| Whale | Report Period | Security Type | Quantity | Status | % Change | % Allocation | $ Value | % Change | $ Valuation Price | Sec Link |
|---|
| Park National Corp /oh/ | 09-30-2021 | Com | 4,081,619 | Increased | 15.64 | 3.53 | 83,836,000.00 | 15.30 | 41.08 | Form 13 |
| M&r Capital Management Inc | 09-30-2021 | Etf | 21,590 | Increased | 0.04 | 0.10 | 443,000.00 | -0.23 | 20.52 | Form 13 |
| Savior Llc | 09-30-2021 | Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Ifp Advisors, Inc | 09-30-2021 | Cef | 15,976 | Increased | 22.60 | 0.01 | 330,000.00 | 22.68 | 20.66 | Form 13 |
| Cooper Financial Group | 09-30-2021 | Pfd Secs Inc Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Wiley Bros.-aintree Capital, Llc | 09-30-2021 | Pfd Secs Inc Etf | 10,573 | Maintained | 0.00 | 0.14 | 217,000.00 | -0.46 | 20.52 | Form 13 |
| Envestnet Asset Management Inc | 09-30-2021 | Pfd Secs Inc Etf | 2,307,887 | Increased | 11.38 | 0.03 | 47,404,000.00 | 11.06 | 20.54 | Form 13 |
| Newman Dignan & Sheerar, Inc. | 09-30-2021 | Etf | 317,127 | Maintained | 0.00 | 1.88 | 6,514,000.00 | 0.00 | 20.54 | Form 13 |
| Carroll Financial Associates, Inc. | 09-30-2021 | Etf | 395 | Maintained | 0.00 | 0.00 | 8,000.00 | 0.00 | 20.25 | Form 13 |
| Rvw Wealth, Llc | 09-30-2021 | Shs | 19,072 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Old Dominion Capital Management Inc | 09-30-2021 | Etf | 20,097 | Maintained | 0.00 | 0.09 | 413,000.00 | -0.24 | 20.55 | Form 13 |
| Wedbush Securities Inc | 09-30-2021 | Com | 122,922 | Increased | 0.75 | 9.99 | 2,525,000.00 | 0.48 | 20.54 | Form 13 |
| Fdx Advisors, Inc. | 09-30-2021 | Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Foster Victor Wealth Advisors, Llc | 09-30-2021 | Pfd Secs Inc Etf | 14,716 | New! | 0.00 | 0.05 | 302,000.00 | 0.00 | 20.52 | Form 13 |
| Summit Financial Group, Inc. | 09-30-2021 | Pfd Secs Inc Etf | 25,219 | Maintained | 0.00 | 0.19 | 518,000.00 | -0.19 | 39.34 | Form 13 |
| Creative Financial Designs Inc /adv | 09-30-2021 | Etf | 35,942 | Increased | 1.01 | 0.12 | 738,000.00 | 0.68 | 20.53 | Form 13 |
| Cypress Capital Group | 09-30-2021 | Etf-fixed Incom | 281,938 | Increased | 21.13 | 0.78 | 5,791,000.00 | 20.80 | 123.48 | Form 13 |
| Harbor Investment Advisory, Llc | 09-30-2021 | Etf | 1,081 | Maintained | 0.00 | 0.00 | 22,000.00 | 0.00 | 20.35 | Form 13 |
| Koshinski Asset Management, Inc. | 09-30-2021 | Pfd Secs Inc Etf | 20,322 | Increased | 73.16 | 0.04 | 417,414,000.00 | 172,385.12 | 20,540.01 | Form 13 |
| Trinity Legacy Partners, Llc | 09-30-2021 | Pfd Secs Inc Etf | 1,198,724 | Increased | 1.44 | 8.84 | 24,622,000.00 | 0.86 | 20.54 | Form 13 |
| First Premier Bank | 09-30-2021 | Pfd Secs Inc Etf | 5,980 | New! | 0.00 | 0.03 | 123,000.00 | 0.00 | 20.57 | Form 13 |
| Level Four Advisory Services, Llc | 09-30-2021 | Pfd Secs Inc Etf | 434,011 | Decreased | -26.60 | 0.93 | 8,915,000.00 | -26.81 | 20.54 | Form 13 |
| Pinnacle Bancorp, Inc. | 09-30-2021 | Pfd Secs Inc Etf | 7,682 | Maintained | 0.00 | 0.06 | 158,000.00 | 0.00 | 20.57 | Form 13 |
| Family Legacy, Inc. | 09-30-2021 | Pfd Secs Inc Etf | 271,063 | Increased | 3.48 | 2.49 | 5,532,000.00 | 2.46 | 20.41 | Form 13 |
| Ifg Advisory, Llc | 09-30-2021 | Mf Closed And Mf Open | 66,146 | Increased | 6.44 | 0.15 | 1,358,000.00 | 6.09 | 20.53 | Form 13 |
| Sound Income Strategies, Llc | 09-30-2021 | Pfd Secs Inc Etf | 870 | Maintained | 0.00 | 0.00 | 18,000.00 | 0.00 | 20.69 | Form 13 |
| Cra Financial Services, Llc | 09-30-2021 | Pfd Secs Inc Etf | 32,428 | Increased | 11.21 | 0.23 | 666,000.00 | 10.82 | 20.54 | Form 13 |
| Kmg Fiduciary Partners, Llc | 09-30-2021 | Pfd Secs Inc Etf | 212,677 | Decreased | -9.13 | 0.74 | 4,368,000.00 | -9.40 | 20.54 | Form 13 |
| Cva Family Office, Llc | 09-30-2021 | Pfd Secs Inc Etf | 266 | Maintained | 0.00 | 0.00 | 5,000.00 | 0.00 | 18.80 | Form 13 |
| Rosenberg Matthew Hamilton | 09-30-2021 | Preferred Securities And Income Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Peak Financial Advisors Llc | 09-30-2021 | Pfd Secs Inc Etf | 445,513 | Increased | 12.96 | 0.01 | 9,151,000.00 | 12.63 | 20.54 | Form 13 |
| Mcelhenny Sheffield Capital Management, Llc | 09-30-2021 | Pfd Secs Inc Etf | 13,903 | New! | 0.00 | 0.13 | 286,000.00 | 0.00 | 20.57 | Form 13 |
| First Hawaiian Bank | 09-30-2021 | Pfd Secs Inc Etf | 193,748 | Increased | 29.65 | 0.16 | 3,980,000.00 | 29.26 | 20.54 | Form 13 |
| Burns J W & Co Inc/ny | 09-30-2021 | Pfd | 53,375 | Decreased | -1.11 | 0.17 | 1,096,000.00 | -1.44 | 20.53 | Form 13 |
| Chatham Capital Group, Inc. | 09-30-2021 | Pfd Secs Inc Etf | 15,150 | Increased | 33.48 | 0.06 | 311,000.00 | 32.91 | 20.53 | Form 13 |
| Andesa Financial Management Inc. | 09-30-2021 | Pfd Secs Inc Etf | 82,693 | Decreased | -54.33 | 0.92 | 1,699,000.00 | -54.45 | 20.55 | Form 13 |
| Mattern Wealth Management Llc | 09-30-2021 | Pfd Secs Inc Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Choice Wealth Advisors, Llc | 09-30-2021 | Pfd Secs Inc Etf | 238,375 | Increased | 6.16 | 3.97 | 4,896,000.00 | 5.84 | 20.54 | Form 13 |
| Mjp Associates Inc /adv | 09-30-2021 | Pfd Secs Inc Etf | 43,935 | Increased | 4.96 | 0.31 | 902,000.00 | 4.64 | 20.53 | Form 13 |
| Private Advisor Group, Llc | 09-30-2021 | Pfd Secs Inc Etf | 440,684 | Increased | 41.09 | 0.06 | 9,051,000.00 | 40.67 | 20.54 | Form 13 |
