| New | Increased | Maintained | Decreased | Liquidated |
|---|---|---|---|---|
| 12 | 21 | 9 | 10 | 8 |
| Whale | Report Period | Security Type | Quantity | Status | % Change | % Allocation | $ Value | % Change | $ Valuation Price | Sec Link |
|---|---|---|---|---|---|---|---|---|---|---|
| Cfo4life Group, Llc | 12-31-2020 | Com | 51,784 | Increased | 2.28 | 0.22 | 777,000.00 | 12.45 | 15.00 | Form 13 |
| Raymond James Trust N.a. | 12-31-2020 | Etf / Closed En | 14,963 | Maintained | 0.00 | 0.01 | 224,000.00 | 9.80 | 29.92 | Form 13 |
| Pinnacle Bank | 12-31-2020 | Com | 1,650 | Maintained | 0.00 | 0.02 | 25,000.00 | 8.70 | 15.15 | Form 13 |
| Meridian Wealth Management, Llc | 12-31-2020 | Com | 13,508 | Increased | 16.69 | 0.03 | 202,000.00 | 28.66 | 14.95 | Form 13 |
| Kestra Advisory Services, Llc | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Avantax Advisory Services, Inc. | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Wealth Advisors Of Tampa Bay, Llc | 12-31-2020 | Com | 19,000 | Maintained | 0.00 | 0.20 | 285,000.00 | 10.04 | 15.00 | Form 13 |
| International Assets Investment Management, Llc | 12-31-2020 | Com | 500 | New! | 0.00 | 0.00 | 7,500,000.00 | 0.00 | 15,000.00 | Form 13 |
| Janney Montgomery Scott Llc | 12-31-2020 | Etf/closed End | 20,616 | Increased | 4.19 | 0.00 | 309,000.00 | 14.44 | 14.99 | Form 13 |
| Ironwood Financial, Llc | 12-31-2020 | Com | 3,600 | Maintained | 0.00 | 0.02 | 54,000.00 | 10.20 | 15.00 | Form 13 |
| Diversified, Llc | 12-31-2020 | Com | 22,470 | New! | 0.00 | 0.26 | 306,000.00 | 0.00 | 13.62 | Form 13 |
| Golden State Wealth Management, Llc | 12-31-2020 | Mf Closed And Mf Open | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Stratos Wealth Partners, Ltd. | 12-31-2020 | Com | 24,235 | Decreased | -12.41 | 0.01 | 364,000.00 | -3.45 | 15.02 | Form 13 |
| Envestnet Asset Management Inc | 12-31-2020 | Com | 56,966 | Increased | 17.40 | 0.00 | 854,000.00 | 29.00 | 14.99 | Form 13 |
| Parallel Advisors, Llc | 12-31-2020 | Cef | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Shaker Financial Services, Llc | 12-31-2020 | Com | 60,559 | New! | 0.00 | 0.38 | 908,000.00 | 0.00 | 14.99 | Form 13 |
| Kistler-tiffany Companies, Llc | 12-31-2020 | Com | 31,159 | Increased | 0.04 | 0.13 | 467,000.00 | 9.88 | 14.99 | Form 13 |
| Focused Wealth Management, Inc | 12-31-2020 | Com | 7,335 | New! | 0.00 | 0.02 | 110,000.00 | 0.00 | 15.00 | Form 13 |
| Sage Rhino Capital Llc | 12-31-2020 | Com | 51,525 | Decreased | -18.25 | 0.31 | 773,000.00 | -10.12 | 15.00 | Form 13 |
| Cambridge Investment Research Advisors, Inc. | 12-31-2020 | Com | 54,757 | Increased | 0.79 | 4.80 | 821,000.00 | 10.80 | 14.99 | Form 13 |
| Harbor Investment Advisory, Llc | 12-31-2020 | Cef | 4 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Iowa State Bank | 12-31-2020 | Com | 20,981 | Maintained | 0.00 | 0.10 | 315,000.00 | 10.14 | 15.01 | Form 13 |
| Essex Financial Services, Inc. | 12-31-2020 | Sh Ben Int | 16,970 | Increased | 69.51 | 0.05 | 255,000.00 | 86.13 | 15.03 | Form 13 |
| Next Financial Group, Inc | 12-31-2020 | Com | 1,476 | Increased | 55.37 | 0.00 | 22,000.00 | 69.23 | 14.91 | Form 13 |
| Jnb Advisors Llc | 12-31-2020 | Cef | 17,547 | Maintained | 0.00 | 0.05 | 263,000.00 | 7.35 | 14.99 | Form 13 |
| Jacobi Capital Management Llc | 12-31-2020 | Com | 24,258 | Increased | 0.42 | 0.06 | 364,000.00 | 10.30 | 15.01 | Form 13 |
| Fmr Llc | 12-31-2020 | Com | 1 | New! | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Plante Moran Financial Advisors, Llc | 12-31-2020 | Cef | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Sigma Planning Corp | 12-31-2020 | Com | 12,131 | Decreased | -13.51 | 0.01 | 182,000.00 | -4.71 | 15.00 | Form 13 |
