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First Tr Exchange-traded Fd

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NewIncreasedMaintainedDecreasedLiquidated
34154455434
WhaleReport PeriodSecurity TypeQuantityStatus% Change% Allocation$ Value% Change$ Valuation PriceSec Link
Park National Corp /oh/09-30-2021Com4,081,619Increased15.643.5383,836,000.0015.3041.08Form 13
M&r Capital Management Inc09-30-2021Etf21,590Increased0.040.10443,000.00-0.2320.52Form 13
Savior Llc09-30-2021Etf0Liquidated!-100.000.000.000.000.00Form 13
Ifp Advisors, Inc09-30-2021Cef15,976Increased22.600.01330,000.0022.6820.66Form 13
Cooper Financial Group09-30-2021Pfd Secs Inc Etf0Liquidated!-100.000.000.000.000.00Form 13
Wiley Bros.-aintree Capital, Llc09-30-2021Pfd Secs Inc Etf10,573Maintained0.000.14217,000.00-0.4620.52Form 13
Envestnet Asset Management Inc09-30-2021Pfd Secs Inc Etf2,307,887Increased11.380.0347,404,000.0011.0620.54Form 13
Newman Dignan & Sheerar, Inc.09-30-2021Etf317,127Maintained0.001.886,514,000.000.0020.54Form 13
Carroll Financial Associates, Inc.09-30-2021Etf395Maintained0.000.008,000.000.0020.25Form 13
Rvw Wealth, Llc09-30-2021Shs19,072Maintained0.000.000.000.000.00Form 13
Old Dominion Capital Management Inc09-30-2021Etf20,097Maintained0.000.09413,000.00-0.2420.55Form 13
Wedbush Securities Inc09-30-2021Com122,922Increased0.759.992,525,000.000.4820.54Form 13
Fdx Advisors, Inc.09-30-2021Etf0Liquidated!-100.000.000.000.000.00Form 13
Foster Victor Wealth Advisors, Llc09-30-2021Pfd Secs Inc Etf14,716New!0.000.05302,000.000.0020.52Form 13
Summit Financial Group, Inc.09-30-2021Pfd Secs Inc Etf25,219Maintained0.000.19518,000.00-0.1939.34Form 13
Creative Financial Designs Inc /adv09-30-2021Etf35,942Increased1.010.12738,000.000.6820.53Form 13
Cypress Capital Group09-30-2021Etf-fixed Incom281,938Increased21.130.785,791,000.0020.80123.48Form 13
Harbor Investment Advisory, Llc09-30-2021Etf1,081Maintained0.000.0022,000.000.0020.35Form 13
Koshinski Asset Management, Inc.09-30-2021Pfd Secs Inc Etf20,322Increased73.160.04417,414,000.00172,385.1220,540.01Form 13
Trinity Legacy Partners, Llc09-30-2021Pfd Secs Inc Etf1,198,724Increased1.448.8424,622,000.000.8620.54Form 13
First Premier Bank09-30-2021Pfd Secs Inc Etf5,980New!0.000.03123,000.000.0020.57Form 13
Level Four Advisory Services, Llc09-30-2021Pfd Secs Inc Etf434,011Decreased-26.600.938,915,000.00-26.8120.54Form 13
Pinnacle Bancorp, Inc.09-30-2021Pfd Secs Inc Etf7,682Maintained0.000.06158,000.000.0020.57Form 13
Family Legacy, Inc.09-30-2021Pfd Secs Inc Etf271,063Increased3.482.495,532,000.002.4620.41Form 13
Ifg Advisory, Llc09-30-2021Mf Closed And Mf Open66,146Increased6.440.151,358,000.006.0920.53Form 13
Sound Income Strategies, Llc09-30-2021Pfd Secs Inc Etf870Maintained0.000.0018,000.000.0020.69Form 13
Cra Financial Services, Llc09-30-2021Pfd Secs Inc Etf32,428Increased11.210.23666,000.0010.8220.54Form 13
Kmg Fiduciary Partners, Llc09-30-2021Pfd Secs Inc Etf212,677Decreased-9.130.744,368,000.00-9.4020.54Form 13
Cva Family Office, Llc09-30-2021Pfd Secs Inc Etf266Maintained0.000.005,000.000.0018.80Form 13
Rosenberg Matthew Hamilton09-30-2021Preferred Securities And Income Etf0Liquidated!-100.000.000.000.000.00Form 13
Peak Financial Advisors Llc09-30-2021Pfd Secs Inc Etf445,513Increased12.960.019,151,000.0012.6320.54Form 13
Mcelhenny Sheffield Capital Management, Llc09-30-2021Pfd Secs Inc Etf13,903New!0.000.13286,000.000.0020.57Form 13
First Hawaiian Bank09-30-2021Pfd Secs Inc Etf193,748Increased29.650.163,980,000.0029.2620.54Form 13
Burns J W & Co Inc/ny09-30-2021Pfd53,375Decreased-1.110.171,096,000.00-1.4420.53Form 13
Chatham Capital Group, Inc.09-30-2021Pfd Secs Inc Etf15,150Increased33.480.06311,000.0032.9120.53Form 13
Andesa Financial Management Inc.09-30-2021Pfd Secs Inc Etf82,693Decreased-54.330.921,699,000.00-54.4520.55Form 13
Mattern Wealth Management Llc09-30-2021Pfd Secs Inc Etf0Liquidated!-100.000.000.000.000.00Form 13
Choice Wealth Advisors, Llc09-30-2021Pfd Secs Inc Etf238,375Increased6.163.974,896,000.005.8420.54Form 13
Mjp Associates Inc /adv09-30-2021Pfd Secs Inc Etf43,935Increased4.960.31902,000.004.6420.53Form 13