| Financial Enhancement Group Llc | 09-30-2021 | Pfd Secs Inc Etf | 72,751 | Decreased | -3.18 | 0.28 | 1,494,000.00 | -3.49 | 20.54 | Form 13 |
| Ritholtz Wealth Management | 09-30-2021 | Pfd Secs Inc Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Security National Bank | 09-30-2021 | Fixed Income Etf | 16,750 | Maintained | 0.00 | 0.09 | 344,000.00 | -0.29 | 20.54 | Form 13 |
| Great Valley Advisor Group, Inc. | 09-30-2021 | Pfd Secs Inc Etf | 77,814 | Increased | 133.95 | 0.11 | 1,598,000.00 | 137.80 | 20.54 | Form 13 |
| Red Door Wealth Management, Llc | 09-30-2021 | Pfd Secs Inc Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Clear Creek Financial Management, Llc | 09-30-2021 | Pfd Secs Inc Etf | 86,556 | Increased | 2.72 | 0.29 | 1,778,000.00 | 2.42 | 20.54 | Form 13 |
| Beam Asset Management, Llc | 09-30-2021 | Pfd Secs Inc Etf | 17,382 | Decreased | -0.74 | 0.31 | 357,000.00 | -1.11 | 20.54 | Form 13 |
| Davenport & Co Llc | 09-30-2021 | Pfd Secs Inc Etf | 244,336 | Increased | 93.18 | 0.04 | 5,019,000.00 | 92.59 | 20.54 | Form 13 |
| Sheets Smith Wealth Management | 09-30-2021 | Pfd Secs Inc Etf | 11,644 | Increased | 0.17 | 0.03 | 239,000.00 | 0.00 | 20.53 | Form 13 |
| Advisornet Financial, Inc | 09-30-2021 | Etf | 85,471 | Increased | 23.59 | 0.12 | 1,756,000.00 | 23.23 | 20.54 | Form 13 |
| Next Financial Group, Inc | 09-30-2021 | Pfd Secs Inc Etf | 56,957 | Increased | 11.53 | 0.09 | 1,170,000.00 | 11.22 | 20.54 | Form 13 |
| Youngs Advisory Group, Inc. | 09-30-2021 | Pfd Secs Inc Etf | 17,935 | New! | 0.00 | 0.28 | 368,000.00 | 0.00 | 20.52 | Form 13 |
| Mcclarren Financial Advisors, Inc. | 09-30-2021 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Bard Financial Services, Inc. | 09-30-2021 | Etf | 197,575 | Maintained | 0.00 | 0.36 | 4,058,000.00 | -0.29 | 20.54 | Form 13 |
| Fifth Third Bancorp | 09-30-2021 | Pfd Secs Inc Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| City Holding Co | 09-30-2021 | Preferred Mut Fd | 149,850 | Increased | 313.09 | 0.53 | 3,076,000.00 | 311.78 | 20.53 | Form 13 |
| Raymond James Trust N.a. | 09-30-2021 | Etf / Closed En | 50,757 | Decreased | -2.01 | 0.03 | 1,042,000.00 | -2.34 | 40.88 | Form 13 |
| Breiter Capital Management Inc | 09-30-2021 | Pfd Secs Inc Etf | 53,380 | Decreased | -12.05 | 0.63 | 1,096,000.00 | -12.32 | 20.53 | Form 13 |
| Axiom Investment Management Llc | 09-30-2021 | Pfd Secs Inc Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Autus Asset Management, Llc | 09-30-2021 | Pfd Secs Inc Etf | 115,805 | Increased | 87.38 | 0.27 | 2,377,000.00 | 86.72 | 81.93 | Form 13 |
| Gradient Investments Llc | 09-30-2021 | Pfd Secs Inc Etf | 3,181,730 | Increased | 21.82 | 1.83 | 65,353,000.00 | 21.46 | 20.54 | Form 13 |
| Reitz Capital Advisors Llc | 09-30-2021 | Pfd Secs Inc Etf | 258,206 | Increased | 4.78 | 3.97 | 5,304,000.00 | 4.49 | 20.54 | Form 13 |
| Coastal Investment Advisors, Inc. | 09-30-2021 | Pfd Secs Inc Etf | 30,465 | Increased | 33.67 | 0.15 | 626,000.00 | 33.19 | 20.55 | Form 13 |
| Moser Wealth Advisors, Llc | 09-30-2021 | Pfd Secs Inc Etf | 86,116 | Increased | 4.55 | 1.13 | 1,769,000.00 | 4.24 | 20.54 | Form 13 |
| Stableford Capital Ii Llc | 09-30-2021 | Pfd Secs Inc Etf | 15,300 | Maintained | 0.00 | 0.16 | 314,000.00 | -0.32 | 20.52 | Form 13 |
| Umb Bank N A/mo | 09-30-2021 | Common | 422,742 | Decreased | -12.75 | 0.19 | 8,683,000.00 | -13.00 | 41.07 | Form 13 |
| Stratos Wealth Partners, Ltd. | 09-30-2021 | Pfd Secs Inc Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Rfg Advisory, Llc | 09-30-2021 | Pfd Secs Inc Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Edmonds Duncan Registered Investment Advisors, Llc | 09-30-2021 | Etf | 144,347 | Decreased | -0.83 | 0.90 | 2,965,000.00 | -1.10 | 20.54 | Form 13 |
| Arkadios Wealth Advisors | 09-30-2021 | Etf | 2,712 | Decreased | -86.45 | 0.01 | 55,000.00 | -86.65 | 20.28 | Form 13 |
| American Institute For Advanced Investment Management, Llp | 09-30-2021 | Pfd Secs Inc Etf | 183,181 | Increased | 4.85 | 2.67 | 3,763,000.00 | 4.56 | 20.54 | Form 13 |
| Kestra Advisory Services, Llc | 09-30-2021 | Pfd Secs Inc Etf | 1,079,509 | Increased | 6.13 | 0.22 | 22,173,000,000.00 | 5.82 | 20,539.89 | Form 13 |
| Mezzasalma Advisors, Llc | 09-30-2021 | Pfd Secs Inc Etf | 25,081 | Decreased | -1.76 | 0.29 | 515,000.00 | -2.09 | 20.53 | Form 13 |
| Wendell David Associates Inc | 09-30-2021 | Debt | 19,500 | Maintained | 0.00 | 0.04 | 401,000.00 | -0.25 | 20.56 | Form 13 |
| Provise Management Group, Llc | 09-30-2021 | Pfd Secs Inc Etf | 14,746 | Increased | 5.04 | 0.03 | 303,000.00 | 4.84 | 20.55 | Form 13 |
| Hochman Cole Investment Advisors, Inc. | 09-30-2021 | Pfd Secs Inc Etf | 89,020 | Decreased | -4.85 | 0.72 | 1,828,000.00 | -5.14 | 20.53 | Form 13 |
| Northwest Wealth Management, Llc | 09-30-2021 | Pfd Secs Inc Etf | 242,482 | Increased | 5.87 | 2.47 | 4,981,000.00 | 5.57 | 20.54 | Form 13 |
| Csenge Advisory Group | 09-30-2021 | Pfd Secs Inc Etf | 941,490 | Increased | 3.52 | 1.63 | 19,348,000.00 | 3.22 | 20.55 | Form 13 |
| Gps Wealth Strategies Group, Llc | 09-30-2021 | Mf Closed And Mf Open | 22,067 | Increased | 21.01 | 0.11 | 453,000.00 | 20.48 | 20.53 | Form 13 |
| Guidance Point Advisors, Llc | 09-30-2021 | Pfd Secs Inc Etf | 511 | New! | 0.00 | 0.00 | 10,000.00 | 0.00 | 19.57 | Form 13 |
| Bhf Rg Capital Inc. | 09-30-2021 | Pfd Secs Inc Etf | 310,020 | Increased | 12.33 | 4.25 | 6,368,000.00 | 12.01 | 20.54 | Form 13 |
