| New | Increased | Maintained | Decreased | Liquidated |
|---|---|---|---|---|
| 4 | 1 | 4 | 2 | 4 |
| Whale | Report Period | Security Type | Quantity | Status | % Change | % Allocation | $ Value | % Change | $ Valuation Price | Sec Link |
|---|---|---|---|---|---|---|---|---|---|---|
| Allworth Financial Lp | 12-31-2020 | Xtrack Msci Chna | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Reilly Financial Advisors, Llc | 12-31-2020 | Xtrack Msci Chna | 169 | New! | 0.00 | 0.00 | 5,000.00 | 0.00 | 29.59 | Form 13 |
| Orion Portfolio Solutions, Llc | 12-31-2020 | Xtrack Msci Chna | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Orion Portfolio Solutions, Llc | 12-31-2020 | Xtrack Msci Chna | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Wells Fargo & Company/mn | 12-31-2020 | Xtrack Msci Chna | 1 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Advisor Group Holdings, Inc. | 12-31-2020 | Xtrack Msci Chna | 2,900 | Decreased | -88.17 | 0.00 | 131,000.00 | -86.82 | 135.45 | Form 13 |
| Bank Of America Corp /de/ | 12-31-2020 | Xtrack Msc | 1,563 | Increased | 2.29 | 0.00 | 70,000.00 | 29.63 | 44.79 | Form 13 |
| Citigroup Inc | 12-31-2020 | Xtrack Msci Chna | 1,263 | Maintained | 0.00 | 0.00 | 57,000.00 | 11.76 | 45.13 | Form 13 |
| Edmond De Rothschild Holding S.a. | 12-31-2020 | Xtrack Msci Chna | 7,820 | Maintained | 0.00 | 0.01 | 352,000.00 | 11.04 | 45.01 | Form 13 |
| Royal Bank Of Canada | 12-31-2020 | Xtrack Msci Chna | 36,969 | Maintained | 0.00 | 0.00 | 1,666,000.00 | 11.14 | 45.06 | Form 13 |
| Citadel Advisors Llc | 12-31-2020 | Xtrack Msci Chna | 11,024 | Decreased | -2.19 | 0.00 | 497,000.00 | 8.75 | 45.08 | Form 13 |
| Hernani Holdings Llc | 12-31-2020 | Xtrackers Msci All China Equ | 112,960 | New! | 0.00 | 0.97 | 5,091,000.00 | 0.00 | 45.07 | Form 13 |
| Morgan Stanley | 12-31-2020 | Xtrack Msci Chna | 297 | New! | 0.00 | 0.00 | 13,000.00 | 0.00 | 43.77 | Form 13 |
| Jane Street Group, Llc | 12-31-2020 | Xtrack Msci Chna | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Retirement Group, Llc | 12-31-2020 | Xtrack Msci Chna | 697 | New! | 0.00 | 0.01 | 31,000.00 | 0.00 | 44.48 | Form 13 |
