Fs Kkr Capital Corp. Ii

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Fs Kkr Capital Corp. Ii

$FSKR

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NewIncreasedMaintainedDecreasedLiquidated
6780548740
WhaleReport PeriodSecurity TypeQuantityStatus% Change% Allocation$ Value% Change$ Valuation PriceSec Link
Gradient Investments Llc12-31-2020Com8,983Maintained0.000.01132,000.000.0014.69Form 13
Carroll Financial Associates, Inc.12-31-2020Stock3,005Maintained0.000.0049,000.0011.3616.31Form 13
True Private Wealth Advisors12-31-2020Com1,734Increased28.730.0029,000.0045.0016.72Form 13
Sound Income Strategies, Llc12-31-2020Com8,047Increased4.320.03132,000.0016.8116.40Form 13
Mcadam, Llc12-31-2020Com28,905Decreased-12.090.07487,000.0014.8616.85Form 13
Cfo4life Group, Llc12-31-2020Com26,669Maintained0.000.13437,000.0011.4816.39Form 13
Cx Institutional12-31-2020Com5,100Decreased-34.380.0184,000.00-26.3216.47Form 13
City Holding Co12-31-2020Common Stock153New!0.000.003,000.000.0019.61Form 13
Signature Estate & Investment Advisors Llc12-31-2020Com34,955Decreased-19.800.03573,000.00-10.6116.39Form 13
Arlington Partners Llc12-31-2020Com0Liquidated!-100.000.000.000.000.00Form 13
Investment House Llc12-31-2020Com15,658Increased3.980.02257,000.0015.7716.41Form 13
Brookstone Capital Management12-31-2020Com25,539Increased3.780.02419,000.0015.7516.41Form 13
Sowell Financial Services Llc12-31-2020Com52,902Decreased-21.220.03592,000.00-20.3211.19Form 13
Mountain Capital Investment Advisors, Inc12-31-2020Com13,956Maintained0.000.14235,000.000.0016.84Form 13
Foundations Investment Advisors, Llc12-31-2020Com14,477Decreased-53.070.02249,000.00-48.3417.20Form 13
Global Retirement Partners, Llc12-31-2020Com29,732Maintained0.000.06488,000.0011.6716.41Form 13
Symphony Financial, Ltd. Co.12-31-2020Com20,105Increased0.560.12328,000.0011.5616.31Form 13
Breiter Capital Management Inc12-31-2020Com16,014Decreased-9.710.18263,000.000.7716.42Form 13
Kovack Advisors, Inc.12-31-2020Ord23,917Increased86.660.06392,000.00137.5816.39Form 13
Professional Financial Advisors, Llc12-31-2020Com0Liquidated!-100.000.000.000.000.00Form 13
N.e.w. Advisory Services Llc12-31-2020Com10,685Maintained0.000.04175,000.0011.4616.38Form 13
Marquette Asset Management, Llc12-31-2020Com1,088Maintained0.000.0018,000.0012.5016.54Form 13
Baystate Wealth Management Llc12-31-2020Stock0Liquidated!-100.000.000.000.000.00Form 13
Patriot Financial Group Insurance Agency, Llc12-31-2020Stock28,514Decreased-1.040.12468,000.0010.3816.41Form 13
Monument Capital Management12-31-2020Com0Liquidated!-100.000.000.000.000.00Form 13
Aurora Private Wealth, Inc.12-31-2020Com18,018Increased22.600.12295,000.0056.0816.37Form 13
Dfpg Investments, Llc12-31-2020Com0Liquidated!-100.000.000.000.000.00Form 13
Ritholtz Wealth Management12-31-2020Com10,219Maintained0.000.02168,000.0012.0016.44Form 13
Campbell Wealth Management12-31-2020Com24,924Decreased-89.160.06409,000.00-86.2016.41Form 13
Nachman Norwood & Parrott, Inc12-31-2020Com0Liquidated!-100.000.000.000.000.00Form 13
Investors Financial Group, Llc12-31-2020Com0Liquidated!-100.000.000.000.000.00Form 13
Bartlett & Co. Llc12-31-2020Com2,083Maintained0.000.0034,000.009.6816.32Form 13
Concentrum Wealth Management12-31-2020Com20,179Decreased-80.150.26331,000.00-77.8616.40Form 13
Ellis Investment Partners, Llc12-31-2020Com136,217Decreased-2.310.682,234,000.008.9216.40Form 13
Atticus Wealth Management, Llc12-31-2020Com3,653Maintained0.000.0360,000.0011.1116.42Form 13
Kestra Advisory Services, Llc12-31-2020Com1,351,076Increased13.130.2521,631,000,000.0024.5516,010.20Form 13
Cutler Group Lp12-31-2020Call0Liquidated!-100.000.000.000.000.00Form 13
Tci Wealth Advisors, Inc.12-31-2020Com1,955Maintained0.000.0132,000.0010.3416.37Form 13
