| New | Increased | Maintained | Decreased | Liquidated |
|---|---|---|---|---|
| 13 | 24 | 11 | 8 | 7 |
| Whale | Report Period | Security Type | Quantity | Status | % Change | % Allocation | $ Value | % Change | $ Valuation Price | Sec Link |
|---|---|---|---|---|---|---|---|---|---|---|
| Certified Advisory Corp | 06-30-2020 | Etf | 446 | Maintained | 0.00 | 0.01 | 23,000.00 | 15.00 | 51.57 | Form 13 |
| Proequities, Inc. | 06-30-2020 | Jp Mrg Em Crp Bd | 27,715 | Maintained | 0.00 | 0.14 | 1,403,000.00 | 0.00 | 50.62 | Form 13 |
| Lvz Advisors, Inc. | 03-31-2016 | Em Crp Bd Etf | 6,142 | New! | 0.00 | 3.67 | 302,000.00 | 0.00 | 49.17 | Form 13 |
| Lvz Advisors, Inc. | 06-30-2016 | Em Crp Bd Etf | 6,104 | New! | 0.00 | 3.38 | 310,000.00 | 0.00 | 50.79 | Form 13 |
| Lvz Advisors, Inc. | 09-30-2016 | Em Crp Bd Etf | 5,963 | New! | 0.00 | 2.96 | 304,000.00 | 0.00 | 50.98 | Form 13 |
| Lvz Advisors, Inc. | 12-31-2016 | Em Crp Bd Etf | 5,963 | New! | 0.00 | 2.84 | 296,000.00 | 0.00 | 49.64 | Form 13 |
| Lvz Advisors, Inc. | 06-30-2017 | Jp Mrg Em Crp Bd | 3,947 | New! | 0.00 | 1.80 | 201,000.00 | 0.00 | 50.92 | Form 13 |
| Iron Financial, Llc | 12-31-2020 | Jp Mrg Em Crp Bd | 120,967 | Increased | 8.95 | 3.23 | 6,423,000.00 | 11.88 | 53.10 | Form 13 |
| Sage Advisory Services, Ltd.co. | 12-31-2020 | Fetf | 31,521 | Increased | 28.26 | 0.44 | 1,667,000.00 | 31.26 | 52.89 | Form 13 |
| Beam Asset Management, Llc | 12-31-2020 | Jp Mrg Em Crp Bd | 9,498 | Decreased | -9.21 | 0.00 | 504,000.00 | -6.84 | 53.06 | Form 13 |
| Strategiq Financial Group, Llc | 12-31-2020 | Jp Mrg Em Crp Bd | 18,151 | Increased | 7.84 | 0.22 | 964,000.00 | 13.15 | 53.11 | Form 13 |
| Ae Wealth Management Llc | 12-31-2020 | Jp Mrg Em Crp Bd | 27,666 | Increased | 12.70 | 0.02 | 1,469,000.00 | 15.76 | 53.10 | Form 13 |
| Envestnet Asset Management Inc | 12-31-2020 | Jp Mrg Em Crp Bd | 4,796 | Increased | 12.85 | 0.00 | 255,000.00 | 15.91 | 53.17 | Form 13 |
| Cibc Asset Management Inc | 12-31-2020 | Jp Mrg Em Crp Bd | 597,184 | Increased | 36.63 | 0.15 | 31,710,000.00 | 40.30 | 53.10 | Form 13 |
| Dynamic Advisor Solutions Llc | 12-31-2020 | Jp Mrg Em Crp Bd | 11,862 | Increased | 5.71 | 0.06 | 630,000.00 | 8.62 | 53.11 | Form 13 |
| Cambridge Investment Research Advisors, Inc. | 12-31-2020 | Em Crp Bd | 6,721 | Increased | 68.62 | 2.09 | 357,000.00 | 73.30 | 53.12 | Form 13 |
| Migdal Insurance & Financial Holdings Ltd. | 12-31-2020 | Etp | 3,891 | Maintained | 0.00 | 0.00 | 207,000.00 | 2.99 | 53.20 | Form 13 |
| Resources Investment Advisors, Llc. | 12-31-2020 | Jp Mrg Em Crp Bd | 11,865 | Increased | 16.10 | 9.99 | 630,000.00 | 19.32 | 53.10 | Form 13 |
| Fmr Llc | 12-31-2020 | Jp Mrg Em Crp Bd | 288 | New! | 0.00 | 0.00 | 15,000.00 | 0.00 | 52.08 | Form 13 |
