| New | Increased | Maintained | Decreased | Liquidated |
|---|---|---|---|---|
| 10 | 13 | 12 | 6 | 4 |
| Whale | Report Period | Security Type | Quantity | Status | % Change | % Allocation | $ Value | % Change | $ Valuation Price | Sec Link |
|---|---|---|---|---|---|---|---|---|---|---|
| Santori & Peters, Inc. | 12-31-2020 | Ipath Shilr Cape | 14,868 | Increased | 3.72 | 1.50 | 2,667,000.00 | 19.28 | 179.38 | Form 13 |
| Ellis Investment Partners, Llc | 12-31-2020 | Ipath Shilr Cape | 55 | Increased | 120.00 | 0.00 | 10,000.00 | 233.33 | 181.82 | Form 13 |
| Capital Investment Advisors, Llc | 12-31-2020 | Ipath Shilr Cape | 4,536 | Decreased | -0.31 | 0.03 | 808,000.00 | 13.80 | 178.13 | Form 13 |
| Avantax Advisory Services, Inc. | 12-31-2020 | Ipath Shilr Cape | 3,096 | Maintained | 0.00 | 0.01 | 551,000.00 | 14.08 | 177.97 | Form 13 |
| David R. Rahn & Associates Inc. | 12-31-2020 | Ipath Shilr Cape | 1,450 | Maintained | 0.00 | 0.24 | 258,000.00 | 14.16 | 177.93 | Form 13 |
| International Assets Investment Management, Llc | 12-31-2020 | Ipath Shilr Cape | 14,302 | Decreased | -1.48 | 0.45 | 2,473,630,000.00 | 112,235.60 | 172,956.93 | Form 13 |
| Ifp Advisors, Inc | 12-31-2020 | Stock | 0 | Decreased | -100.00 | 0.00 | 0.00 | -100.00 | 0.00 | Form 13 |
| Cwm, Llc | 12-31-2020 | Ipath Shilr Cape | 229 | Maintained | 0.00 | 0.00 | 41,000.00 | 13.89 | 179.04 | Form 13 |
| Accel Wealth Management | 12-31-2020 | Ipath Shiller Cape Etn | 16,577 | New! | 0.00 | 2.75 | 2,952,000.00 | 0.00 | 178.08 | Form 13 |
| Envestnet Asset Management Inc | 12-31-2020 | Ipath Shilr Cape | 7,393 | Increased | 305.54 | 0.00 | 1,317,000.00 | 363.73 | 178.14 | Form 13 |
| Parallel Advisors, Llc | 12-31-2020 | Etf | 20 | New! | 0.00 | 0.00 | 4,000.00 | 0.00 | 200.00 | Form 13 |
| Sugarloaf Wealth Management, Llc | 12-31-2020 | Ipath Shilr Cape | 1,010 | Maintained | 0.00 | 0.06 | 180,000.00 | 13.92 | 178.22 | Form 13 |
| Future Financial Wealth Managment Llc | 12-31-2020 | Etf | 1,150 | New! | 0.00 | 0.02 | 205,000.00 | 0.00 | 178.26 | Form 13 |
| Stonex Group Inc. | 12-31-2020 | Ipath Shilr Cape | 5,305 | Increased | 8.29 | 0.00 | 945,000.00 | 23.69 | 178.13 | Form 13 |
| Advisornet Financial, Inc | 12-31-2020 | Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Cambridge Investment Research Advisors, Inc. | 12-31-2020 | Ipath Shilr Cape | 34,897 | New! | 0.00 | 9.99 | 6,215,000.00 | 0.00 | 178.10 | Form 13 |
| Orion Portfolio Solutions, Llc | 12-31-2020 | Ipath Shilr Cape | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Orion Portfolio Solutions, Llc | 12-31-2020 | Ipath Shilr Cape | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Next Financial Group, Inc | 12-31-2020 | Ipath Shilr Cape | 96 | Maintained | 0.00 | 0.00 | 17,000.00 | 13.33 | 177.08 | Form 13 |
| Evensky & Katz Llc | 12-31-2020 | Com | 3,575 | Maintained | 0.00 | 0.08 | 637,000.00 | 14.16 | 178.18 | Form 13 |
| Cibc World Markets Inc. | 12-31-2020 | Ipath Shilr | 4,427 | Increased | 8.88 | 0.00 | 788,000.00 | 24.29 | 178.00 | Form 13 |
