Spdr Series Trust

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Spdr Series Trust

$CWB

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NewIncreasedMaintainedDecreasedLiquidated
901337214630
WhaleReport PeriodSecurity TypeQuantityStatus% Change% Allocation$ Value% Change$ Valuation PriceSec Link
M&r Capital Management Inc12-31-2020Etf1,500Maintained0.000.03124,000.0020.3982.67Form 13
American National Bank12-31-2020Blmbrg Brc Cnvrt3,017Decreased-12.750.06250,000.005.0482.86Form 13
Webster Bank, N. A.12-31-2020Blmbrg Brc Cnvrt39,300Decreased-0.080.383,254,000.0020.07165.65Form 13
Summit Financial Group, Inc.12-31-2020Blmbrg Brc Cnvrt4,009Decreased-12.830.15332,000.004.7382.81Form 13
Gradient Investments Llc12-31-2020Blmbrg Brc Cnvrt220Maintained0.000.0015,000.000.0068.18Form 13
Old Port Advisors12-31-2020Blmbrg Brc Cnvrt16,164Decreased-0.910.581,331,000.0018.4282.34Form 13
True Private Wealth Advisors12-31-2020Blmbrg Brc Cnvrt12,372Increased1063.880.171,024,000.001,302.7482.77Form 13
Rvw Wealth, Llc12-31-2020Blmbrg Brc Cnvrt9,124Increased0.320.151,000,000.0059.49109.60Form 13
Huntington National Bank12-31-2020Exchange Traded230,294Decreased-7.870.2519,066,000.0010.72165.59Form 13
Legacy Private Trust Co.12-31-2020Blmbrg Brc Cnvrt3,800Maintained0.000.03315,000.0020.2382.89Form 13
Mcadam, Llc12-31-2020Blmbrg Brc Cnvrt107,166Increased2.881.419,194,000.0045.8985.79Form 13
Hbw Advisory Services Llc12-31-2020Blmbrg Brc Cnvrt3,862Increased0.940.10320,000.0021.2182.86Form 13
First Hawaiian Bank12-31-2020Blmbrg Brc Cnvrt17,005Maintained0.000.061,408,000.0020.2482.80Form 13
Raymond James Trust N.a.12-31-2020Etf / Closed En14,796Increased45.260.041,225,000.0074.50165.83Form 13
Investment House Llc12-31-2020Blmbrg Brc Cnvrt3,185Maintained0.000.02264,000.0020.5582.89Form 13
Sowell Financial Services Llc12-31-2020Etf57,445Increased47.980.204,756,000.0077.8682.79Form 13
Norway Savings Bank12-31-2020Blmbrg Brc Cnvrt4,156Decreased-7.150.20344,000.0011.6982.77Form 13
Pinnacle Bank12-31-2020Blmbrg Brc Cnvrt0Liquidated!-100.000.000.000.000.00Form 13
Conservest Capital Advisors, Inc.12-31-2020Blmbrg Brc Cnvrt824,453Decreased-7.188.1868,256,000.0011.5582.79Form 13
Global Trust Asset Management, Llc12-31-2020Blmbrg Brc Cnvrt21,359Increased5.570.971,768,000.0024.5982.78Form 13
Foundations Investment Advisors, Llc12-31-2020Blmbrg Brc Cnvrt2,662Maintained0.000.02230,000.000.0086.40Form 13
Global Retirement Partners, Llc12-31-2020Blmbrg Brc Cnvrt1,399Decreased-29.020.01116,000.00-14.7182.92Form 13
Strategic Investment Advisors / Mi12-31-2020Blmbrg Brc Cnvrt34,090New!0.000.812,822,000.000.0082.78Form 13
Capital City Trust Co/fl12-31-2020Blmbrg Brc Cnvrt10,008Decreased-20.370.29829,000.00-4.2782.83Form 13
Fulton Breakefield Broenniman Llc12-31-2020Blmbrg Brc Cnvrt244,482Decreased-14.152.4320,241,000.003.1882.79Form 13
Bogart Wealth, Llc12-31-2020Etf3,936Increased0.030.06325,000.0019.9382.57Form 13
Kovack Advisors, Inc.12-31-2020Etf43,746Increased479.570.523,622,000.00692.5682.80Form 13
Larson Financial Group Llc12-31-2020Blmbrg Brc Cnvrt0Liquidated!-100.000.000.000.000.00Form 13
Charles Schwab Trust Co12-31-2020Blmbrg Brc Cnvrt5,109Maintained0.000.10423,000.0020.1782.80Form 13
Powell Investment Advisors, Llc12-31-2020Blmbrg Brc Cnvrt0Liquidated!-100.000.000.000.000.00Form 13
Baystate Wealth Management Llc12-31-2020Etf404Maintained0.000.0033,000.0017.8681.68Form 13
Patriot Financial Group Insurance Agency, Llc12-31-2020Etf6,442Increased9.650.13533,000.0031.6082.74Form 13
Cva Family Office, Llc12-31-2020Blmbrg Brc Cnvrt26,530Increased8.419.992,196,000.0030.2582.77Form 13
Archford Capital Strategies, Llc12-31-2020Etf16,851Increased0.650.331,455,000.0026.1986.35Form 13
Hedeker Wealth, Llc12-31-2020Blmbrg Brc Cnvrt126,779New!0.003.6710,496,000.000.0082.79Form 13
Crescent Capital Consulting, Llc12-31-2020Exchange Traded Fund33,472New!0.000.722,772,000.000.00662.86Form 13
Meridian Wealth Management, Llc12-31-2020Blmbrg Brc Cnvrt2,555Maintained0.000.03211,000.000.0082.58Form 13
Nachman Norwood & Parrott, Inc12-31-2020Blmbrg Brc Cnvrt3,030Increased1.270.03251,000.0021.8482.84Form 13
Reitz Capital Advisors Llc12-31-2020Blmbrg Brc Cnvrt5,180Decreased-3.720.34429,000.0015.6382.82Form 13
Oxinas Partners Wealth Management Llc12-31-2020Blmbrg Brc Cnvrt41,765New!0.002.573,458,000.000.0082.80Form 13
Spectrum Wealth Advisory Group, Llc12-31-2020Blmbrg Brc Cnvrt18,754Decreased-52.831.751,553,000.00-43.2882.81Form 13
Colton Groome Financial Advisors, Llc12-31-2020Blmbrg Brc Cnvrt32,306Increased34.001.722,675,000.0061.0582.80Form 13
Sabal Trust Co12-31-2020Blmbrg Brc Cnvrt3,225Maintained0.000.02267,000.0020.2782.79Form 13
Bartlett & Co. Llc12-31-2020Etf500New!0.000.0041,000.000.0082.00Form 13
Transform Wealth, Llc12-31-2020Blmbrg Brc Cnvrt34,956New!0.000.612,894,000.000.0082.79Form 13
Lexaurum Advisors, Llc12-31-2020Blmbrg Brc Cnvrt18,213Decreased-16.530.541,508,000.000.3382.80Form 13
Financial Services Advisory Inc12-31-2020Blmbrg Brc Cnvrt58,574New!0.001.874,849,000.000.0082.78Form 13
Ellis Investment Partners, Llc12-31-2020Blmbrg Brc Cnvrt5,898Increased3.260.15488,000.0024.1782.74Form 13
Provident Wealth Management, Llc12-31-2020Blmbrg Brc Cnvrt28,094Increased3.802.702,326,000.0024.7282.79Form 13
Tsfg, Llc12-31-2020Mf Closed And Mf Open65Maintained0.000.005,000.0025.0076.92Form 13
Kestra Advisory Services, Llc12-31-2020Blmbrg Brc Cnvrt163,633Increased22.280.1613,554,000,000.0045.5782,831.70Form 13
David J Yvars Group12-31-2020Blmbrg Brc Cnvrt72,552New!0.004.076,007,000.000.0082.80Form 13
Kestra Private Wealth Services, Llc12-31-2020Blmbrg Brc Cnvrt15,437Decreased-66.890.091,279,000,000.00-60.1882,852.89Form 13
Schneider Downs Wealth Management Advisors, Lp12-31-2020Blmbrg Brc Cnvrt3,207Maintained0.000.07266,000.0020.3682.94Form 13
Sterling Investment Advisors, Ltd.12-31-2020Etf72,817Decreased-5.312.056,028,000.0013.7882.78Form 13
Quattro Financial Advisors Llc12-31-2020Blmbrg Brc Cnvrt0Liquidated!-100.000.000.000.000.00Form 13
