Spdr Series Trust

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Spdr Series Trust

$CWB

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NewIncreasedMaintainedDecreasedLiquidated
241507912540
WhaleReport PeriodSecurity TypeQuantityStatus% Change% Allocation$ Value% Change$ Valuation PriceSec Link
Hall Laurie J Trustee09-30-2021Etf500Maintained0.000.0243,000.000.0086.00Form 13
Penobscot Wealth Management09-30-2021Blmbrg Brc Cnvrt62,729Increased4.709.995,354,000.003.0485.35Form 13
M&r Capital Management Inc09-30-2021Etf1,500Maintained0.000.03128,000.00-1.5485.33Form 13
Mcadam, Llc09-30-2021Blmbrg Brc Cnvrt118,225Increased2.511.1210,091,000.001.6385.35Form 13
Ifp Advisors, Inc09-30-2021Stock15,426Decreased-33.270.031,312,000.00-34.4385.05Form 13
Centric Wealth Management09-30-2021Blmbrg Brc Cnvrt27,096Decreased-3.080.852,313,000.00-4.6285.36Form 13
Moody National Bank Trust Division09-30-2021Blmbrg Brc Cnvrt0Liquidated!-100.000.000.000.000.00Form 13
Moody National Bank Trust Division09-30-2021Blmbrg Brc Cnvrt0Liquidated!-100.000.000.000.000.00Form 13
Envestnet Asset Management Inc09-30-2021Blmbrg Brc Cnvrt2,070,401Increased23.280.10176,709,000.0021.3285.35Form 13
Global Trust Asset Management, Llc09-30-2021Blmbrg Brc Cnvrt7,350Increased0.040.28627,000.00-1.5785.31Form 13
Rvw Wealth, Llc09-30-2021Portfolio Emg Mk9,141Increased0.190.121,000,000.000.00109.40Form 13
Garrett Investment Advisors Llc09-30-2021Blmbrg Brc Cnvrt6,455Decreased-41.070.18551,000.00-42.0085.36Form 13
Wedbush Securities Inc09-30-2021Com20,291Increased0.979.991,732,000.00-0.6385.36Form 13
Charles Schwab Trust Co09-30-2021Blmbrg Brc Cnvrt5,215Increased2.070.09445,000.000.4585.33Form 13
Hbw Advisory Services Llc09-30-2021Blmbrg Brc Cnvrt9,761New!0.000.22833,000.000.0085.34Form 13
Focus Wealth Advisors, Llc09-30-2021Blmbrg Brc Cnvrt30,847Decreased-1.431.782,633,000.00-2.9885.36Form 13
Summit Financial Group, Inc.09-30-2021Blmbrg Brc Cnvrt3,700Maintained0.000.11316,000.00-1.5685.41Form 13
Creative Financial Designs Inc /adv09-30-2021Etf3,759Increased0.030.05321,000.00-1.5385.40Form 13
Smith Chas P & Associates Pa Cpas09-30-2021Fxd2,655New!0.000.02227,000.000.0085.50Form 13
Webster Bank, N. A.09-30-2021Blmbrg Brc Cnvrt37,696Increased0.050.363,217,000.00-1.53170.65Form 13
American National Bank09-30-2021Blmbrg Brc Cnvrt1,219Decreased-41.840.02104,000.00-42.8685.32Form 13
Legacy Private Trust Co.09-30-2021Blmbrg Brc Cnvrt0Liquidated!-100.000.000.000.000.00Form 13
Harbor Investment Advisory, Llc09-30-2021Etf340Maintained0.000.0029,000.000.0085.29Form 13
Focused Wealth Management, Inc09-30-2021Blmbrg Brc Cnvrt7,721Decreased-0.090.11659,000.00-1.6485.35Form 13
Koshinski Asset Management, Inc.09-30-2021Blmbrg Brc Cnvrt17,105Increased65.550.131,459,912,000.00162,836.6185,350.01Form 13
Crescent Capital Consulting, Llc09-30-2021Exchange Traded Fund25,376Decreased-1.720.392,166,000.00-3.35682.99Form 13
Level Four Advisory Services, Llc09-30-2021Blmbrg Brc Cnvrt15,724Decreased-21.090.141,342,000.00-22.3485.35Form 13
Moneywise, Inc.09-30-2021Blmbrg Brc Cnvrt4,852New!0.000.27414,000.000.0085.33Form 13
Sound Income Strategies, Llc09-30-2021Blmbrg Brc Cnvrt338New!0.000.0029,000.000.0085.80Form 13
Old Port Advisors09-30-2021Blmbrg Brc Cnvrt11,401Decreased-22.000.35974,000.00-21.5885.43Form 13
Tsfg, Llc09-30-2021Mf Closed And Mf Open65Maintained0.000.006,000.000.0092.31Form 13
S.a. Mason Llc09-30-2021Etf845Decreased-10.110.0572,000.00-12.2085.21Form 13
Cva Family Office, Llc09-30-2021Blmbrg Brc Cnvrt24,473Decreased-9.130.461,686,000.00-27.8368.89Form 13
H&h Retirement Design & Management Inc09-30-2021Blmbrg Brc Cnvrt185,470Increased0.269.9915,802,000.00-0.6785.20Form 13
Soa Wealth Advisors, Llc.09-30-2021Etf489Increased0.200.0141,000.00-2.3883.84Form 13
Wesbanco Bank Inc09-30-2021Mutual Funds -34,289Increased15.480.112,927,000.0013.67170.72Form 13
Chatham Capital Group, Inc.09-30-2021Blmbrg Brc Cnvrt11,850Maintained0.000.191,011,000.00-1.6585.32Form 13
Silverleafe Capital Partners, Llc09-30-2021Etf15,671Increased4.080.531,338,000.002.4585.38Form 13
Conservest Capital Advisors, Inc.09-30-2021Blmbrg Brc Cnvrt649,865Decreased-1.406.2555,466,000.00-2.9785.35Form 13
Foundations Investment Advisors, Llc09-30-2021Blmbrg Brc Cnvrt3,030Decreased-6.680.01258,000.00-7.8685.15Form 13
Powell Investment Advisors, Llc09-30-2021Blmbrg Brc Cnvrt31,545Increased6.801.662,692,000.005.0785.34Form 13
Private Advisor Group, Llc09-30-2021Blmbrg Brc Cnvrt98,556Increased11.940.058,413,000.0010.1885.36Form 13
Winfield Associates, Inc.09-30-2021Etf24,841Decreased-1.820.782,120,000.00-3.3785.34Form 13
Archford Capital Strategies, Llc09-30-2021Etf18,591Decreased-1.210.371,587,000.00-2.7685.36Form 13
Schneider Downs Wealth Management Advisors, Lp09-30-2021Blmbrg Brc Cnvrt9,373Maintained0.000.21800,000.00-1.6085.35Form 13
Norway Savings Bank09-30-2021Blmbrg Brc Cnvrt5,234Increased40.660.21447,000.0038.3985.40Form 13
Winthrop Advisory Group Llc09-30-2021Blmbrg Brc Cnvrt3,104Increased4.020.06265,000.002.3285.37Form 13
Great Valley Advisor Group, Inc.09-30-2021Blmbrg Brc Cnvrt16,802Decreased-73.020.101,434,000.00-73.4485.35Form 13
Clear Creek Financial Management, Llc09-30-2021Blmbrg Brc Cnvrt14,856Decreased-2.440.191,174,000.00-4.0179.03Form 13
Latitude Advisors, Llc09-30-2021Blmbrg Brc Cnvrt17,746New!0.000.481,515,000.000.0085.37Form 13
