| Whale | Report Period | Security Type | Quantity | Status | % Change | % Allocation | $ Value | % Change | $ Valuation Price | Sec Link |
|---|
| Sowell Financial Services Llc | 12-31-2020 | Etf | 55 | New! | 0.00 | 0.00 | 5,000.00 | 0.00 | 90.91 | Form 13 |
| Pinnacle Bank | 12-31-2020 | China Technlgy | 300 | Maintained | 0.00 | 0.02 | 25,000.00 | 19.05 | 83.33 | Form 13 |
| Global Retirement Partners, Llc | 12-31-2020 | China Technlgy | 1,140 | Decreased | -78.56 | 0.01 | 94,000.00 | -74.46 | 82.46 | Form 13 |
| Westside Investment Management, Inc. | 12-31-2020 | Etf | 12 | Maintained | 0.00 | 0.00 | 0.00 | -100.00 | 0.00 | Form 13 |
| A. D. Beadell Investment Counsel, Inc. | 12-31-2020 | Com | 4,790 | Decreased | -0.21 | 0.28 | 394,000.00 | 29.61 | 82.25 | Form 13 |
| Kestra Advisory Services, Llc | 12-31-2020 | China Technlgy | 2,808 | New! | 0.00 | 0.00 | 229,000,000.00 | 0.00 | 81,552.71 | Form 13 |
| Ifp Advisors, Inc | 12-31-2020 | Cef | 40 | Decreased | -68.00 | 0.00 | 3,000.00 | -62.50 | 75.00 | Form 13 |
| Centaurus Financial, Inc. | 12-31-2020 | China Technlgy | 2,198 | New! | 0.00 | 0.02 | 181,000.00 | 0.00 | 82.35 | Form 13 |
| Augustine Asset Management Inc | 12-31-2020 | Etf | 7,292 | Maintained | 0.00 | 0.31 | 600,000.00 | 19.05 | 82.28 | Form 13 |
| Cwm, Llc | 12-31-2020 | China Technlgy | 100 | Maintained | 0.00 | 0.00 | 8,000.00 | 14.29 | 80.00 | Form 13 |
| Chicago Partners Investment Group Llc | 12-31-2020 | China Technlgy | 4,641 | New! | 0.00 | 0.04 | 452,000.00 | 0.00 | 97.39 | Form 13 |
| Cardan Capital Partners, Llc | 12-31-2020 | China Technlgy | 33,417 | Increased | 4.94 | 0.34 | 2,751,000.00 | 24.93 | 82.32 | Form 13 |
| Formidable Asset Management, Llc | 12-31-2020 | China Technlgy Etf | 7,746 | Decreased | -3.73 | 0.15 | 643,000.00 | 15.44 | 83.01 | Form 13 |
| Concorde Asset Management, Llc | 12-31-2020 | China Technlgy | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Fisher Asset Management, Llc | 12-31-2020 | Com | 25,278 | Decreased | -0.14 | 0.00 | 2,081,000.00 | 18.85 | 82.32 | Form 13 |
| Hills Bank & Trust Co | 12-31-2020 | China Technlgy | 1,500 | Maintained | 0.00 | 0.02 | 123,000.00 | 18.27 | 82.00 | Form 13 |
| Institute For Wealth Management, Llc. | 12-31-2020 | China Technlgy | 2,500 | New! | 0.00 | 0.04 | 206,000.00 | 0.00 | 82.40 | Form 13 |
| Crescent Grove Advisors, Llc | 12-31-2020 | Etf | 107,900 | Increased | 18.89 | 1.16 | 8,883,000.00 | 41.52 | 82.33 | Form 13 |
| Envestnet Asset Management Inc | 12-31-2020 | China Technlgy | 175,235 | Decreased | -0.73 | 0.01 | 14,427,000.00 | 18.17 | 82.33 | Form 13 |