Investors Research Corp12-31-2020Blmbrg Brc Cnvrt23,055Increased4.320.751,909,000.0025.4382.80Form 13
Beacon Harbor Wealth Advisors, Inc.12-31-2020Blmbrg Brc Cnvrt100,357New!0.003.398,309,000.000.0082.79Form 13
Sage Mountain Advisors Llc12-31-2020Blmbrg Brc Cnvrt569New!0.000.0247,000.000.0082.60Form 13
Clearview Wealth Advisors Llc12-31-2020Etf488New!0.000.0340,000.000.0081.97Form 13
Riverbridge Partners Llc12-31-2020Com5,000Maintained0.000.00414,000.0020.3582.80Form 13
Avantax Advisory Services, Inc.12-31-2020Blmbrg Brc Cnvrt0Liquidated!-100.000.000.000.000.00Form 13
Ibex Wealth Advisors12-31-2020Mf Closed And Mf Open75,879Decreased-2.561.646,282,000.0017.0982.79Form 13
Garrett Wealth Advisory Group, Llc12-31-2020Blmbrg Brc Cnvrt11,195Decreased-27.500.70927,000.00-12.8882.80Form 13
We Are One Seven, Llc12-31-2020Blmbrg Brc Cnvrt18,713Increased2.860.321,549,000.0023.6282.78Form 13
Selective Wealth Management, Inc.12-31-2020Blmbrg Brc Cnvrt800Maintained0.000.0466,000.0020.0082.50Form 13
Janney Montgomery Scott Llc12-31-2020Etf/closed End-90,225Increased8.540.047,470,000.0030.4382.79Form 13
Hall Laurie J Trustee12-31-2020Etf500Maintained0.000.0241,000.0020.5982.00Form 13
Polaris Wealth Advisory Group, Llc12-31-2020Blmbrg Brc Cnvrt478,670Decreased-12.373.0941,343,000.008.1286.37Form 13
Ifp Advisors, Inc12-31-2020Stock23,674Decreased-3.540.081,953,000.0016.2582.50Form 13
Capital Investment Advisory Services, Llc12-31-2020Blmbrg Brc Cnvrt3,282Increased91.150.04272,000.00130.5182.88Form 13
Lfa - Lugano Financial Advisors Sa12-31-2020Blmbrg Brc Cnvrt21,595Maintained0.001.391,788,000.0016.9482.80Form 13
Winthrop Advisory Group Llc12-31-2020Blmbrg Brc Cnvrt2,984Maintained0.000.06247,000.0018.7582.77Form 13
Pbmares Wealth Management Llc12-31-2020Blmbrg Brc Cnvrt2,504New!0.000.24207,000.000.0082.67Form 13
Royal Harbor Partners, Llc12-31-2020Blmbrg Brc Cnvrt3,006Maintained0.000.21249,000.0020.2982.83Form 13
Calton & Associates, Inc.12-31-2020Blmbrg Brc Cnvrt11,969Increased1.020.18991,000.0021.4582.80Form 13
Toth Financial Advisory Corp12-31-2020Blmbrg Brc Cnvrt22Maintained0.000.002,000.000.0090.91Form 13
Centaurus Financial, Inc.12-31-2020Blmbrg Brc Cnvrt50,352Increased119.230.444,169,000.00163.5382.80Form 13
Redhawk Wealth Advisors, Inc.12-31-2020Blmbrg Brc Cnvrt97,679Increased481.322.078,087,000.00598.3682.79Form 13
Adviser Investments Llc12-31-2020Blmbrg Brc Cnvrt12,207Decreased-20.810.091,011,000.008.3682.82Form 13
Signalpoint Asset Management, Llc12-31-2020Com13,796Decreased-4.780.341,142,000.0014.4382.78Form 13
E&g Advisors, Lp12-31-2020Blmbrg Brc Cnvrt9,444Maintained0.000.24782,000.0036.9582.80Form 13
Pfg Advisors12-31-2020Blmbrg Brc Cnvrt2,552Decreased-32.470.04211,000.00-21.2782.68Form 13
Csenge Advisory Group12-31-2020Blmbrg Brc Cnvrt61,730Increased2.490.615,111,000.0021.6382.80Form 13
Md Financial Management Inc.12-31-2020Blmbrg Brc Cnvrt875,311Decreased-12.192.2972,467,000.005.5382.79Form 13
Private Capital Group, Llc12-31-2020Exchange Traded Fund95New!0.000.008,000.000.0084.21Form 13
Islay Capital Management, Llc12-31-2020Common0Liquidated!-100.000.000.000.000.00Form 13
Great Diamond Partners, Llc12-31-2020Blmbrg Brc Cnvrt22,157Increased5.550.581,834,000.0026.8382.77Form 13
Strategic Wealth Designers12-31-2020Blmbrg Brc Cnvrt13,526Increased349.970.661,120,000.00349.8082.80Form 13
Garrett Investment Advisors Llc12-31-2020Blmbrg Brc Cnvrt11,117New!0.000.37920,000.000.0082.76Form 13
Pinnacle Associates Ltd12-31-2020Blmbrg Brc Cnvrt19,480Decreased-1.750.031,613,000.0018.0882.80Form 13
Moseley Investment Management Inc12-31-2020Blmbrg Brc Cnvrt3,569Decreased-11.850.17295,000.005.7382.66Form 13
Chatham Capital Group, Inc.12-31-2020Blmbrg Brc Cnvrt11,150Increased0.900.21923,000.0021.2982.78Form 13
Calamos Advisors Llc12-31-2020Blmbrg Brc Cnvrt5,375New!0.000.00445,000.000.0082.79Form 13
Usca Ria Llc12-31-2020Blmbrg Brc Cnvrt4,000Maintained0.000.02331,000.0019.9382.75Form 13
Cwm, Llc12-31-2020Blmbrg Brc Cnvrt133,028Decreased-0.170.1011,013,000.0019.9882.79Form 13
Chicago Partners Investment Group Llc12-31-2020Blmbrg Brc Cnvrt71,263Decreased-15.860.596,241,000.005.4887.58Form 13
Exane Derivatives12-31-2020Stock2,233Decreased-4.989.99184,880,000.0014.2082,794.45Form 13
Gwm Advisors Llc12-31-2020Mf Closed And Mf Open102,553Increased109.450.288,491,000.00151.7382.80Form 13
Alphastar Capital Management, Llc12-31-2020Blmbrg Brc Cnvrt20,960Decreased-0.580.311,804,000.0019.6386.07Form 13
Cardan Capital Partners, Llc12-31-2020Blmbrg Brc Cnvrt67,398Increased5.880.695,580,000.0027.2582.79Form 13
Lindbrook Capital, Llc12-31-2020Etf0Liquidated!-100.000.000.000.000.00Form 13
Loveless Wealth Management Llc12-31-2020Blmbrg Brc Cnvrt10,850Increased0.930.66898,000.0021.1982.76Form 13
Stonebridge Financial Planning Group, Llc12-31-2020Common Stock300Maintained0.000.0225,000.0038.8983.33Form 13
James Investment Research Inc12-31-2020Com189,245Increased1.851.4115,668,000.0022.42248.37Form 13
Dorsey Wright & Associates12-31-2020Com21,584Increased23.780.261,787,000.0048.7982.79Form 13
Bank Of Stockton12-31-2020Equities12,335Increased16.260.391,021,000.0039.8682.77Form 13
Montecito Bank & Trust12-31-2020Com148,129Decreased-1.292.6912,264,000.0018.63165.57Form 13
Madden Advisory Services, Inc.12-31-2020Blmbrg Brc Cnvrt4,372Decreased-8.250.30362,000.0010.3782.80Form 13
Perigon Wealth Management, Llc12-31-2020Blmbrg Brc Cnvrt325New!0.000.0027,000.000.0083.08Form 13
Newfocus Financial Group, Llc12-31-2020Blmbrg Brc Cnvrt5,227Maintained0.000.13433,000.0020.2882.84Form 13
Kcs Wealth Advisory12-31-2020Blmbrg Brc Cnvrt6,163Decreased-2.560.34510,000.0016.9782.75Form 13
Fieldpoint Private Securities, Llc12-31-2020Etf36,987Increased1.840.693,062,000.0022.3882.79Form 13
New Potomac Partners, Llc12-31-2020Blmbrg Brc Cnvrt3,750Maintained0.000.22310,000.0020.1682.67Form 13
Howard Capital Management Inc.12-31-2020Com1,389,303Decreased-1.349.99116,743,000.0020.2484.03Form 13
Occidental Asset Management, Llc12-31-2020Blmbrg Brc Cnvrt31,454Increased101.310.862,604,000.00142.0182.79Form 13
