Group, Llc | 09-30-2021 | Innovation Etf | 2,165 | Increased | 26.17 | 0.04 | 239,000.00 | 6.70 | 110.39 | Form 13 |
| Uma Financial Services, Inc. | 09-30-2021 | Innovation Etf | 1,729 | Increased | 5.11 | 0.05 | 200,000.00 | 0.00 | 115.67 | Form 13 |
| Professional Financial Advisors, Llc | 09-30-2021 | Innovation Etf | 299 | Increased | 20.56 | 0.02 | 33,000.00 | 3.12 | 110.37 | Form 13 |
| Epiq Partners, Llc | 09-30-2021 | Innovation Etf | 2,310 | Maintained | 0.00 | 0.12 | 255,000.00 | -7.94 | 110.39 | Form 13 |
| Arkadios Wealth Advisors | 09-30-2021 | Etf | 5,571 | Decreased | -55.03 | 0.09 | 615,000.00 | -62.04 | 110.39 | Form 13 |
| Vivid Financial Management, Inc. | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| American Institute For Advanced Investment Management, Llp | 09-30-2021 | Innovation Etf | 6,949 | Decreased | -7.59 | 0.54 | 768,000.00 | -21.87 | 110.52 | Form 13 |
| Kestra Advisory Services, Llc | 09-30-2021 | Innovation Etf | 395,398 | Increased | 17.92 | 0.44 | 43,703,000,000.00 | -0.34 | 110,529.14 | Form 13 |
| South Shore Capital Advisors | 09-30-2021 | Innovation Etf | 4,653 | Increased | 2.33 | 0.93 | 514,000.00 | -13.61 | 110.47 | Form 13 |
| Acas, Llc | 09-30-2021 | Innovation Etf | 4,295 | Increased | 0.59 | 0.66 | 475,000.00 | -14.87 | 110.59 | Form 13 |
| Mezzasalma Advisors, Llc | 09-30-2021 | Innovation Etf | 4,142 | Increased | 70.52 | 0.26 | 458,000.00 | 44.03 | 110.57 | Form 13 |
| Central Trust Co | 09-30-2021 | Mutual Funds - | 100 | New! | 0.00 | 0.39 | 11,000.00 | 0.00 | 110.00 | Form 13 |
| Pinnacle Associates Ltd | 09-30-2021 | Innovation Etf | 2,720 | New! | 0.00 | 0.01 | 301,000.00 | 0.00 | 110.66 | Form 13 |
| First Bancorp, Inc /me/ | 09-30-2021 | Etf-equity | 2,137 | Maintained | 0.00 | 0.22 | 236,000.00 | -15.41 | 110.44 | Form 13 |
| Hc Financial Advisors Inc | 09-30-2021 | Innovation Etf | 43 | Maintained | 0.00 | 0.00 | 5,000.00 | -16.67 | 116.28 | Form 13 |
| Provise Management Group, Llc | 09-30-2021 | Innovation Etf | 32,608 | Decreased | -11.21 | 0.36 | 3,604,000.00 | -24.96 | 110.53 | Form 13 |
| Rmb Capital Management, Llc | 09-30-2021 | Innovation Etf | 1,866 | Maintained | 0.00 | 0.01 | 206,000.00 | -15.57 | 110.40 | Form 13 |
| North Star Investment Management Corp. | 09-30-2021 | Etf | 2,588 | Maintained | 0.00 | 0.02 | 286,000.00 | -15.38 | 110.51 | Form 13 |
| Clear Street Markets Llc | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Smith Anglin Financial, Llc | 09-30-2021 | Innovation Etf | 96,285 | Increased | 69.01 | 1.93 | 10,642,000.00 | 42.85 | 110.53 | Form 13 |
| Trust Co | 09-30-2021 | Innovation Etf | 5,939 | Decreased | -7.61 | 0.17 | 656,000.00 | -22.00 | 110.46 | Form 13 |
| Sugarloaf Wealth Management, Llc | 09-30-2021 | Innovation Etf | 172 | Decreased | -59.24 | 0.00 | 19,000.00 | -65.45 | 110.47 | Form 13 |
| Csenge Advisory Group | 09-30-2021 | Innovation Etf | 62,714 | Increased | 0.38 | 0.59 | 6,972,000.00 | -13.61 | 111.17 | Form 13 |
| Gps Wealth Strategies Group, Llc | 09-30-2021 | Mf Closed And Mf Open | 35,072 | Increased | 75.88 | 0.96 | 3,877,000.00 | 48.66 | 110.54 | Form 13 |
| Essex Savings Bank | 09-30-2021 | Exchange Traded Fds-equity | 4,041 | Maintained | 0.00 | 0.18 | 493,000.00 | 8.83 | 243.81 | Form 13 |
| Personal Wealth Partners | 09-30-2021 | Mf Closed And Mf Open | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Zhang Financial Llc | 09-30-2021 | Innovation Etf | 8,920 | Increased | 314.31 | 0.23 | 986,000.00 | 250.89 | 110.54 | Form 13 |
| Royal Fund Management, Llc | 09-30-2021 | Innovation Etf | 38,872 | Increased | 19.01 | 0.63 | 4,296,000.00 | 0.59 | 110.52 | Form 13 |
| Flagship Private Wealth, Llc | 09-30-2021 | Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Flagship Private Wealth, Llc | 09-30-2021 | Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Johnson Bixby & Associates, Llc | 09-30-2021 | Innovation Etf | 3,153 | Increased | 10.52 | 0.05 | 348,000.00 | 5.45 | 110.37 | Form 13 |
| Safeguard Investment Advisory Group, Llc | 09-30-2021 | Innovation Etf | 55,625 | Increased | 17.28 | 3.98 | 6,148,000.00 | -0.87 | 110.53 | Form 13 |
| Toth Financial Advisory Corp | 09-30-2021 | Innovation Etf | 500 | Decreased | -16.67 | 0.01 | 55,000.00 | -29.49 | 110.00 | Form 13 |
| Stonex Group Inc. | 09-30-2021 | Innovation Etf | 74,650 | Decreased | -2.03 | 1.19 | 8,251,000.00 | -17.20 | 110.53 | Form 13 |
| Park Avenue Securities Llc | 09-30-2021 | Innovation Etf | 2,672 | Increased | 11.57 | 0.01 | 295,000.00 | -5.75 | 110.40 | Form 13 |
| United Bank | 09-30-2021 | Common Stock | 8,886 | Increased | 119.79 | 0.13 | 982,000.00 | 102.47 | 110.51 | Form 13 |
| Avantax Advisory Services, Inc. | 09-30-2021 | Innovation Etf | 92,208 | Increased | 7.80 | 0.17 | 10,211,000.00 | -8.70 | 110.74 | Form 13 |
| Aldebaran Financial Inc. | 09-30-2021 | Innovation Etf | 1,902 | Maintained | 0.00 | 0.17 | 210,000.00 | -14.29 | 110.41 | Form 13 |
| United Asset Strategies, Inc. | 09-30-2021 | Innovation Etf | 4,472 | Decreased | -0.67 | 0.06 | 494,000.00 | -16.13 | 110.47 | Form 13 |
| Strategic Advisors Llc | 09-30-2021 | Innovation Etf | 51,974 | Increased | 0.84 | 1.24 | 5,744,000.00 | -14.78 | 110.52 | Form 13 |
| Joel Isaacson & Co., Llc | 09-30-2021 | Innovation Etf | 16,286 | Decreased | -5.05 | 0.14 | 1,800,000.00 | -18.88 | 110.52 | Form 13 |
| Concorde Asset Management, Llc | 09-30-2021 | Innovation Etf | 4,190 | Decreased | -41.09 | 0.27 | 463,000.00 | -50.22 | 332.08 | Form 13 |
| Colony Family Offices, Llc | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Kestra Private Wealth Services, Llc | 09-30-2021 | Innovation Etf | 45,074 | Increased | 41.97 | 0.28 | 4,982,000,000.00 | 19.99 | 110,529.35 | Form 13 |
| V Wealth Advisors Llc | 09-30-2021 | Innovation Etf | 52,387 | Increased | 21.69 | 0.89 | 5,790,000.00 | 2.79 | 221.01 | Form 13 |
| Financial Services Advisory Inc | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Ellis Investment Partners, Llc | 09-30-2021 | Innovation Etf | 38 | Maintained | 0.00 | 0.00 | 4,000.00 | 0.00 | 105.26 | Form 13 |
| Skyoak Wealth, Llc | 09-30-2021 | Innovation Etf | 71,576 | Increased | 0.31 | 2.13 | 7,911,000.00 | -15.23 | 110.53 | Form 13 |
| Investors Financial Group, Llc | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Total Clarity Wealth Management, Inc. | 09-30-2021 | Innovation Etf | 177 | Maintained | 0.00 | 0.01 | 20,000.00 | 0.00 | 112.99 | Form 13 |
| Optimum Investment Advisors | 09-30-2021 | Innovation Etf | 700 | Maintained | 0.00 | 0.03 | 77,000.00 | -16.30 | 110.00 | Form 13 |
| Trust Co Of Vermont | 09-30-2021 | Com | 10,105 | Decreased | -25.52 | 0.08 | 1,117,000.00 | -37.03 | 221.61 | Form 13 |
| Quattro Financial Advisors Llc | 09-30-2021 | Innovation Etf | 4,220 | Maintained | 0.00 | 0.13 | 505,000.00 | 2.85 | 119.67 | Form 13 |
| Santori & Peters, Inc. | 09-30-2021 | Innovation Etf | 35,239 | Decreased | -1.31 | 2.21 | 3,895,000.00 | -16.58 | 110.53 | Form 13 |
| Global Retirement Partners, Llc | 09-30-2021 | Innovation Etf | 26,177 | Decreased | -2.72 | 0.29 | 2,893,000.00 | -17.79 | 110.52 | Form 13 |
| Baldrige Asset Management Llc | 09-30-2021 | Innovation Etf | 3 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Outlook Wealth Advisors, Llc | 09-30-2021 | Common Stock | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Relyea Zuckerberg Hanson Llc | 09-30-2021 | Innovation Etf | 220,128 | Increased | 4.09 | 9.45 | 24,331,000.00 | -12.03 | 110.53 | Form 13 |
| Tatro Capital, Llc | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Ade, Llc | 09-30-2021 | Mf Closed And Mf Open | 68 | Maintained | 0.00 | 0.01 | 8,000.00 | -11.11 | 117.65 | Form 13 |
| Spire Wealth Management | 09-30-2021 | Innovation Etf | 36,140 | Increased | 2.49 | 0.11 | 3,995,000.00 | -14.64 | 110.54 | Form 13 |
| Jaffetilchin Investment Partners, Llc | 09-30-2021 | Innovation Etf | 30,930 | Increased | 7.17 | 0.36 | 3,419,000.00 | -9.41 | 110.54 | Form 13 |
| Harel Insurance Investments & Financial Services Ltd. | 09-30-2021 | Innovation Etf | 30 | Decreased | -99.61 | 0.00 | 3,000.00 | -99.70 | 100.00 | Form 13 |
| Cerity Partners Llc | 09-30-2021 | Etf | 6,440 | Increased | 8.44 | 0.02 | 712,000.00 | -8.37 | 110.56 | Form 13 |
| Perigon Wealth Management, Llc | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Jjj Advisors Inc. | 09-30-2021 | Innovation Etf | 46 | Maintained | 0.00 | 0.00 | 5,000.00 | 0.00 | 108.70 | Form 13 |
| Rpg Investment Advisory, Llc | 09-30-2021 | Innovation Etf | 25 | Maintained | 0.00 | 0.00 | 3,000.00 | 0.00 | 120.00 | Form 13 |
| Traynor Capital Management, Inc. | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Eudaimonia Partners, Llc | 09-30-2021 | Exchange Traded Fund | 22,900 | Decreased | -3.68 | 0.46 | 2,531,000.00 | -18.59 | 110.52 | Form 13 |
| Sightline Wealth Advisors, Llc | 09-30-2021 | Equity | 10,752 | Decreased | -2.61 | 0.99 | 1,188,000.00 | -17.73 | 110.49 | Form 13 |
| Colonial River Wealth Management, Llc | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Flputnam Investment Management Co | 09-30-2021 | Innovation Etf | 2,646 | Decreased | -14.62 | 0.01 | 292,000.00 | -27.90 | 110.36 | Form 13 |
| Calamos Advisors Llc | 09-30-2021 | Com | 100,000 | New! | 0.00 | 0.05 | 11,053,000.00 | 0.00 | 110.53 | Form 13 |
| Sol Capital Management Co | 09-30-2021 | Com | 3,935 | Increased | 2.61 | 0.09 | 435,000.00 | -13.35 | 110.55 | Form 13 |
| J.w. Cole Advisors, Inc. | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Calamos Wealth Management Llc | 09-30-2021 | Innovation Etf | 14,952 | Decreased | -17.10 | 0.13 | 1,653,000.00 | -29.93 | 110.55 | Form 13 |
| First Business Financial Services, Inc. | 09-30-2021 | Common | 5,827 | Maintained | 0.00 | 0.07 | 644,000.00 | -15.49 | 110.52 | Form 13 |
| Cutler Group Lp | 09-30-2021 | Innovation Etf | 2,587,400 | Increased | 36.70 | 0.77 | 17,110,000.00 | -24.57 | 123.42 | Form 13 |
| Alpha Cubed Investments, Llc | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Sequoia Financial Advisors, Llc | 09-30-2021 | Innovation Etf | 4,170 | Decreased | -84.84 | 0.05 | 461,000.00 | -87.18 | 110.55 | Form 13 |
