| Whale | Report Period | Security Type | Quantity | Status | % Change | % Allocation | $ Value | % Change | $ Valuation Price | Sec Link |
|---|
| Park National Corp /oh/ | 12-31-2020 | Com | 1,757,087 | Increased | 27.44 | 1.67 | 35,476,000.00 | 34.23 | 40.39 | Form 13 |
| M&r Capital Management Inc | 12-31-2020 | Etf | 21,563 | Decreased | -4.39 | 0.10 | 435,000.00 | 0.93 | 20.17 | Form 13 |
| Summit Financial Group, Inc. | 12-31-2020 | Pfd Secs Inc Etf | 25,306 | Decreased | -0.34 | 0.22 | 511,000.00 | 4.93 | 40.20 | Form 13 |
| Gradient Investments Llc | 12-31-2020 | Pfd Secs Inc Etf | 271,505 | Decreased | -1.28 | 0.22 | 5,205,000.00 | -1.27 | 19.17 | Form 13 |
| Carroll Financial Associates, Inc. | 12-31-2020 | Etf | 395 | Increased | 221.14 | 0.00 | 7,000.00 | 250.00 | 17.72 | Form 13 |
| Summit Financial Wealth Advisors, Llc | 12-31-2020 | Pfd Secs Inc Etf | 1,324,125 | Increased | 1.19 | 6.92 | 25,383,000.00 | 0.98 | 19.17 | Form 13 |
| Sound Income Strategies, Llc | 12-31-2020 | Pfd Secs Inc Etf | 171 | Maintained | 0.00 | 0.00 | 3,000.00 | 0.00 | 17.54 | Form 13 |
| Rvw Wealth, Llc | 12-31-2020 | Pfd Secs Inc Etf | 19,072 | Decreased | -37.24 | 0.15 | 1,000,000.00 | 71.53 | 52.43 | Form 13 |
| Burns J W & Co Inc/ny | 12-31-2020 | Pfd | 56,775 | Decreased | -1.26 | 0.20 | 1,146,000.00 | 3.99 | 20.18 | Form 13 |
| Cypress Capital Group | 12-31-2020 | Etf-fixed Incom | 139,975 | Increased | 21.72 | 0.43 | 2,826,000.00 | 28.16 | 120.84 | Form 13 |
| City Holding Co | 12-31-2020 | Common Stock | 1,800 | Maintained | 0.00 | 0.01 | 36,000.00 | 5.88 | 20.00 | Form 13 |
| First Hawaiian Bank | 12-31-2020 | Pfd Secs Inc Etf | 94,600 | Increased | 57.72 | 0.09 | 1,910,000.00 | 66.09 | 20.19 | Form 13 |
| Signature Estate & Investment Advisors Llc | 12-31-2020 | Pfd Secs Inc Etf | 102,957 | Decreased | -6.51 | 0.11 | 2,079,000.00 | -1.52 | 40.38 | Form 13 |
| Sheets Smith Wealth Management | 12-31-2020 | Pfd Secs Inc Etf | 11,594 | New! | 0.00 | 0.04 | 234,000.00 | 0.00 | 20.18 | Form 13 |
| Sowell Financial Services Llc | 12-31-2020 | Etf | 1,759 | Decreased | -26.92 | 0.00 | 36,000.00 | -21.74 | 20.47 | Form 13 |
| Pinnacle Bank | 12-31-2020 | Pfd Secs Inc Etf | 7,682 | Maintained | 0.00 | 0.10 | 155,000.00 | 5.44 | 20.18 | Form 13 |
| Global Retirement Partners, Llc | 12-31-2020 | Pfd Secs Inc Etf | 7,141 | Increased | 23.78 | 0.02 | 144,000.00 | 29.73 | 20.17 | Form 13 |
| Shulman Demeo Asset Management Llc | 12-31-2020 | Pfd Secs Inc Etf | 21,849 | Maintained | 0.00 | 0.13 | 441,000.00 | 9.70 | 20.18 | Form 13 |
| Kmg Fiduciary Partners, Llc | 12-31-2020 | Pfd Secs Inc Etf | 225,796 | Increased | 12.94 | 0.96 | 4,570,000.00 | 19.23 | 20.24 | Form 13 |
| Davenport & Co Llc | 12-31-2020 | Etf | 99,245 | Increased | 4.36 | 0.02 | 2,004,000.00 | 9.93 | 20.19 | Form 13 |
| Breiter Capital Management Inc | 12-31-2020 | Pfd Secs Inc Etf | 53,065 | Increased | 8.13 | 0.74 | 1,071,000.00 | 13.82 | 20.18 | Form 13 |
| Kovack Advisors, Inc. | 12-31-2020 | Etf | 104,194 | Increased | 67.98 | 0.30 | 2,104,000.00 | 84.08 | 20.19 | Form 13 |
| Americana Partners, Llc | 12-31-2020 | Pfd Secs Inc Etf | 101,674 | Increased | 31.12 | 1.58 | 2,052,000.00 | 43.70 | 20.18 | Form 13 |
| Holloway Wealth Management, Llc | 12-31-2020 | Pfd Secs Inc Etf | 158,542 | Increased | 21.70 | 1.25 | 3,201,000.00 | 28.19 | 20.19 | Form 13 |
| Beacon Financial Group | 12-31-2020 | Shs | 813,651 | Increased | 1.60 | 2.58 | 16,476,000.00 | 7.33 | 20.25 | Form 13 |
| Patriot Financial Group Insurance Agency, Llc | 12-31-2020 | Etf | 102,376 | Increased | 2.20 | 0.52 | 2,067,000.00 | 7.66 | 20.19 | Form 13 |
| Leelyn Smith, Llc | 12-31-2020 | Etf | 4,315 | Maintained | 0.00 | 0.03 | 87,000.00 | 4.82 | 20.16 | Form 13 |
| Cva Family Office, Llc | 12-31-2020 | Pfd Secs Inc Etf | 266 | Maintained | 0.00 | 1.40 | 5,000.00 | 0.00 | 18.80 | Form 13 |
| Aurora Private Wealth, Inc. | 12-31-2020 | Pfd Secs Inc Etf | 13,184 | Decreased | -20.19 | 0.11 | 266,000.00 | -12.50 | 20.18 | Form 13 |
| Qp Wealth Management, Llc | 12-31-2020 | Pfd Secs Inc Etf | 87,070 | Decreased | -8.56 | 1.94 | 1,758,000.00 | -3.67 | 20.19 | Form 13 |
| Provise Management Group, Llc | 12-31-2020 | Pfd Secs Inc Etf | 15,186 | New! | 0.00 | 0.04 | 307,000.00 | 0.00 | 20.22 | Form 13 |
| Miracle Mile Advisors, Llc | 12-31-2020 | Etf | 1,646,020 | Increased | 9.28 | 2.04 | 33,233,000.00 | 15.10 | 20.19 | Form 13 |
| Nachman Norwood & Parrott, Inc | 12-31-2020 | Pfd Secs Inc Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Reitz Capital Advisors Llc | 12-31-2020 | Pfd Secs Inc Etf | 163,159 | Increased | 41.63 | 2.65 | 3,294,000.00 | 49.18 | 20.19 | Form 13 |
| Park Avenue Securities Llc | 12-31-2020 | Pfd Secs Inc Etf | 46,577 | Increased | 10.97 | 0.03 | 940,000.00 | 16.77 | 20.18 | Form 13 |
| Busey Wealth Management | 12-31-2020 | Etf-equity | 19,977 | Decreased | -19.46 | 0.02 | 403,000.00 | -15.34 | 40.38 | Form 13 |
| Transform Wealth, Llc | 12-31-2020 | Pfd Secs Inc Etf | 39,011 | Decreased | -87.07 | 0.16 | 788,000.00 | -86.38 | 20.20 | Form 13 |
| Measured Wealth Private Client Group, Llc | 12-31-2020 | Pfd Secs Inc Etf | 375,036 | Increased | 3.31 | 3.15 | 7,572,000.00 | 8.81 | 20.19 | Form 13 |
| Lexaurum Advisors, Llc | 12-31-2020 | Pfd Secs Inc Etf | 70,869 | New! | 0.00 | 0.51 | 1,431,000.00 | 0.00 | 20.19 | Form 13 |
| Wealthstreet Investment Advisors, Llc | 12-31-2020 | Pfd Secs Inc Etf | 20,000 | Maintained | 0.00 | 0.04 | 404,000.00 | 5.48 | 20.20 | Form 13 |
