| New | Increased | Maintained | Decreased | Liquidated |
|---|---|---|---|---|
| 22 | 35 | 1 | 1 | 6 |
| Whale | Report Period | Security Type | Quantity | Status | % Change | % Allocation | $ Value | % Change | $ Valuation Price | Sec Link |
|---|---|---|---|---|---|---|---|---|---|---|
| Degreen Capital Management Llc | 12-31-2020 | Unit Ser I | 100,630 | Increased | 94.61 | 2.58 | 6,618,000.00 | 13.91 | 65.77 | Form 13 |
| Bellecapital International Ltd. | 12-31-2020 | Chinadiv Ex Fi | 12,376 | Increased | 78.90 | 0.27 | 814,000.00 | 4.76 | 65.77 | Form 13 |
| Cantor Fitzgerald Investment Adviser L.p. | 12-31-2020 | Chinadiv Ex Fi | 102,302 | Increased | 81.90 | 0.96 | 6,728,000.00 | 24.66 | 65.77 | Form 13 |
| Patriot Financial Group Insurance Agency, Llc | 12-31-2020 | Etf | 92 | Increased | 100.00 | 0.00 | 6,000.00 | 20.00 | 65.22 | Form 13 |
| Procyon Private Wealth Partners, Llc | 12-31-2020 | Etf | 10,885 | Increased | 105.11 | 0.35 | 716,000.00 | 20.13 | 65.78 | Form 13 |
| Ogorek Anthony Joseph /ny/ /adv | 12-31-2020 | Wisdomtree China Ex-state-owd Entpr Etf | 117,566 | New! | 0.00 | 4.14 | 7,732,000.00 | 0.00 | 65.77 | Form 13 |
| Nwam Llc | 12-31-2020 | Chinadiv Ex Fi | 8,074 | New! | 0.00 | 0.06 | 531,000.00 | 0.00 | 65.77 | Form 13 |
| Independence Bank Of Kentucky | 12-31-2020 | Chinadiv Ex Fi | 160 | Increased | 100.00 | 0.01 | 11,000.00 | 22.22 | 68.75 | Form 13 |
| Ifp Advisors, Inc | 12-31-2020 | Cef | 529 | Increased | 72.88 | 0.00 | 34,000.00 | 0.00 | 64.27 | Form 13 |
| Jjj Advisors Inc. | 12-31-2020 | Chinadiv Ex Fi | 28 | Increased | 100.00 | 0.00 | 2,000.00 | 0.00 | 71.43 | Form 13 |
| B, B, H, & B Inc. | 12-31-2020 | Chinadiv Ex Fi | 18,470 | New! | 0.00 | 1.05 | 1,214,000.00 | 0.00 | 65.73 | Form 13 |
| Cwm, Llc | 12-31-2020 | Chinadiv Ex Fi | 30 | Increased | 100.00 | 0.00 | 2,000.00 | 0.00 | 66.67 | Form 13 |
| Accel Wealth Management | 12-31-2020 | Chinadiv Ex Fi Etf | 4,050 | New! | 0.00 | 0.25 | 266,000.00 | 0.00 | 65.68 | Form 13 |
| Whittier Trust Co | 12-31-2020 | Non-us Equity (emerging) | 910 | Increased | 100.00 | 0.00 | 60,000.00 | 17.65 | 65.93 | Form 13 |
| Whittier Trust Co Of Nevada Inc | 12-31-2020 | Non-us Equity (emerging) | 980 | Increased | 100.00 | 0.00 | 64,000.00 | 16.36 | 65.31 | Form 13 |
| First Heartland Consultants, Inc. | 12-31-2020 | Chinadiv Ex Fi | 121,501 | New! | 0.00 | 1.33 | 7,991,000.00 | 0.00 | 65.77 | Form 13 |
| Creative Planning | 12-31-2020 | Chinadiv Ex Fi | 30,764 | Increased | 162.09 | 0.00 | 2,023,000.00 | 53.37 | 65.76 | Form 13 |
| Stratos Wealth Partners, Ltd. | 12-31-2020 | Chinadiv Ex Fi | 8,847 | Increased | 96.47 | 0.02 | 582,000.00 | 15.02 | 65.79 | Form 13 |
| Envestnet Asset Management Inc | 12-31-2020 | Chinadiv Ex Fi | 88,367 | Increased | 123.80 | 0.00 | 5,812,000.00 | 30.99 | 65.77 | Form 13 |
| Baker Tilly Financial, Llc | 12-31-2020 | Chinadiv Ex Fi | 11,322 | New! | 0.00 | 0.23 | 745,000.00 | 0.00 | 65.80 | Form 13 |