| Johnson Bixby & Associates, Llc | 09-30-2021 | Pfd Secs Inc Etf | 43,935 | New! | 0.00 | 0.14 | 902,000.00 | 0.00 | 20.53 | Form 13 |
| Toth Financial Advisory Corp | 09-30-2021 | Pfd Secs Inc Etf | 2,255 | New! | 0.00 | 0.01 | 46,000.00 | 0.00 | 20.40 | Form 13 |
| Park Avenue Securities Llc | 09-30-2021 | Pfd Secs Inc | 93,310 | Increased | 53.86 | 0.04 | 1,917,000.00 | 53.48 | 20.54 | Form 13 |
| Avantax Advisory Services, Inc. | 09-30-2021 | Pfd Secs Inc Etf | 284,982 | Increased | 4.02 | 0.10 | 5,849,000.00 | 3.76 | 20.52 | Form 13 |
| Kestra Private Wealth Services, Llc | 09-30-2021 | Pfd Secs Inc Etf | 108,310 | Decreased | -3.15 | 0.12 | 2,225,000,000.00 | -3.43 | 20,542.89 | Form 13 |
| Cornell Pochily Investment Advisors, Inc. | 09-30-2021 | Pfd Secs Inc Etf | 97,633 | Increased | 6.52 | 0.87 | 2,005,000.00 | 6.20 | 20.54 | Form 13 |
| Sound View Wealth Advisors Group, Llc | 09-30-2021 | Pfd Secs Inc Etf | 16,516 | Increased | 0.14 | 0.07 | 339,000.00 | -0.29 | 20.53 | Form 13 |
| Lloyd Advisory Services, Llc. | 09-30-2021 | Pfd Secs Inc Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| 1776 Wealth Llc | 09-30-2021 | Pfd Secs Inc Etf | 60,314 | Increased | 123.76 | 0.71 | 1,239,000.00 | 123.24 | 20.54 | Form 13 |
| Kinloch Capital, Llc | 09-30-2021 | Pfd Secs Inc Etf | 226,117 | Increased | 10.25 | 3.28 | 4,644,000.00 | 9.92 | 20.54 | Form 13 |
| Chiron Capital Management, Llc | 09-30-2021 | Pfd Secs Inc Etf | 52,747 | Increased | 3.13 | 0.79 | 1,083,000.00 | 2.75 | 20.53 | Form 13 |
| Essex Llc | 09-30-2021 | Pfd Secs Inc Etf | 240,318 | New! | 0.00 | 1.37 | 4,936,000.00 | 0.00 | 20.54 | Form 13 |
| Tuttle Capital Management, Llc | 09-30-2021 | Pfd Secs Inc Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Farmers & Merchants Trust Co Of Chambersburg Pa | 09-30-2021 | Pfd Secs Inc Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Global Retirement Partners, Llc | 09-30-2021 | Pfd Secs Inc Etf | 13,513 | Increased | 39.09 | 0.03 | 278,000.00 | 39.00 | 20.57 | Form 13 |
| Spire Wealth Management | 09-30-2021 | Pfd Secs Inc Etf | 125,155 | Increased | 108.57 | 0.07 | 2,571,000.00 | 108.01 | 20.54 | Form 13 |
| Jaffetilchin Investment Partners, Llc | 09-30-2021 | Pfd Secs Inc Etf | 219,956 | Decreased | -1.40 | 0.48 | 4,518,000.00 | -1.70 | 20.54 | Form 13 |
| Cerity Partners Llc | 09-30-2021 | Etf | 14,430 | Increased | 43.34 | 0.01 | 296,000.00 | 43.00 | 20.51 | Form 13 |
| Meridian Financial Partners Llc | 09-30-2021 | Pfd Secs Inc Etf | 35,298 | Increased | 3.97 | 0.49 | 723,000.00 | 3.14 | 20.48 | Form 13 |
| Mbe Wealth Management, Llc | 09-30-2021 | Pfd Secs Inc Etf | 16,090 | New! | 0.00 | 0.17 | 330,000.00 | 0.00 | 20.51 | Form 13 |
| Atlas Private Wealth Management | 09-30-2021 | Etf | 208,534 | Increased | 1.50 | 2.62 | 4,283,000.00 | 1.21 | 20.54 | Form 13 |
| Cadent Capital Advisors, Llc | 09-30-2021 | Pfd Secs Inc Etf | 17,534 | Increased | 0.78 | 0.16 | 360,000.00 | 0.56 | 20.53 | Form 13 |
| Truewealth Advisors, Llc | 09-30-2021 | Pfd Secs Inc Etf | 296,848 | Increased | 0.76 | 0.00 | 6,097,000.00 | 0.46 | 20.54 | Form 13 |
| Gill Capital Partners, Llc | 09-30-2021 | Etf | 221,633 | Increased | 16.56 | 2.06 | 4,552,000.00 | 16.21 | 20.54 | Form 13 |
| Country Trust Bank | 09-30-2021 | Etf - Fixed | 2,234,989 | Decreased | -2.18 | 1.35 | 45,907,000.00 | -2.46 | 20.54 | Form 13 |
| J.w. Cole Advisors, Inc. | 09-30-2021 | Pfd Secs Inc Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Alpha Cubed Investments, Llc | 09-30-2021 | Pfd Secs Inc Etf | 94,240 | Increased | 0.08 | 0.15 | 1,936,000.00 | -0.21 | 20.54 | Form 13 |
| Karp Capital Management Corp | 09-30-2021 | Pfd Secs Inc Etf | 711,012 | Maintained | 0.00 | 2.06 | 14,604,000.00 | 0.00 | 20.54 | Form 13 |
| Shulman Demeo Asset Management Llc | 09-30-2021 | Pfd Secs Inc Etf | 21,849 | Maintained | 0.00 | 0.39 | 449,000.00 | -0.22 | 20.55 | Form 13 |
| Brendel Financial Advisors Llc | 09-30-2021 | Pfd Secs Inc Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Blue Zone Wealth Advisors, Llc | 09-30-2021 | Pfd Secs Inc Etf | 27,608 | New! | 0.00 | 0.20 | 567,000.00 | 0.00 | 20.54 | Form 13 |
| Atlas Private Wealth Advisors | 09-30-2021 | Mf Closed And Mf Open | 21,880 | Decreased | -2.45 | 0.23 | 449,000.00 | -0.66 | 20.52 | Form 13 |
| Westside Investment Management, Inc. | 09-30-2021 | Etf | 10,000 | Maintained | 0.00 | 9.99 | 205,500,000.00 | -0.24 | 20,550.00 | Form 13 |
| Lvz, Inc. | 09-30-2021 | Pfd Secs Inc Etf | 76,223 | Increased | 4.16 | 0.22 | 1,566,000.00 | 3.92 | 20.54 | Form 13 |
| Investors Research Corp | 09-30-2021 | Pfd Secs Inc Etf | 3,731 | Decreased | -0.13 | 0.03 | 77,000.00 | 0.00 | 20.64 | Form 13 |
| Newbridge Financial Services Group, Inc. | 09-30-2021 | Pfd Secs Inc Etf | 2,312 | Increased | 0.83 | 0.03 | 47,000.00 | 0.00 | 20.33 | Form 13 |
| Stephens Inc /ar/ | 09-30-2021 | Pfd Secs Inc Etf | 47,869 | Increased | 21.29 | 0.02 | 983,000.00 | 20.91 | 20.54 | Form 13 |
| Advanced Asset Management Advisors Inc | 09-30-2021 | Pfd Secs Inc Etf | 46,000 | Maintained | 0.00 | 0.20 | 945,000.00 | -0.32 | 20.54 | Form 13 |
| Sigma Planning Corp | 09-30-2021 | Pfd Secs Inc Etf | 274,258 | Decreased | -13.91 | 0.17 | 5,633,000.00 | -14.16 | 20.54 | Form 13 |