| Concentrum Wealth Management | 12-31-2020 | Pfd Secs Inc Etf | 113,349 | Increased | 0.19 | 1.81 | 2,289,000.00 | 5.53 | 20.19 | Form 13 |
| Kestra Advisory Services, Llc | 12-31-2020 | Pfd Secs Inc Etf | 1,043,517 | Increased | 4.68 | 0.24 | 21,110,000,000.00 | 10.45 | 20,229.67 | Form 13 |
| Tci Wealth Advisors, Inc. | 12-31-2020 | Pfd Secs Inc Etf | 368 | New! | 0.00 | 0.00 | 7,000.00 | 0.00 | 19.02 | Form 13 |
| Kestra Private Wealth Services, Llc | 12-31-2020 | Pfd Secs Inc Etf | 205,369 | Increased | 46.07 | 0.31 | 4,155,000,000.00 | 54.17 | 20,231.88 | Form 13 |
| Clearwater Capital Advisors, Llc | 12-31-2020 | Pfd Secs Inc Etf | 1,389,330 | Increased | 11.71 | 3.72 | 28,051,000.00 | 17.66 | 20.19 | Form 13 |
| Investors Research Corp | 12-31-2020 | Pfd Secs Inc Etf | 3,614 | Increased | 2.52 | 0.03 | 73,000.00 | 7.35 | 20.20 | Form 13 |
| Kinloch Capital, Llc | 12-31-2020 | Pfd Secs Inc Etf | 191,547 | New! | 0.00 | 3.27 | 3,867,000.00 | 0.00 | 20.19 | Form 13 |
| Avantax Advisory Services, Inc. | 12-31-2020 | Pfd Secs Inc Etf | 232,189 | Decreased | -25.78 | 0.11 | 4,676,000.00 | -22.07 | 20.14 | Form 13 |
| Ibex Wealth Advisors | 12-31-2020 | Mf Closed And Mf Open | 18,379 | Increased | 0.49 | 0.10 | 371,000.00 | 5.70 | 20.19 | Form 13 |
| We Are One Seven, Llc | 12-31-2020 | Pfd Secs Inc Etf | 20,610 | Increased | 1.90 | 0.09 | 416,000.00 | 7.22 | 20.18 | Form 13 |
| International Assets Investment Management, Llc | 12-31-2020 | Pfd Secs Inc Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Wendell David Associates Inc | 12-31-2020 | Debt | 13,000 | Maintained | 0.00 | 0.03 | 262,000.00 | 5.22 | 20.15 | Form 13 |
| Janney Montgomery Scott Llc | 12-31-2020 | Etf/closed End- | 1,500,262 | Increased | 8.22 | 0.15 | 30,290,000.00 | 13.98 | 20.19 | Form 13 |
| Aspen Investment Management Inc | 12-31-2020 | Pfd Secs Inc Etf | 235,308 | Increased | 2.30 | 2.81 | 4,751,000.00 | 7.76 | 20.19 | Form 13 |
| Jnba Financial Advisors | 12-31-2020 | Pfd Secs Inc Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Ifp Advisors, Inc | 12-31-2020 | Cef | 12,545 | Decreased | -42.48 | 0.01 | 253,000.00 | -39.33 | 20.17 | Form 13 |
| Capital Investment Advisory Services, Llc | 12-31-2020 | Pfd Secs Inc Etf | 42,923 | Increased | 8.51 | 0.13 | 867,000.00 | 14.38 | 20.20 | Form 13 |
| Hardy Reed Llc | 12-31-2020 | Pfd Secs Inc Etf | 246,399 | Increased | 8.24 | 1.04 | 4,975,000.00 | 18.65 | 20.19 | Form 13 |
| Milestone Advisory Partners | 12-31-2020 | Pfd Secs Inc Etf | 796,182 | New! | 0.00 | 9.17 | 16,075,000.00 | 0.00 | 20.19 | Form 13 |
| Centaurus Financial, Inc. | 12-31-2020 | Pfd Secs Inc Etf | 11,272 | Increased | 1.17 | 0.02 | 228,000.00 | 6.54 | 20.23 | Form 13 |
| Thoroughbred Financial Services, Llc | 12-31-2020 | Pfd Secs Inc Etf | 32,032 | New! | 0.00 | 0.20 | 646,000.00 | 0.00 | 20.17 | Form 13 |
| Spinnaker Trust | 12-31-2020 | Equities | 724,959 | New! | 0.00 | 1.17 | 14,636,000.00 | 0.00 | 20.19 | Form 13 |
| Clark Capital Management Group, Inc. | 12-31-2020 | Pfd Secs Inc Etf | 208,768 | Decreased | -0.60 | 0.07 | 4,215,000.00 | 4.69 | 20.19 | Form 13 |
| Signalpoint Asset Management, Llc | 12-31-2020 | Com | 11,779 | New! | 0.00 | 0.07 | 238,000.00 | 0.00 | 20.21 | Form 13 |
| Cordasco Financial Network | 12-31-2020 | Pfd Secs Inc Etf | 2,500 | Maintained | 0.00 | 0.04 | 50,000.00 | 4.17 | 20.00 | Form 13 |
| Csenge Advisory Group | 12-31-2020 | Pfd Secs Inc Etf | 705,503 | Increased | 52.64 | 1.70 | 14,244,000.00 | 59.44 | 20.19 | Form 13 |
| Strategic Blueprint, Llc | 12-31-2020 | Etf | 12,088 | Decreased | -68.14 | 0.06 | 244,000.00 | -66.44 | 20.19 | Form 13 |
| Avion Wealth | 12-31-2020 | Pfd Secs Inc Etf | 315 | Maintained | 0.00 | 0.00 | 6,000.00 | 0.00 | 19.05 | Form 13 |
| Beam Asset Management, Llc | 12-31-2020 | Pfd Secs Inc Etf | 34,959 | Decreased | -2.16 | 0.00 | 706,000.00 | 3.07 | 20.20 | Form 13 |
| Cwm, Llc | 12-31-2020 | Pfd Secs Inc Etf | 1,374,945 | Decreased | -23.21 | 0.26 | 27,760,000.00 | -19.12 | 20.19 | Form 13 |
| Chicago Partners Investment Group Llc | 12-31-2020 | Pfd Secs Inc Etf | 93,979 | Increased | 7.34 | 0.18 | 1,902,000.00 | 12.28 | 20.24 | Form 13 |
| Gwm Advisors Llc | 12-31-2020 | Mf Closed And Mf Open | 35,804 | Maintained | 0.00 | 0.02 | 723,000.00 | 0.00 | 20.19 | Form 13 |
| Carmichael Hill & Associates, Inc. | 12-31-2020 | Pfd Secs Inc Etf | 7,815 | Increased | 55.49 | 0.09 | 158,000.00 | 64.58 | 20.22 | Form 13 |
| Cra Financial Services, Llc | 12-31-2020 | Pfd Secs Inc Etf | 36,660 | Maintained | 0.00 | 0.31 | 740,000.00 | 5.26 | 20.19 | Form 13 |
| Atlas Private Wealth Management | 12-31-2020 | Etf | 212,907 | Decreased | -3.90 | 3.06 | 4,299,000.00 | 1.22 | 20.19 | Form 13 |
| Stonebridge Financial Planning Group, Llc | 12-31-2020 | Common Stock | 114,120 | Increased | 4.44 | 1.46 | 2,304,000.00 | 13.27 | 20.19 | Form 13 |
| Bhf Rg Capital Inc. | 12-31-2020 | Pfd Secs Inc Etf | 184,687 | Increased | 6.39 | 2.81 | 3,729,000.00 | 12.02 | 20.19 | Form 13 |
| Accel Wealth Management | 12-31-2020 | Pfd Secs Inc Etf | 42,933 | New! | 0.00 | 0.81 | 867,000.00 | 0.00 | 20.19 | Form 13 |
| Telemus Capital, Llc | 12-31-2020 | Pfd Secs Inc Etf | 40,500 | Maintained | 0.00 | 0.06 | 818,000.00 | 9.07 | 20.20 | Form 13 |
| Northwest Wealth Management, Llc | 12-31-2020 | Pfd Secs Inc Etf | 116,210 | Increased | 72.50 | 1.62 | 2,346,000.00 | 81.72 | 20.19 | Form 13 |