| Cambridge Investment Research Advisors, Inc. | 12-31-2020 | Tr Chinadiv Ex Fi | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Blackrock Inc. | 12-31-2020 | Chinadiv Ex Fi | 46 | Increased | 100.00 | 0.00 | 3,000.00 | 0.00 | 65.22 | Form 13 |
| Koshinski Asset Management, Inc. | 12-31-2020 | Chinadiv Ex Fi | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Beaumont Financial Partners, Llc | 12-31-2020 | China Div Ex Fin | 24,565 | Increased | 39.72 | 0.14 | 1,616,000.00 | -18.22 | 65.78 | Form 13 |
| Migdal Insurance & Financial Holdings Ltd. | 12-31-2020 | Etp | 788,000 | Increased | 100.00 | 0.61 | 51,827,000.00 | 17.05 | 65.77 | Form 13 |
| Cibc World Markets Inc. | 12-31-2020 | Chinadiv Ex | 14,973 | Increased | 192.44 | 0.00 | 985,000.00 | 242.01 | 65.79 | Form 13 |
| Resource Management, Llc | 12-31-2020 | Com | 10,106 | New! | 0.00 | 0.09 | 665,000.00 | 0.00 | 65.80 | Form 13 |
| Advisory Services Network, Llc | 12-31-2020 | Etf | 34 | Increased | 100.00 | 0.00 | 2,000.00 | 0.00 | 58.82 | Form 13 |
| Personal Cfo Solutions, Llc | 12-31-2020 | Chinadiv Ex Fi | 4,604 | Increased | 40.37 | 0.07 | 303,000.00 | -3.81 | 65.81 | Form 13 |
| Arkadios Wealth Advisors | 12-31-2020 | Etf | 72 | New! | 0.00 | 0.00 | 4,000.00 | 0.00 | 55.56 | Form 13 |
| Beaumont Capital Management, Llc | 12-31-2020 | Chinadiv Ex Fi | 32,270 | New! | 0.00 | 2.12 | 2,122,000.00 | 0.00 | 65.76 | Form 13 |
| Wells Fargo & Company/mn | 12-31-2020 | Chinadiv Ex Fi | 28,670 | Increased | 477.56 | 0.00 | 1,886,000.00 | 237.99 | 131.57 | Form 13 |
| Blair William & Co/il | 12-31-2020 | Chinadiv Ex Fi | 95 | New! | 0.00 | 0.00 | 6,000.00 | 0.00 | 63.16 | Form 13 |
| Merriman Wealth Management, Llc | 12-31-2020 | Chinadiv Ex Fi | 8,500 | New! | 0.00 | 0.06 | 560,000.00 | 0.00 | 65.88 | Form 13 |
| Advisor Group Holdings, Inc. | 12-31-2020 | Chinadiv Ex Fi | 364,426 | Increased | 119.12 | 0.06 | 23,993,000.00 | 28.16 | 462.31 | Form 13 |
| Bank Of America Corp /de/ | 12-31-2020 | Chinadiv E | 762,834 | Increased | 130.48 | 0.01 | 50,172,000.00 | 57.97 | 197.29 | Form 13 |
| Veritable, L.p. | 12-31-2020 | Chinadiv Ex Fi | 3,300 | New! | 0.00 | 0.00 | 217,000.00 | 0.00 | 65.76 | Form 13 |
| Ubs Group Ag | 12-31-2020 | Chinadiv Ex Fi | 83,871 | Increased | 125.45 | 0.00 | 5,516,000.00 | 31.93 | 65.77 | Form 13 |
| Kalos Management, Inc. | 12-31-2020 | Etf | 17,839 | Decreased | -36.54 | 0.60 | 1,396,000.00 | -18.74 | 78.26 | Form 13 |
| Steward Partners Investment Advisory, Llc | 12-31-2020 | Exchange Traded Funds (country Baskets/ishares) - Domestic | 2,565 | New! | 0.00 | 0.00 | 169,000.00 | 0.00 | 65.89 | Form 13 |
| Citigroup Inc | 12-31-2020 | Chinadiv Ex Fi | 200 | Increased | 100.00 | 0.00 | 13,000.00 | 18.18 | 65.00 | Form 13 |
| Bank Of Nova Scotia | 12-31-2020 | Chinadiv Ex Fi | 19,000 | New! | 0.00 | 0.00 | 1,245,000.00 | 0.00 | 65.53 | Form 13 |