| Dorchester Wealth Management Co | 09-30-2021 | Innovation Etf | 2,078 | Decreased | -33.35 | 0.06 | 230,000.00 | -43.63 | 110.68 | Form 13 |
| Crescent Grove Advisors, Llc | 09-30-2021 | Etf | 266,101 | Increased | 2.89 | 3.12 | 29,412,000.00 | -13.04 | 110.53 | Form 13 |
| Prairieview Partners, Llc | 09-30-2021 | Innovation Etf | 5 | Maintained | 0.00 | 0.00 | 1,000.00 | 0.00 | 200.00 | Form 13 |
| Garrett Wealth Advisory Group, Llc | 09-30-2021 | Innovation Etf | 54,281 | Decreased | -2.66 | 3.83 | 6,000,000.00 | -17.73 | 110.54 | Form 13 |
| Independence Bank Of Kentucky | 09-30-2021 | Innovation Etf | 2,013 | Increased | 4.03 | 0.10 | 222,000.00 | -12.25 | 110.28 | Form 13 |
| Signature Wealth Management Group | 09-30-2021 | Innovation Etf | 34,535 | Increased | 10.94 | 2.12 | 3,817,000.00 | -6.24 | 110.53 | Form 13 |
| Full Sail Capital, Llc | 09-30-2021 | Innovation Etf | 2,183 | Maintained | 0.00 | 0.02 | 241,000.00 | -15.44 | 110.40 | Form 13 |
| Edge Capital Group, Llc | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Triton Wealth Management, Pllc | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Blue Zone Wealth Advisors, Llc | 09-30-2021 | Innovation Etf | 6,831 | Decreased | -32.71 | 0.26 | 755,000.00 | -43.15 | 110.53 | Form 13 |
| Atlas Private Wealth Advisors | 09-30-2021 | Mf Closed And Mf Open | 4,890 | Maintained | 0.00 | 0.28 | 540,000.00 | 0.00 | 110.43 | Form 13 |
| Mayflower Financial Advisors, Llc | 09-30-2021 | Etf | 3,715 | Decreased | -16.85 | 0.06 | 444,000.00 | -23.97 | 119.52 | Form 13 |
| Equitable Trust Co | 09-30-2021 | Com | 173,707 | Increased | 7.00 | 1.22 | 19,200,000.00 | -9.57 | 221.06 | Form 13 |
| Fisher Asset Management, Llc | 09-30-2021 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Klingenstein Fields & Co Lp | 09-30-2021 | Innovation Etf | 160,344 | Increased | 0.75 | 0.76 | 17,723,000.00 | -14.85 | 331.06 | Form 13 |
| Bryn Mawr Trust Co | 09-30-2021 | Etf-equity | 2,650 | Decreased | -37.65 | 0.01 | 293,000.00 | -47.30 | 223.73 | Form 13 |
| Schmidt P J Investment Management Inc | 09-30-2021 | Innovation Etf | 1,705 | Decreased | -3.07 | 0.04 | 207,000.00 | -3.72 | 121.41 | Form 13 |
| Forte Capital Llc /adv | 09-30-2021 | Innovation Etf | 8,278 | Decreased | -0.78 | 0.12 | 915,000.00 | -16.13 | 110.53 | Form 13 |
| Ingalls & Snyder Llc | 09-30-2021 | Innovation Etf | 3,205 | Maintained | 0.00 | 0.02 | 354,000.00 | -15.51 | 110.45 | Form 13 |
| Westside Investment Management, Inc. | 09-30-2021 | Etf | 400 | Increased | 81.82 | 0.10 | 44,000.00 | 57.14 | 110.00 | Form 13 |
| Merit Financial Group, Llc | 09-30-2021 | Innovation Etf | 917,177 | Increased | 8.11 | 9.99 | 101,376,000.00 | -0.38 | 110.53 | Form 13 |
| Aptus Capital Advisors, Llc | 09-30-2021 | Innovation Etf | 17,952 | Decreased | -15.12 | 0.05 | 1,984,000.00 | -28.27 | 221.62 | Form 13 |
| Phoenix Holdings Ltd. | 09-30-2021 | Innovation Etf | 2,088 | New! | 0.00 | 0.00 | 231,000.00 | 0.00 | 110.63 | Form 13 |
| Simon Quick Advisors, Llc | 09-30-2021 | Com | 659 | Maintained | 0.00 | 0.02 | 72,000.00 | -16.28 | 109.26 | Form 13 |
| Covenant Asset Management, Llc | 09-30-2021 | Innovation Etf | 2,279 | Maintained | 0.00 | 0.07 | 252,000.00 | 0.00 | 110.57 | Form 13 |
| Moloney Securities Asset Management, Llc | 09-30-2021 | Com | 9,057 | Increased | 3.50 | 0.18 | 1,001,000.00 | -12.58 | 110.52 | Form 13 |
| Selective Wealth Management, Inc. | 09-30-2021 | Innovation Etf | 700 | New! | 0.00 | 0.04 | 77,000.00 | 0.00 | 110.00 | Form 13 |
| Grant/grossmendelsohn, Llc | 09-30-2021 | Innovation Etf | 18,560 | Decreased | -26.76 | 1.79 | 2,260,000.00 | -23.44 | 121.77 | Form 13 |
| Claudia M.p. Batlle, Crp (r) Llc | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Cannon Global Investment Management, Llc | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Wealthtrust Asset Management, Llc | 09-30-2021 | Innovation Etf | 1,950 | Increased | 11.75 | 0.17 | 216,000.00 | -5.26 | 110.77 | Form 13 |
| Newbridge Financial Services Group, Inc. | 09-30-2021 | Innovation Etf | 2,739 | Decreased | -33.95 | 0.19 | 303,000.00 | -44.10 | 110.62 | Form 13 |
| Stephens Inc /ar/ | 09-30-2021 | Innovation Etf | 35,251 | Decreased | -0.05 | 0.06 | 3,896,000.00 | -15.54 | 110.52 | Form 13 |
| Bank Hapoalim Bm | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Gruss & Co., Llc | 09-30-2021 | Innovation Etf | 12,500 | Decreased | -16.67 | 3.86 | 1,382,000.00 | -29.56 | 110.56 | Form 13 |
| Montecito Bank & Trust | 09-30-2021 | Com | 2,450 | Decreased | -2.39 | 0.05 | 271,000.00 | -17.38 | 110.61 | Form 13 |
| Sigma Planning Corp | 09-30-2021 | Innovation Etf | 115,044 | Decreased | -21.74 | 0.38 | 12,716,000.00 | -33.86 | 110.53 | Form 13 |
| Signaturefd, Llc | 09-30-2021 | Innovation Etf | 3,516 | Increased | 24.86 | 0.01 | 389,000.00 | 5.71 | 110.64 | Form 13 |
| Yhb Investment Advisors, Inc. | 09-30-2021 | Etf | 6,602 | Increased | 9.45 | 0.06 | 730,000.00 | -7.48 | 110.57 | Form 13 |
| Endurance Wealth Management, Inc. | 09-30-2021 | Etf | 196 | Maintained | 0.00 | 0.00 | 22,000.00 | -12.00 | 112.24 | Form 13 |
| Simplex Trading, Llc | 09-30-2021 | Com | 5,511 | Maintained | 0.00 | 0.00 | 711,000.00 | -1.25 | 129.01 | Form 13 |
| Macroview Investment Management Llc | 09-30-2021 | Innovation Etf | 95 | Increased | 13.10 | 0.01 | 10,000.00 | -9.09 | 105.26 | Form 13 |
| Signalpoint Asset Management, Llc | 09-30-2021 | Com | 15,649 | Increased | 6.54 | 0.55 | 1,730,000.00 | -9.94 | 110.55 | Form 13 |
| Dynamic Advisor Solutions Llc | 09-30-2021 | Innovation Etf | 56,901 | Increased | 14.62 | 0.47 | 6,269,000.00 | -1.60 | 120.53 | Form 13 |
| Compagnie Lombard Odier Scma | 09-30-2021 | Innovation Etf | 1,250 | Maintained | 0.00 | 0.00 | 138,000.00 | -15.34 | 110.40 | Form 13 |
| Compass Ion Advisors, Llc | 09-30-2021 | Innovation Etf | 136,120 | Increased | 3.80 | 5.41 | 15,045,000.00 | -12.28 | 110.53 | Form 13 |
| Harfst & Associates, Inc. | 09-30-2021 | Innovation Etf | 14,868 | Decreased | -2.22 | 0.45 | 1,643,000.00 | -17.35 | 110.51 | Form 13 |
| Capital Investment Advisory Services, Llc | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Integrated Investment Consultants, Llc | 09-30-2021 | Etf | 4,850 | Maintained | 0.00 | 0.16 | 536,000.00 | -15.46 | 220.54 | Form 13 |
| Ahrens Investment Partners Llc | 09-30-2021 | Innovation Etf | 1,931 | Decreased | -12.47 | 0.10 | 213,000.00 | -26.30 | 110.31 | Form 13 |
| Insight Wealth Strategies, Llc | 09-30-2021 | Innovation Etf | 2,372 | Increased | 10.63 | 0.04 | 262,000.00 | -6.43 | 110.46 | Form 13 |
| Sp Asset Management | 09-30-2021 | Innovation Etf | 2,527 | Maintained | 0.00 | 0.03 | 300,000.00 | 0.00 | 118.72 | Form 13 |
| Slatestone Wealth, Llc | 09-30-2021 | Etf | 43,983 | Increased | 35.80 | 1.11 | 4,861,000.00 | 25.12 | 110.52 | Form 13 |
| Intrua Financial, Llc | 09-30-2021 | Innovation Etf | 189,227 | Increased | 9.13 | 4.14 | 22,457,000.00 | 6.78 | 118.68 | Form 13 |
| Bnc Wealth Management, Llc | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Berger Financial Group, Inc | 09-30-2021 | Innovation Etf | 2,840 | New! | 0.00 | 0.06 | 314,000.00 | 0.00 | 110.56 | Form 13 |
| Sterling Financial Planning, Inc. | 09-30-2021 | Innovation Etf | 1,561 | Decreased | -5.11 | 0.11 | 173,000.00 | -12.18 | 110.83 | Form 13 |
| Destiny Wealth Partners, Llc | 09-30-2021 | Innovation Etf | 21,577 | Increased | 4.30 | 0.48 | 2,385,000.00 | -11.86 | 110.53 | Form 13 |
| Better Money Decisions, Llc | 09-30-2021 | Innovation Etf | 65 | New! | 0.00 | 0.01 | 7,000.00 | 0.00 | 107.69 | Form 13 |
| Huntington National Bank | 09-30-2021 | Exchange Traded | 3,271 | Increased | 54.66 | 0.00 | 362,000.00 | 30.69 | 110.67 | Form 13 |
| Manchester Financial Inc | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Atwood & Palmer Inc | 09-30-2021 | Com | 30 | Maintained | 0.00 | 0.00 | 3,000.00 | 0.00 | 100.00 | Form 13 |
| Motco | 09-30-2021 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Janney Montgomery Scott Llc | 09-30-2021 | Etf/closed End | 110,244 | Decreased | -7.29 | 0.05 | 12,185,000.00 | -21.65 | 110.53 | Form 13 |
| Hartford Financial Management Inc. | 09-30-2021 | Innovation Etf | 1,793 | Increased | 0.56 | 0.05 | 198,000.00 | -15.02 | 110.43 | Form 13 |
| Marquette Asset Management, Llc | 09-30-2021 | Innovation Etf | 126,383 | Maintained | 0.00 | 3.14 | 13,969,000.00 | 0.00 | 110.53 | Form 13 |
| Parkside Financial Bank & Trust | 09-30-2021 | Innovation Etf | 309 | New! | 0.00 | 0.01 | 34,000.00 | 0.00 | 110.03 | Form 13 |
| Tci Wealth Advisors, Inc. | 09-30-2021 | Innovation Etf | 329 | Increased | 4.11 | 0.01 | 36,000.00 | -12.20 | 109.42 | Form 13 |
| Vontobel Holding Ltd. | 09-30-2021 | Innovation Etf | 24,651 | Increased | 91.46 | 0.02 | 2,725,000.00 | 61.82 | 221.27 | Form 13 |
| Gwm Advisors Llc | 09-30-2021 | Innovation Etf | 76,740 | Increased | 8.38 | 0.21 | 8,482,000.00 | -8.40 | 221.07 | Form 13 |
| Tradelink Capital Llc | 09-30-2021 | Com | 20,447 | New! | 0.00 | 9.99 | 2,260,000.00 | 0.00 | 110.53 | Form 13 |
| Paragon Wealth Strategies, Llc | 09-30-2021 | Etf | 95,806 | Increased | 19.04 | 2.82 | 10,589,000.00 | 0.61 | 110.53 | Form 13 |
| Good Life Advisors, Llc | 09-30-2021 | Innovation Etf | 13,241 | Increased | 3.13 | 0.20 | 1,464,000.00 | -12.81 | 110.57 | Form 13 |
| Versant Capital Management, Inc | 09-30-2021 | Etf | 10 | Maintained | 0.00 | 0.00 | 1,000.00 | 0.00 | 100.00 | Form 13 |
| Banque Cantonale Vaudoise | 09-30-2021 | Innovation Etf | 5,800 | Decreased | -2.90 | 0.03 | 641,000.00 | -17.93 | 110.52 | Form 13 |
| Archer Investment Corp | 09-30-2021 | Etf | 20 | Decreased | -97.60 | 0.00 | 2,211,000.00 | -97.97 | 110,550.00 | Form 13 |
| Wealth Management Partners, Llc | 09-30-2021 | Innovation Etf | 6,962 | Decreased | -12.26 | 0.57 | 770,000.00 | -25.82 | 110.60 | Form 13 |
| Lumature Wealth Partners, Llc | 09-30-2021 | Innovation Etf | 354 | Maintained | 0.00 | 0.02 | 39,000.00 | -15.22 | 110.17 | Form 13 |
| Fountainhead Am, Llc | 09-30-2021 | Innovation Etf | 2,881 | Increased | 51.63 | 0.15 | 318,000.00 | 39.47 | 110.38 | Form 13 |