| Golden State Wealth Management, Llc | 12-31-2020 | Mf Closed And Mf Open | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| American Institute For Advanced Investment Management, Llp | 12-31-2020 | Pfd Secs Inc Etf | 119,512 | Increased | 29.89 | 1.94 | 2,413,000.00 | 36.79 | 20.19 | Form 13 |
| Truadvice, Llc | 12-31-2020 | Pfd Secs Inc Etf | 17,783 | Increased | 5.90 | 0.11 | 358,000.00 | 10.15 | 20.13 | Form 13 |
| Capstone Triton Financial Group, Llc | 12-31-2020 | Etf | 473 | New! | 0.00 | 0.01 | 10,000.00 | 0.00 | 21.14 | Form 13 |
| Comerica Bank | 12-31-2020 | Clo | 346,114 | Increased | 16.36 | 9.99 | 7,005,000.00 | 21.26 | 20.24 | Form 13 |
| Whittier Trust Co | 12-31-2020 | Fixed Income Taxable | 5,000 | Maintained | 0.00 | 0.00 | 101,000.00 | 5.21 | 20.20 | Form 13 |
| First Heartland Consultants, Inc. | 12-31-2020 | Pfd Secs Inc Etf | 169,802 | Decreased | -2.49 | 0.57 | 3,428,000.00 | 2.70 | 20.19 | Form 13 |
| Creative Planning | 12-31-2020 | Pfd Secs Inc Etf | 30,944 | Decreased | -1.80 | 0.00 | 625,000.00 | 3.48 | 20.20 | Form 13 |
| Newman Dignan & Sheerar, Inc. | 12-31-2020 | Etf | 300,528 | Increased | 1.57 | 0.98 | 6,068,000.00 | 6.98 | 20.19 | Form 13 |
| Alpha Cubed Investments, Llc | 12-31-2020 | Pfd Secs Inc Etf | 35,060 | New! | 0.00 | 0.06 | 708,000.00 | 0.00 | 20.19 | Form 13 |
| Stratos Wealth Partners, Ltd. | 12-31-2020 | Pfd Secs Inc Etf | 404,852 | Decreased | -27.34 | 0.24 | 8,174,000.00 | -23.48 | 20.19 | Form 13 |
| Strategiq Financial Group, Llc | 12-31-2020 | Pfd Secs Inc Etf | 260,720 | Increased | 44.84 | 1.18 | 5,264,000.00 | 58.75 | 20.19 | Form 13 |
| Great Valley Advisor Group, Inc. | 12-31-2020 | Pfd Secs Inc Etf | 29,339 | Increased | 11.17 | 0.06 | 593,000.00 | 17.19 | 20.21 | Form 13 |
| Epg Wealth Management Llc | 12-31-2020 | Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Moser Wealth Advisors, Llc | 12-31-2020 | Pfd Secs Inc Etf | 73,527 | Increased | 16.47 | 1.09 | 1,485,000.00 | 27.69 | 20.20 | Form 13 |
| Atlas Private Wealth Advisors | 12-31-2020 | Mf Closed And Mf Open | 20,635 | Decreased | -10.32 | 0.28 | 417,000.00 | -5.44 | 20.21 | Form 13 |
| Qci Asset Management Inc/ny | 12-31-2020 | Pfd Secs Inc Etf | 18,634 | Decreased | -13.55 | 0.02 | 376,000.00 | -8.96 | 20.18 | Form 13 |
| Hills Bank & Trust Co | 12-31-2020 | Pfd Secs Inc Etf | 7,657 | New! | 0.00 | 0.03 | 155,000.00 | 0.00 | 20.24 | Form 13 |
| Harvest Investment Services, Llc | 12-31-2020 | Pfd Secs Inc Etf | 89,910 | Increased | 4.08 | 0.93 | 1,815,000.00 | 9.67 | 20.19 | Form 13 |
| Ae Wealth Management Llc | 12-31-2020 | Pfd Secs Inc Etf | 30,249 | Increased | 14.60 | 0.01 | 611,000.00 | 20.75 | 20.20 | Form 13 |
| Cornell Pochily Investment Advisors, Inc. | 12-31-2020 | Pfd Secs Inc Etf | 89,476 | Increased | 1.52 | 0.87 | 1,807,000.00 | 6.92 | 20.20 | Form 13 |
| First Trust Advisors Lp | 12-31-2020 | Pfd Secs Inc Etf | 432,357 | Increased | 5.65 | 0.01 | 8,729,000.00 | 11.27 | 20.19 | Form 13 |
| Grimes & Company, Inc. | 12-31-2020 | Pref | 4,338,472 | Increased | 7.35 | 4.55 | 87,594,000.00 | 13.06 | 20.19 | Form 13 |
| Envestnet Asset Management Inc | 12-31-2020 | Pfd Secs Inc Etf | 1,638,520 | Increased | 3.62 | 0.02 | 33,082,000.00 | 9.13 | 20.19 | Form 13 |
| Simplex Trading, Llc | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Oxbow Advisors, Llc | 12-31-2020 | Com | 52,141 | Decreased | -3.39 | 0.13 | 1,053,000.00 | 1.74 | 20.20 | Form 13 |
| Patten Group, Inc. | 12-31-2020 | Pfd Secs Inc Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Rfg Advisory, Llc | 12-31-2020 | Pfd Secs Inc Etf | 14,787 | Increased | 9.23 | 0.04 | 299,000.00 | 15.00 | 20.22 | Form 13 |
| Sound View Wealth Advisors Group, Llc | 12-31-2020 | Pfd Secs Inc Etf | 17,371 | Increased | 0.18 | 0.09 | 351,000.00 | 5.72 | 20.21 | Form 13 |
| Savior Llc | 12-31-2020 | Etf | 332 | Increased | 1283.33 | 0.01 | 7,000.00 | 0.00 | 21.08 | Form 13 |
| Arq Wealth Advisors, Llc | 12-31-2020 | Pfd Secs Inc Etf | 20,095 | New! | 0.00 | 0.26 | 406,000.00 | 0.00 | 20.20 | Form 13 |
| Berger Financial Group, Inc | 12-31-2020 | Pfd Secs Inc Etf | 632,496 | New! | 0.00 | 2.23 | 12,770,000.00 | 0.00 | 20.19 | Form 13 |
| Peak Financial Advisors Llc | 12-31-2020 | Pfd Secs Inc Etf | 362,829 | New! | 0.00 | 0.01 | 7,326,000.00 | 0.00 | 20.19 | Form 13 |
| Country Trust Bank | 12-31-2020 | Etf - Fixed | 1,687,782 | Increased | 33.57 | 1.17 | 34,076,000.00 | 40.68 | 20.19 | Form 13 |
| Valmark Advisers, Inc. | 12-31-2020 | Pfd Secs Inc Etf | 123,166 | Increased | 32.25 | 0.05 | 2,487,000.00 | 39.33 | 20.19 | Form 13 |
| Srs Capital Advisors, Inc. | 12-31-2020 | Pfd Secs Inc Etf | 861,204 | Decreased | -1.00 | 2.57 | 17,388,000.00 | 4.28 | 20.19 | Form 13 |
| Winslow, Evans & Crocker, Inc. | 12-31-2020 | Pfd Secs Inc Etf | 14,340 | Decreased | -45.84 | 0.06 | 289,000.00 | -43.11 | 40.25 | Form 13 |
| Syverson Strege & Co | 12-31-2020 | Pfd Secs Inc Etf | 1,658 | New! | 0.00 | 0.03 | 33,000.00 | 0.00 | 19.90 | Form 13 |
| Flaharty Asset Management, Llc | 12-31-2020 | Pfd Secs Inc Etf | 1,185,685 | Decreased | -1.26 | 5.98 | 23,939,000.00 | 3.99 | 20.19 | Form 13 |
| Rosenberg Matthew Hamilton | 12-31-2020 | Pfd Secs Inc Etf | 4,266 | Increased | 12.59 | 0.00 | 86,000.00 | 17.81 | 20.16 | Form 13 |
| Db Wealth Management Group, Llc | 12-31-2020 | Etf | 6,294 | New! | 0.00 | 0.09 | 127,000.00 | 0.00 | 20.18 | Form 13 |
| Advisornet Financial, Inc | 12-31-2020 | Etf | 60,733 | Increased | 1.08 | 0.10 | 1,226,000.00 | 6.42 | 20.19 | Form 13 |
| Cambridge Investment Research Advisors, Inc. | 12-31-2020 | Pfd Secs Inc Etf | 1,392,827 | Increased | 0.08 | 9.99 | 28,121,000.00 | 5.40 | 20.19 | Form 13 |