Atlanta Financial Associates Llc /adv12-31-2020Com18,970Decreased-58.220.15311,000.00-46.8416.39Form 13
Avantax Advisory Services, Inc.12-31-2020Com382,387Decreased-17.180.156,269,000.00-7.8016.39Form 13
Selective Wealth Management, Inc.12-31-2020Com765New!0.000.0113,000.000.0016.99Form 13
Perennial Investment Advisors, Llc12-31-2020Com12,648New!0.000.09207,000.000.0016.37Form 13
International Assets Investment Management, Llc12-31-2020Com29,485Increased15.770.09483,561,000.00128,849.6016,400.24Form 13
Lighthouse Financial Advisors, Inc.12-31-2020Com15,720Decreased-4.990.09257,000.005.7616.35Form 13
Ifp Advisors, Inc12-31-2020Stock61,843Increased16.650.041,012,000.0029.4116.36Form 13
V Wealth Advisors Llc12-31-2020Com15,841New!0.000.05260,000.000.0016.41Form 13
Centaurus Financial, Inc.12-31-2020Com45,133Increased30.850.08740,000.0045.9616.40Form 13
Beach Point Capital Management Lp12-31-2020Com1,014,173Increased331.935.4016,632,000.00381.5316.40Form 13
Allworth Financial Lp12-31-2020Com3,972Decreased-7.070.0065,000.003.1716.36Form 13
Pfg Advisors12-31-2020Com0Liquidated!-100.000.000.000.000.00Form 13
Csenge Advisory Group12-31-2020Com35,251Decreased-76.620.07578,000.00-75.2716.40Form 13
Private Capital Group, Llc12-31-2020Common Stock5,121Maintained0.000.0287,000.0011.5416.99Form 13
Strategic Blueprint, Llc12-31-2020Stock20,475Increased25.640.08336,000.0040.0016.41Form 13
Truwealth Advisors, Llc12-31-2020Com21,834New!0.000.05358,000.000.0016.40Form 13
Diversified, Llc12-31-2020Com6,562New!0.000.0897,000.000.0014.78Form 13
Hc Financial Advisors Inc12-31-2020Com1,558Decreased-57.730.0226,000.00-51.8516.69Form 13
Cwm, Llc12-31-2020Com214,170Decreased-8.240.033,512,000.002.3016.40Form 13
Beacon Capital Management, Inc.12-31-2020Com1,300Maintained0.000.0021,000.0010.5316.15Form 13
Gwm Advisors Llc12-31-2020Common Stock126,378Increased0.930.072,073,000.0012.5416.40Form 13
Sanctuary Wealth Management, L.l.c.12-31-2020Com36,666Decreased-8.440.73601,000.0016.4716.39Form 13
Stonebridge Financial Planning Group, Llc12-31-2020Common Stock0Liquidated!-100.000.000.000.000.00Form 13
Asset Dedication, Llc12-31-2020Equities1,619Maintained0.000.0126,000.008.3316.06Form 13
Golden State Wealth Management, Llc12-31-2020Common Stock46,291Increased27.470.22759,000.0042.1316.40Form 13
Condor Capital Management12-31-2020Com40,645New!0.000.08667,000.000.0016.41Form 13
First Heartland Consultants, Inc.12-31-2020Com48,680Decreased-8.540.13798,000.001.9216.39Form 13
Creative Planning12-31-2020Com94,105Decreased-8.350.001,543,000.002.1916.40Form 13
Private Ocean, Llc12-31-2020Com1,350Maintained0.000.0022,000.0010.0016.30Form 13
Stratos Wealth Partners, Ltd.12-31-2020Com549,521Decreased-9.040.279,012,000.001.4116.40Form 13
Concorde Asset Management, Llc12-31-2020Com0Liquidated!-100.000.000.000.000.00Form 13
Strategiq Financial Group, Llc12-31-2020Com119,016New!0.000.441,952,000.000.0016.40Form 13
Cornerstone Wealth Management, Llc12-31-2020Com11,201Increased9.500.02184,000.0022.6716.43Form 13
Castle Rock Wealth Management, Llc12-31-2020Com72,347Decreased-1.160.511,231,000.0010.9017.02Form 13
Apollon Wealth Management, Llc12-31-2020Com34,954New!0.000.16573,000.000.0016.39Form 13
Great Valley Advisor Group, Inc.12-31-2020Com47,784Increased18.470.08784,000.0031.9916.41Form 13
Key Financial Inc12-31-2020Com986New!0.000.0116,000.000.0016.23Form 13
Petix & Botte Co12-31-2020Com19,657Decreased-16.430.24322,000.00-7.2016.38Form 13
Atlas Private Wealth Advisors12-31-2020Common Stock4,935Decreased-15.890.0581,000.00-5.8116.41Form 13
Bellwether Advisors, Llc12-31-2020Stock42,334New!0.000.31694,000.000.0016.39Form 13
Central Trust Co12-31-2020Common Stock1,208Maintained0.000.8220,000.0011.1116.56Form 13