| Fermata Advisors, Llc | 09-30-2021 | Innovation Etf | 6,506 | Decreased | -10.82 | 0.32 | 719,000.00 | -24.63 | 110.51 | Form 13 |
| Emfo, Llc | 09-30-2021 | Innovation Etf | 856 | Maintained | 0.00 | 0.08 | 95,000.00 | 0.00 | 110.98 | Form 13 |
| Commonwealth Equity Services, Llc | 09-30-2021 | Innovation Etf | 1,461,086 | Increased | 14.92 | 0.41 | 161,493,000.00 | 5.89 | 110.53 | Form 13 |
| Woodard & Co Asset Management Group Inc /adv | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Raymond James & Associates | 09-30-2021 | Innovation Etf | 1,400,770 | Decreased | -2.16 | 0.14 | 154,827,000.00 | -17.31 | 110.53 | Form 13 |
| Cutter & Co Brokerage, Inc. | 09-30-2021 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Cambridge Investment Research Advisors, Inc. | 09-30-2021 | Etf | 948,847 | Decreased | -4.55 | 9.99 | 104,876,000.00 | -19.33 | 110.53 | Form 13 |
| Benjamin F. Edwards & Company, Inc. | 09-30-2021 | Innovation Etf | 13,477 | Decreased | -0.85 | 0.07 | 1,490,000.00 | -16.20 | 110.56 | Form 13 |
| Benjamin Edwards Inc | 09-30-2021 | Innovation Etf | 6,354 | Decreased | -0.52 | 0.43 | 702,000.00 | -15.93 | 110.48 | Form 13 |
| Raymond James Financial Services Advisors, Inc. | 09-30-2021 | Innovation Etf | 1,673,642 | Increased | 1.11 | 0.37 | 184,991,000.00 | -14.55 | 110.53 | Form 13 |
| Emery Howard Portfolio Management, Inc. | 09-30-2021 | Etf | 4,347 | Increased | 10.95 | 0.07 | 480,000.00 | -6.25 | 110.42 | Form 13 |
| Redhawk Wealth Advisors, Inc. | 09-30-2021 | Innovation Etf | 39,521 | Increased | 0.13 | 1.21 | 4,368,000.00 | -15.38 | 110.52 | Form 13 |
| Allworth Financial Lp | 09-30-2021 | Innovation Etf | 12,137 | Increased | 119.12 | 0.02 | 1,342,000.00 | 85.36 | 110.57 | Form 13 |
| Financial Management Professionals, Inc. | 09-30-2021 | Innovation Etf | 1,250 | Increased | 0.56 | 0.03 | 138,000.00 | -15.34 | 110.40 | Form 13 |
| New England Private Wealth Advisors Llc | 09-30-2021 | Innovation Etf | 139,594 | Decreased | -8.83 | 2.88 | 15,433,000.00 | -22.94 | 110.56 | Form 13 |
| Heritage Wealth Advisors | 09-30-2021 | Etf | 250 | Maintained | 0.00 | 1.69 | 27,633,000.00 | -15.48 | 110,532.00 | Form 13 |
| Waldron Private Wealth Llc | 09-30-2021 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Nelson, Van Denburg & Campbell Wealth Management Group, Llc | 09-30-2021 | Etf | 1,258 | Increased | 5.01 | 0.01 | 139,000.00 | -10.90 | 110.49 | Form 13 |
| Bridgewater Advisors Inc. | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Ironwood Financial, Llc | 09-30-2021 | Innovation Etf | 17 | Maintained | 0.00 | 0.00 | 2,000.00 | 0.00 | 117.65 | Form 13 |
| Northstar Group, Inc. | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Alphastar Capital Management, Llc | 09-30-2021 | Innovation Etf | 28,764 | Increased | 114.27 | 0.23 | 3,322,000.00 | 89.18 | 115.49 | Form 13 |
| Rain Capital Management, Llc | 09-30-2021 | Arkk | 10 | Maintained | 0.00 | 0.00 | 1,000.00 | 0.00 | 100.00 | Form 13 |
| Parallel Advisors, Llc | 09-30-2021 | Etf | 45,674 | Decreased | -0.10 | 0.20 | 5,048,000.00 | -15.57 | 110.52 | Form 13 |
| Armor Investment Advisors, Llc | 09-30-2021 | Innovation Etf | 39,826 | Decreased | -1.02 | 2.76 | 4,402,000.00 | -16.34 | 110.53 | Form 13 |
| Hcr Wealth Advisors | 09-30-2021 | Innovation Etf | 3,328 | Increased | 48.04 | 0.06 | 368,000.00 | 25.17 | 110.58 | Form 13 |
| Flaharty Asset Management, Llc | 09-30-2021 | Innovation Etf | 16,740 | Increased | 8.14 | 0.38 | 1,850,000.00 | -8.64 | 110.51 | Form 13 |
| Clearstead Trust, Llc | 09-30-2021 | Com | 53 | Maintained | 0.00 | 0.00 | 6,000.00 | -14.29 | 113.21 | Form 13 |
| Qvr Llc | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Centerstar Asset Management, Llc | 09-30-2021 | Ark Innovation | 4,000 | New! | 0.00 | 0.04 | 457,000.00 | 0.00 | 228.50 | Form 13 |
| Valeo Financial Advisors, Llc | 09-30-2021 | Etf | 4,447 | Decreased | -28.12 | 0.03 | 492,000.00 | -39.18 | 110.64 | Form 13 |
| Burleson & Company, Llc | 09-30-2021 | Innovation Etf | 2 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Bay Colony Advisory Group, Inc D/b/a Bay Colony Advisors | 09-30-2021 | Innovation Etf | 2,607 | Increased | 42.07 | 0.09 | 288,000.00 | 20.00 | 110.47 | Form 13 |
| Hhm Wealth Advisors, Llc | 09-30-2021 | Innovation Etf | 152 | Increased | 16.92 | 0.00 | 17,000.00 | 0.00 | 111.84 | Form 13 |
| Sierra Capital Llc | 09-30-2021 | Etf | 13,184 | Maintained | 0.00 | 0.24 | 1,457,000.00 | -15.49 | 110.51 | Form 13 |
| Hbc Financial Services, Pllc | 09-30-2021 | Exchange-traded Fund | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Clearview Wealth Advisors Llc | 09-30-2021 | Etf | 336 | Increased | 57.01 | 0.02 | 37,000.00 | 32.14 | 110.12 | Form 13 |
| Baker Tilly Wealth Management, Llc | 09-30-2021 | Innovation Etf | 22,485 | Increased | 5.14 | 0.33 | 2,485,000.00 | -11.15 | 110.52 | Form 13 |
| Emc Capital Management | 09-30-2021 | Tr Unit | 792 | Increased | 98.00 | 0.05 | 96,000.00 | 95.92 | 121.21 | Form 13 |
| Lee Financial Group Hawaii, Inc. | 09-30-2021 | Innovation Etf | 53,706 | Decreased | -19.80 | 4.37 | 5,936,000.00 | -32.22 | 110.53 | Form 13 |
| Cliftonlarsonallen Wealth Advisors, Llc | 09-30-2021 | Innovation Etf | 6,568 | Maintained | 0.00 | 0.03 | 726,000.00 | 0.00 | 110.54 | Form 13 |
| Duncker Streett & Co Inc | 09-30-2021 | Innovation Etf | 112 | Maintained | 0.00 | 0.00 | 12,000.00 | -20.00 | 107.14 | Form 13 |
| Wade G W & Inc | 09-30-2021 | Innovation Etf | 20,672 | Increased | 2.90 | 0.11 | 2,285,000.00 | -13.02 | 110.54 | Form 13 |
| Financial Sense Advisors, Inc. | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Meitav Dash Investments Ltd | 09-30-2021 | Innovation Etf | 5,219 | Decreased | -4.88 | 0.01 | 341,000.00 | -21.25 | 65.34 | Form 13 |
| Gfs Advisors, Llc | 09-30-2021 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Ima Wealth, Inc. | 09-30-2021 | Innovation Etf | 25 | Maintained | 0.00 | 0.00 | 3,000.00 | 0.00 | 120.00 | Form 13 |
| Mckinley Carter Wealth Services, Inc. | 09-30-2021 | Innovation Etf | 307,237 | Increased | 3.47 | 2.78 | 33,959,000.00 | -12.55 | 110.53 | Form 13 |
| Clear Harbor Asset Management, Llc | 09-30-2021 | Innovation Etf | 4,412 | New! | 0.00 | 0.01 | 488,000.00 | 0.00 | 110.61 | Form 13 |
| Spectrum Management Group, Llc | 09-30-2021 | Innovation Etf | 618 | Maintained | 0.00 | 0.01 | 68,000.00 | -16.05 | 110.03 | Form 13 |
| Capital Wealth Planning, Llc | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Brookstone Capital Management | 09-30-2021 | Innovation Etf | 366,091 | Decreased | -15.65 | 0.75 | 41,526,000.00 | -21.75 | 113.43 | Form 13 |
| Lakeview Capital Partners, Llc | 09-30-2021 | Innovation Etf | 55,051 | Decreased | -18.77 | 2.78 | 6,085,000.00 | -19.56 | 110.53 | Form 13 |
| Roble, Belko & Company, Inc | 09-30-2021 | Etf | 65 | Decreased | -40.91 | 0.00 | 7,000.00 | -50.00 | 107.69 | Form 13 |
| Nwam Llc | 09-30-2021 | Innovation Etf | 16,618 | Increased | 53.77 | 0.17 | 1,837,000.00 | 30.01 | 110.54 | Form 13 |
| Sheaff Brock Investment Advisors, Llc | 09-30-2021 | Innovation Etf | 4,340 | Increased | 60.98 | 0.04 | 480,000.00 | 48.61 | 110.60 | Form 13 |
| Redw Wealth Llc | 09-30-2021 | Innovation Etf | 146,829 | Decreased | -1.47 | 5.16 | 16,229,000.00 | -16.72 | 110.53 | Form 13 |
| Sloy Dahl & Holst, Llc | 09-30-2021 | Innovation Etf | 6,524 | Decreased | -99.38 | 0.15 | 721,000.00 | -99.48 | 110.52 | Form 13 |
| Clearwater Capital Advisors, Llc | 09-30-2021 | Innovation Etf | 54,806 | Increased | 4.38 | 0.70 | 6,058,000.00 | -11.78 | 110.54 | Form 13 |
| Harvest Group Wealth Management, Llc | 09-30-2021 | Etf | 64,892 | Increased | 3.58 | 4.22 | 7,172,000.00 | -12.46 | 110.52 | Form 13 |
| Nvwm, Llc | 09-30-2021 | Etf | 2,433 | Increased | 9.89 | 0.10 | 269,000.00 | -7.24 | 110.56 | Form 13 |
| Kovack Advisors, Inc. | 09-30-2021 | Etf | 33,614 | Increased | 3.56 | 0.40 | 3,715,000.00 | -12.51 | 110.52 | Form 13 |
| Front Row Advisors Llc | 09-30-2021 | Etf | 746 | Maintained | 0.00 | 0.03 | 82,000.00 | -3.53 | 109.92 | Form 13 |
| Usadvisors Wealth Management, Llc | 09-30-2021 | Innovation Etf | 2,325 | Increased | 33.24 | 0.11 | 257,000.00 | 12.72 | 110.54 | Form 13 |
| Moneco Advisors, Llc | 09-30-2021 | Innovation Etf | 20,046 | Increased | 1.37 | 0.87 | 2,216,000.00 | -14.31 | 110.55 | Form 13 |
| Camden Capital, Llc | 09-30-2021 | Innovation Etf | 20,465 | Increased | 1158.61 | 0.45 | 2,262,000.00 | 1,019.80 | 220.53 | Form 13 |
| One Charles Private Wealth Services, Llc | 09-30-2021 | Innovation Etf | 118,421 | Increased | 7.62 | 6.72 | 13,089,000.00 | -9.05 | 110.53 | Form 13 |
| Navalign, Llc | 09-30-2021 | Innovation Etf | 2,421 | Decreased | -1.63 | 0.11 | 268,000.00 | -16.77 | 110.70 | Form 13 |
| Tmd Wealth Management, Llc | 09-30-2021 | Innovation Etf | 70,326 | Increased | 7.08 | 3.25 | 7,773,000.00 | -9.50 | 110.53 | Form 13 |
| Herold Advisors, Inc. | 09-30-2021 | Innovation Etf | 3,643 | New! | 0.00 | 0.16 | 402,000.00 | 0.00 | 110.35 | Form 13 |
| Delta Asset Management Llc/tn | 09-30-2021 | Innovation Etf | 5 | New! | 0.00 | 0.00 | 1,000.00 | 0.00 | 200.00 | Form 13 |
| Doliver Advisors, Lp | 09-30-2021 | Innovation Etf | 2,144 | New! | 0.00 | 0.08 | 237,000.00 | 0.00 | 110.54 | Form 13 |
| Brighton Jones Llc | 09-30-2021 | Innovation Etf | 6,150 | Decreased | -5.17 | 0.04 | 680,000.00 | -19.81 | 110.57 | Form 13 |
| Keel Point, Llc | 09-30-2021 | Innovation Etf | 3,392 | Maintained | 0.00 | 0.05 | 375,000.00 | 0.00 | 110.55 | Form 13 |
| Riggs Asset Managment Co. Inc. | 09-30-2021 | Innovation Etf | 5,449 | Decreased | -0.78 | 0.18 | 602,000.00 | -16.16 | 110.48 | Form 13 |
| Anfield Capital Management, Llc | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Sowell Financial Services Llc | 09-30-2021 | Etf | 31,847 | Increased | 182.96 | 0.24 | 3,520,000.00 | 139.13 | 110.53 | Form 13 |
| Almanack Investment Partners, Llc. | 09-30-2021 | Etf | 3,577 | Increased | 57.09 | 0.03 | 395,000.00 | 32.55 | 110.43 | Form 13 |