Minot Wealth Management Llc12-31-2020Blmbrg Brc Cnvrt28,785Decreased-22.610.712,383,000.00-6.9982.79Form 13
Capstone Triton Financial Group, Llc12-31-2020Etf5,258New!0.000.27435,000.000.0082.73Form 13
Legacy Financial Group Llc12-31-2020Blmbrg Brc Cnvrt Etf52,230New!0.001.664,324,000.000.0082.79Form 13
First Merchants Corp12-31-2020Etf Fixed Taxable10,650Increased6.500.06882,000.0028.0182.82Form 13
Comerica Bank12-31-2020Clo4,286New!0.002.38375,000.000.0087.49Form 13
Heritage Investors Management Corp12-31-2020Blmbrg Brc Cnvrt3,924Maintained0.000.02325,000.0020.3782.82Form 13
Whittier Trust Co12-31-2020Fixed Income Taxable1,234Maintained0.000.00102,000.0020.0082.66Form 13
Sonata Capital Group Inc12-31-2020Etf12,335Increased2.490.501,021,000.0023.1682.77Form 13
Whittier Trust Co Of Nevada Inc12-31-2020Fixed Income Taxable28,827Decreased-1.200.122,386,000.0018.77165.41Form 13
First Heartland Consultants, Inc.12-31-2020Blmbrg Brc Cnvrt4,479Maintained0.000.06371,000.0020.0682.83Form 13
Creative Planning12-31-2020Blmbrg Brc Cnvrt189,487Increased91.130.0315,688,000.00129.69165.58Form 13
Riggs Asset Managment Co. Inc.12-31-2020Blmbrg Brc Cnvrt79,664New!0.002.036,595,000.000.0082.79Form 13
Stratos Wealth Partners, Ltd.12-31-2020Blmbrg Brc Cnvrt16,995Increased3.160.041,407,000.0023.9682.79Form 13
Gyroscope Capital Management Group, Llc12-31-2020Blmbrg Brc Cnvrt8,062Decreased-16.460.29667,000.000.3082.73Form 13
Connecticut Wealth Management, Llc12-31-2020Blmbrg Brc Cnvrt14,431Decreased-21.380.131,195,000.00-5.5382.81Form 13
Fortem Financial Group, Llc12-31-2020Blmbrg Brc Cnvrt515New!0.000.0343,000.000.0083.50Form 13
Weaver Consulting Group12-31-2020Etf0Liquidated!-100.000.000.000.000.00Form 13
Key Financial Inc12-31-2020Blmbrg Brc Cnvrt6,143Increased16.430.38509,000.0061.5982.86Form 13
Petix & Botte Co12-31-2020Blmbrg Brc Cnvrt61,076Decreased-3.643.785,056,000.0015.6282.78Form 13
Aspiriant, Llc12-31-2020Blmbrg Brc Cnvrt3,252Maintained0.000.02269,000.0020.0982.72Form 13
San Francisco Sentry Investment Group (ca)12-31-2020Blmbrg Brc Cnvrt1,114New!0.000.0492,000.000.0082.59Form 13
Ausdal Financial Partners, Inc.12-31-2020Blmbrg Brc Cnvrt33,342Decreased-2.280.542,760,000.0017.4082.78Form 13
Ae Wealth Management Llc12-31-2020Blmbrg Brc Cnvrt803,659Increased770.410.7566,535,000.00945.9882.79Form 13
Cynosure Management, Llc12-31-2020Com38,100Maintained0.002.683,154,000.0036.8382.78Form 13
Mccarthy Asset Management, Inc.12-31-2020Blmbrg Brc Cnvrt3,775New!0.000.26312,000.000.0082.65Form 13
First Trust Advisors Lp12-31-2020Blmbrg Brc Cnvrt21,571Decreased-4.230.001,786,000.0015.0882.80Form 13
Envestnet Asset Management Inc12-31-2020Blmbrg Brc Cnvrt1,376,951Increased13.890.09113,998,000.0036.8782.79Form 13
Telos Capital Management, Inc.12-31-2020Blmbrg Brc Cnvrt7,322Increased2.230.09606,000.0022.9282.76Form 13
Patten Group, Inc.12-31-2020Blmbrg Brc Cnvrt32,120Decreased-0.580.722,659,000.0019.4582.78Form 13
Rfg Advisory, Llc12-31-2020Blmbrg Brc Cnvrt37,309Increased11.310.423,222,000.0039.5486.36Form 13
Parallel Advisors, Llc12-31-2020Etf1,031Decreased-43.200.0085,000.00-32.0082.44Form 13
Cordatus Wealth Management Llc12-31-2020Blmbrg Brc Cnvrt0Liquidated!-100.000.000.000.000.00Form 13
Howard Wealth Management, Llc12-31-2020Blmbrg Brc Cnvrt27,972Increased6.441.442,315,000.0027.9082.76Form 13
Hoover Financial Advisors, Inc.12-31-2020Blmbrg Brc Cnvrt1,716New!0.000.04150,000.000.0087.41Form 13
Skyoak Wealth, Llc12-31-2020Blmbrg Brc Cnvrt31,850Increased7.570.822,637,000.0029.2682.79Form 13
S.a. Mason Llc12-31-2020Etf530Maintained0.000.0444,000.0018.9283.02Form 13
Tfg Advisers Llc12-31-2020Blmbrg Brc Cnvrt53,966Decreased-1.312.344,467,000.0035.0482.77Form 13
Strongbox Wealth, Llc12-31-2020Blmbrg Brc Cnvrt8,647Decreased-23.190.46716,000.00-7.7382.80Form 13
Berger Financial Group, Inc12-31-2020Blmbrg Brc Cnvrt8,155New!0.000.12675,000.000.0082.77Form 13
Dcm Advisors, Llc12-31-2020Blmbrg Brc Cnvrt1,645New!0.000.08136,000.000.0082.67Form 13
Bank Of The West12-31-2020Blmbrg Brc Cnvrt14,125New!0.000.141,169,000.000.0082.76Form 13
Mufg Americas Holdings Corp12-31-2020Blmbrg Brc Cnvrt2,942Maintained0.000.00244,000.0020.2082.94Form 13
Wade G W & Inc12-31-2020Blmbrg Brc Cnvrt11,355New!0.000.06940,000.000.0082.78Form 13
Financial Sense Advisors, Inc.12-31-2020Blmbrg Brc Cnvrt8,803New!0.000.26729,000.000.0082.81Form 13
Sandy Spring Bank12-31-2020Blmbrg Brc Cnvrt1,800Maintained0.000.01149,000.0020.1682.78Form 13
Kessler Investment Group, Llc12-31-2020Blmbrg Brc Cnvrt165Maintained0.000.0214,000.0027.2784.85Form 13
Focused Wealth Management, Inc12-31-2020Blmbrg Brc Cnvrt7,287Increased3.920.12603,000.0024.8482.75Form 13
Winslow, Evans & Crocker, Inc.12-31-2020Blmbrg Brc Cnvrt17,738Increased137.330.221,155,000.00124.27142.12Form 13
Advisors Preferred, Llc12-31-2020Etf117,581Increased663.511.809,683,000.00812.6382.35Form 13
Dynamic Advisor Solutions Llc12-31-2020Blmbrg Brc Cnvrt8,136Increased33.990.06674,000.0061.2482.84Form 13
Pinnacle Wealth Management Advisory Group, Llc12-31-2020Etf5,280Decreased-1.490.13437,000.0018.4382.77Form 13
Almanack Investment Partners, Llc.12-31-2020Etf0Liquidated!-100.000.000.000.000.00Form 13
Syverson Strege & Co12-31-2020Blmbrg Brc Cnvrt1,382New!0.000.11114,000.000.0082.49Form 13
Prime Capital Investment Advisors, Llc12-31-2020Etf44,041Decreased-17.050.283,646,000.00-0.3382.79Form 13
Sage Rhino Capital Llc12-31-2020Blmbrg Brc Cnvrt18,673Decreased-0.280.611,546,000.0019.8482.79Form 13
Db Wealth Management Group, Llc12-31-2020Etf78,316New!0.004.786,484,000.000.0082.79Form 13
Bank Hapoalim Bm12-31-2020Blmbrg Brc Cnvrt3,484Decreased-61.310.04288,000.00-53.5582.66Form 13
Sg Americas Securities, Llc12-31-2020Com342,665New!0.000.1528,369,000.000.0082.79Form 13
Advisornet Financial, Inc12-31-2020Etf4,695Decreased-4.710.03389,000.0014.7582.85Form 13
Cambridge Investment Research Advisors, Inc.12-31-2020Cnvrt667,583Increased29.689.9955,269,000.0055.8582.79Form 13