| Financial Sense Advisors, Inc. | 12-31-2020 | China Technlgy | 19,790 | New! | 0.00 | 0.59 | 1,629,000.00 | 0.00 | 82.31 | Form 13 |
| Kistler-tiffany Companies, Llc | 12-31-2020 | China Technlgy | 1,129 | Maintained | 0.00 | 0.03 | 93,000.00 | 19.23 | 82.37 | Form 13 |
| 20/20 Capital Management, Inc. | 12-31-2020 | China Technlgy | 6,915 | New! | 0.00 | 0.20 | 679,000.00 | 0.00 | 98.19 | Form 13 |
| Kaizen Financial Strategies | 12-31-2020 | China Technlgy | 6,900 | New! | 0.00 | 0.63 | 568,000.00 | 0.00 | 82.32 | Form 13 |
| Bank Hapoalim Bm | 12-31-2020 | China Technlgy | 15,879 | Increased | 55.37 | 0.18 | 1,307,000.00 | 84.87 | 82.31 | Form 13 |
| Sfe Investment Counsel | 12-31-2020 | China Technlgy | 7,608 | Increased | 13.96 | 0.20 | 626,000.00 | 35.50 | 82.28 | Form 13 |
| Cambridge Investment Research Advisors, Inc. | 12-31-2020 | Fd Tr Ii China Technlgy | 6,155 | Decreased | -4.74 | 2.96 | 507,000.00 | 13.42 | 82.37 | Form 13 |
| Tbh Global Asset Management, Llc | 12-31-2020 | China Technlgy | 44,878 | Increased | 0.72 | 1.14 | 3,695,000.00 | 19.93 | 82.33 | Form 13 |
| Orion Portfolio Solutions, Llc | 12-31-2020 | China Technlgy | 16,334 | Decreased | -11.78 | 0.06 | 1,345,000.00 | 14.47 | 82.34 | Form 13 |
| Ntv Asset Management Llc | 12-31-2020 | China Technlgy | 26,803 | Decreased | -0.37 | 0.44 | 2,207,000.00 | 18.59 | 82.34 | Form 13 |
| Banque Cantonale Vaudoise | 12-31-2020 | China Technlgy | 36,828 | Decreased | -0.31 | 0.16 | 3,032,000.00 | 18.67 | 164.62 | Form 13 |
| Emerald Advisors, Llc | 12-31-2020 | China Technlgy | 25,826 | Increased | 13.07 | 0.73 | 2,126,000.00 | 34.56 | 82.32 | Form 13 |
| Migdal Insurance & Financial Holdings Ltd. | 12-31-2020 | Etp | 545,125 | Maintained | 0.00 | 0.53 | 44,880,000.00 | 19.04 | 82.33 | Form 13 |
| Cibc World Markets Inc. | 12-31-2020 | China Technl | 5,132 | Decreased | -2.19 | 0.00 | 423,000.00 | 16.53 | 82.42 | Form 13 |
| Naples Global Advisors, Llc | 12-31-2020 | China Technlgy | 16,042 | Increased | 3.05 | 0.22 | 1,321,000.00 | 22.66 | 82.35 | Form 13 |
| Ipg Investment Advisors Llc | 12-31-2020 | China Technology | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Jacobi Capital Management Llc | 12-31-2020 | China Technlgy | 356 | Maintained | 0.00 | 0.00 | 29,000.00 | 16.00 | 81.46 | Form 13 |
| Resources Investment Advisors, Llc. | 12-31-2020 | China Technlgy | 18,707 | Decreased | -5.69 | 9.99 | 1,540,000.00 | 12.24 | 82.32 | Form 13 |
| Brandywine Oak Private Wealth Llc | 12-31-2020 | China Technlgy | 20,309 | Increased | 6.73 | 0.25 | 1,672,000.00 | 27.05 | 82.33 | Form 13 |
| Fmr Llc | 12-31-2020 | China Technlgy | 22 | New! | 0.00 | 0.00 | 2,000.00 | 0.00 | 90.91 | Form 13 |
