| Whale | Report Period | Security Type | Quantity | Status | % Change | % Allocation | $ Value | % Change | $ Valuation Price | Sec Link |
|---|
| Raymond James Trust N.a. | 12-31-2020 | Etf / Closed En | 15,213 | Maintained | 0.00 | 0.01 | 225,000.00 | 6.13 | 14.79 | Form 13 |
| Sowell Financial Services Llc | 12-31-2020 | Cef | 89 | Maintained | 0.00 | 0.00 | 1,000.00 | 0.00 | 11.24 | Form 13 |
| Global Retirement Partners, Llc | 12-31-2020 | Com | 5,383 | Increased | 14065.79 | 0.01 | 80,000.00 | 7,900.00 | 14.86 | Form 13 |
| Uncommon Cents Investing Llc | 12-31-2020 | Com | 10,390 | Maintained | 0.00 | 0.07 | 153,000.00 | 5.52 | 14.73 | Form 13 |
| 6 Meridian | 12-31-2020 | Com | 60,665 | New! | 0.00 | 0.09 | 896,000.00 | 0.00 | 14.77 | Form 13 |
| Fny Investment Advisers, Llc | 12-31-2020 | Com | 6,108 | New! | 0.00 | 0.02 | 90,000.00 | 0.00 | 14.73 | Form 13 |
| Capital Investment Advisors, Llc | 12-31-2020 | Com | 25,463 | Increased | 0.04 | 0.02 | 376,000.00 | 6.21 | 14.77 | Form 13 |
| Kestra Private Wealth Services, Llc | 12-31-2020 | Com | 33,024 | Increased | 5.36 | 0.04 | 487,000,000.00 | 11.70 | 14,746.85 | Form 13 |
| Avantax Advisory Services, Inc. | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Janney Montgomery Scott Llc | 12-31-2020 | Etf/closed End- | 42,013 | Increased | 7.81 | 0.00 | 621,000.00 | 14.58 | 14.78 | Form 13 |
| Manchester Financial Inc | 12-31-2020 | Com | 3,459 | Maintained | 0.00 | 0.03 | 51,000.00 | 6.25 | 14.74 | Form 13 |
| Cwm, Llc | 12-31-2020 | Com | 967 | Decreased | -56.98 | 0.00 | 14,000.00 | -54.84 | 14.48 | Form 13 |
| Camelot Portfolios, Llc | 12-31-2020 | Com | 252,935 | Increased | 0.65 | 1.95 | 3,736,000.00 | 6.80 | 14.77 | Form 13 |
| Robinson Capital Management, Llc | 12-31-2020 | Com | 13,705 | Maintained | 0.00 | 0.11 | 200,000.00 | 4.71 | 14.59 | Form 13 |
| Whittier Trust Co | 12-31-2020 | Fixed Income Taxable | 12,956 | Maintained | 0.00 | 0.00 | 191,000.00 | 6.11 | 14.74 | Form 13 |
| Envestnet Asset Management Inc | 12-31-2020 | Com | 48,636 | Increased | 23.10 | 0.00 | 718,000.00 | 30.55 | 14.76 | Form 13 |
| Shaker Financial Services, Llc | 12-31-2020 | Com | 53,115 | Increased | 20.58 | 0.33 | 785,000.00 | 28.06 | 14.78 | Form 13 |
| Quantedge Capital Pte Ltd | 12-31-2020 | Com | 17,700 | New! | 0.00 | 0.15 | 261,000.00 | 0.00 | 14.75 | Form 13 |
| Advisornet Financial, Inc | 12-31-2020 | Cef | 900 | Maintained | 0.00 | 0.00 | 13,000.00 | 0.00 | 14.44 | Form 13 |
| Cambridge Investment Research Advisors, Inc. | 12-31-2020 | Fd Com | 22,862 | Increased | 66.72 | 1.98 | 338,000.00 | 76.96 | 14.78 | Form 13 |
| National Asset Management, Inc. | 12-31-2020 | Com | 10,620 | Decreased | -69.21 | 0.01 | 157,000.00 | -67.36 | 14.78 | Form 13 |
| Orion Portfolio Solutions, Llc | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Us Bancorp \de\ | 12-31-2020 | Other | 432 | Maintained | 0.00 | 0.00 | 6,000.00 | 0.00 | 13.89 | Form 13 |
| Next Financial Group, Inc | 12-31-2020 | Com | 4,740 | Increased | 1.41 | 0.00 | 70,000.00 | 6.06 | 29.57 | Form 13 |
| Fmr Llc | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Fmr Llc | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Landscape Capital Management, L.l.c. | 12-31-2020 | Com | 46,047 | New! | 0.00 | 0.11 | 680,000.00 | 0.00 | 14.77 | Form 13 |
