| New | Increased | Maintained | Decreased | Liquidated |
|---|---|---|---|---|
| 5 | 7 | 7 | 15 | 9 |
| Whale | Report Period | Security Type | Quantity | Status | % Change | % Allocation | $ Value | % Change | $ Valuation Price | Sec Link |
|---|---|---|---|---|---|---|---|---|---|---|
| Proequities, Inc. | 06-30-2020 | Dorsy Wr Momnt | 0 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Janney Montgomery Scott Llc | 12-31-2020 | Etf/closed End | 77,561 | Decreased | -8.58 | 0.01 | 1,904,000.00 | -0.21 | 24.55 | Form 13 |
| Ifp Advisors, Inc | 12-31-2020 | Cef | 0 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Cwm, Llc | 12-31-2020 | Dorsy Wr Momnt | 1,256,961 | Decreased | -16.44 | 0.29 | 30,858,000.00 | -8.79 | 24.55 | Form 13 |
| Mtm Investment Management, Llc | 12-31-2020 | Dorsy Wr Momnt | 10,898 | New! | 0.00 | 0.17 | 268,000.00 | 0.00 | 24.59 | Form 13 |
| Harvest Group Wealth Management, Llc | 12-31-2020 | Etf | 400,436 | Decreased | -2.39 | 5.87 | 9,831,000.00 | 6.53 | 24.55 | Form 13 |
| Cambridge Investment Research Advisors, Inc. | 12-31-2020 | Momnt | 24,578 | Increased | 62.30 | 3.53 | 603,000.00 | 76.83 | 24.53 | Form 13 |
| Us Bancorp \de\ | 12-31-2020 | Other | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Rwm Asset Management, Llc | 12-31-2020 | Dorsy Wr Momnt | 1,544 | New! | 0.00 | 0.01 | 38,000.00 | 0.00 | 24.61 | Form 13 |
| Migdal Insurance & Financial Holdings Ltd. | 12-31-2020 | Etp | 685 | Decreased | -60.74 | 0.00 | 17,000.00 | -56.41 | 24.82 | Form 13 |
| Fmr Llc | 12-31-2020 | Dorsy Wr Momnt | 155 | Increased | 31.36 | 0.00 | 4,000.00 | 100.00 | 25.81 | Form 13 |
| Plante Moran Financial Advisors, Llc | 12-31-2020 | Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Advisory Services Network, Llc | 12-31-2020 | Etf | 1,105 | Maintained | 0.00 | 0.00 | 27,000.00 | 8.00 | 24.43 | Form 13 |
| Arkadios Wealth Advisors | 12-31-2020 | Etf | 1,689 | Increased | 152.09 | 0.01 | 41,000.00 | -99.71 | 24.27 | Form 13 |
| Wells Fargo & Company/mn | 12-31-2020 | Dorsy Wr Momnt | 1 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| D.a. Davidson & Co. | 12-31-2020 | Dorsy Wr Momnt | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Advisor Group Holdings, Inc. | 12-31-2020 | Dorsy Wr Momnt | 5,888 | Increased | 32.64 | 0.00 | 145,000.00 | 43.56 | 73.70 | Form 13 |
| Bank Of America Corp /de/ | 12-31-2020 | Dorsy Wr M | 462,323 | Decreased | -9.06 | 0.00 | 11,350,000.00 | 9.28 | 49.17 | Form 13 |
| Ubs Group Ag | 12-31-2020 | Dorsy Wr Momnt | 665 | Decreased | -72.70 | 0.00 | 16,000.00 | -70.91 | 24.06 | Form 13 |
| Baird Financial Group, Inc. | 12-31-2020 | Common | 54,798 | New! | 0.00 | 0.00 | 1,345,000.00 | 0.00 | 24.54 | Form 13 |
| Commonwealth Equity Services, Llc | 12-31-2020 | Dorsy Wr Momnt | 610,404 | Decreased | -5.23 | 0.05 | 14,985,000.00 | 3.44 | 24.55 | Form 13 |
