First Trust High Income Long Shrt Cf

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First Trust High Income Long Shrt Cf

$FSD

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NewIncreasedMaintainedDecreasedLiquidated
1128141810
WhaleReport PeriodSecurity TypeQuantityStatus% Change% Allocation$ Value% Change$ Valuation PriceSec Link
Raymond James Trust N.a.12-31-2020Etf / Closed En15,213Maintained0.000.01225,000.006.1314.79Form 13
Sowell Financial Services Llc12-31-2020Cef89Maintained0.000.001,000.000.0011.24Form 13
Global Retirement Partners, Llc12-31-2020Com5,383Increased14065.790.0180,000.007,900.0014.86Form 13
Uncommon Cents Investing Llc12-31-2020Com10,390Maintained0.000.07153,000.005.5214.73Form 13
6 Meridian12-31-2020Com60,665New!0.000.09896,000.000.0014.77Form 13
Fny Investment Advisers, Llc12-31-2020Com6,108New!0.000.0290,000.000.0014.73Form 13
Capital Investment Advisors, Llc12-31-2020Com25,463Increased0.040.02376,000.006.2114.77Form 13
Kestra Private Wealth Services, Llc12-31-2020Com33,024Increased5.360.04487,000,000.0011.7014,746.85Form 13
Avantax Advisory Services, Inc.12-31-2020Com0Liquidated!-100.000.000.000.000.00Form 13
Janney Montgomery Scott Llc12-31-2020Etf/closed End-42,013Increased7.810.00621,000.0014.5814.78Form 13
Manchester Financial Inc12-31-2020Com3,459Maintained0.000.0351,000.006.2514.74Form 13
Cwm, Llc12-31-2020Com967Decreased-56.980.0014,000.00-54.8414.48Form 13
Camelot Portfolios, Llc12-31-2020Com252,935Increased0.651.953,736,000.006.8014.77Form 13
Robinson Capital Management, Llc12-31-2020Com13,705Maintained0.000.11200,000.004.7114.59Form 13
Whittier Trust Co12-31-2020Fixed Income Taxable12,956Maintained0.000.00191,000.006.1114.74Form 13
Envestnet Asset Management Inc12-31-2020Com48,636Increased23.100.00718,000.0030.5514.76Form 13
Shaker Financial Services, Llc12-31-2020Com53,115Increased20.580.33785,000.0028.0614.78Form 13
Quantedge Capital Pte Ltd12-31-2020Com17,700New!0.000.15261,000.000.0014.75Form 13
Advisornet Financial, Inc12-31-2020Cef900Maintained0.000.0013,000.000.0014.44Form 13
Cambridge Investment Research Advisors, Inc.12-31-2020Fd Com22,862Increased66.721.98338,000.0076.9614.78Form 13
National Asset Management, Inc.12-31-2020Com10,620Decreased-69.210.01157,000.00-67.3614.78Form 13
Orion Portfolio Solutions, Llc12-31-2020Com0Liquidated!-100.000.000.000.000.00Form 13
Us Bancorp \de\12-31-2020Other432Maintained0.000.006,000.000.0013.89Form 13
Next Financial Group, Inc12-31-2020Com4,740Increased1.410.0070,000.006.0629.57Form 13
Fmr Llc12-31-2020Com0Liquidated!-100.000.000.000.000.00Form 13
Fmr Llc12-31-2020Com0Liquidated!-100.000.000.000.000.00Form 13
Landscape Capital Management, L.l.c.12-31-2020Com46,047New!0.000.11680,000.000.0014.77Form 13
Advisory Services Network, Llc12-31-2020Cef1,727Maintained0.000.0026,000.008.3315.06Form 13
Wells Fargo & Company/mn12-31-2020Com243,835Decreased-20.330.003,601,000.00-15.4729.54Form 13
Advisor Group Holdings, Inc.12-31-2020Com341,098Decreased-0.320.015,039,000.005.7973.73Form 13
Franklin Resources Inc12-31-2020Com29,393Maintained0.000.00434,000.006.1114.77Form 13
Bank Of America Corp /de/12-31-2020Com24,212Decreased-45.810.00358,000.00-39.6314.79Form 13
Mid Atlantic Financial Management Inc/adv12-31-2020Com56,532Increased8.440.06835,000.0014.8614.77Form 13
Panagora Asset Management Inc12-31-2020Efndc123Decreased-82.200.002,000.00-77.7816.26Form 13
Signaturefd, Llc12-31-2020Com0Liquidated!-100.000.000.000.000.00Form 13
B. Riley Wealth Management, Inc.12-31-2020Com0Liquidated!-100.000.000.000.000.00Form 13
Moors & Cabot, Inc.12-31-2020Com0Liquidated!-100.000.000.000.000.00Form 13
Ubs Group Ag12-31-2020Com166,924Decreased-12.940.002,466,000.00-7.6129.74Form 13
Baird Financial Group, Inc.12-31-2020Common34,820Increased0.830.00514,000.006.8614.76Form 13