| Advisory Services Network, Llc | 12-31-2020 | Cef | 1,727 | Maintained | 0.00 | 0.00 | 26,000.00 | 8.33 | 15.06 | Form 13 |
| Wells Fargo & Company/mn | 12-31-2020 | Com | 243,835 | Decreased | -20.33 | 0.00 | 3,601,000.00 | -15.47 | 29.54 | Form 13 |
| Advisor Group Holdings, Inc. | 12-31-2020 | Com | 341,098 | Decreased | -0.32 | 0.01 | 5,039,000.00 | 5.79 | 73.73 | Form 13 |
| Franklin Resources Inc | 12-31-2020 | Com | 29,393 | Maintained | 0.00 | 0.00 | 434,000.00 | 6.11 | 14.77 | Form 13 |
| Bank Of America Corp /de/ | 12-31-2020 | Com | 24,212 | Decreased | -45.81 | 0.00 | 358,000.00 | -39.63 | 14.79 | Form 13 |
| Mid Atlantic Financial Management Inc/adv | 12-31-2020 | Com | 56,532 | Increased | 8.44 | 0.06 | 835,000.00 | 14.86 | 14.77 | Form 13 |
| Panagora Asset Management Inc | 12-31-2020 | Efndc | 123 | Decreased | -82.20 | 0.00 | 2,000.00 | -77.78 | 16.26 | Form 13 |
| Signaturefd, Llc | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| B. Riley Wealth Management, Inc. | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Moors & Cabot, Inc. | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Ubs Group Ag | 12-31-2020 | Com | 166,924 | Decreased | -12.94 | 0.00 | 2,466,000.00 | -7.61 | 29.74 | Form 13 |
| Baird Financial Group, Inc. | 12-31-2020 | Common | 34,820 | Increased | 0.83 | 0.00 | 514,000.00 | 6.86 | 14.76 | Form 13 |
| Steward Partners Investment Advisory, Llc | 12-31-2020 | Closed End Funds - Taxable | 13,400 | Decreased | -5.47 | 0.00 | 198,000.00 | 0.51 | 14.78 | Form 13 |
| Barclays Plc | 12-31-2020 | Fund | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Sit Investment Associates Inc | 12-31-2020 | Common | 1,425,306 | Increased | 209.24 | 0.57 | 21,052,000.00 | 201.30 | 14.77 | Form 13 |
| Valley National Advisers Inc | 12-31-2020 | Com | 1,333 | New! | 0.00 | 0.00 | 20,000.00 | 0.00 | 15.00 | Form 13 |
| Oppenheimer & Co Inc | 12-31-2020 | Com | 27,251 | Decreased | -35.98 | 0.01 | 403,000.00 | -28.67 | 14.79 | Form 13 |
| Citigroup Inc | 12-31-2020 | Com | 37,590 | Increased | 362.70 | 0.00 | 555,000.00 | 391.15 | 32.00 | Form 13 |
| City Of London Investment Management Co Ltd | 12-31-2020 | Com | 205,390 | New! | 0.00 | 0.18 | 3,022,000.00 | 0.00 | 14.71 | Form 13 |
| Raymond James & Associates | 12-31-2020 | Com | 176,843 | Decreased | -3.11 | 0.00 | 2,612,000.00 | 2.79 | 14.77 | Form 13 |
| Northwestern Mutual Wealth Management Co | 12-31-2020 | Com | 516 | Increased | 1.18 | 0.00 | 8,000.00 | 14.29 | 15.50 | Form 13 |
| Wolverine Asset Management Llc | 12-31-2020 | Com | 35,604 | Maintained | 0.00 | 0.00 | 525,000.00 | 0.00 | 14.75 | Form 13 |
| Advisors Asset Management, Inc. | 12-31-2020 | Com | 79,238 | Decreased | -2.10 | 0.02 | 1,170,000.00 | 3.82 | 14.77 | Form 13 |
| Raymond James Financial Services Advisors, Inc. | 12-31-2020 | Com | 91,588 | Decreased | -0.41 | 0.00 | 1,353,000.00 | 5.70 | 14.77 | Form 13 |
| Penserra Capital Management Llc | 12-31-2020 | Com | 209,149 | Increased | 14.01 | 0.07 | 3,089,000.00 | 26.91 | 14.77 | Form 13 |
| Reby Advisors, Llc | 12-31-2020 | Cef | 3,549 | New! | 0.00 | 0.01 | 52,000.00 | 0.00 | 14.65 | Form 13 |
| Pinnacle Wealth Planning Services, Inc. | 12-31-2020 | Cef | 5,181 | New! | 0.00 | 0.02 | 77,000.00 | 0.00 | 14.86 | Form 13 |