| Princeton Global Asset Management Llc | 12-31-2020 | Etf | 118 | Maintained | 0.00 | 0.00 | 6,000.00 | 0.00 | 50.85 | Form 13 |
| Arkadios Wealth Advisors | 12-31-2020 | Etf | 52,914 | New! | 0.00 | 0.59 | 2,809,000.00 | 0.00 | 53.09 | Form 13 |
| Wells Fargo & Company/mn | 12-31-2020 | Jp Mrg Em Crp Bd | 20,062 | Increased | 257.93 | 0.00 | 1,066,000.00 | 267.59 | 106.43 | Form 13 |
| Ls Investment Advisors, Llc | 12-31-2020 | Jp Mrg Em Crp Bd | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Biltmore Capital Advisors Llc | 12-31-2020 | Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Advisor Group Holdings, Inc. | 12-31-2020 | Jp Mrg Em Crp Bd | 14,473 | Decreased | -77.57 | 0.00 | 768,000.00 | -76.60 | 320.79 | Form 13 |
| Bank Of America Corp /de/ | 12-31-2020 | Jp Mrg Em | 15,007 | Increased | 177.39 | 0.00 | 796,000.00 | 190.51 | 106.08 | Form 13 |
| Mackenzie Financial Corp | 12-31-2020 | Jp Mrg Em Crp Bd | 164,189 | Decreased | -12.79 | 0.02 | 8,718,000.00 | -8.56 | 53.10 | Form 13 |
| Oppenheimer Asset Management Inc. | 12-31-2020 | Jp Mrg Em Crp Bd | 44,255 | Increased | 7.23 | 0.04 | 2,350,000.00 | 10.12 | 53.10 | Form 13 |
| Ubs Group Ag | 12-31-2020 | Jp Mrg Em Crp Bd | 46,636 | Increased | 34.98 | 0.00 | 2,476,000.00 | 38.56 | 53.09 | Form 13 |
| Phoenix Holdings Ltd. | 12-31-2020 | Jp Mrg Em Crp Bd | 37,771 | Increased | 2.95 | 0.05 | 2,002,000.00 | 11.97 | 53.00 | Form 13 |
| Aperture Investors, Llc | 12-31-2020 | Etp | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Bank Of Nova Scotia | 12-31-2020 | Jp Mrg Em Crp Bd | 6,855 | Increased | 25.71 | 0.00 | 364,000.00 | 29.08 | 53.10 | Form 13 |
| Raymond James & Associates | 12-31-2020 | Jp Mrg Em Crp Bd | 23,176 | Decreased | -19.42 | 0.00 | 1,231,000.00 | -17.22 | 53.12 | Form 13 |
| Raymond James Financial Services Advisors, Inc. | 12-31-2020 | Jp Mrg Em Crp Bd | 6,114 | Increased | 9.00 | 0.00 | 325,000.00 | 12.07 | 53.16 | Form 13 |
| Rockefeller Capital Management L.p. | 12-31-2020 | Jp Mrg Em Crp Bd | 1,745 | Increased | 204.01 | 0.00 | 92,000.00 | 217.24 | 52.72 | Form 13 |
| Pnc Financial Services Group, Inc. | 12-31-2020 | Jp Mrg Em Crp | 373 | Maintained | 0.00 | 0.00 | 20,000.00 | 5.26 | 53.62 | Form 13 |
| Ameriprise Financial Inc | 12-31-2020 | Com | 38,655 | Increased | 58.94 | 0.00 | 2,053,000.00 | 66.64 | 53.11 | Form 13 |
| Goldman Sachs Group Inc | 12-31-2020 | Cmn | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Banco Santander, S.a. | 12-31-2020 | Jp Mrg Em Crp Bd | 31,710 | Maintained | 0.00 | 0.01 | 1,684,000.00 | 2.68 | 53.11 | Form 13 |
| Royal Bank Of Canada | 12-31-2020 | Jp Mrg Em Crp Bd | 76,635 | Increased | 29.77 | 0.00 | 4,070,000.00 | 33.31 | 318.90 | Form 13 |
| Prudential Financial Inc | 12-31-2020 | Jp Mrg Em Crp B | 5,250 | Maintained | 0.00 | 0.00 | 279,000.00 | 2.95 | 53.14 | Form 13 |