Private Advisor Group, Llc09-30-2021Pfd Secs Inc Etf440,684Increased41.090.069,051,000.0040.6720.54Form 13
Financial Enhancement Group Llc09-30-2021Pfd Secs Inc Etf72,751Decreased-3.180.281,494,000.00-3.4920.54Form 13
Ritholtz Wealth Management09-30-2021Pfd Secs Inc Etf0Liquidated!-100.000.000.000.000.00Form 13
Security National Bank09-30-2021Fixed Income Etf16,750Maintained0.000.09344,000.00-0.2920.54Form 13
Great Valley Advisor Group, Inc.09-30-2021Pfd Secs Inc Etf77,814Increased133.950.111,598,000.00137.8020.54Form 13
Red Door Wealth Management, Llc09-30-2021Pfd Secs Inc Etf0Liquidated!-100.000.000.000.000.00Form 13
Clear Creek Financial Management, Llc09-30-2021Pfd Secs Inc Etf86,556Increased2.720.291,778,000.002.4220.54Form 13
Beam Asset Management, Llc09-30-2021Pfd Secs Inc Etf17,382Decreased-0.740.31357,000.00-1.1120.54Form 13
Davenport & Co Llc09-30-2021Pfd Secs Inc Etf244,336Increased93.180.045,019,000.0092.5920.54Form 13
Sheets Smith Wealth Management09-30-2021Pfd Secs Inc Etf11,644Increased0.170.03239,000.000.0020.53Form 13
Advisornet Financial, Inc09-30-2021Etf85,471Increased23.590.121,756,000.0023.2320.54Form 13
Next Financial Group, Inc09-30-2021Pfd Secs Inc Etf56,957Increased11.530.091,170,000.0011.2220.54Form 13
Youngs Advisory Group, Inc.09-30-2021Pfd Secs Inc Etf17,935New!0.000.28368,000.000.0020.52Form 13
Mcclarren Financial Advisors, Inc.09-30-2021Com0Liquidated!-100.000.000.000.000.00Form 13
Bard Financial Services, Inc.09-30-2021Etf197,575Maintained0.000.364,058,000.00-0.2920.54Form 13
Fifth Third Bancorp09-30-2021Pfd Secs Inc Etf0Liquidated!-100.000.000.000.000.00Form 13
City Holding Co09-30-2021Preferred Mut Fd149,850Increased313.090.533,076,000.00311.7820.53Form 13
Raymond James Trust N.a.09-30-2021Etf / Closed En50,757Decreased-2.010.031,042,000.00-2.3440.88Form 13
Breiter Capital Management Inc09-30-2021Pfd Secs Inc Etf53,380Decreased-12.050.631,096,000.00-12.3220.53Form 13
Axiom Investment Management Llc09-30-2021Pfd Secs Inc Etf0Liquidated!-100.000.000.000.000.00Form 13
Autus Asset Management, Llc09-30-2021Pfd Secs Inc Etf115,805Increased87.380.272,377,000.0086.7281.93Form 13
Gradient Investments Llc09-30-2021Pfd Secs Inc Etf3,181,730Increased21.821.8365,353,000.0021.4620.54Form 13
Reitz Capital Advisors Llc09-30-2021Pfd Secs Inc Etf258,206Increased4.783.975,304,000.004.4920.54Form 13
Coastal Investment Advisors, Inc.09-30-2021Pfd Secs Inc Etf30,465Increased33.670.15626,000.0033.1920.55Form 13
Moser Wealth Advisors, Llc09-30-2021Pfd Secs Inc Etf86,116Increased4.551.131,769,000.004.2420.54Form 13
Stableford Capital Ii Llc09-30-2021Pfd Secs Inc Etf15,300Maintained0.000.16314,000.00-0.3220.52Form 13
Umb Bank N A/mo09-30-2021Common422,742Decreased-12.750.198,683,000.00-13.0041.07Form 13
Stratos Wealth Partners, Ltd.09-30-2021Pfd Secs Inc Etf0Liquidated!-100.000.000.000.000.00Form 13
Rfg Advisory, Llc09-30-2021Pfd Secs Inc Etf0Liquidated!-100.000.000.000.000.00Form 13
Edmonds Duncan Registered Investment Advisors, Llc09-30-2021Etf144,347Decreased-0.830.902,965,000.00-1.1020.54Form 13
Arkadios Wealth Advisors09-30-2021Etf2,712Decreased-86.450.0155,000.00-86.6520.28Form 13
American Institute For Advanced Investment Management, Llp09-30-2021Pfd Secs Inc Etf183,181Increased4.852.673,763,000.004.5620.54Form 13
Kestra Advisory Services, Llc09-30-2021Pfd Secs Inc Etf1,079,509Increased6.130.2222,173,000,000.005.8220,539.89Form 13
Mezzasalma Advisors, Llc09-30-2021Pfd Secs Inc Etf25,081Decreased-1.760.29515,000.00-2.0920.53Form 13
Wendell David Associates Inc09-30-2021Debt19,500Maintained0.000.04401,000.00-0.2520.56Form 13
Provise Management Group, Llc09-30-2021Pfd Secs Inc Etf14,746Increased5.040.03303,000.004.8420.55Form 13
Hochman Cole Investment Advisors, Inc.09-30-2021Pfd Secs Inc Etf89,020Decreased-4.850.721,828,000.00-5.1420.53Form 13
Northwest Wealth Management, Llc09-30-2021Pfd Secs Inc Etf242,482Increased5.872.474,981,000.005.5720.54Form 13
Csenge Advisory Group09-30-2021Pfd Secs Inc Etf941,490Increased3.521.6319,348,000.003.2220.55Form 13
Gps Wealth Strategies Group, Llc09-30-2021Mf Closed And Mf Open22,067Increased21.010.11453,000.0020.4820.53Form 13
