Bristol Myers Squibb Co

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Bristol Myers Squibb Co

$BMYRT

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NewIncreasedMaintainedDecreasedLiquidated
6967181191109
WhaleReport PeriodSecurity TypeQuantityStatus% Change% Allocation$ Value% Change$ Valuation PriceSec Link
Pensionfund Dsm Netherlands12-31-2020Common Stock33,000Maintained0.000.0274,000.000.002.24Form 13
Pensionfund Sabic12-31-2020Common Stock23,000Maintained0.000.0152,000.000.002.26Form 13
M&r Capital Management Inc12-31-2020Stock400Maintained0.000.000.000.000.00Form 13
Woodstock Corp12-31-2020Other0Liquidated!-100.000.000.000.000.00Form 13
Webster Bank, N. A.12-31-2020Right 99/99/99992,006Maintained0.000.001,000.00-80.000.58Form 13
Lowe Wealth Advisors, Llc12-31-2020Right15Maintained0.000.000.000.000.00Form 13
Gradient Investments Llc12-31-2020Right 99/99/9999281Maintained0.000.001,000.000.003.56Form 13
Carroll Financial Associates, Inc.12-31-2020Stock46Maintained0.000.000.000.000.00Form 13
True Private Wealth Advisors12-31-2020Right 99/99/999962Maintained0.000.000.000.000.00Form 13
Sound Income Strategies, Llc12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Huntington National Bank12-31-2020Common Stock3,980Decreased-9.260.002,000.00-80.000.78Form 13
Baldwin Brothers Inc/ma12-31-2020Right 99/99/9999946Maintained0.000.001,000.00-50.001.06Form 13
Peoples Financial Services Corp.12-31-2020Warrants & Rights80Maintained0.000.000.000.000.00Form 13
Central Bank & Trust Co12-31-2020Warrants & Rights14,117Maintained0.000.0010,000.00-68.750.71Form 13
Cypress Capital Group12-31-2020Rights And Warr20,724Decreased-2.130.0014,000.00-70.211.86Form 13
North Star Investment Management Corp.12-31-2020Stock2,200Maintained0.000.002,000.00-60.000.91Form 13
Perkins Coie Trust Co12-31-2020Common Stock74Decreased-59.780.000.000.000.00Form 13
Raymond James Trust N.a.12-31-2020Rights And Warr23,433Decreased-20.030.0053,000.00-19.702.27Form 13
Pinnacle Financial Partners Inc12-31-2020Right 99/99/99991,751Maintained0.000.004,000.000.002.28Form 13
Arlington Partners Llc12-31-2020Com89Maintained0.000.000.000.000.00Form 13
Investment House Llc12-31-2020Right 99/99/999916,539Maintained0.000.0011,000.00-70.270.67Form 13
Sowell Financial Services Llc12-31-2020Com4,009Increased23.580.003,000.00-57.140.75Form 13
Pinnacle Bank12-31-2020Right 99/99/9999258New!0.000.001,000.000.003.88Form 13
Global Trust Asset Management, Llc12-31-2020Right 99/99/99993,422Increased101.290.002,000.00-50.000.58Form 13
Global Retirement Partners, Llc12-31-2020Right 99/99/99991,069Maintained0.000.001,000.00-50.000.94Form 13
Davenport & Co Llc12-31-2020Rts77,794Decreased-1.770.0054,000.00-69.660.69Form 13
Vigilant Capital Management, Llc12-31-2020Common Stock2,503Maintained0.000.002,000.00-66.670.80Form 13
Douglas Lane & Associates, Llc12-31-2020Common523,445Decreased-11.710.01361,000.00-72.940.69Form 13
Kovack Advisors, Inc.12-31-2020Contingent Rts19,822Increased2.400.0014,000.00-79.710.71Form 13
Larson Financial Group Llc12-31-2020Right 99/99/99991,182Maintained0.000.001,000.00-66.670.85Form 13
Enterprise Trust & Investment Co12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Loring Wolcott & Coolidge Fiduciary Advisors Llp/ma12-31-2020Options20,983Decreased-1.540.0014,000.00-70.830.67Form 13
Endurance Wealth Management, Inc.12-31-2020Stock1,200Decreased-7.690.001,000.00-66.670.95Form 13
Westside Investment Management, Inc.12-31-2020Warrant13,047Decreased-1.320.029,000.00-68.970.69Form 13
Baystate Wealth Management Llc12-31-2020Stock50Decreased-66.670.000.000.000.00Form 13
Patriot Financial Group Insurance Agency, Llc12-31-2020Stock443Maintained0.000.000.00-100.000.00Form 13
Leelyn Smith, Llc12-31-2020Common Stock1,295Decreased-52.510.001,000.00-83.330.77Form 13
Sowa Financial Group, Inc.12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Thompson Investment Management, Inc.12-31-2020Right80,999Decreased-1.430.0156,000.00-69.730.69Form 13
Mission Wealth Management, Lp12-31-2020Right 99/99/999919,409Increased0.670.0013,000.00-69.770.67Form 13
Fny Investment Advisers, Llc12-31-2020Com0Liquidated!-100.000.000.000.000.00Form 13
Nachman Norwood & Parrott, Inc12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Northstar Advisory Group, Llc12-31-2020Stock67,005New!0.000.0446,000.000.000.69Form 13
Farmers & Merchants Investments Inc12-31-2020Right 99/99/99997,329Maintained0.000.005,000.00-68.750.68Form 13
Deltec Asset Management Llc12-31-2020Right 99/99/999950,000Decreased-12.430.0135,000.00-72.660.70Form 13
Profit Investment Management, Llc12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Busey Wealth Management12-31-2020Rights And Warr77,781Decreased-4.980.0054,000.00-70.811.38Form 13
Bartlett & Co. Llc12-31-2020Wt550Maintained0.000.000.00-100.000.00Form 13
Wealthstreet Investment Advisors, Llc12-31-2020Com0Liquidated!-100.000.000.000.000.00Form 13
Stewardship Financial Advisors, Llc12-31-2020Right 99/99/9999287Maintained0.000.000.00-100.000.00Form 13
Ellis Investment Partners, Llc12-31-2020Right 99/99/9999560Maintained0.000.000.00-100.000.00Form 13
Lehman & Derafelo Financial Resources Llc12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Atticus Wealth Management, Llc12-31-2020Right 99/99/9999660Maintained0.000.000.00-100.000.00Form 13
Tsfg, Llc12-31-2020Rights And Bearer Warrants; Warrants (except Bearer)48Maintained0.000.001,000.000.0020.83Form 13
Optimum Investment Advisors12-31-2020Right 99/99/99993,000Decreased-3.230.002,000.00-71.430.67Form 13
Sib Llc12-31-2020Right45,477Maintained0.000.0231,000.00-69.610.68Form 13
Yhb Investment Advisors, Inc.12-31-2020Stock13,819Decreased-3.100.0010,000.00-68.750.72Form 13
Cutler Group Lp12-31-2020Right 99/99/999939,848Decreased-25.350.0027,000.00-77.500.68Form 13
Tci Wealth Advisors, Inc.12-31-2020Right 99/99/9999109Maintained0.000.000.000.000.00Form 13
Sterling Investment Advisors, Ltd.12-31-2020Right92Maintained0.000.000.000.000.00Form 13
Investors Research Corp12-31-2020Right 99/99/9999300Maintained0.000.000.00-100.000.00Form 13
Penn Davis Mcfarland Inc12-31-2020Common Stocks295,449Decreased-0.950.04204,000.00-69.600.69Form 13
Avantax Advisory Services, Inc.12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Dividend Assets Capital, Llc12-31-2020Right484Maintained0.000.000.00-100.000.00Form 13
Rocky Mountain Advisers, Llc12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Candriam Luxembourg S.c.a.12-31-2020Right 99/99/9999194,693Maintained0.000.00134,000.00-69.410.69Form 13
Joel Isaacson & Co., Llc12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Independence Bank Of Kentucky12-31-2020Right 99/99/99993,036New!0.000.002,000.000.000.66Form 13
International Assets Investment Management, Llc12-31-2020Right 99/99/99992,375New!0.000.001,639,000.000.00690.11Form 13
Ibm Retirement Fund12-31-2020Com12,260Maintained0.000.008,000.00-71.430.65Form 13
Janney Montgomery Scott Llc12-31-2020Warrant/right49,856Decreased-37.970.0034,000.00-81.220.68Form 13
Capital Investment Advisory Services, Llc12-31-2020Right 99/99/9999592Maintained0.000.000.00-100.000.00Form 13
Strs Ohio12-31-2020Com8,861Maintained0.000.006,000.00-68.420.68Form 13
Toth Financial Advisory Corp12-31-2020Right 99/99/9999280Increased40.000.000.000.000.00Form 13
Equitec Proprietary Markets, Llc12-31-2020Right 99/99/999910,100Decreased-40.240.007,000.00-81.580.69Form 13
Security National Trust Co12-31-2020Right 03/31/212,699Maintained0.000.002,000.00-66.671.51Form 13