National Asset Management, Inc.12-31-2020Blmbrg Brc Cnvrt24,690Decreased-27.400.112,045,000.00-8.3882.83Form 13
Harbor Investment Advisory, Llc12-31-2020Etf340Decreased-68.810.0028,000.00-62.6782.35Form 13
Newsquare Capital Llc12-31-2020Etf125,283Decreased-8.431.4510,372,000.0010.0582.79Form 13
Ellevest, Inc.12-31-2020Etf0Liquidated!-100.000.000.000.000.00Form 13
Delta Investment Management, Llc12-31-2020Blmbrg Brc Cnvrt11,518New!0.000.31953,000.000.0082.74Form 13
Steel Peak Wealth Management Llc12-31-2020Blmbrg Brc Cnvrt12,972Decreased-5.530.101,074,000.0029.2482.79Form 13
Lloyd Advisory Services, Llc.12-31-2020Blmbrg Brc Cnvrt700Increased13900.000.0358,000.000.0082.86Form 13
Orion Portfolio Solutions, Llc12-31-2020Blmbrg Brc Cnvrt111,428Increased31376.840.439,225,000.0043,828.5782.79Form 13
Founders Financial Alliance, Llc12-31-2020Blmbrg Brc Cnvrt95New!0.000.008,000.000.0084.21Form 13
Latitude Advisors, Llc12-31-2020Blmbrg Brc Cnvrt20,439New!0.001.501,692,000.000.0082.78Form 13
Us Bancorp \de\12-31-2020Other16,447Decreased-27.850.001,361,000.00-13.31248.04Form 13
Ntv Asset Management Llc12-31-2020Blmbrg Brc Cnvrt157,527Decreased-2.952.6213,042,000.0016.6382.79Form 13
Essex Financial Services, Inc.12-31-2020Etf5,796Decreased-3.210.10480,000.0016.2282.82Form 13
Indexiq Advisors Llc12-31-2020Blmbrg Brc Cnvrt1,030,510Decreased-8.273.1485,316,000.0010.24165.58Form 13
Appleton Group, Llc12-31-2020Blmbrg Brc Cnvrt64,818Decreased-1.285.245,366,000.0018.6482.79Form 13
United Asset Strategies, Inc.12-31-2020Blmbrg Brc Cnvrt4,741Increased1.720.06393,000.0022.4382.89Form 13
Efg Asset Management (americas) Corp.12-31-2020Blmbrg Brc Cnvrt49,906Decreased-5.450.844,132,000.0013.6482.80Form 13
Next Financial Group, Inc12-31-2020Blmbrg Brc Cnvrt7,353Increased21.980.06609,000.0046.75165.86Form 13
Koshinski Asset Management, Inc.12-31-2020Blmbrg Brc Cnvrt14,119Maintained0.000.251,942,000.000.00137.55Form 13
D'orazio & Associates, Inc.12-31-2020Blmbrg Brc Cnvrt466Increased1.300.0139,000.0021.8883.69Form 13
Trilogy Capital Inc.12-31-2020Blmbrg Brc Cnvrt92,707Decreased-4.340.637,675,000.0014.9682.79Form 13
Claraphi Advisory Network, Llc12-31-2020Blmbrg Brc Cnvrt41,006Decreased-31.200.923,395,000.00-5.8582.79Form 13
Paulson Wealth Management Inc.12-31-2020Blmbrg Brc Cnvrt61,997Decreased-7.312.995,133,000.0011.3982.79Form 13
Insight Wealth Strategies, Llc12-31-2020Blmbrg Brc Cnvrt382,475Decreased-7.095.3731,665,000.0011.6682.79Form 13
Core Wealth Advisors, Inc.12-31-2020Blmbrg Brc Cnvrt1,000Maintained0.000.0783,000.0020.2983.00Form 13
Element Wealth, Llc12-31-2020Blmbrg Brc Cnvrt966New!0.000.0780,000.000.0082.82Form 13
Klaas Financial Asset Advisors, Llc12-31-2020Blmbrg Brc Cnvrt152Maintained0.000.0013,000.000.0085.53Form 13
Hexagon Capital Partners Llc12-31-2020Etf1,771Maintained0.000.04146,000.0019.6782.44Form 13
Rwm Asset Management, Llc12-31-2020Blmbrg Brc Cnvrt203New!0.000.0017,000.000.0083.74Form 13
Mcmillion Capital Management Inc12-31-2020Etf180New!0.000.0115,000.000.0083.33Form 13
Beaumont Financial Partners, Llc12-31-2020Blmbrg Brc Cnvrt0Liquidated!-100.000.000.000.000.00Form 13
Cim, Llc12-31-2020Blmbrg Brc Cnvrt36,298Decreased-1.350.603,261,000.0020.8289.84Form 13
Cibc World Markets Inc.12-31-2020Blmbrg Brc C2,829New!0.000.00234,000.000.0082.71Form 13
Fundx Investment Group, Llc12-31-2020Blmbrg Brc Cnvrt56,696Increased1515.731.964,694,000.001,839.6782.79Form 13
Ima Wealth, Inc.12-31-2020Blmbrg Brc Cnvrt3,675Decreased-15.790.09304,000.001.0082.72Form 13
Windsor Capital Management, Llc12-31-2020Blmbrg Brc Cnvrt96,908Decreased-2.513.008,023,000.0017.1882.79Form 13
Arete Wealth Advisors, Llc12-31-2020Brc Cnv Secs Etf60,206Decreased-13.980.714,984,000.003.3282.78Form 13
Ipg Investment Advisors Llc12-31-2020Blmbrg Brc Cnvrt2,500New!0.000.05206,975,000.000.0082,790.00Form 13
Mv Capital Management, Inc.12-31-2020Blmbrg Brc Cnvrt30,132Increased51.450.472,495,000.0081.9882.80Form 13
Resources Investment Advisors, Llc.12-31-2020Blmbrg Brc Cnvrt5,251Increased4.819.99435,000.0026.0982.84Form 13
Flagship Harbor Advisors, Llc12-31-2020Mf Closed And Mf Open0Liquidated!-100.000.000.000.000.00Form 13
Moloney Securities Asset Management, Llc12-31-2020Com12,894Increased9.260.241,067,000.0031.2482.75Form 13
Visionpoint Advisory Group, Llc12-31-2020Blmbrg Brc Cnvrt45,162Increased90.051.883,739,000.00128.4182.79Form 13
Old North State Trust, Llc12-31-2020Blmbrg Brc Cnvrt68,716Decreased-1.914.405,689,000.0017.8882.79Form 13
Capital Financial Planning, Llc12-31-2020Etf2,760New!0.000.11229,000.000.0082.97Form 13
Xml Financial, Llc12-31-2020Blmbrg Brc Cnvrt143,414Increased4.003.0811,873,000.0042.3182.79Form 13
Spotlight Asset Group, Inc.12-31-2020Blmbrg Brc Cnvrt4,904Increased12.500.15406,000.0035.3382.79Form 13
Golden State Equity Partners12-31-2020Blmbrg Brc Cnvrt13,324New!0.000.761,103,000.000.0082.78Form 13
Fmr Llc12-31-2020Blmbrg Brc Cnvrt5,321Increased250.530.00441,000.00379.35225.66Form 13
Sei Investments Co12-31-2020Blmbrg Brc Cnvrt134,921Increased0.480.0311,171,000.0020.78165.75Form 13
Cullen/frost Bankers, Inc.12-31-2020Domestic Taxable Invt Grade-etf4,037Decreased-7.170.01334,000.0011.3382.73Form 13
Howe & Rusling Inc12-31-2020Blmbrg Brc Cnvrt965Maintained0.000.0180,000.0037.9382.90Form 13
First National Corp /ma/ /adv12-31-2020Equity34,266Increased1.130.772,837,000.00-65.6582.79Form 13
Bessemer Group Inc12-31-2020Fef1,271,075Increased1592.740.27105,233,000.001,934.27414.61Form 13
Keybank National Association/oh12-31-2020Blmbrg Br3,497Decreased-25.520.00290,000.00-10.2282.93Form 13
Equitable Holdings, Inc.12-31-2020Blmbrg Brc Cnvrt105,217Decreased-0.880.198,711,000.0019.12165.59Form 13
Founders Financial Securities Llc12-31-2020Blmbrg Brc Cnvrt6,107Decreased-35.120.12506,000.00-21.9182.86Form 13
Sigma Planning Corp12-31-2020Blmbrg Brc Cnvrt12,393Decreased-10.780.031,026,000.007.2182.79Form 13
Sawtooth Solutions, Llc12-31-2020Blmbrg Brc Cnvrt759,721Increased745.890.9362,897,000.00916.6082.79Form 13
