| Whale | Report Period | Security Type | Quantity | Status | % Change | % Allocation | $ Value | % Change | $ Valuation Price | Sec Link |
|---|
| Ewg Elevate Inc. | 12-31-2020 | Namen Akt | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Crossmark Global Holdings, Inc. | 12-31-2020 | Com | 147,493 | Increased | 5.99 | 0.04 | 1,608,000.00 | 37.55 | 10.90 | Form 13 |
| Nbt Bank N A /ny | 12-31-2020 | Com | 10,000 | Maintained | 0.00 | 0.02 | 109,000.00 | 29.76 | 10.90 | Form 13 |
| Exchange Traded Concepts, Llc | 12-31-2020 | Namen Akt | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Fny Investment Advisers, Llc | 12-31-2020 | Com | 5,000 | Decreased | -97.50 | 0.01 | 54,000.00 | -96.79 | 10.80 | Form 13 |
| Meag Munich Ergo, Kapitalanlagegesellschaft Mbh | 12-31-2020 | Namen Akt | 109,881 | Decreased | -46.55 | 0.28 | 1,210,000.00 | -30.18 | 11.01 | Form 13 |
| Meag Munich Ergo Assetmanagement Gmbh | 12-31-2020 | Namen Akt | 9,000 | Maintained | 0.00 | 0.05 | 81,000.00 | 6.58 | 9.00 | Form 13 |
| Justinvest Llc | 12-31-2020 | Namen Akt | 35,500 | Maintained | 0.00 | 0.08 | 387,000.00 | 1,190.00 | 10.90 | Form 13 |
| Cutler Group Lp | 12-31-2020 | Namen Akt | 185,800 | Decreased | -0.92 | 0.04 | 888,000.00 | 33.13 | 15.41 | Form 13 |
| Investors Research Corp | 12-31-2020 | Namen Akt | 17,431 | Decreased | -4.13 | 0.07 | 190,000.00 | 24.18 | 10.90 | Form 13 |
| Highland Capital Management, Llc | 12-31-2020 | Namen Akt | 38,914 | Decreased | -0.26 | 0.03 | 424,000.00 | 29.27 | 10.90 | Form 13 |
| Exane Asset Management | 12-31-2020 | Stock | 417 | Decreased | -99.87 | 3.27 | 4,564,000.00 | -99.83 | 10,944.84 | Form 13 |
| Ballentine Partners, Llc | 12-31-2020 | Namen Akt | 11,143 | Increased | 5.22 | 0.00 | 121,000.00 | 37.50 | 21.79 | Form 13 |
| Ifp Advisors, Inc | 12-31-2020 | Stock | 0 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Hollencrest Capital Management | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Private Capital Group, Llc | 12-31-2020 | Common Stock | 1,459 | New! | 0.00 | 0.00 | 16,000.00 | 0.00 | 10.97 | Form 13 |
| Exane Derivatives | 12-31-2020 | Option | 360,887 | Decreased | -16.93 | 9.99 | 4,093,632,000.00 | -41.46 | 118,833.26 | Form 13 |
| Crewe Advisors Llc | 12-31-2020 | Namen Akt | 600 | New! | 0.00 | 0.00 | 7,000.00 | 0.00 | 11.67 | Form 13 |
| Carmichael Hill & Associates, Inc. | 12-31-2020 | Namen Akt | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Lindbrook Capital, Llc | 12-31-2020 | Stock | 4,096 | Maintained | 0.00 | 0.01 | 45,000.00 | 32.35 | 10.99 | Form 13 |
| Commerzbank Aktiengesellschaft /fi | 12-31-2020 | Namen Akt | 765,782 | Increased | 245.77 | 2.48 | 8,347,000.00 | 348.76 | 10.90 | Form 13 |
| Zurcher Kantonalbank (zurich Cantonalbank) | 12-31-2020 | Namen Akt | 808,188 | Decreased | -12.46 | 0.05 | 8,849,000.00 | 13.68 | 21.80 | Form 13 |
| Gemmer Asset Management Llc | 12-31-2020 | Namen Akt | 159 | Maintained | 0.00 | 0.00 | 2,000.00 | 100.00 | 12.58 | Form 13 |
| Fieldpoint Private Securities, Llc | 12-31-2020 | Stock | 3,160 | New! | 0.00 | 0.01 | 34,000.00 | 0.00 | 10.76 | Form 13 |
| Sage Financial Group Inc | 12-31-2020 | Namen Akt | 4,814 | Maintained | 0.00 | 0.01 | 52,000.00 | 13.04 | 10.80 | Form 13 |
| Comerica Bank | 12-31-2020 | For | 116,357 | Increased | 6.02 | 8.04 | 1,267,000.00 | 19.64 | 10.89 | Form 13 |
| Creative Planning | 12-31-2020 | Namen Akt | 19,197 | Decreased | -12.85 | 0.00 | 209,000.00 | 12.97 | 10.89 | Form 13 |
| Alphamark Advisors, Llc | 12-31-2020 | Etf | 1,500 | Maintained | 0.00 | 3.00 | 16,000.00 | 23.08 | 10.67 | Form 13 |
| Institute For Wealth Management, Llc. | 12-31-2020 | Namen Akt | 11,804 | Maintained | 0.00 | 0.03 | 129,000.00 | 30.30 | 10.93 | Form 13 |