| National Asset Management, Inc. | 12-31-2020 | Pfd Secs Inc Etf | 30,850 | Decreased | -11.57 | 0.03 | 623,000.00 | -6.88 | 20.19 | Form 13 |
| Harbor Investment Advisory, Llc | 12-31-2020 | Etf | 1,116 | Maintained | 0.00 | 0.00 | 23,000.00 | 9.52 | 20.61 | Form 13 |
| Good Life Advisors, Llc | 12-31-2020 | Pfd Secs Inc Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Hcr Wealth Advisors | 12-31-2020 | Pfd Secs Inc Etf | 850,442 | Increased | 2.25 | 3.59 | 17,170,000.00 | 7.56 | 20.19 | Form 13 |
| Trustcore Financial Services, Llc | 12-31-2020 | Pfd Secs Inc Etf | 23,448 | Decreased | -29.96 | 0.06 | 473,000.00 | -23.34 | 20.17 | Form 13 |
| Vestmark Advisory Solutions, Inc. | 12-31-2020 | Pfd Secs Inc Etf | 24,261 | Increased | 39.84 | 0.05 | 490,000.00 | 47.15 | 20.20 | Form 13 |
| Steel Peak Wealth Management Llc | 12-31-2020 | Pfd Secs Inc Etf | 52,756 | Increased | 8.22 | 0.10 | 1,065,000.00 | 18.60 | 20.19 | Form 13 |
| Orion Portfolio Solutions, Llc | 12-31-2020 | Pfd Secs Inc Etf | 116,187 | Increased | 1810.34 | 0.11 | 2,346,000.00 | 1,994.64 | 20.19 | Form 13 |
| Us Bancorp \de\ | 12-31-2020 | Other | 127,212 | Increased | 212.80 | 0.00 | 2,569,000.00 | 229.36 | 61.00 | Form 13 |
| Umb Bank N A/mo | 12-31-2020 | Common | 491,330 | Increased | 23.64 | 0.27 | 9,920,000.00 | 35.52 | 40.37 | Form 13 |
| Hudock, Inc. | 12-31-2020 | Pfd Secs Inc Etf | 4,000 | Maintained | 0.00 | 0.03 | 80,000.00 | 5.26 | 20.00 | Form 13 |
| Next Financial Group, Inc | 12-31-2020 | Pfd Secs Inc Etf | 49,886 | Decreased | -17.74 | 0.10 | 1,007,000.00 | -13.34 | 20.19 | Form 13 |
| Karp Capital Management Corp | 12-31-2020 | Pfd Secs Inc Etf | 574,926 | Increased | 2.17 | 2.39 | 11,608,000.00 | 7.61 | 20.19 | Form 13 |
| Koshinski Asset Management, Inc. | 12-31-2020 | Pfd Secs Inc Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Trilogy Capital Inc. | 12-31-2020 | Pfd Secs Inc Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Gps Wealth Strategies Group, Llc | 12-31-2020 | Mf Closed And Mf Open | 13,785 | New! | 0.00 | 0.10 | 278,000.00 | 0.00 | 20.17 | Form 13 |
| Magnus Financial Group Llc | 12-31-2020 | Pfd Secs Inc Etf | 936,835 | Increased | 6.06 | 1.88 | 18,915,000.00 | 11.71 | 20.19 | Form 13 |
| Hexagon Capital Partners Llc | 12-31-2020 | Etf | 1,190 | Maintained | 0.00 | 0.01 | 24,000.00 | 9.09 | 20.17 | Form 13 |
| Lincoln National Corp | 12-31-2020 | Pfd Secs Inc Etf | 218,544 | Decreased | -2.86 | 0.11 | 4,412,000.00 | 2.30 | 40.28 | Form 13 |
| Advanced Asset Management Advisors Inc | 12-31-2020 | Pfd Secs Inc Etf | 46,000 | Maintained | 0.00 | 0.22 | 929,000.00 | 5.33 | 20.20 | Form 13 |
| Quantitative Advantage, Llc | 12-31-2020 | Pfd Secs Inc Etf | 76,633 | Decreased | -1.47 | 0.33 | 1,547,000.00 | 3.76 | 20.19 | Form 13 |
| Migdal Insurance & Financial Holdings Ltd. | 12-31-2020 | Etp | 4,460 | Maintained | 0.00 | 0.00 | 89,000.00 | 0.00 | 19.96 | Form 13 |
| Fdx Advisors, Inc. | 12-31-2020 | Etf | 143,721 | Increased | 9.01 | 0.12 | 2,902,000.00 | 14.84 | 20.19 | Form 13 |
| River & Mercantile Llc | 12-31-2020 | Etf | 114,045 | Maintained | 0.00 | 1.08 | 2,303,000.00 | 5.35 | 20.19 | Form 13 |
| Jacobi Capital Management Llc | 12-31-2020 | Pfd Secs Inc Etf | 8,157 | Decreased | -25.83 | 0.03 | 165,000.00 | -21.80 | 20.23 | Form 13 |
| Resources Investment Advisors, Llc. | 12-31-2020 | Pfd Secs Inc Etf | 130,316 | Increased | 316.50 | 9.99 | 2,628,000.00 | 338.00 | 40.35 | Form 13 |
| Flagship Harbor Advisors, Llc | 12-31-2020 | Mf Closed And Mf Open | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Icon Wealth Partners, Llc | 12-31-2020 | Etf | 406,817 | Increased | 2.35 | 1.30 | 8,214,000.00 | 7.80 | 20.19 | Form 13 |
| Ifg Advisory, Llc | 12-31-2020 | Mf Closed And Mf Open | 96,980 | Increased | 20.26 | 0.27 | 1,957,000.00 | 31.78 | 20.18 | Form 13 |
| Psi Advisors, Llc | 12-31-2020 | Pfd Secs Inc Etf | 53,512 | Decreased | -8.08 | 0.74 | 1,080,000.00 | -3.14 | 20.18 | Form 13 |
| Spotlight Asset Group, Inc. | 12-31-2020 | Pfd Secs Inc Etf | 10,996 | Decreased | -71.98 | 0.08 | 222,000.00 | -70.48 | 20.19 | Form 13 |
| Elk River Wealth Management, Llc | 12-31-2020 | Exchange Traded Fund | 40,967 | New! | 0.00 | 0.27 | 827,000.00 | 0.00 | 20.19 | Form 13 |
| Fmr Llc | 12-31-2020 | Pfd Secs Inc Etf | 7 | Increased | 133.33 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Cullen/frost Bankers, Inc. | 12-31-2020 | Global Taxable Fund-etf | 1,225 | Maintained | 0.00 | 0.00 | 25,000.00 | 8.70 | 20.41 | Form 13 |
| Wintrust Investments Llc | 12-31-2020 | Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitable Holdings, Inc. | 12-31-2020 | Pfd Secs Inc Etf | 167,669 | Decreased | -2.90 | 0.08 | 3,385,000.00 | 2.27 | 20.19 | Form 13 |
| Merrion Investment Management Co, Llc | 12-31-2020 | Pfd Secs Inc Etf | 487 | New! | 0.00 | 0.01 | 10,000.00 | 0.00 | 20.53 | Form 13 |
| Plante Moran Financial Advisors, Llc | 12-31-2020 | Etf | 2,462 | Decreased | -19.41 | 0.02 | 50,000.00 | -15.25 | 20.31 | Form 13 |
| Sigma Planning Corp | 12-31-2020 | Pfd Secs Inc Etf | 298,226 | Increased | 5.46 | 0.20 | 6,021,000.00 | 11.07 | 20.19 | Form 13 |
| Sta Wealth Management, Llc | 12-31-2020 | Pfd Secs Inc Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Sta Wealth Management, Llc | 12-31-2020 | Pfd Secs Inc Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Sawtooth Solutions, Llc | 12-31-2020 | Pfd Secs Inc Etf | 11,336 | Maintained | 0.00 | 0.00 | 229,000.00 | 0.00 | 20.20 | Form 13 |