Clark Capital Management Group, Inc.12-31-2020Right 99/99/999913,735Maintained0.000.009,000.00-70.970.66Form 13
Allworth Financial Lp12-31-2020Right 99/99/99991,080Decreased-31.650.001,000.00-75.000.93Form 13
Md Financial Management Inc.12-31-2020Right 99/99/999995New!0.000.001,000.000.0010.53Form 13
Private Capital Group, Llc12-31-2020Common Stock133Decreased-37.560.000.000.000.00Form 13
Fiduciary Trust Co12-31-2020Right 99/99/999963,068Decreased-12.810.0043,000.00-83.400.68Form 13
Pinnacle Associates Ltd12-31-2020Right 99/99/999945,029Decreased-4.000.0031,000.00-70.750.69Form 13
Augustine Asset Management Inc12-31-2020Right34,316Decreased-4.680.0124,000.00-70.370.70Form 13
Manchester Financial Inc12-31-2020Right 99/99/999980Maintained0.000.000.000.000.00Form 13
First Quadrant L P/ca12-31-2020Right0Liquidated!-100.000.000.000.000.00Form 13
Ingalls & Snyder Llc12-31-2020Right 99/99/999914,250Decreased-86.190.0010,000.00-95.690.70Form 13
Norris Perne & French Llp/mi12-31-2020Stock0Liquidated!-100.000.000.000.000.00Form 13
Calamos Advisors Llc12-31-2020Right 99/99/999920,458Maintained0.000.0014,000.00-69.570.68Form 13
Usca Ria Llc12-31-2020Right 99/99/999912,802Decreased-0.180.009,000.00-68.970.70Form 13
Cwm, Llc12-31-2020Right 99/99/99991,278Decreased-48.780.001,000.00-83.330.78Form 13
Segantii Capital Management Ltd12-31-2020Right 99/99/9999434,578Increased44.860.01300,000.00-55.560.69Form 13
Regent Investment Management Llc12-31-2020Right 99/99/999921,188Decreased-2.120.0015,000.00-69.390.71Form 13
Tarbox Family Office, Inc.12-31-2020Right 99/99/999936Maintained0.000.000.000.000.00Form 13
Exane Derivatives12-31-2020Stock28Maintained0.000.0119,000.00-69.84678.57Form 13
First Bank & Trust12-31-2020Common Stock2,719Decreased-7.920.002,000.00-66.670.75Form 13
Crewe Advisors Llc12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Carmichael Hill & Associates, Inc.12-31-2020Right 99/99/9999724Maintained0.000.000.00-100.000.00Form 13
Cnb Bank12-31-2020Right 99/99/99991,611Maintained0.000.001,000.00-66.670.70Form 13
Venture Visionary Partners Llc12-31-2020Right 99/99/999915,629New!0.000.0010,000.000.000.64Form 13
Mtm Investment Management, Llc12-31-2020Right 99/99/999961New!0.000.000.000.000.00Form 13
Mcrae Capital Management Inc12-31-2020Right 99/99/9999100,892Decreased-0.420.0270,000.00-69.300.69Form 13
Griffin Asset Management, Inc.12-31-2020Right 99/99/999911,954Maintained0.000.008,000.00-70.370.67Form 13
Dupont Capital Management Corp12-31-2020Right34,400Maintained0.000.0024,000.00-68.830.70Form 13
Dowling & Yahnke Llc12-31-2020Right 99/99/999920,239Decreased-22.090.0014,000.00-75.860.69Form 13
Zurcher Kantonalbank (zurich Cantonalbank)12-31-2020Right 99/99/999947,992Maintained0.000.0033,000.00-69.440.69Form 13
Asset Dedication, Llc12-31-2020Warrant1,531Decreased-3.530.000.00-100.000.00Form 13
American Research & Management Co.12-31-2020Com15,915Maintained0.000.0011,000.00-69.440.69Form 13
Perigon Wealth Management, Llc12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Gemmer Asset Management Llc12-31-2020Right 99/99/9999217Maintained0.000.000.000.000.00Form 13
Bray Capital Advisors12-31-2020Right 99/99/99991,891Maintained0.000.001,000.00-75.000.53Form 13
Community Bank, N.a.12-31-2020Warrants & Rights3,200Maintained0.000.002,000.00-71.430.62Form 13
Fieldpoint Private Securities, Llc12-31-2020Stock203New!0.000.000.000.000.00Form 13
New Potomac Partners, Llc12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Hhm Wealth Advisors, Llc12-31-2020Right 99/99/9999596Maintained0.000.000.00-100.000.00Form 13
Coastal Capital Group, Inc.12-31-2020Stock930Decreased-4.520.001,000.00-66.671.08Form 13
Heritage Investors Management Corp12-31-2020Right 99/99/999927,927Decreased-0.090.0019,000.00-69.840.68Form 13
Condor Capital Management12-31-2020Right 99/99/999910,435Decreased-0.490.007,000.00-70.830.67Form 13
Whittier Trust Co12-31-2020Warrants & Rights31,972Increased38.230.0022,000.00-57.693.78Form 13
Whittier Trust Co Of Nevada Inc12-31-2020Warrants & Rights12,066Decreased-8.220.009,000.00-70.001.58Form 13
Hunter Associates Investment Management Llc12-31-2020Wt29,807Decreased-0.340.0121,000.00-68.660.70Form 13
Mizuho Securities Usa Llc12-31-2020Right 99/99/999925,000New!0.000.0012,000.000.000.48Form 13
Ground Swell Capital, Llc12-31-2020Right 99/99/999934,399New!0.000.0924,000.000.000.70Form 13
Creative Planning12-31-2020Right 99/99/999956,932Increased8.320.0039,000.00-66.950.69Form 13
Riggs Asset Managment Co. Inc.12-31-2020Right 99/99/99991,846Decreased-24.530.001,000.00-80.000.54Form 13
Stratos Wealth Partners, Ltd.12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Gyroscope Capital Management Group, Llc12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Connecticut Wealth Management, Llc12-31-2020Right 99/99/99994,508Maintained0.000.03248,000.000.0055.01Form 13
Weaver Consulting Group12-31-2020Stock0Liquidated!-100.000.000.000.000.00Form 13
Key Financial Inc12-31-2020Right 99/99/99991,536Maintained0.000.001,000.000.000.65Form 13
Atlas Private Wealth Advisors12-31-2020Rights And Bearer Warrants; Warrants (except Bearer)1,703Decreased-34.580.001,000.00-83.330.59Form 13
Central Trust Co12-31-2020Rights And Warr12,483Decreased-76.730.379,000.00-92.501.46Form 13
Royal London Asset Management Ltd12-31-2020Com19,459Increased58.250.0013,000.00-48.000.67Form 13
Symons Capital Management Inc12-31-2020Right 99/99/999934,784Decreased-1.740.0124,000.00-69.620.69Form 13
Alphamark Advisors, Llc12-31-2020Com260Maintained0.000.000.00-100.000.00Form 13
Supplemental Annuity Collective Trust Of Nj12-31-2020Right 99/99/999915,000Maintained0.000.0010,000.00-70.590.67Form 13
Institute For Wealth Management, Llc.12-31-2020Right 99/99/9999811,275Increased25.110.11560,000.00-61.620.69Form 13
Jfs Wealth Advisors, Llc12-31-2020Right 99/99/99991,232Maintained0.000.001,000.00-66.670.81Form 13
Heritage Wealth Advisors12-31-2020Com8,424Increased980.000.006,000.00-99.660.71Form 13
Glenview State Bank Trust Dept.12-31-2020Common Stock16,790Increased0.780.0012,000.00-67.574.00Form 13
First Personal Financial Services12-31-2020Right 99/99/99991,380Maintained0.000.001,000.00-80.000.72Form 13
Tradelink Capital Llc12-31-2020Com20,000Maintained0.004.4614,000.00-80.560.70Form 13
Sheaff Brock Investment Advisors, Llc12-31-2020Right 99/99/999921,667Maintained0.000.0015,000.00-69.390.69Form 13
Nn Investment Partners Holdings N.v.12-31-2020Right 99/99/999920,348Maintained0.000.000.00-100.000.00Form 13
Ae Wealth Management Llc12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Mccarthy Asset Management, Inc.12-31-2020Right 99/99/9999639New!0.000.000.000.000.00Form 13
Crawford Investment Counsel Inc12-31-2020Right 99/99/999923New!0.000.000.000.000.00Form 13
Mesirow Financial Investment Management - Equity Management12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Old Second National Bank Of Aurora12-31-2020Com0Liquidated!-100.000.000.000.000.00Form 13
Duncker Streett & Co Inc12-31-2020Right 99/99/99994,715Increased8.020.003,000.00-70.000.64Form 13
Havens Advisors Llc12-31-2020Right 99/99/9999122,301Decreased-74.090.0884,000.00-92.090.69Form 13
Legacy Capital Partners, Inc.12-31-2020Stock14,367Decreased-10.020.0010,000.00-72.220.70Form 13
Nj State Employees Deferred Compensation Plan12-31-2020Right 99/99/999922,000Maintained0.000.0015,000.00-70.000.68Form 13