| Harvest Group Wealth Management, Llc | 12-31-2020 | Stock | 0 | Decreased | -100.00 | 0.00 | 0.00 | -100.00 | 0.00 | Form 13 |
| British Columbia Investment Management Corp | 12-31-2020 | Namen Akt | 54,470 | Decreased | -20.48 | 0.00 | 595,000.00 | 3.12 | 10.92 | Form 13 |
| Envestnet Asset Management Inc | 12-31-2020 | Namen Akt | 61,445 | Increased | 20.13 | 0.00 | 670,000.00 | 55.81 | 10.90 | Form 13 |
| Simplex Trading, Llc | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Parallel Advisors, Llc | 12-31-2020 | Stock | 2,738 | Decreased | -11.05 | 0.00 | 30,000.00 | 15.38 | 10.96 | Form 13 |
| Focused Wealth Management, Inc | 12-31-2020 | Namen Akt | 30,366 | Decreased | -8.23 | 0.06 | 331,000.00 | 19.06 | 10.90 | Form 13 |
| Rosenberg Matthew Hamilton | 12-31-2020 | Namen Akt | 4,000 | Maintained | 0.00 | 0.00 | 44,000.00 | 29.41 | 11.00 | Form 13 |
| Regentatlantic Capital Llc | 12-31-2020 | Namen Akt | 53,316 | Maintained | 0.00 | 0.02 | 581,000.00 | 29.69 | 10.90 | Form 13 |
| Sg Americas Securities, Llc | 12-31-2020 | Com | 285,390 | Decreased | -65.28 | 0.02 | 3,111,000.00 | -54.95 | 10.90 | Form 13 |
| Advisornet Financial, Inc | 12-31-2020 | Stock | 2,600 | Decreased | -10.34 | 0.00 | 28,000.00 | 16.67 | 10.77 | Form 13 |
| Cambridge Investment Research Advisors, Inc. | 12-31-2020 | Akt | 103,972 | Increased | 3.76 | 6.62 | 1,133,000.00 | 34.56 | 10.90 | Form 13 |
| Harbor Investment Advisory, Llc | 12-31-2020 | Stock | 5,770 | Increased | 80.59 | 0.01 | 63,000.00 | 133.33 | 10.92 | Form 13 |
| Ellevest, Inc. | 12-31-2020 | Stock | 541 | Decreased | -76.86 | 0.00 | 6,000.00 | -70.00 | 11.09 | Form 13 |
| Sciencast Management Lp | 12-31-2020 | A | 10,200 | New! | 0.00 | 0.02 | 118,000.00 | 0.00 | 11.57 | Form 13 |
| Us Bancorp \de\ | 12-31-2020 | Common Stock | 13,281 | Increased | 7.17 | 0.00 | 144,000.00 | 38.46 | 21.46 | Form 13 |
| Gabelli Funds Llc | 12-31-2020 | Com | 46,000 | Maintained | 0.00 | 0.00 | 501,000.00 | 29.79 | 10.89 | Form 13 |
| Aperio Group, Llc | 12-31-2020 | Namen Akt | 832,800 | Decreased | -8.94 | 0.03 | 9,078,000.00 | 18.17 | 10.90 | Form 13 |
| Blackrock Inc. | 12-31-2020 | Namen Akt | 14,222 | Increased | 36.02 | 0.00 | 155,000.00 | 76.14 | 21.84 | Form 13 |
| Dorsey & Whitney Trust Co Llc | 12-31-2020 | Namen Akt | 17,642 | Decreased | -0.94 | 0.03 | 192,000.00 | 28.00 | 21.78 | Form 13 |
| Fosun International Ltd | 12-31-2020 | Namen Akt | 517,000 | Decreased | -6.34 | 0.37 | 5,661,000.00 | 23.58 | 10.95 | Form 13 |
| Y-intercept (hong Kong) Ltd | 12-31-2020 | Namen Akt | 17,210 | New! | 0.00 | 0.08 | 187,000.00 | 0.00 | 10.87 | Form 13 |
| Banque Cantonale Vaudoise | 12-31-2020 | Namen Akt | 60,800 | Maintained | 0.00 | 0.04 | 667,000.00 | 30.27 | 10.97 | Form 13 |
| Alliancebernstein L.p. | 12-31-2020 | Namen Akt | 557,779 | Decreased | -6.07 | 0.00 | 6,080,000.00 | 21.89 | 10.90 | Form 13 |
| Cibc World Markets Inc. | 12-31-2020 | Namen Akt | 44,777 | Increased | 47.24 | 0.00 | 488,000.00 | 91.37 | 10.90 | Form 13 |
| Fox Run Management, L.l.c. | 12-31-2020 | Namen Akt | 13,108 | New! | 0.00 | 0.29 | 143,000.00 | 0.00 | 10.91 | Form 13 |
| Vident Investment Advisory, Llc | 12-31-2020 | Namen Akt | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Vident Investment Advisory, Llc | 12-31-2020 | Namen Akt | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Flagship Harbor Advisors, Llc | 12-31-2020 | Common Stock | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Russell Investments Group, Ltd. | 12-31-2020 | Common Stock | 3,197,576 | Increased | 4.68 | 0.07 | 35,010,000.00 | 35.95 | 54.67 | Form 13 |