| Citadel Advisors Llc | 12-31-2020 | Jp Mrg Em Crp Bd | 24,713 | Decreased | -62.56 | 0.00 | 1,312,000.00 | -61.56 | 53.09 | Form 13 |
| Flow Traders U.s. Llc | 12-31-2020 | Etp | 57,179 | Increased | 230.97 | 0.21 | 3,036,000.00 | 239.98 | 53.10 | Form 13 |
| Thrivent Financial For Lutherans | 12-31-2020 | Jp Mrg Em Crp Bd | 29,864 | Decreased | -16.02 | 0.00 | 1,586,000.00 | -13.76 | 53.11 | Form 13 |
| Morgan Stanley | 12-31-2020 | Jp Mrg Em Crp Bd | 145,385 | Increased | 6.67 | 0.00 | 7,720,000.00 | 11.87 | 106.19 | Form 13 |
| Barings Llc | 12-31-2020 | Jp Mrg Em Crp Bd | 64,970 | New! | 0.00 | 0.09 | 3,450,000.00 | 0.00 | 53.10 | Form 13 |
| 1832 Asset Management L.p. | 12-31-2020 | Jp Mrg Em Crp Bd | 31,664 | Increased | 31.78 | 0.00 | 1,686,000.00 | 38.88 | 53.25 | Form 13 |
| Deutsche Bank Ag\ | 12-31-2020 | Jp Mrg Em Crp Bd | 6,345 | New! | 0.00 | 0.00 | 337,000.00 | 0.00 | 53.11 | Form 13 |
| Cetera Advisor Networks Llc | 12-31-2020 | Jp Mrg Em Crp Bd | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Jane Street Group, Llc | 12-31-2020 | Jp Mrg Em Crp Bd | 89,005 | Increased | 421.75 | 0.00 | 4,726,000.00 | 435.83 | 53.10 | Form 13 |
| Truist Financial Corp | 12-31-2020 | Jp Mrg Em Crp Bd | 7,756 | New! | 0.00 | 0.00 | 412,000.00 | 0.00 | 53.12 | Form 13 |
| Ubp Investment Advisors Sa | 12-31-2020 | Jp Mrg Em Crp Bd | 9,530 | Decreased | -33.73 | 0.26 | 506,000.00 | -33.77 | 53.10 | Form 13 |
| Bank Julius Baer & Co. Ltd, Zurich | 12-31-2020 | Jp Mrg Em Crp Bd | 41,488 | Decreased | -39.98 | 0.02 | 2,203,000.00 | 0.00 | 53.10 | Form 13 |
| Capital Asset Advisory Services Llc | 12-31-2020 | Jp Mrg Em Crp Bd | 1,779 | Maintained | 0.00 | 0.02 | 94,000.00 | 2.17 | 52.84 | Form 13 |
| Eaton Vance Management | 12-31-2020 | Stock/etf | 4,263 | New! | 0.00 | 0.00 | 226,000.00 | 0.00 | 53.01 | Form 13 |
| Private Advisor Group, Llc | 12-31-2020 | Jp Mrg Em Crp Bd | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Carroll Financial Associates, Inc. | 03-31-2021 | Etf | 3,676 | New! | 0.00 | 0.01 | 191,000.00 | 0.00 | 51.96 | Form 13 |
| Sowa Financial Group, Inc. | 03-31-2021 | Jp Mrg Em Crp Bd | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Pacifica Partners Inc. | 03-31-2021 | Jp Mrg Em Crp Bd | 45 | Maintained | 0.00 | 0.00 | 2,000.00 | 0.00 | 44.44 | Form 13 |
| Bft Financial Group, Llc | 03-31-2021 | Jp Mrg Em Crp Bd | 54,677 | Increased | 12.01 | 0.81 | 2,842,000.00 | 9.65 | 51.98 | Form 13 |
| Bellecapital International Ltd. | 03-31-2021 | Jp Mrg Em Crp Bd | 29,000 | Maintained | 0.00 | 0.47 | 1,507,000.00 | -2.14 | 51.97 | Form 13 |
| Advisornet Financial, Inc | 03-31-2021 | Etf | 127,512 | New! | 0.00 | 0.47 | 6,627,000.00 | 0.00 | 51.97 | Form 13 |
| Next Financial Group, Inc | 03-31-2021 | Jp Mrg Em Crp Bd | 700 | Maintained | 0.00 | 0.00 | 36,000.00 | -2.70 | 51.43 | Form 13 |