| Advisory Services Network, Llc | 12-31-2020 | Etf | 95,966 | Increased | 4.20 | 0.08 | 1,938,000.00 | 9.80 | 20.19 | Form 13 |
| Mendel Money Management | 12-31-2020 | Etf | 10,846 | Decreased | -3.34 | 0.15 | 219,000.00 | 1.86 | 20.19 | Form 13 |
| Allsquare Wealth Management Llc | 12-31-2020 | Etf | 492 | Maintained | 0.00 | 0.01 | 10,000.00 | 11.11 | 20.33 | Form 13 |
| Seacrest Wealth Management, Llc | 12-31-2020 | Pfd Secs Inc Etf | 48,146 | Decreased | -1.88 | 0.14 | 972,000.00 | 3.29 | 20.19 | Form 13 |
| Wagner Wealth Management, Llc | 12-31-2020 | Pfd Secs Inc Etf | 11,118 | New! | 0.00 | 0.21 | 224,000.00 | 0.00 | 20.15 | Form 13 |
| Princeton Global Asset Management Llc | 12-31-2020 | Etf | 3,650 | Maintained | 0.00 | 0.03 | 74,000.00 | 5.71 | 20.27 | Form 13 |
| Liberty Wealth Management Llc | 12-31-2020 | Pfd Secs Inc Etf | 2,409 | Maintained | 0.00 | 0.02 | 48,000.00 | 4.35 | 19.93 | Form 13 |
| Arkadios Wealth Advisors | 12-31-2020 | Etf | 14,044 | New! | 0.00 | 0.06 | 283,000.00 | 0.00 | 20.15 | Form 13 |
| Wells Fargo & Company/mn | 12-31-2020 | Pfd Secs Inc Etf | 448,404 | Decreased | -0.74 | 0.00 | 9,053,000.00 | 4.55 | 40.36 | Form 13 |
| Blair William & Co/il | 12-31-2020 | Pfd Secs Inc Etf | 10,543 | New! | 0.00 | 0.00 | 213,000.00 | 0.00 | 20.20 | Form 13 |
| Renaissance Technologies Llc | 12-31-2020 | Pfd Secs Inc Etf | 363,400 | Increased | 104.16 | 0.01 | 7,337,000.00 | 115.04 | 20.19 | Form 13 |
| D.a. Davidson & Co. | 12-31-2020 | Pfd Secs Inc Etf | 55,377 | Decreased | -1.55 | 0.02 | 1,118,000.00 | 3.71 | 20.19 | Form 13 |
| Neuberger Berman Group Llc | 12-31-2020 | Etf | 12,670 | Decreased | -14.97 | 0.00 | 256,000.00 | -10.49 | 20.21 | Form 13 |
| Mirae Asset Global Investments Co., Ltd. | 12-31-2020 | Pfd Secs Inc Etf | 163,521 | Increased | 34.64 | 0.01 | 3,301,000.00 | 41.80 | 20.19 | Form 13 |
| Lvz Advisors, Inc. | 12-31-2020 | Pfd Secs Inc Etf | 65,488 | Maintained | 0.00 | 0.22 | 1,322,000.00 | 0.00 | 20.19 | Form 13 |
| Blackhawk Capital Partners Llc. | 12-31-2020 | Pfd Secs Inc Etf | 10,989 | New! | 0.00 | 0.18 | 211,000.00 | 0.00 | 19.20 | Form 13 |
| Capital Advisors, Ltd. Llc | 12-31-2020 | Pfd Secs Inc Etf | 9,849 | Maintained | 0.00 | 0.04 | 199,000.00 | 5.29 | 20.21 | Form 13 |
| Biltmore Capital Advisors Llc | 12-31-2020 | Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Financial Enhancement Group Llc | 12-31-2020 | Pfd Secs Inc Etf | 67,795 | Decreased | -11.60 | 0.29 | 1,369,000.00 | -6.87 | 20.19 | Form 13 |
| Advisor Group Holdings, Inc. | 12-31-2020 | Pfd Secs Inc Etf | 1,912,646 | Increased | 0.64 | 0.11 | 38,618,000.00 | 6.18 | 181.74 | Form 13 |
| Level Four Advisory Services, Llc | 12-31-2020 | Pfd Secs Inc Etf | 549,808 | Increased | 9.52 | 0.89 | 11,101,000.00 | 20.21 | 20.19 | Form 13 |
| Holistic Financial Partners | 12-31-2020 | Equities | 13,068 | Maintained | 0.00 | 0.18 | 264,000.00 | 9.54 | 20.20 | Form 13 |
| Red Cedar Investment Management, Llc | 12-31-2020 | Pfd Secs Inc Etf | 15,227 | Decreased | -85.75 | 0.05 | 307,000.00 | -85.02 | 20.16 | Form 13 |
| Quad-cities Investment Group, Llc | 12-31-2020 | Pfd Secs Inc Etf | 297,544 | Increased | 4.73 | 4.94 | 6,007,000.00 | 10.30 | 20.19 | Form 13 |
| Prw Wealth Management Llc | 12-31-2020 | Exchange Traded Fund | 15,000 | Increased | 50.00 | 0.17 | 303,000.00 | 57.81 | 20.20 | Form 13 |
| Advisor Os, Llc | 12-31-2020 | Pfd Secs Inc Etf | 423,129 | Increased | 7.97 | 2.29 | 8,543,000.00 | 13.71 | 20.19 | Form 13 |
| Western Wealth Management, Llc | 12-31-2020 | Pfd Secs Inc Etf | 178,716 | Increased | 19.28 | 0.53 | 3,608,000.00 | 25.63 | 20.19 | Form 13 |
| Soltis Investment Advisors Llc | 12-31-2020 | Pfd Secs Inc Etf | 123,616 | Increased | 6.52 | 0.46 | 2,496,000.00 | 12.18 | 20.19 | Form 13 |
| Shorehaven Wealth Partners, Llc | 12-31-2020 | Etf | 429,638 | New! | 0.00 | 4.85 | 8,674,000.00 | 0.00 | 20.19 | Form 13 |
| Bank Of America Corp /de/ | 12-31-2020 | Pfd Secs I | 7,200,191 | Increased | 2.36 | 0.01 | 145,372,000.00 | 12.20 | 60.63 | Form 13 |
| Mid Atlantic Financial Management Inc/adv | 12-31-2020 | Pfd Secs Inc Etf | 32,903 | Decreased | -1.56 | 0.05 | 664,000.00 | 0.61 | 20.18 | Form 13 |
| Stephens Inc /ar/ | 12-31-2020 | Pfd Secs Inc Etf | 29,380 | Decreased | -4.78 | 0.01 | 593,000.00 | 4.40 | 20.18 | Form 13 |
| Ironwood Investment Counsel, Llc | 12-31-2020 | Pfd Secs Inc Etf | 156,482 | Increased | 48.68 | 0.72 | 3,159,000.00 | 56.62 | 20.19 | Form 13 |
| Axiom Investment Management Llc | 12-31-2020 | Pfd Secs Inc Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| B. Riley Wealth Management, Inc. | 12-31-2020 | Pfd Secs Inc Etf | 275,342 | Decreased | -0.59 | 0.72 | 5,559,000.00 | 4.69 | 20.19 | Form 13 |
| Moors & Cabot, Inc. | 12-31-2020 | Pfd Secs Inc Etf | 49,564 | Increased | 5.12 | 0.08 | 995,000.00 | 10.07 | 20.08 | Form 13 |
| Ubs Group Ag | 12-31-2020 | Pfd Secs Inc Etf | 10,035,917 | Increased | 4.18 | 0.07 | 202,625,000.00 | 9.73 | 40.38 | Form 13 |
| Baird Financial Group, Inc. | 12-31-2020 | Common | 1,375,977 | Increased | 8.08 | 0.08 | 27,781,000.00 | 13.83 | 20.19 | Form 13 |
| Mutual Advisors, Llc | 12-31-2020 | Pfd Secs Inc Etf | 160,360 | Increased | 4.94 | 0.24 | 3,238,000.00 | 15.03 | 20.19 | Form 13 |
| Steward Partners Investment Advisory, Llc | 12-31-2020 | Exchange Traded Funds (country Baskets/ishares) - Domestic | 201,808 | Increased | 11.93 | 0.09 | 4,074,000.00 | 17.88 | 20.19 | Form 13 |