Fisher Asset Management, Llc12-31-2020Com17,819Increased3.130.00292,000.0014.9616.39Form 13
Victory Capital Management Inc12-31-2020Com28,473Increased4.210.00467,000.0016.1716.40Form 13
Eagle Global Advisors Llc12-31-2020Com22,000New!0.000.03361,000.000.0016.41Form 13
Vicus Capital12-31-2020Com17,410Increased69.970.04286,000.0089.4016.43Form 13
Harvest Investment Services, Llc12-31-2020Com89,381Decreased-0.870.751,465,000.0010.4816.39Form 13
Ausdal Financial Partners, Inc.12-31-2020Com46,940Increased2.660.15770,000.0014.4116.40Form 13
Ae Wealth Management Llc12-31-2020Com500,955Increased11.450.098,216,000.0024.2616.40Form 13
Sailer Financial Llc12-31-2020Com65,319Maintained0.000.551,071,000.0011.4516.40Form 13
Envestnet Asset Management Inc12-31-2020Com63,557Decreased-42.870.001,042,000.00-36.3516.39Form 13
Simplex Trading, Llc12-31-2020Com21,326New!0.000.00349,000.000.0016.37Form 13
Sfmg, Llc12-31-2020Com192,304Increased116.680.403,154,000.00141.6916.40Form 13
Acg Wealth12-31-2020Com110,969Decreased-0.920.251,820,000.0010.5016.40Form 13
Moisand Fitzgerald Tamayo, Llc12-31-2020Com0Liquidated!-100.000.000.000.000.00Form 13
Parallel Advisors, Llc12-31-2020Stock0Liquidated!-100.000.000.000.000.00Form 13
O'dell Group, Llc12-31-2020Com40,838Increased0.770.26670,000.0012.4216.41Form 13
Hoover Financial Advisors, Inc.12-31-2020Com17,405Decreased-3.730.07296,000.0011.2817.01Form 13
Flagship Private Wealth, Llc12-31-2020Common Stock34,643New!0.009.99581,995,000.000.0016,799.79Form 13
Reilly Financial Advisors, Llc12-31-2020Com1,138Maintained0.000.0019,000.0011.7616.70Form 13
Sandy Spring Bank12-31-2020Com1,828Maintained0.000.0030,000.0011.1116.41Form 13
Savant Capital, Llc12-31-2020Com32,633Decreased-9.450.03535,000.000.9416.39Form 13
Financial Management Professionals, Inc.12-31-2020Com2,034Maintained0.000.0133,000.0010.0016.22Form 13
Srs Capital Advisors, Inc.12-31-2020Com1,191Maintained0.000.0020,000.0011.1116.79Form 13
Barber Financial Group, Inc.12-31-2020Com356,903Increased2.411.075,853,000.0014.1616.40Form 13
Prime Capital Investment Advisors, Llc12-31-2020Stock8,806New!0.000.01144,000.000.0016.35Form 13
Pax Financial Group, Llc12-31-2020Com21,697New!0.000.11356,000.000.0016.41Form 13
Intrua Financial, Llc12-31-2020Com84,334Decreased-8.470.581,383,000.00-1.7816.40Form 13
Db Wealth Management Group, Llc12-31-2020Com5,055New!0.000.0683,000.000.0016.42Form 13
Advisornet Financial, Inc12-31-2020Stock124,941Decreased-14.900.172,049,000.00-5.1416.40Form 13
Cambridge Investment Research Advisors, Inc.12-31-2020Cap Corp Ii Com1,856,883Decreased-10.259.9930,453,000.000.0616.40Form 13
Harbor Investment Advisory, Llc12-31-2020Stock0Liquidated!-100.000.000.000.000.00Form 13
Newsquare Capital Llc12-31-2020Stock8,474Increased113.670.02139,000.00139.6616.40Form 13
Bergankdv Wealth Management, Llc12-31-2020Com590New!0.000.0010,000.000.0016.95Form 13
Foresight Wealth Management, Llc12-31-2020Com90,521Decreased-1.820.391,485,000.009.5116.41Form 13
Trustcore Financial Services, Llc12-31-2020Com1,363Maintained0.000.0022,000.0022.2216.14Form 13
Lloyd Advisory Services, Llc.12-31-2020Com1,494Increased1.560.0124,000.009.0916.06Form 13
Orion Portfolio Solutions, Llc12-31-2020Com35,986Increased180.440.03590,000.00257.5816.40Form 13
Us Bancorp \de\12-31-2020Common Stock524Maintained0.000.009,000.0012.5017.18Form 13
Resource America, Inc.12-31-2020Com0Liquidated!-100.000.000.000.000.00Form 13
Blackrock Inc.12-31-2020Com3,147Increased1.160.0052,000.0013.0416.52Form 13
Sns Financial Group, Llc12-31-2020Com0Liquidated!-100.000.000.000.000.00Form 13
Next Financial Group, Inc12-31-2020Com5,465Decreased-25.850.0190,000.00-16.6716.47Form 13
Horan Securities, Inc.12-31-2020Stock0Liquidated!-100.000.000.000.000.00Form 13
