| New | Increased | Maintained | Decreased | Liquidated |
|---|---|---|---|---|
| 10 | 7 | 3 | 5 | 0 |
| Whale | Report Period | Security Type | Quantity | Status | % Change | % Allocation | $ Value | % Change | $ Valuation Price | Sec Link |
|---|---|---|---|---|---|---|---|---|---|---|
| Global Retirement Partners, Llc | 12-31-2020 | Dj Intl Intrnt | 80 | Maintained | 0.00 | 0.00 | 4,000.00 | 33.33 | 50.00 | Form 13 |
| Kestra Advisory Services, Llc | 12-31-2020 | Dj Intl Intrnt | 106,411 | Increased | 16.06 | 0.06 | 4,849,000,000.00 | 31.48 | 45,568.60 | Form 13 |
| Janney Montgomery Scott Llc | 12-31-2020 | Etf/closed End | 12,850 | Increased | 127.43 | 0.00 | 583,000.00 | 160.27 | 45.37 | Form 13 |
| Ifp Advisors, Inc | 12-31-2020 | Cef | 0 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Pfg Advisors | 12-31-2020 | Dj Intl Intrnt | 7,478 | New! | 0.00 | 0.06 | 339,000.00 | 0.00 | 45.33 | Form 13 |
| First Heartland Consultants, Inc. | 12-31-2020 | Dj Intl Intrnt | 6,544 | New! | 0.00 | 0.05 | 297,000.00 | 0.00 | 45.39 | Form 13 |
| Summit X, Llc | 12-31-2020 | Dj Intl Intrnt | 7,089 | Increased | 52.94 | 0.10 | 330,000.00 | -73.15 | 46.55 | Form 13 |
| Great Valley Advisor Group, Inc. | 12-31-2020 | Dj Intl Intrnt | 5,974 | New! | 0.00 | 0.03 | 271,000.00 | 0.00 | 45.36 | Form 13 |
| Ae Wealth Management Llc | 12-31-2020 | Dj Intl Intrnt | 104,916 | New! | 0.00 | 0.05 | 4,762,000.00 | 0.00 | 45.39 | Form 13 |
| Cambridge Investment Research Advisors, Inc. | 12-31-2020 | Intl Intrnt | 15,596 | Increased | 41.43 | 4.14 | 708,000.00 | 62.01 | 45.40 | Form 13 |
| Resources Investment Advisors, Llc. | 12-31-2020 | Dj Intl Intrnt | 26,736 | Increased | 103.11 | 9.99 | 1,214,000.00 | 132.57 | 45.41 | Form 13 |
| Ifg Advisory, Llc | 12-31-2020 | Mf Closed And Mf Open | 7,640 | New! | 0.00 | 0.05 | 346,000.00 | 0.00 | 45.29 | Form 13 |
| Sigma Planning Corp | 12-31-2020 | Dj Intl Intrnt | 6,417 | New! | 0.00 | 0.01 | 291,000.00 | 0.00 | 45.35 | Form 13 |
| Sawtooth Solutions, Llc | 12-31-2020 | Dj Intl Intrnt | 100,755 | New! | 0.00 | 0.07 | 4,573,000.00 | 0.00 | 45.39 | Form 13 |
| Advisory Services Network, Llc | 12-31-2020 | Etf | 220 | Maintained | 0.00 | 0.00 | 10,000.00 | 11.11 | 45.45 | Form 13 |
| Wells Fargo & Company/mn | 12-31-2020 | Dj Intl Intrnt | 1 | New! | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Advisor Group Holdings, Inc. | 12-31-2020 | Dj Intl Intrnt | 83,011 | Increased | 7.03 | 0.01 | 3,767,000.00 | 22.54 | 257.50 | Form 13 |
| Commonwealth Equity Services, Llc | 12-31-2020 | Dj Intl Intrnt | 28,836 | Increased | 34.08 | 0.00 | 1,308,000.00 | 53.52 | 45.36 | Form 13 |
| Raymond James Financial Services Advisors, Inc. | 12-31-2020 | Dj Intl Intrnt | 43,378 | Decreased | -26.66 | 0.00 | 1,969,000.00 | -16.00 | 45.39 | Form 13 |
| Royal Bank Of Canada | 12-31-2020 | Dj Intl Intrnt | 36,827 | Decreased | -5.47 | 0.00 | 1,672,000.00 | 8.29 | 140.78 | Form 13 |
| Citadel Advisors Llc | 12-31-2020 | Dj Intl Intrnt | 6,568 | Decreased | -67.19 | 0.00 | 298,000.00 | -62.42 | 45.37 | Form 13 |
| Flow Traders U.s. Llc | 12-31-2020 | Etp | 7,772 | New! | 0.00 | 0.02 | 353,000.00 | 0.00 | 45.42 | Form 13 |
| Woodward Diversified Capital, Llc | 12-31-2020 | Dj Intl Intrnt | 47,500 | New! | 0.00 | 1.40 | 2,156,000.00 | 0.00 | 45.39 | Form 13 |
| Jane Street Group, Llc | 12-31-2020 | Dj Intl Intrnt | 14,874 | Decreased | -1.59 | 0.00 | 675,000.00 | 12.69 | 45.38 | Form 13 |
| Fulcrum Equity Management | 12-31-2020 | Dj Intl Intrnt | 9,508 | Decreased | -2.81 | 0.17 | 432,000.00 | 11.34 | 45.44 | Form 13 |