Davenport & Co Llc09-30-2021Blmbrg Brc Cnvrt2,390Maintained0.000.00204,000.00-1.4585.36Form 13
Advisornet Financial, Inc09-30-2021Etf2,825Decreased-33.620.02241,000.00-34.6985.31Form 13
Bartlett & Co. Llc09-30-2021Etf500Maintained0.000.0043,000.000.0086.00Form 13
Next Financial Group, Inc09-30-2021Blmbrg Brc Cnvrt7,378Increased3.380.05630,000.001.78170.72Form 13
Gyroscope Capital Management Group, Llc09-30-2021Blmbrg Brc Cnvrt6,966Decreased-2.290.22595,000.00-3.7285.41Form 13
Meridian Wealth Management, Llc09-30-2021Blmbrg Brc Cnvrt2,940Increased11.830.03251,000.0010.0985.37Form 13
Bogart Wealth, Llc09-30-2021Etf4,144Increased5.900.04354,000.004.4285.42Form 13
Trilogy Capital Inc.09-30-2021Blmbrg Brc Cnvrt3,180Increased8.240.02271,000.007.1185.22Form 13
Spectrum Wealth Advisory Group, Llc09-30-2021Blmbrg Brc Cnvrt17,650Decreased-1.671.491,506,000.00-3.2885.33Form 13
Fifth Third Bancorp09-30-2021Blmbrg Brc Cnvrt3,619Decreased-8.590.00309,000.00-9.9185.38Form 13
Vaughan & Co Securities, Inc.09-30-2021Blmbrg Brc Cnvrt2,382Maintained0.000.15203,000.00-1.9385.22Form 13
Raymond James Trust N.a.09-30-2021Etf / Closed En24,836Decreased-3.260.072,120,000.00-4.7685.36Form 13
Sabal Trust Co09-30-2021Blmbrg Brc Cnvrt3,225Maintained0.000.02275,000.00-1.7985.27Form 13
Bank Of Stockton09-30-2021Equities11,940Increased7.660.311,019,000.005.9385.34Form 13
Gradient Investments Llc09-30-2021Blmbrg Brc Cnvrt62Decreased-43.640.005,000.00-50.0080.65Form 13
Polaris Wealth Advisory Group, Llc09-30-2021Blmbrg Brc Cnvrt674,788Increased14.213.4858,092,000.0013.2186.09Form 13
Sage Rhino Capital Llc09-30-2021Blmbrg Brc Cnvrt8,520Decreased-2.650.22727,000.00-4.2285.33Form 13
Colton Groome Financial Advisors, Llc09-30-2021Blmbrg Brc Cnvrt10,948Decreased-0.270.41934,000.00-1.8985.31Form 13
Rmr Wealth Builders09-30-2021Blmbrg Brc Cnvrt0Liquidated!-100.000.000.000.000.00Form 13
Crew Capital Management, Ltd.09-30-2021Blmbrg Brc Cnvrt53,200Increased1.554.224,541,000.00-0.0785.36Form 13
David J Yvars Group09-30-2021Blmbrg Brc Cnvrt80,078Increased3.024.016,868,000.001.8585.77Form 13
Capital City Trust Co/fl09-30-2021Blmbrg Brc Cnvrt10,008Maintained0.000.26854,000.00-1.6185.33Form 13
Telos Capital Management, Inc.09-30-2021Blmbrg Brc Cnvrt7,432Increased1.350.09634,000.00-0.3185.31Form 13
Stratos Wealth Partners, Ltd.09-30-2021Blmbrg Brc Cnvrt15,545Decreased-4.180.031,327,000.00-5.6985.37Form 13
Rfg Advisory, Llc09-30-2021Blmbrg Brc Cnvrt30,719Decreased-28.720.222,622,000.00-29.8685.35Form 13
Pflug Koory, Llc09-30-2021Blmbrg Brc Cnvrt302Increased292.210.0126,000.00271.4386.09Form 13
Strategic Investment Advisors / Mi09-30-2021Blmbrg Brc Cnvrt114,683Increased12.292.159,788,000.0010.5085.35Form 13
Howard Wealth Management, Llc09-30-2021Blmbrg Brc Cnvrt27,590Decreased-1.661.322,354,000.00-3.2585.32Form 13
Arkadios Wealth Advisors09-30-2021Etf705Decreased-75.390.0160,000.00-75.8185.11Form 13
Royal Harbor Partners, Llc09-30-2021Blmbrg Brc Cnvrt3,012Maintained0.000.18257,000.00-1.5385.33Form 13
Kestra Advisory Services, Llc09-30-2021Blmbrg Brc Cnvrt244,587Increased5.190.2120,876,000,000.003.5285,352.04Form 13
Pinnacle Associates Ltd09-30-2021Blmbrg Brc Cnvrt21,335Increased9.520.031,821,000.0012.9085.35Form 13
Provise Management Group, Llc09-30-2021Blmbrg Brc Cnvrt2,830New!0.000.02242,000.000.0085.51Form 13
Rmb Capital Management, Llc09-30-2021Blmbrg Brc Cnvrt19,490Maintained0.000.051,663,000.00-1.6085.33Form 13
E&g Advisors, Lp09-30-2021Blmbrg Brc Cnvrt9,422Maintained0.000.22804,000.00-1.5985.33Form 13
Kcs Wealth Advisory09-30-2021Blmbrg Brc Cnvrt5,541Decreased-3.280.22473,000.00-4.8385.36Form 13
Csenge Advisory Group09-30-2021Blmbrg Brc Cnvrt62,386Increased18.810.455,351,000.0017.3585.77Form 13
Clarity Financial Llc09-30-2021Blmbrg Brc Cnvrt21,437Decreased-7.780.301,830,000.00-9.2385.37Form 13
Toth Financial Advisory Corp09-30-2021Blmbrg Brc Cnvrt22Maintained0.000.002,000.000.0090.91Form 13
Stonex Group Inc.09-30-2021Blmbrg Brc Cnvrt5,996Increased22.120.07512,000.0020.1985.39Form 13
Park Avenue Securities Llc09-30-2021Blmbrg Brc Cnvrt18,543Increased126.080.031,583,000.00122.6485.37Form 13
Farmers & Merchants Investments Inc09-30-2021Blmbrg Brc Cnvrt1,690New!0.000.01144,000.000.0085.21Form 13
Avantax Advisory Services, Inc.09-30-2021Blmbrg Brc Cnvrt0Liquidated!-100.000.000.000.000.00Form 13
Kessler Investment Group, Llc09-30-2021Blmbrg Brc Cnvrt165Maintained0.000.0114,000.000.0084.85Form 13
Kestra Private Wealth Services, Llc09-30-2021Blmbrg Brc Cnvrt23,666Decreased-3.160.112,020,000,000.00-4.7285,354.52Form 13
Ellis Investment Partners, Llc09-30-2021Blmbrg Brc Cnvrt4,531Decreased-4.650.10386,000.00-6.3185.19Form 13
Lake Point Wealth Management09-30-2021Blmbrg Brc Cnvrt53Maintained0.000.005,000.000.0094.34Form 13
Skyoak Wealth, Llc09-30-2021Blmbrg Brc Cnvrt31,464Decreased-0.550.722,685,000.00-2.1585.34Form 13
Great Diamond Partners, Llc09-30-2021Blmbrg Brc Cnvrt17,071Increased0.500.401,457,000.00-1.0985.35Form 13
Lloyd Advisory Services, Llc.09-30-2021Blmbrg Brc Cnvrt5,314Increased88466.670.23454,000.0045,300.0085.43Form 13
Tfg Advisers Llc09-30-2021Blmbrg Brc Cnvrt51,636Increased0.222.134,407,000.00-1.3985.35Form 13
Townsend Asset Management Corp /nc/ /adv09-30-2021Blmbrg Brc Cnvrt210New!0.000.0118,000.000.0085.71Form 13
Efg Asset Management (americas) Corp.09-30-2021Blmbrg Brc Cnvrt51,806Decreased-0.010.794,422,000.00-1.6085.36Form 13