Horan Capital Advisors, Llc.12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Moisand Fitzgerald Tamayo, Llc12-31-2020Right 99/99/99991,222Increased1.080.001,000.00-75.000.82Form 13
Parallel Advisors, Llc12-31-2020Stock4,867Maintained0.000.003,000.00-72.730.62Form 13
Bedel Financial Consulting, Inc.12-31-2020Right 99/99/9999181Maintained0.000.000.000.000.00Form 13
O'dell Group, Llc12-31-2020Right 99/99/999914,878New!0.000.0010,000.000.000.67Form 13
Treasurer Of The State Of North Carolina12-31-2020Right 99/99/9943,000Maintained0.000.0030,000.00-69.070.70Form 13
Savior Llc12-31-2020Com238Maintained0.000.000.00-100.000.00Form 13
Fort Washington Investment Advisors Inc /oh/12-31-2020Right25,545Decreased-0.780.0018,000.00-68.970.70Form 13
Harvest Management Llc12-31-2020Right 99/99/9999132,000Decreased-40.050.0791,000.00-81.620.69Form 13
Obermeyer Wood Investment Counsel, Lllp12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
State Of New Jersey Common Pension Fund D12-31-2020Right 99/99/9999518,130Maintained0.000.00358,000.00-69.300.69Form 13
Kistler-tiffany Companies, Llc12-31-2020Right 99/99/99992,864Maintained0.000.002,000.00-66.670.70Form 13
Financial Management Professionals, Inc.12-31-2020Right 99/99/9999127Maintained0.000.000.000.000.00Form 13
Winslow, Evans & Crocker, Inc.12-31-2020Right 99/99/99997,164Increased8.610.005,000.00-66.671.30Form 13
Mengis Capital Management, Inc.12-31-2020Wt25,545Maintained0.000.0017,000.00-70.180.67Form 13
Westhampton Capital, Llc12-31-2020Right 99/99/999911,150Decreased-15.210.018,000.00-73.330.72Form 13
Sugarloaf Wealth Management, Llc12-31-2020Right 99/99/999916,956Maintained0.000.0012,000.00-68.420.71Form 13
Institutional & Family Asset Management, Llc12-31-2020Right 99/99/99995,599Increased14256.410.004,000.000.000.71Form 13
Prime Capital Investment Advisors, Llc12-31-2020Stock960Decreased-41.460.001,000.00-75.001.04Form 13
Gables Capital Management Inc.12-31-2020Right 99/99/99991,575Maintained0.000.001,000.00-75.000.63Form 13
Stonex Group Inc.12-31-2020Right 99/99/999918,885Maintained0.000.0013,000.00-69.050.69Form 13
Atwood & Palmer Inc12-31-2020Com520Maintained0.000.000.00-100.000.00Form 13
Regentatlantic Capital Llc12-31-2020Right 99/99/999930,393Increased1.920.0021,000.00-68.660.69Form 13
Sg Americas Securities, Llc12-31-2020Rts42,534Maintained0.000.0029,000.00-69.790.68Form 13
Advisornet Financial, Inc12-31-2020Stock1,459Decreased-3.120.001,000.00-66.670.69Form 13
Cambridge Investment Research Advisors, Inc.12-31-202099/99/99991,322,759Decreased-4.355.34913,000.00-70.660.69Form 13
National Asset Management, Inc.12-31-2020Right 99/99/999912,061Decreased-25.650.009,000.00-78.050.75Form 13
Harbor Investment Advisory, Llc12-31-2020Stock2,500Decreased-32.250.002,000.00-75.000.80Form 13
Clear Harbor Asset Management, Llc12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Buckingham Capital Management, Inc.12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Lvw Advisors, Llc12-31-2020Right 99/99/9999131,200Decreased-43.250.0291,000.00-82.500.69Form 13
Glassman Wealth Services12-31-2020Right 99/99/9999162Decreased-55.740.000.00-100.000.00Form 13
Ellevest, Inc.12-31-2020Stock1,250Maintained0.000.001,000.00-66.670.80Form 13
Bergankdv Wealth Management, Llc12-31-2020Right 99/99/9999110Decreased-9.090.000.000.000.00Form 13
Trustcore Financial Services, Llc12-31-2020Right 99/99/999979Maintained0.000.000.000.000.00Form 13
Dougherty Wealth Advisers Llc12-31-2020Stock1,070Maintained0.000.001,000.00-75.000.93Form 13
Laurel Wealth Advisors Llc12-31-2020Right 99/99/99991,000New!0.000.001,000.000.001.00Form 13
Orion Portfolio Solutions, Llc12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Orion Portfolio Solutions, Llc12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Us Bancorp \de\12-31-2020Other436,421Decreased-6.980.00300,000.00-71.561.37Form 13
Ferguson Wellman Capital Management, Inc12-31-2020Com10,761Maintained0.000.007,000.00-70.830.65Form 13
Gabelli Funds Llc12-31-2020Warrant And Righ0Liquidated!-100.000.000.000.000.00Form 13
Regions Financial Corp12-31-2020Right 99/99/999920,131Decreased-20.700.0014,000.00-75.861.39Form 13
Motco12-31-2020Com128Decreased-31.910.000.000.000.00Form 13
Blackrock Inc.12-31-2020Right 99/99/99991,865,451Decreased-9.980.001,289,000.00-72.3511.21Form 13
Tortoise Investment Management, Llc12-31-2020Right 99/99/999955Maintained0.000.000.000.000.00Form 13
Granite Point Capital Management, L.p.12-31-2020Right 99/99/99991,626,667Increased1526.670.061,123,000.00399.110.69Form 13
Next Financial Group, Inc12-31-2020Right 99/99/9999111Decreased-40.320.000.000.000.00Form 13
Ropes Wealth Advisors Llc12-31-2020Right 99/99/99994,182Decreased-29.080.003,000.00-76.920.72Form 13
Horan Securities, Inc.12-31-2020Stock0Liquidated!-100.000.000.000.000.00Form 13
Mcilrath & Eck, Llc12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Semmax Financial Advisors Inc.12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Banque Cantonale Vaudoise12-31-2020Right 99/99/999910,586Maintained0.000.006,000.00-75.000.57Form 13
Am Investment Strategies Llc12-31-2020Right 99/99/1000111,300Maintained0.000.008,000.00-68.000.71Form 13
Phoenix Wealth Advisors12-31-2020Right 99/99/9999310New!0.000.000.000.000.00Form 13
Financial Avengers, Inc.12-31-2020Warrants110New!0.000.000.000.000.00Form 13
Cowa, Llc12-31-2020Right 99/99/99992,000New!0.000.001,000.000.000.50Form 13
San Luis Wealth Advisors Llc12-31-2020Right 99/99/999911,070New!0.000.018,000.000.000.72Form 13
Gamco Investors, Inc. Et Al12-31-2020Warrant And Righ0Liquidated!-100.000.000.000.000.00Form 13
Gabelli & Co Investment Advisers, Inc.12-31-2020Warrant And Righ0Liquidated!-100.000.000.000.000.00Form 13
Thompson Siegel & Walmsley Llc12-31-2020Rights17,637Decreased-0.980.0012,000.00-70.000.68Form 13
Parsons Capital Management Inc/ri12-31-2020Right 99/99/999981,825Decreased-51.840.0056,000.00-85.340.68Form 13
Lsv Asset Management12-31-2020Com202,837Decreased-14.790.00139,000.00-74.020.69Form 13
Compton Capital Management Inc /ri12-31-2020Com26,400Decreased-1.860.0118,000.00-70.490.68Form 13
Alliancebernstein L.p.12-31-2020Right 99/99/9999101,737Decreased-33.000.0070,000.00-79.530.69Form 13
Agf Investments Inc.12-31-2020Rts4,895Maintained0.000.003,000.00-72.730.61Form 13
Beaumont Financial Partners, Llc12-31-2020Right 99/99/999914,603Increased2.740.0010,000.00-68.750.68Form 13
American Assets Investment Management, Llc12-31-2020Right 99/99/999929,000Maintained0.000.0020,000.00-69.230.69Form 13
Choate Investment Advisors12-31-2020Right 99/99/99999,079Decreased-31.320.006,000.00-79.310.66Form 13
Cibc World Markets Inc.12-31-2020Right 99/99/74,504Decreased-1.790.0051,000.00-70.180.68Form 13
Ima Wealth, Inc.12-31-2020Right 99/99/9999350Decreased-4.630.000.00-100.000.00Form 13
Sageworth Trust Co12-31-2020Etf50Maintained0.000.000.000.000.00Form 13
Balentine Llc12-31-2020Right 99/99/999930New!0.000.000.000.000.00Form 13
Aimz Investment Advisors, Llc12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Aimz Investment Advisors, Llc12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Beacon Investment Advisory Services, Inc.12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Jacobi Capital Management Llc12-31-2020Right 99/99/99994,215Increased0.170.003,000.00-66.670.71Form 13
Flagship Harbor Advisors, Llc12-31-2020Rights And Bearer Warrants Warrants Except Bearer0Liquidated!-100.000.000.000.000.00Form 13
Russell Investments Group, Ltd.12-31-2020Right160,234Decreased-6.500.00137,000.00-62.875.01Form 13