| Seabridge Investment Advisors Llc | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitable Holdings, Inc. | 12-31-2020 | China Technlgy | 3,655 | Maintained | 0.00 | 0.01 | 301,000.00 | 18.97 | 82.35 | Form 13 |
| Fiera Capital Corp | 12-31-2020 | China Technlgy | 31,877 | Maintained | 0.00 | 0.01 | 2,624,000.00 | 19.00 | 82.32 | Form 13 |
| Barometer Capital Management Inc. | 12-31-2020 | Etp | 9,400 | Maintained | 0.00 | 0.15 | 773,902,000.00 | 0.00 | 82,330.00 | Form 13 |
| Winch Advisory Services, Llc | 12-31-2020 | Etf | 125 | Maintained | 0.00 | 0.00 | 10,000.00 | 11.11 | 80.00 | Form 13 |
| Compagnie Lombard Odier Scma | 12-31-2020 | China Technlgy | 11,165 | Increased | 1.78 | 0.02 | 919,000.00 | 21.08 | 82.31 | Form 13 |
| Allsquare Wealth Management Llc | 12-31-2020 | Etf | 315 | New! | 0.00 | 0.02 | 26,000.00 | 0.00 | 82.54 | Form 13 |
| Gerber Kawasaki Wealth & Investment Management | 12-31-2020 | China Technlgy | 2,887 | New! | 0.00 | 0.03 | 237,000.00 | 0.00 | 82.09 | Form 13 |
| Sycomore Asset Management | 12-31-2020 | Invesco China Technology Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Biltmore Family Office, Llc | 12-31-2020 | China Technlgy | 5,304 | Decreased | -0.79 | 0.13 | 437,000.00 | 18.11 | 82.39 | Form 13 |
| Wells Fargo & Company/mn | 12-31-2020 | China Technlgy | 2,491 | Increased | 1.22 | 0.00 | 205,000.00 | 20.59 | 151.42 | Form 13 |
| Blair William & Co/il | 12-31-2020 | China Technlgy | 613 | Increased | 22.60 | 0.00 | 50,000.00 | 56.25 | 81.57 | Form 13 |
| Renaissance Technologies Llc | 12-31-2020 | China Technlgy | 13,920 | Decreased | -28.27 | 0.00 | 1,146,000.00 | -14.61 | 82.33 | Form 13 |
| Hightower Advisors, Llc | 12-31-2020 | China Technlgy | 7,706 | Increased | 12.53 | 0.00 | 632,000.00 | 32.77 | 82.01 | Form 13 |
| Banque Pictet & Cie Sa | 12-31-2020 | China Technlgy | 80,074 | Increased | 24.00 | 0.09 | 6,592,000.00 | 47.60 | 82.32 | Form 13 |
| Pictet North America Advisors Sa | 12-31-2020 | China Technlgy | 7,284 | Maintained | 0.00 | 0.08 | 600,000.00 | 19.05 | 82.37 | Form 13 |
| Boston Private Wealth Llc | 12-31-2020 | Etf | 212,753 | Increased | 31.60 | 0.26 | 17,516,000.00 | 56.67 | 82.33 | Form 13 |
| Advisor Group Holdings, Inc. | 12-31-2020 | China Technlgy | 34,253 | Decreased | -0.30 | 0.00 | 2,821,000.00 | 20.45 | 575.57 | Form 13 |
| Alphacore Capital Llc | 12-31-2020 | China Technlgy | 400 | Maintained | 0.00 | 0.02 | 33,000.00 | 17.86 | 82.50 | Form 13 |
| Bank Of America Corp /de/ | 12-31-2020 | China Tech | 176,873 | Decreased | -0.42 | 0.00 | 14,561,000.00 | 29.14 | 246.94 | Form 13 |
| Pictet & Cie (europe) Sa | 12-31-2020 | China Technlgy | 3,400 | New! | 0.00 | 0.01 | 280,000.00 | 0.00 | 82.35 | Form 13 |