Guidance Point Advisors, Llc09-30-2021Pfd Secs Inc Etf511New!0.000.0010,000.000.0019.57Form 13
Bhf Rg Capital Inc.09-30-2021Pfd Secs Inc Etf310,020Increased12.334.256,368,000.0012.0120.54Form 13
Johnson Bixby & Associates, Llc09-30-2021Pfd Secs Inc Etf43,935New!0.000.14902,000.000.0020.53Form 13
Toth Financial Advisory Corp09-30-2021Pfd Secs Inc Etf2,255New!0.000.0146,000.000.0020.40Form 13
Park Avenue Securities Llc09-30-2021Pfd Secs Inc93,310Increased53.860.041,917,000.0053.4820.54Form 13
Avantax Advisory Services, Inc.09-30-2021Pfd Secs Inc Etf284,982Increased4.020.105,849,000.003.7620.52Form 13
Kestra Private Wealth Services, Llc09-30-2021Pfd Secs Inc Etf108,310Decreased-3.150.122,225,000,000.00-3.4320,542.89Form 13
Cornell Pochily Investment Advisors, Inc.09-30-2021Pfd Secs Inc Etf97,633Increased6.520.872,005,000.006.2020.54Form 13
Sound View Wealth Advisors Group, Llc09-30-2021Pfd Secs Inc Etf16,516Increased0.140.07339,000.00-0.2920.53Form 13
Lloyd Advisory Services, Llc.09-30-2021Pfd Secs Inc Etf0Liquidated!-100.000.000.000.000.00Form 13
1776 Wealth Llc09-30-2021Pfd Secs Inc Etf60,314Increased123.760.711,239,000.00123.2420.54Form 13
Kinloch Capital, Llc09-30-2021Pfd Secs Inc Etf226,117Increased10.253.284,644,000.009.9220.54Form 13
Chiron Capital Management, Llc09-30-2021Pfd Secs Inc Etf52,747Increased3.130.791,083,000.002.7520.53Form 13
Essex Llc09-30-2021Pfd Secs Inc Etf240,318New!0.001.374,936,000.000.0020.54Form 13
Tuttle Capital Management, Llc09-30-2021Pfd Secs Inc Etf0Liquidated!-100.000.000.000.000.00Form 13
Farmers & Merchants Trust Co Of Chambersburg Pa09-30-2021Pfd Secs Inc Etf0Liquidated!-100.000.000.000.000.00Form 13
Global Retirement Partners, Llc09-30-2021Pfd Secs Inc Etf13,513Increased39.090.03278,000.0039.0020.57Form 13
Spire Wealth Management09-30-2021Pfd Secs Inc Etf125,155Increased108.570.072,571,000.00108.0120.54Form 13
Jaffetilchin Investment Partners, Llc09-30-2021Pfd Secs Inc Etf219,956Decreased-1.400.484,518,000.00-1.7020.54Form 13
Cerity Partners Llc09-30-2021Etf14,430Increased43.340.01296,000.0043.0020.51Form 13
Meridian Financial Partners Llc09-30-2021Pfd Secs Inc Etf35,298Increased3.970.49723,000.003.1420.48Form 13
Mbe Wealth Management, Llc09-30-2021Pfd Secs Inc Etf16,090New!0.000.17330,000.000.0020.51Form 13
Atlas Private Wealth Management09-30-2021Etf208,534Increased1.502.624,283,000.001.2120.54Form 13
Cadent Capital Advisors, Llc09-30-2021Pfd Secs Inc Etf17,534Increased0.780.16360,000.000.5620.53Form 13
Truewealth Advisors, Llc09-30-2021Pfd Secs Inc Etf296,848Increased0.760.006,097,000.000.4620.54Form 13
Gill Capital Partners, Llc09-30-2021Etf221,633Increased16.562.064,552,000.0016.2120.54Form 13
Country Trust Bank09-30-2021Etf - Fixed2,234,989Decreased-2.181.3545,907,000.00-2.4620.54Form 13
J.w. Cole Advisors, Inc.09-30-2021Pfd Secs Inc Etf0Liquidated!-100.000.000.000.000.00Form 13
Alpha Cubed Investments, Llc09-30-2021Pfd Secs Inc Etf94,240Increased0.080.151,936,000.00-0.2120.54Form 13
Karp Capital Management Corp09-30-2021Pfd Secs Inc Etf711,012Maintained0.002.0614,604,000.000.0020.54Form 13
Shulman Demeo Asset Management Llc09-30-2021Pfd Secs Inc Etf21,849Maintained0.000.39449,000.00-0.2220.55Form 13
Brendel Financial Advisors Llc09-30-2021Pfd Secs Inc Etf0Liquidated!-100.000.000.000.000.00Form 13
Blue Zone Wealth Advisors, Llc09-30-2021Pfd Secs Inc Etf27,608New!0.000.20567,000.000.0020.54Form 13
Atlas Private Wealth Advisors09-30-2021Mf Closed And Mf Open21,880Decreased-2.450.23449,000.00-0.6620.52Form 13
Westside Investment Management, Inc.09-30-2021Etf10,000Maintained0.009.99205,500,000.00-0.2420,550.00Form 13
Lvz, Inc.09-30-2021Pfd Secs Inc Etf76,223Increased4.160.221,566,000.003.9220.54Form 13
Investors Research Corp09-30-2021Pfd Secs Inc Etf3,731Decreased-0.130.0377,000.000.0020.64Form 13
Newbridge Financial Services Group, Inc.09-30-2021Pfd Secs Inc Etf2,312Increased0.830.0347,000.000.0020.33Form 13
Stephens Inc /ar/09-30-2021Pfd Secs Inc Etf47,869Increased21.290.02983,000.0020.9120.54Form 13
Advanced Asset Management Advisors Inc09-30-2021Pfd Secs Inc Etf46,000Maintained0.000.20945,000.00-0.3220.54Form 13