Hanlon Investment Management, Inc.12-31-2020Brc Cnv Secs Etf187,435Increased83.713.3115,607,000.00122.0483.27Form 13
Hengehold Capital Management Llc12-31-2020Blmbrg Brc Cnvrt13,893Maintained0.000.171,150,000.0020.1782.78Form 13
Crabel Capital Management, Llc12-31-2020Blmbrg Brc Cnvrt3,296New!0.000.07273,000.000.0082.83Form 13
Barometer Capital Management Inc.12-31-2020Etp0Liquidated!-100.000.000.000.000.00Form 13
Advisory Services Network, Llc12-31-2020Etf18,369Decreased-13.850.061,521,000.003.47248.38Form 13
State Of Tennessee, Treasury Department12-31-2020Etp61,100Maintained0.000.025,058,000.000.0082.78Form 13
Mcf Advisors Llc12-31-2020Blmbrg Brc Cnvrt1,300Maintained0.000.01108,000.0020.0083.08Form 13
Sunbelt Securities, Inc.12-31-2020Blmbrg Brc Cnvrt8,394Decreased-4.960.14695,000.0014.3182.80Form 13
Seacrest Wealth Management, Llc12-31-2020Blmbrg Brc Cnvrt4,059Decreased-0.290.05336,000.0020.0082.78Form 13
Wagner Wealth Management, Llc12-31-2020Blmbrg Brc Cnvrt570New!0.000.0447,000.000.0082.46Form 13
Q3 Asset Management12-31-2020Etf29,460Decreased-7.261.932,439,000.0011.4782.79Form 13
Arkadios Wealth Advisors12-31-2020Etf700New!0.000.0157,000.000.0081.43Form 13
Amj Financial Wealth Management12-31-2020Etf52,859New!0.002.244,376,000.000.0082.79Form 13
Baron Financial Group, Llc12-31-2020Blmbrg Brc Cnvrt85,857New!0.005.687,108,101,000.000.0082,790.00Form 13
Wells Fargo & Company/mn12-31-2020Blmbrg Brc Cnvrt2,500,076Increased6.260.05206,980,000.0027.70331.05Form 13
Blair William & Co/il12-31-2020Blmbrg Brc Cnvrt40,734Increased510.060.013,372,000.00734.6582.78Form 13
Intrust Bank Na12-31-2020Blmbrg Brc Cnvrt12,944Maintained0.000.161,072,000.0020.1882.82Form 13
Renaissance Technologies Llc12-31-2020Blmbrg Brc Cnvrt0Liquidated!-100.000.000.000.000.00Form 13
D.a. Davidson & Co.12-31-2020Blmbrg Brc Cnvrt6,280Maintained0.000.01520,000.0020.0982.80Form 13
Bluefin Capital Management, Llc12-31-2020Blmbrg Brc Cnvrt0Liquidated!-100.000.000.000.000.00Form 13
Bnp Paribas Arbitrage, Sa12-31-2020Fund81Maintained0.000.016,706,000.0020.1882,790.12Form 13
Strategy Asset Managers Llc12-31-2020Blmbrg Brc Cnvrt6,476Increased20.390.13536,000.0044.4782.77Form 13
Assetmark, Inc12-31-2020Etf1,844,289Increased24.920.85152,689,000.0050.1382.79Form 13
Brighton Jones Llc12-31-2020Blmbrg Brc Cnvrt10,838Decreased-5.880.06897,000.0013.1182.76Form 13
People's United Financial, Inc.12-31-2020Blmbrg Brc Cnvrt2,824New!0.000.01234,000.000.0082.86Form 13
Amg National Trust Bank12-31-2020Blmbrg Brc Cnvrt9,306Increased131.780.03770,000.00131.9382.74Form 13
Grace Capital12-31-2020Com5,432Decreased-4.180.28450,000.0015.3882.84Form 13
Hightower Advisors, Llc12-31-2020Blmbrg Brc Cnvrt148,091Increased70.070.0512,257,000.00104.2582.77Form 13
Qs Investors, Llc12-31-2020Blmbrg Brc Cnvrt741,224Decreased-16.260.7461,366,000.000.6482.79Form 13
Banque Pictet & Cie Sa12-31-2020Blmbrg Brc Cnvrt539,806Increased9.560.6144,691,000.0031.6782.79Form 13
Finemark National Bank & Trust12-31-2020Blmbrg Brc Cnvrt4,094Maintained0.000.01339,000.0020.2182.80Form 13
Mirae Asset Global Investments Co., Ltd.12-31-2020Blmbrg Brc Cnvrt41,213Increased29.140.013,412,000.0055.2382.79Form 13
Blackhawk Capital Partners Llc.12-31-2020Blmbrg Brc Cnvrt5,264New!0.000.31363,000.000.0068.96Form 13
Pictet North America Advisors Sa12-31-2020Blmbrg Brc Cnvrt535,876Increased9.935.6244,365,000.0032.1182.79Form 13
Anfield Capital Management, Llc12-31-2020Blmbrg Brc Cnvrt25,539Decreased-10.740.902,114,000.007.2682.78Form 13
Tradewinds Capital Management, Llc12-31-2020Blmbrg Brc Cnvrt275,128Decreased-2.574.9322,778,000.0017.0982.79Form 13
Blue Sky Asset Management, Llc12-31-2020Blmbrg Brc Cnvrt34,035Decreased-59.479.992,952,000.00-41.8986.73Form 13
Aptus Capital Advisors, Llc12-31-2020Blmbrg Brc Cnvrt280Decreased-90.520.0023,000.00-84.9782.14Form 13
Advisor Group Holdings, Inc.12-31-2020Blmbrg Brc Cnvrt836,715Increased23.490.1969,279,000.0048.66745.21Form 13
Level Four Advisory Services, Llc12-31-2020Blmbrg Brc Cnvrt19,202Increased26.990.131,590,000.0073.5882.80Form 13
Towerpoint Wealth, Llc12-31-2020Blmbrg Brc Cnvrt111,582Decreased-13.804.629,238,000.0017.9582.79Form 13
Quad-cities Investment Group, Llc12-31-2020Blmbrg Brc Cnvrt5,505Increased1.030.37456,000.0021.6082.83Form 13
Firestone Capital Management12-31-2020Blmbrg Brc Cnvrt0Liquidated!-100.000.000.000.000.00Form 13
Bank Of America Corp /de/12-31-2020Blmbrg Brc3,578,768Decreased-3.010.03296,285,000.0032.73413.94Form 13
Stephens Inc /ar/12-31-2020Blmbrg Brc Cnvrt182,929Decreased-12.890.2715,145,000.0019.2182.79Form 13
Prudential Plc12-31-2020Spdr Bloomberg Barclays Conver17,170Maintained0.000.011,422,000.000.0082.82Form 13
Pictet & Cie (europe) Sa12-31-2020Blmbrg Brc Cnvrt6,825Maintained0.000.03565,000.0020.2182.78Form 13
Lazard Asset Management Llc12-31-2020Mutfund Fi12 Tl11,000Maintained0.000.00910,000.0020.2182.73Form 13
Oppenheimer Asset Management Inc.12-31-2020Blmbrg Brc Cnvrt320,602Decreased-4.970.4426,543,000.0014.21166.49Form 13
Rmb Capital Management, Llc12-31-2020Blmbrg Brc Cnvrt19,490Maintained0.000.061,614,000.0020.1882.81Form 13
Maryland Capital Management12-31-2020Blmbrg Brc Cnvrt0Liquidated!-100.000.000.000.000.00Form 13
Arrow Investment Advisors, Llc12-31-2020Blmbrg Brc Cnvrt30,591Decreased-5.541.792,533,000.0013.5482.80Form 13
Dana Investment Advisors, Inc.12-31-2020Blmbrg Brc Cnvrt12,540Decreased-6.800.051,038,000.0011.9782.78Form 13
Modera Wealth Management, Llc12-31-2020Blmbrg Brc Cnvrt69,496Decreased-6.170.465,754,000.0012.7682.80Form 13
Eqis Capital Management, Inc.12-31-2020Blmbrg Brc Cnvrt7,886Decreased-16.740.07653,000.000.1582.80Form 13
First Horizon Advisors, Inc.12-31-2020Common Stock71Increased29.090.005,000.0066.6770.42Form 13
B. Riley Wealth Management, Inc.12-31-2020Blmbrg Brc Cnvrt80,800Decreased-4.070.866,689,000.0015.2782.78Form 13
Moors & Cabot, Inc.12-31-2020Blmbrg Brc Cnvrt11,867Decreased-11.880.08982,000.005.8282.75Form 13
Ubs Group Ag12-31-2020Blmbrg Brc Cnvrt953,544Decreased-7.480.0378,944,000.0011.19331.16Form 13