| Close Asset Management Ltd | 09-30-2021 | Innovation Etf | 308 | Increased | 12.00 | 0.00 | 34,000.00 | -5.56 | 110.39 | Form 13 |
| Financial Advocates Investment Management | 09-30-2021 | Innovation Etf | 14,619 | Decreased | -39.22 | 0.11 | 1,616,000.00 | -48.62 | 110.54 | Form 13 |
| Larson Financial Group Llc | 09-30-2021 | Innovation Etf | 1,992 | Increased | 25.76 | 0.04 | 220,000.00 | 6.28 | 110.44 | Form 13 |
| Prw Wealth Management Llc | 09-30-2021 | Innovation Etf | 103,506 | Maintained | 0.00 | 5.73 | 11,441,000.00 | 0.00 | 110.53 | Form 13 |
| Private Portfolio Partners Llc | 09-30-2021 | Innovation Etf | 5,181 | Decreased | -7.50 | 0.16 | 573,000.00 | -21.72 | 110.60 | Form 13 |
| Abundance Wealth Counselors | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Transcend Wealth Collective, Llc | 09-30-2021 | Etf | 12,984 | Increased | 2.20 | 0.14 | 1,574,000.00 | -5.18 | 121.23 | Form 13 |
| Pfg Private Wealth Management, Llc | 09-30-2021 | Innovation Etf | 15 | New! | 0.00 | 0.00 | 2,000.00 | 0.00 | 133.33 | Form 13 |
| Iag Wealth Partners, Llc | 09-30-2021 | Mf Closed And Mf Open | 527 | Maintained | 0.00 | 0.02 | 59,000.00 | -14.49 | 111.95 | Form 13 |
| Accel Wealth Management | 09-30-2021 | Innovation Etf | 370 | Increased | 10.12 | 0.03 | 41,000.00 | -6.82 | 110.81 | Form 13 |
| Diversified, Llc | 09-30-2021 | Innovation Etf | 4,565 | Decreased | -7.98 | 0.27 | 505,000.00 | -22.19 | 110.62 | Form 13 |
| Independent Wealth Network Inc. | 09-30-2021 | Innovation Etf | 6,186 | New! | 0.00 | 0.50 | 771,000.00 | 0.00 | 124.64 | Form 13 |
| Cullen/frost Bankers, Inc. | 09-30-2021 | Domestic Multi Cap Fund-etf | 75 | Maintained | 0.00 | 0.00 | 8,000.00 | -20.00 | 106.67 | Form 13 |
| Deutsche Bank Ag\ | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Staley Capital Advisers Inc | 09-30-2021 | Etf | 3,113 | Decreased | -6.74 | 0.02 | 344,000.00 | -21.28 | 110.50 | Form 13 |
| Alphamark Advisors, Llc | 09-30-2021 | Com | 1,259 | Decreased | -1.95 | 0.05 | 139,000.00 | -17.26 | 110.41 | Form 13 |
| Welch Group, Llc | 09-30-2021 | Common | 2,026 | Maintained | 0.00 | 0.02 | 224,000.00 | -15.47 | 110.56 | Form 13 |
| Imc-chicago, Llc | 09-30-2021 | Innovation Etf | 2,955,900 | Maintained | 0.00 | 0.07 | 326,716,000.00 | 0.00 | 221.06 | Form 13 |
| Sandy Spring Bank | 09-30-2021 | Innovation Etf | 1,020 | Increased | 10.87 | 0.01 | 113,000.00 | -6.61 | 211.00 | Form 13 |
| Baystate Wealth Management Llc | 09-30-2021 | Etf | 770 | Increased | 53.39 | 0.01 | 85,000.00 | 28.79 | 110.39 | Form 13 |
| Regal Investment Advisors Llc | 09-30-2021 | Innovation Etf | 1,807 | Decreased | -8.60 | 0.02 | 200,000.00 | -22.78 | 110.68 | Form 13 |
| Advisory Services Network, Llc | 09-30-2021 | Etf | 32,951 | Increased | 11.19 | 0.12 | 3,642,000.00 | -6.04 | 110.53 | Form 13 |
| Moors & Cabot, Inc. | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Eagleclaw Capital Managment, Llc | 09-30-2021 | Innovation Etf | 2,902 | Maintained | 0.00 | 0.08 | 321,000.00 | -15.53 | 110.61 | Form 13 |
| Sargent Bickham Lagudis Llc | 09-30-2021 | Innovation Etf | 1,131 | Maintained | 0.00 | 0.01 | 125,000.00 | -15.54 | 110.52 | Form 13 |
| Insight Wealth Partners, Llc | 09-30-2021 | Innovation Etf | 13,691 | Decreased | -9.73 | 0.81 | 1,513,000.00 | -23.74 | 110.51 | Form 13 |
| Summit Financial Wealth Advisors, Llc | 09-30-2021 | Innovation Etf | 3,130 | Maintained | 0.00 | 0.08 | 346,000.00 | -15.40 | 110.54 | Form 13 |
| Mission Wealth Management, Lp | 09-30-2021 | Innovation Etf | 3,970 | New! | 0.00 | 0.02 | 439,000.00 | 0.00 | 220.66 | Form 13 |
| True Private Wealth Advisors | 09-30-2021 | Innovation Etf | 12,139 | Decreased | -30.15 | 0.20 | 1,341,000.00 | -40.98 | 110.47 | Form 13 |
| Advisor Group Holdings, Inc. | 09-30-2021 | Innovation Etf | 1,032,269 | Decreased | -5.55 | 0.24 | 114,128,000.00 | -20.08 | 995.56 | Form 13 |
| Resources Investment Advisors, Llc. | 09-30-2021 | Innovation Etf | 441,640 | Increased | 11.43 | 9.99 | 48,814,000.00 | -5.83 | 110.53 | Form 13 |
| Pfg Advisors | 09-30-2021 | Innovation Etf | 114,563 | Increased | 1.04 | 1.40 | 12,663,000.00 | -14.60 | 110.53 | Form 13 |
| Ford Financial Group, Llc | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Financial Partners Group, Inc | 09-30-2021 | Innovation Etf | 14,048 | Increased | 0.80 | 0.37 | 1,553,000.00 | -14.81 | 110.55 | Form 13 |
| Lindbrook Capital, Llc | 09-30-2021 | Etf | 20 | New! | 0.00 | 0.00 | 2,000.00 | 0.00 | 100.00 | Form 13 |
| American Financial Advisors, Llc | 09-30-2021 | Innovation Etf | 177,689 | Increased | 12.60 | 2.62 | 19,640,000.00 | -4.84 | 110.53 | Form 13 |
| Qp Wealth Management, Llc | 09-30-2021 | Innovation Etf | 40,239 | Increased | 2.76 | 4.77 | 4,448,000.00 | -13.14 | 110.54 | Form 13 |
| Cardinal Point Wealth Management Llc | 09-30-2021 | Innovation Etf | 94,585 | Decreased | -14.55 | 4.91 | 10,454,000.00 | -27.78 | 110.52 | Form 13 |
| Lincoln National Corp | 09-30-2021 | Innovation Etf | 42,084 | Increased | 28.00 | 0.10 | 4,651,000.00 | 8.16 | 221.03 | Form 13 |
| Pnc Financial Services Group, Inc. | 09-30-2021 | Innovation Etf | 25,756 | Increased | 2.81 | 0.00 | 2,846,000.00 | -13.10 | 330.90 | Form 13 |
| Calton & Associates, Inc. | 09-30-2021 | Innovation Etf | 5,450 | Increased | 3.93 | 0.13 | 602,000.00 | -4.29 | 110.46 | Form 13 |
| Keybank National Association/oh | 09-30-2021 | Innovatio | 4,244 | Decreased | -35.69 | 0.00 | 469,000.00 | -45.65 | 110.51 | Form 13 |
| Sonata Capital Group Inc | 09-30-2021 | Etf | 2,345 | Maintained | 0.00 | 0.12 | 259,000.00 | -15.64 | 110.45 | Form 13 |
| Grimes & Company, Inc. | 09-30-2021 | Innovation Etf | 3,254 | Increased | 11.06 | 0.02 | 360,000.00 | -6.01 | 110.63 | Form 13 |
| Brinker Capital Investments, Llc | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Plante Moran Financial Advisors, Llc | 09-30-2021 | Etf | 400 | Decreased | -20.00 | 0.01 | 44,000.00 | -32.31 | 110.00 | Form 13 |
| Granite Investment Advisors, Llc | 09-30-2021 | Index Share | 2,100 | New! | 0.00 | 0.04 | 232,000.00 | 0.00 | 110.48 | Form 13 |
| Summit Asset Management, Llc | 09-30-2021 | Innovation Etf | 2,648 | Increased | 2.80 | 0.09 | 293,000.00 | -13.06 | 110.65 | Form 13 |
| Ipg Investment Advisors Llc | 09-30-2021 | Innovation Etf | 3,610 | Decreased | -13.26 | 0.13 | 399,013,000.00 | -26.69 | 110,529.92 | Form 13 |
| Mandatum Life Insurance Co Ltd | 09-30-2021 | Innovation Etf | 3,878 | Increased | 47.45 | 0.08 | 429,000.00 | 24.71 | 110.62 | Form 13 |
| Longitude (cayman) Ltd. | 09-30-2021 | Innovation Etf | 103,000 | Increased | 4.04 | 5.02 | 11,385,000.00 | -12.07 | 221.06 | Form 13 |
| Matisse Capital | 09-30-2021 | Innovation Etf | 3,090 | Maintained | 0.00 | 0.13 | 342,000.00 | -15.35 | 110.68 | Form 13 |
| Trustcore Financial Services, Llc | 09-30-2021 | Innovation Etf | 513 | Maintained | 0.00 | 0.01 | 57,000.00 | -14.93 | 111.11 | Form 13 |
| Princeton Global Asset Management Llc | 09-30-2021 | Etf | 307 | Increased | 802.94 | 0.01 | 34,000.00 | 0.00 | 110.75 | Form 13 |
| Provident Wealth Management, Llc | 09-30-2021 | Innovation Etf | 12,148 | Increased | 2.28 | 1.02 | 1,343,000.00 | -13.52 | 110.55 | Form 13 |
| Aurora Private Wealth, Inc. | 09-30-2021 | Innovation Etf | 2,607 | Increased | 1.76 | 0.14 | 288,000.00 | -14.03 | 110.47 | Form 13 |
| Stonebridge Financial Planning Group, Llc | 09-30-2021 | Common Stock | 920 | Maintained | 0.00 | 0.06 | 115,000.00 | 0.00 | 125.00 | Form 13 |
| Synovus Financial Corp | 09-30-2021 | Innovation Etf | 9,459 | Increased | 235.66 | 0.01 | 1,053,000.00 | 212.46 | 222.89 | Form 13 |
| Interocean Capital Group, Llc | 09-30-2021 | Etf | 2,750 | Decreased | -4.01 | 0.02 | 304,000.00 | -18.93 | 110.55 | Form 13 |
| Altus Wealth Group Llc | 09-30-2021 | Innovation Etf | 3,843 | Increased | 15.51 | 0.42 | 425,000.00 | -2.30 | 110.59 | Form 13 |
| Continuum Advisory, Llc | 09-30-2021 | Innovation Etf | 50,251 | Increased | 7.57 | 1.49 | 5,554,000.00 | -9.08 | 110.53 | Form 13 |
| Associated Banc-corp | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Meeder Asset Management Inc | 09-30-2021 | Innovation Etf | 1,882 | Increased | 16.39 | 0.01 | 208,000.00 | -1.42 | 110.52 | Form 13 |
| Montag A & Associates Inc | 09-30-2021 | Innovation Etf | 617 | Maintained | 0.00 | 0.00 | 68,000.00 | -16.05 | 110.21 | Form 13 |
| Toronto Dominion Bank | 09-30-2021 | Etf | 23,590 | Increased | 27.97 | 0.00 | 2,608,000.00 | 8.22 | 221.11 | Form 13 |
| Commerce Bank | 09-30-2021 | Innovation Etf | 12,456 | Increased | 23.94 | 0.01 | 1,376,000.00 | 4.72 | 220.65 | Form 13 |
| Roof Eidam & Maycock/adv | 09-30-2021 | Innovation Etf | 5,264 | Increased | 67.32 | 0.21 | 582,000.00 | 41.61 | 110.56 | Form 13 |
| Washington Trust Co | 09-30-2021 | Innovation Etf | 764 | Increased | 35.70 | 0.00 | 84,000.00 | 13.51 | 213.93 | Form 13 |
| Bourgeon Capital Management Llc | 09-30-2021 | Innovation Etf | 2,964 | Increased | 11.26 | 0.07 | 328,000.00 | -5.75 | 110.66 | Form 13 |
| Principal Financial Group Inc | 09-30-2021 | Innovation Etf | 4,390 | Decreased | -4.40 | 0.00 | 485,000.00 | -19.17 | 110.48 | Form 13 |
| Blackrock Inc. | 09-30-2021 | Options | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Valmark Advisers, Inc. | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Interactive Financial Advisors | 09-30-2021 | Etf | 35,819 | Decreased | -2.76 | 1.73 | 3,959,000.00 | -17.81 | 110.53 | Form 13 |
| Td Capital Management Llc | 09-30-2021 | Innovation Etf | 165 | Maintained | 0.00 | 0.00 | 18,000.00 | -18.18 | 109.09 | Form 13 |
| Sawtooth Solutions, Llc | 09-30-2021 | Innovation Etf | 77,258 | Increased | 12.67 | 1.31 | 8,539,000.00 | -4.77 | 110.53 | Form 13 |
| Quantbot Technologies Lp | 09-30-2021 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Candriam Luxembourg S.c.a. | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Financial Advisory Group | 09-30-2021 | Innovation Etf | 86,078 | Increased | 6.04 | 2.11 | 9,514,000.00 | -10.38 | 110.53 | Form 13 |
| Hudock, Inc. | 09-30-2021 | Innovation Etf | 667 | Decreased | -48.77 | 0.02 | 73,000.00 | -57.06 | 109.45 | Form 13 |