Seelaus Asset Management Llc12-31-2020Right 99/99/999939,529Decreased-0.060.0227,000.00-69.660.68Form 13
Versant Capital Management, Inc12-31-2020Stock29New!0.000.000.000.000.00Form 13
Adams Wealth Management12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Fmr Llc12-31-2020Right 99/99/99995,524,945Decreased-13.500.003,813,000.00-83.332.07Form 13
Fil Ltd12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Sei Investments Co12-31-2020Right 99/99/999921,594New!0.000.0015,000.000.000.69Form 13
Cullen/frost Bankers, Inc.12-31-2020Domestic Rights And Warrants1,939Decreased-3.720.001,000.00-80.000.52Form 13
Cowen And Company, Llc12-31-2020Right 99/99/9999350,000New!0.000.02242,000.000.000.69Form 13
Howe & Rusling Inc12-31-2020Right 99/99/9999273Decreased-16.000.000.00-100.000.00Form 13
Jones Financial Companies Lllp12-31-2020Com363New!0.000.000.000.000.00Form 13
Blackhill Capital Inc12-31-2020Com0Liquidated!-100.000.000.000.000.00Form 13
Commerce Bank12-31-2020Right 99/99/9999129,832Decreased-0.420.0090,000.00-69.281.38Form 13
Bessemer Group Inc12-31-2020Sr1,488Decreased-7.810.001,000.00-75.001.25Form 13
Washington Trust Co12-31-2020Right 99/99/9999891Maintained0.000.000.00-100.000.00Form 13
Keybank National Association/oh12-31-2020Right 99/59,276Decreased-11.440.0041,000.00-72.850.69Form 13
Skylands Capital, Llc12-31-2020Right 99/99/999925,200Decreased-53.920.0017,000.00-86.180.67Form 13
Merrion Investment Management Co, Llc12-31-2020Right 99/99/99993,885New!0.000.003,000.000.000.77Form 13
Plante Moran Financial Advisors, Llc12-31-2020Stock279Decreased-22.280.000.00-100.000.00Form 13
Ruffer Llp12-31-2020Right 99/99/99992,702,674Decreased-37.240.061,865,000.00-80.790.69Form 13
Parkside Financial Bank & Trust12-31-2020Right 99/99/9999200Maintained0.000.000.000.000.00Form 13
Samalin Investment Counsel, Llc12-31-2020Right 99/99/999921,015Maintained0.000.0114,502,000.00-69.33690.08Form 13
Oaktop Capital Management Ii, L.p.12-31-2020Common Stock704,991Maintained0.000.00487,000.00-69.290.69Form 13
Advisory Services Network, Llc12-31-2020Stock6,381Decreased-45.550.004,000.00-84.620.63Form 13
Blume Capital Management, Inc.12-31-2020Right 99/99/99991,500Maintained0.000.001,000.00-66.670.67Form 13
Fort Point Capital Partners Llc12-31-2020Right 99/99/999910,347New!0.000.007,000.000.000.68Form 13
Mcf Advisors Llc12-31-2020Right 99/99/9999100Maintained0.000.000.000.000.00Form 13
Compagnie Lombard Odier Scma12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Birchview Capital, Lp12-31-2020Right1,105,313Increased56.260.44763,000.00-71.900.69Form 13
Sunbelt Securities, Inc.12-31-2020Right 99/99/9999100,296New!0.000.0169,000.000.000.69Form 13
Allsquare Wealth Management Llc12-31-2020Stock109Maintained0.000.000.000.000.00Form 13
Asset Planning Services, Ltd.12-31-2020Right 99/99/999915,421Maintained0.000.0111,000.00-68.570.71Form 13
Fusion Family Wealth Llc12-31-2020Common Stock685Maintained0.000.001,000.00-50.001.46Form 13
Aua Capital Management, Llc12-31-2020Right 99/99/99991,500Maintained0.000.001,000.00-66.670.67Form 13
Parisi Gray Wealth Management12-31-2020Equity0Liquidated!-100.000.000.000.000.00Form 13
Vectors Research Management, Llc12-31-2020Right 99/99/9999400Maintained0.000.000.00-100.000.00Form 13
Bay Harbor Wealth Management, Llc12-31-2020Stock0Liquidated!-100.000.000.000.000.00Form 13
Arkadios Wealth Advisors12-31-2020Stock1,115Increased44.810.000.00-100.000.00Form 13
Center For Financial Planning, Inc.12-31-2020Right 99/99/9999110Increased103.700.000.000.000.00Form 13
Rmr Wealth Builders12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Platform Technology Partners12-31-2020Right 99/99/999911,333Decreased-7.730.008,000.00-71.430.71Form 13
Wells Fargo & Company/mn12-31-2020Right 99/99/9999300,677Decreased-36.500.00207,000.00-80.562.89Form 13
Meeder Asset Management Inc12-31-2020Right 99/99/99991,138Maintained0.000.001,000.000.000.88Form 13
Blair William & Co/il12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Renaissance Technologies Llc12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
D.a. Davidson & Co.12-31-2020Right 99/99/999917,821Decreased-3.370.0012,000.00-70.730.67Form 13
Harvey Capital Management Inc12-31-2020Right 99/99/9919,201Decreased-4.480.0113,000.00-71.110.68Form 13
Bluefin Capital Management, Llc12-31-2020Right 99/99/9999605,574Decreased-62.340.02418,000.00-88.450.69Form 13
Water Island Capital Llc12-31-2020Equity1,241,843Increased12318.430.06857,000.003,626.090.69Form 13
Oxford Financial Group Ltd12-31-2020Right 99/99/999915,538Maintained0.000.0011,000.00-68.570.71Form 13
Beddow Capital Management Inc12-31-2020Rts571,789Increased8.130.28395,000.00-66.810.69Form 13
Assetmark, Inc12-31-2020Wts22Decreased-97.640.000.00-100.000.00Form 13
Norges Bank12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Alpine Associates Management Inc.12-31-2020Right 99/99/99995,163,900Decreased-11.560.153,564,000.00-72.870.69Form 13
Kbc Group Nv12-31-2020Right 99/99/9999118,188Maintained0.000.0082,000.00-69.170.69Form 13
Gam Holding Ag12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Korea Investment Corp12-31-2020Right 99/99/9999340,870Maintained0.000.00235,000.00-69.360.69Form 13
Ls Investment Advisors, Llc12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Neuberger Berman Group Llc12-31-2020Right256,428Decreased-39.540.00177,000.00-81.470.69Form 13
Tctc Holdings, Llc12-31-2020Right 99/99/9999400Maintained0.000.000.00-100.000.00Form 13
Qs Investors, Llc12-31-2020Right 99/99/999917,126Maintained0.000.0012,000.00-69.230.70Form 13
Financial Advantage, Inc.12-31-2020Right 99/99/999929,885Decreased-4.670.0220,000.00-71.430.67Form 13
Barrett Asset Management, Llc12-31-2020Right1,362Increased27.890.003,000.00200.002.20Form 13
Banque Pictet & Cie Sa12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Finemark National Bank & Trust12-31-2020Right 99/99/999910,926Decreased-1.710.008,000.00-68.000.73Form 13
Family Management Corp12-31-2020Right 99/99/99995New!0.000.000.000.000.00Form 13
Kellner Capital, Llc12-31-2020Right 99/99/999916,300Maintained0.000.0111,000.00-70.270.67Form 13
Capital Advisors, Ltd. Llc12-31-2020Right 99/99/9999200Maintained0.000.000.000.000.00Form 13
Pictet North America Advisors Sa12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Boussard & Gavaudan Investment Management Llp12-31-2020Right 99/99/9999492,449Decreased-6.500.08596,000.00-44.511.21Form 13
Boston Private Wealth Llc12-31-2020Right28,677Decreased-18.170.0020,000.00-74.680.70Form 13
Financial Enhancement Group Llc12-31-2020Right 99/99/9999300Maintained0.000.000.00-100.000.00Form 13
Ilmarinen Mutual Pension Insurance Co12-31-2020Right 99/99/999986,000Maintained0.000.0059,000.00-69.590.69Form 13
Mandatum Life Insurance Co Ltd12-31-2020Right 99/99/999957,600Maintained0.000.0126,000.00-69.410.45Form 13
Advisor Group Holdings, Inc.12-31-2020Right 99/99/999946,153Decreased-17.620.0030,000.00-76.194.98Form 13
Gs Investments, Inc.12-31-2020Right 99/99/999912,950Maintained0.000.019,000.000.000.69Form 13
Maytech Global Investments, Llc12-31-2020Right 99/99/99991,289Maintained0.000.001,000.000.000.78Form 13
Rossmore Private Capital12-31-2020Right 99/99/999915,222Decreased-3.230.0011,000.00-68.570.72Form 13
Firestone Capital Management12-31-2020Right 99/99/9999210Maintained0.000.000.00-100.000.00Form 13
Aberdeen Wealth Management Llc12-31-2020Right 99/99/9999500Decreased-33.330.000.00-100.000.00Form 13