| Raymond James & Associates | 12-31-2020 | Dorsy Wr Momnt | 205,689 | Decreased | -16.07 | 0.01 | 5,050,000.00 | -8.40 | 24.55 | Form 13 |
| Raymond James Financial Services Advisors, Inc. | 12-31-2020 | Dorsy Wr Momnt | 28,298 | Decreased | -7.06 | 0.00 | 695,000.00 | 1.46 | 24.56 | Form 13 |
| Prospera Financial Services Inc | 12-31-2020 | Dorsy Wr Momnt | 54,186 | Increased | 152.22 | 0.09 | 1,330,000.00 | 175.36 | 24.55 | Form 13 |
| Mml Investors Services, Llc | 12-31-2020 | Dorsy Wr Momnt | 36,104 | Decreased | -94.59 | 0.01 | 886,000.00 | -93.50 | 24.54 | Form 13 |
| Stifel Financial Corp | 12-31-2020 | Dorsy Wr Momnt | 41,564 | Decreased | -14.52 | 0.00 | 1,020,000.00 | -6.76 | 24.54 | Form 13 |
| Affinity Wealth Management Llc | 12-31-2020 | Equity | 40,179 | New! | 0.00 | 0.21 | 990,000.00 | 0.00 | 24.64 | Form 13 |
| Goldman Sachs Group Inc | 12-31-2020 | Cmn | 33,957 | Maintained | 0.00 | 0.00 | 834,000.00 | 20.17 | 24.56 | Form 13 |
| Royal Bank Of Canada | 12-31-2020 | Dorsy Wr Momnt | 156,044 | Decreased | -38.09 | 0.00 | 3,830,000.00 | -32.45 | 49.08 | Form 13 |
| Citadel Advisors Llc | 12-31-2020 | Dorsy Wr Momnt | 19,512 | Increased | 116.32 | 0.00 | 479,000.00 | 135.96 | 24.55 | Form 13 |
| Flow Traders U.s. Llc | 12-31-2020 | Etp | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Tower Research Capital Llc (trc) | 12-31-2020 | Dorsy Wr Momnt | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Kingsview Wealth Management, Llc | 12-31-2020 | Dorsy Wr Momnt | 28,530 | Maintained | 0.00 | 0.05 | 700,000.00 | 0.00 | 24.54 | Form 13 |
| Morgan Stanley | 12-31-2020 | Dorsy Wr Momnt | 488,727 | Increased | 149.63 | 0.00 | 11,998,000.00 | 199.95 | 24.55 | Form 13 |
| United Capital Financial Advisers, Llc | 12-31-2020 | Exchange Traded Fund | 63,297 | Decreased | -14.17 | 0.01 | 1,554,000.00 | -6.33 | 24.55 | Form 13 |
| Cetera Advisor Networks Llc | 12-31-2020 | Dorsy Wr Momnt | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Truist Financial Corp | 12-31-2020 | Dorsy Wr Momnt | 8,751 | New! | 0.00 | 0.00 | 215,000.00 | 0.00 | 24.57 | Form 13 |
| Susquehanna International Group, Llp | 12-31-2020 | Dorsy Wr Momnt | 58,200 | Maintained | 0.00 | 0.00 | 1,428,000.00 | 0.00 | 49.06 | Form 13 |
| Private Advisor Group, Llc | 12-31-2020 | Dorsy Wr Momnt | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Weaver Consulting Group | 03-31-2021 | Dorsy Wr Momnt | 19,087 | Decreased | -31.76 | 0.29 | 472,000.00 | -31.30 | 24.73 | Form 13 |
| Private Advisory Group Llc | 03-31-2021 | Dorsy Wr Momnt | 26,339 | Decreased | -11.79 | 0.19 | 651,000.00 | -11.19 | 24.72 | Form 13 |
| Phoenix Wealth Advisors | 03-31-2021 | Dorsy Wr Momnt | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Genesee Capital Advisors, Llc | 03-31-2021 | Dorsy Wr Momnt | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