Baird Financial Group, Inc.12-31-2020Common11,473Decreased-5.560.00950,000.0013.5082.80Form 13
Krilogy Financial Llc12-31-2020Blmbrg Brc Cnvrt5,841Decreased-15.640.06484,000.0015.5182.86Form 13
Kalos Management, Inc.12-31-2020Etf11,452Increased10.180.40948,000.0025.2382.78Form 13
Valeo Financial Advisors, Llc12-31-2020Etf787Increased83.880.0065,000.00124.1482.59Form 13
Steward Partners Investment Advisory, Llc12-31-2020Exchange Traded Funds (country Baskets/ishares) - Domestic97,664Decreased-6.300.188,086,000.0012.6082.79Form 13
Archer Investment Corp12-31-2020Etf100New!0.000.008,279,000.000.0082,790.00Form 13
Wells Financial Advisors Inc12-31-2020Etf2,570New!0.000.18213,000.000.0082.88Form 13
Center For Asset Management Llc12-31-2020Blmbrg Brc Cnvrt10,088New!0.000.83835,000.000.0082.77Form 13
Barclays Plc12-31-2020Fund219,762Decreased-4.990.0118,194,000.0014.1882.79Form 13
Commonwealth Equity Services, Llc12-31-2020Blmbrg Brc Cnvrt332,313Increased10.790.0827,512,000.0033.1582.79Form 13
Oppenheimer & Co Inc12-31-2020Blmbrg Brc Cnvrt343,835Increased154.420.6028,466,000.00248.1282.79Form 13
Citigroup Inc12-31-2020Blmbrg Brc Cnvrt76,795Increased0.070.006,358,000.0020.26165.37Form 13
Capital One Financial Corp12-31-2020Blmbrg Brc Cnvrt5,734Decreased-48.350.06475,000.00-37.9182.84Form 13
Ssi Investment Management Llc12-31-2020Blmbrg Brc Cnvrt44,993Decreased-71.180.273,725,000.00-60.5782.79Form 13
Bank Of Nova Scotia12-31-2020Blmbrg Brc Cnvrt74,200Increased100.000.016,143,000.00140.3482.79Form 13
Tompkins Financial Corp12-31-2020Fixed Income Taxable0Liquidated!-100.000.000.000.000.00Form 13
Enterprise Financial Services Corp12-31-2020Other22,299Decreased-0.130.351,847,000.0020.09165.64Form 13
Nomura Asset Management Co Ltd12-31-2020Blmbrg Brc Cnvrt38,324Increased21.920.023,173,000.0046.5682.79Form 13
Ameritas Investment Partners, Inc.12-31-2020Etf203Increased1.500.0016,000.0023.0878.82Form 13
Eaton Vance Management12-31-2020Mutual Fund11,391Increased4.580.00943,000.0025.7382.78Form 13
Raymond James & Associates12-31-2020Blmbrg Brc Cnvrt140,534Decreased-18.290.0111,635,000.00-1.8182.79Form 13
Moneta Group Investment Advisors Llc12-31-2020Blmbrg Brc Cnvrt2,573New!0.000.02213,000.000.0082.78Form 13
Northwestern Mutual Wealth Management Co12-31-2020Blmbrg Brc Cnvrt446,672Increased21.690.0936,981,000.0046.2582.79Form 13
Advisors Asset Management, Inc.12-31-2020Blmbrg Brc Cnvrt3,512Decreased-2.850.00291,000.0016.8782.86Form 13
Cibc Private Wealth Group, Llc12-31-2020Blmbrg Brc Cnvrt3,111Decreased-7.270.00258,000.0027.0982.93Form 13
J.w. Cole Advisors, Inc.12-31-2020Blmbrg Brc Cnvrt10,945Increased38.260.09906,000.0066.2482.78Form 13
Ancora Advisors, Llc12-31-2020Indx Fd125Decreased-22.360.0010,000.00-9.0980.00Form 13
K2 Principal Fund, L.p.12-31-2020Blmbrg Brc Cnvrt108,200New!0.000.798,958,000.000.0082.79Form 13
Raymond James Financial Services Advisors, Inc.12-31-2020Blmbrg Brc Cnvrt377,952Decreased-11.030.0831,290,000.006.9282.79Form 13
Uniplan Investment Counsel, Inc.12-31-2020Com30,228New!0.000.172,502,000.000.0082.77Form 13
Atria Investments Llc12-31-2020Blmbrg Brc Cnvrt58,871Increased147.880.124,874,000.00197.9282.79Form 13
Prospera Financial Services Inc12-31-2020Blmbrg Brc Cnvrt19,307Increased1830.700.111,599,000.002,217.3982.82Form 13
Strategic Wealth Advisors Group, Llc12-31-2020Blmbrg Brc Cnvrt14,537Increased27.010.061,204,000.0052.9982.82Form 13
Goelzer Investment Management, Inc.12-31-2020Blmbrg Brc Cnvrt128,766Decreased-2.300.9810,661,000.0017.4182.79Form 13
Column Capital Advisors, Llc12-31-2020Etf200Maintained0.000.0017,000.0021.4385.00Form 13
King Wealth12-31-2020Blmbrg Brc Cnvrt3,469Maintained0.000.07287,000.0020.0882.73Form 13
Winfield Associates, Inc.12-31-2020Etf25,851Maintained0.000.902,140,000.0020.1682.78Form 13
Waldron Private Wealth Llc12-31-2020Com157,206Decreased-43.820.9713,015,000.00-23.1282.79Form 13
Sequoia Financial Advisors, Llc12-31-2020Blmbrg Brc Cnvrt4,150Maintained0.000.02344,000.0020.2882.89Form 13
Merit Financial Group, Llc12-31-2020Blmbrg Brc Cnvrt0Liquidated!-100.000.000.000.000.00Form 13
Kovitz Investment Group Partners, Llc12-31-2020Blmbrg Brc Cnvrt4,506Increased0.130.01373,000.0020.3282.78Form 13
3edge Asset Management, Lp12-31-2020Blmbrg Brc Cnvrt9,573Increased34.020.07793,000.0061.1882.84Form 13
Reby Advisors, Llc12-31-2020Etf325New!0.000.0127,000.000.0083.08Form 13
Wealthsource Partners, Llc12-31-2020Blmbrg Brc Cnvrt8,875Maintained0.000.09735,000.0020.2982.82Form 13
Pfm Asset Management Llc12-31-2020Blmbrg Brc Cnvrt0Liquidated!-100.000.000.000.000.00Form 13
Pinnacle Wealth Planning Services, Inc.12-31-2020Etf242New!0.000.0020,000.000.0082.64Form 13
Bigelow Investment Advisors, Llc12-31-2020Blmbrg Brc Cnvrt3,689Decreased-1.520.16305,000.0018.2282.68Form 13
Financial Advocates Investment Management12-31-2020Blmbrg Brc Cnvrt2,771New!0.000.02229,000.000.0082.64Form 13
F3logic, Llc12-31-2020Blmbrg Brc Cnvrt30,229Increased1.370.352,500,000.0039.0482.70Form 13
Integrated Wealth Concepts Llc12-31-2020Mf Closed And Mf Open5,084New!0.000.02421,000.000.0082.81Form 13
Rockefeller Capital Management L.p.12-31-2020Blmbrg Brc Cnvrt68,725Decreased-1.060.045,689,000.0035.3682.78Form 13
Vista Investment Management12-31-2020Blmbrg Brc Cnvrt4,381Decreased-0.500.24363,000.0019.8082.86Form 13
B&d White Capital Company, Llc12-31-2020Blmbrg Brc Cnvrt47,786New!0.002.253,956,000.000.0082.79Form 13
Archetype Wealth Partners12-31-2020Etf56,649Decreased-20.032.154,690,000.00-3.8982.79Form 13
Clear Creek Financial Management, Llc12-31-2020Blmbrg Brc Cnvrt15,799Maintained0.000.241,220,000.000.0077.22Form 13
Capital Square, Llc12-31-2020Com3,855Decreased-49.480.00319,000.00-39.2482.75Form 13
Charter Oak Capital Management, Llc12-31-2020Blmbrg Brc Cnvrt654New!0.000.0154,000.000.0082.57Form 13
Disciplined Investments, Llc12-31-2020Etf54,155Increased0.292.994,483,000.0020.5182.78Form 13
Octavia Wealth Advisors, Llc12-31-2020Exchange Traded Fund118,940New!0.003.209,847,000.000.0082.79Form 13