| Andesa Financial Management Inc. | 12-31-2020 | Pfd Secs Inc Etf | 70,603 | Decreased | -30.26 | 0.93 | 1,424,000.00 | -26.64 | 20.17 | Form 13 |
| Bellevue Asset Management, Llc | 12-31-2020 | Pfd Secs Inc Etf | 7,097 | Maintained | 0.00 | 0.09 | 144,000.00 | 5.88 | 20.29 | Form 13 |
| Archer Investment Corp | 12-31-2020 | Etf | 378,388 | Increased | 8.55 | 3.63 | 7,639,663,000.00 | 18.98 | 20,190.02 | Form 13 |
| Synovus Financial Corp | 12-31-2020 | Pfd Secs Inc Etf | 48,490 | Increased | 25.47 | 0.01 | 979,000.00 | 32.30 | 20.19 | Form 13 |
| Oder Investment Management, Llc | 12-31-2020 | Pfd Secs Inc Etf | 732 | New! | 0.00 | 0.01 | 15,000.00 | 0.00 | 20.49 | Form 13 |
| Commonwealth Equity Services, Llc | 12-31-2020 | Pfd Secs Inc Etf | 1,171,154 | Increased | 26.70 | 0.07 | 23,645,000.00 | 33.44 | 20.19 | Form 13 |
| Associated Banc-corp | 12-31-2020 | Pfd Secs Inc Etf | 119,746 | Decreased | -0.52 | 0.09 | 2,418,000.00 | 4.81 | 20.19 | Form 13 |
| Oppenheimer & Co Inc | 12-31-2020 | Pfd Secs Inc Etf | 31,665 | Increased | 8.24 | 0.01 | 639,000.00 | 18.55 | 20.18 | Form 13 |
| Citigroup Inc | 12-31-2020 | Pfd Secs Inc Etf | 249,874 | Increased | 14.43 | 0.00 | 5,045,000.00 | 20.52 | 20.19 | Form 13 |
| Ssi Investment Management Llc | 12-31-2020 | Pfd Secs Inc Etf | 269,420 | New! | 0.00 | 0.39 | 5,442,000.00 | 0.00 | 20.20 | Form 13 |
| Smithfield Trust Co | 12-31-2020 | Common Stock | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Eaton Vance Management | 12-31-2020 | Mutual Fund | 2,458,012 | Decreased | -2.96 | 0.08 | 49,627,000.00 | 2.20 | 20.19 | Form 13 |
| Raymond James & Associates | 12-31-2020 | Pfd Secs Inc Etf | 2,186,800 | Increased | 9.21 | 0.05 | 44,152,000.00 | 15.02 | 20.19 | Form 13 |
| Moneta Group Investment Advisors Llc | 12-31-2020 | Pfd Secs Inc Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Northwestern Mutual Wealth Management Co | 12-31-2020 | Pfd Secs Inc Etf | 3,738,675 | Increased | 425.85 | 0.17 | 75,484,000.00 | 453.81 | 20.19 | Form 13 |
| Advisors Asset Management, Inc. | 12-31-2020 | Pfd Secs Inc Etf | 9,557 | Decreased | -21.79 | 0.00 | 193,000.00 | -17.52 | 20.19 | Form 13 |
| Brown Advisory Securities, Llc | 12-31-2020 | Pfd Secs Inc Etf | 88,438 | Increased | 1.14 | 0.31 | 1,786,000.00 | 6.56 | 20.19 | Form 13 |
| Jaffetilchin Investment Partners, Llc | 12-31-2020 | Pfd Secs Inc Etf | 401,858 | Decreased | -2.57 | 1.15 | 8,114,000.00 | 2.63 | 20.19 | Form 13 |
| J.w. Cole Advisors, Inc. | 12-31-2020 | Pfd Secs Inc Etf | 18,867 | Maintained | 0.00 | 0.04 | 381,000.00 | 0.00 | 20.19 | Form 13 |
| Raymond James Financial Services Advisors, Inc. | 12-31-2020 | Pfd Secs Inc Etf | 4,195,502 | Increased | 11.88 | 0.21 | 84,707,000.00 | 17.83 | 20.19 | Form 13 |
| Empirical Financial Services, Llc D.b.a. Empirical Wealth Management | 12-31-2020 | Pfd Secs Inc Etf | 501,914 | Increased | 1.73 | 0.77 | 10,134,000.00 | 7.15 | 20.19 | Form 13 |
| Highlander Capital Management, Llc | 12-31-2020 | Equities | 300 | Maintained | 0.00 | 0.00 | 6,000.00 | 0.00 | 20.00 | Form 13 |
| Atria Investments Llc | 12-31-2020 | Pfd Secs Inc Etf | 62,461 | Increased | 19.11 | 0.03 | 1,261,000.00 | 25.47 | 20.19 | Form 13 |
| Prospera Financial Services Inc | 12-31-2020 | Pfd Secs Inc Etf | 161,111 | Increased | 141.44 | 0.22 | 3,253,000.00 | 154.34 | 20.19 | Form 13 |
| Strategic Wealth Advisors Group, Llc | 12-31-2020 | Pfd Secs Inc Etf | 75,820 | Decreased | -55.17 | 0.08 | 1,531,000.00 | -52.78 | 20.19 | Form 13 |
| Column Capital Advisors, Llc | 12-31-2020 | Etf | 1,278 | Increased | 539.00 | 0.01 | 26,000.00 | 550.00 | 20.34 | Form 13 |
| Regal Investment Advisors Llc | 12-31-2020 | Pfd Secs Inc Etf | 62,032 | Increased | 52.58 | 0.14 | 1,252,000.00 | 67.16 | 20.18 | Form 13 |
| Hochman Cole Investment Advisors, Inc. | 12-31-2020 | Pfd Secs Inc Etf | 13,518 | Decreased | -0.28 | 9.46 | 273,000.00 | 5.00 | 20.20 | Form 13 |
| Sequoia Financial Advisors, Llc | 12-31-2020 | Pfd Secs Inc Etf | 69,416 | Increased | 8.05 | 0.06 | 1,402,000.00 | 13.80 | 20.20 | Form 13 |
| Renasant Bank | 12-31-2020 | I Pfd Secs Inc Etf | 20,035 | New! | 0.00 | 0.33 | 405,000.00 | 0.00 | 20.21 | Form 13 |
| Corient Capital Partners, Llc | 12-31-2020 | Pfd Secs Inc Etf | 22,620 | Decreased | -79.35 | 0.05 | 457,000.00 | -78.24 | 20.20 | Form 13 |
| Financial Advocates Investment Management | 12-31-2020 | Pfd Secs Inc Etf | 50,428 | Decreased | -0.16 | 0.07 | 1,018,000.00 | 5.17 | 20.19 | Form 13 |
| Integrated Wealth Concepts Llc | 12-31-2020 | Mf Closed And Mf Open | 16,433 | Increased | 10.30 | 0.02 | 332,000.00 | 21.17 | 20.20 | Form 13 |
| Rockefeller Capital Management L.p. | 12-31-2020 | Pfd Secs Inc Etf | 311,642 | Increased | 2008.25 | 0.05 | 6,292,000.00 | 2,213.24 | 20.19 | Form 13 |
| Vista Investment Management | 12-31-2020 | Pfd Secs Inc Etf | 84,163 | Decreased | -6.49 | 1.14 | 1,699,000.00 | -1.51 | 20.19 | Form 13 |
| Claro Advisors Llc | 12-31-2020 | Pfd Secs Inc Etf | 27,307 | Increased | 29.72 | 0.29 | 551,000.00 | 36.39 | 20.18 | Form 13 |
| Cedar Brook Financial Partners, Llc | 12-31-2020 | Pfd Secs Inc Etf | 11,229 | Increased | 9.21 | 0.08 | 227,000.00 | 15.23 | 20.22 | Form 13 |
| Wealthbridge Capital Management, Llc | 12-31-2020 | Etf | 64,889 | Decreased | -7.45 | 0.57 | 1,310,000.00 | 13.91 | 20.19 | Form 13 |
| Brendel Financial Advisors Llc | 12-31-2020 | Pfd Secs Inc Etf | 137,067 | Increased | 73.63 | 1.88 | 2,767,000.00 | 82.88 | 20.19 | Form 13 |
| Clear Creek Financial Management, Llc | 12-31-2020 | Pfd Secs Inc Etf | 76,266 | Maintained | 0.00 | 0.30 | 1,539,000.00 | 0.00 | 20.18 | Form 13 |