| Jfs Wealth Advisors, Llc | 09-30-2021 | Innovation Etf | 863 | Maintained | 0.00 | 0.01 | 95,000.00 | 0.00 | 110.08 | Form 13 |
| Private Ocean, Llc | 09-30-2021 | Etf | 4 | Decreased | -97.62 | 0.00 | 0.00 | -100.00 | 0.00 | Form 13 |
| Fagan Associates, Inc. | 09-30-2021 | Innovation Etf | 17,117 | Decreased | -0.40 | 0.41 | 1,892,000.00 | -15.84 | 110.53 | Form 13 |
| Boston Private Wealth Llc | 09-30-2021 | Etf | 128 | Decreased | -36.63 | 0.00 | 14,000.00 | -46.15 | 109.38 | Form 13 |
| Biltmore Capital Advisors Llc | 09-30-2021 | Innovation Etf | 3,779 | Decreased | -70.92 | 0.08 | 418,000.00 | -75.40 | 110.61 | Form 13 |
| Beacon Investment Advisory Services, Inc. | 09-30-2021 | Innovation Etf | 403,897 | Increased | 39.38 | 1.85 | 44,643,000.00 | 17.80 | 110.53 | Form 13 |
| Beirne Wealth Consulting Services, Llc | 09-30-2021 | Innovation Etf | 43,159 | Increased | 7.60 | 2.72 | 4,777,000.00 | -8.96 | 110.68 | Form 13 |
| Sterling Investment Advisors, Ltd. | 09-30-2021 | Etf | 4,920 | Increased | 24.56 | 0.16 | 544,000.00 | 5.22 | 110.57 | Form 13 |
| Avestar Capital, Llc | 09-30-2021 | Innovation Etf | 12,931 | Increased | 6.10 | 0.18 | 1,429,000.00 | -10.35 | 110.51 | Form 13 |
| Bdo Wealth Advisors, Llc | 09-30-2021 | Innovation Etf | 305 | Maintained | 0.00 | 0.00 | 34,000.00 | -15.00 | 111.48 | Form 13 |
| Strategic Family Wealth Counselors, L.l.c. | 09-30-2021 | Innovation Etf | 301,491 | Increased | 3.79 | 9.99 | 33,324,000.00 | -12.28 | 110.53 | Form 13 |
| Red Cedar Capital, Llc | 09-30-2021 | Innovation Etf | 10 | New! | 0.00 | 0.00 | 1,000.00 | 0.00 | 100.00 | Form 13 |
| 55i, Llc | 09-30-2021 | Innovation Etf | 24,272 | Increased | 2.43 | 0.08 | 2,683,000.00 | -13.42 | 110.54 | Form 13 |
| We Are One Seven, Llc | 09-30-2021 | Innovation Etf | 6,265 | Decreased | -66.86 | 0.10 | 760,000.00 | -69.27 | 121.31 | Form 13 |
| Prime Capital Investment Advisors, Llc | 09-30-2021 | Etf | 4,814 | Decreased | -23.91 | 0.03 | 532,000.00 | -35.67 | 110.51 | Form 13 |
| Evolution Wealth Advisors, Llc | 09-30-2021 | Innovation Etf | 128,235 | Increased | 6.28 | 3.04 | 14,174,000.00 | -10.17 | 110.53 | Form 13 |
| Geneos Wealth Management Inc. | 09-30-2021 | Innovation Etf | 94,615 | Decreased | -19.28 | 0.40 | 10,518,000.00 | -29.97 | 111.17 | Form 13 |
| Inscription Capital, Llc | 09-30-2021 | Etf | 5,764 | Decreased | -90.43 | 0.20 | 637,000.00 | -91.91 | 110.51 | Form 13 |
| Core Wealth Advisors, Inc. | 09-30-2021 | Innovation Etf | 183 | Maintained | 0.00 | 0.01 | 20,000.00 | -16.67 | 109.29 | Form 13 |
| Ieq Capital, Llc | 09-30-2021 | Innovation Etf | 2,074 | Decreased | -48.31 | 0.01 | 229,000.00 | -56.38 | 110.41 | Form 13 |
| Stonehage Fleming Financial Services Holdings Ltd | 09-30-2021 | Innovation Etf | 19,533 | Maintained | 0.00 | 0.06 | 2,159,000.00 | -15.50 | 110.53 | Form 13 |
| Atticus Wealth Management, Llc | 09-30-2021 | Innovation Etf | 1,198 | Maintained | 0.00 | 0.06 | 132,000.00 | 0.00 | 110.18 | Form 13 |
| Soltis Investment Advisors Llc | 09-30-2021 | Innovation Etf | 2,595 | Decreased | -2.77 | 0.04 | 287,000.00 | -17.77 | 110.60 | Form 13 |
| Wny Asset Management, Llc | 09-30-2021 | Innovation Etf | 20,771 | Decreased | -75.70 | 0.79 | 2,300,000.00 | -79.44 | 110.73 | Form 13 |
| Disciplined Investments, Llc | 09-30-2021 | Etf | 524 | New! | 0.00 | 0.03 | 58,000.00 | 0.00 | 110.69 | Form 13 |
| Concord Wealth Partners | 09-30-2021 | Innovation Etf | 63,969 | Decreased | -13.56 | 2.90 | 7,070,000.00 | -26.96 | 110.52 | Form 13 |
| Annapolis Financial Services, Llc | 09-30-2021 | Innovation Etf | 14 | Maintained | 0.00 | 0.00 | 2,000.00 | 0.00 | 142.86 | Form 13 |
| Curran Financial Partners, Llc | 09-30-2021 | Innovation Etf | 1,811 | Decreased | -37.18 | 0.10 | 201,000.00 | -46.68 | 110.99 | Form 13 |
| San Luis Wealth Advisors Llc | 09-30-2021 | Innovation Etf | 5,722 | New! | 0.00 | 0.32 | 632,000.00 | 0.00 | 110.45 | Form 13 |
| Oxler Private Wealth Llc | 09-30-2021 | Innovation Etf | 21,211 | Increased | 14.96 | 0.82 | 1,858,000.00 | -22.97 | 87.60 | Form 13 |
| Koss-olinger Consulting, Llc | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Jtc Employer Solutions Trustee Ltd | 09-30-2021 | Innovation Etf | 14,007 | Increased | 417.05 | 0.21 | 1,548,000.00 | 337.29 | 110.52 | Form 13 |
| Barclays Plc | 09-30-2021 | Fund | 643,872 | Decreased | -13.35 | 0.03 | 71,167,000.00 | -26.77 | 331.48 | Form 13 |
| Concourse Financial Group Securities, Inc. | 09-30-2021 | Innovation Etf | 6,357 | Decreased | -0.61 | 0.04 | 703,000.00 | -15.91 | 110.59 | Form 13 |
| Connable Office Inc | 09-30-2021 | Com | 70,169 | Increased | 0.67 | 1.13 | 7,756,000.00 | -14.91 | 110.53 | Form 13 |
| Bradley Foster & Sargent Inc/ct | 09-30-2021 | Com | 1,938 | Maintained | 0.00 | 0.01 | 214,000.00 | -15.42 | 110.42 | Form 13 |
| Ntv Asset Management Llc | 09-30-2021 | Innovation Etf | 3,722 | Decreased | -1.33 | 0.07 | 411,000.00 | -16.63 | 110.42 | Form 13 |
| Essex Financial Services, Inc. | 09-30-2021 | Etf | 18,067 | Increased | 32.28 | 0.23 | 1,997,000.00 | 21.92 | 110.53 | Form 13 |
| Blue Bell Private Wealth Management, Llc | 09-30-2021 | Com | 965 | Decreased | -0.82 | 0.03 | 107,000.00 | -15.75 | 110.88 | Form 13 |
| Levin Capital Strategies, L.p. | 09-30-2021 | Innovation Etf | 5,000 | Maintained | 0.00 | 0.06 | 553,000.00 | 0.00 | 110.60 | Form 13 |
| Dorsey & Whitney Trust Co Llc | 09-30-2021 | Innovation Etf | 2,378 | Maintained | 0.00 | 0.02 | 263,000.00 | -15.43 | 110.60 | Form 13 |
| O'shaughnessy Asset Management, Llc | 09-30-2021 | Common | 31 | New! | 0.00 | 0.00 | 3,000.00 | 0.00 | 96.77 | Form 13 |
| Avidian Wealth Solutions, Llc | 09-30-2021 | Innovation Etf | 44,720 | Increased | 683.74 | 0.06 | 814,000.00 | 9.12 | 117.89 | Form 13 |
| Hap Trading, Llc | 09-30-2021 | Innovation Etf | 1,212,000 | Decreased | -13.10 | 0.36 | 11,001,000.00 | 76.78 | 17.16 | Form 13 |
| Smart Portfolios, Llc | 09-30-2021 | Innovation Etf | 18,530 | Decreased | -2.72 | 1.63 | 2,048,000.00 | -17.78 | 110.52 | Form 13 |
| Argi Investment Services, Llc | 09-30-2021 | Innovation Etf | 8,327 | Decreased | -5.62 | 0.03 | 920,000.00 | -20.28 | 110.48 | Form 13 |
| Creative Planning | 09-30-2021 | Innovation Etf | 30,057 | Decreased | -10.36 | 0.01 | 3,322,000.00 | -24.24 | 110.52 | Form 13 |
| Kistler-tiffany Companies, Llc | 09-30-2021 | Innovation Etf | 111 | Maintained | 0.00 | 0.00 | 12,000.00 | -20.00 | 108.11 | Form 13 |
| Buckingham Strategic Wealth, Llc | 09-30-2021 | Innovation Etf | 9,589 | Increased | 6.77 | 0.02 | 1,060,000.00 | -9.79 | 110.54 | Form 13 |
| Column Capital Advisors, Llc | 09-30-2021 | Etf | 117 | Maintained | 0.00 | 0.00 | 13,000.00 | -13.33 | 111.11 | Form 13 |
| Somerset Group Llc | 09-30-2021 | Etf | 8,667 | Increased | 0.21 | 0.69 | 958,000.00 | -15.30 | 110.53 | Form 13 |
| Jnba Financial Advisors | 09-30-2021 | Innovation Etf | 1,334 | Increased | 0.53 | 0.02 | 147,000.00 | -15.52 | 110.19 | Form 13 |
| Cumberland Partners Ltd | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Winch Advisory Services, Llc | 09-30-2021 | Etf | 3,995 | Increased | 469.90 | 0.15 | 442,000.00 | 380.43 | 110.64 | Form 13 |
| Granite Point Capital Management, L.p. | 09-30-2021 | Innovation Etf | 120,000 | Decreased | -92.46 | 1.02 | 13,263,000.00 | -93.30 | 442.09 | Form 13 |
| Palladiem, Llc | 09-30-2021 | Innovation Etf | 60,255 | Decreased | -0.63 | 5.39 | 6,660,000.00 | -16.02 | 110.53 | Form 13 |
| Otter Creek Advisors, Llc | 09-30-2021 | Innovation Etf | 30,000 | New! | 0.00 | 1.76 | 3,316,000.00 | 0.00 | 110.53 | Form 13 |
| Glassman Wealth Services | 09-30-2021 | Innovation Etf | 2,160 | Maintained | 0.00 | 0.05 | 239,000.00 | -15.55 | 110.65 | Form 13 |
| D'orazio & Associates, Inc. | 09-30-2021 | Innovation Etf | 200 | Maintained | 0.00 | 0.01 | 22,000.00 | -15.38 | 110.00 | Form 13 |
| Kalos Management, Inc. | 09-30-2021 | Etf | 2,628 | Increased | 11.31 | 0.09 | 322,000.00 | 9.15 | 122.53 | Form 13 |
| Institutional & Family Asset Management, Llc | 09-30-2021 | Innovation Etf | 35 | Maintained | 0.00 | 0.00 | 4,000.00 | -20.00 | 114.29 | Form 13 |
| Synergy Financial Management, Llc | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Fairhaven Wealth Management, Llc | 09-30-2021 | Innovation Etf | 31,309 | Increased | 0.94 | 1.43 | 3,461,000.00 | -14.67 | 110.54 | Form 13 |
| Heritage Wealth Management, Llc | 09-30-2021 | Innovation Etf | 927 | Decreased | -23.45 | 0.04 | 102,000.00 | -29.66 | 110.03 | Form 13 |
| Wells Financial Advisors Inc | 09-30-2021 | Etf | 342 | Decreased | -72.88 | 0.03 | 38,000.00 | -75.80 | 111.11 | Form 13 |
| Rodgers & Associates, Ltd | 09-30-2021 | Innovation Etf | 14,415 | Increased | 252.27 | 0.12 | 756,000.00 | 224.46 | 52.45 | Form 13 |
| J Arnold Wealth Management Co | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Us Bancorp \de\ | 09-30-2021 | Other | 12,737 | Decreased | -55.83 | 0.00 | 1,408,000.00 | -62.66 | 329.61 | Form 13 |
| Southstate Corp | 09-30-2021 | Common Stock | 405 | New! | 0.00 | 0.00 | 45,000.00 | 0.00 | 111.11 | Form 13 |
| Valley National Advisers Inc | 09-30-2021 | Innovation Etf | 839 | Increased | 545.38 | 0.02 | 93,000.00 | 481.25 | 110.85 | Form 13 |
| Citigroup Inc | 09-30-2021 | Innovation Etf | 884,892 | Increased | 124.51 | 0.05 | 97,808,000.00 | 89.75 | 331.60 | Form 13 |
| Mercer Global Advisors Inc /adv | 09-30-2021 | Innovation Etf | 219,713 | Increased | 19.37 | 0.17 | 24,285,000.00 | 0.88 | 110.53 | Form 13 |
| Goldman Sachs Group Inc | 09-30-2021 | Cmn | 11,617,489 | Decreased | -1.12 | 0.27 | 1,284,081,000.00 | -16.43 | 442.13 | Form 13 |
| Prudential Plc | 09-30-2021 | Innovation Etf | 19,730 | Increased | 3.41 | 0.03 | 2,181,000.00 | -12.59 | 110.54 | Form 13 |
| Clark Financial Services Group Inc /bd | 09-30-2021 | Innovation Etf | 18,616 | Increased | 2.71 | 1.58 | 2,058,000.00 | -13.16 | 277.20 | Form 13 |
| Smithfield Trust Co | 09-30-2021 | Innovation Etf | 465 | Maintained | 0.00 | 0.00 | 52,000.00 | -13.33 | 232.80 | Form 13 |