| Capital Investment Advisory Services, Llc | 09-30-2021 | Pfd Secs Inc Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Transform Wealth, Llc | 09-30-2021 | Pfd Secs Inc Etf | 313,752 | Maintained | 0.00 | 0.74 | 6,444,000.00 | 0.00 | 20.54 | Form 13 |
| International Assets Investment Management, Llc | 09-30-2021 | Pfd Secs Inc Etf | 53,310 | New! | 0.00 | 0.19 | 1,095,000.00 | 0.00 | 20.54 | Form 13 |
| Berger Financial Group, Inc | 09-30-2021 | Pfd Secs Inc Etf | 689,659 | Increased | 1.75 | 2.55 | 14,166,000.00 | 1.45 | 20.54 | Form 13 |
| Destiny Wealth Partners, Llc | 09-30-2021 | Pfd Secs Inc Etf | 169,363 | Increased | 32.23 | 0.70 | 3,479,000.00 | 31.88 | 20.54 | Form 13 |
| Rivertree Advisors, Llc | 09-30-2021 | Pfd Secs Inc Etf | 288,259 | Increased | 61.83 | 4.04 | 5,921,000.00 | 61.38 | 20.54 | Form 13 |
| Huntington National Bank | 09-30-2021 | Exchange Traded | 6,657 | New! | 0.00 | 0.00 | 137,000.00 | 0.00 | 20.58 | Form 13 |
| Busey Wealth Management | 09-30-2021 | Etf-equity | 14,205 | Decreased | -18.51 | 0.01 | 291,000.00 | -18.94 | 40.72 | Form 13 |
| Harvest Investment Services, Llc | 09-30-2021 | Pfd Secs Inc Etf | 80,176 | Decreased | -1.01 | 0.67 | 1,646,000.00 | -1.32 | 20.53 | Form 13 |
| Gwm Advisors Llc | 09-30-2021 | Mf Closed And Mf Open | 43,351 | Increased | 16.59 | 0.02 | 890,000.00 | 16.19 | 20.53 | Form 13 |
| Odonnell Financial Services, Llc | 09-30-2021 | Pfd Secs Inc Etf | 50,098 | New! | 0.00 | 0.49 | 1,029,000.00 | 0.00 | 20.54 | Form 13 |
| Archer Investment Corp | 09-30-2021 | Etf | 504,136 | Increased | 12.31 | 3.87 | 10,354,944,000.00 | 11.98 | 20,539.98 | Form 13 |
| Commonwealth Equity Services, Llc | 09-30-2021 | Pfd Secs Inc Etf | 1,075,772 | Increased | 16.06 | 0.06 | 22,096,000.00 | 18.31 | 20.54 | Form 13 |
| Raymond James & Associates | 09-30-2021 | Pfd Secs Inc Etf | 3,078,467 | Increased | 11.80 | 0.06 | 63,232,000.00 | 11.48 | 20.54 | Form 13 |
| Signature Securities Group Corporation | 09-30-2021 | Pfd Secs Inc Etf | 211,609 | New! | 0.00 | 1.45 | 4,346,000.00 | 0.00 | 20.54 | Form 13 |
| Spinnaker Trust | 09-30-2021 | Equities | 1,031,642 | Increased | 6.40 | 1.47 | 21,190,000.00 | 6.09 | 20.54 | Form 13 |
| Stockman Wealth Management, Inc. | 09-30-2021 | Pfd Secs Inc Etf | 319,519 | New! | 0.00 | 1.46 | 6,563,000.00 | 0.00 | 20.54 | Form 13 |
| Cutter & Co Brokerage, Inc. | 09-30-2021 | Com | 11,017 | New! | 0.00 | 0.05 | 226,000.00 | 0.00 | 20.51 | Form 13 |
| Cambridge Investment Research Advisors, Inc. | 09-30-2021 | Pfd Secs Inc Etf | 2,268,948 | Increased | 6.88 | 9.99 | 46,604,000.00 | 6.57 | 20.54 | Form 13 |
| Benjamin F. Edwards & Company, Inc. | 09-30-2021 | Pfd Secs Inc Etf | 177,988 | Decreased | -4.16 | 0.18 | 3,656,000.00 | -4.44 | 20.54 | Form 13 |
| Benjamin Edwards Inc | 09-30-2021 | Pfd Secs Inc Etf | 90,025 | Increased | 1.66 | 1.12 | 1,849,000.00 | 1.37 | 20.54 | Form 13 |
| Raymond James Financial Services Advisors, Inc. | 09-30-2021 | Pfd Secs Inc Etf | 7,288,095 | Increased | 6.04 | 0.30 | 149,698,000.00 | 5.73 | 20.54 | Form 13 |
| Empirical Financial Services, Llc D.b.a. Empirical Wealth Management | 09-30-2021 | Pfd Secs Inc Etf | 677,866 | Increased | 9.87 | 0.79 | 13,924,000.00 | 9.55 | 20.54 | Form 13 |
| Allworth Financial Lp | 09-30-2021 | Pfd Secs Inc Etf | 197 | Decreased | -61.82 | 0.00 | 4,000.00 | -63.64 | 20.30 | Form 13 |
| Syverson Strege & Co | 09-30-2021 | Pfd Secs Inc Etf | 1,350 | Maintained | 0.00 | 0.02 | 28,000.00 | 0.00 | 20.74 | Form 13 |
| Parallel Advisors, Llc | 09-30-2021 | Etf | 0 | Decreased | -100.00 | 0.00 | 0.00 | -100.00 | 0.00 | Form 13 |
| Hcr Wealth Advisors | 09-30-2021 | Pfd Secs Inc Etf | 833,351 | Increased | 5.60 | 2.86 | 17,117,000.00 | 5.29 | 20.54 | Form 13 |
| Flaharty Asset Management, Llc | 09-30-2021 | Pfd Secs Inc Etf | 1,447,459 | Increased | 9.68 | 6.13 | 29,731,000.00 | 9.37 | 20.54 | Form 13 |
| Howard Capital Management Inc. | 09-30-2021 | Com | 243,864 | Increased | 16.20 | 0.74 | 5,009,000.00 | 17.94 | 20.54 | Form 13 |
| Ima Wealth, Inc. | 09-30-2021 | Pfd Secs Inc Etf | 51,990 | Increased | 277.15 | 0.25 | 1,068,000.00 | 276.06 | 20.54 | Form 13 |
| Wealth Enhancement Advisory Services, Llc | 09-30-2021 | Pfd Secs Inc Etf | 3,695,386 | New! | 0.00 | 1.12 | 75,718,000.00 | 0.00 | 20.49 | Form 13 |
| Strategiq Financial Group, Llc | 09-30-2021 | Pfd Secs Inc Etf | 396,708 | Increased | 18.18 | 1.62 | 8,148,000.00 | 17.83 | 20.54 | Form 13 |
| Clearwater Capital Advisors, Llc | 09-30-2021 | Pfd Secs Inc Etf | 1,588,938 | Increased | 1.14 | 3.78 | 32,637,000.00 | 0.85 | 20.54 | Form 13 |
| Kovack Advisors, Inc. | 09-30-2021 | Etf | 184,701 | Increased | 2.25 | 0.41 | 3,794,000.00 | 1.96 | 20.54 | Form 13 |
| Front Row Advisors Llc | 09-30-2021 | Etf | 8,192 | Maintained | 0.00 | 0.07 | 168,000.00 | -0.59 | 20.51 | Form 13 |
| Lexaurum Advisors, Llc | 09-30-2021 | Pfd Secs Inc Etf | 87,131 | Increased | 2.57 | 0.53 | 1,790,000.00 | 2.29 | 20.54 | Form 13 |
| Red Cedar Investment Management, Llc | 09-30-2021 | Pfd Secs Inc Etf | 55,298 | Increased | 263.16 | 0.15 | 1,136,000.00 | 270.03 | 20.54 | Form 13 |
| Herold Advisors, Inc. | 09-30-2021 | Pfd Secs Inc Etf | 1,000 | New! | 0.00 | 0.01 | 20,000.00 | 0.00 | 20.00 | Form 13 |
| Ironwood Investment Counsel, Llc | 09-30-2021 | Pfd Secs Inc Etf | 230,436 | Increased | 12.41 | 1.21 | 4,733,000.00 | 12.10 | 20.54 | Form 13 |