Horizon Financial Services, Llc09-30-2021Blmbrg Brc Cnvrt20,090Increased59.891.131,715,000.0057.3485.37Form 13
Quattro Financial Advisors Llc09-30-2021Blmbrg Brc Cnvrt3,523New!0.000.08311,000.000.0088.28Form 13
Paulson Wealth Management Inc.09-30-2021Blmbrg Brc Cnvrt88,981Increased39.043.617,594,000.0036.8385.34Form 13
Global Retirement Partners, Llc09-30-2021Blmbrg Brc Cnvrt1,404Increased0.140.01120,000.00-1.6485.47Form 13
Legacy Financial Group Llc09-30-2021Blmbrg Brc Cnvrt Etf104,390Increased14.452.678,910,000.0012.6385.35Form 13
Spire Wealth Management09-30-2021Blmbrg Brc Cnvrt8,332Increased0.200.02711,000.00-1.3985.33Form 13
James Investment Research Inc09-30-2021Com163,375Decreased-11.931.3013,944,000.00-13.34170.69Form 13
Fulton Breakefield Broenniman Llc09-30-2021Blmbrg Brc Cnvrt286,312Decreased-0.122.0924,437,000.00-1.7185.35Form 13
Krilogy Financial Llc09-30-2021Blmbrg Brc Cnvrt6,140Increased3.770.05524,000.002.1485.34Form 13
Cardan Capital Partners, Llc09-30-2021Blmbrg Brc Cnvrt138,764Increased0.371.3311,844,000.00-1.2285.35Form 13
Minot Wealth Management Llc09-30-2021Blmbrg Brc Cnvrt28,785Maintained0.000.532,457,000.00-0.6185.36Form 13
Eudaimonia Partners, Llc09-30-2021Exchange Traded Fund13,304Increased31.980.201,135,000.0029.8685.31Form 13
Orion Capital Management Llc09-30-2021Blmbrg Brc Cnvrt5,006Maintained0.000.26427,000.00-1.6185.30Form 13
Capital Advisors Inc/ok09-30-2021Blmbrg Brc Cnvrt3,000New!0.000.01256,000.000.0085.33Form 13
Riverbridge Partners Llc09-30-2021Com5,000Maintained0.000.00427,000.00-1.6185.40Form 13
Dorsey Wright & Associates09-30-2021Com16,988Decreased-1.620.321,450,000.00-3.2085.35Form 13
J.w. Cole Advisors, Inc.09-30-2021Blmbrg Brc Cnvrt0Liquidated!-100.000.000.000.000.00Form 13
Cutler Group Lp09-30-2021Blmbrg Brc Cnvrt4,000Maintained0.000.0072,000.000.0086.25Form 13
Sequoia Financial Advisors, Llc09-30-2021Blmbrg Brc Cnvrt4,150Decreased-1.310.04354,000.00-3.0185.30Form 13
Exane Derivatives09-30-2021Stock1,924Decreased-10.439.99164,221,000.00-10.9785,353.95Form 13
Garrett Wealth Advisory Group, Llc09-30-2021Blmbrg Brc Cnvrt8,321Decreased-2.950.45710,000.00-4.5785.33Form 13
Lfa - Lugano Financial Advisors Sa09-30-2021Blmbrg Brc Cnvrt9,523Maintained0.000.53813,000.00-1.5785.37Form 13
Ccg Wealth Management, Llc09-30-2021Blmbrg Brc Cnvrt3,383Increased0.300.17289,000.00-1.3785.43Form 13
Systelligence, Llc09-30-2021Blmbrg Brc Cnvrt31,658New!0.000.722,702,000.000.0085.35Form 13
First Merchants Corp09-30-2021Etf Fixed Taxable10,650Maintained0.000.06909,000.00-1.6285.35Form 13
Fisher Asset Management, Llc09-30-2021Com2,665New!0.000.00227,000.000.0085.18Form 13
Klingenstein Fields & Co Lp09-30-2021Blmbrg Brc Cnvrt2,400Maintained0.000.01205,000.00-1.4485.42Form 13
Aspiriant, Llc09-30-2021Blmbrg Brc Cnvrt5,635Decreased-38.220.03481,000.00-39.1985.36Form 13
Patton Albertson Miller Group, Llc09-30-2021Blmbrg Brc Cnvrt2,992Increased8.560.05255,000.006.6985.23Form 13
Advisors Preferred, Llc09-30-2021Etf2,036Decreased-96.390.02175,000.00-96.4385.95Form 13
Hedeker Wealth, Llc09-30-2021Blmbrg Brc Cnvrt123,610Decreased-1.293.2610,550,000.00-2.8585.35Form 13
Aptus Capital Advisors, Llc09-30-2021Blmbrg Brc Cnvrt1,717Maintained0.000.00147,000.0047.0085.61Form 13
Moloney Securities Asset Management, Llc09-30-2021Com11,338Decreased-6.950.18968,000.00-8.4285.38Form 13
Investors Research Corp09-30-2021Blmbrg Brc Cnvrt36,350Increased10.551.053,102,000.008.7785.34Form 13
Solstein Capital, Llc09-30-2021Blmbrg Brc Cnvrt440Decreased-48.360.0238,000.00-48.6586.36Form 13
B&d White Capital Company, Llc09-30-2021Blmbrg Brc Cnvrt39,699Decreased-28.291.303,388,000.00-29.4385.34Form 13
Selective Wealth Management, Inc.09-30-2021Blmbrg Brc Cnvrt1,990Increased82.570.09170,000.0078.9585.43Form 13
Wealthtrust Asset Management, Llc09-30-2021Blmbrg Brc Cnvrt9,367Increased246.670.63799,000.00241.4585.30Form 13
Newbridge Financial Services Group, Inc.09-30-2021Blmbrg Brc Cnvrt49Decreased-58.120.004,000.00-60.0081.63Form 13
Stephens Inc /ar/09-30-2021Blmbrg Brc Cnvrt178,325Increased2.810.2415,220,000.001.1885.35Form 13
Bank Hapoalim Bm09-30-2021Blmbrg Brc Cnvrt4,364Maintained0.000.04372,000.00-1.5985.24Form 13
Moseley Investment Management Inc09-30-2021Blmbrg Brc Cnvrt3,569Maintained0.000.16306,000.003.0385.74Form 13
Amg National Trust Bank09-30-2021Blmbrg Brc Cnvrt17,050Increased18.370.051,455,000.0016.4085.34Form 13
Montecito Bank & Trust09-30-2021Com136,340Decreased-5.592.2611,637,000.00-7.09170.73Form 13
Sigma Planning Corp09-30-2021Blmbrg Brc Cnvrt18,108Increased78.790.051,546,000.0076.0885.38Form 13
Seatown Holdings Pte. Ltd.09-30-2021Blmbrg Brc Cnvrt135,000Maintained0.000.5111,522,000.00-1.6085.35Form 13
Signalpoint Asset Management, Llc09-30-2021Com10,029Decreased-3.980.27856,000.00-5.5285.35Form 13
Fernwood Investment Management, Llc09-30-2021Etf7,880Maintained0.000.23673,000.000.0085.41Form 13
Dynamic Advisor Solutions Llc09-30-2021Blmbrg Brc Cnvrt22,394Increased28.810.141,911,000.0026.7285.34Form 13
Harfst & Associates, Inc.09-30-2021Blmbrg Brc Cnvrt124,456Increased30.432.9410,622,000.0028.3685.35Form 13
Capital Investment Advisory Services, Llc09-30-2021Blmbrg Brc Cnvrt3,079Maintained0.000.03263,000.00-1.5085.42Form 13
Transform Wealth, Llc09-30-2021Blmbrg Brc Cnvrt24,512Maintained0.000.242,092,000.000.0085.35Form 13