| Kayne Anderson Rudnick Investment Management Llc | 09-30-2021 | Innovation Etf | 480,787 | Increased | 1.33 | 0.13 | 53,139,000.00 | -14.36 | 110.53 | Form 13 |
| Pittenger & Anderson Inc | 09-30-2021 | Innovation Etf | 7,203 | Decreased | -11.43 | 0.04 | 796,000.00 | -25.19 | 110.51 | Form 13 |
| Mai Capital Management | 09-30-2021 | Ee | 1,969 | Increased | 3.25 | 0.00 | 218,000.00 | -12.45 | 110.72 | Form 13 |
| Dimension Capital Management Llc | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Bessemer Group Inc | 09-30-2021 | Fen | 776 | Increased | 1.17 | 0.00 | 85,000.00 | -15.00 | 219.05 | Form 13 |
| Evermay Wealth Management Llc | 09-30-2021 | Innovation Etf | 226 | Maintained | 0.00 | 0.01 | 30,000.00 | 20.00 | 132.74 | Form 13 |
| Mariner Investment Group Llc | 09-30-2021 | Innovation Etf | 20,000 | Maintained | 0.00 | 0.02 | 6,000.00 | -25.00 | 0.30 | Form 13 |
| Nations Financial Group Inc, /ia/ /adv | 09-30-2021 | Etf | 5,857 | Increased | 4.14 | 0.10 | 647,000.00 | -12.09 | 110.47 | Form 13 |
| Moneta Group Investment Advisors Llc | 09-30-2021 | Innovation Etf | 16,349 | Increased | 10.67 | 0.08 | 1,807,000.00 | -6.47 | 110.53 | Form 13 |
| Dowling & Yahnke Llc | 09-30-2021 | Ark Etf Tr Innovation Etf | 6,289 | Decreased | -1.21 | 0.04 | 695,000.00 | -16.57 | 110.51 | Form 13 |
| Hotchkis & Wiley Capital Management Llc | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Holderness Investments Co | 09-30-2021 | Innovation Etf | 2,493 | Increased | 6.81 | 0.09 | 276,000.00 | -9.51 | 110.71 | Form 13 |
| Alpine Woods Capital Investors, Llc | 09-30-2021 | Innovation Etf | 10,000 | Maintained | 0.00 | 0.12 | 1,105,000.00 | -15.52 | 110.50 | Form 13 |
| Oxford Financial Group Ltd | 09-30-2021 | Innovation Etf | 1,087 | Decreased | -58.01 | 0.02 | 120,000.00 | -64.60 | 110.40 | Form 13 |
| Cibc Private Wealth Group, Llc | 09-30-2021 | Shs | 3,203 | Decreased | -85.95 | 0.00 | 354,000.00 | -87.05 | 110.52 | Form 13 |
| Royal Bank Of Canada | 09-30-2021 | Innovation Etf | 1,693,041 | Increased | 6.01 | 0.04 | 187,130,000.00 | -10.41 | 1,216.44 | Form 13 |
| Palisade Capital Management Llc/nj | 09-30-2021 | Innovation Etf | 117,865 | Increased | 0.17 | 0.28 | 13,028,000.00 | -15.34 | 110.53 | Form 13 |
| D. E. Shaw & Co., Inc. | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Hbk Investments L P | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Hbk Investments L P | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Acorn Financial Advisory Services Inc /adv | 09-30-2021 | Innovation Etf | 7,970 | Decreased | -2.10 | 0.27 | 881,000.00 | -17.43 | 110.54 | Form 13 |
| Enterprise Financial Services Corp | 09-30-2021 | Other | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Ameritas Investment Partners, Inc. | 09-30-2021 | Etf | 200 | Maintained | 0.00 | 0.00 | 22,000.00 | -15.38 | 110.00 | Form 13 |
| Eaton Vance Management | 09-30-2021 | Innovation Etf | 7,986 | Increased | 4.00 | 0.00 | 1,000.00 | -99.90 | 0.13 | Form 13 |
| D.a. Davidson & Co. | 09-30-2021 | Innovation Etf | 57,245 | Increased | 16.18 | 0.07 | 6,327,000.00 | -1.82 | 110.52 | Form 13 |
| Jefferies Group Llc | 09-30-2021 | Innovation Etf | 192,500 | Decreased | -84.09 | 0.14 | 21,277,000.00 | -86.56 | 221.05 | Form 13 |
| Greenwood Gearhart Inc | 09-30-2021 | Etf | 131,819 | Increased | 5.24 | 2.26 | 14,570,000.00 | -11.06 | 110.53 | Form 13 |
| Pin Oak Investment Advisors Inc | 09-30-2021 | Etf | 715 | Increased | 410.71 | 0.09 | 79,000.00 | 338.89 | 110.49 | Form 13 |
| Northern Oak Wealth Management Inc | 09-30-2021 | Innovation Etf | 540 | Decreased | -35.71 | 0.01 | 60,000.00 | -45.45 | 111.11 | Form 13 |
| Northwestern Mutual Wealth Management Co | 09-30-2021 | Innovation Etf | 1,496,888 | Increased | 4.47 | 0.30 | 165,451,000.00 | -11.71 | 110.53 | Form 13 |
| Bluefin Capital Management, Llc | 09-30-2021 | Innovation Etf | 1,820,300 | Increased | 23.16 | 2.28 | 22,958,000.00 | 45.79 | 24.12 | Form 13 |
| Nomura Holdings Inc | 09-30-2021 | Cmn | 578,200 | Increased | 313.00 | 0.16 | 64,246,000.00 | 252.11 | 222.23 | Form 13 |
| Regentatlantic Capital Llc | 09-30-2021 | Innovation Etf | 4,932 | Increased | 4.62 | 0.02 | 545,000.00 | -11.67 | 110.50 | Form 13 |
| Balyasny Asset Management Llc | 09-30-2021 | Innovation Etf | 110,000 | Increased | 83.33 | 0.05 | 12,158,000.00 | 54.94 | 221.03 | Form 13 |
| Whitebox Advisors Llc | 09-30-2021 | Put | 100,000 | New! | 0.00 | 0.23 | 11,053,000.00 | 0.00 | 110.53 | Form 13 |
| Evergreen Capital Management Llc | 09-30-2021 | Innovation Etf | 2,488 | New! | 0.00 | 0.01 | 275,000.00 | 0.00 | 110.53 | Form 13 |
| Hilltop Holdings Inc. | 09-30-2021 | Innovation Etf | 5,075 | Increased | 93.92 | 0.06 | 561,000.00 | 78.66 | 110.54 | Form 13 |
| Continental Advisors Llc | 09-30-2021 | Innovation Etf | 47,000 | Increased | 34.29 | 2.20 | 5,195,000.00 | 23.75 | 110.53 | Form 13 |
| Fma Advisory Inc | 09-30-2021 | Innovation Etf | 3,155 | Maintained | 0.00 | 0.13 | 349,000.00 | 0.00 | 110.62 | Form 13 |
| Founders Financial Securities Llc | 09-30-2021 | Innovation Etf | 32,238 | Increased | 5.15 | 0.72 | 3,563,000.00 | -3.13 | 110.52 | Form 13 |
| Zurcher Kantonalbank (zurich Cantonalbank) | 09-30-2021 | Innovation Etf | 866 | New! | 0.00 | 0.00 | 95,000.00 | 0.00 | 109.70 | Form 13 |
| Mariner, Llc | 09-30-2021 | Innovation Etf | 17,223 | Increased | 15.00 | 0.01 | 1,904,000.00 | -2.81 | 110.55 | Form 13 |
| Hbk Sorce Advisory Llc | 09-30-2021 | Innovation Etf | 23,610 | Decreased | -0.89 | 0.14 | 2,610,000.00 | -16.24 | 110.55 | Form 13 |
| Prelude Capital Management, Llc | 09-30-2021 | Innovation Etf | 214,200 | Increased | 69.46 | 0.61 | 23,675,000.00 | 56.15 | 221.05 | Form 13 |
| Weiss Multi-strategy Advisers Llc | 09-30-2021 | Com | 2,870 | New! | 0.00 | 0.01 | 317,000.00 | 0.00 | 110.45 | Form 13 |
| Walleye Trading Llc | 09-30-2021 | Innovation Etf | 92,000 | Decreased | -5.71 | 0.03 | 10,168,000.00 | -13.12 | 221.04 | Form 13 |
| Taconic Capital Advisors Lp | 09-30-2021 | Innovation Etf | 360,000 | Maintained | 0.00 | 1.37 | 39,791,000.00 | 0.00 | 221.07 | Form 13 |
| Laurion Capital Management Lp | 09-30-2021 | Innovation Etf | 533,500 | Decreased | -59.27 | 0.25 | 58,968,000.00 | -65.58 | 110.53 | Form 13 |
| Hudson Bay Capital Management Lp | 09-30-2021 | Innovation Etf | 83,200 | Decreased | -59.94 | 0.12 | 9,196,000.00 | -63.09 | 110.53 | Form 13 |
| Harvey Partners, Llc | 09-30-2021 | Innovation Etf | 15,000 | Decreased | -25.00 | 1.24 | 1,658,000.00 | -30.89 | 110.53 | Form 13 |
| Citadel Advisors Llc | 09-30-2021 | Cmn | 6,293,419 | Maintained | 0.00 | 0.14 | 695,612,000.00 | 0.00 | 331.59 | Form 13 |
| First Heartland Consultants, Inc. | 09-30-2021 | Innovation Etf | 10,518 | Increased | 16.81 | 0.18 | 1,163,000.00 | 7.69 | 110.57 | Form 13 |
| Strategic Financial Services, Inc, | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Pfm Health Sciences, Lp | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Ancora Advisors, Llc | 09-30-2021 | Indx Fd | 5,692 | Increased | 8.15 | 0.02 | 629,000.00 | -8.71 | 110.51 | Form 13 |
| Susquehanna International Group, Llp | 09-30-2021 | Innovation Etf | 14,927,972 | Increased | 62.05 | 0.21 | 1,649,989,000.00 | 36.96 | 994.81 | Form 13 |
| Moore Capital Management, Lp | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Two Sigma Securities, Llc | 09-30-2021 | Innovation Etf | 8,874 | Increased | 326.22 | 0.03 | 981,000.00 | 292.40 | 110.55 | Form 13 |
| Alyeska Investment Group, L.p. | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Verition Fund Management Llc | 09-30-2021 | Innovation Etf | 23,000 | Increased | 233.33 | 0.02 | 2,542,000.00 | 207.00 | 221.04 | Form 13 |
| United Capital Financial Advisers, Llc | 09-30-2021 | Exchange Traded Fund | 9,333 | Decreased | -5.99 | 0.01 | 1,032,000.00 | -20.49 | 110.58 | Form 13 |
| Brown Brothers Harriman & Co | 09-30-2021 | Common Stock | 463 | Increased | 1829.17 | 0.00 | 51,000.00 | 1,600.00 | 110.15 | Form 13 |
| Flow Traders U.s. Llc | 09-30-2021 | Etp | 36,393 | Maintained | 0.00 | 0.16 | 4,023,000.00 | 0.00 | 110.54 | Form 13 |
| Hrt Financial Lp | 09-30-2021 | Innovation Etf | 79,187 | Decreased | -71.15 | 0.05 | 8,752,000.00 | -73.41 | 110.52 | Form 13 |
| Anson Funds Management Lp | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Maplelane Capital, Llc | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Stelac Advisory Services Llc | 09-30-2021 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Parallax Volatility Advisers, L.p. | 09-30-2021 | Innovation Etf | 1,262,743 | Maintained | 0.00 | 0.52 | 139,572,000.00 | 0.00 | 2,869.73 | Form 13 |
| Tower Research Capital Llc (trc) | 09-30-2021 | Innovation Etf | 138,020 | Increased | 454.68 | 0.03 | 15,255,000.00 | 392.41 | 221.22 | Form 13 |
| Corvex Management Lp | 09-30-2021 | Innovation Etf | 1,000,000 | New! | 0.00 | 3.42 | 110,530,000.00 | 0.00 | 110.53 | Form 13 |
| Mirabella Financial Services Llp | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Goodhaven Capital Management, Llc | 09-30-2021 | Innovation Etf | 200 | New! | 0.00 | 0.08 | 118,000.00 | 0.00 | 590.00 | Form 13 |
| Samalin Investment Counsel, Llc | 09-30-2021 | Innovation Etf | 30 | Maintained | 0.00 | 0.00 | 3,316,000.00 | -15.47 | 110,533.33 | Form 13 |
| Boothbay Fund Management, Llc | 09-30-2021 | Innovation Etf | 4,600 | Decreased | -89.50 | 0.01 | 508,000.00 | -91.13 | 110.43 | Form 13 |
| Horizon Investments, Llc | 09-30-2021 | Com | 31,769 | Decreased | -47.79 | 0.09 | 3,511,000.00 | -55.88 | 110.52 | Form 13 |
| Warren Averett Asset Management, Llc | 09-30-2021 | Innovation Etf | 1,778 | Maintained | 0.00 | 0.02 | 209,000.00 | 0.48 | 117.55 | Form 13 |
| Antonetti Capital Management Llc | 09-30-2021 | Innovation Etf | 765 | Decreased | -3.53 | 0.24 | 111,000.00 | 6.73 | 145.10 | Form 13 |
| Beaconlight Capital, Llc | 09-30-2021 | Innovation Etf | 99 | New! | 0.00 | 0.48 | 1,094,000.00 | 0.00 | 11,050.51 | Form 13 |
| Rpg Family Wealth Advisory, Llc | 09-30-2021 | Common Stock | 87,808 | Increased | 1.86 | 9.99 | 9,705,418,000.00 | -13.91 | 110,530.00 | Form 13 |