Mcilrath & Eck, Llc12-31-2020Com0Liquidated!-100.000.000.000.000.00Form 13
Trilogy Capital Inc.12-31-2020Com51,192Increased1.630.07840,000.0013.3616.41Form 13
Capital Wealth Management, Llc12-31-2020Com90,361Increased8.641.281,482,000.0021.0816.40Form 13
Semmax Financial Advisors Inc.12-31-2020Com179Maintained0.000.003,000.000.0016.76Form 13
Cypress Point Wealth Management, Llc12-31-2020Com564New!0.000.019,000.000.0015.96Form 13
Hexagon Capital Partners Llc12-31-2020Stock2,093Maintained0.000.0134,000.0013.3316.24Form 13
Rwm Asset Management, Llc12-31-2020Com1,044New!0.000.0017,000.000.0016.28Form 13
Lincoln National Corp12-31-2020Com10,896New!0.000.00179,000.000.0032.85Form 13
Ima Wealth, Inc.12-31-2020Com1,001Maintained0.000.0016,000.006.6715.98Form 13
Arete Wealth Advisors, Llc12-31-2020Com21,207Decreased-19.710.05347,000.00-15.9816.36Form 13
Northrock Partners, Llc12-31-2020Com133,293Decreased-17.310.222,186,000.00-7.8016.40Form 13
Jacobi Capital Management Llc12-31-2020Com1,967Decreased-19.250.0132,000.00-11.1116.27Form 13
Resources Investment Advisors, Llc.12-31-2020Com36,885Maintained0.009.99605,000.000.0016.40Form 13
Flagship Harbor Advisors, Llc12-31-2020Com66,947Decreased-21.670.141,098,000.00-12.6516.40Form 13
Russell Investments Group, Ltd.12-31-2020Common Stock77,443New!0.000.001,270,000.000.0016.40Form 13
Ifg Advisory, Llc12-31-2020Common Stock54,684Increased329.570.12896,000.00446.3416.39Form 13
Alera Investment Advisors, Llc12-31-2020Com21,512Increased3.160.12353,000.0014.9816.41Form 13
Personal Wealth Partners12-31-2020Com19,686Decreased-12.000.15323,000.0012.1516.41Form 13
Hbc Financial Services, Pllc12-31-2020Stock859Maintained0.000.0115,000.0015.3817.46Form 13
Adams Wealth Management12-31-2020Com0Liquidated!-100.000.000.000.000.00Form 13
Treybourne Wealth Planners, Inc.12-31-2020Com88,775New!0.001.051,456,000.000.0016.40Form 13
Fmr Llc12-31-2020Com472Increased1.940.008,000.0033.3317.28Form 13
Equitable Holdings, Inc.12-31-2020Com77,660Increased11.420.031,274,000.0024.2916.40Form 13
Plante Moran Financial Advisors, Llc12-31-2020Stock204Maintained0.000.003,000.000.0014.71Form 13
Sigma Planning Corp12-31-2020Com63,766Decreased-27.900.041,046,000.00-19.6016.40Form 13
Parkside Financial Bank & Trust12-31-2020Com1,371Increased244.470.0122,000.00266.6716.05Form 13
Sawtooth Solutions, Llc12-31-2020Com98,997Increased55.430.021,624,000.0073.3216.40Form 13
Hengehold Capital Management Llc12-31-2020Com10,599Maintained0.000.03174,000.0011.5416.42Form 13
Samalin Investment Counsel, Llc12-31-2020Com1,266Maintained0.000.0120,762,000.0011.4916,399.68Form 13
Advisory Services Network, Llc12-31-2020Stock5,119Increased0.510.0084,000.0012.0016.41Form 13
Nelson, Van Denburg & Campbell Wealth Management Group, Llc12-31-2020Stock186Increased3.330.003,000.0050.0016.13Form 13
Mcf Advisors Llc12-31-2020Com497Maintained0.000.008,000.0014.2916.10Form 13
Sunbelt Securities, Inc.12-31-2020Com28,037New!0.000.10460,000.000.0016.41Form 13
Wealthplan Partners, Llc12-31-2020Com133,734Increased11.980.202,344,000.0028.9335.07Form 13
Nvwm, Llc12-31-2020Com966Maintained0.000.0116,000.006.6716.56Form 13
D.b. Root & Company, Llc12-31-2020Com0Liquidated!-100.000.000.000.000.00Form 13
Mbm Wealth Consultants, Llc12-31-2020Com96,243Decreased-12.670.861,578,000.00-2.6516.40Form 13
Nicolet Advisory Services, Llc12-31-2020Com20,428Decreased-27.000.05335,000.00-18.6916.40Form 13
Arkadios Wealth Advisors12-31-2020Stock78,911Increased171.280.271,294,000.00-99.6616.40Form 13
Souders Financial Advisors12-31-2020Com48,319Decreased-2.700.35792,000.004.7616.39Form 13
Wells Fargo & Company/mn12-31-2020Com15,488Decreased-9.820.00254,000.000.4032.81Form 13
Meeder Asset Management Inc12-31-2020Com4,902New!0.000.0280,000.000.0016.32Form 13