Insight Wealth Strategies, Llc09-30-2021Blmbrg Brc Cnvrt328,628Increased0.533.9528,048,000.00-1.0785.35Form 13
International Assets Investment Management, Llc09-30-2021Blmbrg Brc Cnvrt67,580Decreased-9.110.653,676,000.00-11.6654.39Form 13
Berger Financial Group, Inc09-30-2021Blmbrg Brc Cnvrt4,791Maintained0.000.07409,000.00-1.6885.37Form 13
Destiny Wealth Partners, Llc09-30-2021Blmbrg Brc Cnvrt52Maintained0.000.004,000.000.0076.92Form 13
Pinnacle Wealth Management Group, Inc.09-30-2021Blmbrg Brc Cnvrt5,174Decreased-2.320.33442,000.00-3.7085.43Form 13
M&t Bank Corp09-30-2021Blmbrg Brc Cnvrt7,181Maintained0.000.00613,000.00-1.6185.36Form 13
Huntington National Bank09-30-2021Exchange Traded224,362Decreased-0.660.1919,150,000.00-2.24170.71Form 13
Heritage Investors Management Corp09-30-2021Blmbrg Brc Cnvrt0Liquidated!-100.000.000.000.000.00Form 13
Janney Montgomery Scott Llc09-30-2021Etf/closed End-104,289Increased4.080.048,901,000.002.4385.35Form 13
Vontobel Holding Ltd.09-30-2021Blmbrg Brc Cnvrt10,371New!0.000.01885,000.000.0085.33Form 13
Pinnacle Wealth Management Advisory Group, Llc09-30-2021Etf5,620Decreased-21.730.11480,000.00-22.9585.41Form 13
Gwm Advisors Llc09-30-2021Mf Closed And Mf Open51,840Decreased-50.050.114,425,000.00-50.84170.71Form 13
Paragon Wealth Strategies, Llc09-30-2021Etf0Liquidated!-100.000.000.000.000.00Form 13
Smart Money Group Llc09-30-2021Blmbrg Brc Cnvrt0Liquidated!-100.000.000.000.000.00Form 13
Truvestments Capital Llc09-30-2021Blmbrg Brc Cnvrt0Liquidated!-100.000.000.000.000.00Form 13
Banque Cantonale Vaudoise09-30-2021Blmbrg Brc Cnvrt2,412Increased269.940.01206,000.00261.4085.41Form 13
Archer Investment Corp09-30-2021Etf100Maintained0.000.008,535,000.00-1.5985,350.00Form 13
Commonwealth Equity Services, Llc09-30-2021Blmbrg Brc Cnvrt275,507Decreased-3.370.0623,514,000.00-1.0585.35Form 13
Raymond James & Associates09-30-2021Blmbrg Brc Cnvrt120,080Decreased-5.010.0110,249,000.00-6.5285.35Form 13
Signature Securities Group Corporation09-30-2021Blmbrg Brc Cnvrt18,617New!0.000.531,589,000.000.0085.35Form 13
Cambridge Investment Research Advisors, Inc.09-30-2021Cnvrt490,673Increased4.969.9941,879,000.003.2985.35Form 13
Benjamin F. Edwards & Company, Inc.09-30-2021Blmbrg Brc Cnvrt4,516Increased4.490.02385,000.002.6785.25Form 13
Raymond James Financial Services Advisors, Inc.09-30-2021Blmbrg Brc Cnvrt416,097Decreased-2.150.0735,514,000.00-3.7185.35Form 13
Redhawk Wealth Advisors, Inc.09-30-2021Blmbrg Brc Cnvrt22,042Decreased-85.850.521,881,000.00-86.0885.34Form 13
Allworth Financial Lp09-30-2021Blmbrg Brc Cnvrt0Liquidated!-100.000.000.000.000.00Form 13
New England Private Wealth Advisors Llc09-30-2021Blmbrg Brc Cnvrt15,635Increased13.010.251,335,000.0011.2585.39Form 13
Waldron Private Wealth Llc09-30-2021Com162,733Increased0.400.8113,889,000.00-1.2085.35Form 13
Nelson, Van Denburg & Campbell Wealth Management Group, Llc09-30-2021Etf472Decreased-24.960.0040,000.00-25.9384.75Form 13
Alphastar Capital Management, Llc09-30-2021Blmbrg Brc Cnvrt30,526Increased48.780.182,703,000.0051.8588.55Form 13
Cavalier Investments, Llc09-30-2021Blmbrg Brc Cnvrt38,610Increased22.091.043,295,000.0020.1785.34Form 13
Syverson Strege & Co09-30-2021Blmbrg Brc Cnvrt1,382Maintained0.000.09118,000.00-1.6785.38Form 13
Connecticut Wealth Management, Llc09-30-2021Blmbrg Brc Cnvrt14,381Increased0.030.111,227,000.00-1.6085.32Form 13
Parallel Advisors, Llc09-30-2021Etf463Increased0.430.0040,000.000.0086.39Form 13
Florin Court Capital Llp09-30-2021Blmbrg Brc Cnvrt12,100New!0.000.981,033,000.000.0085.37Form 13
Howard Capital Management Inc.09-30-2021Com1,607,078Increased6.819.99138,083,000.0033.7985.92Form 13
Old North State Trust, Llc09-30-2021Blmbrg Brc Cnvrt0Liquidated!-100.000.000.000.000.00Form 13
Capital Square, Llc09-30-2021Com3,875Maintained0.000.00332,000.00-0.3085.68Form 13
Pbmares Wealth Management Llc09-30-2021Blmbrg Brc Cnvrt3,254Maintained0.000.13278,000.00-1.4285.43Form 13
Wade G W & Inc09-30-2021Blmbrg Brc Cnvrt16,047Increased2.100.071,370,000.000.5185.37Form 13
Fundx Investment Group, Llc09-30-2021Blmbrg Brc Cnvrt5,086Decreased-41.740.21434,000.00-90.7185.33Form 13
Ima Wealth, Inc.09-30-2021Blmbrg Brc Cnvrt2,688Decreased-27.270.05229,000.00-28.6685.19Form 13
Mckinley Carter Wealth Services, Inc.09-30-2021Blmbrg Brc Cnvrt0Liquidated!-100.000.000.000.000.00Form 13
Hengehold Capital Management Llc09-30-2021Blmbrg Brc Cnvrt8,673Decreased-0.910.10740,000.00-2.5085.32Form 13
Brookstone Capital Management09-30-2021Blmbrg Brc Cnvrt0Liquidated!-100.000.000.000.000.00Form 13
Nwam Llc09-30-2021Blmbrg Brc Cnvrt2,423New!0.000.02207,000.000.0085.43Form 13
Kovack Advisors, Inc.09-30-2021Etf16,855Increased0.100.161,439,000.00-1.4485.38Form 13
Front Row Advisors Llc09-30-2021Etf659Maintained0.000.0256,000.001.8284.98Form 13
Lexaurum Advisors, Llc09-30-2021Blmbrg Brc Cnvrt17,787Increased0.620.451,518,000.00-0.9885.34Form 13
Occidental Asset Management, Llc09-30-2021Blmbrg Brc Cnvrt28,008Decreased-7.270.622,390,000.00-8.7885.33Form 13
Herold Advisors, Inc.09-30-2021Blmbrg Brc Cnvrt17,638New!0.000.591,505,000.000.0085.33Form 13
Wilbanks Smith & Thomas Asset Management Llc09-30-2021Blmbrg Brc Cnvrt5,317Decreased-1.970.02454,000.00-3.4085.39Form 13
Intrust Bank Na09-30-2021Blmbrg Brc Cnvrt9,805Decreased-24.250.11837,000.00-25.4785.36Form 13