| Arete Wealth Advisors, Llc | 12-31-2020 | Ipath Shilr Cape | 1,635 | Increased | 5.89 | 0.04 | 291,000.00 | 20.75 | 177.98 | Form 13 |
| Advisory Services Network, Llc | 12-31-2020 | Etf | 311 | Maintained | 0.00 | 0.00 | 55,000.00 | 12.24 | 176.85 | Form 13 |
| Hightower Advisors, Llc | 12-31-2020 | Ipath Shilr Cape | 11,070 | Maintained | 0.00 | 0.01 | 1,972,000.00 | 14.39 | 178.14 | Form 13 |
| Financial Enhancement Group Llc | 12-31-2020 | Ipath Shilr Cape | 4,256 | Increased | 0.14 | 0.16 | 758,000.00 | 14.33 | 178.10 | Form 13 |
| Advisor Group Holdings, Inc. | 12-31-2020 | Ipath Shilr Cape | 4,976 | Increased | 3.26 | 0.00 | 887,000.00 | 18.11 | 889.95 | Form 13 |
| Western Wealth Management, Llc | 12-31-2020 | Ipath Shilr Cape | 4,052 | Maintained | 0.00 | 0.11 | 722,000.00 | 14.24 | 178.18 | Form 13 |
| Argent Trust Co | 12-31-2020 | Etf-equity | 21,200 | Decreased | -3.94 | 0.29 | 3,775,000.00 | 20.53 | 356.09 | Form 13 |
| Armor Investment Advisors, Llc | 12-31-2020 | Ipath Shilr Cape | 1,656 | Decreased | -1.19 | 0.21 | 295,000.00 | 13.03 | 178.14 | Form 13 |
| Heritage Trust Co | 12-31-2020 | Etf-equity | 57,355 | Increased | 2.12 | 1.65 | 10,215,000.00 | 28.17 | 356.24 | Form 13 |
| Commonwealth Equity Services, Llc | 12-31-2020 | Ipath Shilr Cape | 5,916 | Increased | 1.42 | 0.00 | 1,053,000.00 | 15.84 | 177.99 | Form 13 |
| Valley National Advisers Inc | 12-31-2020 | Ipath Shilr Cape | 33 | New! | 0.00 | 0.00 | 6,000.00 | 0.00 | 181.82 | Form 13 |
| Brown Advisory Inc | 12-31-2020 | Ipath Shilr Cape | 2,700 | New! | 0.00 | 0.00 | 481,000.00 | 0.00 | 178.15 | Form 13 |
| Ancora Advisors, Llc | 12-31-2020 | Indx Fd | 450 | Maintained | 0.00 | 0.00 | 80,000.00 | 14.29 | 177.78 | Form 13 |
| Wealthcare Advisory Partners Llc | 12-31-2020 | Common | 2,560 | New! | 0.00 | 0.04 | 456,000.00 | 0.00 | 178.12 | Form 13 |
| Waddell & Associates, Llc | 12-31-2020 | Ipath Shilr Cape | 240,280 | Increased | 3.41 | 9.79 | 42,792,000.00 | 29.77 | 178.09 | Form 13 |
| Mml Investors Services, Llc | 12-31-2020 | Ipath Shilr Cape | 5,210 | Increased | 39.68 | 0.01 | 928,000.00 | 75.43 | 178.12 | Form 13 |
| Ameriprise Financial Inc | 12-31-2020 | Com | 4,811 | Maintained | 0.00 | 0.00 | 857,000.00 | 0.00 | 178.13 | Form 13 |
| Bank Of Montreal /can/ | 12-31-2020 | Ipath Shilr Cape | 481 | Maintained | 0.00 | 0.00 | 86,000.00 | 14.67 | 178.79 | Form 13 |
| Royal Bank Of Canada | 12-31-2020 | Ipath Shilr Cape | 21,208 | Increased | 7.21 | 0.00 | 3,777,000.00 | 22.39 | 717.69 | Form 13 |
| Wealthshield Partners, Llc | 12-31-2020 | Ipath Shilr Cape | 3,315 | Decreased | -14.54 | 0.11 | 590,000.00 | -2.48 | 177.98 | Form 13 |
| Morgan Stanley | 12-31-2020 | Ipath Shilr Cape | 284 | New! | 0.00 | 0.00 | 51,000.00 | 0.00 | 179.58 | Form 13 |
| Prestige Wealth Management Group Llc | 12-31-2020 | Ipath Shilr Cape | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Retirement Group, Llc | 12-31-2020 | Ipath Shilr Cape | 188 | New! | 0.00 | 0.02 | 33,000.00 | 0.00 | 175.53 | Form 13 |
| Bridge Advisory, Llc | 12-31-2020 | Ipath Shilr Cape | 25,331 | New! | 0.00 | 2.13 | 4,511,000.00 | 0.00 | 178.08 | Form 13 |