Van Eck Associates Corp12-31-2020Com862,459Increased7.810.0414,144,000.0020.1916.40Form 13
Mariner Investment Group Llc12-31-2020Com70,254New!0.002.341,152,000.000.0016.40Form 13
Assetmark, Inc12-31-2020Com0Liquidated!-100.000.000.000.000.00Form 13
Hightower Advisors, Llc12-31-2020Com167,284Increased194.960.012,742,000.00229.5716.39Form 13
Financial Advantage, Inc.12-31-2020Com0Liquidated!-100.000.000.000.000.00Form 13
Financial Advisory Service, Inc.12-31-2020Com18,928Increased2.410.04310,000.0013.9716.38Form 13
Anfield Capital Management, Llc12-31-2020Com28,763Decreased-10.850.20472,000.00-0.6316.41Form 13
Highpoint Advisor Group Llc12-31-2020Common Stock174,695Increased16.000.373,069,000.0038.1817.57Form 13
Advisor Group Holdings, Inc.12-31-2020Com1,037,981Decreased-2.860.0517,025,000.008.32147.65Form 13
Level Four Advisory Services, Llc12-31-2020Com16,275Increased56.280.02267,000.0097.7816.41Form 13
Cahaba Wealth Management, Inc.12-31-2020Com11,061Decreased-70.340.03188,000.00-65.6917.00Form 13
Keystone Financial Group12-31-2020Common Stock13,979Decreased-36.230.05229,000.00-19.0816.38Form 13
Prw Wealth Management Llc12-31-2020Common Stock59,801Decreased-0.810.55981,000.0010.6016.40Form 13
Robertson Stephens Wealth Management, Llc12-31-2020Com0Liquidated!-100.000.000.000.000.00Form 13
Advisor Os, Llc12-31-2020Com0Liquidated!-100.000.000.000.000.00Form 13
Western Wealth Management, Llc12-31-2020Com33,369Increased76.060.08547,000.0096.0616.39Form 13
Silicon Hills Wealth Management, Llc12-31-2020Com0Liquidated!-100.000.000.000.000.00Form 13
Soltis Investment Advisors Llc12-31-2020Com15,762Maintained0.000.05258,000.0011.2116.37Form 13
Bank Of America Corp /de/12-31-2020Com18,676Increased385.090.00306,000.00512.0032.74Form 13
Mid Atlantic Financial Management Inc/adv12-31-2020Com18,380Decreased-5.060.02301,000.004.5116.38Form 13
Mckinley Capital Management Llc /delaware12-31-2020Com176,017New!0.000.212,887,000.000.0016.40Form 13
Group One Trading, L.p.12-31-2020Com5,600New!0.000.0092,000.000.0016.43Form 13
Mendon Capital Advisors Corp12-31-2020Com0Liquidated!-100.000.000.000.000.00Form 13
Rmb Capital Management, Llc12-31-2020Com29,350Decreased-5.550.02481,000.005.2516.39Form 13
Signaturefd, Llc12-31-2020Com891Maintained0.000.0015,000.0015.3816.84Form 13
Cerity Partners Llc12-31-2020Reit20,517New!0.000.01336,000.000.0016.38Form 13
First Horizon Advisors, Inc.12-31-2020Common Stock3,010Maintained0.000.0149,000.0011.3616.28Form 13
Moors & Cabot, Inc.12-31-2020Com13,303Increased18.290.02219,000.0032.7316.46Form 13
Ubs Group Ag12-31-2020Com242,295Decreased-45.760.003,974,000.00-39.5232.81Form 13
Lakeview Capital Partners, Llc12-31-2020Com17,806Increased2.070.14292,000.0013.6216.40Form 13
Kalos Management, Inc.12-31-2020Com181,393Decreased-4.651.353,149,000.008.2917.36Form 13
Gilbert & Cook, Inc.12-31-2020Com0Liquidated!-100.000.000.000.000.00Form 13
Mutual Advisors, Llc12-31-2020Com12,379New!0.000.02203,000.000.0016.40Form 13
Independent Advisor Alliance12-31-2020Com106,953Decreased-10.330.121,754,000.00-0.0616.40Form 13
Valeo Financial Advisors, Llc12-31-2020Stock7,535Decreased-11.370.01124,000.00-0.8016.46Form 13
Steward Partners Investment Advisory, Llc12-31-2020Common Stock38,410Maintained0.000.01630,000.0011.5016.40Form 13
Annapolis Financial Services, Llc12-31-2020Com2,655New!0.000.0244,000.000.0016.57Form 13
Commonwealth Equity Services, Llc12-31-2020Com4,705,853Decreased-12.980.2377,175,000.00-2.9816.40Form 13
Clearstead Advisors, Llc12-31-2020Com613Maintained0.000.0010,000.0011.1116.31Form 13
Raymond James & Associates12-31-2020Com260,938Decreased-9.500.004,279,000.000.8716.40Form 13
Moneta Group Investment Advisors Llc12-31-2020Com49,207Decreased-6.840.06807,000.003.8616.40Form 13