Brighton Jones Llc09-30-2021Blmbrg Brc Cnvrt10,391Increased4.960.05887,000.003.2685.36Form 13
Modera Wealth Management, Llc09-30-2021Blmbrg Brc Cnvrt69,591Increased8.950.305,940,000.007.2285.36Form 13
Riggs Asset Managment Co. Inc.09-30-2021Blmbrg Brc Cnvrt79,663Increased1.172.056,799,000.00-0.4585.35Form 13
Anfield Capital Management, Llc09-30-2021Blmbrg Brc Cnvrt24,699Decreased-2.050.662,108,000.00-3.6185.35Form 13
Tradewinds Capital Management, Llc09-30-2021Blmbrg Brc Cnvrt80,555Increased80.851.176,875,000.0077.9785.35Form 13
Sowell Financial Services Llc09-30-2021Etf42,323Increased10.770.243,612,000.008.9985.34Form 13
Almanack Investment Partners, Llc.09-30-2021Etf0Liquidated!-100.000.000.000.000.00Form 13
Almanack Investment Partners, Llc.09-30-2021Etf0Liquidated!-100.000.000.000.000.00Form 13
Bigelow Investment Advisors, Llc09-30-2021Blmbrg Brc Cnvrt5,589Increased28.280.23477,000.0026.1985.35Form 13
Prw Wealth Management Llc09-30-2021Blmbrg Brc Cnvrt0Liquidated!-100.000.000.000.000.00Form 13
Private Portfolio Partners Llc09-30-2021Blmbrg Brc Cnvrt11,626Increased11.450.28992,000.009.6185.33Form 13
Strategic Asset Management, Llc09-30-2021Blmbrg Brc Cnvrt Etf1,116New!0.000.1396,000.000.0086.02Form 13
Cullen/frost Bankers, Inc.09-30-2021Domestic Taxable Invt Grade-etf3,367Decreased-0.270.01287,000.00-2.0585.24Form 13
Affinity Wealth Management Llc09-30-2021Equity3,006Increased0.130.05254,000.00-1.5584.50Form 13
Bbva Usa09-30-2021Blmbrg Brc Cnvrt178Maintained0.000.0015,000.000.0084.27Form 13
Deutsche Bank Ag\09-30-2021Blmbrg Brc Cnvrt1,350,779Decreased-8.810.05115,289,000.00-6.63597.44Form 13
Mufg Americas Holdings Corp09-30-2021Blmbrg Brc Cnvrt2,942Maintained0.000.00251,000.00-1.5785.32Form 13
Sandy Spring Bank09-30-2021Blmbrg Brc Cnvrt1,800Maintained0.000.01154,000.00-1.2885.56Form 13
Adviser Investments Llc09-30-2021Blmbrg Brc Cnvrt12,487Increased4.550.081,066,000.002.9085.37Form 13
Baystate Wealth Management Llc09-30-2021Etf418Maintained0.000.0036,000.000.0086.12Form 13
Advisory Services Network, Llc09-30-2021Etf4,194Decreased-75.270.01358,000.00-75.66252.39Form 13
Moors & Cabot, Inc.09-30-2021Blmbrg Brc Cnvrt10,000Decreased-13.220.0012,000.00-98.801.20Form 13
Sargent Bickham Lagudis Llc09-30-2021Blmbrg Brc Cnvrt1,421Increased0.280.01121,000.00-1.6385.15Form 13
True Private Wealth Advisors09-30-2021Blmbrg Brc Cnvrt23,617Increased35.580.292,015,000.0033.4485.32Form 13
Advisor Group Holdings, Inc.09-30-2021Blmbrg Brc Cnvrt1,021,030Increased12.500.1787,164,000.0010.72768.72Form 13
Pfg Advisors09-30-2021Blmbrg Brc Cnvrt2,429Increased0.830.02207,000.00-0.9685.22Form 13
Klaas Financial Asset Advisors, Llc09-30-2021Blmbrg Brc Cnvrt0Liquidated!-100.000.000.000.000.00Form 13
Ritter Daniher Financial Advisory, Llc09-30-2021Blmbrg Brc Cnvrt1,250New!0.000.08107,000.000.0085.60Form 13
Pnc Financial Services Group, Inc.09-30-2021Blmbrg Brc Cnv1,325,839Increased1.330.12113,160,000.00-0.29426.57Form 13
Calton & Associates, Inc.09-30-2021Blmbrg Brc Cnvrt11,170Increased5.590.21953,000.008.0585.32Form 13
Keybank National Association/oh09-30-2021Blmbrg Br3,834Maintained0.000.00327,000.00-1.8085.29Form 13
Sonata Capital Group Inc09-30-2021Etf12,850Maintained0.000.491,097,000.00-1.5385.37Form 13
Cim, Llc09-30-2021Blmbrg Brc Cnvrt36,542Increased0.190.513,257,000.003.5989.13Form 13
Grace Capital09-30-2021Com0Liquidated!-100.000.000.000.000.00Form 13
Newsquare Capital Llc09-30-2021Etf59Decreased-6.350.005,000.000.0084.75Form 13
Brasada Capital Management, Lp09-30-2021Blmbrg Brc Cnvrt0Liquidated!-100.000.000.000.000.00Form 13
Trustcore Financial Services, Llc09-30-2021Blmbrg Brc Cnvrt0Liquidated!-100.000.000.000.000.00Form 13
Midwest Professional Planners, Ltd.09-30-2021Blmbrg Brc Cnvrt27,129Decreased-10.111.222,309,000.00-11.8085.11Form 13
Visionpoint Advisory Group, Llc09-30-2021Blmbrg Brc Cnvrt11,425Decreased-72.599.991,018,000.00-71.8489.10Form 13
Provident Wealth Management, Llc09-30-2021Blmbrg Brc Cnvrt24,648Increased6.661.602,104,000.004.9985.36Form 13
Aurora Private Wealth, Inc.09-30-2021Blmbrg Brc Cnvrt4,329Increased0.090.18370,000.00-1.3385.47Form 13
Stonebridge Financial Planning Group, Llc09-30-2021Common Stock300Maintained0.000.0127,000.003.8590.00Form 13
Charter Oak Capital Management, Llc09-30-2021Blmbrg Brc Cnvrt449Decreased-11.440.0038,000.00-13.6484.63Form 13
Meeder Asset Management Inc09-30-2021Blmbrg Brc Cnvrt876Decreased-6.410.0075,000.00-7.4185.62Form 13
Montag A & Associates Inc09-30-2021Blmbrg Brc Cnvrt25Maintained0.000.002,000.000.0080.00Form 13
Banco Santander, S.a.09-30-2021Blmbrg Brc Cnvrt12,533New!0.000.011,070,000.000.0085.37Form 13
Washington Trust Co09-30-2021Blmbrg Brc Cnvrt1,211Maintained0.000.00103,000.00-1.9085.05Form 13
Advisory Alpha, Llc09-30-2021Blmbrg Brc Cnvrt224,753Increased27.581.3819,187,000.0025.5885.37Form 13
Sterling Investment Advisors, Ltd.09-30-2021Etf67,677Decreased-0.511.725,776,000.00-2.0985.35Form 13
Providence Capital Advisors, Llc09-30-2021Blmbrg Brc Cnvrt250Maintained0.000.0121,000.00-4.5584.00Form 13
We Are One Seven, Llc09-30-2021Blmbrg Brc Cnvrt24,935Increased8.420.282,194,000.009.9787.99Form 13
Prime Capital Investment Advisors, Llc09-30-2021Etf46,546Increased4.240.253,973,000.002.5885.36Form 13
Geneos Wealth Management Inc.09-30-2021Blmbrg Brc Cnvrt34,656Decreased-6.210.112,972,000.00-7.4185.76Form 13