Steward Partners Investment Advisory, Llc12-31-2020Closed End Funds - Taxable13,400Decreased-5.470.00198,000.000.5114.78Form 13
Barclays Plc12-31-2020Fund0Liquidated!-100.000.000.000.000.00Form 13
Sit Investment Associates Inc12-31-2020Common1,425,306Increased209.240.5721,052,000.00201.3014.77Form 13
Valley National Advisers Inc12-31-2020Com1,333New!0.000.0020,000.000.0015.00Form 13
Oppenheimer & Co Inc12-31-2020Com27,251Decreased-35.980.01403,000.00-28.6714.79Form 13
Citigroup Inc12-31-2020Com37,590Increased362.700.00555,000.00391.1532.00Form 13
City Of London Investment Management Co Ltd12-31-2020Com205,390New!0.000.183,022,000.000.0014.71Form 13
Raymond James & Associates12-31-2020Com176,843Decreased-3.110.002,612,000.002.7914.77Form 13
Northwestern Mutual Wealth Management Co12-31-2020Com516Increased1.180.008,000.0014.2915.50Form 13
Wolverine Asset Management Llc12-31-2020Com35,604Maintained0.000.00525,000.000.0014.75Form 13
Advisors Asset Management, Inc.12-31-2020Com79,238Decreased-2.100.021,170,000.003.8214.77Form 13
Raymond James Financial Services Advisors, Inc.12-31-2020Com91,588Decreased-0.410.001,353,000.005.7014.77Form 13
Penserra Capital Management Llc12-31-2020Com209,149Increased14.010.073,089,000.0026.9114.77Form 13
Reby Advisors, Llc12-31-2020Cef3,549New!0.000.0152,000.000.0014.65Form 13
Pinnacle Wealth Planning Services, Inc.12-31-2020Cef5,181New!0.000.0277,000.000.0014.86Form 13
Rockefeller Capital Management L.p.12-31-2020Com7,974Increased963.200.00117,000.001,070.0014.67Form 13
Disciplined Investments, Llc12-31-2020Cef0Liquidated!-100.000.000.000.000.00Form 13
Insight Advisors, Llc/ Pa12-31-2020Com10,600New!0.000.06157,000.000.0014.81Form 13
Pnc Financial Services Group, Inc.12-31-2020Com2,907Increased14.810.0043,000.0030.3029.82Form 13
Stifel Financial Corp12-31-2020Com31,764Increased7.530.00469,000.0014.1114.77Form 13
Ameriprise Financial Inc12-31-2020Com149,484Decreased-50.010.002,208,000.00-44.3514.77Form 13
Parametric Portfolio Associates Llc12-31-2020Closed-end Fund832,280Increased4.800.0112,293,000.0011.2014.77Form 13
Royal Bank Of Canada12-31-2020Com123,307Decreased-3.060.001,821,000.002.8844.11Form 13
Guggenheim Capital Llc12-31-2020Com16,788Decreased-3.080.00248,000.002.9029.24Form 13
Walleye Trading Llc12-31-2020Com17,798Maintained0.000.00263,000.000.0014.78Form 13
Benjamin F. Edwards & Company, Inc.12-31-2020Com675Maintained0.000.0010,000.0011.1114.81Form 13
Rivernorth Capital Management, Llc12-31-2020Com899,149Increased25.470.7913,280,000.0033.1214.77Form 13
Thomas J. Herzfeld Advisors, Inc.12-31-2020Com106,139Increased21.960.731,568,000.0033.5614.77Form 13
Saba Capital Management, L.p.12-31-2020Com1,692,755Increased0.181.0225,002,000.006.3014.77Form 13
Pathstone Family Office, Llc12-31-2020Com34Maintained0.000.000.000.000.00Form 13
Bramshill Investments, Llc12-31-2020Etf660,306Increased11.080.679,753,000.0017.8614.77Form 13
Virtue Capital Management, Llc12-31-2020Dbi Usd0.0163,600Increased22.540.23939,000.0030.0614.76Form 13
Titus Wealth Management12-31-2020Com10,600Decreased-31.610.10157,000.00-27.3114.81Form 13
Walleye Capital Llc12-31-2020Com38,696Increased242.290.04572,000.00264.3314.78Form 13
Thrivent Financial For Lutherans12-31-2020Com20,049New!0.000.00296,000.000.0014.76Form 13
Morgan Stanley12-31-2020Com3,366,666Increased2.090.0149,725,000.0013.6327.12Form 13
Invesco Ltd.12-31-2020Com453,791Decreased-5.930.006,702,000.004.7014.77Form 13
Cetera Advisor Networks Llc12-31-2020Com0Liquidated!-100.000.000.000.000.00Form 13
Eudaimonia Partners, Llc12-31-2020Closed End Funds7,680Increased2.320.03113,000.008.6514.71Form 13
Pin Oak Investment Advisors Inc12-31-2020Com35,163Increased80.830.43519,000.0091.5114.76Form 13
Walled Lake Planning & Wealth Management, Llc12-31-2020Cef27Decreased-47.060.000.00-100.000.00Form 13
Retirement Group, Llc12-31-2020Com374New!0.000.005,000.000.0013.37Form 13