Greystone Financial Group, Llc12-31-2020Blmbrg Brc Cnvrt105,185New!0.002.609,540,000.000.0090.70Form 13
Lebenthal Global Advisors, Llc12-31-2020Blmbrg Brc Cnvrt5,249New!0.000.31434,000.000.0082.68Form 13
M&t Bank Corp12-31-2020Blmbrg Brc Cnvrt11,371Increased3.110.00942,000.0023.95165.68Form 13
Mml Investors Services, Llc12-31-2020Blmbrg Brc Cnvrt153,991Increased7.160.1412,749,000.0046.6482.79Form 13
Pnc Financial Services Group, Inc.12-31-2020Blmbrg Brc Cnv1,223,824Increased1.060.12101,321,000.0038.30413.77Form 13
Stifel Financial Corp12-31-2020Blmbrg Brc Cnvrt191,183Increased20.330.0315,828,000.0044.61247.63Form 13
Affinity Wealth Management Llc12-31-2020Equity3,000New!0.000.06261,000.000.0087.00Form 13
Ameriprise Financial Inc12-31-2020Com937,939Increased7.520.0377,600,000.0046.37331.23Form 13
Mercer Global Advisors Inc /adv12-31-2020Blmbrg Brc Cnvrt6,316Decreased-23.050.01523,000.00-7.4382.81Form 13
Goldman Sachs Group Inc12-31-2020Cmn511,897Increased55.680.0142,380,000.00113.04165.57Form 13
Wellington Management Group Llp12-31-2020Blmbrg Brc Cnvrt65,400Decreased-6.300.005,415,000.0028.23248.39Form 13
Wolverine Trading, Llc12-31-2020Blmbrg Brc Cnvrt12,980Maintained0.000.001,076,000.000.00165.81Form 13
Bank Of Montreal /can/12-31-2020Blmbrg Brc Cnvrt191,531Increased2.490.0116,431,000.0026.02171.57Form 13
Manufacturers Life Insurance Company, The12-31-2020Blmbrg Brc Cnvrt64,709Increased26.260.005,357,000.0051.7182.79Form 13
Bokf, Na12-31-2020Blmbrg Brc Cnvrt7,632Increased4.520.01632,000.0025.65165.30Form 13
Royal Bank Of Canada12-31-2020Blmbrg Brc Cnvrt405,623Increased0.430.0133,582,000.0020.69580.69Form 13
Boston Family Office Llc12-31-2020Blmbrg Brc Convrt3,510New!0.000.02291,000.000.0082.91Form 13
Colony Group Llc12-31-2020Etf11,864Decreased-0.840.02982,000.0019.1782.77Form 13
Massmutual Trust Co Fsb/adv12-31-2020Exchange Traded Fund198New!0.000.0016,000.000.0080.81Form 13
Nations Financial Group Inc, /ia/ /adv12-31-2020Etf8,320Increased1.990.18689,000.0022.6082.81Form 13
Prudential Financial Inc12-31-2020Blmbrg Brc Cnvr221,142Decreased-15.510.0318,308,000.001.5482.79Form 13
Northern Oak Wealth Management Inc12-31-2020Blmbrg Brc Cnvrt3,339Maintained0.000.04276,000.0020.0082.66Form 13
Wedbush Securities Inc12-31-2020Com20,374Decreased-5.740.151,687,000.0013.3082.80Form 13
Mount Lucas Management Lp12-31-2020Etp73,105Increased2.201.276,052,000.0022.8182.79Form 13
Hilltop Holdings Inc.12-31-2020Blmbrg Brc Cnvrt66,136Increased418.060.775,476,000.00522.98165.62Form 13
Overbrook Management Corp12-31-2020Blmbrg Brc Cnvrt16,507Increased62.360.331,367,000.0095.2982.81Form 13
Guggenheim Capital Llc12-31-2020Blmbrg Brc Cnvrt387,124Decreased-7.810.2032,050,000.0010.7982.79Form 13
Pictet Asset Management Ltd12-31-2020Blmbrg Brc Cnvrt80,200Increased5.940.016,640,000.0027.3382.79Form 13
Mcdonald Partners Llc12-31-2020Blmbrg Brc Cnvrt12,172New!0.000.281,008,000.000.0082.81Form 13
Prelude Capital Management, Llc12-31-2020Blmbrg Brc Cnvrt0Liquidated!-100.000.000.000.000.00Form 13
Bank Of New York Mellon Corp12-31-2020Blmb0Liquidated!-100.000.000.000.000.00Form 13
L & S Advisors Inc12-31-2020Com37,384New!0.000.363,095,000.000.0082.79Form 13
Citadel Advisors Llc12-31-2020Blmbrg Brc Cnvrt61,739New!0.000.005,111,000.000.0082.78Form 13
Capstone Investment Advisors, Llc12-31-2020Blmbrg Brc Cnvrt0Liquidated!-100.000.000.000.000.00Form 13
Benjamin F. Edwards & Company, Inc.12-31-2020Blmbrg Brc Cnvrt28,105Increased8.550.142,327,000.0030.4482.80Form 13
Susquehanna International Group, Llp12-31-2020Blmbrg Brc Cnvrt91,200Increased153.150.007,550,000.00204.31165.55Form 13
Two Sigma Securities, Llc12-31-2020Blmbrg Brc Cnvrt0Liquidated!-100.000.000.000.000.00Form 13
Brown Brothers Harriman & Co12-31-2020Common Stock0Liquidated!-100.000.000.000.000.00Form 13
Evercore Wealth Management, Llc12-31-2020Blmbrg Brc Cnvrt5,714Maintained0.000.01473,000.0020.36164.85Form 13
Mckinley Carter Wealth Services, Inc.12-31-2020Blmbrg Brc Cnvrt4,393New!0.000.05364,000.000.0082.86Form 13
Transamerica Financial Advisors, Inc.12-31-2020Blmbrg Brc Cnvrt387Decreased-22.290.6833,000.00-5.7185.27Form 13
Homrich & Berg12-31-2020Blmbrg Brc Cnvrt3,314Maintained0.000.01274,000.0020.1882.68Form 13
Captrust Financial Advisors12-31-2020Etf2,195Maintained0.000.00182,000.0018.1882.92Form 13
Tower Research Capital Llc (trc)12-31-2020Blmbrg Brc Cnvrt100Maintained0.000.008,000.000.0080.00Form 13
Allianz Asset Management Gmbh12-31-2020Blmbrg Brc Cnvrt195,614Decreased-16.750.0216,195,000.0013.9282.79Form 13
Horizon Investments, Llc12-31-2020Com0Liquidated!-100.000.000.000.000.00Form 13
Court Place Advisors, Llc12-31-2020Blmbrg Brc Cnvrt5,350Maintained0.000.15443,000.0020.0582.80Form 13
Rpg Family Wealth Advisory, Llc12-31-2020Common Stock32,370Increased2.149.992,679,912,000.0022.7582,789.99Form 13
Fernwood Investment Management, Llc12-31-2020Etf6,632Decreased-3.450.22549,000.0016.0782.78Form 13
Advisory Alpha, Llc12-31-2020Blmbrg Brc Cnvrt0Liquidated!-100.000.000.000.000.00Form 13
New England Private Wealth Advisors Llc12-31-2020Blmbrg Brc Cnvrt41,575Decreased-29.260.753,442,000.00-14.9982.79Form 13
Capital Analysts, Llc12-31-2020Blmbrg Brc Cnvrt54,270Decreased-7.870.394,493,000.0010.7282.79Form 13
River Wealth Advisors Llc12-31-2020Blmbrg Brc Cnvrt167,661Increased8.793.0013,881,000.0030.7482.79Form 13
Pensionmark Financial Group, Llc12-31-2020Blmbrg Brc Cnvrt23,420Increased30.480.552,159,000.0082.5092.19Form 13
Morningstar Investment Management Llc12-31-2020Blmbrg Brc Cnvrt95,601Decreased-16.880.897,915,000.00-0.1182.79Form 13
Dz Bank Ag Deutsche Zentral Genossenschafts Bank, Frankfurt Am Main12-31-2020Blmbrg Brc Cnvrt2,280Maintained0.000.00188,000.0018.9982.46Form 13
Belpointe Asset Management Llc12-31-2020Blmbrg Brc Cnvrt17,281Decreased-35.010.131,431,000.00-11.0682.81Form 13
Wealthshield Partners, Llc12-31-2020Blmbrg Brc Cnvrt4,616Maintained0.000.07382,000.0020.1382.76Form 13
Qube Research & Technologies Ltd12-31-2020Blmbrg Brc Cnvrt324,906Decreased-3.680.3826,899,000.0015.7582.79Form 13