Sigma Planning Corp09-30-2021Pfd Secs Inc Etf274,258Decreased-13.910.175,633,000.00-14.1620.54Form 13
Capital Investment Advisory Services, Llc09-30-2021Pfd Secs Inc Etf0Liquidated!-100.000.000.000.000.00Form 13
Transform Wealth, Llc09-30-2021Pfd Secs Inc Etf313,752Maintained0.000.746,444,000.000.0020.54Form 13
International Assets Investment Management, Llc09-30-2021Pfd Secs Inc Etf53,310New!0.000.191,095,000.000.0020.54Form 13
Berger Financial Group, Inc09-30-2021Pfd Secs Inc Etf689,659Increased1.752.5514,166,000.001.4520.54Form 13
Destiny Wealth Partners, Llc09-30-2021Pfd Secs Inc Etf169,363Increased32.230.703,479,000.0031.8820.54Form 13
Rivertree Advisors, Llc09-30-2021Pfd Secs Inc Etf288,259Increased61.834.045,921,000.0061.3820.54Form 13
Huntington National Bank09-30-2021Exchange Traded6,657New!0.000.00137,000.000.0020.58Form 13
Busey Wealth Management09-30-2021Etf-equity14,205Decreased-18.510.01291,000.00-18.9440.72Form 13
Harvest Investment Services, Llc09-30-2021Pfd Secs Inc Etf80,176Decreased-1.010.671,646,000.00-1.3220.53Form 13
Gwm Advisors Llc09-30-2021Mf Closed And Mf Open43,351Increased16.590.02890,000.0016.1920.53Form 13
Odonnell Financial Services, Llc09-30-2021Pfd Secs Inc Etf50,098New!0.000.491,029,000.000.0020.54Form 13
Archer Investment Corp09-30-2021Etf504,136Increased12.313.8710,354,944,000.0011.9820,539.98Form 13
Commonwealth Equity Services, Llc09-30-2021Pfd Secs Inc Etf1,075,772Increased16.060.0622,096,000.0018.3120.54Form 13
Raymond James & Associates09-30-2021Pfd Secs Inc Etf3,078,467Increased11.800.0663,232,000.0011.4820.54Form 13
Signature Securities Group Corporation09-30-2021Pfd Secs Inc Etf211,609New!0.001.454,346,000.000.0020.54Form 13
Spinnaker Trust09-30-2021Equities1,031,642Increased6.401.4721,190,000.006.0920.54Form 13
Stockman Wealth Management, Inc.09-30-2021Pfd Secs Inc Etf319,519New!0.001.466,563,000.000.0020.54Form 13
Cutter & Co Brokerage, Inc.09-30-2021Com11,017New!0.000.05226,000.000.0020.51Form 13
Cambridge Investment Research Advisors, Inc.09-30-2021Pfd Secs Inc Etf2,268,948Increased6.889.9946,604,000.006.5720.54Form 13
Benjamin F. Edwards & Company, Inc.09-30-2021Pfd Secs Inc Etf177,988Decreased-4.160.183,656,000.00-4.4420.54Form 13
Benjamin Edwards Inc09-30-2021Pfd Secs Inc Etf90,025Increased1.661.121,849,000.001.3720.54Form 13
Raymond James Financial Services Advisors, Inc.09-30-2021Pfd Secs Inc Etf7,288,095Increased6.040.30149,698,000.005.7320.54Form 13
Empirical Financial Services, Llc D.b.a. Empirical Wealth Management09-30-2021Pfd Secs Inc Etf677,866Increased9.870.7913,924,000.009.5520.54Form 13
Allworth Financial Lp09-30-2021Pfd Secs Inc Etf197Decreased-61.820.004,000.00-63.6420.30Form 13
Syverson Strege & Co09-30-2021Pfd Secs Inc Etf1,350Maintained0.000.0228,000.000.0020.74Form 13
Parallel Advisors, Llc09-30-2021Etf0Decreased-100.000.000.00-100.000.00Form 13
Hcr Wealth Advisors09-30-2021Pfd Secs Inc Etf833,351Increased5.602.8617,117,000.005.2920.54Form 13
Flaharty Asset Management, Llc09-30-2021Pfd Secs Inc Etf1,447,459Increased9.686.1329,731,000.009.3720.54Form 13
Howard Capital Management Inc.09-30-2021Com243,864Increased16.200.745,009,000.0017.9420.54Form 13
Ima Wealth, Inc.09-30-2021Pfd Secs Inc Etf51,990Increased277.150.251,068,000.00276.0620.54Form 13
Wealth Enhancement Advisory Services, Llc09-30-2021Pfd Secs Inc Etf3,695,386New!0.001.1275,718,000.000.0020.49Form 13
Strategiq Financial Group, Llc09-30-2021Pfd Secs Inc Etf396,708Increased18.181.628,148,000.0017.8320.54Form 13
Clearwater Capital Advisors, Llc09-30-2021Pfd Secs Inc Etf1,588,938Increased1.143.7832,637,000.000.8520.54Form 13
Kovack Advisors, Inc.09-30-2021Etf184,701Increased2.250.413,794,000.001.9620.54Form 13
Front Row Advisors Llc09-30-2021Etf8,192Maintained0.000.07168,000.00-0.5920.51Form 13
Lexaurum Advisors, Llc09-30-2021Pfd Secs Inc Etf87,131Increased2.570.531,790,000.002.2920.54Form 13
Red Cedar Investment Management, Llc09-30-2021Pfd Secs Inc Etf55,298Increased263.160.151,136,000.00270.0320.54Form 13
Herold Advisors, Inc.09-30-2021Pfd Secs Inc Etf1,000New!0.000.0120,000.000.0020.00Form 13