| Almanack Investment Partners, Llc. | 09-30-2021 | Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Financial Advocates Investment Management | 09-30-2021 | Pfd Secs Inc Etf | 50,575 | Increased | 10.36 | 0.07 | 1,039,000.00 | 10.06 | 20.54 | Form 13 |
| Larson Financial Group Llc | 09-30-2021 | Pfd Secs Inc Etf | 2,746 | New! | 0.00 | 0.01 | 56,000.00 | 0.00 | 20.39 | Form 13 |
| Prw Wealth Management Llc | 09-30-2021 | Pfd Secs Inc Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Hardy Reed Llc | 09-30-2021 | Pfd Secs Inc Etf | 78,144 | Decreased | -23.87 | 0.29 | 1,605,000.00 | -24.08 | 20.54 | Form 13 |
| Private Portfolio Partners Llc | 09-30-2021 | Pfd Secs Inc Etf | 52,148 | Increased | 69.95 | 0.31 | 1,071,000.00 | 69.46 | 20.54 | Form 13 |
| Platform Technology Partners | 09-30-2021 | Pfd Secs Inc Etf | 24,435 | Increased | 7.48 | 0.23 | 502,000.00 | 7.26 | 20.54 | Form 13 |
| Accel Wealth Management | 09-30-2021 | Pfd Secs Inc Etf | 57,662 | Decreased | -2.23 | 0.76 | 1,184,000.00 | -2.55 | 20.53 | Form 13 |
| Independent Wealth Network Inc. | 09-30-2021 | Pfd Secs Inc Etf | 75,216 | New! | 0.00 | 1.01 | 1,542,000.00 | 0.00 | 20.50 | Form 13 |
| Cullen/frost Bankers, Inc. | 09-30-2021 | Global Taxable Fund-etf | 1,225 | Maintained | 0.00 | 0.00 | 25,000.00 | 0.00 | 20.41 | Form 13 |
| Bbva Usa | 09-30-2021 | Pfd Secs Inc Etf | 3,937 | Maintained | 0.00 | 0.00 | 81,000.00 | 0.00 | 20.57 | Form 13 |
| Qci Asset Management Inc/ny | 09-30-2021 | Pfd Secs Inc Etf | 17,624 | Maintained | 0.00 | 9.99 | 362,000.00 | -0.28 | 20.54 | Form 13 |
| Deutsche Bank Ag\ | 09-30-2021 | Pfd Secs Inc Etf | 1,500 | Maintained | 0.00 | 0.00 | 31,000.00 | 3.33 | 20.67 | Form 13 |
| Spc Financial, Inc. | 09-30-2021 | Pfd Secs Inc Etf | 1,131,730 | New! | 0.00 | 2.88 | 23,246,000.00 | 0.00 | 20.54 | Form 13 |
| Regal Investment Advisors Llc | 09-30-2021 | Pfd Secs Inc Etf | 113,906 | Increased | 7.71 | 0.23 | 2,340,000.00 | 7.39 | 20.54 | Form 13 |
| Advisory Services Network, Llc | 09-30-2021 | Etf | 72,564 | Decreased | -26.11 | 0.05 | 1,490,000.00 | -26.35 | 20.53 | Form 13 |
| Srs Capital Advisors, Inc. | 09-30-2021 | Pfd Secs Inc Etf | 908,045 | Increased | 3.09 | 2.55 | 18,651,000.00 | 2.79 | 20.54 | Form 13 |
| Moors & Cabot, Inc. | 09-30-2021 | Pfd Secs Inc Etf | 20,239 | Decreased | -62.33 | 0.22 | 2,941,000.00 | 165.67 | 145.31 | Form 13 |
| Summit Financial Wealth Advisors, Llc | 09-30-2021 | Pfd Secs Inc Etf | 1,367,371 | Increased | 2.80 | 6.37 | 28,086,000.00 | 2.50 | 20.54 | Form 13 |
| River & Mercantile Llc | 09-30-2021 | Etf | 120,412 | Maintained | 0.00 | 1.23 | 2,473,000.00 | -0.28 | 20.54 | Form 13 |
| Advisor Group Holdings, Inc. | 09-30-2021 | Pfd Secs Inc Etf | 2,476,193 | Increased | 12.79 | 0.10 | 50,866,000.00 | 12.45 | 184.90 | Form 13 |
| Resources Investment Advisors, Llc. | 09-30-2021 | Pfd Secs Inc Etf | 240,641 | Increased | 62.84 | 9.99 | 4,943,000.00 | 62.39 | 41.08 | Form 13 |
| Financial Partners Group, Inc | 09-30-2021 | Pfd Secs Inc Etf | 60,511 | Decreased | -7.54 | 0.29 | 1,243,000.00 | -7.79 | 20.54 | Form 13 |
| Lindbrook Capital, Llc | 09-30-2021 | Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| American Financial Advisors, Llc | 09-30-2021 | Pfd Secs Inc Etf | 79,010 | Decreased | -18.75 | 0.22 | 1,623,000.00 | -18.97 | 20.54 | Form 13 |
| Bellevue Asset Management, Llc | 09-30-2021 | Pfd Secs Inc Etf | 4,338 | Decreased | -38.88 | 0.05 | 89,000.00 | -39.04 | 20.52 | Form 13 |
| Qp Wealth Management, Llc | 09-30-2021 | Pfd Secs Inc Etf | 96,148 | Decreased | -1.08 | 2.12 | 1,975,000.00 | -1.35 | 20.54 | Form 13 |
| Arq Wealth Advisors, Llc | 09-30-2021 | Pfd Secs Inc Etf | 30,071 | Increased | 7.28 | 0.40 | 618,000.00 | 7.11 | 20.55 | Form 13 |
| Lincoln National Corp | 09-30-2021 | Pfd Secs Inc Etf | 188,244 | Increased | 3.34 | 0.08 | 3,867,000.00 | 3.07 | 20.54 | Form 13 |
| Cozad Asset Management Inc | 09-30-2021 | Com | 57,495 | Increased | 8.36 | 0.18 | 1,181,000.00 | 8.05 | 20.54 | Form 13 |
| Pnc Financial Services Group, Inc. | 09-30-2021 | Pfd Secs Inc E | 69,676 | Increased | 8.25 | 0.00 | 1,431,000.00 | 8.00 | 82.07 | Form 13 |
| Grimes & Company, Inc. | 09-30-2021 | Pfd Secs Inc Etf | 5,963,209 | Increased | 10.54 | 5.33 | 122,484,000.00 | 10.22 | 20.54 | Form 13 |
| Brinker Capital Investments, Llc | 09-30-2021 | Pfd Secs Inc Etf | 15,397 | Decreased | -90.61 | 0.00 | 316,000.00 | -90.64 | 20.52 | Form 13 |
| Plante Moran Financial Advisors, Llc | 09-30-2021 | Etf | 2,462 | Maintained | 0.00 | 0.01 | 51,000.00 | 0.00 | 20.71 | Form 13 |
| Trustcore Financial Services, Llc | 09-30-2021 | Pfd Secs Inc Etf | 18,400 | Decreased | -13.25 | 0.04 | 378,000.00 | -13.50 | 20.54 | Form 13 |
| Summit Financial, Llc | 09-30-2021 | Etf | 74,976 | Increased | 142.59 | 9.99 | 1,540,007,000.00 | 141.89 | 20,540.00 | Form 13 |
| Princeton Global Asset Management Llc | 09-30-2021 | Etf | 3,200 | Increased | 4748.48 | 0.02 | 66,000.00 | 0.00 | 20.62 | Form 13 |
| Americana Partners, Llc | 09-30-2021 | Pfd Secs Inc Etf | 276,712 | Increased | 13.42 | 1.37 | 5,683,000.00 | 28.49 | 20.54 | Form 13 |
| Stonebridge Financial Planning Group, Llc | 09-30-2021 | Common Stock | 113,542 | Increased | 3.58 | 1.14 | 2,328,000.00 | 2.78 | 20.50 | Form 13 |
| Synovus Financial Corp | 09-30-2021 | Pfd Secs Inc Etf | 75,749 | Maintained | 0.00 | 0.02 | 1,555,000.00 | 0.00 | 41.02 | Form 13 |