Franklin Resources Inc12-31-2020Right 99/99/9999386,415Increased2.200.00267,000.00-68.631.39Form 13
Bank Of America Corp /de/12-31-2020Right 99/91,577,732Decreased-43.410.001,089,000.00-89.094.79Form 13
Panagora Asset Management Inc12-31-2020Rights13,744Decreased-29.420.009,000.00-87.140.65Form 13
Mackenzie Financial Corp12-31-2020Right 99/99/999952,913Decreased-35.260.0037,000.00-87.370.70Form 13
Pittenger & Anderson Inc12-31-2020Right 99/99/99991,925Maintained0.000.001,000.00-75.000.52Form 13
Ing Groep Nv12-31-2020Right 99/99/999944,276Maintained0.000.0031,000.00-69.000.70Form 13
Pictet & Cie (europe) Sa12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Muhlenkamp & Co Inc12-31-2020Right 99/99/999969,403Decreased-0.850.0248,000.00-69.430.69Form 13
Bingham Osborn & Scarborough Llc12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Veritable, L.p.12-31-2020Right 99/99/999912,428Decreased-36.860.009,000.00-79.550.72Form 13
Employees Retirement System Of Texas12-31-2020Right 99/99/9999104,300Maintained0.000.0072,000.00-69.360.69Form 13
Signaturefd, Llc12-31-2020Right 99/99/99992,079Maintained0.000.001,000.00-80.000.48Form 13
Axiom Investment Management Llc12-31-2020Right 99/99/99994New!0.000.000.000.000.00Form 13
Skandinaviska Enskilda Banken Ab (publ)12-31-2020Right 99/99/9999716,077Maintained0.000.00495,000.00-69.271.39Form 13
Kinneret Advisory, Llc12-31-2020Right 99/99/999917,299Maintained0.000.0012,000.00-80.650.69Form 13
First Horizon Advisors, Inc.12-31-2020Common Stock193Maintained0.000.000.000.000.00Form 13
Cranbrook Wealth Management, Llc12-31-2020Right 99/99/999992Maintained0.000.000.000.000.00Form 13
Ubs Group Ag12-31-2020Right 99/99/9999627,973Decreased-8.800.00433,000.00-72.052.08Form 13
Burt Wealth Advisors12-31-2020Right 99/99/9999445Maintained0.000.000.00-100.000.00Form 13
Argent Trust Co12-31-2020Rights And Warr12,019Decreased-1.580.008,000.00-81.820.73Form 13
Lakeview Capital Partners, Llc12-31-2020Right 99/99/9999264Increased97.010.000.000.000.00Form 13
Quinn Opportunity Partners Llc12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Baird Financial Group, Inc.12-31-2020Warrant62,008Decreased-28.420.0043,000.00-77.951.80Form 13
Asymmetry Capital Management, L.p.12-31-2020Rts5,152,098Increased230.191.623,555,000.001.250.69Form 13
Athos Capital Ltd12-31-2020Right 99/99/9999635,113Increased1215.400.12438,000.00153.180.69Form 13
Mutual Advisors, Llc12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Cannell Peter B & Co Inc12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Heritage Trust Co12-31-2020Rights And Warr13,014Decreased-1.300.009,000.00-80.851.36Form 13
Valeo Financial Advisors, Llc12-31-2020Stock882Increased46.030.001,000.000.001.13Form 13
Steward Partners Investment Advisory, Llc12-31-2020Rights4,243Decreased-77.130.003,000.00-92.860.71Form 13
Bck Capital Management Lp12-31-2020Right 99/99/9999515,197New!0.000.28356,000.000.000.69Form 13
Synovus Financial Corp12-31-2020Right 99/99/999910,715Decreased-25.320.005,000.00-81.481.15Form 13
Annapolis Financial Services, Llc12-31-2020Right 99/99/99992,425New!0.000.002,000.000.000.82Form 13
Commonwealth Equity Services, Llc12-31-2020Right 99/99/9999123,227Decreased-9.440.0085,000.00-72.220.69Form 13
Dimensional Fund Advisors Lp12-31-2020Right14,681Maintained0.000.0010,000.00-69.700.68Form 13
First Horizon Corp12-31-2020Rights And Warrants11,472Decreased-0.570.007,000.00-72.000.61Form 13
Northern Trust Corp12-31-2020Com830,773Decreased-0.150.00573,000.00-69.392.07Form 13
Sit Investment Associates Inc12-31-2020Rights17,485Maintained0.000.0012,000.000.000.69Form 13
Associated Banc-corp12-31-2020Right 99/99/999917,026Decreased-26.290.0012,000.00-76.922.63Form 13
Teacher Retirement System Of Texas12-31-2020Right 99/99/999910,812Maintained0.000.007,000.00-82.050.65Form 13
Westport Asset Management Inc12-31-2020Com10,000Maintained0.000.007,000.00-69.570.70Form 13
Tanaka Capital Management Inc12-31-2020Com1,607Decreased-4.170.001,000.00-83.330.62Form 13
Oppenheimer & Co Inc12-31-2020Right 99/99/999943,424Decreased-7.510.0030,000.00-82.140.69Form 13
Citigroup Inc12-31-2020Right 99/99/9999218,995Decreased-96.770.00151,000.00-99.013.38Form 13
Clearstead Advisors, Llc12-31-2020Right 99/99/99997,535Maintained0.000.005,000.00-70.590.66Form 13
Burney Co/12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Tompkins Financial Corp12-31-2020Warrants & Rights466Decreased-98.320.000.00-100.000.00Form 13
Smithfield Trust Co12-31-2020Common Stock490Maintained0.000.000.00-100.000.00Form 13
Omers Administration Corp12-31-2020Right 99/99/9999136,300New!0.000.0094,000.000.000.69Form 13
Cibc World Markets Corp12-31-2020Com78,366Increased6.380.0054,000.00-67.470.69Form 13
Carlson Capital L P12-31-2020Right 99/99/9999875,000Decreased-25.140.02604,000.00-77.030.69Form 13
Raymond James & Associates12-31-2020Right 99/99/9999159,511Decreased-13.250.00110,000.00-73.430.69Form 13
Gruss & Co., Llc12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Logan Capital Management Inc12-31-2020Cvr29,872Maintained0.000.0021,000.00-68.661.41Form 13
Northwestern Mutual Wealth Management Co12-31-2020Right 99/99/999910,041Decreased-7.640.007,000.00-70.830.70Form 13
Arrowstreet Capital, Limited Partnership12-31-2020Right 99/99/99992,992,575Maintained0.000.002,065,000.00-69.330.69Form 13
Geode Capital Management, Llc12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Natixis12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Ramius Advisors Llc12-31-2020Right 99/99/999918,946Decreased-96.020.0013,000.00-98.790.69Form 13
Cibc Private Wealth Group, Llc12-31-2020Right 99/99/999949,965Increased44.830.0034,000.00-56.410.68Form 13
Tekla Capital Management Llc12-31-2020Right1,473,710Maintained0.000.041,017,000.00-69.330.69Form 13
Maple Capital Management, Inc.12-31-2020Right 99/99/999910,624Decreased-5.350.007,000.00-50.000.66Form 13
Estabrook Capital Management12-31-2020Warrant300Maintained0.000.03207,000.00-69.33690.00Form 13
Brown Advisory Inc12-31-2020Right 99/99/999918,680Decreased-4.450.0029,000.00-27.502.98Form 13
Grantham, Mayo, Van Otterloo & Co. Llc12-31-2020Right 99/99/99991,289,231Increased14.230.01890,000.00-64.950.69Form 13
Weiss Asset Management Lp12-31-2020Right 99/99/99994,215,476Increased229.990.132,909,000.001.220.69Form 13
Abrams Capital Management, L.p.12-31-2020Right 99/99/999924,800,355Increased67.570.4817,115,000.00-48.610.69Form 13
Laurion Capital Management Lp12-31-2020Right 99/99/999979,763,520Increased42.660.0810,106,000.00-91.970.13Form 13
Hudson Bay Capital Management Lp12-31-2020Right 99/99/99991,216,463Decreased-30.470.01839,000.00-78.681.38Form 13
Barnett & Company, Inc.12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Ancora Advisors, Llc12-31-2020Wt6,525Decreased-5.720.005,000.00-68.750.77Form 13
Ensign Peak Advisors, Inc12-31-2020Right 99/99/99991,986,676Increased187.640.001,371,000.00-11.780.69Form 13
K2 Principal Fund, L.p.12-31-2020Right 99/99/999960,300Increased19.880.000.00-100.000.00Form 13
Chevy Chase Trust Holdings, Inc.12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Mitsubishi Ufj Trust & Banking Corp12-31-2020Right0Liquidated!-100.000.000.000.000.00Form 13
Raymond James Financial Services Advisors, Inc.12-31-2020Right 99/99/999988,676Decreased-23.140.0061,000.00-76.540.69Form 13
Srb Corp12-31-2020Right 99/99/99994,770Maintained0.000.004,000.00-63.641.68Form 13
Kepos Capital Lp12-31-2020Bristol-myers Squibb-cvr200,000New!0.000.01138,000.000.000.69Form 13