| Fmr Llc | 12-31-2020 | Namen Akt | 77,620 | Increased | 61.84 | 0.00 | 854,000.00 | 87.28 | 11.00 | Form 13 |
| Campbell & Co Investment Adviser Llc | 12-31-2020 | Common Stock | 82,985 | Increased | 166.83 | 0.55 | 905,000.00 | 246.74 | 10.91 | Form 13 |
| Ruffer Llp | 12-31-2020 | Namen Akt | 106,500 | Maintained | 0.00 | 0.04 | 1,168,000.00 | 29.63 | 10.97 | Form 13 |
| Samalin Investment Counsel, Llc | 12-31-2020 | Namen Akt | 2,759 | Maintained | 0.00 | 0.02 | 30,080,000.00 | 29.76 | 10,902.50 | Form 13 |
| Diligent Investors, Llc | 12-31-2020 | Namen Akt | 10,500 | Maintained | 0.00 | 0.05 | 114,000.00 | 29.55 | 10.86 | Form 13 |
| Advisory Services Network, Llc | 12-31-2020 | Stock | 150 | Decreased | -92.13 | 0.00 | 2,000.00 | -87.50 | 13.33 | Form 13 |
| Compagnie Lombard Odier Scma | 12-31-2020 | Namen Akt | 10,000 | Maintained | 0.00 | 0.00 | 109,000.00 | 29.76 | 10.90 | Form 13 |
| Aua Capital Management, Llc | 12-31-2020 | Namen Akt | 1,475 | Maintained | 0.00 | 0.01 | 16,000.00 | 33.33 | 10.85 | Form 13 |
| Wells Fargo & Company/mn | 12-31-2020 | Namen Akt | 41,415 | Decreased | -3.98 | 0.00 | 452,000.00 | 24.86 | 33.15 | Form 13 |
| Renaissance Technologies Llc | 12-31-2020 | Namen Akt | 744,720 | New! | 0.00 | 0.01 | 8,117,000.00 | 0.00 | 10.90 | Form 13 |
| Aviva Plc | 12-31-2020 | Namen Akt | 1,742,940 | Increased | 210.44 | 0.10 | 19,131,000.00 | 304.20 | 10.98 | Form 13 |
| Bluefin Capital Management, Llc | 12-31-2020 | Namen Akt | 79,926 | Increased | 145.70 | 0.05 | 871,000.00 | 219.05 | 10.90 | Form 13 |
| Bnp Paribas Arbitrage, Sa | 12-31-2020 | Equity | 40,304 | Decreased | -17.21 | 0.82 | 439,314,000.00 | 7.43 | 10,900.01 | Form 13 |
| Jupiter Asset Management Ltd | 12-31-2020 | Namen Akt | 24,208 | Decreased | -98.75 | 0.00 | 266,000.00 | -98.37 | 10.99 | Form 13 |
| Norges Bank | 12-31-2020 | Namen Akt | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Qs Investors, Llc | 12-31-2020 | Namen Akt | 11,086 | Maintained | 0.00 | 0.00 | 122,000.00 | 31.18 | 11.00 | Form 13 |
| Banque Pictet & Cie Sa | 12-31-2020 | Namen Akt | 715,500 | Maintained | 0.00 | 0.11 | 7,834,000.00 | 29.85 | 10.95 | Form 13 |
| Pictet North America Advisors Sa | 12-31-2020 | Namen Akt | 600,000 | Maintained | 0.00 | 0.83 | 6,570,000.00 | 29.87 | 10.95 | Form 13 |
| Mandatum Life Insurance Co Ltd | 12-31-2020 | Namen Akt | 28,000 | Maintained | 0.00 | 0.06 | 307,000.00 | 30.08 | 10.96 | Form 13 |
| Advisor Group Holdings, Inc. | 12-31-2020 | Namen Akt | 4,819 | Decreased | -84.25 | 0.00 | 52,000.00 | -79.84 | 53.14 | Form 13 |
| Sargent Investment Group, Llc | 12-31-2020 | Namen Akt | 10,000 | Maintained | 0.00 | 0.03 | 109,000.00 | 29.76 | 10.90 | Form 13 |
| Franklin Resources Inc | 12-31-2020 | Namen Akt | 13,696,701 | Increased | 1.10 | 0.06 | 150,613,000.00 | 31.88 | 33.05 | Form 13 |
| Bank Of America Corp /de/ | 12-31-2020 | Namen Akt | 30,982,576 | Increased | 32.31 | 0.05 | 337,711,000.00 | 51.49 | 87.23 | Form 13 |
| Mackenzie Financial Corp | 12-31-2020 | Namen Akt | 64,841 | Increased | 9.85 | 0.00 | 707,000.00 | 25.80 | 10.90 | Form 13 |
| Group One Trading, L.p. | 12-31-2020 | Namen Akt | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Kahn Brothers Group Inc /de/ | 12-31-2020 | Com | 10,000 | Maintained | 0.00 | 0.02 | 109,000,000.00 | 29.76 | 10,900.00 | Form 13 |
| Pictet & Cie (europe) Sa | 12-31-2020 | Namen Akt | 37,400 | Increased | 128.05 | 0.02 | 410,000.00 | 197.10 | 10.96 | Form 13 |
| Wetherby Asset Management Inc | 12-31-2020 | Namen Akt | 38,402 | Increased | 1102.32 | 0.03 | 419,000.00 | 1,451.85 | 10.91 | Form 13 |