Northwestern Mutual Wealth Management Co12-31-2020Com29,368Decreased-6.870.00481,000.003.8916.38Form 13
Arrowstreet Capital, Limited Partnership12-31-2020Com250,398New!0.000.014,107,000.000.0016.40Form 13
Ares Management Llc12-31-2020Com653,846Increased35.370.4810,723,000.0050.9216.40Form 13
Wolverine Asset Management Llc12-31-2020Com572New!0.000.009,000.000.0015.73Form 13
Lee Financial Co12-31-2020Com2,381Maintained0.000.0139,000.0011.4316.38Form 13
J.w. Cole Advisors, Inc.12-31-2020Com74,513Decreased-62.690.131,222,000.00-58.4116.40Form 13
Ancora Advisors, Llc12-31-2020Com636Maintained0.000.0010,000.000.0015.72Form 13
Raymond James Financial Services Advisors, Inc.12-31-2020Com97,679Decreased-1.120.001,602,000.0010.2516.40Form 13
Bulldog Investors, Llp12-31-2020Com72,178Maintained0.000.441,183,000.0011.3916.39Form 13
Empirical Financial Services, Llc D.b.a. Empirical Wealth Management12-31-2020Com104,564Increased0.770.131,715,000.0012.3916.40Form 13
Meristem Family Wealth, Llc12-31-2020Com0Liquidated!-100.000.000.000.000.00Form 13
Quantbot Technologies Lp12-31-2020Com19,407Increased624.950.03318,000.00715.3816.39Form 13
Prospera Financial Services Inc12-31-2020Com463,387Increased51502.120.527,599,000.0058,353.8516.40Form 13
Strategic Wealth Advisors Group, Llc12-31-2020Com32,239Increased17.400.03529,000.0030.9416.41Form 13
Regal Investment Advisors Llc12-31-2020Com0Liquidated!-100.000.000.000.000.00Form 13
Personal Capital Advisors Corp12-31-2020Com10,811Decreased-16.030.00177,000.006.6316.37Form 13
Merit Financial Group, Llc12-31-2020Com13,575Maintained0.000.02223,000.0011.5016.43Form 13
Integrated Advisors Network Llc12-31-2020Com76,585Increased3.450.141,256,000.0015.3416.40Form 13
Reby Advisors, Llc12-31-2020Stock17,924New!0.000.08294,000.000.0016.40Form 13
Wealthcare Advisory Partners Llc12-31-2020Common70,098Maintained0.000.101,150,000.000.0016.41Form 13
Keeley-teton Advisors, Llc12-31-2020Com51,757New!0.000.11849,000.000.0016.40Form 13
Legacy Wealth Partners, Inc.12-31-2020Com17,959Decreased-17.850.19295,000.00-8.3916.43Form 13
Pinnacle Wealth Planning Services, Inc.12-31-2020Stock2,285New!0.000.0137,000.000.0016.19Form 13
Blueshift Asset Management, Llc12-31-2020Com23,796New!0.000.05390,000.000.0016.39Form 13
Financial Advocates Investment Management12-31-2020Com17,933Increased1.530.02294,000.0013.0816.39Form 13
F3logic, Llc12-31-2020Com240,037Increased26.400.563,936,000.0060.6516.40Form 13
Integrated Wealth Concepts Llc12-31-2020Common Stock14,266Decreased-14.010.01234,000.009.3516.40Form 13
Rockefeller Capital Management L.p.12-31-2020Com56New!0.000.000.000.000.00Form 13
Change Path, Llc12-31-2020Com0Liquidated!-100.000.000.000.000.00Form 13
Callodine Capital Management, Lp12-31-2020Com115,000Increased283.330.911,886,000.00387.3416.40Form 13
Beacon Pointe Advisors, Llc12-31-2020Com29,580Increased81.990.03484,000.00102.5116.36Form 13
Paradigm Financial Partners, Llc12-31-2020Com114,349Decreased-8.260.561,929,000.005.1816.87Form 13
Fairhaven Wealth Management, Llc12-31-2020Com13,218Decreased-11.600.10217,000.00-1.3616.42Form 13
Erts Wealth Advisors, Llc12-31-2020Com0Liquidated!-100.000.000.000.000.00Form 13
Inspire Advisors, Llc12-31-2020Com131,014New!0.000.802,149,000.000.0016.40Form 13
Charter Oak Capital Management, Llc12-31-2020Com689New!0.000.0011,000.000.0015.97Form 13
Disciplined Investments, Llc12-31-2020Stock5,792Maintained0.000.0695,000.0011.7616.40Form 13
Jump Financial, Llc12-31-2020Common Stock46,088New!0.000.13755,000.000.0032.77Form 13
Octavia Wealth Advisors, Llc12-31-2020Common Stock11,243New!0.000.06191,000.000.0016.99Form 13
Choice Wealth Advisors, Llc12-31-2020Com25,476New!0.000.38418,000.000.0016.41Form 13
Fountainhead Am, Llc12-31-2020Com238,642New!0.002.443,914,000.000.0016.40Form 13