Polygon Management Ltd.12-31-2020Right 99/99/9999200,000New!0.000.000.000.000.00Form 13
Highlander Capital Management, Llc12-31-2020Equities200Maintained0.000.000.000.000.00Form 13
Bnp Paribas Asset Management Holding S.a.12-31-2020Right 99/99/9999769,397Decreased-5.020.00531,000.00-70.870.69Form 13
Affinity Investment Advisors, Llc12-31-2020Right 99/99/999912,837Decreased-2.860.009,000.00-70.000.70Form 13
Healthcare Of Ontario Pension Plan Trust Fund12-31-2020Right 99/99/9999583,925Decreased-10.660.00403,000.00-72.600.69Form 13
South Dakota Investment Council12-31-2020Right 99/99/9999473,714Decreased-6.700.01327,000.00-71.370.69Form 13
Fjarde Ap-fonden /fourth Swedish National Pension Fund12-31-2020Right 99/99/9999200,416Maintained0.000.00138,000.00-80.750.69Form 13
Granite Investment Partners, Llc12-31-2020Right 99/99/99993,958Maintained0.000.003,000.00-66.670.76Form 13
Bank Julius Baer & Co. Ltd, Zurich12-31-2020Right 99/99/9999511Decreased-59.700.003,000.000.005.87Form 13
Boothbay Fund Management, Llc12-31-2020Right 99/99/9999512,322Increased32.270.01354,000.00-59.400.69Form 13
Hoylecohen, Llc12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Alpine Global Management, Llc12-31-2020Right 99/99/9999150,000Decreased-80.070.02102,000.00-93.980.68Form 13
Yakira Capital Management, Inc.12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Virtus Etf Advisers Llc12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Oakworth Capital, Inc.12-31-2020Common Stock13,535Increased3.050.009,000.00-68.970.67Form 13
Peddock Capital Advisors, Llc12-31-2020Option666New!0.000.000.000.000.00Form 13
Sequoia Financial Advisors, Llc12-31-2020Right 99/99/999943,956Decreased-1.410.0030,000.00-70.000.68Form 13
Finepoint Capital Lp12-31-2020Right 99/99/99993,633,147New!0.009.992,507,000.000.000.69Form 13
Peak Asset Management, Llc12-31-2020Right 99/99/999911,455Maintained0.000.008,000.00-80.490.70Form 13
Maven Securities Ltd12-31-2020Right 99/99/999967,856Decreased-2.580.0182,000.00-66.261.21Form 13
Union Square Park Capital Management, Llc12-31-2020Right 99/99/9999600,000New!0.000.25414,000.000.000.69Form 13
Zions Bancorporation, N.a.12-31-2020Com15New!0.000.000.000.000.00Form 13
Reby Advisors, Llc12-31-2020Stock150New!0.000.000.000.000.00Form 13
L2 Asset Management, Llc12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Chescapmanager Llc12-31-2020Right 99/99/99991,378,081Increased61.540.12951,000.00-50.440.69Form 13
Financial Advocates Investment Management12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Rockefeller Capital Management L.p.12-31-2020Right 99/99/999927,724Increased15.300.0018,000.00-79.071.31Form 13
Mount Yale Investment Advisors, Llc12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Peak6 Investments Llc12-31-2020Right 99/99/9999101,660Maintained0.000.0071,000.00-80.491.44Form 13
Cary Street Partner Investment Advisory Llc12-31-2020Rights0Liquidated!-100.000.000.000.000.00Form 13
H2o Am Llp12-31-2020Right 99/99/999955,431Maintained0.000.2289,000.00-28.233.18Form 13
Seeyond12-31-2020Common Stock10,786Maintained0.000.007,000.00-70.830.65Form 13
Mirova12-31-2020Common Stock438Maintained0.000.000.00-100.000.00Form 13
Quilter Plc12-31-2020Right 99/99/99994,379Maintained0.000.002,000.00-80.001.01Form 13
Transcend Wealth Collective, Llc12-31-2020Right 99/99/9999302,773Decreased-16.750.03209,000.00-83.950.69Form 13
Ikarian Capital, Llc12-31-2020Right 99/99/9999644,021Decreased-64.220.02444,000.00-89.040.69Form 13
Evoke Wealth, Llc12-31-2020Warrant1,074Decreased-20.680.001,000.00-80.000.93Form 13
Connacht Asset Management Lp12-31-2020Right 99/99/99992,576,423New!0.000.841,778,000.000.000.69Form 13
Caas Capital Management Lp12-31-2020Right 99/99/9999489,170Maintained0.000.00338,000.00-69.300.69Form 13
Berry Street Capital Management Llp12-31-2020Right425,000New!0.000.04293,000.000.000.69Form 13
Inspire Advisors, Llc12-31-2020Right 99/99/9999661New!0.000.000.000.000.00Form 13
Taal Capital Management Lp12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Te Ahumairangi Investment Management Ltd12-31-2020Com55,200Decreased-75.690.0138,000.00-92.560.69Form 13
Altus Wealth Group Llc12-31-2020Right 99/99/999914New!0.000.000.000.000.00Form 13
Fountainhead Am, Llc12-31-2020Right 99/99/999929,928New!0.000.0121,000.000.000.70Form 13
Privium Fund Management (uk) Ltd12-31-2020Right 99/99/999946,933New!0.000.0455,000.000.001.17Form 13
M&t Bank Corp12-31-2020Right 99/99/999954,542Decreased-21.120.0038,000.00-75.483.65Form 13
American International Group, Inc.12-31-2020Com29,832Maintained0.000.0021,000.00-68.660.70Form 13
Mml Investors Services, Llc12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Pnc Financial Services Group, Inc.12-31-2020Right 99/99/99106,547Decreased-25.320.0074,000.00-85.492.09Form 13
Stifel Financial Corp12-31-2020Right 99/99/9999411,078Decreased-19.360.00283,000.00-75.332.06Form 13
American Century Companies Inc12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Knott David M12-31-2020Common64,720New!0.000.0245,000.000.000.70Form 13
Ameriprise Financial Inc12-31-2020Wt180,174Decreased-10.720.00124,000.00-82.832.27Form 13
Credit Suisse Ag/12-31-2020Right 99/99/999914,866,267Decreased-24.230.0110,257,000.00-85.401.34Form 13
Montag A & Associates Inc12-31-2020Right 99/99/99991,900New!0.000.001,000.000.000.53Form 13
Oak Associates Ltd /oh/12-31-2020Rt31,295Maintained0.000.0022,000.00-80.360.70Form 13
Mercer Global Advisors Inc /adv12-31-2020Right 99/99/999910,018Increased0.040.007,000.00-69.570.70Form 13
Wedgewood Partners Inc12-31-2020Com122,750Decreased-8.890.0184,000.00-82.541.33Form 13
Edgewood Management Llc12-31-2020Right 99/99/999973,599Maintained0.000.0051,000.00-69.280.69Form 13
Hsbc Holdings Plc12-31-2020Right 99/99/999921,453Decreased-60.410.0015,000.00-87.394.91Form 13
Goldman Sachs Group Inc12-31-2020Rts4,374,383Decreased-16.120.003,019,000.00-83.832.08Form 13
Axa12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Mutual Of America Capital Management Llc12-31-2020Equities7,537Decreased-2.840.005,000.00-82.140.66Form 13
Bank Of Montreal /can/12-31-2020Right 99/99/999935,097Decreased-13.450.0024,000.00-77.982.60Form 13
Manufacturers Life Insurance Company, The12-31-2020Right 99/99/999915,751Maintained0.000.0011,000.00-68.570.70Form 13
Parametric Portfolio Associates Llc12-31-2020Right10,595Decreased-67.640.007,000.00-90.540.66Form 13
Ontario Teachers Pension Plan Board12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Bokf, Na12-31-2020025,681Decreased-2.100.0018,000.00-69.491.39Form 13
Royal Bank Of Canada12-31-2020Right 99/99/9999202,142Decreased-15.510.00139,000.00-74.213.34Form 13
Brookfield Asset Management Inc.12-31-2020Right 99/99/9999400,000Maintained0.000.00276,000.000.000.69Form 13
D. E. Shaw & Co., Inc.12-31-2020Right 99/99/9999667,318Decreased-8.050.00461,000.00-71.770.69Form 13
Hbk Investments L P12-31-2020Right 99/99/99997,000,100Decreased-6.670.033,500,000.00-79.260.50Form 13
Soros Fund Management Llc12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Third Point Llc12-31-2020Right 99/99/99996,000,000Maintained0.000.034,141,000.00-69.330.69Form 13
Great West Life Assurance Co /can/12-31-2020Right 99/99/9999177,067Maintained0.000.00123,000.00-69.171.39Form 13
Peapack Gladstone Financial Corp12-31-2020Right 99/99/999982,939Decreased-21.690.0057,000.00-76.050.69Form 13
Orbimed Advisors Llc12-31-2020Right 99/99/9999400,000Maintained0.000.00276,000.00-69.330.69Form 13