| O'shaughnessy Asset Management, Llc | 12-31-2020 | Common | 1,709 | Increased | 28.11 | 0.00 | 19,000.00 | 72.73 | 11.12 | Form 13 |
| Signaturefd, Llc | 12-31-2020 | Namen Akt | 5,147 | Increased | 17.70 | 0.00 | 56,000.00 | 51.35 | 10.88 | Form 13 |
| Edgestream Partners, L.p. | 12-31-2020 | Namen Akt | 245,807 | Decreased | -50.04 | 0.13 | 2,679,000.00 | -35.18 | 10.90 | Form 13 |
| Cerity Partners Llc | 12-31-2020 | Stock | 12,800 | Decreased | -31.91 | 0.00 | 140,000.00 | -11.39 | 10.94 | Form 13 |
| Ubs Group Ag | 12-31-2020 | Namen Akt | 8,217,544 | Decreased | -72.49 | 0.03 | 89,571,000.00 | -64.30 | 54.46 | Form 13 |
| Quinn Opportunity Partners Llc | 12-31-2020 | Namen Akt | 24,243 | Decreased | -14.16 | 0.02 | 264,000.00 | 11.39 | 10.89 | Form 13 |
| Actinver Wealth Management, Inc. | 12-31-2020 | Namen Akt | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Veriti Management Llc | 12-31-2020 | Namen Akt | 2,920 | New! | 0.00 | 0.01 | 32,000.00 | 0.00 | 10.96 | Form 13 |
| Barclays Plc | 12-31-2020 | Opt | 352,200 | Decreased | -7.77 | 0.00 | 3,839,000.00 | 19.71 | 21.77 | Form 13 |
| Dimensional Fund Advisors Lp | 12-31-2020 | Com | 5,802,613 | Increased | 0.20 | 0.02 | 63,248,000.00 | 30.02 | 10.90 | Form 13 |
| Westpac Banking Corp | 12-31-2020 | Namen Akt | 144,685 | Maintained | 0.00 | 9.99 | 1,294,786,000.00 | 24.46 | 8,949.00 | Form 13 |
| Northern Trust Corp | 12-31-2020 | Com | 1,775,879 | Decreased | -2.44 | 0.00 | 19,357,000.00 | 26.60 | 43.60 | Form 13 |
| Oppenheimer & Co Inc | 12-31-2020 | Namen Akt | 38,498 | Decreased | -36.34 | 0.01 | 420,000.00 | -27.08 | 10.91 | Form 13 |
| Citigroup Inc | 12-31-2020 | Namen Akt | 15,402,998 | Decreased | -17.31 | 0.09 | 168,655,000.00 | 7.06 | 110.07 | Form 13 |
| Acadian Asset Management Llc | 12-31-2020 | Namen Akt | 1,946,381 | Increased | 4080.64 | 0.08 | 21,313,000.00 | 5,336.99 | 10.95 | Form 13 |
| Natixis Advisors, L.p. | 12-31-2020 | Com | 122,667 | Increased | 4.82 | 0.01 | 1,337,000.00 | 36.01 | 10.90 | Form 13 |
| Enterprise Financial Services Corp | 12-31-2020 | Common Stock | 406 | Decreased | -19.76 | 0.00 | 4,000.00 | 33.33 | 9.85 | Form 13 |
| Vanguard Group Inc | 12-31-2020 | Namen Akt | 64,024,788 | Decreased | -0.03 | 0.02 | 697,869,000.00 | 29.72 | 65.40 | Form 13 |
| American Financial Group Inc | 12-31-2020 | Namen Akt | 164,999 | Maintained | 0.00 | 0.23 | 1,798,000.00 | 29.73 | 32.69 | Form 13 |
| Nomura Asset Management Co Ltd | 12-31-2020 | Namen Akt | 0 | New! | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Eaton Vance Management | 12-31-2020 | Common Stock | 14,931 | Increased | 5.38 | 0.00 | 163,000.00 | 36.97 | 10.92 | Form 13 |
| Raymond James & Associates | 12-31-2020 | Namen Akt | 60,570 | Increased | 12.59 | 0.00 | 660,000.00 | 46.02 | 10.90 | Form 13 |
| Northwestern Mutual Wealth Management Co | 12-31-2020 | Namen Akt | 10,158 | Increased | 35.98 | 0.00 | 111,000.00 | 76.19 | 10.93 | Form 13 |
| Arrowstreet Capital, Limited Partnership | 12-31-2020 | Namen Akt | 15,086,079 | New! | 0.00 | 0.23 | 164,936,000.00 | 0.00 | 10.93 | Form 13 |
| Qcm Cayman, Ltd. | 12-31-2020 | Namen Akt | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Credit Agricole S A | 12-31-2020 | Namen Akt | 1,566,340 | Increased | 206.32 | 0.55 | 17,074,000.00 | 297.53 | 43.76 | Form 13 |
| Capital Fund Management S.a. | 12-31-2020 | Namen Akt | 72,381 | Decreased | -87.70 | 7.44 | 788,952,000.00 | -84.04 | 10,899.99 | Form 13 |
| Public Sector Pension Investment Board | 12-31-2020 | Namen Akt | 971,362 | Decreased | -1.18 | 0.08 | 10,636,000.00 | 28.33 | 10.95 | Form 13 |
| Pinnacle Holdings, Llc | 12-31-2020 | Com | 16,400 | Maintained | 0.00 | 9.99 | 178,760,000.00 | 0.00 | 10,900.00 | Form 13 |
