| New | Increased | Maintained | Decreased | Liquidated |
|---|---|---|---|---|
| 1 | 4 | 2 | 4 | 2 |
| Whale | Report Period | Security Type | Quantity | Status | % Change | % Allocation | $ Value | % Change | $ Valuation Price | Sec Link |
|---|---|---|---|---|---|---|---|---|---|---|
| Simplex Trading, Llc | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Fmr Llc | 12-31-2020 | Chinaamc Sme Chi | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Mirae Asset Global Investments Co., Ltd. | 12-31-2020 | Chinaamc Sme Chi | 76,100 | Maintained | 0.00 | 0.01 | 3,695,000.00 | 19.50 | 48.55 | Form 13 |
| Advisor Group Holdings, Inc. | 12-31-2020 | Chinaamc Sme Chi | 801 | Increased | 7.66 | 0.00 | 39,000.00 | 30.00 | 98.50 | Form 13 |
| Ubs Group Ag | 12-31-2020 | Chinaamc Sme Chi | 319 | Decreased | -77.55 | 0.00 | 15,000.00 | -74.14 | 47.02 | Form 13 |
| Citigroup Inc | 12-31-2020 | Chinaamc Sme Chi | 18 | Maintained | 0.00 | 0.00 | 1,000.00 | 0.00 | 55.56 | Form 13 |
| Wolverine Trading, Llc | 12-31-2020 | Chinaamc Sme Chi | 4,300 | New! | 0.00 | 0.00 | 206,000.00 | 0.00 | 47.91 | Form 13 |
| Royal Bank Of Canada | 12-31-2020 | Chinaamc Sme Chi | 4,203 | Decreased | -30.96 | 0.00 | 204,000.00 | -17.41 | 48.56 | Form 13 |
| Citadel Advisors Llc | 12-31-2020 | Chinaamc Sme Chi | 10,900 | Decreased | -37.71 | 0.00 | 529,000.00 | -25.60 | 48.53 | Form 13 |
| Susquehanna International Group, Llp | 12-31-2020 | Chinaamc Sme Chi | 29,043 | Increased | 54.48 | 0.00 | 1,410,000.00 | 84.55 | 97.11 | Form 13 |
| Morgan Stanley | 12-31-2020 | Chinaamc Sme Chi | 3,366 | Increased | 115.08 | 0.00 | 163,000.00 | 191.07 | 96.84 | Form 13 |
| Jane Street Group, Llc | 12-31-2020 | Chinaamc Sme Chi | 104,325 | Increased | 240.66 | 0.00 | 5,066,000.00 | 307.23 | 48.56 | Form 13 |
| Fulcrum Equity Management | 12-31-2020 | Chinaamc Sme Chi | 7,097 | Decreased | -4.19 | 0.14 | 345,000.00 | 14.62 | 48.61 | Form 13 |