Td Asset Management Inc12-31-2020Right 99/99/9999225,742Maintained0.000.00156,000.00-69.290.69Form 13
Aristeia Capital Llc12-31-2020Right 99/99/99991,500,000Decreased-80.260.031,035,000.00-93.950.69Form 13
Colony Group Llc12-31-2020Right0Liquidated!-100.000.000.000.000.00Form 13
Jefferies Group Llc12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Markston International Llc12-31-2020Rights3,673Maintained0.000.003,000.00-62.500.82Form 13
Amundi Pioneer Asset Management Inc12-31-2020Contngnt Val Rt38,357Decreased-14.070.0026,000.00-74.002.95Form 13
Css Llc/il12-31-2020Right 99/99/9999559,562Increased27.810.01387,000.00-60.630.69Form 13
Viking Global Investors Lp12-31-2020Right 99/99/99998,825,899Decreased-52.040.026,091,000.00-85.290.69Form 13
Northern Oak Wealth Management Inc12-31-2020Right 99/99/99994,900Maintained0.000.003,000.00-72.730.61Form 13
Adage Capital Partners Gp, L.l.c.12-31-2020Right 99/99/999913,725,497Decreased-7.260.029,472,000.00-71.560.69Form 13
Bridger Management, Llc12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Leonard Green & Partners, L.p.12-31-2020Right 99/99/99992,150,000Increased330.000.1510,685,000.00849.784.97Form 13
King Street Capital Management, L.p.12-31-2020Right 99/99/99993,600,000New!0.000.382,484,000.000.000.69Form 13
Balyasny Asset Management Llc12-31-2020Right 99/99/9999379,000New!0.000.00262,000.000.000.69Form 13
Mason Capital Management Llc12-31-2020Right 12/30/20300Liquidated!-100.000.000.000.000.00Form 13
Silvercrest Asset Management Group Llc12-31-2020Right 99/99/999925,062Maintained0.000.0017,000.00-69.640.68Form 13
Evergreen Capital Management Llc12-31-2020Right 99/99/999934,094Decreased-2.300.0024,000.00-69.620.70Form 13
Stonehill Capital Management Llc12-31-2020Cmn9,014,217New!0.001.394,597,000.000.000.51Form 13
Janus Henderson Group Plc12-31-2020Right 99/99/999929,785,990Increased23.530.0120,555,000.00-62.110.69Form 13
Jet Capital Investors L P12-31-2020Right 99/99/9999400,000New!0.000.07276,000.000.000.69Form 13
Guggenheim Capital Llc12-31-2020Right 99/99/999912,028Maintained0.000.008,000.00-70.370.67Form 13
Dsc Advisors, L.p.12-31-2020Right 99/99/9999429,930New!0.000.25297,000.000.000.69Form 13
Redwood Capital Management, Llc12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Empyrean Capital Partners, Lp12-31-2020Right 99/99/9999977,700Maintained0.000.02675,000.00-69.320.69Form 13
Marshall Wace, Llp12-31-2020Right410,558Decreased-79.460.00283,000.00-93.710.69Form 13
Marshall Wace North America L.p.12-31-2020Right169,591Decreased-90.890.00117,000.00-97.210.69Form 13
Highvista Strategies Llc12-31-2020Right 99/99/9999180,400New!0.000.08124,000.000.000.69Form 13
Twin Securities, Inc.12-31-2020Right 99/99/999934,456Decreased-96.860.0224,000.00-99.030.70Form 13
Tig Advisors, Llc12-31-2020Right 99/99/99994,226,854Decreased-32.210.152,917,000.00-79.210.69Form 13
Prelude Capital Management, Llc12-31-2020Right 99/99/9999291,332Increased22.210.01201,000.00-62.500.69Form 13
Weiss Multi-strategy Advisers Llc12-31-2020Com70,090Decreased-93.390.0048,000.00-97.990.68Form 13
Walleye Trading Llc12-31-2020Right 99/99/9999245,900Decreased-49.800.00170,000.00-84.570.69Form 13
Bank Of New York Mellon Corp12-31-2020Righ0Liquidated!-100.000.000.000.000.00Form 13
Manchester Capital Management Llc12-31-2020Right 99/99/99999,796Maintained0.000.007,000.00-68.180.71Form 13
J. Goldman & Co Lp12-31-2020Right 99/99/9999256,245New!0.000.01177,000.000.000.69Form 13
First Republic Investment Management, Inc.12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Macquarie Group Ltd12-31-2020Right 99/99/999983,028Maintained0.000.0057,000.00-69.521.35Form 13
Citadel Advisors Llc12-31-2020Right 99/99/999911,089,225Increased54.560.0028,000.00-99.830.41Form 13
Pentwater Capital Management Lp12-31-2020Right 99/99/999969,050,000Increased81.390.5847,651,000.00-44.370.69Form 13
Capstone Investment Advisors, Llc12-31-2020Right 99/99/99995,929,177Increased17.670.014,092,000.00-63.910.69Form 13
Benjamin F. Edwards & Company, Inc.12-31-2020Right 99/99/99993,618Decreased-5.060.002,000.00-77.780.55Form 13
Susquehanna International Group, Llp12-31-2020Right 99/99/99997,974,708Decreased-19.610.005,503,000.00-75.342.06Form 13
Two Sigma Securities, Llc12-31-2020Right 99/99/999922,447Maintained0.000.0015,000.000.000.67Form 13
Alyeska Investment Group, L.p.12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Alberta Investment Management Corp12-31-2020Right 99/99/9999300,000New!0.000.00207,000.000.000.69Form 13
Brown Brothers Harriman & Co12-31-2020Common Stock5,838Increased7.360.004,000.00-66.670.69Form 13
Freestone Capital Holdings, Llc12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Nantahala Capital Management, Llc12-31-2020Right 99/99/999914,602,975Decreased-5.400.3110,078,000.00-70.990.69Form 13
York Capital Management Global Advisors, Llc12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Evercore Wealth Management, Llc12-31-2020Right 99/99/999910,722Maintained0.000.007,000.00-70.831.33Form 13
Lombard Odier Asset Management (usa) Corp12-31-2020Right 99/99/999985,000Maintained0.000.0059,000.000.000.69Form 13
Pathstone Family Office, Llc12-31-2020Right 99/99/99991,000Maintained0.000.001,000.00-50.001.00Form 13
Captrust Financial Advisors12-31-2020Common Stock14,293Decreased-62.550.0010,000.00-90.000.70Form 13
Western Standard Llc12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Nuveen Asset Management, Llc12-31-2020Right 99/99/999910,700Maintained0.000.007,000.00-70.830.65Form 13
Casdin Capital, Llc12-31-2020Right 99/99/99996,250,000Maintained0.000.134,313,000.00-69.330.69Form 13
Allianz Asset Management Gmbh12-31-2020Right 99/99/999910,113Decreased-44.390.007,000.00-89.230.69Form 13
Mangrove Partners12-31-2020Right 99/99/999914,397,884Increased42.751.369,936,000.00-56.220.69Form 13
Sabby Management, Llc12-31-2020Com300,000New!0.000.04207,000.000.000.69Form 13
Lombard Odier Asset Management (switzerland) Sa12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Vestcor Inc12-31-2020Right 99/99/9999137,500Increased358.330.0095,000.0039.710.69Form 13
Telemetry Investments, L.l.c.12-31-2020Right 99/99/999910,000New!0.000.017,000.000.000.70Form 13
Buckingham Strategic Wealth, Llc12-31-2020Right 99/99/999920,300New!0.000.0014,000.000.000.69Form 13
Burren Capital Advisors Ltd12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Falcon Edge Capital, Lp12-31-2020Right 99/99/99991,917,131Increased51.110.081,323,000.00-53.660.69Form 13
Selkirk Management Llc12-31-2020Right 99/99/9999500,000Maintained0.000.11345,000.00-69.330.69Form 13
Btg Pactual Global Asset Management Ltd12-31-2020Right 99/99/9999124,789Increased83.670.0186,000.00-64.610.69Form 13
Suvretta Capital Management, Llc12-31-2020Right 99/99/99992,813,900Increased116.290.031,942,000.00-33.650.69Form 13
Newtyn Management, Llc12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Teewinot Capital Advisers, L.l.c.12-31-2020Right 99/99/99991,000,000Maintained0.000.22690,000.00-69.330.69Form 13
Omni Partners Llp12-31-2020Right 99/99/9999422,001Increased17.730.02291,000.00-77.320.69Form 13
Advisory Alpha, Llc12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Dld Asset Management, Lp12-31-2020Right 99/99/9999400,000Increased32.620.01276,000.00-59.350.69Form 13
Lmr Partners Llp12-31-2020Right 99/99/99995,797,825Decreased-13.440.064,001,000.00-73.450.69Form 13