| Capital Research Global Investors | 12-31-2020 | Namen Akt | 98,823,423 | Increased | 27.81 | 0.28 | 1,075,897,000.00 | 65.03 | 10.89 | Form 13 |
| Ensign Peak Advisors, Inc | 12-31-2020 | Namen Akt | 72,650 | Maintained | 0.00 | 0.00 | 795,000.00 | 35.67 | 10.94 | Form 13 |
| Mitsubishi Ufj Trust & Banking Corp | 12-31-2020 | Namen Akt | 11,622 | Decreased | -23.71 | 0.00 | 128,000.00 | 0.00 | 11.01 | Form 13 |
| Raymond James Financial Services Advisors, Inc. | 12-31-2020 | Namen Akt | 12,829 | Increased | 16.54 | 0.00 | 140,000.00 | 52.17 | 10.91 | Form 13 |
| Quantbot Technologies Lp | 12-31-2020 | Com | 12,509 | Maintained | 0.00 | 0.01 | 136,000.00 | 0.00 | 10.87 | Form 13 |
| Andra Ap-fonden | 12-31-2020 | Namen Akt | 602,468 | Decreased | -11.26 | 0.12 | 5,391,000.00 | 10.43 | 8.95 | Form 13 |
| Amp Capital Investors Ltd | 12-31-2020 | Namen Akt | 818,880 | Increased | 47.93 | 0.04 | 8,967,000.00 | 95.32 | 43.81 | Form 13 |
| Bank Julius Baer & Co. Ltd, Zurich | 12-31-2020 | Namen Akt | 800 | Maintained | 0.00 | 0.01 | 788,000.00 | 29.82 | 985.00 | Form 13 |
| Column Capital Advisors, Llc | 12-31-2020 | Stock | 124 | Decreased | -12.68 | 0.00 | 1,000.00 | 0.00 | 8.06 | Form 13 |
| Uss Investment Management Ltd | 12-31-2020 | Namen Akt | 678,745 | Increased | 62.85 | 0.07 | 7,429,000.00 | 112.26 | 10.95 | Form 13 |
| Bayesian Capital Management, Lp | 12-31-2020 | Namen Akt | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Edmond De Rothschild Holding S.a. | 12-31-2020 | Namen Akt | 525 | Maintained | 0.00 | 0.00 | 6,000.00 | 50.00 | 11.43 | Form 13 |
| Zions Bancorporation, N.a. | 12-31-2020 | Com | 2,881 | Decreased | -0.62 | 0.00 | 31,000.00 | 10.71 | 10.76 | Form 13 |
| Corient Capital Partners, Llc | 12-31-2020 | Namen Akt | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Lake Street Advisors Group, Llc | 12-31-2020 | Namen Akt | 10,599 | Decreased | -13.31 | 0.01 | 116,000.00 | 0.00 | 10.94 | Form 13 |
| Pinnacle Wealth Planning Services, Inc. | 12-31-2020 | Stock | 935 | New! | 0.00 | 0.00 | 10,000.00 | 0.00 | 10.70 | Form 13 |
| Blueshift Asset Management, Llc | 12-31-2020 | Namen Akt | 11,890 | Maintained | 0.00 | 0.02 | 130,000.00 | 0.00 | 10.93 | Form 13 |
| Rockefeller Capital Management L.p. | 12-31-2020 | Namen Akt | 170 | New! | 0.00 | 0.00 | 1,000.00 | 0.00 | 5.88 | Form 13 |
| Peak6 Investments Llc | 12-31-2020 | Namen Akt | 661,100 | Increased | 585.08 | 0.02 | 7,206,000.00 | 684.11 | 21.80 | Form 13 |
| Ossiam | 12-31-2020 | Namen Akt | 1,907,930 | Decreased | -17.78 | 0.73 | 20,891,000.00 | 6.77 | 10.95 | Form 13 |
| Evoke Wealth, Llc | 12-31-2020 | Stock | 85 | Decreased | -41.38 | 0.00 | 1,000.00 | 0.00 | 11.76 | Form 13 |
| Regent Peak Wealth Advisors Llc | 12-31-2020 | Namen Akt | 97 | New! | 0.00 | 0.00 | 1,000.00 | 0.00 | 10.31 | Form 13 |
| Swisspartners Ltd. | 12-31-2020 | Namen Akt | 25,100 | New! | 0.00 | 9.99 | 270,447,000.00 | 0.00 | 10,774.78 | Form 13 |
| Altus Wealth Group Llc | 12-31-2020 | Namen Akt | 300 | New! | 0.00 | 0.00 | 3,000.00 | 0.00 | 10.00 | Form 13 |
| Vantage Consulting Group Inc | 12-31-2020 | Namen Akt | 300 | New! | 0.00 | 0.00 | 3,000.00 | 0.00 | 10.00 | Form 13 |
| Mcginn Investment Management, Inc. | 12-31-2020 | Common Stock | 94,170 | New! | 0.00 | 0.94 | 1,026,000.00 | 0.00 | 10.90 | Form 13 |
| Pnc Financial Services Group, Inc. | 12-31-2020 | Namen Akt | 29,179 | Increased | 3.07 | 0.00 | 319,000.00 | 18.59 | 60.56 | Form 13 |
| Stifel Financial Corp | 12-31-2020 | Namen Akt | 54,617 | Increased | 0.07 | 0.00 | 595,000.00 | 29.91 | 21.05 | Form 13 |
| American Century Companies Inc | 12-31-2020 | Namen Akt | 94,857 | Increased | 48.62 | 0.00 | 1,034,000.00 | 70.07 | 10.90 | Form 13 |