Ironwood Investment Counsel, Llc09-30-2021Pfd Secs Inc Etf230,436Increased12.411.214,733,000.0012.1020.54Form 13
Almanack Investment Partners, Llc.09-30-2021Etf0Liquidated!-100.000.000.000.000.00Form 13
Financial Advocates Investment Management09-30-2021Pfd Secs Inc Etf50,575Increased10.360.071,039,000.0010.0620.54Form 13
Larson Financial Group Llc09-30-2021Pfd Secs Inc Etf2,746New!0.000.0156,000.000.0020.39Form 13
Prw Wealth Management Llc09-30-2021Pfd Secs Inc Etf0Liquidated!-100.000.000.000.000.00Form 13
Hardy Reed Llc09-30-2021Pfd Secs Inc Etf78,144Decreased-23.870.291,605,000.00-24.0820.54Form 13
Private Portfolio Partners Llc09-30-2021Pfd Secs Inc Etf52,148Increased69.950.311,071,000.0069.4620.54Form 13
Platform Technology Partners09-30-2021Pfd Secs Inc Etf24,435Increased7.480.23502,000.007.2620.54Form 13
Accel Wealth Management09-30-2021Pfd Secs Inc Etf57,662Decreased-2.230.761,184,000.00-2.5520.53Form 13
Independent Wealth Network Inc.09-30-2021Pfd Secs Inc Etf75,216New!0.001.011,542,000.000.0020.50Form 13
Cullen/frost Bankers, Inc.09-30-2021Global Taxable Fund-etf1,225Maintained0.000.0025,000.000.0020.41Form 13
Bbva Usa09-30-2021Pfd Secs Inc Etf3,937Maintained0.000.0081,000.000.0020.57Form 13
Qci Asset Management Inc/ny09-30-2021Pfd Secs Inc Etf17,624Maintained0.009.99362,000.00-0.2820.54Form 13
Deutsche Bank Ag\09-30-2021Pfd Secs Inc Etf1,500Maintained0.000.0031,000.003.3320.67Form 13
Spc Financial, Inc.09-30-2021Pfd Secs Inc Etf1,131,730New!0.002.8823,246,000.000.0020.54Form 13
Regal Investment Advisors Llc09-30-2021Pfd Secs Inc Etf113,906Increased7.710.232,340,000.007.3920.54Form 13
Advisory Services Network, Llc09-30-2021Etf72,564Decreased-26.110.051,490,000.00-26.3520.53Form 13
Srs Capital Advisors, Inc.09-30-2021Pfd Secs Inc Etf908,045Increased3.092.5518,651,000.002.7920.54Form 13
Moors & Cabot, Inc.09-30-2021Pfd Secs Inc Etf20,239Decreased-62.330.222,941,000.00165.67145.31Form 13
Summit Financial Wealth Advisors, Llc09-30-2021Pfd Secs Inc Etf1,367,371Increased2.806.3728,086,000.002.5020.54Form 13
River & Mercantile Llc09-30-2021Etf120,412Maintained0.001.232,473,000.00-0.2820.54Form 13
Advisor Group Holdings, Inc.09-30-2021Pfd Secs Inc Etf2,476,193Increased12.790.1050,866,000.0012.45184.90Form 13
Resources Investment Advisors, Llc.09-30-2021Pfd Secs Inc Etf240,641Increased62.849.994,943,000.0062.3941.08Form 13
Financial Partners Group, Inc09-30-2021Pfd Secs Inc Etf60,511Decreased-7.540.291,243,000.00-7.7920.54Form 13
Lindbrook Capital, Llc09-30-2021Etf0Liquidated!-100.000.000.000.000.00Form 13
American Financial Advisors, Llc09-30-2021Pfd Secs Inc Etf79,010Decreased-18.750.221,623,000.00-18.9720.54Form 13
Bellevue Asset Management, Llc09-30-2021Pfd Secs Inc Etf4,338Decreased-38.880.0589,000.00-39.0420.52Form 13
Qp Wealth Management, Llc09-30-2021Pfd Secs Inc Etf96,148Decreased-1.082.121,975,000.00-1.3520.54Form 13
Arq Wealth Advisors, Llc09-30-2021Pfd Secs Inc Etf30,071Increased7.280.40618,000.007.1120.55Form 13
Lincoln National Corp09-30-2021Pfd Secs Inc Etf188,244Increased3.340.083,867,000.003.0720.54Form 13
Cozad Asset Management Inc09-30-2021Com57,495Increased8.360.181,181,000.008.0520.54Form 13
Pnc Financial Services Group, Inc.09-30-2021Pfd Secs Inc E69,676Increased8.250.001,431,000.008.0082.07Form 13
Grimes & Company, Inc.09-30-2021Pfd Secs Inc Etf5,963,209Increased10.545.33122,484,000.0010.2220.54Form 13
Brinker Capital Investments, Llc09-30-2021Pfd Secs Inc Etf15,397Decreased-90.610.00316,000.00-90.6420.52Form 13
Plante Moran Financial Advisors, Llc09-30-2021Etf2,462Maintained0.000.0151,000.000.0020.71Form 13
Trustcore Financial Services, Llc09-30-2021Pfd Secs Inc Etf18,400Decreased-13.250.04378,000.00-13.5020.54Form 13
Summit Financial, Llc09-30-2021Etf74,976Increased142.599.991,540,007,000.00141.8920,540.00Form 13
Princeton Global Asset Management Llc09-30-2021Etf3,200Increased4748.480.0266,000.000.0020.62Form 13
Americana Partners, Llc09-30-2021Pfd Secs Inc Etf276,712Increased13.421.375,683,000.0028.4920.54Form 13
Stonebridge Financial Planning Group, Llc09-30-2021Common Stock113,542Increased3.581.142,328,000.002.7820.50Form 13