| Advisory Services Network, Llc | 12-31-2020 | Cef | 2,734 | Maintained | 0.00 | 0.00 | 41,000.00 | 10.81 | 15.00 | Form 13 |
| Arkadios Wealth Advisors | 12-31-2020 | Cef | 170 | New! | 0.00 | 0.00 | 2,000.00 | 0.00 | 11.76 | Form 13 |
| Wells Fargo & Company/mn | 12-31-2020 | Com | 696,411 | Increased | 10.65 | 0.00 | 10,447,000.00 | 21.70 | 30.00 | Form 13 |
| Mirae Asset Global Investments Co., Ltd. | 12-31-2020 | Com | 37,367 | Increased | 56.38 | 0.00 | 561,000.00 | 72.09 | 15.01 | Form 13 |
| Advisor Group Holdings, Inc. | 12-31-2020 | Com | 89,477 | Increased | 20.64 | 0.00 | 1,341,000.00 | 32.51 | 89.92 | Form 13 |
| Bank Of America Corp /de/ | 12-31-2020 | Com | 102,956 | Increased | 9.85 | 0.00 | 1,544,000.00 | 18.22 | 15.00 | Form 13 |
| Ubs Group Ag | 12-31-2020 | Com | 493,609 | Decreased | -32.09 | 0.00 | 7,404,000.00 | -25.32 | 29.51 | Form 13 |
| Steward Partners Investment Advisory, Llc | 12-31-2020 | Closed End Funds - Taxable | 2,276 | New! | 0.00 | 0.00 | 34,000.00 | 0.00 | 14.94 | Form 13 |
| Barclays Plc | 12-31-2020 | Fund | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Commonwealth Equity Services, Llc | 12-31-2020 | Com | 67,990 | Decreased | -6.37 | 0.00 | 1,019,000.00 | 2.93 | 14.99 | Form 13 |
| Citigroup Inc | 12-31-2020 | Com | 40,961 | Increased | 9.14 | 0.00 | 614,000.00 | 19.92 | 14.99 | Form 13 |
| Raymond James & Associates | 12-31-2020 | Com | 74,426 | Increased | 0.22 | 0.00 | 1,116,000.00 | 10.17 | 14.99 | Form 13 |
| Northwestern Mutual Wealth Management Co | 12-31-2020 | Com | 12,205 | Decreased | -60.79 | 0.00 | 183,000.00 | -56.94 | 14.99 | Form 13 |
| Wolverine Asset Management Llc | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Raymond James Financial Services Advisors, Inc. | 12-31-2020 | Com | 401,354 | Decreased | -7.30 | 0.02 | 6,020,000.00 | 1.95 | 15.00 | Form 13 |
| King Wealth | 12-31-2020 | Com | 17,024 | Decreased | -2.85 | 0.06 | 255,000.00 | 6.69 | 14.98 | Form 13 |
| Integrated Wealth Concepts Llc | 12-31-2020 | Mf Closed And Mf Open | 14,232 | New! | 0.00 | 0.01 | 213,000.00 | 0.00 | 14.97 | Form 13 |
| Altus Wealth Group Llc | 12-31-2020 | Com | 2,995 | New! | 0.00 | 0.04 | 45,000.00 | 0.00 | 15.03 | Form 13 |
| Pnc Financial Services Group, Inc. | 12-31-2020 | Com | 25,453 | Increased | 429.28 | 0.00 | 382,000.00 | 461.76 | 60.20 | Form 13 |
| Ameriprise Financial Inc | 12-31-2020 | Com | 146,845 | Increased | 1.67 | 0.00 | 2,204,000.00 | 9.49 | 15.01 | Form 13 |
| Bank Of Montreal /can/ | 12-31-2020 | Com | 33,587 | New! | 0.00 | 0.00 | 501,000.00 | 0.00 | 14.92 | Form 13 |
| Royal Bank Of Canada | 12-31-2020 | Com | 91,950 | Decreased | -12.94 | 0.00 | 1,379,000.00 | -4.30 | 15.00 | Form 13 |
| Guggenheim Capital Llc | 12-31-2020 | Com | 428,707 | Increased | 3.53 | 0.04 | 6,431,000.00 | 13.86 | 30.00 | Form 13 |
| Susquehanna International Group, Llp | 12-31-2020 | Com | 25,261 | New! | 0.00 | 0.00 | 379,000.00 | 0.00 | 15.00 | Form 13 |
| Capital Analysts, Llc | 12-31-2020 | Com | 1,000 | Maintained | 0.00 | 0.00 | 15,000.00 | 7.14 | 15.00 | Form 13 |
| Morgan Stanley | 12-31-2020 | Com | 1,039,189 | Increased | 9.17 | 0.00 | 15,588,000.00 | 17.48 | 15.00 | Form 13 |
| Invesco Ltd. | 12-31-2020 | Com | 178,582 | Decreased | -0.36 | 0.00 | 2,679,000.00 | 7.25 | 15.00 | Form 13 |
| Cetera Advisors Llc | 12-31-2020 | Com | 166,467 | Increased | 3.95 | 0.08 | 2,497,000.00 | 11.87 | 15.00 | Form 13 |
| Cetera Advisor Networks Llc | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Iht Wealth Management, Llc | 12-31-2020 | Com | 29,289 | Increased | 4.92 | 0.04 | 439,000.00 | 15.22 | 14.99 | Form 13 |
| Retirement Group, Llc | 12-31-2020 | Com | 16,741 | New! | 0.00 | 0.12 | 251,000.00 | 0.00 | 14.99 | Form 13 |