| Altus Wealth Group Llc | 09-30-2021 | Pfd Secs Inc Etf | 119,841 | Increased | 6.68 | 2.45 | 2,462,000.00 | 6.40 | 20.54 | Form 13 |
| Associated Banc-corp | 09-30-2021 | Pfd Secs Inc Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Montag A & Associates Inc | 09-30-2021 | Pfd Secs Inc Etf | 1,000 | Maintained | 0.00 | 0.00 | 21,000.00 | 0.00 | 21.00 | Form 13 |
| Washington Trust Co | 09-30-2021 | Pfd Secs Inc Etf | 487 | New! | 0.00 | 0.00 | 10,000.00 | 0.00 | 20.53 | Form 13 |
| Blackrock Inc. | 09-30-2021 | Pfd Secs Inc Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Valmark Advisers, Inc. | 09-30-2021 | Pfd Secs Inc Etf | 128,663 | Increased | 4.67 | 0.05 | 2,643,000.00 | 4.38 | 20.54 | Form 13 |
| Hudock, Inc. | 09-30-2021 | Pfd Secs Inc Etf | 4,000 | Maintained | 0.00 | 0.02 | 82,000.00 | 0.00 | 20.50 | Form 13 |
| Mendel Money Management | 09-30-2021 | Etf | 15,988 | Increased | 48.75 | 0.00 | 328,000.00 | 48.42 | 20.52 | Form 13 |
| 55i, Llc | 09-30-2021 | Pfd Secs Inc Etf | 24,400 | Maintained | 0.00 | 0.01 | 501,000.00 | -0.40 | 20.53 | Form 13 |
| We Are One Seven, Llc | 09-30-2021 | Pfd Secs Inc Etf | 10,023 | Decreased | -43.12 | 0.03 | 205,000.00 | -43.53 | 20.45 | Form 13 |
| Geneos Wealth Management Inc. | 09-30-2021 | Pfd Secs Inc Etf | 93,239 | Increased | 1.25 | 0.07 | 1,916,000.00 | 1.64 | 20.55 | Form 13 |
| Inscription Capital, Llc | 09-30-2021 | Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Soltis Investment Advisors Llc | 09-30-2021 | Pfd Secs Inc Etf | 168,074 | Increased | 16.96 | 0.53 | 3,452,000.00 | 16.62 | 20.54 | Form 13 |
| Kerntke Otto Mcglone Wealth Management Group | 09-30-2021 | Pfd Secs Inc Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Disciplined Investments, Llc | 09-30-2021 | Etf | 300 | New! | 0.00 | 0.00 | 6,000.00 | 0.00 | 20.00 | Form 13 |
| Milestone Advisory Partners | 09-30-2021 | Pfd Secs Inc Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Barclays Plc | 09-30-2021 | Fund | 758,987 | Decreased | -26.36 | 0.01 | 15,590,000.00 | -26.57 | 20.54 | Form 13 |
| Concourse Financial Group Securities, Inc. | 09-30-2021 | Pfd Secs Inc Etf | 0 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| O'shaughnessy Asset Management, Llc | 09-30-2021 | Common | 73 | New! | 0.00 | 0.00 | 1,000.00 | 0.00 | 13.70 | Form 13 |
| Avidian Wealth Solutions, Llc | 09-30-2021 | Pfd Secs Inc Etf | 559,353 | Increased | 29.65 | 0.88 | 11,489,000.00 | 29.28 | 20.54 | Form 13 |
| Creative Planning | 09-30-2021 | Pfd Secs Inc Etf | 30,991 | Decreased | -0.42 | 0.00 | 637,000.00 | -0.62 | 20.55 | Form 13 |
| Column Capital Advisors, Llc | 09-30-2021 | Etf | 200 | Maintained | 0.00 | 0.00 | 4,000.00 | 0.00 | 20.00 | Form 13 |
| Oxbow Advisors, Llc | 09-30-2021 | Com | 51,884 | Maintained | 0.00 | 0.11 | 1,066,000.00 | -0.28 | 20.55 | Form 13 |
| Blackhawk Capital Partners Llc. | 09-30-2021 | Pfd Secs Inc Etf | 41,268 | Decreased | -65.43 | 0.54 | 848,000.00 | -64.74 | 20.55 | Form 13 |
| Synergy Asset Management, Llc | 09-30-2021 | Pfd Secs Inc Etf | 168,337 | Decreased | -62.17 | 0.80 | 3,458,000.00 | -62.28 | 41.08 | Form 13 |
| Orion Portfolio Solutions, Llc | 09-30-2021 | Pfd Secs Inc Etf | 99,454 | Maintained | 0.00 | 0.08 | 2,043,000.00 | 0.00 | 20.54 | Form 13 |
| Db Wealth Management Group, Llc | 09-30-2021 | Mf Closed And Mf Open | 12,250 | Maintained | 0.00 | 0.16 | 252,000.00 | 0.00 | 20.57 | Form 13 |
| Us Bancorp \de\ | 09-30-2021 | Other | 173,127 | Increased | 9.80 | 0.01 | 3,556,000.00 | 9.45 | 61.70 | Form 13 |
| Citigroup Inc | 09-30-2021 | Pfd Secs Inc Etf | 484,304 | Decreased | -24.64 | 0.01 | 9,948,000.00 | -24.86 | 20.54 | Form 13 |
| Mercer Global Advisors Inc /adv | 09-30-2021 | Exch Traded Fd Iii Pfd Secs In | 18,944 | Increased | 52.60 | 0.00 | 389,000.00 | 51.95 | 20.53 | Form 13 |
| Bokf, Na | 09-30-2021 | Pfd Secs Inc Etf | 44,593 | Increased | 110.83 | 0.01 | 916,000.00 | 114.52 | 41.11 | Form 13 |
| Renaissance Technologies Llc | 09-30-2021 | Pfd Secs Inc Etf | 510,942 | Decreased | -57.33 | 0.01 | 10,495,000.00 | -57.45 | 20.54 | Form 13 |
| Mai Capital Management | 09-30-2021 | Ee | 63,952 | Increased | 0.95 | 0.03 | 1,314,000.00 | 0.69 | 20.55 | Form 13 |
| Nations Financial Group Inc, /ia/ /adv | 09-30-2021 | Etf | 14,822 | Increased | 14.38 | 0.05 | 304,000.00 | 13.86 | 20.51 | Form 13 |
| Royal Bank Of Canada | 09-30-2021 | Pfd Secs Inc Etf | 18,167,416 | Increased | 9.79 | 0.09 | 373,159,000.00 | 9.47 | 164.35 | Form 13 |
| Acorn Financial Advisory Services Inc /adv | 09-30-2021 | Pfd Secs Inc Etf | 14,860 | New! | 0.00 | 0.09 | 305,000.00 | 0.00 | 20.52 | Form 13 |
| D.a. Davidson & Co. | 09-30-2021 | Pfd Secs Inc Etf | 186,214 | Increased | 45.13 | 0.04 | 3,825,000.00 | 44.72 | 20.54 | Form 13 |
| First Trust Advisors Lp | 09-30-2021 | Pfd Secs Inc Etf | 407,236 | Decreased | -17.88 | 0.01 | 8,365,000.00 | -13.97 | 20.54 | Form 13 |
| Northern Oak Wealth Management Inc | 09-30-2021 | Pfd Secs Inc Etf | 815,095 | Increased | 16.41 | 2.04 | 16,742,000.00 | 16.07 | 20.54 | Form 13 |
| Northwestern Mutual Wealth Management Co | 09-30-2021 | Pfd Secs Inc Etf | 5,572,238 | Increased | 11.53 | 0.21 | 114,454,000.00 | 11.21 | 20.54 | Form 13 |
| Hilltop Holdings Inc. | 09-30-2021 | Pfd Secs Inc Etf | 48,328 | Decreased | -11.30 | 0.11 | 993,000.00 | -9.56 | 20.55 | Form 13 |