| Global Endowment Management, Lp | 12-31-2020 | China Technlgy | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Stelac Advisory Services Llc | 12-31-2020 | Com | 13,922 | New! | 0.00 | 0.29 | 1,146,000.00 | 0.00 | 82.32 | Form 13 |
| Cerity Partners Llc | 12-31-2020 | Etf | 4,726 | Increased | 27.21 | 0.01 | 389,000.00 | 51.36 | 82.31 | Form 13 |
| Ubs Group Ag | 12-31-2020 | China Technlgy | 61,416 | Increased | 25.07 | 0.00 | 5,056,000.00 | 48.88 | 247.47 | Form 13 |
| Baird Financial Group, Inc. | 12-31-2020 | Common | 58,543 | Decreased | -0.44 | 0.01 | 4,820,000.00 | 18.51 | 82.33 | Form 13 |
| Steward Partners Investment Advisory, Llc | 12-31-2020 | Exchange Traded Funds (country Baskets/ishares) - Domestic | 2,052 | Increased | 1515.75 | 0.00 | 169,000.00 | 1,777.78 | 82.36 | Form 13 |
| Commonwealth Equity Services, Llc | 12-31-2020 | China Technlgy | 20,791 | Increased | 5.31 | 0.01 | 1,711,000.00 | 25.35 | 82.30 | Form 13 |
| Oppenheimer & Co Inc | 12-31-2020 | China Technlgy | 74,339 | Increased | 19.68 | 0.13 | 6,120,000.00 | 55.21 | 82.33 | Form 13 |
| Citigroup Inc | 12-31-2020 | China Technlgy | 10,901 | Increased | 19.44 | 0.00 | 897,000.00 | 42.16 | 82.29 | Form 13 |
| Raymond James & Associates | 12-31-2020 | China Technlgy | 13,056 | Increased | 16.68 | 0.00 | 1,075,000.00 | 38.89 | 82.34 | Form 13 |
| Northwestern Mutual Wealth Management Co | 12-31-2020 | China Technlgy | 700 | New! | 0.00 | 0.00 | 58,000.00 | 0.00 | 82.86 | Form 13 |
| Hudson Bay Capital Management Lp | 12-31-2020 | China Technlgy | 30,000 | New! | 0.00 | 0.03 | 2,470,000.00 | 0.00 | 82.33 | Form 13 |
| Raymond James Financial Services Advisors, Inc. | 12-31-2020 | China Technlgy | 17,826 | Increased | 5.52 | 0.00 | 1,468,000.00 | 25.68 | 82.35 | Form 13 |
| Main Management Llc | 12-31-2020 | Com | 330 | Maintained | 0.00 | 0.00 | 27,000.00 | 28.57 | 81.82 | Form 13 |
| Vontobel Holding Ltd. | 12-31-2020 | China Technlgy | 9,300 | Maintained | 0.00 | 0.01 | 766,000.00 | 0.00 | 82.37 | Form 13 |
| Penserra Capital Management Llc | 12-31-2020 | Exch Traded Fd Tr Ii China Technlgy | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Paradigm Financial Advisors, Llc | 12-31-2020 | Etf | 43,350 | Maintained | 0.00 | 0.97 | 3,569,000.00 | 0.00 | 82.33 | Form 13 |
| Edmond De Rothschild Holding S.a. | 12-31-2020 | China Technlgy | 47,708 | Maintained | 0.00 | 0.13 | 3,927,000.00 | 0.00 | 164.56 | Form 13 |
| Integrated Wealth Concepts Llc | 12-31-2020 | Mf Closed And Mf Open | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Rockefeller Capital Management L.p. | 12-31-2020 | China Technlgy | 259 | New! | 0.00 | 0.00 | 21,000.00 | 0.00 | 81.08 | Form 13 |