| First Horizon Advisors, Inc. | 09-30-2021 | Common Stock | 5,700 | Increased | 232.75 | 0.04 | 629,000.00 | 89.46 | 329.65 | Form 13 |
| Interval Partners, Lp | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Interval Partners, Lp | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Sessa Capital Im, L.p. | 09-30-2021 | Innovation Etf | 1,358,400 | New! | 0.00 | 7.38 | 150,144,000.00 | 0.00 | 110.53 | Form 13 |
| Junto Capital Management Lp | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Coltrane Asset Management L.p. | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Financial Advisory Service, Inc. | 09-30-2021 | Innovation Etf | 1,577 | Decreased | -84.10 | 0.02 | 174,000.00 | -86.58 | 110.34 | Form 13 |
| Warberg Asset Management Llc | 09-30-2021 | Innovation Etf | 10,000 | Increased | 100.00 | 0.18 | 1,105,000.00 | 77.65 | 110.50 | Form 13 |
| Bouchey Financial Group Ltd | 09-30-2021 | Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Bouchey Financial Group Ltd | 09-30-2021 | Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Northeast Financial Consultants Inc | 09-30-2021 | Innovation Etf | 2,934 | Decreased | -57.98 | 0.02 | 325,000.00 | -61.22 | 110.77 | Form 13 |
| Stonebridge Capital Advisors Llc | 09-30-2021 | Etf | 52 | Decreased | -49.02 | 0.00 | 6,000.00 | -53.85 | 115.38 | Form 13 |
| Toroso Investments, Llc | 09-30-2021 | Innovation Etf | 3,551 | Increased | 2.39 | 0.01 | 393,000.00 | -13.44 | 110.67 | Form 13 |
| Arete Wealth Advisors, Llc | 09-30-2021 | Innovation Etf | 12,708 | Decreased | -60.59 | 0.15 | 1,405,000.00 | -61.90 | 110.56 | Form 13 |
| Armor Advisors, L.l.c. | 09-30-2021 | Innovation Etf | 800,000 | New! | 0.00 | 9.99 | 88,424,000.00 | 0.00 | 110.53 | Form 13 |
| Bienville Capital Management, Llc | 09-30-2021 | Innovation Etf | 7,687 | New! | 0.00 | 0.49 | 850,000.00 | 0.00 | 110.58 | Form 13 |
| Ubs Group Ag | 09-30-2021 | Innovation Etf | 1,510,600 | Increased | 51.82 | 0.05 | 166,966,000.00 | 28.31 | 552.19 | Form 13 |
| Infrastructure Capital Advisors, Llc | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Shanda Asset Management Holdings Ltd | 09-30-2021 | Innovation Etf | 28,000 | New! | 0.00 | 0.32 | 3,095,000.00 | 0.00 | 110.54 | Form 13 |
| Crawford Lake Capital Management, Llc | 09-30-2021 | Innovation Etf | 590,000 | New! | 0.00 | 9.99 | 65,213,000.00 | 0.00 | 110.53 | Form 13 |
| Sg3 Management, Llc | 09-30-2021 | Innovation Etf | 10,000 | Decreased | -96.91 | 0.03 | 1,105,000.00 | -97.26 | 110.50 | Form 13 |
| Bayesian Capital Management, Lp | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Sunbelt Securities, Inc. | 09-30-2021 | Innovation Etf | 3,530 | Maintained | 0.00 | 0.07 | 411,000.00 | 0.00 | 116.43 | Form 13 |
| Betterment Llc | 09-30-2021 | Common | 40,197 | Increased | 85.06 | 0.01 | 4,443,000.00 | 56.39 | 110.53 | Form 13 |
| Squarepoint Ops Llc | 09-30-2021 | Innovation Etf | 1,007,796 | New! | 0.00 | 0.32 | 111,391,000.00 | 0.00 | 331.58 | Form 13 |
| Governors Lane Lp | 09-30-2021 | Innovation Etf | 410,000 | New! | 0.00 | 3.01 | 45,317,000.00 | 0.00 | 110.53 | Form 13 |
| Wealthspire Advisors, Llc | 09-30-2021 | Innovation Etf | 12,301 | Decreased | -20.94 | 0.03 | 1,360,000.00 | -33.17 | 110.56 | Form 13 |
| Hayden Royal, Llc | 09-30-2021 | Exchange Traded Fund | 9,716 | Increased | 3.10 | 1.75 | 1,074,000.00 | -12.82 | 110.54 | Form 13 |
| Integrated Advisors Network Llc | 09-30-2021 | Innovation Etf | 1,988 | Decreased | -32.77 | 0.01 | 220,000.00 | -43.15 | 110.66 | Form 13 |
| Coastal Bridge Advisors, Llc | 09-30-2021 | Innovation Etf | 15,274 | Increased | 6.89 | 0.36 | 1,688,000.00 | -9.68 | 110.51 | Form 13 |
| Gerber Kawasaki Wealth & Investment Management | 09-30-2021 | Innovation Etf | 146,422 | Decreased | -2.12 | 2.00 | 15,453,000.00 | -21.01 | 159.83 | Form 13 |
| Wealthcare Advisory Partners Llc | 09-30-2021 | Equity | 7,529 | Decreased | -15.74 | 0.05 | 832,000.00 | -22.39 | 110.51 | Form 13 |
| Jt Stratford Llc | 09-30-2021 | Innovation Etf | 5,830 | New! | 0.00 | 0.20 | 644,000.00 | 0.00 | 110.46 | Form 13 |
| Jacobi Capital Management Llc | 09-30-2021 | Innovation Etf | 700 | Increased | 28.68 | 0.01 | 77,000.00 | 8.45 | 110.00 | Form 13 |
| Mutual Advisors, Llc | 09-30-2021 | Innovation Etf | 41,462 | Decreased | -2.72 | 0.27 | 4,583,000.00 | -17.78 | 110.53 | Form 13 |
| Harvest Fund Management Co., Ltd | 09-30-2021 | Innovation Etf | 812 | Decreased | -40.07 | 0.02 | 89,000.00 | -49.14 | 109.61 | Form 13 |
| Partners Capital Investment Group, Llp | 09-30-2021 | Innovation Etf | 1,700 | New! | 0.00 | 0.01 | 188,000.00 | 0.00 | 110.59 | Form 13 |
| Eversept Partners, Lp | 09-30-2021 | Innovation Etf | 35,000 | Decreased | -57.32 | 0.29 | 3,869,000.00 | -60.66 | 110.54 | Form 13 |
| Iht Wealth Management, Llc | 09-30-2021 | Innovation Etf | 34,423 | Decreased | -3.51 | 0.31 | 3,805,000.00 | -11.08 | 110.54 | Form 13 |
| Pacific Center For Financial Services | 09-30-2021 | Innovation Etf | 173 | Increased | 90.11 | 0.01 | 19,000.00 | 72.73 | 109.83 | Form 13 |
| Algebris (uk) Ltd | 09-30-2021 | Com | 200 | New! | 0.00 | 0.01 | 28,000.00 | 0.00 | 140.00 | Form 13 |
| Deer Park Road Corp | 09-30-2021 | Innovation Etf | 250,000 | New! | 0.00 | 0.97 | 27,633,000.00 | 0.00 | 110.53 | Form 13 |
| Icon Wealth Partners, Llc | 09-30-2021 | Etf | 4,403 | Decreased | -26.65 | 0.05 | 487,000.00 | -37.96 | 110.61 | Form 13 |
| Aspireon Wealth Advisors | 09-30-2021 | Innovation Etf | 9,414 | Increased | 847.08 | 0.76 | 1,041,000.00 | -13.25 | 110.58 | Form 13 |
| Strategic Vision Investment Ltd | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Belpointe Asset Management Llc | 09-30-2021 | Innovation Etf | 10,459 | Increased | 95.13 | 0.04 | 620,000.00 | -11.55 | 59.28 | Form 13 |
| Kcl Capital, L.p. | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Shay Capital Llc | 09-30-2021 | Innovation Etf | 9,000 | Decreased | -72.22 | 0.13 | 995,000.00 | -76.52 | 110.56 | Form 13 |
| Claraphi Advisory Network, Llc | 09-30-2021 | Innovation Etf | 174,881 | Decreased | -46.12 | 6.82 | 19,330,000.00 | -50.35 | 110.53 | Form 13 |
| Md Financial Management Inc. | 09-30-2021 | Innovation Etf | 65 | New! | 0.00 | 0.00 | 7,000.00 | 0.00 | 107.69 | Form 13 |
| Sanctuary Wealth Management, L.l.c. | 09-30-2021 | Innovation Etf | 10,773 | Increased | 16.03 | 1.33 | 1,191,000.00 | 6.91 | 110.55 | Form 13 |
| Wagner Wealth Management, Llc | 09-30-2021 | Innovation Etf | 1,465 | Decreased | -82.81 | 0.14 | 178,000.00 | -84.02 | 121.50 | Form 13 |
| Nan Shan Life Insurance Co., Ltd. | 09-30-2021 | Etf | 57,521 | Decreased | -65.92 | 0.11 | 6,358,000.00 | -71.20 | 110.53 | Form 13 |
| Certified Advisory Corp | 09-30-2021 | Etf | 2,090 | Increased | 2222.22 | 0.06 | 231,000.00 | 3,750.00 | 110.53 | Form 13 |
| Exoduspoint Capital Management, Lp | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Vestmark Advisory Solutions, Inc. | 09-30-2021 | Innovation Etf | 4,163 | Decreased | -5.73 | 0.03 | 460,000.00 | -20.42 | 110.50 | Form 13 |
| Integrated Wealth Concepts Llc | 09-30-2021 | Mf Closed And Mf Open | 33,928 | Increased | 1.53 | 0.12 | 3,750,000.00 | -14.19 | 110.53 | Form 13 |
| Kc Investment Advisors, Llc | 09-30-2021 | Innovation Etf | 9,413 | Increased | 9.71 | 0.00 | 1,040,000.00 | -7.31 | 110.49 | Form 13 |
| Atom Investors Lp | 09-30-2021 | Innovation Etf | 243,010 | New! | 0.00 | 2.17 | 26,860,000.00 | 0.00 | 221.04 | Form 13 |
| Professional Planning | 09-30-2021 | Innovation Etf | 2,325 | Decreased | -46.50 | 0.12 | 256,000.00 | -50.86 | 110.11 | Form 13 |
| O'dell Group, Llc | 09-30-2021 | Innovation Etf | 246 | New! | 0.00 | 0.01 | 27,000.00 | 0.00 | 109.76 | Form 13 |
| Beacon Pointe Advisors, Llc | 09-30-2021 | Innovation Etf | 3,092 | Increased | 63.86 | 0.01 | 342,000.00 | 38.46 | 110.61 | Form 13 |
| Atlas Principals, Llc | 09-30-2021 | Innovation Etf | 100,000 | New! | 0.00 | 5.18 | 11,053,000.00 | 0.00 | 110.53 | Form 13 |
| Alera Investment Advisors, Llc | 09-30-2021 | Innovation Etf | 7,590 | Increased | 804.65 | 0.25 | 839,000.00 | 0.00 | 110.54 | Form 13 |
| Cresset Asset Management, Llc | 09-30-2021 | Innovation Etf | 511,573 | Increased | 951.13 | 0.76 | 56,544,000.00 | 788.36 | 110.53 | Form 13 |
| Townsquare Capital Llc | 09-30-2021 | Innovation Etf | 4,072 | New! | 0.00 | 0.01 | 450,000.00 | 0.00 | 110.51 | Form 13 |
| Kore Private Wealth Llc | 09-30-2021 | Innovation Etf | 3,647 | Increased | 12.32 | 0.04 | 403,000.00 | -5.18 | 110.50 | Form 13 |
| Main Street Financial Solutions, Llc | 09-30-2021 | Innovation Etf | 28,364 | Increased | 1.65 | 0.48 | 3,135,000.00 | -14.09 | 110.53 | Form 13 |
| Wealthfront Advisers Llc | 09-30-2021 | Innovation Etf | 144,135 | New! | 0.00 | 0.07 | 15,931,000.00 | 0.00 | 110.53 | Form 13 |
| Claro Advisors Llc | 09-30-2021 | Innovation Etf | 10,985 | Increased | 6.41 | 0.51 | 1,214,000.00 | -10.07 | 110.51 | Form 13 |
| No Street Gp Lp | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Gladstone Institutional Advisory Llc | 09-30-2021 | Innovation Etf | 15,150 | Increased | 6.62 | 0.16 | 1,675,000.00 | -9.85 | 110.56 | Form 13 |
| Paradigm Financial Partners, Llc | 09-30-2021 | Innovation Etf | 9,970 | Increased | 32.42 | 0.27 | 1,123,000.00 | 14.01 | 112.64 | Form 13 |
| Cary Street Partners Investment Advisory Llc | 09-30-2021 | Etf | 10,014 | Decreased | -29.88 | 0.36 | 1,107,000.00 | -37.74 | 110.55 | Form 13 |
| Liberty Wealth Management Llc | 09-30-2021 | Innovation Etf | 1,301 | Decreased | -99.22 | 0.05 | 144,000.00 | -89.53 | 110.68 | Form 13 |
| Golden State Wealth Management, Llc | 09-30-2021 | Mf Closed And Mf Open | 15,778 | Increased | 4.87 | 0.38 | 1,744,000.00 | -11.38 | 110.53 | Form 13 |
| Kent Lake Capital Llc | 09-30-2021 | Unit | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Legend Financial Advisors, Inc. | 09-30-2021 | Innovation Etf | 166,791 | Increased | 3.96 | 9.99 | 18,435,000.00 | -7.70 | 110.53 | Form 13 |
| Williams Jones Wealth Management, Llc. | 09-30-2021 | Cs | 41,153 | Decreased | -17.49 | 0.06 | 4,549,000.00 | -26.74 | 110.54 | Form 13 |