| Rockefeller Capital Management L.p. | 12-31-2020 | Com | 7,974 | Increased | 963.20 | 0.00 | 117,000.00 | 1,070.00 | 14.67 | Form 13 |
| Disciplined Investments, Llc | 12-31-2020 | Cef | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Insight Advisors, Llc/ Pa | 12-31-2020 | Com | 10,600 | New! | 0.00 | 0.06 | 157,000.00 | 0.00 | 14.81 | Form 13 |
| Pnc Financial Services Group, Inc. | 12-31-2020 | Com | 2,907 | Increased | 14.81 | 0.00 | 43,000.00 | 30.30 | 29.82 | Form 13 |
| Stifel Financial Corp | 12-31-2020 | Com | 31,764 | Increased | 7.53 | 0.00 | 469,000.00 | 14.11 | 14.77 | Form 13 |
| Ameriprise Financial Inc | 12-31-2020 | Com | 149,484 | Decreased | -50.01 | 0.00 | 2,208,000.00 | -44.35 | 14.77 | Form 13 |
| Parametric Portfolio Associates Llc | 12-31-2020 | Closed-end Fund | 832,280 | Increased | 4.80 | 0.01 | 12,293,000.00 | 11.20 | 14.77 | Form 13 |
| Royal Bank Of Canada | 12-31-2020 | Com | 123,307 | Decreased | -3.06 | 0.00 | 1,821,000.00 | 2.88 | 44.11 | Form 13 |
| Guggenheim Capital Llc | 12-31-2020 | Com | 16,788 | Decreased | -3.08 | 0.00 | 248,000.00 | 2.90 | 29.24 | Form 13 |
| Walleye Trading Llc | 12-31-2020 | Com | 17,798 | Maintained | 0.00 | 0.00 | 263,000.00 | 0.00 | 14.78 | Form 13 |
| Benjamin F. Edwards & Company, Inc. | 12-31-2020 | Com | 675 | Maintained | 0.00 | 0.00 | 10,000.00 | 11.11 | 14.81 | Form 13 |
| Rivernorth Capital Management, Llc | 12-31-2020 | Com | 899,149 | Increased | 25.47 | 0.79 | 13,280,000.00 | 33.12 | 14.77 | Form 13 |
| Thomas J. Herzfeld Advisors, Inc. | 12-31-2020 | Com | 106,139 | Increased | 21.96 | 0.73 | 1,568,000.00 | 33.56 | 14.77 | Form 13 |
| Saba Capital Management, L.p. | 12-31-2020 | Com | 1,692,755 | Increased | 0.18 | 1.02 | 25,002,000.00 | 6.30 | 14.77 | Form 13 |
| Pathstone Family Office, Llc | 12-31-2020 | Com | 34 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Bramshill Investments, Llc | 12-31-2020 | Etf | 660,306 | Increased | 11.08 | 0.67 | 9,753,000.00 | 17.86 | 14.77 | Form 13 |
| Virtue Capital Management, Llc | 12-31-2020 | Dbi Usd0.01 | 63,600 | Increased | 22.54 | 0.23 | 939,000.00 | 30.06 | 14.76 | Form 13 |
| Titus Wealth Management | 12-31-2020 | Com | 10,600 | Decreased | -31.61 | 0.10 | 157,000.00 | -27.31 | 14.81 | Form 13 |
| Walleye Capital Llc | 12-31-2020 | Com | 38,696 | Increased | 242.29 | 0.04 | 572,000.00 | 264.33 | 14.78 | Form 13 |
| Thrivent Financial For Lutherans | 12-31-2020 | Com | 20,049 | New! | 0.00 | 0.00 | 296,000.00 | 0.00 | 14.76 | Form 13 |
| Morgan Stanley | 12-31-2020 | Com | 3,366,666 | Increased | 2.09 | 0.01 | 49,725,000.00 | 13.63 | 27.12 | Form 13 |
| Invesco Ltd. | 12-31-2020 | Com | 453,791 | Decreased | -5.93 | 0.00 | 6,702,000.00 | 4.70 | 14.77 | Form 13 |
| Cetera Advisor Networks Llc | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Eudaimonia Partners, Llc | 12-31-2020 | Closed End Funds | 7,680 | Increased | 2.32 | 0.03 | 113,000.00 | 8.65 | 14.71 | Form 13 |
| Pin Oak Investment Advisors Inc | 12-31-2020 | Com | 35,163 | Increased | 80.83 | 0.43 | 519,000.00 | 91.51 | 14.76 | Form 13 |
| Walled Lake Planning & Wealth Management, Llc | 12-31-2020 | Cef | 27 | Decreased | -47.06 | 0.00 | 0.00 | -100.00 | 0.00 | Form 13 |
| Retirement Group, Llc | 12-31-2020 | Com | 374 | New! | 0.00 | 0.00 | 5,000.00 | 0.00 | 13.37 | Form 13 |