| Evoke Wealth, Llc | 12-31-2020 | Etf | 300 | Maintained | 0.00 | 0.00 | 25,000.00 | 31.58 | 83.33 | Form 13 |
| Mml Investors Services, Llc | 12-31-2020 | China Technlgy | 151,473 | Increased | 109.57 | 0.13 | 12,471,000.00 | 171.82 | 82.33 | Form 13 |
| Means Investment Co., Inc. | 12-31-2020 | China Technlgy | 1,980 | New! | 0.00 | 0.05 | 211,000.00 | 0.00 | 106.57 | Form 13 |
| Pnc Financial Services Group, Inc. | 12-31-2020 | China Technlgy | 200 | New! | 0.00 | 0.00 | 16,000.00 | 0.00 | 160.00 | Form 13 |
| Stifel Financial Corp | 12-31-2020 | China Technlgy | 7,481 | Increased | 51.93 | 0.00 | 617,000.00 | 80.94 | 165.29 | Form 13 |
| Credit Suisse Ag/ | 12-31-2020 | China Technlgy | 7,784 | New! | 0.00 | 0.00 | 641,000.00 | 0.00 | 164.75 | Form 13 |
| Hsbc Holdings Plc | 12-31-2020 | China Technlgy | 18,200 | New! | 0.00 | 0.00 | 1,498,000.00 | 0.00 | 82.31 | Form 13 |
| Goldman Sachs Group Inc | 12-31-2020 | Cmn | 49,012 | Decreased | -0.20 | 0.00 | 4,035,000.00 | 29.41 | 82.33 | Form 13 |
| Bank Of Montreal /can/ | 12-31-2020 | China Technlgy | 100 | Maintained | 0.00 | 0.00 | 9,000.00 | 28.57 | 90.00 | Form 13 |
| Manufacturers Life Insurance Company, The | 12-31-2020 | China Technlgy | 108,255 | Decreased | -4.32 | 0.01 | 8,913,000.00 | 13.90 | 82.33 | Form 13 |
| Royal Bank Of Canada | 12-31-2020 | China Technlgy | 86,596 | Increased | 27.85 | 0.00 | 7,129,000.00 | 52.20 | 413.88 | Form 13 |
| Marshall Wace, Llp | 12-31-2020 | Etp | 5,683 | New! | 0.00 | 0.00 | 468,000.00 | 0.00 | 82.35 | Form 13 |
| Manchester Capital Management Llc | 12-31-2020 | China Technlgy | 1,000 | Maintained | 0.00 | 0.01 | 82,000.00 | 18.84 | 82.00 | Form 13 |
| First Republic Investment Management, Inc. | 12-31-2020 | China Technlgy | 3,660 | New! | 0.00 | 0.00 | 301,000.00 | 0.00 | 82.24 | Form 13 |
| Citadel Advisors Llc | 12-31-2020 | China Technlgy | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Benjamin F. Edwards & Company, Inc. | 12-31-2020 | China Technlgy | 100 | New! | 0.00 | 0.00 | 8,000.00 | 0.00 | 80.00 | Form 13 |
| Susquehanna International Group, Llp | 12-31-2020 | China Technlgy | 127,673 | Decreased | -14.87 | 0.00 | 10,511,000.00 | 1.34 | 82.33 | Form 13 |
| Flow Traders U.s. Llc | 12-31-2020 | Etp | 7,215 | Increased | 10.93 | 0.04 | 594,000.00 | 32.00 | 82.33 | Form 13 |
| Psagot Investment House Ltd. | 12-31-2020 | China Technlgy | 37 | New! | 0.00 | 0.00 | 3,000.00 | 0.00 | 81.08 | Form 13 |
| Freestone Capital Holdings, Llc | 12-31-2020 | China Technlgy | 200 | Maintained | 0.00 | 0.00 | 16,466,000.00 | 19.04 | 82,330.00 | Form 13 |