Lebenthal Global Advisors, Llc12-31-2020Com12,090New!0.000.14198,000.000.0016.38Form 13
Mml Investors Services, Llc12-31-2020Com301,462Increased128.970.054,944,000.00191.3416.40Form 13
Pnc Financial Services Group, Inc.12-31-2020Com12,827Increased980.620.00210,000.001,300.0016.37Form 13
Stifel Financial Corp12-31-2020Com52,066Increased28.330.00854,000.0043.0532.79Form 13
Ameriprise Financial Inc12-31-2020Com275,519Increased90.560.004,519,000.00142.4432.83Form 13
Johnson Investment Counsel Inc12-31-2020Common Equity0Liquidated!-100.000.000.000.000.00Form 13
Credit Suisse Ag/12-31-2020Com0Liquidated!-100.000.000.000.000.00Form 13
Mercer Global Advisors Inc /adv12-31-2020Com0Liquidated!-100.000.000.000.000.00Form 13
Goldman Sachs Group Inc12-31-2020Cmn17,556New!0.000.00288,000.000.0016.40Form 13
Advisory Research Inc12-31-2020Com58,813New!0.000.07965,000.000.0016.41Form 13
Bank Of Montreal /can/12-31-2020Com7,977Decreased-6.160.00134,000.002.2933.62Form 13
Bokf, Na12-31-2020Com22,659Increased112.260.01372,000.00136.9416.42Form 13
Royal Bank Of Canada12-31-2020Com157,169Increased3.370.002,578,000.0015.3048.89Form 13
Shelton Capital Management12-31-2020Com22,281Maintained0.000.02365,000.0011.2816.38Form 13
Massmutual Trust Co Fsb/adv12-31-2020Common / Ordinary Stock7,288New!0.000.01120,000.000.0016.47Form 13
Paloma Partners Management Co12-31-2020Com37,405New!0.000.02613,000.000.0016.39Form 13
Northern Oak Wealth Management Inc12-31-2020Com0Liquidated!-100.000.000.000.000.00Form 13
Oak Hill Advisors Lp12-31-2020Com7,583,372Increased27.229.99124,367,000.0041.8416.40Form 13
Two Sigma Investments, Lp12-31-2020Com379,779New!0.000.026,228,000.000.0016.40Form 13
Radcliffe Capital Management, L.p.12-31-2020Common0Liquidated!-100.000.000.000.000.00Form 13
Marshall Wace, Llp12-31-2020Common Stock21,951Maintained0.000.00360,000.000.0016.40Form 13
Marshall Wace North America L.p.12-31-2020Common Stock397,625Maintained0.000.036,521,000.000.0032.57Form 13
Mariner, Llc12-31-2020Com18,106New!0.000.00297,000.000.0016.40Form 13
Bank Of New York Mellon Corp12-31-2020Com0Liquidated!-100.000.000.000.000.00Form 13
Blackstone Group Inc12-31-2020Com141,013Increased3.510.012,313,000.0015.4216.40Form 13
Kohlberg Kravis Roberts & Co. L.p.12-31-2020Com7,316,413Increased19.320.61119,989,000.0033.0216.40Form 13
Citadel Advisors Llc12-31-2020Com406,929Increased90.580.006,674,000.00112.5549.20Form 13
Benjamin F. Edwards & Company, Inc.12-31-2020Com0Liquidated!-100.000.000.000.000.00Form 13
Susquehanna International Group, Llp12-31-2020Com54,956Increased19.330.00901,000.0033.0949.19Form 13
Freestone Capital Holdings, Llc12-31-2020Com2,845New!0.000.0046,658,000.000.0016,400.00Form 13
Hrt Financial Lp12-31-2020Om18,062New!0.000.01296,000.000.0016.39Form 13
Two Sigma Advisers, Lp12-31-2020Com164,100New!0.000.012,691,000.000.0016.40Form 13
Homrich & Berg12-31-2020Com18,861Decreased-24.480.01309,000.00-15.8016.38Form 13
Captrust Financial Advisors12-31-2020Common Stock51,826Decreased-18.940.01880,000.00-10.1116.98Form 13
Tower Research Capital Llc (trc)12-31-2020Com1,673Decreased-89.850.0027,000.00-88.8416.14Form 13
Pinkerton Retirement Specialists, Llc12-31-2020Com200,208Decreased-8.050.793,283,000.002.5016.40Form 13
Benefit Street Partners Llc12-31-2020Com50,000Maintained0.000.12820,000.0011.4116.40Form 13
Frontier Wealth Management Llc12-31-2020Com271,054Decreased-5.630.364,445,000.0020.0716.40Form 13
West Family Investments, Inc.12-31-2020Com50,000Decreased-60.000.25820,000.00-55.4116.40Form 13
Advisory Alpha, Llc12-31-2020Com0Liquidated!-100.000.000.000.000.00Form 13
Almitas Capital Llc12-31-2020Com41,036Decreased-80.520.68673,000.00-75.2116.40Form 13
Covenant Multifamily Offices, Llc12-31-2020Com185,258Decreased-2.330.543,038,000.008.8916.40Form 13