Core Wealth Advisors, Inc.09-30-2021Blmbrg Brc Cnvrt250Maintained0.000.0121,000.00-4.5584.00Form 13
Disciplined Investments, Llc09-30-2021Etf64,163Increased18.482.665,476,000.0022.1585.35Form 13
Concord Wealth Partners09-30-2021Blmbrg Brc Cnvrt100Maintained0.000.009,000.000.0090.00Form 13
Hudson Portfolio Management Llc09-30-2021Blmbrg Brc Cnvrt34,884Increased1.532.742,977,000.00-0.0785.34Form 13
Barclays Plc09-30-2021Fund318,360Decreased-35.070.0127,172,000.00-36.1085.35Form 13
Bank Of The West09-30-2021Blmbrg Brc Cnvrt16,009Increased13.340.141,366,000.0016.8585.33Form 13
Concourse Financial Group Securities, Inc.09-30-2021Blmbrg Brc Cnvrt4,425Increased229.000.02378,000.00223.0885.42Form 13
First National Corp /ma/ /adv09-30-2021Equity23,675Decreased-11.500.452,021,000.00-9.3785.36Form 13
Alliancebernstein L.p.09-30-2021Blmbrg Brc Cnvrt480,430Increased22.050.0241,005,000.0020.1085.35Form 13
Ntv Asset Management Llc09-30-2021Blmbrg Brc Cnvrt138,260Decreased-9.272.0511,801,000.00-10.7185.35Form 13
Essex Financial Services, Inc.09-30-2021Etf6,100Increased0.050.06521,000.002.5685.41Form 13
Indexiq Advisors Llc09-30-2021Blmbrg Brc Cnvrt1,132,651Decreased-11.983.2296,671,000.00-13.38170.70Form 13
O'shaughnessy Asset Management, Llc09-30-2021Common200Maintained0.000.0017,000.000.0085.00Form 13
Avidian Wealth Solutions, Llc09-30-2021Blmbrg Brc Cnvrt2,391Maintained0.000.02204,000.00-1.4585.32Form 13
Windham Capital Management, Llc09-30-2021Blmbrg Brc Cnvrt12,446Maintained0.000.221,062,000.000.0085.33Form 13
Allianz Asset Management Gmbh09-30-2021Blmbrg Brc Cnvrt769,196Increased2129.040.0565,651,000.002,182.7285.35Form 13
Banque Pictet & Cie Sa09-30-2021Blmbrg Brc Cnvrt562,558Decreased-0.090.5148,014,000.00-1.6885.35Form 13
Pictet Bank & Trust Ltd09-30-2021Blmbrg Brc Cnvrt35,870Increased1.131.923,062,000.00-0.4685.36Form 13
Creative Planning09-30-2021Blmbrg Brc Cnvrt106,387Increased1.830.029,080,000.000.2185.35Form 13
Column Capital Advisors, Llc09-30-2021Etf200Maintained0.000.0017,000.000.0085.00Form 13
Blackhawk Capital Partners Llc.09-30-2021Blmbrg Brc Cnvrt9,916Increased63.120.53846,000.0066.8685.32Form 13
Paradigm Financial Advisors, Llc09-30-2021Etf5,763Decreased-26.190.11492,000.00-27.3385.37Form 13
Pictet North America Advisors Sa09-30-2021Blmbrg Brc Cnvrt557,878Decreased-0.224.9647,615,000.00-1.8185.35Form 13
D'orazio & Associates, Inc.09-30-2021Blmbrg Brc Cnvrt414Increased0.490.0135,000.00-2.7884.54Form 13
Kalos Management, Inc.09-30-2021Etf13,018Increased7.170.331,162,000.0010.9889.26Form 13
Orion Portfolio Solutions, Llc09-30-2021Blmbrg Brc Cnvrt224,193Increased21.780.7019,135,000.0019.8485.35Form 13
Db Wealth Management Group, Llc09-30-2021Mf Closed And Mf Open54,577Decreased-1.383.004,658,000.00-2.9485.35Form 13
Wells Financial Advisors Inc09-30-2021Etf2,570Maintained0.000.18219,000.002.8285.21Form 13
Tranquilli Financial Advisor Llc09-30-2021Blmbrg Brc Cnvrt3,541Increased4.270.23302,000.002.3785.29Form 13
Us Bancorp \de\09-30-2021Other15,551Decreased-9.060.001,327,000.00-10.52255.98Form 13
Citigroup Inc09-30-2021Blmbrg Brc Cnvrt62,952Decreased-17.680.005,373,000.00-18.9885.35Form 13
Mercer Global Advisors Inc /adv09-30-2021Blmbrg Brc Cnvrt23,256Increased3.500.011,985,000.001.8585.35Form 13
Goldman Sachs Group Inc09-30-2021Cmn883,212Decreased-6.440.0275,382,000.00-7.93256.03Form 13
Prudential Plc09-30-2021Blmbrg Brc Cnvrt21,580Increased2.620.031,842,000.000.9985.36Form 13
Bokf, Na09-30-2021Blmbrg Brc Cnvrt11,626Increased4.390.02992,000.006.90170.53Form 13
Renaissance Technologies Llc09-30-2021Blmbrg Brc Cnvrt3,483Decreased-93.750.00297,000.00-93.8585.27Form 13
Bessemer Group Inc09-30-2021Fef1,642,196Increased5.020.30140,161,000.003.35256.03Form 13
Nomura Asset Management Co Ltd09-30-2021Blmbrg Brc Cnvrt0Liquidated!-100.000.000.000.000.00Form 13
Schroder Investment Management Group09-30-2021Etf104,498Maintained0.000.018,919,000.00-1.5985.35Form 13
Sun Life Financial Inc09-30-2021Blmbrg Brc Cnvrt1,156New!0.000.0199,000.000.0085.64Form 13
Massmutual Trust Co Fsb/adv09-30-2021Exchange Traded Fund0Liquidated!-100.000.000.000.000.00Form 13
Nations Financial Group Inc, /ia/ /adv09-30-2021Etf14,334Increased48.770.191,223,000.0046.2985.32Form 13
Pictet & Cie (europe) Sa09-30-2021Blmbrg Brc Cnvrt2,988Maintained0.000.01255,000.000.0085.34Form 13
Dowling & Yahnke Llc09-30-2021Spdr Ser Tr Blmbrg Brc Cnvrt3,479New!0.000.02297,000.000.0085.37Form 13
Oppenheimer Asset Management Inc.09-30-2021Blmbrg Brc Cnvrt356,168Increased3.390.4330,399,000.001.74171.89Form 13
Overbrook Management Corp09-30-2021Blmbrg Brc Cnvrt33,767Increased75.940.632,882,000.0073.0985.35Form 13
Wolverine Asset Management Llc09-30-2021Blmbrg Brc Cnvrt0Liquidated!-100.000.000.000.000.00Form 13
Cibc Private Wealth Group, Llc09-30-2021Blmbrg Brc Cnvrt0Liquidated!-100.000.000.000.000.00Form 13
Royal Bank Of Canada09-30-2021Blmbrg Brc Cnvrt674,499Increased36.800.0257,568,000.0034.62511.92Form 13
Enterprise Financial Services Corp09-30-2021Blmbrg Brc Cnvrt19,707Decreased-0.090.221,682,000.00-1.69171.26Form 13
Boston Family Office Llc09-30-2021Blmbrg Brc Convrt3,510Maintained0.000.02300,000.00-1.3285.47Form 13
Ameritas Investment Partners, Inc.09-30-2021Etf205Increased0.490.0017,000.000.0082.93Form 13
Eaton Vance Management09-30-2021Mutual Fund19,102Maintained0.000.001,630,000.00-1.6385.33Form 13