| Capital Square, Llc | 12-31-2020 | Com | 10,756 | Maintained | 0.00 | 0.00 | 217,000.00 | 5.34 | 20.17 | Form 13 |
| 1776 Wealth Llc | 12-31-2020 | Pfd Secs Inc Etf | 24,722 | Increased | 1.71 | 0.31 | 499,000.00 | 7.31 | 20.18 | Form 13 |
| Cadent Capital Advisors, Llc | 12-31-2020 | Pfd Secs Inc Etf | 14,044 | New! | 0.00 | 0.14 | 284,000.00 | 0.00 | 20.22 | Form 13 |
| Kerntke Otto Mcglone Wealth Management Group | 12-31-2020 | Pfd Secs Inc Etf | 15,398 | Increased | 1.18 | 0.18 | 311,000.00 | 6.51 | 20.20 | Form 13 |
| Choice Wealth Advisors, Llc | 12-31-2020 | Pfd Secs Inc Etf | 197,152 | New! | 0.00 | 3.59 | 3,980,000.00 | 0.00 | 20.19 | Form 13 |
| Altus Wealth Group Llc | 12-31-2020 | Pfd Secs Inc Etf | 100,861 | New! | 0.00 | 1.94 | 2,037,000.00 | 0.00 | 40.41 | Form 13 |
| Insight Advisors, Llc/ Pa | 12-31-2020 | Pfd Secs Inc Etf | 86,493 | New! | 0.00 | 0.66 | 1,746,000.00 | 0.00 | 20.19 | Form 13 |
| M&t Bank Corp | 12-31-2020 | Pfd Secs Inc Etf | 51,631 | Increased | 4.29 | 0.00 | 1,042,000.00 | 9.80 | 20.18 | Form 13 |
| Mml Investors Services, Llc | 12-31-2020 | Pfd Secs Inc Etf | 465,159 | Decreased | -43.77 | 0.10 | 9,392,000.00 | -38.36 | 20.19 | Form 13 |
| Pnc Financial Services Group, Inc. | 12-31-2020 | Pfd Secs Inc E | 91,645 | Decreased | -51.16 | 0.00 | 1,850,000.00 | -46.47 | 80.39 | Form 13 |
| Stifel Financial Corp | 12-31-2020 | Pfd Secs Inc Etf | 1,218,034 | Increased | 10.29 | 0.04 | 24,593,000.00 | 16.16 | 60.65 | Form 13 |
| Ameriprise Financial Inc | 12-31-2020 | Com | 19,326 | Maintained | 0.00 | 0.00 | 390,000.00 | 0.00 | 20.18 | Form 13 |
| Montag A & Associates Inc | 12-31-2020 | Pfd Secs Inc Etf | 1,000 | New! | 0.00 | 0.00 | 20,000.00 | 0.00 | 20.00 | Form 13 |
| Mercer Global Advisors Inc /adv | 12-31-2020 | Exch Traded Fd Iii Pfd Secs In | 16,935 | Increased | 18.52 | 0.00 | 342,000.00 | 24.82 | 20.19 | Form 13 |
| Harbor Financial Services, Llc | 12-31-2020 | Pfd Secs Inc Etf | 49,733 | New! | 0.00 | 0.43 | 1,004,000.00 | 0.00 | 20.19 | Form 13 |
| Goldman Sachs Group Inc | 12-31-2020 | Cmn | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Bank Of Montreal /can/ | 12-31-2020 | Pfd Secs Inc Etf | 304,028 | Decreased | -7.46 | 0.00 | 6,129,000.00 | -3.50 | 20.16 | Form 13 |
| Parametric Portfolio Associates Llc | 12-31-2020 | Etf | 90,910 | Increased | 2.57 | 0.00 | 1,835,000.00 | 8.00 | 20.18 | Form 13 |
| Bokf, Na | 12-31-2020 | Pfd Secs Inc Etf | 22,539 | Decreased | -22.82 | 0.01 | 455,000.00 | -18.75 | 40.33 | Form 13 |
| Royal Bank Of Canada | 12-31-2020 | Pfd Secs Inc Etf | 14,300,326 | Increased | 1.29 | 0.08 | 288,723,000.00 | 6.68 | 140.54 | Form 13 |
| Mai Capital Management | 12-31-2020 | Ee | 66,096 | New! | 0.00 | 0.03 | 1,334,000.00 | 0.00 | 20.18 | Form 13 |
| Northern Oak Wealth Management Inc | 12-31-2020 | Pfd Secs Inc Etf | 489,349 | Increased | 8.30 | 1.32 | 9,880,000.00 | 14.06 | 20.19 | Form 13 |
| Wedbush Securities Inc | 12-31-2020 | Com | 110,395 | Decreased | -4.86 | 0.20 | 2,229,000.00 | 0.22 | 20.19 | Form 13 |
| Hilltop Holdings Inc. | 12-31-2020 | Pfd Secs Inc Etf | 56,233 | Increased | 2.11 | 0.16 | 1,135,000.00 | 7.48 | 20.18 | Form 13 |
| Mcdonald Partners Llc | 12-31-2020 | Pfd Secs Inc Etf | 21,666 | New! | 0.00 | 0.12 | 437,000.00 | 0.00 | 20.17 | Form 13 |
| Brinker Capital Investments, Llc | 12-31-2020 | Pfd Secs Inc Etf | 163,897 | Maintained | 0.00 | 0.05 | 3,309,000.00 | 0.00 | 20.19 | Form 13 |
| Twin Focus Capital Partners, Llc | 12-31-2020 | Pfd Secs Inc Etf | 20,000 | New! | 0.00 | 0.12 | 404,000.00 | 0.00 | 20.20 | Form 13 |
| Citadel Advisors Llc | 12-31-2020 | Pfd Secs Inc Etf | 258,448 | Maintained | 0.00 | 0.00 | 5,218,000.00 | 0.00 | 20.19 | Form 13 |
| Benjamin F. Edwards & Company, Inc. | 12-31-2020 | Pfd Secs Inc Etf | 178,220 | Increased | 12.97 | 0.21 | 3,598,000.00 | 18.98 | 20.19 | Form 13 |
| Benjamin Edwards Inc | 12-31-2020 | Pfd Secs Inc Etf | 88,879 | Decreased | -8.34 | 1.39 | 1,794,000.00 | -3.50 | 20.18 | Form 13 |
| Hrt Financial Lp | 12-31-2020 | Fd Secs Inc Etf | 13,227 | New! | 0.00 | 0.01 | 267,000.00 | 0.00 | 20.19 | Form 13 |
| Captrust Financial Advisors | 12-31-2020 | Etf | 3,962 | Decreased | -33.28 | 0.00 | 80,000.00 | -29.82 | 20.19 | Form 13 |
| Frontier Wealth Management Llc | 12-31-2020 | Pfd Secs Inc Etf | 75,501 | Decreased | -12.79 | 0.12 | 1,524,000.00 | -4.45 | 20.19 | Form 13 |
| Rpg Family Wealth Advisory, Llc | 12-31-2020 | Common Stock | 25,347 | Maintained | 0.00 | 9.99 | 511,756,000.00 | 5.32 | 20,190.00 | Form 13 |
| Stringer Asset Management, Llc | 12-31-2020 | Pfd Secs Inc Etf | 138,080 | Increased | 0.65 | 2.93 | 2,788,000.00 | 6.01 | 20.19 | Form 13 |
| Fintrust Capital Advisors, Llc | 12-31-2020 | Pfd Secs Inc Etf | 7,233 | Increased | 8.28 | 0.05 | 146,000.00 | 14.06 | 20.19 | Form 13 |
| Capital Analysts, Llc | 12-31-2020 | Pfd Secs Inc Etf | 1,552 | Increased | 260.93 | 0.00 | 31,000.00 | 287.50 | 19.97 | Form 13 |
| Quadrant Capital Group Llc | 12-31-2020 | Pfd Secs Inc Etf | 800 | New! | 0.00 | 0.00 | 16,000.00 | 0.00 | 20.00 | Form 13 |
| Pensionmark Financial Group, Llc | 12-31-2020 | Pfd Secs Inc Etf | 10,285 | Maintained | 0.00 | 0.05 | 208,000.00 | 0.00 | 20.22 | Form 13 |
| Vivaldi Capital Management, Llc | 12-31-2020 | Pfd Secs Inc Etf | 21,825 | Increased | 45.50 | 0.09 | 441,000.00 | 48.99 | 20.21 | Form 13 |
| Belpointe Asset Management Llc | 12-31-2020 | Pfd Secs Inc Etf | 22,093 | Increased | 17.62 | 0.04 | 446,000.00 | 28.90 | 20.19 | Form 13 |
