| New | Increased | Maintained | Decreased | Liquidated |
|---|---|---|---|---|
| 12 | 15 | 9 | 8 | 10 |
| Whale | Report Period | Security Type | Quantity | Status | % Change | % Allocation | $ Value | % Change | $ Valuation Price | Sec Link |
|---|---|---|---|---|---|---|---|---|---|---|
| Sowell Financial Services Llc | 12-31-2020 | Etf | 1,600 | Decreased | -13.42 | 0.00 | 85,000.00 | -12.37 | 53.12 | Form 13 |
| Global Retirement Partners, Llc | 12-31-2020 | Ltd Trm Bd Etf | 338 | Decreased | -37.17 | 0.00 | 18,000.00 | -35.71 | 53.25 | Form 13 |
| Kestra Advisory Services, Llc | 12-31-2020 | Ltd Trm Bd Etf | 59,138 | Increased | 7.57 | 0.04 | 3,126,000,000.00 | 7.35 | 52,859.41 | Form 13 |
| Optimum Investment Advisors | 12-31-2020 | Ltd Trm Bd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Tci Wealth Advisors, Inc. | 12-31-2020 | Ltd Trm Bd Etf | 335 | Maintained | 0.00 | 0.01 | 18,000.00 | 0.00 | 53.73 | Form 13 |
| Ifp Advisors, Inc | 12-31-2020 | Cef | 122,237 | Increased | 623.77 | 0.26 | 6,467,000.00 | 630.73 | 52.91 | Form 13 |
| Adviser Investments Llc | 12-31-2020 | Ltd Trm Bd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Allworth Financial Lp | 12-31-2020 | Ltd Trm Bd Etf | 5,528 | New! | 0.00 | 0.01 | 292,000.00 | 0.00 | 52.82 | Form 13 |
| Islay Capital Management, Llc | 12-31-2020 | Common | 14,865 | Increased | 3.66 | 0.71 | 786,000.00 | 4.52 | 52.88 | Form 13 |
| Cwm, Llc | 12-31-2020 | Ltd Trm Bd Etf | 756 | Decreased | -7.47 | 0.00 | 40,000.00 | -6.98 | 52.91 | Form 13 |
| Birchcreek Wealth Management, Llc | 12-31-2020 | Ltd Trm Bd Etf | 536 | New! | 0.00 | 0.03 | 28,000.00 | 0.00 | 52.24 | Form 13 |
| Schmidt P J Investment Management Inc | 12-31-2020 | Ltd Trm Bd Etf | 30,692 | Increased | 43.21 | 0.37 | 1,620,000.00 | 43.62 | 52.78 | Form 13 |
| Ae Wealth Management Llc | 12-31-2020 | Ltd Trm Bd Etf | 5,464 | Increased | 4.94 | 0.00 | 289,000.00 | 5.86 | 52.89 | Form 13 |
| Envestnet Asset Management Inc | 12-31-2020 | Ltd Trm Bd Etf | 62,813 | New! | 0.00 | 0.00 | 3,322,000.00 | 0.00 | 52.89 | Form 13 |
| Winslow, Evans & Crocker, Inc. | 12-31-2020 | Ltd Trm Bd Etf | 1,000 | New! | 0.00 | 0.01 | 53,000.00 | 0.00 | 53.00 | Form 13 |
| Cambridge Investment Research Advisors, Inc. | 12-31-2020 | Tr Ltd Trm Bd Etf | 18,433 | Decreased | -1.50 | 5.70 | 975,000.00 | -0.71 | 52.89 | Form 13 |
| National Asset Management, Inc. | 12-31-2020 | Ltd Trm Bd Etf | 10,338 | Increased | 0.25 | 0.03 | 547,000.00 | 0.92 | 52.91 | Form 13 |
| Mirsky Financial Management Corp. | 12-31-2020 | Ltd Trm Bd Etf | 165,750 | Increased | 5.01 | 4.51 | 8,765,000.00 | 5.83 | 52.88 | Form 13 |
| Koshinski Asset Management, Inc. | 12-31-2020 | Ltd Trm Bd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Lido Advisors, Llc | 12-31-2020 | Ltd Trm Bd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Resources Investment Advisors, Llc. | 12-31-2020 | Ltd Trm Bd Etf | 48,329 | Increased | 60.25 | 9.99 | 2,556,000.00 | 61.57 | 52.89 | Form 13 |
| Fmr Llc | 12-31-2020 | Ltd Trm Bd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Sigma Planning Corp | 12-31-2020 | Ltd Trm Bd Etf | 11,301 | Increased | 13.63 | 0.02 | 598,000.00 | 14.56 | 52.92 | Form 13 |
| Sawtooth Solutions, Llc | 12-31-2020 | Ltd Trm Bd Etf | 5,000 | Decreased | -1.32 | 0.00 | 264,000.00 | -0.75 | 52.80 | Form 13 |
| Samalin Investment Counsel, Llc | 12-31-2020 | Ltd Trm Bd Etf | 200 | New! | 0.00 | 0.01 | 10,576,000.00 | 0.00 | 52,880.00 | Form 13 |
| Advisory Services Network, Llc | 12-31-2020 | Etf | 1,735 | New! | 0.00 | 0.00 | 92,000.00 | 0.00 | 53.03 | Form 13 |