Synovus Financial Corp09-30-2021Pfd Secs Inc Etf75,749Maintained0.000.021,555,000.000.0041.02Form 13
Altus Wealth Group Llc09-30-2021Pfd Secs Inc Etf119,841Increased6.682.452,462,000.006.4020.54Form 13
Associated Banc-corp09-30-2021Pfd Secs Inc Etf0Liquidated!-100.000.000.000.000.00Form 13
Montag A & Associates Inc09-30-2021Pfd Secs Inc Etf1,000Maintained0.000.0021,000.000.0021.00Form 13
Washington Trust Co09-30-2021Pfd Secs Inc Etf487New!0.000.0010,000.000.0020.53Form 13
Blackrock Inc.09-30-2021Pfd Secs Inc Etf0Liquidated!-100.000.000.000.000.00Form 13
Valmark Advisers, Inc.09-30-2021Pfd Secs Inc Etf128,663Increased4.670.052,643,000.004.3820.54Form 13
Hudock, Inc.09-30-2021Pfd Secs Inc Etf4,000Maintained0.000.0282,000.000.0020.50Form 13
Mendel Money Management09-30-2021Etf15,988Increased48.750.00328,000.0048.4220.52Form 13
55i, Llc09-30-2021Pfd Secs Inc Etf24,400Maintained0.000.01501,000.00-0.4020.53Form 13
We Are One Seven, Llc09-30-2021Pfd Secs Inc Etf10,023Decreased-43.120.03205,000.00-43.5320.45Form 13
Geneos Wealth Management Inc.09-30-2021Pfd Secs Inc Etf93,239Increased1.250.071,916,000.001.6420.55Form 13
Inscription Capital, Llc09-30-2021Etf0Liquidated!-100.000.000.000.000.00Form 13
Soltis Investment Advisors Llc09-30-2021Pfd Secs Inc Etf168,074Increased16.960.533,452,000.0016.6220.54Form 13
Kerntke Otto Mcglone Wealth Management Group09-30-2021Pfd Secs Inc Etf0Liquidated!-100.000.000.000.000.00Form 13
Disciplined Investments, Llc09-30-2021Etf300New!0.000.006,000.000.0020.00Form 13
Milestone Advisory Partners09-30-2021Pfd Secs Inc Etf0Liquidated!-100.000.000.000.000.00Form 13
Barclays Plc09-30-2021Fund758,987Decreased-26.360.0115,590,000.00-26.5720.54Form 13
Concourse Financial Group Securities, Inc.09-30-2021Pfd Secs Inc Etf0Maintained0.000.000.000.000.00Form 13
O'shaughnessy Asset Management, Llc09-30-2021Common73New!0.000.001,000.000.0013.70Form 13
Avidian Wealth Solutions, Llc09-30-2021Pfd Secs Inc Etf559,353Increased29.650.8811,489,000.0029.2820.54Form 13
Creative Planning09-30-2021Pfd Secs Inc Etf30,991Decreased-0.420.00637,000.00-0.6220.55Form 13
Column Capital Advisors, Llc09-30-2021Etf200Maintained0.000.004,000.000.0020.00Form 13
Oxbow Advisors, Llc09-30-2021Com51,884Maintained0.000.111,066,000.00-0.2820.55Form 13
Blackhawk Capital Partners Llc.09-30-2021Pfd Secs Inc Etf41,268Decreased-65.430.54848,000.00-64.7420.55Form 13
Synergy Asset Management, Llc09-30-2021Pfd Secs Inc Etf168,337Decreased-62.170.803,458,000.00-62.2841.08Form 13
Orion Portfolio Solutions, Llc09-30-2021Pfd Secs Inc Etf99,454Maintained0.000.082,043,000.000.0020.54Form 13
Db Wealth Management Group, Llc09-30-2021Mf Closed And Mf Open12,250Maintained0.000.16252,000.000.0020.57Form 13
Us Bancorp \de\09-30-2021Other173,127Increased9.800.013,556,000.009.4561.70Form 13
Citigroup Inc09-30-2021Pfd Secs Inc Etf484,304Decreased-24.640.019,948,000.00-24.8620.54Form 13
Mercer Global Advisors Inc /adv09-30-2021Exch Traded Fd Iii Pfd Secs In18,944Increased52.600.00389,000.0051.9520.53Form 13
Bokf, Na09-30-2021Pfd Secs Inc Etf44,593Increased110.830.01916,000.00114.5241.11Form 13
Renaissance Technologies Llc09-30-2021Pfd Secs Inc Etf510,942Decreased-57.330.0110,495,000.00-57.4520.54Form 13
Mai Capital Management09-30-2021Ee63,952Increased0.950.031,314,000.000.6920.55Form 13
Nations Financial Group Inc, /ia/ /adv09-30-2021Etf14,822Increased14.380.05304,000.0013.8620.51Form 13
Royal Bank Of Canada09-30-2021Pfd Secs Inc Etf18,167,416Increased9.790.09373,159,000.009.47164.35Form 13
Acorn Financial Advisory Services Inc /adv09-30-2021Pfd Secs Inc Etf14,860New!0.000.09305,000.000.0020.52Form 13
D.a. Davidson & Co.09-30-2021Pfd Secs Inc Etf186,214Increased45.130.043,825,000.0044.7220.54Form 13
First Trust Advisors Lp09-30-2021Pfd Secs Inc Etf407,236Decreased-17.880.018,365,000.00-13.9720.54Form 13
Northern Oak Wealth Management Inc09-30-2021Pfd Secs Inc Etf815,095Increased16.412.0416,742,000.0016.0720.54Form 13
Northwestern Mutual Wealth Management Co09-30-2021Pfd Secs Inc Etf5,572,238Increased11.530.21114,454,000.0011.2120.54Form 13
Hilltop Holdings Inc.09-30-2021Pfd Secs Inc Etf48,328Decreased-11.300.11993,000.00-9.5620.55Form 13