Pura Vida Investments, Llc12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Davidson Kempner Capital Management Lp12-31-2020Right 99/99/99995,249,241Maintained0.000.053,623,000.000.000.69Form 13
Rock Springs Capital Management Lp12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Point72 Asset Management, L.p.12-31-2020Right 99/99/99995,692,000Increased3248.240.023,928,000.00925.590.69Form 13
Solas Capital Management, Llc12-31-2020Right 99/99/9999900,000Maintained0.000.47621,000.00-69.330.69Form 13
Fintrust Capital Advisors, Llc12-31-2020Right 99/99/9999940Decreased-25.690.000.00-100.000.00Form 13
Capital Analysts, Llc12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Man Group Plc12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Governors Lane Lp12-31-2020Right 99/99/9999420,498Decreased-17.260.000.00-100.000.00Form 13
Quadrant Capital Group Llc12-31-2020Right 99/99/9999382Decreased-21.880.000.00-100.000.00Form 13
Orbis Allan Gray Ltd12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Schonfeld Strategic Advisors Llc12-31-2020Right 99/99/9999493,006Decreased-54.820.00341,000.00-86.110.69Form 13
Mint Tower Capital Management B.v.12-31-2020Right 99/99/99993,000Decreased-25.000.000.00-100.000.00Form 13
Bellevue Group Ag12-31-2020Right 99/99/99993,617,446Increased352.180.032,496,000.0038.671.38Form 13
Kite Lake Capital Management (uk) Llp12-31-2020Right 99/99/99991,472,340Maintained0.000.841,016,000.00-69.330.69Form 13
Rubric Capital Management Lp12-31-2020Right 99/99/99991,650,000Decreased-65.220.04495,000.00-97.090.30Form 13
Centiva Capital, Lp12-31-2020Right 99/99/999925,496Maintained0.000.0017,000.000.000.67Form 13
Dz Bank Ag Deutsche Zentral Genossenschafts Bank, Frankfurt Am Main12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Aristotle Atlantic Partners, Llc12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Hunting Hill Global Capital, Llc12-31-2020Right 99/99/9999100,000New!0.000.0369,000.000.000.69Form 13
Melqart Asset Management (uk) Ltd12-31-2020Right 99/99/99994,700,000Increased203.400.243,243,000.00-6.940.69Form 13
Capital Bank & Trust Co12-31-2020Right 99/99/999925,000Decreased-0.950.0017,000.00-81.110.68Form 13
Fore Capital, Llc12-31-2020Right 99/99/999910,000New!0.000.007,000.000.000.70Form 13
Diametric Capital, Lp12-31-2020Right13,216New!0.000.019,000.000.000.68Form 13
Beryl Capital Management Llc12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Sage Rock Capital Management Lp12-31-2020Right 99/99/999946,000Maintained0.000.0132,000.00-69.230.70Form 13
Wealthshield Partners, Llc12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Qube Research & Technologies Ltd12-31-2020Right 99/99/9999100,099Decreased-33.310.0069,000.00-99.240.69Form 13
Athanor Capital, Lp12-31-2020Right 99/99/99991,509,248New!0.000.021,042,000.000.000.69Form 13
Exoduspoint Capital Management, Lp12-31-2020Right 99/99/9999727,448Increased57.300.00502,000.00-51.780.69Form 13
Atom Investors Lp12-31-2020Right 99/99/99994,606,632New!0.000.323,179,000.000.000.69Form 13
Principle Wealth Partners Llc12-31-2020Stock10,167Maintained0.000.007,000.000.000.69Form 13
One Fin Capital Management Lp12-31-2020Right 99/99/9999300,000Maintained0.000.10207,000.000.000.69Form 13
One68 Global Capital, Llc12-31-2020Right 99/99/9999197,566Increased242.030.27136,000.00-34.300.69Form 13
Kore Private Wealth Llc12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Woodline Partners Lp12-31-2020Right 99/99/9999902,102Increased514.010.000.00-100.000.00Form 13
Avidity Partners Management Lp12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Logos Global Management Lp12-31-2020Right 99/99/99995,050,000Decreased-8.180.303,485,000.00-71.840.69Form 13
Kathmere Capital Management, Llc12-31-2020Right 99/99/9999858Maintained0.000.001,000.00-50.001.17Form 13
Cbiz Investment Advisory Services, Llc12-31-2020Right 99/99/999999Maintained0.000.000.000.000.00Form 13
Concord Wealth Partners12-31-2020Right 99/99/9999800New!0.000.001,000.000.001.25Form 13
Tradition Wealth Management, Llc12-31-2020Warrants356New!0.000.000.000.000.00Form 13
Interchange Capital Partners, Llc12-31-2020Right 99/99/999921New!0.000.000.000.000.00Form 13
Sittner & Nelson, Llc12-31-2020Right 99/99/9999399New!0.000.000.000.000.00Form 13
Glenmede Trust Co Na12-31-2020Right 99/99/9999157,911Decreased-58.310.00107,000.00-87.441.89Form 13
Fifth Third Bancorp12-31-2020Right 99/99/9999283,453Decreased-2.980.00196,000.00-70.170.69Form 13
First Manhattan Co12-31-2020Right 99/99/999937,683Decreased-25.560.0026,000.00-76.990.69Form 13
Resources Management Corp /ct/ /adv12-31-2020Right33,935Decreased-0.220.0023,000.00-70.130.68Form 13
Price T Rowe Associates Inc /md/12-31-2020Comm Stk6,063,106Increased63.550.004,184,000.00-68.470.69Form 13
Tocqueville Asset Management L.p.12-31-2020Right 99/99/999921,043Decreased-10.620.0015,000.00-82.140.71Form 13
Morgan Stanley12-31-2020Right 99/99/99992,858,642Decreased-26.950.001,973,000.00-85.924.09Form 13
American National Insurance Co12-31-2020Com86,545Maintained0.000.0060,000.00-80.650.69Form 13
Farallon Capital Management Llc12-31-2020Right 99/99/999921,400,000Maintained0.000.1014,768,000.000.000.69Form 13
Tudor Investment Corp Et Al12-31-2020Right 99/99/99992,264,818Decreased-28.420.041,563,000.00-50.600.69Form 13
State Street Corp12-31-2020Right 99/99/999924,039Decreased-9.270.0017,000.00-71.670.71Form 13
Gardner Lewis Asset Management L P12-31-2020Com370,123Decreased-32.100.06255,000.00-79.220.69Form 13
Deutsche Bank Ag\12-31-2020Right 99/99/9999781,435Decreased-8.370.00537,000.00-72.005.71Form 13
Canada Pension Plan Investment Board12-31-2020Right1,177,952Increased13.000.00813,000.00-65.350.69Form 13
Advisor Partners Llc12-31-2020Right 99/99/999916,055Decreased-7.950.0011,000.00-71.790.69Form 13
United Capital Financial Advisers, Llc12-31-2020Warrant Or Right108,707Decreased-0.240.0075,000.00-69.390.69Form 13
Cetera Advisor Networks Llc12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Jane Street Group, Llc12-31-2020Right 99/99/999910,968Decreased-5.860.008,000.00-69.231.87Form 13
Cetera Investment Advisers12-31-2020Right 99/99/999953,082New!0.000.0037,000.000.000.70Form 13
Truvestments Capital Llc12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Prestige Wealth Management Group Llc12-31-2020Right 99/99/9999495Maintained0.000.000.00-100.000.00Form 13
Ubs Asset Management Americas Inc12-31-2020Rt/wt Dev54,567Maintained0.000.06122,776,000.00-37.154,500.01Form 13
Salem Investment Counselors Inc12-31-2020Right 99/99/9999200Maintained0.000.000.00-100.000.00Form 13
Verition Fund Management Llc12-31-2020Right 99/99/99990Liquidated!-100.000.000.000.000.00Form 13
Intellectus Partners, Llc12-31-2020Common Stock12,282Maintained0.000.008,000.000.000.65Form 13
Pacific Center For Financial Services12-31-2020Right 99/99/99995Maintained0.000.000.000.000.00Form 13
Eudaimonia Partners, Llc12-31-2020Equity0Liquidated!-100.000.000.000.000.00Form 13
Safeguard Investment Advisory Group, Llc12-31-2020Right 99/99/999970New!0.000.000.000.000.00Form 13
Truist Financial Corp12-31-2020Right 99/99/9999512,240New!0.000.00354,000.000.004.03Form 13
Ubs Oconnor Llc12-31-2020Right0Liquidated!-100.000.000.000.000.00Form 13
National Pension Service12-31-2020Dbcv836,689Maintained0.000.00577,000.00-80.730.69Form 13
Jpmorgan Chase & Co12-31-2020Right5,340,906Maintained0.000.003,686,000.000.005.50Form 13
Achmea Investment Management B.v.12-31-2020Right87,695Maintained0.000.0060,000.000.000.68Form 13