| Nelson, Van Denburg & Campbell Wealth Management Group, Llc | 12-31-2020 | Etf | 2 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Nicolet Advisory Services, Llc | 12-31-2020 | Ltd Trm Bd Etf | 19,523 | New! | 0.00 | 0.14 | 1,032,000.00 | 0.00 | 52.86 | Form 13 |
| Arkadios Wealth Advisors | 12-31-2020 | Etf | 15 | New! | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Wells Fargo & Company/mn | 12-31-2020 | Ltd Trm Bd Etf | 822 | Maintained | 0.00 | 0.00 | 43,000.00 | 0.00 | 52.31 | Form 13 |
| Assetmark, Inc | 12-31-2020 | Etf | 379 | Decreased | -12.87 | 0.00 | 20,000.00 | -13.04 | 52.77 | Form 13 |
| Lvz Advisors, Inc. | 12-31-2020 | Ltd Trm Bd Etf | 85,672 | Maintained | 0.00 | 0.76 | 4,530,000.00 | 0.00 | 52.88 | Form 13 |
| Advisor Group Holdings, Inc. | 12-31-2020 | Ltd Trm Bd Etf | 92,539 | Increased | 26.45 | 0.01 | 4,897,000.00 | 27.43 | 211.90 | Form 13 |
| Soltis Investment Advisors Llc | 12-31-2020 | Ltd Trm Bd Etf | 27,190 | Maintained | 0.00 | 0.27 | 1,438,000.00 | 0.77 | 52.89 | Form 13 |
| Levy Wealth Management Group, Llc | 12-31-2020 | Ltd Trm Bd Etf | 15,018 | New! | 0.00 | 0.56 | 794,000.00 | 0.00 | 52.87 | Form 13 |
| Bank Of America Corp /de/ | 12-31-2020 | Ltd Trm Bd | 62,635 | Increased | 8.55 | 0.00 | 3,312,000.00 | 9.71 | 105.74 | Form 13 |
| Ubs Group Ag | 12-31-2020 | Ltd Trm Bd Etf | 18,051 | Decreased | -5.98 | 0.00 | 955,000.00 | -5.26 | 52.91 | Form 13 |
| Archer Investment Corp | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Commonwealth Equity Services, Llc | 12-31-2020 | Ltd Trm Bd Etf | 216,410 | Increased | 251.71 | 0.03 | 11,443,000.00 | 254.49 | 52.88 | Form 13 |
| Ancora Advisors, Llc | 12-31-2020 | Com | 2,297 | Maintained | 0.00 | 0.00 | 121,000.00 | 0.00 | 52.68 | Form 13 |
| Raymond James Financial Services Advisors, Inc. | 12-31-2020 | Ltd Trm Bd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Prospera Financial Services Inc | 12-31-2020 | Ltd Trm Bd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Reby Advisors, Llc | 12-31-2020 | Etf | 1,547 | New! | 0.00 | 0.02 | 82,000.00 | 0.00 | 53.01 | Form 13 |
| Kerntke Otto Mcglone Wealth Management Group | 12-31-2020 | Ltd Trm Bd Etf | 4,299 | Decreased | -4.66 | 0.13 | 227,000.00 | -4.22 | 52.80 | Form 13 |
| Inspire Advisors, Llc | 12-31-2020 | Ltd Trm Bd Etf | 61 | New! | 0.00 | 0.00 | 3,000.00 | 0.00 | 49.18 | Form 13 |
| Royal Bank Of Canada | 12-31-2020 | Ltd Trm Bd Etf | 4,100 | Maintained | 0.00 | 0.00 | 217,000.00 | 0.93 | 52.93 | Form 13 |
| Citadel Advisors Llc | 12-31-2020 | Ltd Trm Bd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Thrivent Financial For Lutherans | 12-31-2020 | Ltd Trm Bd Etf | 84,463 | Increased | 19.44 | 0.01 | 4,466,000.00 | 20.38 | 52.88 | Form 13 |
| Fifth Third Bancorp | 12-31-2020 | Ltd Trm Bd Etf | 60 | Maintained | 0.00 | 0.00 | 3,000.00 | 0.00 | 50.00 | Form 13 |
| Morgan Stanley | 12-31-2020 | Ltd Trm Bd Etf | 133,295 | Increased | 59.82 | 0.00 | 7,049,000.00 | 61.53 | 52.88 | Form 13 |
| United Capital Financial Advisers, Llc | 12-31-2020 | Exchange Traded Fund | 3,980 | Maintained | 0.00 | 0.00 | 210,000.00 | 0.48 | 52.76 | Form 13 |
| Jane Street Group, Llc | 12-31-2020 | Ltd Trm Bd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Rehmann Capital Advisory Group | 12-31-2020 | Ltd Trm Bd Etf | 75,969 | Increased | 413.96 | 0.45 | 4,019,880,000.00 | 418.32 | 52,914.74 | Form 13 |
| Retirement Group, Llc | 12-31-2020 | Ltd Trm Bd Etf | 11,229 | New! | 0.00 | 0.27 | 593,000.00 | 0.00 | 52.81 | Form 13 |