| Clark Capital Management Group, Inc. | 09-30-2021 | Pfd Secs Inc Etf | 459,294 | Increased | 47.07 | 0.13 | 9,434,000.00 | 46.65 | 20.54 | Form 13 |
| Twin Focus Capital Partners, Llc | 09-30-2021 | Pfd Secs Inc Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Citadel Advisors Llc | 09-30-2021 | Cmn | 218,762 | Maintained | 0.00 | 0.00 | 4,493,000.00 | 0.00 | 20.54 | Form 13 |
| First Heartland Consultants, Inc. | 09-30-2021 | Pfd Secs Inc Etf | 563,184 | Increased | 38.93 | 1.76 | 11,568,000.00 | 41.63 | 20.54 | Form 13 |
| Baker Avenue Asset Management, Lp | 09-30-2021 | Etf | 25,640 | Maintained | 0.00 | 0.03 | 526,000.00 | 1.94 | 20.51 | Form 13 |
| Susquehanna International Group, Llp | 09-30-2021 | Pfd Secs Inc Etf | 36,486 | New! | 0.00 | 0.00 | 749,000.00 | 0.00 | 20.53 | Form 13 |
| Two Sigma Securities, Llc | 09-30-2021 | Pfd Secs Inc Etf | 17,834 | New! | 0.00 | 0.01 | 366,000.00 | 0.00 | 20.52 | Form 13 |
| Verition Fund Management Llc | 09-30-2021 | Pfd Secs Inc Etf | 25,321 | Maintained | 0.00 | 0.00 | 520,000.00 | 0.00 | 20.54 | Form 13 |
| United Capital Financial Advisers, Llc | 09-30-2021 | Exchange Traded Fund | 212,237 | Decreased | -1.06 | 0.02 | 4,359,000.00 | -1.36 | 20.54 | Form 13 |
| Highlander Capital Management, Llc | 09-30-2021 | Equities | 300 | Maintained | 0.00 | 0.00 | 6,000.00 | 0.00 | 20.00 | Form 13 |
| Holloway Wealth Management, Llc | 09-30-2021 | Pfd Secs Inc Etf | 87,547 | Increased | 12.57 | 0.55 | 1,798,000.00 | 12.23 | 20.54 | Form 13 |
| Antonetti Capital Management Llc | 09-30-2021 | Pfd Secs Inc Etf | 3,100 | New! | 0.00 | 0.04 | 21,000.00 | 0.00 | 6.77 | Form 13 |
| Mirae Asset Global Investments Co., Ltd. | 09-30-2021 | Pfd Secs Inc Etf | 123,820 | Maintained | 0.00 | 0.01 | 2,543,000.00 | -0.31 | 20.54 | Form 13 |
| Rpg Family Wealth Advisory, Llc | 09-30-2021 | Common Stock | 25,420 | Maintained | 0.00 | 9.99 | 522,135,000.00 | -0.29 | 20,540.32 | Form 13 |
| First Horizon Advisors, Inc. | 09-30-2021 | Common Stock | 9,907 | Increased | 209.21 | 0.01 | 203,000.00 | 49.26 | 20.49 | Form 13 |
| Arete Wealth Advisors, Llc | 09-30-2021 | Pfd Secs Inc Etf | 55,082 | Increased | 9.30 | 0.12 | 1,131,000.00 | 8.96 | 20.53 | Form 13 |
| Ubs Group Ag | 09-30-2021 | Pfd Secs Inc Etf | 13,789,387 | Increased | 6.24 | 0.09 | 283,234,000.00 | 5.93 | 41.06 | Form 13 |
| Patten Group, Inc. | 09-30-2021 | Pfd Secs Inc Etf | 68,608 | Increased | 6.98 | 0.41 | 1,409,000.00 | 6.66 | 20.54 | Form 13 |
| Integrated Advisors Network Llc | 09-30-2021 | Pfd Secs Inc Etf | 46,606 | Increased | 28.21 | 0.06 | 957,000.00 | 27.77 | 20.53 | Form 13 |
| Wealthcare Advisory Partners Llc | 09-30-2021 | Common | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Jacobi Capital Management Llc | 09-30-2021 | Pfd Secs Inc Etf | 22,994 | Increased | 169.41 | 0.06 | 472,000.00 | 168.18 | 20.53 | Form 13 |
| Mutual Advisors, Llc | 09-30-2021 | Pfd Secs Inc Etf | 156,478 | Decreased | -4.33 | 0.19 | 3,214,000.00 | -4.60 | 20.54 | Form 13 |
| Iht Wealth Management, Llc | 09-30-2021 | Pfd Secs Inc Etf | 189,126 | Decreased | -44.78 | 0.32 | 3,885,000.00 | -43.70 | 20.54 | Form 13 |
| Icon Wealth Partners, Llc | 09-30-2021 | Etf | 426,233 | Increased | 0.53 | 0.92 | 8,755,000.00 | 0.24 | 20.54 | Form 13 |
| Belpointe Asset Management Llc | 09-30-2021 | Pfd Secs Inc Etf | 76,202 | Increased | 36.29 | 0.11 | 1,566,000.00 | 35.94 | 20.55 | Form 13 |
| Wagner Wealth Management, Llc | 09-30-2021 | Pfd Secs Inc Etf | 21,615 | Increased | 26.58 | 0.35 | 443,000.00 | 25.85 | 20.50 | Form 13 |
| Certified Advisory Corp | 09-30-2021 | Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Vestmark Advisory Solutions, Inc. | 09-30-2021 | Pfd Secs Inc Etf | 112,343 | Increased | 16.47 | 0.16 | 2,308,000.00 | 16.16 | 20.54 | Form 13 |
| Integrated Wealth Concepts Llc | 09-30-2021 | Mf Closed And Mf Open | 58,068 | Increased | 28.91 | 0.04 | 1,193,000.00 | 28.56 | 20.54 | Form 13 |
| Vista Investment Management | 09-30-2021 | Pfd Secs Inc Etf | 118,753 | Increased | 41.10 | 1.43 | 2,439,000.00 | 43.56 | 20.54 | Form 13 |
| Beacon Pointe Advisors, Llc | 09-30-2021 | Pfd Secs Inc Etf | 53,308 | Increased | 182.80 | 0.03 | 1,095,000.00 | 182.22 | 20.54 | Form 13 |
| Providence Wealth Advisors, Llc | 09-30-2021 | Pfd Secs Inc Etf | 129,252 | Increased | 10.32 | 1.85 | 2,656,000.00 | 9.89 | 20.55 | Form 13 |
| Claro Advisors Llc | 09-30-2021 | Pfd Secs Inc Etf | 83,121 | Increased | 104.18 | 0.72 | 1,707,000.00 | 103.46 | 20.54 | Form 13 |
| Gladstone Institutional Advisory Llc | 09-30-2021 | Pfd Secs Inc Etf | 496,630 | Increased | 36.11 | 1.00 | 10,201,000.00 | 35.72 | 20.54 | Form 13 |
| Advisor Os, Llc | 09-30-2021 | Pfd Secs Inc Etf | 347,788 | Decreased | -5.26 | 1.55 | 7,144,000.00 | -5.53 | 41.70 | Form 13 |
| Liberty Wealth Management Llc | 09-30-2021 | Pfd Secs Inc Etf | 2,409 | Decreased | -95.15 | 0.02 | 49,000.00 | -97.97 | 20.34 | Form 13 |
| Pacitti Group Inc. | 09-30-2021 | Pfd Secs Inc Etf | 1,400 | New! | 0.00 | 0.02 | 29,000.00 | 0.00 | 20.71 | Form 13 |
| Steel Peak Wealth Management Llc | 09-30-2021 | Pfd Secs Inc Etf | 62,161 | Increased | 13.02 | 0.08 | 1,277,000.00 | 12.71 | 20.54 | Form 13 |
| Lion Street Advisors, Llc | 09-30-2021 | Pfd Secs Inc Etf | 19,504 | New! | 0.00 | 0.22 | 401,000.00 | 0.00 | 20.56 | Form 13 |
| Epg Wealth Management Llc | 09-30-2021 | Pfd Secs Inc Etf | 16,608 | Decreased | -5.25 | 0.14 | 341,000.00 | -5.54 | 20.53 | Form 13 |