Cubist Systematic Strategies, Llc12-31-2020Com55,252New!0.000.01906,000.000.0016.40Form 13
Engineers Gate Manager Lp12-31-2020Com139,807New!0.000.102,293,000.000.0016.40Form 13
Fintrust Capital Advisors, Llc12-31-2020Com408Maintained0.000.007,000.0016.6717.16Form 13
Capital Analysts, Llc12-31-2020Com2,380Maintained0.000.0039,000.0011.4316.39Form 13
Quadrant Capital Group Llc12-31-2020Com322Maintained0.000.005,000.0025.0015.53Form 13
Pinnacle Family Advisors, Llc12-31-2020Com12,372New!0.000.12203,000.000.0016.41Form 13
Belpointe Asset Management Llc12-31-2020Com42,881Decreased-3.090.06703,000.0023.1216.39Form 13
Qube Research & Technologies Ltd12-31-2020Com18,765New!0.000.00308,000.000.0016.41Form 13
55i, Llc12-31-2020Com16,325Increased8.310.02268,000.0020.7216.42Form 13
Braun-bostich & Associates Inc.12-31-2020Stock0Liquidated!-100.000.000.000.000.00Form 13
Principal Street Partners, Llc12-31-2020Common Stock22,007New!0.000.11373,000.000.0016.95Form 13
Townsquare Capital Llc12-31-2020Com38,916Increased243.930.03639,000.00265.1432.85Form 13
Kathmere Capital Management, Llc12-31-2020Com57,450Maintained0.000.20942,000.0011.4816.40Form 13
Carolinas Wealth Consulting Llc12-31-2020Com1,277Increased3.650.0122,000.0015.7917.23Form 13
Occudo Quantitative Strategies Lp12-31-2020Com33,984New!0.000.17557,000.000.0016.39Form 13
Tradition Wealth Management, Llc12-31-2020Common Stock35,901New!0.000.11589,000.000.0016.41Form 13
Mbl Wealth, Llc12-31-2020Com18,726New!0.000.13328,000.000.0017.52Form 13
Thrivent Financial For Lutherans12-31-2020Com79,200Decreased-15.650.001,299,000.00-5.9432.80Form 13
Fifth Third Bancorp12-31-2020Com8,208Increased335.440.00135,000.00382.1416.45Form 13
Morgan Stanley12-31-2020Com99,556Increased482.540.001,633,000.00642.2750.04Form 13
Tudor Investment Corp Et Al12-31-2020Common Stock300,000New!0.000.144,920,000.000.0016.40Form 13
1832 Asset Management L.p.12-31-2020Com809,099Decreased-7.950.0312,996,000.0013.7916.06Form 13
Deutsche Bank Ag\12-31-2020Com25,409New!0.000.00417,000.000.0016.41Form 13
Amussen Hunsaker Associates Llc12-31-2020Com40,052Increased370.760.24663,000.00-44.1416.55Form 13
United Capital Financial Advisers, Llc12-31-2020Common Stock20,612Increased24.590.00338,000.0039.0916.40Form 13
Cetera Advisors Llc12-31-2020Com245,068Decreased-5.110.134,019,000.0020.7316.40Form 13
Cetera Advisor Networks Llc12-31-2020Com240,173Decreased-12.550.093,939,000.0011.2716.40Form 13
Jane Street Group, Llc12-31-2020Com12,326Maintained0.000.00202,000.000.0016.39Form 13
Cetera Investment Advisers12-31-2020Com263,947New!0.000.094,327,000.000.0016.39Form 13
Iht Wealth Management, Llc12-31-2020Com34,869Decreased-13.050.05572,000.00-3.0516.40Form 13
Prestige Wealth Management Group Llc12-31-2020Com4,774New!0.000.0278,000.000.0016.34Form 13
Salem Investment Counselors Inc12-31-2020Com836Maintained0.000.0014,000.0027.2716.75Form 13
Apella Capital, Llc12-31-2020Com18,780Decreased-67.430.11308,000.00-63.6816.40Form 13
Capital Advisory Group Advisory Services, Llc12-31-2020Com10,500Decreased-15.720.07172,000.00-6.0116.38Form 13
Pin Oak Investment Advisors Inc12-31-2020Com209,946Decreased-24.102.833,443,000.00-15.3616.40Form 13
Rehmann Capital Advisory Group12-31-2020Com56,238Decreased-23.660.10922,307,000.00-14.8916,400.07Form 13
Fulcrum Equity Management12-31-2020Com20,409Decreased-7.530.13335,000.003.0816.41Form 13
Retirement Group, Llc12-31-2020Com1,035New!0.000.0116,000.000.0015.46Form 13
Virtu Financial Llc12-31-2020Com56,757Increased339.810.10931,000.00390.0016.40Form 13
Formulafolio Investments, Llc12-31-2020Com52,621Increased90.330.02863,000.00112.0416.40Form 13
Capital Asset Advisory Services Llc12-31-2020Com17,248Decreased-20.310.05292,000.00-11.5216.93Form 13