Clark Capital Management Group, Inc.09-30-2021Pfd Secs Inc Etf459,294Increased47.070.139,434,000.0046.6520.54Form 13
Twin Focus Capital Partners, Llc09-30-2021Pfd Secs Inc Etf0Liquidated!-100.000.000.000.000.00Form 13
Citadel Advisors Llc09-30-2021Cmn218,762Maintained0.000.004,493,000.000.0020.54Form 13
First Heartland Consultants, Inc.09-30-2021Pfd Secs Inc Etf563,184Increased38.931.7611,568,000.0041.6320.54Form 13
Baker Avenue Asset Management, Lp09-30-2021Etf25,640Maintained0.000.03526,000.001.9420.51Form 13
Susquehanna International Group, Llp09-30-2021Pfd Secs Inc Etf36,486New!0.000.00749,000.000.0020.53Form 13
Two Sigma Securities, Llc09-30-2021Pfd Secs Inc Etf17,834New!0.000.01366,000.000.0020.52Form 13
Verition Fund Management Llc09-30-2021Pfd Secs Inc Etf25,321Maintained0.000.00520,000.000.0020.54Form 13
United Capital Financial Advisers, Llc09-30-2021Exchange Traded Fund212,237Decreased-1.060.024,359,000.00-1.3620.54Form 13
Highlander Capital Management, Llc09-30-2021Equities300Maintained0.000.006,000.000.0020.00Form 13
Holloway Wealth Management, Llc09-30-2021Pfd Secs Inc Etf87,547Increased12.570.551,798,000.0012.2320.54Form 13
Antonetti Capital Management Llc09-30-2021Pfd Secs Inc Etf3,100New!0.000.0421,000.000.006.77Form 13
Mirae Asset Global Investments Co., Ltd.09-30-2021Pfd Secs Inc Etf123,820Maintained0.000.012,543,000.00-0.3120.54Form 13
Rpg Family Wealth Advisory, Llc09-30-2021Common Stock25,420Maintained0.009.99522,135,000.00-0.2920,540.32Form 13
First Horizon Advisors, Inc.09-30-2021Common Stock9,907Increased209.210.01203,000.0049.2620.49Form 13
Arete Wealth Advisors, Llc09-30-2021Pfd Secs Inc Etf55,082Increased9.300.121,131,000.008.9620.53Form 13
Ubs Group Ag09-30-2021Pfd Secs Inc Etf13,789,387Increased6.240.09283,234,000.005.9341.06Form 13
Patten Group, Inc.09-30-2021Pfd Secs Inc Etf68,608Increased6.980.411,409,000.006.6620.54Form 13
Integrated Advisors Network Llc09-30-2021Pfd Secs Inc Etf46,606Increased28.210.06957,000.0027.7720.53Form 13
Wealthcare Advisory Partners Llc09-30-2021Common0Liquidated!-100.000.000.000.000.00Form 13
Jacobi Capital Management Llc09-30-2021Pfd Secs Inc Etf22,994Increased169.410.06472,000.00168.1820.53Form 13
Mutual Advisors, Llc09-30-2021Pfd Secs Inc Etf156,478Decreased-4.330.193,214,000.00-4.6020.54Form 13
Iht Wealth Management, Llc09-30-2021Pfd Secs Inc Etf189,126Decreased-44.780.323,885,000.00-43.7020.54Form 13
Icon Wealth Partners, Llc09-30-2021Etf426,233Increased0.530.928,755,000.000.2420.54Form 13
Belpointe Asset Management Llc09-30-2021Pfd Secs Inc Etf76,202Increased36.290.111,566,000.0035.9420.55Form 13
Wagner Wealth Management, Llc09-30-2021Pfd Secs Inc Etf21,615Increased26.580.35443,000.0025.8520.50Form 13
Certified Advisory Corp09-30-2021Etf0Liquidated!-100.000.000.000.000.00Form 13
Vestmark Advisory Solutions, Inc.09-30-2021Pfd Secs Inc Etf112,343Increased16.470.162,308,000.0016.1620.54Form 13
Integrated Wealth Concepts Llc09-30-2021Mf Closed And Mf Open58,068Increased28.910.041,193,000.0028.5620.54Form 13
Vista Investment Management09-30-2021Pfd Secs Inc Etf118,753Increased41.101.432,439,000.0043.5620.54Form 13
Beacon Pointe Advisors, Llc09-30-2021Pfd Secs Inc Etf53,308Increased182.800.031,095,000.00182.2220.54Form 13
Providence Wealth Advisors, Llc09-30-2021Pfd Secs Inc Etf129,252Increased10.321.852,656,000.009.8920.55Form 13
Claro Advisors Llc09-30-2021Pfd Secs Inc Etf83,121Increased104.180.721,707,000.00103.4620.54Form 13
Gladstone Institutional Advisory Llc09-30-2021Pfd Secs Inc Etf496,630Increased36.111.0010,201,000.0035.7220.54Form 13
Advisor Os, Llc09-30-2021Pfd Secs Inc Etf347,788Decreased-5.261.557,144,000.00-5.5341.70Form 13
Liberty Wealth Management Llc09-30-2021Pfd Secs Inc Etf2,409Decreased-95.150.0249,000.00-97.9720.34Form 13
Pacitti Group Inc.09-30-2021Pfd Secs Inc Etf1,400New!0.000.0229,000.000.0020.71Form 13
Steel Peak Wealth Management Llc09-30-2021Pfd Secs Inc Etf62,161Increased13.020.081,277,000.0012.7120.54Form 13
Lion Street Advisors, Llc09-30-2021Pfd Secs Inc Etf19,504New!0.000.22401,000.000.0020.56Form 13