| Ameriprise Financial Inc | 12-31-2020 | Com | 82,495 | Decreased | -56.31 | 0.00 | 898,000.00 | -50.06 | 30.50 | Form 13 |
| Credit Suisse Ag/ | 12-31-2020 | Namen Akt | 11,259,340 | Decreased | -34.54 | 0.06 | 122,726,000.00 | -25.06 | 98.09 | Form 13 |
| Mercer Global Advisors Inc /adv | 12-31-2020 | Namen Akt | 53,636 | Increased | 5.61 | 0.01 | 585,000.00 | 37.00 | 10.91 | Form 13 |
| Hsbc Holdings Plc | 12-31-2020 | Namen Akt | 12,540,834 | Increased | 33.88 | 0.18 | 137,557,000.00 | 74.18 | 65.76 | Form 13 |
| Goldman Sachs Group Inc | 12-31-2020 | Cmn | 37,890,053 | Decreased | -58.58 | 0.10 | 413,001,000.00 | -52.57 | 54.50 | Form 13 |
| Banco Santander, S.a. | 12-31-2020 | Namen Akt | 1,171,197 | Decreased | -0.09 | 0.08 | 10,481,000.00 | 24.36 | 8.95 | Form 13 |
| Caisse De Depot Et Placement Du Quebec | 12-31-2020 | Common | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Axa S.a. | 12-31-2020 | Namen Akt | 195,800 | Increased | 1.98 | 0.00 | 2,134,000.00 | 32.38 | 32.47 | Form 13 |
| Wellington Management Group Llp | 12-31-2020 | Namen Akt | 747,046 | Maintained | 0.00 | 0.00 | 8,180,000.00 | 0.00 | 32.85 | Form 13 |
| Wolverine Trading, Llc | 12-31-2020 | Namen Akt | 493,932 | Decreased | -5.02 | 0.01 | 5,380,000.00 | 9.37 | 32.68 | Form 13 |
| Bank Of Montreal /can/ | 12-31-2020 | Namen Akt | 5,814,069 | Increased | 4.14 | 0.04 | 67,734,000.00 | 34.66 | 58.25 | Form 13 |
| Manufacturers Life Insurance Company, The | 12-31-2020 | Namen Akt | 926,758 | Decreased | -70.25 | 0.01 | 10,102,000.00 | -61.40 | 21.80 | Form 13 |
| Parametric Portfolio Associates Llc | 12-31-2020 | Common Stock | 1,913,374 | Increased | 12.13 | 0.01 | 20,856,000.00 | 45.50 | 10.90 | Form 13 |
| Ontario Teachers Pension Plan Board | 12-31-2020 | Namen Akt | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Royal Bank Of Canada | 12-31-2020 | Namen Akt | 1,830,249 | Decreased | -29.55 | 0.00 | 19,950,000.00 | -8.58 | 87.01 | Form 13 |
| D. E. Shaw & Co., Inc. | 12-31-2020 | Namen Akt | 50,013 | Decreased | -45.63 | 0.00 | 545,000.00 | -29.50 | 10.90 | Form 13 |
| Td Asset Management Inc | 12-31-2020 | Namen Akt | 464,310 | New! | 0.00 | 0.01 | 5,085,000.00 | 0.00 | 10.95 | Form 13 |
| Voya Investment Management Llc | 12-31-2020 | Namen Akt | 282,123 | Decreased | -10.64 | 0.01 | 3,089,000.00 | 16.04 | 10.95 | Form 13 |
| Jefferies Group Llc | 12-31-2020 | Namen Akt | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Schroder Investment Management Group | 12-31-2020 | Com | 2,603,301 | Increased | 32.04 | 0.03 | 23,297,000.00 | 64.20 | 26.88 | Form 13 |
| Earnest Partners Llc | 12-31-2020 | Com | 304 | Maintained | 0.00 | 0.00 | 3,000.00 | 0.00 | 9.87 | Form 13 |
| Amundi Pioneer Asset Management Inc | 12-31-2020 | Namen Akt | 18,786,424 | Decreased | -5.06 | 0.16 | 204,772,000.00 | 23.20 | 185.26 | Form 13 |
| Massmutual Trust Co Fsb/adv | 12-31-2020 | Common / Ordinary Stock | 577 | New! | 0.00 | 0.00 | 6,000.00 | 0.00 | 10.40 | Form 13 |
| Paloma Partners Management Co | 12-31-2020 | Namen Akt | 64,082 | Increased | 65.17 | 0.01 | 698,000.00 | 114.11 | 31.81 | Form 13 |
| Masters Capital Management Llc | 12-31-2020 | Namen Akt | 4,000,000 | Maintained | 0.00 | 2.56 | 43,600,000.00 | 29.76 | 43.60 | Form 13 |
| Zurich Insurance Group Ltd/fi | 12-31-2020 | Namen Akt | 9,834 | Maintained | 0.00 | 0.00 | 108,000.00 | 30.12 | 10.98 | Form 13 |
| Miller Value Partners, Llc | 12-31-2020 | Namen Akt | 10,000 | New! | 0.00 | 0.00 | 109,000.00 | 0.00 | 10.90 | Form 13 |
| Wedbush Securities Inc | 12-31-2020 | Com | 12,629 | Increased | 0.80 | 0.01 | 138,000.00 | 31.43 | 10.93 | Form 13 |