Virtue Capital Management, Llc12-31-2020Blmbrg Brc Cnvrt Etf8,198Decreased-46.130.17679,000.00-35.2182.83Form 13
Athanor Capital, Lp12-31-2020Blmbrg Brc Cnvrt300,000Increased114.290.5624,837,000.00157.5182.79Form 13
Acorn Wealth Advisors, Llc12-31-2020Blmbrg Brc Cnvrt7,311Increased26.290.48605,000.0051.6382.75Form 13
Atom Investors Lp12-31-2020Blmbrg Brc Cnvrt0Liquidated!-100.000.000.000.000.00Form 13
Sofos Investments, Inc.12-31-2020Barclays Conv Secs Etf25,981Maintained0.000.002,150,000.000.006,629.65Form 13
Centric Wealth Management12-31-2020Blmbrg Brc Cnvrt27,209New!0.000.672,253,000.000.0082.80Form 13
Townsquare Capital Llc12-31-2020Blmbrg Brc Cnvrt23,435New!0.000.091,940,000.000.0082.78Form 13
Kore Private Wealth Llc12-31-2020Blmbrg Brc Cnvrt0Liquidated!-100.000.000.000.000.00Form 13
Legacy Capital Wealth Partners, Llc12-31-2020Exchange Traded Fund27,320New!0.000.972,262,000.000.0082.80Form 13
Private Portfolio Partners Llc12-31-2020Blmbrg Brc Cnvrt8,357Increased9.060.24692,000.0031.0682.80Form 13
Aspire Private Capital, Llc12-31-2020Blmbrg Brc Cnvrt1,906New!0.000.06158,000.000.0082.90Form 13
Meridian Wealth Advisors, Llc12-31-2020Blmbrg Brc Cnvrt1,136New!0.000.0463,000.000.0055.46Form 13
Bcj Capital Management, Llc12-31-2020Blmbrg Brc Cnvrt Etf17,748Increased359.440.191,469,000.00452.2682.77Form 13
Kingsview Wealth Management, Llc12-31-2020Blmbrg Brc Cnvrt18,461Decreased-5.190.111,528,000.0013.9482.77Form 13
Pacitti Group Inc.12-31-2020Barclays Conv Secs Etf1,300Increased0.700.08107,000.0021.5982.31Form 13
Kathmere Capital Management, Llc12-31-2020Blmbrg Brc Cnvrt86Maintained0.000.007,000.0016.6781.40Form 13
Carolinas Wealth Consulting Llc12-31-2020Blmbrg Brc Cnvrt700New!0.000.0258,000.000.0082.86Form 13
Pacific Capital Wealth Advisors, Inc12-31-2020Blmbrg Brc Cnvrt8,494Maintained0.000.40703,000.0020.1782.76Form 13
Ascendant Capital Management, Llc12-31-2020Blmbrg Brc Cnvrt6,000New!0.000.42497,000.000.0082.83Form 13
Concord Wealth Partners12-31-2020Blmbrg Brc Cnvrt100New!0.000.018,000.000.0080.00Form 13
Sevenoneseven Capital Management12-31-2020Blmbrg Brc Cnvrt755New!0.000.5463,000.000.0083.44Form 13
Tradition Wealth Management, Llc12-31-2020Uit Exchange Traded67New!0.000.006,000.000.0089.55Form 13
Thrivent Financial For Lutherans12-31-2020Blmbrg Brc Cnvrt20,389Decreased-67.360.001,688,000.00-60.7782.79Form 13
Pfs Investments Inc.12-31-2020Etf - E214,571Decreased-31.050.5218,408,000.00-2.2385.79Form 13
Fifth Third Bancorp12-31-2020Blmbrg Brc Cnvrt6,438Decreased-89.870.00533,000.00-87.8382.79Form 13
Mackay Shields Llc12-31-2020Blmbrg Brc Cnvrt14,669New!0.000.011,214,000.000.00165.17Form 13
Morgan Stanley12-31-2020Blmbrg Brc Cnvrt2,906,292Decreased-1.510.03240,612,000.0034.78165.58Form 13
Barings Llc12-31-2020Blmbrg Brc Cnvrt396,965Increased101.610.8532,864,000.00142.29165.58Form 13
Invesco Ltd.12-31-2020Blmbrg Brc Cnvrt21,608Decreased-29.400.001,789,000.00-3.4082.79Form 13
State Street Corp12-31-2020Blmbrg Brc Cnvrt401,794Decreased-7.000.0033,265,000.0011.7682.79Form 13
Deutsche Bank Ag\12-31-2020Blmbrg Brc Cnvrt1,556,809Decreased-7.180.08128,887,000.0011.55576.10Form 13
Financial Architects, Inc12-31-2020Blmbrg Brc Cnvrt45,968Decreased-0.950.703,806,000.0019.0582.80Form 13
United Capital Financial Advisers, Llc12-31-2020Exchange Traded Fund2,616Decreased-91.010.00217,000.00-89.1882.95Form 13
Cetera Advisors Llc12-31-2020Blmbrg Brc Cnvrt23,004Increased43.290.061,904,000.0096.0982.77Form 13
Cetera Advisor Networks Llc12-31-2020Blmbrg Brc Cnvrt16,195Decreased-6.410.031,341,000.0028.0882.80Form 13
Jane Street Group, Llc12-31-2020Blmbrg Brc Cnvrt451,000Increased311.450.0237,338,000.00394.48165.58Form 13
Cahill Financial Advisors Inc12-31-2020Etf15,793Decreased-3.190.331,307,000.0016.2882.76Form 13
Cetera Investment Advisers12-31-2020Blmbrg Brc Cnvrt151,447Increased2068.490.2512,538,000.002,864.0782.79Form 13
Ambassador Advisors, Llc12-31-2020Blmbrg Brc Cnvrt16,887Decreased-44.840.611,398,000.00-24.51165.44Form 13
Iht Wealth Management, Llc12-31-2020Blmbrg Brc Cnvr3,818Decreased-2.800.03316,000.0016.6182.77Form 13
Truvestments Capital Llc12-31-2020Blmbrg Brc Cnvrt202Increased2.020.0116,000.0045.4579.21Form 13
Eudaimonia Partners, Llc12-31-2020Exchange Traded Funds6,577Decreased-2.390.12545,000.0017.4682.86Form 13
Safeguard Investment Advisory Group, Llc12-31-2020Blmbrg Brc Cnvrt1,370New!0.000.10113,000.000.0082.48Form 13
Truist Financial Corp12-31-2020Blmbrg Brc Cnvrt381,276New!0.000.0631,566,000.000.00248.09Form 13
Laffer Tengler Investments12-31-2020Exchange Traded Fund3,283New!0.000.13271,799,000.000.0082,789.83Form 13
Jpmorgan Chase & Co12-31-2020Fund66,910Maintained0.000.005,540,000.000.00331.71Form 13
Fulcrum Equity Management12-31-2020Blmbrg Brc Cnvrt3,522Decreased-33.120.12292,000.00-19.5682.91Form 13
Retirement Group, Llc12-31-2020Blmbrg Brc Cnvrt4,051New!0.000.15335,000.000.0082.70Form 13
Ubp Investment Advisors Sa12-31-2020Blmbrg Brc Cnvrt130,088Decreased-1.215.5510,770,000.00-1.2182.79Form 13
Orion Capital Management Llc12-31-2020Barclays Conv Secs Etf5,006New!0.000.24331,000.000.0066.12Form 13
Schroder Investment Management Group12-31-2020Etf228,999Maintained0.000.0318,959,000.000.0082.79Form 13
Bank Julius Baer & Co. Ltd, Zurich12-31-2020Blmbrg Brc Cnvrt8,805Increased0.060.01729,000.000.0082.79Form 13
Fort Pitt Capital Group, Llc12-31-2020Blmbrg Brc Cnvrt287Maintained0.000.0024,000.000.0083.62Form 13
Ern Financial, Llc12-31-2020Blmbrg Brc Cnvrt6,357Increased0.190.22526,000.0020.3782.74Form 13
Patton Albertson Miller Group, Llc12-31-2020Blmbrg Brc Cnvrt2,756New!0.000.06253,000.000.0091.80Form 13
Front Row Advisors Llc12-31-2020Etf682Maintained0.000.0356,000.0036.5982.11Form 13
Tranquilli Financial Advisor Llc12-31-2020Blmbrg Brc Cnvrt13,510New!0.001.021,118,000.000.0082.75Form 13
Rmr Wealth Builders12-31-2020Blmbrg Brc Cnvrt1,571Maintained0.000.06130,000.000.0082.75Form 13
Focus Wealth Advisors, Llc12-31-2020Blmbrg Brc Cnvrt32,727New!0.002.092,709,000.000.0082.78Form 13