Epg Wealth Management Llc09-30-2021Pfd Secs Inc Etf16,608Decreased-5.250.14341,000.00-5.5420.53Form 13
Southern Wealth Management, Llp09-30-2021Pfd Secs Inc Etf1,563,547Decreased-0.029.4432,115,000.00-0.8020.54Form 13
Elk River Wealth Management, Llc09-30-2021Exchange Traded Fund27,665Decreased-1.440.14568,000.00-1.7320.53Form 13
Thrivent Financial For Lutherans09-30-2021Pfd Secs Inc Etf0Liquidated!-100.000.000.000.000.00Form 13
Fmr Llc09-30-2021Pfd Secs Inc Etf5Decreased-50.000.000.000.000.00Form 13
Mml Investors Services, Llc09-30-2021Pfd Secs Inc Etf658,035Increased2.540.1113,516,000.002.2420.54Form 13
Bank Of America Corp /de/09-30-2021Pfd Secs I7,959,318Increased8.510.01163,484,000.008.1961.62Form 13
Stifel Financial Corp09-30-2021Pfd Secs Inc Etf1,937,707Increased31.350.0639,801,000.0030.9881.86Form 13
First Manhattan Co09-30-2021Pfd Secs Inc Etf12,000New!0.000.00246,000.000.0020.50Form 13
Wells Fargo & Company/mn09-30-2021Pfd Secs Inc Etf4,128,050Increased781.810.0284,791,000.00798.8841.08Form 13
Harbour Investments, Inc.09-30-2021Pfd Secs Inc Etf596,731Increased14.510.3912,257,000.0016.7220.54Form 13
Ameriprise Financial Inc09-30-2021Com34,210Increased77.020.00708,000.0081.5420.70Form 13
Morgan Stanley09-30-2021Pfd Secs Inc Etf55,375,768Increased6.920.151,137,418,000.006.6041.08Form 13
Parametric Portfolio Associates Llc09-30-2021Etf90,742Decreased-5.680.001,864,000.00-5.9520.54Form 13
Migdal Insurance & Financial Holdings Ltd.09-30-2021Etp4,460Maintained0.000.0092,000.001.1020.63Form 13
National Asset Management, Inc.09-30-2021Pfd Secs Inc Etf91,606Increased11.770.061,882,000.0011.4341.10Form 13
Captrust Financial Advisors09-30-2021Etf7,972Increased101.210.00164,000.00105.0020.57Form 13
Cetera Advisors Llc09-30-2021Pfd Secs Inc Etf408,829Increased35.540.168,397,000.0035.1520.54Form 13
Cetera Advisor Networks Llc09-30-2021Pfd Secs Inc Etf300,008Increased3.250.086,162,000.002.9420.54Form 13
Atria Investments Llc09-30-2021Pfd Secs Inc Etf281,085Increased62.840.105,773,000.0062.3520.54Form 13
Jane Street Group, Llc09-30-2021Pfd Secs Inc Etf0Liquidated!-100.000.000.000.000.00Form 13
Stringer Asset Management, Llc09-30-2021Pfd Secs Inc Etf261,335Increased89.265.035,368,000.0092.5420.54Form 13
Cahill Financial Advisors Inc09-30-2021Etf0New!0.000.000.000.000.00Form 13
Fintrust Capital Advisors, Llc09-30-2021Pfd Secs Inc Etf20,856Increased188.350.11428,000.00193.1520.52Form 13
Cetera Investment Advisers09-30-2021Pfd Secs Inc Etf585,026Increased3.340.1912,016,000.003.0420.54Form 13
Vivaldi Capital Management Lp09-30-2021Pfd Secs Inc Etf28,680Increased31.410.13589,000.0033.5620.54Form 13
Corient Capital Partners, Llc09-30-2021Pfd Secs Inc Etf22,620Maintained0.000.03465,000.001.7520.56Form 13
Seacrest Wealth Management, Llc09-30-2021Pfd Secs Inc Etf54,611Increased2.530.141,122,000.002.2820.55Form 13
Triumph Capital Management09-30-2021Etf196,415Increased292.721.894,034,000.00320.6520.54Form 13
Retirement Group, Llc09-30-2021Pfd Secs Inc Etf225,464Increased1.452.134,631,000.001.1620.54Form 13
Principle Wealth Partners Llc09-30-2021Etf38,566Increased6.720.09792,000.006.4520.54Form 13
Keebeck Wealth Management, Llc09-30-2021Pfd Secs Inc Etf342,200New!0.001.397,029,000.000.0020.54Form 13
Advisor Resource Council09-30-2021Etp0Liquidated!-100.000.000.000.000.00Form 13
Advisor Resource Council09-30-2021Pfd Secs Inc Etf0Liquidated!-100.000.000.000.000.00Form 13
Navis Wealth Advisors, Llc09-30-2021Etf40,000Maintained0.000.57822,000.001.9920.55Form 13
Strategic Wealth Advisors Group, Llc09-30-2021Pfd Secs Inc Etf114,306Increased13.650.112,348,000.0013.3220.54Form 13
Wealth Quarterback Llc09-30-2021Pfd Secs Inc Etf1,058Increased1.150.0122,000.000.0020.79Form 13
Bank Of New York Mellon Corp09-30-2021Pfd25,752New!0.000.00529,000.000.0020.54Form 13
Comerica Bank09-30-2021Clo444,142Increased4.589.999,092,000.003.6720.47Form 13
Mcdonald Partners Llc09-30-2021Pfd Secs Inc Etf29,703Decreased-4.800.14610,000.00-4.8420.54Form 13
Mfa Wealth Advisors, Llc09-30-2021Pfd Secs Inc Etf0Liquidated!-100.000.000.000.000.00Form 13
Patriot Financial Group Insurance Agency, Llc09-30-2021Etf114,182Increased3.530.422,345,000.003.2120.54Form 13