| Candlestick Capital Management Lp | 09-30-2021 | Innovation Etf | 400,000 | Decreased | -46.67 | 0.83 | 44,212,000.00 | -52.65 | 110.53 | Form 13 |
| Pacitti Group Inc. | 09-30-2021 | Innovation Etf | 565 | Increased | 222.86 | 0.04 | 62,000.00 | 195.24 | 109.73 | Form 13 |
| Silicon Hills Wealth Management, Llc | 09-30-2021 | Innovation Etf | 24,624 | Increased | 29.82 | 1.87 | 2,722,000.00 | 15.29 | 110.54 | Form 13 |
| Resolute Advisors Llc | 09-30-2021 | Etf | 14,550 | Maintained | 0.00 | 0.22 | 1,608,000.00 | -15.46 | 110.52 | Form 13 |
| Steel Peak Wealth Management Llc | 09-30-2021 | Innovation Etf | 13,454 | Decreased | -24.95 | 0.10 | 1,487,000.00 | -36.56 | 110.52 | Form 13 |
| Lion Street Advisors, Llc | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Epg Wealth Management Llc | 09-30-2021 | Innovation Etf | 5,171 | Decreased | -9.82 | 0.23 | 572,000.00 | -23.73 | 110.62 | Form 13 |
| Carolinas Wealth Consulting Llc | 09-30-2021 | Innovation Etf | 54,611 | Decreased | -2.53 | 1.41 | 6,036,000.00 | -17.62 | 110.53 | Form 13 |
| Baymount Management Lp | 09-30-2021 | Innovation Etf | 400,000 | New! | 0.00 | 4.50 | 44,212,000.00 | 0.00 | 110.53 | Form 13 |
| Founders Financial Alliance, Llc | 09-30-2021 | Innovation Etf | 1,169 | Decreased | -4.10 | 0.06 | 129,000.00 | -11.64 | 331.25 | Form 13 |
| Dcm Advisors, Llc | 09-30-2021 | Innovation Etf | 3,112 | Increased | 6.47 | 0.13 | 344,000.00 | -9.95 | 110.54 | Form 13 |
| Phoenix Wealth Advisors | 09-30-2021 | Innovation Etf | 8,916 | Decreased | -2.41 | 0.74 | 985,000.00 | -15.23 | 110.48 | Form 13 |
| Clarus Group, Inc. | 09-30-2021 | Equity | 104,620 | Decreased | -7.63 | 7.98 | 11,564,000.00 | -18.73 | 110.53 | Form 13 |
| Golden State Equity Partners | 09-30-2021 | Innovation Etf | 2,039 | Increased | 0.64 | 0.09 | 225,000.00 | -15.09 | 110.35 | Form 13 |
| Corefirst Bank & Trust | 09-30-2021 | Com | 5,547 | Increased | 35.46 | 0.43 | 613,000.00 | 14.58 | 220.98 | Form 13 |
| Optiver Holding B.v. | 09-30-2021 | Innovation Etf | 451 | Maintained | 0.00 | 0.00 | 50,000.00 | 0.00 | 110.86 | Form 13 |
| Sageguard Financial Group, Llc | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Derbend Asset Management | 09-30-2021 | Innovation Etf | 9,567 | Increased | 59.98 | 0.99 | 1,057,000.00 | 35.17 | 110.48 | Form 13 |
| Glenmede Trust Co Na | 09-30-2021 | Innovation Etf | 1,863 | Decreased | -60.45 | 0.00 | 205,000.00 | -63.65 | 220.07 | Form 13 |
| Thrivent Financial For Lutherans | 09-30-2021 | Innovation Etf | 213,335 | Increased | 21.77 | 0.05 | 23,623,000.00 | 3.10 | 352.02 | Form 13 |
| Fmr Llc | 09-30-2021 | Innovation Etf | 15 | Decreased | -92.89 | 0.00 | 2,000.00 | -92.86 | 300.00 | Form 13 |
| Mml Investors Services, Llc | 09-30-2021 | Innovation Etf | 126,526 | Decreased | -9.16 | 0.11 | 13,985,000.00 | -23.23 | 110.53 | Form 13 |
| Bank Of America Corp /de/ | 09-30-2021 | Innovation | 8,148,528 | Increased | 6.37 | 0.09 | 900,657,000.00 | -10.10 | 994.40 | Form 13 |
| Stifel Financial Corp | 09-30-2021 | Innovation Etf | 47,109 | Increased | 28.36 | 0.01 | 5,207,000.00 | 8.48 | 220.93 | Form 13 |
| Wells Fargo & Company/mn | 09-30-2021 | Innovation Etf | 2,773,025 | Increased | 682.52 | 0.06 | 306,503,000.00 | 621.06 | 552.79 | Form 13 |
| Northern Trust Corp | 09-30-2021 | Com | 9,509 | Decreased | -14.38 | 0.00 | 1,051,000.00 | -27.67 | 221.10 | Form 13 |
| Howe & Rusling Inc | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Harbour Investments, Inc. | 09-30-2021 | Innovation Etf | 33,507 | Increased | 12.80 | 0.12 | 3,703,000.00 | 3.93 | 110.51 | Form 13 |
| Salem Investment Counselors Inc | 09-30-2021 | Innovation Etf | 445 | Maintained | 0.00 | 0.00 | 49,000.00 | -15.52 | 110.11 | Form 13 |
| Morgan Stanley | 09-30-2021 | Innovation Etf | 11,949,770 | Increased | 9.79 | 0.17 | 1,320,808,000.00 | -7.21 | 755.58 | Form 13 |
| Brookfield Asset Management Inc. | 09-30-2021 | Innovation Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Bnp Paribas Arbitrage, Sa | 09-30-2021 | Fund | 516,109 | Maintained | 0.00 | 9.99 | 108,092,150,000.00 | 0.00 | 55,375,530.00 | Form 13 |
| Laffer Tengler Investments | 09-30-2021 | Exchange Traded Fund | 33 | Maintained | 0.00 | 0.00 | 3,647,000.00 | -7.86 | 110,515.15 | Form 13 |
| Headinvest, Llc | 09-30-2021 | Etf | 3,423 | Increased | 0.74 | 0.07 | 378,000.00 | -14.86 | 110.43 | Form 13 |
| Ctc Llc | 09-30-2021 | Com | 8,504 | Maintained | 0.00 | 0.03 | 939,000.00 | 0.00 | 110.42 | Form 13 |
| National Asset Management, Inc. | 09-30-2021 | Innovation Etf | 49,293 | Decreased | -3.28 | 0.17 | 5,472,000.00 | -17.79 | 111.01 | Form 13 |
| Pathstone Family Office, Llc | 09-30-2021 | Innovation Etf | 27,538 | Decreased | -0.21 | 0.09 | 3,043,000.00 | -15.71 | 110.50 | Form 13 |
| Captrust Financial Advisors | 09-30-2021 | Etf | 212,658 | Increased | 12.06 | 0.20 | 23,505,000.00 | 3.26 | 110.53 | Form 13 |
| Cetera Advisors Llc | 09-30-2021 | Innovation Etf | 134,394 | Increased | 55.43 | 0.29 | 14,855,000.00 | 31.37 | 110.53 | Form 13 |
| Cetera Advisor Networks Llc | 09-30-2021 | Innovation Etf | 240,921 | Increased | 36.72 | 0.36 | 26,629,000.00 | 15.55 | 110.53 | Form 13 |
| Atria Investments Llc | 09-30-2021 | Innovation Etf | 54,843 | Increased | 5.21 | 0.11 | 6,062,000.00 | -11.08 | 110.53 | Form 13 |
| Jane Street Group, Llc | 09-30-2021 | Innovation Etf | 4,388,550 | Decreased | -48.21 | 0.18 | 485,066,000.00 | -52.28 | 442.12 | Form 13 |
| Cahill Financial Advisors Inc | 09-30-2021 | Etf | 758 | New! | 0.00 | 0.02 | 84,000.00 | 0.00 | 110.82 | Form 13 |
| Fintrust Capital Advisors, Llc | 09-30-2021 | Innovation Etf | 218 | Maintained | 0.00 | 0.01 | 24,000.00 | -11.11 | 110.09 | Form 13 |
| Rehmann Capital Advisory Group | 09-30-2021 | Innovation Etf | 3,145 | Increased | 9.28 | 0.03 | 347,664,000.00 | -7.65 | 110,544.99 | Form 13 |
| Schonfeld Strategic Advisors Llc | 09-30-2021 | Innovation Etf | 150,000 | New! | 0.00 | 0.17 | 16,580,000.00 | 0.00 | 110.53 | Form 13 |
| Cetera Investment Advisers | 09-30-2021 | Innovation Etf | 135,210 | Increased | 17.03 | 0.24 | 14,945,000.00 | -1.09 | 110.53 | Form 13 |
| Cornerstone Advisory, Llc | 09-30-2021 | Innovation Etf | 30,006 | Decreased | -32.28 | 0.55 | 3,316,000.00 | -37.61 | 220.97 | Form 13 |
| Vivaldi Capital Management Lp | 09-30-2021 | Innovation Etf | 10,022 | New! | 0.00 | 0.24 | 1,108,000.00 | 0.00 | 110.56 | Form 13 |
| Ferris Capital, Llc | 09-30-2021 | Innovation Etf | 16,403 | Increased | 448.41 | 0.41 | 1,925,000.00 | 436.21 | 117.36 | Form 13 |
| Parisi Gray Wealth Management | 09-30-2021 | Equity | 6,558 | Decreased | -12.11 | 0.30 | 729,000.00 | -25.31 | 111.16 | Form 13 |
| Seacrest Wealth Management, Llc | 09-30-2021 | Innovation Etf | 18,530 | Increased | 6.05 | 0.25 | 2,048,000.00 | -10.37 | 110.52 | Form 13 |
| Requisite Capital Management, Llc | 09-30-2021 | Innovation Etf | 115,224 | Increased | 2.88 | 2.70 | 12,736,000.00 | -13.05 | 110.53 | Form 13 |
| Triumph Capital Management | 09-30-2021 | Etf | 16,714 | Increased | 132.88 | 0.86 | 1,847,000.00 | 179.85 | 110.51 | Form 13 |
| Retirement Group, Llc | 09-30-2021 | Innovation Etf | 599 | Maintained | 0.00 | 0.03 | 66,000.00 | -15.38 | 110.18 | Form 13 |
| Braun-bostich & Associates Inc. | 09-30-2021 | Innovation Etf | 10,171 | Increased | 0.41 | 2.12 | 1,124,000.00 | -15.17 | 110.51 | Form 13 |
| Principle Wealth Partners Llc | 09-30-2021 | Etf | 66,053 | Increased | 9.66 | 0.84 | 7,301,000.00 | -7.32 | 110.53 | Form 13 |
| Global Wealth Management Investment Advisory, Inc. | 09-30-2021 | Innovation Etf | 79 | Maintained | 0.00 | 0.00 | 9,000.00 | -10.00 | 113.92 | Form 13 |
| Advisor Resource Council | 09-30-2021 | Innovation Etf | 27,171 | Decreased | -73.32 | 0.91 | 3,003,000.00 | -77.45 | 110.52 | Form 13 |
| Consultiva Wealth Management, Corp. | 09-30-2021 | Innovation Etf | 1,087 | Increased | 52.24 | 2.76 | 120,000,000.00 | 134,731.46 | 110,395.58 | Form 13 |
| Navis Wealth Advisors, Llc | 09-30-2021 | Etf | 17,059 | Increased | 3.93 | 1.32 | 1,886,000.00 | -4.22 | 110.56 | Form 13 |
| Strategic Wealth Advisors Group, Llc | 09-30-2021 | Innovation Etf | 430,626 | Decreased | -8.30 | 2.33 | 47,640,000.00 | -22.43 | 110.63 | Form 13 |
| Centiva Capital, Lp | 09-30-2021 | Innovation Etf | 6,500 | Maintained | 0.00 | 0.05 | 718,000.00 | 0.00 | 110.46 | Form 13 |
| Wealth Quarterback Llc | 09-30-2021 | Innovation Etf | 205 | Increased | 720.00 | 0.02 | 23,000.00 | 475.00 | 112.20 | Form 13 |
| Consolidated Planning Corp | 09-30-2021 | Innovation Etf | 6,324 | Increased | 6.21 | 0.45 | 699,000.00 | -10.15 | 110.53 | Form 13 |
| Studio Investment Management Llc | 09-30-2021 | Innovation Etf | 19,905 | Maintained | 0.00 | 0.94 | 2,200,000.00 | 0.00 | 110.52 | Form 13 |
| Bank Of New York Mellon Corp | 09-30-2021 | Inno | 4,774 | Decreased | -14.99 | 0.00 | 528,000.00 | -28.07 | 221.52 | Form 13 |
| Cribstone Capital Management, Llc | 09-30-2021 | Ef | 174 | Decreased | -48.67 | 0.01 | 19,000.00 | -56.82 | 109.20 | Form 13 |
| Wealthsource Partners, Llc | 09-30-2021 | Innovation Etf | 3,200 | Increased | 28.21 | 0.03 | 354,000.00 | 8.59 | 110.62 | Form 13 |
| Personal Cfo Solutions, Llc | 09-30-2021 | Innovation Etf | 17,989 | Decreased | -1.49 | 0.41 | 1,988,000.00 | -16.75 | 110.51 | Form 13 |
| Coyle Financial Counsel Llc | 09-30-2021 | Innovation Etf | 70,660 | Increased | 3.17 | 4.57 | 7,810,000.00 | -12.81 | 110.53 | Form 13 |
| Cfs Investment Advisory Services, Llc | 09-30-2021 | Innovation Etf | 2,427 | Maintained | 0.00 | 0.04 | 268,000.00 | 0.00 | 110.42 | Form 13 |
| Legacy Wealth Planning, Llc | 09-30-2021 | Innovation Etf | 10,135 | Increased | 27.66 | 1.25 | 1,120,000.00 | 13.36 | 110.51 | Form 13 |
| Mcdonald Partners Llc | 09-30-2021 | Innovation Etf | 10,683 | Decreased | -4.04 | 0.28 | 1,181,000.00 | -4.06 | 110.55 | Form 13 |
| Patriot Financial Group Insurance Agency, Llc | 09-30-2021 | Etf | 15,551 | Increased | 1.03 | 0.30 | 1,719,000.00 | -14.61 | 110.54 | Form 13 |
| Bay Harbor Wealth Management, Llc | 09-30-2021 | Exchange Traded Fund | 947 | Maintained | 0.00 | 0.04 | 105,000.00 | -15.32 | 110.88 | Form 13 |