D.a. Davidson & Co.09-30-2021Blmbrg Brc Cnvrt8,953Decreased-5.020.01764,000.00-6.6085.33Form 13
Jefferies Group Llc09-30-2021Blmbrg Brc Cnvrt10,494Decreased-90.060.01896,000.00-90.2285.38Form 13
Prudential Financial Inc09-30-2021Blmbrg Brc Cnvr166,842Decreased-9.690.0214,595,000.00-8.9187.48Form 13
Northern Oak Wealth Management Inc09-30-2021Blmbrg Brc Cnvrt9Maintained0.000.001,000.000.00111.11Form 13
Northwestern Mutual Wealth Management Co09-30-2021Blmbrg Brc Cnvrt588,067Increased27.870.0950,192,000.0025.8485.35Form 13
Bluefin Capital Management, Llc09-30-2021Blmbrg Brc Cnvrt225,458Maintained0.001.9119,243,000.000.0085.35Form 13
Mount Lucas Management Lp09-30-2021Etp64,518Decreased-9.071.665,507,000.00-10.5185.36Form 13
Lazard Asset Management Llc09-30-2021Mutfund Fi12 Tl11,000Maintained0.000.00938,000.00-1.6885.27Form 13
Hilltop Holdings Inc.09-30-2021Blmbrg Brc Cnvrt15,013Decreased-79.950.141,282,000.00-79.46170.79Form 13
Guggenheim Capital Llc09-30-2021Blmbrg Brc Cnvrt394,624Increased5.940.2033,681,000.004.2585.35Form 13
Founders Financial Securities Llc09-30-2021Blmbrg Brc Cnvrt0Liquidated!-100.000.000.000.000.00Form 13
Arrow Investment Advisors, Llc09-30-2021Blmbrg Brc Cnvrt21,218Decreased-6.061.191,811,000.00-3.8285.35Form 13
Walleye Trading Llc09-30-2021Blmbrg Brc Cnvrt0Liquidated!-100.000.000.000.000.00Form 13
Citadel Advisors Llc09-30-2021Cmn51,300Maintained0.000.004,379,000.000.00170.72Form 13
Voya Financial Advisors, Inc.09-30-2021Blmbrg Brc Cnvrt0Liquidated!-100.000.000.000.000.00Form 13
First Heartland Consultants, Inc.09-30-2021Blmbrg Brc Cnvrt3,573Decreased-58.080.05305,000.00-57.0485.36Form 13
Ancora Advisors, Llc09-30-2021Indx Fd55Maintained0.000.005,000.000.0090.91Form 13
Susquehanna International Group, Llp09-30-2021Blmbrg Brc Cnvrt111,900Decreased-31.180.009,551,000.00-32.28170.71Form 13
Two Sigma Securities, Llc09-30-2021Blmbrg Brc Cnvrt0Liquidated!-100.000.000.000.000.00Form 13
Verition Fund Management Llc09-30-2021Blmbrg Brc Cnvrt0Liquidated!-100.000.000.000.000.00Form 13
Appleton Group, Llc09-30-2021Blmbrg Brc Cnvrt42,091Decreased-2.153.093,592,000.00-3.7385.34Form 13
Evercore Wealth Management, Llc09-30-2021Blmbrg Brc Cnvrt4,757Decreased-16.750.01406,000.00-14.88171.27Form 13
Transamerica Financial Advisors, Inc.09-30-2021Blmbrg Brc Cnvrt7Maintained0.000.031,000.000.00142.86Form 13
Meristem Family Wealth, Llc09-30-2021Blmbrg Brc Cnvrt7,360Decreased-1.870.06628,000.00-3.3885.33Form 13
Parallax Volatility Advisers, L.p.09-30-2021Blmbrg Brc Cnvrt0Liquidated!-100.000.000.000.000.00Form 13
Tower Research Capital Llc (trc)09-30-2021Blmbrg Brc Cnvrt57Decreased-43.000.005,000.00-37.5087.72Form 13
Horizon Investments, Llc09-30-2021Com104,125Decreased-8.330.238,874,000.00-9.7885.22Form 13
Mirae Asset Global Investments Co., Ltd.09-30-2021Blmbrg Brc Cnvrt50,510Decreased-9.500.014,311,000.00-10.9385.35Form 13
Rpg Family Wealth Advisory, Llc09-30-2021Common Stock28,785Increased8.929.992,456,799,000.007.1985,349.97Form 13
First Horizon Advisors, Inc.09-30-2021Common Stock230Increased64.290.0018,000.00125.00130.95Form 13
Arete Wealth Advisors, Llc09-30-2021Brc Cnv Secs Etf22,567Decreased-51.010.211,926,000.00-49.8485.35Form 13
Ubs Group Ag09-30-2021Blmbrg Brc Cnvrt927,287Increased4.630.0279,144,000.002.9685.35Form 13
Sunbelt Securities, Inc.09-30-2021Blmbrg Brc Cnvrt11,098Maintained0.000.17934,000.000.0084.16Form 13
Patten Group, Inc.09-30-2021Blmbrg Brc Cnvrt32,303Increased0.750.812,757,000.00-0.8685.35Form 13
Integrated Advisors Network Llc09-30-2021Blmbrg Brc Cnvrt39,611New!0.000.223,381,000.000.0085.36Form 13
Morningstar Investment Management Llc09-30-2021Blmbrg Brc Cnvrt101,460Maintained0.001.468,660,000.00-1.5985.35Form 13
Wealthcare Advisory Partners Llc09-30-2021Equity4,105Increased161.800.02350,000.00167.1885.26Form 13
Dz Bank Ag Deutsche Zentral Genossenschafts Bank, Frankfurt Am Main09-30-2021Blmbrg Brc Cnvrt2,280Maintained0.000.00196,000.004.2685.96Form 13
Iht Wealth Management, Llc09-30-2021Blmbrg Brc Cnvr11,406Increased95.240.08973,000.0099.7985.31Form 13
Belpointe Asset Management Llc09-30-2021Blmbrg Brc Cnvrt16,991Decreased-13.430.101,451,000.00-14.7585.40Form 13
Claraphi Advisory Network, Llc09-30-2021Blmbrg Brc Cnvrt43,586Decreased-5.181.313,720,000.00-2.9085.35Form 13
Md Financial Management Inc.09-30-2021Blmbrg Brc Cnvrt698,194Decreased-26.191.4859,591,000.005.1685.35Form 13
Ubp Investment Advisors Sa09-30-2021Blmbrg Brc Cnvrt138,855Increased2.444.6011,850,000.000.7785.34Form 13
Wagner Wealth Management, Llc09-30-2021Blmbrg Brc Cnvrt425Decreased-31.450.0337,000.00-31.4887.06Form 13
Athanor Capital, Lp09-30-2021Blmbrg Brc Cnvrt0Liquidated!-100.000.000.000.000.00Form 13
Certified Advisory Corp09-30-2021Etf19,135Increased129.300.401,633,000.00223.3785.34Form 13
Integrated Wealth Concepts Llc09-30-2021Mf Closed And Mf Open247,796Increased5.500.6921,149,000.003.8285.35Form 13
Vista Investment Management09-30-2021Blmbrg Brc Cnvrt4,018Decreased-8.290.20343,000.00-5.5185.37Form 13
Townsquare Capital Llc09-30-2021Blmbrg Brc Cnvrt145,301Increased520.020.3612,401,000.00539.23170.69Form 13
Gladstone Institutional Advisory Llc09-30-2021Blmbrg Brc Cnvrt0Liquidated!-100.000.000.000.000.00Form 13
Aspire Private Capital, Llc09-30-2021Blmbrg Brc Cnvrt0Liquidated!-100.000.000.000.000.00Form 13
Liberty Wealth Management Llc09-30-2021Blmbrg Brc Cnvrt0Liquidated!-100.000.000.000.000.00Form 13