| Captrust Financial Advisors | 12-31-2020 | Etf | 278 | Maintained | 0.00 | 0.00 | 23,000.00 | 15.00 | 82.73 | Form 13 |
| Tower Research Capital Llc (trc) | 12-31-2020 | China Technlgy | 33 | Maintained | 0.00 | 0.00 | 3,000.00 | 50.00 | 90.91 | Form 13 |
| Fullerton Fund Management Co Ltd. | 12-31-2020 | China Technlgy | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Dz Bank Ag Deutsche Zentral Genossenschafts Bank, Frankfurt Am Main | 12-31-2020 | China Technlgy | 3,780 | Maintained | 0.00 | 0.00 | 307,000.00 | 17.18 | 81.22 | Form 13 |
| Private Portfolio Partners Llc | 12-31-2020 | China Technlgy | 3,491 | Decreased | -13.89 | 0.10 | 287,000.00 | 2.50 | 82.21 | Form 13 |
| Resolute Advisors Llc | 12-31-2020 | China Technlgy | 22,947 | New! | 0.00 | 0.04 | 1,889,000.00 | 0.00 | 82.32 | Form 13 |
| Glenmede Trust Co Na | 12-31-2020 | China Technlgy | 360 | Maintained | 0.00 | 0.00 | 29,000.00 | 20.83 | 80.56 | Form 13 |
| Morgan Stanley | 12-31-2020 | China Technlgy | 301,315 | Increased | 85.11 | 0.00 | 24,807,000.00 | 140.08 | 164.47 | Form 13 |
| Deutsche Bank Ag\ | 12-31-2020 | China Technlgy | 100 | Maintained | 0.00 | 0.00 | 8,000.00 | 14.29 | 80.00 | Form 13 |
| Old Mission Capital, Llc | 12-31-2020 | Etp | 12,497 | New! | 0.00 | 0.06 | 1,028,000.00 | 0.00 | 82.26 | Form 13 |
| Cetera Advisor Networks Llc | 12-31-2020 | China Technlgy | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Jane Street Group, Llc | 12-31-2020 | China Technlgy | 289,103 | Increased | 219.57 | 0.01 | 23,802,000.00 | 280.41 | 82.33 | Form 13 |
| Cetera Investment Advisers | 12-31-2020 | China Technlgy | 6,026 | Maintained | 0.00 | 0.01 | 496,000.00 | 0.00 | 82.31 | Form 13 |
| Iht Wealth Management, Llc | 12-31-2020 | China Technlgy | 7,709 | Increased | 6.68 | 0.05 | 635,000.00 | 27.00 | 82.37 | Form 13 |
| Capital Advisory Group Advisory Services, Llc | 12-31-2020 | China Technlgy | 850 | Maintained | 0.00 | 0.03 | 70,000.00 | 18.64 | 82.35 | Form 13 |
| Truist Financial Corp | 12-31-2020 | China Technlgy | 13,602 | New! | 0.00 | 0.00 | 1,120,000.00 | 0.00 | 164.69 | Form 13 |
| Jpmorgan Chase & Co | 12-31-2020 | Fund | 76,027 | Maintained | 0.00 | 0.00 | 6,259,000.00 | 0.00 | 413.25 | Form 13 |
| Fulcrum Equity Management | 12-31-2020 | China Technlgy | 8,377 | Increased | 95.04 | 0.28 | 690,000.00 | 132.32 | 82.37 | Form 13 |
| Schroder Investment Management Group | 12-31-2020 | Etf | 150,000 | Maintained | 0.00 | 0.02 | 12,350,000.00 | 0.00 | 82.33 | Form 13 |
| Bank Julius Baer & Co. Ltd, Zurich | 12-31-2020 | China Technlgy | 253,966 | Increased | 68.09 | 0.17 | 20,909,000.00 | 0.00 | 82.33 | Form 13 |