| Southern Wealth Management, Llp | 09-30-2021 | Pfd Secs Inc Etf | 1,563,547 | Decreased | -0.02 | 9.44 | 32,115,000.00 | -0.80 | 20.54 | Form 13 |
| Elk River Wealth Management, Llc | 09-30-2021 | Exchange Traded Fund | 27,665 | Decreased | -1.44 | 0.14 | 568,000.00 | -1.73 | 20.53 | Form 13 |
| Thrivent Financial For Lutherans | 09-30-2021 | Pfd Secs Inc Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Fmr Llc | 09-30-2021 | Pfd Secs Inc Etf | 5 | Decreased | -50.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Mml Investors Services, Llc | 09-30-2021 | Pfd Secs Inc Etf | 658,035 | Increased | 2.54 | 0.11 | 13,516,000.00 | 2.24 | 20.54 | Form 13 |
| Bank Of America Corp /de/ | 09-30-2021 | Pfd Secs I | 7,959,318 | Increased | 8.51 | 0.01 | 163,484,000.00 | 8.19 | 61.62 | Form 13 |
| Stifel Financial Corp | 09-30-2021 | Pfd Secs Inc Etf | 1,937,707 | Increased | 31.35 | 0.06 | 39,801,000.00 | 30.98 | 81.86 | Form 13 |
| First Manhattan Co | 09-30-2021 | Pfd Secs Inc Etf | 12,000 | New! | 0.00 | 0.00 | 246,000.00 | 0.00 | 20.50 | Form 13 |
| Wells Fargo & Company/mn | 09-30-2021 | Pfd Secs Inc Etf | 4,128,050 | Increased | 781.81 | 0.02 | 84,791,000.00 | 798.88 | 41.08 | Form 13 |
| Harbour Investments, Inc. | 09-30-2021 | Pfd Secs Inc Etf | 596,731 | Increased | 14.51 | 0.39 | 12,257,000.00 | 16.72 | 20.54 | Form 13 |
| Ameriprise Financial Inc | 09-30-2021 | Com | 34,210 | Increased | 77.02 | 0.00 | 708,000.00 | 81.54 | 20.70 | Form 13 |
| Morgan Stanley | 09-30-2021 | Pfd Secs Inc Etf | 55,375,768 | Increased | 6.92 | 0.15 | 1,137,418,000.00 | 6.60 | 41.08 | Form 13 |
| Parametric Portfolio Associates Llc | 09-30-2021 | Etf | 90,742 | Decreased | -5.68 | 0.00 | 1,864,000.00 | -5.95 | 20.54 | Form 13 |
| Migdal Insurance & Financial Holdings Ltd. | 09-30-2021 | Etp | 4,460 | Maintained | 0.00 | 0.00 | 92,000.00 | 1.10 | 20.63 | Form 13 |
| National Asset Management, Inc. | 09-30-2021 | Pfd Secs Inc Etf | 91,606 | Increased | 11.77 | 0.06 | 1,882,000.00 | 11.43 | 41.10 | Form 13 |
| Captrust Financial Advisors | 09-30-2021 | Etf | 7,972 | Increased | 101.21 | 0.00 | 164,000.00 | 105.00 | 20.57 | Form 13 |
| Cetera Advisors Llc | 09-30-2021 | Pfd Secs Inc Etf | 408,829 | Increased | 35.54 | 0.16 | 8,397,000.00 | 35.15 | 20.54 | Form 13 |
| Cetera Advisor Networks Llc | 09-30-2021 | Pfd Secs Inc Etf | 300,008 | Increased | 3.25 | 0.08 | 6,162,000.00 | 2.94 | 20.54 | Form 13 |
| Atria Investments Llc | 09-30-2021 | Pfd Secs Inc Etf | 281,085 | Increased | 62.84 | 0.10 | 5,773,000.00 | 62.35 | 20.54 | Form 13 |
| Jane Street Group, Llc | 09-30-2021 | Pfd Secs Inc Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Stringer Asset Management, Llc | 09-30-2021 | Pfd Secs Inc Etf | 261,335 | Increased | 89.26 | 5.03 | 5,368,000.00 | 92.54 | 20.54 | Form 13 |
| Cahill Financial Advisors Inc | 09-30-2021 | Etf | 0 | New! | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Fintrust Capital Advisors, Llc | 09-30-2021 | Pfd Secs Inc Etf | 20,856 | Increased | 188.35 | 0.11 | 428,000.00 | 193.15 | 20.52 | Form 13 |
| Cetera Investment Advisers | 09-30-2021 | Pfd Secs Inc Etf | 585,026 | Increased | 3.34 | 0.19 | 12,016,000.00 | 3.04 | 20.54 | Form 13 |
| Vivaldi Capital Management Lp | 09-30-2021 | Pfd Secs Inc Etf | 28,680 | Increased | 31.41 | 0.13 | 589,000.00 | 33.56 | 20.54 | Form 13 |
| Corient Capital Partners, Llc | 09-30-2021 | Pfd Secs Inc Etf | 22,620 | Maintained | 0.00 | 0.03 | 465,000.00 | 1.75 | 20.56 | Form 13 |
| Seacrest Wealth Management, Llc | 09-30-2021 | Pfd Secs Inc Etf | 54,611 | Increased | 2.53 | 0.14 | 1,122,000.00 | 2.28 | 20.55 | Form 13 |
| Triumph Capital Management | 09-30-2021 | Etf | 196,415 | Increased | 292.72 | 1.89 | 4,034,000.00 | 320.65 | 20.54 | Form 13 |
| Retirement Group, Llc | 09-30-2021 | Pfd Secs Inc Etf | 225,464 | Increased | 1.45 | 2.13 | 4,631,000.00 | 1.16 | 20.54 | Form 13 |
| Principle Wealth Partners Llc | 09-30-2021 | Etf | 38,566 | Increased | 6.72 | 0.09 | 792,000.00 | 6.45 | 20.54 | Form 13 |
| Keebeck Wealth Management, Llc | 09-30-2021 | Pfd Secs Inc Etf | 342,200 | New! | 0.00 | 1.39 | 7,029,000.00 | 0.00 | 20.54 | Form 13 |
| Advisor Resource Council | 09-30-2021 | Etp | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Advisor Resource Council | 09-30-2021 | Pfd Secs Inc Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Navis Wealth Advisors, Llc | 09-30-2021 | Etf | 40,000 | Maintained | 0.00 | 0.57 | 822,000.00 | 1.99 | 20.55 | Form 13 |
| Strategic Wealth Advisors Group, Llc | 09-30-2021 | Pfd Secs Inc Etf | 114,306 | Increased | 13.65 | 0.11 | 2,348,000.00 | 13.32 | 20.54 | Form 13 |
| Wealth Quarterback Llc | 09-30-2021 | Pfd Secs Inc Etf | 1,058 | Increased | 1.15 | 0.01 | 22,000.00 | 0.00 | 20.79 | Form 13 |
| Bank Of New York Mellon Corp | 09-30-2021 | Pfd | 25,752 | New! | 0.00 | 0.00 | 529,000.00 | 0.00 | 20.54 | Form 13 |
| Comerica Bank | 09-30-2021 | Clo | 444,142 | Increased | 4.58 | 9.99 | 9,092,000.00 | 3.67 | 20.47 | Form 13 |
| Mcdonald Partners Llc | 09-30-2021 | Pfd Secs Inc Etf | 29,703 | Decreased | -4.80 | 0.14 | 610,000.00 | -4.84 | 20.54 | Form 13 |
| Mfa Wealth Advisors, Llc | 09-30-2021 | Pfd Secs Inc Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Patriot Financial Group Insurance Agency, Llc | 09-30-2021 | Etf | 114,182 | Increased | 3.53 | 0.42 | 2,345,000.00 | 3.21 | 20.54 | Form 13 |