| Tompkins Financial Corp | 12-31-2020 | Non-us Equity (emerging) | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Raymond James & Associates | 12-31-2020 | Chinadiv Ex Fi | 10,492 | Increased | 131.10 | 0.00 | 690,000.00 | 35.29 | 65.76 | Form 13 |
| Granite Investment Partners, Llc | 12-31-2020 | Chinadiv Ex Fi | 650 | New! | 0.00 | 0.00 | 43,000.00 | 0.00 | 66.15 | Form 13 |
| Rockefeller Capital Management L.p. | 12-31-2020 | Chinadiv Ex Fi | 1,500 | New! | 0.00 | 0.00 | 98,000.00 | 0.00 | 65.33 | Form 13 |
| Mml Investors Services, Llc | 12-31-2020 | Chinadiv Ex Fi | 28,155 | New! | 0.00 | 0.02 | 1,852,000.00 | 0.00 | 65.78 | Form 13 |
| Pnc Financial Services Group, Inc. | 12-31-2020 | Chinadiv Ex Fi | 318 | New! | 0.00 | 0.00 | 21,000.00 | 0.00 | 66.04 | Form 13 |
| Stifel Financial Corp | 12-31-2020 | Chinadiv Ex Fi | 8,999 | New! | 0.00 | 0.00 | 592,000.00 | 0.00 | 65.79 | Form 13 |
| Credit Suisse Ag/ | 12-31-2020 | Chinadiv Ex Fi | 6,127 | New! | 0.00 | 0.00 | 403,000.00 | 0.00 | 65.77 | Form 13 |
| Parametric Portfolio Associates Llc | 12-31-2020 | Etf | 72,441 | Increased | 105.70 | 0.00 | 4,764,000.00 | 20.36 | 65.76 | Form 13 |
| Royal Bank Of Canada | 12-31-2020 | Chinadiv Ex Fi | 43,914 | Increased | 515.39 | 0.00 | 2,889,000.00 | 260.22 | 197.95 | Form 13 |
| Evermay Wealth Management Llc | 12-31-2020 | Chinadiv Ex Fi | 66,895 | Increased | 109.57 | 0.97 | 4,400,000.00 | 22.67 | 65.77 | Form 13 |
| White Pine Capital Llc | 12-31-2020 | Com | 5,540 | Increased | 102.56 | 0.13 | 364,000.00 | 18.57 | 65.70 | Form 13 |
| Citadel Advisors Llc | 12-31-2020 | Chinadiv Ex Fi | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Susquehanna International Group, Llp | 12-31-2020 | Chinadiv Ex Fi | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Fintrust Capital Advisors, Llc | 12-31-2020 | Chinadiv Ex Fi | 7,198 | Increased | 100.00 | 0.15 | 473,000.00 | 17.08 | 65.71 | Form 13 |
| Morgan Stanley | 12-31-2020 | Chinadiv Ex Fi | 249,654 | Increased | 151.45 | 0.00 | 16,420,000.00 | 72.35 | 126.38 | Form 13 |
| Old Mission Capital, Llc | 12-31-2020 | Etp | 6,389 | New! | 0.00 | 0.03 | 420,000.00 | 0.00 | 65.74 | Form 13 |
| Cetera Advisor Networks Llc | 12-31-2020 | Chinadiv Ex Fi | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Jane Street Group, Llc | 12-31-2020 | Chinadiv Ex Fi | 151,099 | Increased | 508.61 | 0.00 | 9,938,000.00 | 256.20 | 65.77 | Form 13 |
| Cetera Investment Advisers | 12-31-2020 | Chinadiv Ex Fi | 41,304 | New! | 0.00 | 0.05 | 2,717,000.00 | 0.00 | 65.78 | Form 13 |
| Iht Wealth Management, Llc | 12-31-2020 | Chinadiv Ex Fi | 5,928 | Increased | 173.43 | 0.03 | 390,000.00 | 59.84 | 65.79 | Form 13 |
| Fulcrum Equity Management | 12-31-2020 | Chinadiv Ex Fi | 5,901 | Increased | 11.51 | 0.15 | 388,000.00 | -34.79 | 65.75 | Form 13 |
| Hsbc Holdings Plc | 12-31-2020 | Chinadiv Ex Fi | 525,059 | Maintained | 0.00 | 0.05 | 34,533,000.00 | 0.00 | 131.72 | Form 13 |