| Wealthshield Partners, Llc | 12-31-2020 | Pfd Secs Inc Etf | 12,898 | Increased | 0.10 | 0.05 | 260,000.00 | 5.26 | 20.16 | Form 13 |
| Qube Research & Technologies Ltd | 12-31-2020 | Pfd Secs Inc Etf | 1,714,261 | Increased | 50.15 | 0.49 | 34,611,000.00 | 58.14 | 20.19 | Form 13 |
| Financial Partners Group, Inc | 12-31-2020 | Pfd Secs Inc Etf | 101,005 | New! | 0.00 | 0.61 | 2,043,000.00 | 0.00 | 20.23 | Form 13 |
| Principle Wealth Partners Llc | 12-31-2020 | Etf | 18,574 | Maintained | 0.00 | 0.05 | 375,000.00 | 5.34 | 20.19 | Form 13 |
| Providence Wealth Advisors, Llc | 12-31-2020 | Pfd Secs Inc Etf | 79,025 | Increased | 3.00 | 1.33 | 1,599,000.00 | 8.70 | 20.23 | Form 13 |
| Cooper Financial Group | 12-31-2020 | Pfd Secs Inc Etf | 18,539 | Increased | 1.06 | 0.08 | 374,000.00 | 6.25 | 20.17 | Form 13 |
| Private Portfolio Partners Llc | 12-31-2020 | Pfd Secs Inc Etf | 11,473 | Increased | 0.69 | 0.08 | 232,000.00 | 6.42 | 20.22 | Form 13 |
| Gladstone Institutional Advisory Llc | 12-31-2020 | Pfd Secs Inc Etf | 356,520 | Decreased | -38.03 | 1.43 | 7,198,000.00 | -34.73 | 20.19 | Form 13 |
| American Financial Advisors, Llc | 12-31-2020 | Pfd Secs Inc Etf | 145,028 | Decreased | -17.91 | 0.42 | 2,928,000.00 | -13.55 | 20.19 | Form 13 |
| Meridian Wealth Advisors, Llc | 12-31-2020 | Pfd Secs Inc Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Kingsview Wealth Management, Llc | 12-31-2020 | Pfd Secs Inc Etf | 34,314 | Increased | 5.10 | 0.05 | 693,000.00 | 10.70 | 20.20 | Form 13 |
| Southern Wealth Management, Llp | 12-31-2020 | Pfd Secs Inc Etf | 778,621 | Increased | 20.49 | 5.96 | 15,720,000.00 | 26.90 | 20.19 | Form 13 |
| Tradition Wealth Management, Llc | 12-31-2020 | Uit Exchange Traded | 500 | New! | 0.00 | 0.00 | 10,000.00 | 0.00 | 20.00 | Form 13 |
| Glenmede Trust Co Na | 12-31-2020 | Pfd Secs Inc Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Thrivent Financial For Lutherans | 12-31-2020 | Pfd Secs Inc Etf | 42,549 | Increased | 38.16 | 0.00 | 859,000.00 | 45.59 | 20.19 | Form 13 |
| Cozad Asset Management Inc | 12-31-2020 | Com | 41,772 | Maintained | 0.00 | 0.15 | 843,000.00 | 5.24 | 20.18 | Form 13 |
| Trustmark National Bank Trust Department | 12-31-2020 | Pfd Secs Inc Etf | 1,964,382 | Decreased | -8.53 | 3.61 | 39,661,000.00 | 0.26 | 40.38 | Form 13 |
| Morgan Stanley | 12-31-2020 | Pfd Secs Inc Etf | 45,792,227 | Increased | 5.75 | 0.14 | 924,545,000.00 | 15.91 | 40.38 | Form 13 |
| Barings Llc | 12-31-2020 | Pfd Secs Inc Etf | 325,973 | Maintained | 0.00 | 0.17 | 6,581,000.00 | 5.31 | 20.19 | Form 13 |
| Ameritas Investment Company, Llc | 12-31-2020 | Pfd Secs Inc Etf | 110,122 | Increased | 173.34 | 0.43 | 2,223,000.00 | 199.60 | 20.19 | Form 13 |
| Deutsche Bank Ag\ | 12-31-2020 | Pfd Secs Inc Etf | 9,924 | Decreased | -57.08 | 0.00 | 200,000.00 | -54.95 | 40.18 | Form 13 |
| Old Mission Capital, Llc | 12-31-2020 | Etp | 423,159 | New! | 0.00 | 0.53 | 8,543,000.00 | 0.00 | 20.19 | Form 13 |
| Baker Avenue Asset Management, Lp | 12-31-2020 | Etf | 25,640 | Maintained | 0.00 | 0.04 | 517,000.00 | 5.30 | 20.16 | Form 13 |
| United Capital Financial Advisers, Llc | 12-31-2020 | Exchange Traded Fund | 57,242 | Increased | 24.86 | 0.01 | 1,156,000.00 | 31.51 | 20.19 | Form 13 |
| Wills Financial Group, Inc. | 12-31-2020 | Pfd Secs Inc Etf | 317,550 | Decreased | -0.67 | 3.19 | 6,411,000.00 | 4.60 | 20.19 | Form 13 |
| Cetera Advisors Llc | 12-31-2020 | Pfd Secs Inc Etf | 241,029 | Increased | 126.50 | 0.16 | 4,866,000.00 | 148.27 | 20.19 | Form 13 |
| Cetera Advisor Networks Llc | 12-31-2020 | Pfd Secs Inc Etf | 116,536 | Decreased | -12.14 | 0.05 | 2,353,000.00 | -3.68 | 20.19 | Form 13 |
| Jane Street Group, Llc | 12-31-2020 | Pfd Secs Inc Etf | 130,245 | Maintained | 0.00 | 0.00 | 2,630,000.00 | 0.00 | 20.19 | Form 13 |
| Cetera Investment Advisers | 12-31-2020 | Pfd Secs Inc Etf | 566,378 | Increased | 113.17 | 0.23 | 11,435,000.00 | 133.65 | 20.19 | Form 13 |
| Iht Wealth Management, Llc | 12-31-2020 | Pfd Secs Inc Etf | 164,745 | Increased | 10.10 | 0.28 | 3,326,000.00 | 15.93 | 20.19 | Form 13 |
| Truvestments Capital Llc | 12-31-2020 | Pfd Secs Inc Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Jacobsen Capital Management | 12-31-2020 | Etf | 100,487 | Increased | 0.75 | 1.20 | 2,028,000.00 | 6.07 | 20.18 | Form 13 |
| Verition Fund Management Llc | 12-31-2020 | Pfd Secs Inc Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Truist Financial Corp | 12-31-2020 | Pfd Secs Inc Etf | 1,811,625 | New! | 0.00 | 0.06 | 36,577,000.00 | 0.00 | 60.66 | Form 13 |
| Edmonds Duncan Registered Investment Advisors, Llc | 12-31-2020 | Etf | 119,769 | Decreased | -1.33 | 0.81 | 2,433,000.00 | 4.56 | 20.31 | Form 13 |
| Intercontinental Wealth Advisors, Llc | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Colonial River Wealth Management, Llc | 12-31-2020 | Etf | 54,519 | New! | 0.00 | 0.50 | 1,108,000.00 | 0.00 | 20.32 | Form 13 |
| Jpmorgan Chase & Co | 12-31-2020 | Fund | 464,726 | Maintained | 0.00 | 0.00 | 9,383,000.00 | 0.00 | 20.19 | Form 13 |
| Retirement Group, Llc | 12-31-2020 | Pfd Secs Inc Etf | 157,942 | New! | 0.00 | 1.46 | 3,188,000.00 | 0.00 | 20.18 | Form 13 |
| Front Row Advisors Llc | 12-31-2020 | Etf | 1,192 | Increased | 520.83 | 0.01 | 24,000.00 | 500.00 | 20.13 | Form 13 |
| M Holdings Securities, Inc. | 12-31-2020 | Pfd Secs Inc Etf | 25,427 | Decreased | -5.52 | 0.07 | 513,000.00 | -0.58 | 20.18 | Form 13 |