| Two Sigma Investments, Lp | 12-31-2020 | Namen Akt | 499,406 | New! | 0.00 | 0.02 | 5,444,000.00 | 0.00 | 10.90 | Form 13 |
| Janus Henderson Group Plc | 12-31-2020 | Namen Akt | 1,200,787 | Increased | 82.51 | 0.01 | 13,148,000.00 | 135.97 | 10.95 | Form 13 |
| Guggenheim Capital Llc | 12-31-2020 | Namen Akt | 12,801 | New! | 0.00 | 0.00 | 140,000.00 | 0.00 | 10.94 | Form 13 |
| Pictet Asset Management Ltd | 12-31-2020 | Namen Akt | 1,224,123 | Decreased | -1.28 | 0.02 | 13,404,000.00 | 28.21 | 21.90 | Form 13 |
| Graham Capital Management, L.p. | 12-31-2020 | Namen Akt | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Marshall Wace, Llp | 12-31-2020 | Common Stock | 1,914,708 | Increased | 91.63 | 0.11 | 20,967,000.00 | 148.93 | 10.95 | Form 13 |
| Prelude Capital Management, Llc | 12-31-2020 | Namen Akt | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Walleye Trading Llc | 12-31-2020 | Namen Akt | 810,300 | Increased | 26.67 | 0.04 | 8,832,000.00 | 64.35 | 21.80 | Form 13 |
| Bank Of New York Mellon Corp | 12-31-2020 | Name | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Macquarie Group Ltd | 12-31-2020 | Namen Akt | 2,875,005 | New! | 0.00 | 0.05 | 31,338,000.00 | 0.00 | 10.90 | Form 13 |
| Citadel Advisors Llc | 12-31-2020 | Namen Akt | 1,749,313 | Decreased | -14.68 | 0.00 | 19,068,000.00 | 10.72 | 32.70 | Form 13 |
| Atlas Capital Advisors Llc | 12-31-2020 | International Large Cap | 30,567 | Decreased | -9.84 | 9.99 | 333,180,000.00 | 16.99 | 10,899.99 | Form 13 |
| Benjamin F. Edwards & Company, Inc. | 12-31-2020 | Namen Akt | 300 | Maintained | 0.00 | 0.00 | 3,000.00 | 0.00 | 10.00 | Form 13 |
| Susquehanna International Group, Llp | 12-31-2020 | Namen Akt | 2,492,331 | Decreased | -19.82 | 0.00 | 27,166,000.00 | 4.04 | 32.70 | Form 13 |
| Two Sigma Securities, Llc | 12-31-2020 | Namen Akt | 13,500 | Maintained | 0.00 | 0.00 | 147,000.00 | 0.00 | 10.89 | Form 13 |
| Two Sigma Advisers, Lp | 12-31-2020 | Namen Akt | 703,723 | Increased | 137.51 | 0.02 | 7,671,000.00 | 208.20 | 10.90 | Form 13 |
| Hap Trading, Llc | 12-31-2020 | Namen Akt | 718,600 | Increased | 4.37 | 0.02 | 833,000.00 | 169.58 | 1.80 | Form 13 |
| Pathstone Family Office, Llc | 12-31-2020 | Namen Akt | 1,433 | Maintained | 0.00 | 0.00 | 16,000.00 | 33.33 | 11.17 | Form 13 |
| Captrust Financial Advisors | 12-31-2020 | Common Stock | 300 | New! | 0.00 | 0.00 | 3,000.00 | 0.00 | 10.00 | Form 13 |
| Odey Asset Management Group Ltd | 12-31-2020 | Namen Akt | 3,516,846 | Increased | 14.68 | 9.83 | 38,334,000.00 | 48.81 | 10.90 | Form 13 |
| Parallax Volatility Advisers, L.p. | 12-31-2020 | Namen Akt | 1,184,997 | Maintained | 0.00 | 0.03 | 12,915,000.00 | 0.00 | 410.49 | Form 13 |
| Cerberus Capital Management, L.p. | 12-31-2020 | Namen Akt | 62,035,000 | New! | 0.00 | 9.99 | 678,173,000.00 | 0.00 | 10.93 | Form 13 |
| Tower Research Capital Llc (trc) | 12-31-2020 | Namen Akt | 12,735 | Maintained | 0.00 | 0.00 | 139,000.00 | 0.00 | 10.91 | Form 13 |
| Allianz Asset Management Gmbh | 12-31-2020 | Namen Akt | 907,686 | Increased | 207.23 | 0.01 | 9,938,000.00 | 253.54 | 21.90 | Form 13 |
| Voloridge Investment Management, Llc | 12-31-2020 | Namen Akt | 129,699 | Maintained | 0.00 | 0.01 | 1,414,000.00 | 0.00 | 10.90 | Form 13 |
| Cubist Systematic Strategies, Llc | 12-31-2020 | Namen Akt | 360,881 | Decreased | -0.49 | 0.05 | 3,934,000.00 | 29.15 | 10.90 | Form 13 |
| Sg3 Management, Llc | 12-31-2020 | Namen Akt | 110,000 | Decreased | -54.36 | 0.02 | 1,199,000.00 | -47.76 | 21.80 | Form 13 |