Liberty Wealth Management Llc09-30-2021Blmbrg Brc Cnvrt0Liquidated!-100.000.000.000.000.00Form 13
Golden State Wealth Management, Llc09-30-2021Mf Closed And Mf Open49,364Increased5.200.924,213,000.003.5185.35Form 13
Pacitti Group Inc.09-30-2021Blmbrg Brc Cnvrt1,305Increased0.380.07111,000.003.7485.06Form 13
Beacon Financial Advisory Llc09-30-2021Blmbrg Brc Cnvrt2,469Maintained0.000.11211,000.00-1.4085.46Form 13
Steel Peak Wealth Management Llc09-30-2021Blmbrg Brc Cnvrt15,308Increased20.400.091,307,000.0018.5085.38Form 13
Strategic Wealth Investment Group, Llc09-30-2021Blmbrg Brc Cnvrt11,118Increased0.890.28950,000.00-0.6385.45Form 13
Epg Wealth Management Llc09-30-2021Blmbrg Brc Cnvrt2,166New!0.000.07185,000.000.0085.41Form 13
Carolinas Wealth Consulting Llc09-30-2021Blmbrg Brc Cnvrt700Maintained0.000.0160,000.00-1.6485.71Form 13
Founders Financial Alliance, Llc09-30-2021Blmbrg Brc Cnvrt95Maintained0.000.008,000.000.0084.21Form 13
Dcm Advisors, Llc09-30-2021Blmbrg Brc Cnvrt1,220Decreased-29.070.04104,000.00-30.2085.25Form 13
Golden State Equity Partners09-30-2021Blmbrg Brc Cnvrt16,584Increased11.280.581,415,000.009.4485.32Form 13
Childress Capital Advisors, Llc09-30-2021Blmbrg Brc Cnvrt3,100Maintained0.000.11264,000.00-1.4985.16Form 13
Thrivent Financial For Lutherans09-30-2021Blmbrg Brc Cnvrt3,187Increased13.660.00272,000.0011.9385.35Form 13
Fmr Llc09-30-2021Blmbrg Brc Cnvrt4,729Decreased-1.250.00404,000.00-2.6585.45Form 13
Pfs Investments Inc.09-30-2021Etf - E66,087Decreased-5.870.125,915,000.00-2.4289.50Form 13
Mml Investors Services, Llc09-30-2021Blmbrg Brc Cnvrt148,631Increased1.130.1012,686,000.00-0.4785.35Form 13
Bank Of America Corp /de/09-30-2021Blmbrg Brc3,313,236Increased1.140.03282,785,000.00-0.47426.74Form 13
Stifel Financial Corp09-30-2021Blmbrg Brc Cnvrt237,556Increased20.050.0320,276,000.0018.13257.64Form 13
First Manhattan Co09-30-2021Blmbrg Brc Cnvrt0Liquidated!-100.000.000.000.000.00Form 13
Wells Fargo & Company/mn09-30-2021Blmbrg Brc Cnvrt2,248,107Decreased-10.780.04191,877,000.00-8.64341.50Form 13
Howe & Rusling Inc09-30-2021Blmbrg Brc Cnvrt965Maintained0.000.0182,000.00-2.3884.97Form 13
Harbour Investments, Inc.09-30-2021Blmbrg Brc Cnvrt17,483Increased333.390.051,492,000.00344.0585.34Form 13
Ameriprise Financial Inc09-30-2021Com841,754Decreased-10.250.0271,895,000.00-7.35343.47Form 13
Morgan Stanley09-30-2021Blmbrg Brc Cnvrt2,644,730Decreased-0.570.03225,728,000.00-2.16170.70Form 13
Wellington Management Group Llp09-30-2021Blmbrg Brc Cnvrt89,500Increased36.850.007,639,000.0041.07341.43Form 13
Invesco Ltd.09-30-2021Blmbrg Brc Cnvrt12,482Decreased-12.460.001,065,000.00-13.9085.32Form 13
Bnp Paribas Arbitrage, Sa09-30-2021Fund0Liquidated!-100.000.000.000.000.00Form 13
Laffer Tengler Investments09-30-2021Exchange Traded Fund0Liquidated!-100.000.000.000.000.00Form 13
National Asset Management, Inc.09-30-2021Blmbrg Brc Cnvrt41,081Increased0.020.113,507,000.00-1.5785.37Form 13
Captrust Financial Advisors09-30-2021Etf32,500Increased4.950.022,774,000.007.4885.35Form 13
Cetera Advisors Llc09-30-2021Blmbrg Brc Cnvrt26,117Increased6.000.042,229,000.004.3185.35Form 13
Cetera Advisor Networks Llc09-30-2021Blmbrg Brc Cnvrt55,488Decreased-8.620.064,736,000.00-10.0685.35Form 13
Atria Investments Llc09-30-2021Blmbrg Brc Cnvrt73,238Increased191.390.116,251,000.00186.7485.35Form 13
Jane Street Group, Llc09-30-2021Blmbrg Brc Cnvrt822,265Increased55.200.0270,180,000.0058.92170.70Form 13
Cahill Financial Advisors Inc09-30-2021Etf14,324Decreased-9.300.261,223,000.00-6.4385.38Form 13
Cetera Investment Advisers09-30-2021Blmbrg Brc Cnvrt163,969Increased11.750.2213,995,000.009.9885.35Form 13
Ambassador Advisors, Llc09-30-2021Blmbrg Brc Cnvrt15,248Decreased-2.840.251,301,000.00-0.54170.50Form 13
Seacrest Wealth Management, Llc09-30-2021Blmbrg Brc Cnvrt4,007Maintained0.000.04342,000.00-1.7285.35Form 13
Triumph Capital Management09-30-2021Etf0Liquidated!-100.000.000.000.000.00Form 13
Retirement Group, Llc09-30-2021Blmbrg Brc Cnvrt3,611Increased0.220.14308,000.00-1.2885.29Form 13
Ern Financial, Llc09-30-2021Blmbrg Brc Cnvrt5,380Decreased-10.360.12459,000.00-11.9085.32Form 13
Ascendant Capital Management, Llc09-30-2021Blmbrg Brc Cnvrt15,000Increased150.000.971,280,000.00157.5585.33Form 13
Colony Group Llc09-30-2021Etf9,657Decreased-0.190.02824,000.00-1.7985.33Form 13
Strategic Wealth Advisors Group, Llc09-30-2021Blmbrg Brc Cnvrt59,777Increased8.150.255,122,000.006.8985.69Form 13
Capstone Triton Financial Group, Llc09-30-2021Etf6,570Decreased-0.920.35578,000.000.5287.98Form 13
Bank Of New York Mellon Corp09-30-2021Blmb5,547Decreased-4.660.00473,000.00-6.34163.78Form 13
Wealthsource Partners, Llc09-30-2021Blmbrg Brc Cnvrt9,497Maintained0.000.07811,000.00-1.5885.40Form 13
Personal Cfo Solutions, Llc09-30-2021Blmbrg Brc Cnvrt6,490Increased24.090.11554,000.0022.0385.36Form 13
Hanlon Investment Management, Inc.09-30-2021Brc Cnv Secs Etf166,220Increased3.762.9414,187,000.002.1185.35Form 13
Comerica Bank09-30-2021Clo4,361Maintained0.002.56383,000.004.6487.82Form 13
Ep Wealth Advisors, Llc09-30-2021Blmbrg Brc Cnvrt5,446Increased92.370.01465,000.000.0085.38Form 13
Mcdonald Partners Llc09-30-2021Blmbrg Brc Cnvrt12,790Maintained0.000.261,092,000.000.0085.38Form 13
Patriot Financial Group Insurance Agency, Llc09-30-2021Etf6,969Increased2.320.11595,000.000.6885.38Form 13