| Squarepoint Ops Llc | 12-31-2020 | Namen Akt | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Sontag Advisory, Llc | 12-31-2020 | Namen Akt | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Quadrant Capital Group Llc | 12-31-2020 | Namen Akt | 4,492 | Increased | 27.87 | 0.01 | 49,000.00 | 48.48 | 10.91 | Form 13 |
| Hudson Executive Capital Lp | 12-31-2020 | Namen Akt | 66,488,476 | Increased | 2.51 | 9.99 | 726,918,000.00 | 32.96 | 10.93 | Form 13 |
| Schonfeld Strategic Advisors Llc | 12-31-2020 | Namen Akt | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Dz Bank Ag Deutsche Zentral Genossenschafts Bank, Frankfurt Am Main | 12-31-2020 | Namen Akt | 56,923,102 | Increased | 54.45 | 1.32 | 626,446,000.00 | 101.64 | 66.55 | Form 13 |
| Caption Management, Llc | 12-31-2020 | Namen Akt | 936,900 | Increased | 43.30 | 0.24 | 10,210,000.00 | 85.91 | 21.80 | Form 13 |
| Qube Research & Technologies Ltd | 12-31-2020 | Namen Akt | 80,938 | Increased | 33.61 | 0.01 | 882,000.00 | 73.28 | 10.90 | Form 13 |
| Athanor Capital, Lp | 12-31-2020 | Namen Akt | 24,677 | New! | 0.00 | 0.01 | 269,000.00 | 0.00 | 10.90 | Form 13 |
| Exoduspoint Capital Management, Lp | 12-31-2020 | Namen Akt | 81,284 | Increased | 65.81 | 0.01 | 886,000.00 | 115.05 | 10.90 | Form 13 |
| Weld Capital Management Llc | 12-31-2020 | Namen Akt | 28,612 | Increased | 182.81 | 0.12 | 312,000.00 | 267.06 | 10.90 | Form 13 |
| Kore Private Wealth Llc | 12-31-2020 | Namen Akt | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Susquehanna International Securities, Ltd. | 12-31-2020 | Namen Akt | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Keebeck Wealth Management, Llc | 12-31-2020 | Namen Akt | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Glenmede Trust Co Na | 12-31-2020 | Namen Akt | 29,263 | Decreased | -1.99 | 0.00 | 318,000.00 | 27.20 | 10.87 | Form 13 |
| Fifth Third Bancorp | 12-31-2020 | Namen Akt | 609 | Maintained | 0.00 | 0.00 | 7,000.00 | 40.00 | 11.49 | Form 13 |
| Morgan Stanley | 12-31-2020 | Namen Akt | 927,926 | Decreased | -12.99 | 0.00 | 10,115,000.00 | -0.37 | 32.70 | Form 13 |
| Ardsley Advisory Partners Lp | 12-31-2020 | Namen Akt | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Invesco Ltd. | 12-31-2020 | Namen Akt | 1,015,549 | Increased | 7.48 | 0.00 | 11,071,000.00 | 23.09 | 88.00 | Form 13 |
| Tudor Investment Corp Et Al | 12-31-2020 | Common Stock | 15,433 | Decreased | -59.36 | 0.00 | 168,000.00 | -53.59 | 10.89 | Form 13 |
| 1832 Asset Management L.p. | 12-31-2020 | Namen Akt | 725 | Maintained | 0.00 | 0.00 | 8,000.00 | 14.29 | 11.03 | Form 13 |
| Deutsche Bank Ag\ | 12-31-2020 | Namen Akt | 20,473,727 | Decreased | -15.73 | 0.12 | 223,163,000.00 | 9.35 | 164.56 | Form 13 |
| Canada Pension Plan Investment Board | 12-31-2020 | Common Stock | 2,246,926 | Maintained | 0.00 | 0.04 | 24,603,000.00 | 29.87 | 10.95 | Form 13 |
| Advisor Partners Llc | 12-31-2020 | Namen Akt | 10,797 | New! | 0.00 | 0.01 | 118,000.00 | 0.00 | 10.93 | Form 13 |
| Jane Street Group, Llc | 12-31-2020 | Namen Akt | 2,901,456 | Decreased | -34.28 | 0.01 | 31,626,000.00 | -14.72 | 76.32 | Form 13 |
| Verition Fund Management Llc | 12-31-2020 | Namen Akt | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Intellectus Partners, Llc | 12-31-2020 | Common Stock | 17,905 | Maintained | 0.00 | 0.06 | 195,000.00 | 0.00 | 10.89 | Form 13 |
| Berman Capital Advisors, Llc | 12-31-2020 | Stock | 1,066 | Maintained | 0.00 | 0.00 | 11,000.00 | 0.00 | 10.32 | Form 13 |
| Jpmorgan Chase & Co | 12-31-2020 | Common | 2,949,929 | Maintained | 0.00 | 0.00 | 32,154,000.00 | 0.00 | 90.27 | Form 13 |
| Achmea Investment Management B.v. | 12-31-2020 | Equity | 255,275 | Decreased | -38.82 | 0.10 | 2,795,000.00 | -29.54 | 10.95 | Form 13 |
