| Whale | Report Period | Security Type | Quantity | Status | % Change | % Allocation | $ Value | % Change | $ Valuation Price | Sec Link |
|---|
| Private Trust Co Na | 12-31-2020 | Equities | 5,753 | Decreased | -41.01 | 0.00 | 273,000.00 | -39.06 | 47.45 | Form 13 |
| Wiley Bros.-aintree Capital, Llc | 12-31-2020 | Senior Ln Fd | 32,834 | Increased | 0.22 | 1.31 | 1,563,000.00 | 3.72 | 47.60 | Form 13 |
| Rvw Wealth, Llc | 12-31-2020 | Senior Ln Fd | 26,628 | Increased | 0.26 | 0.15 | 1,000,000.00 | -18.17 | 37.55 | Form 13 |
| Huntington National Bank | 12-31-2020 | Exchange Traded | 1 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Astor Investment Management Llc | 12-31-2020 | Com | 278 | Maintained | 0.00 | 0.00 | 13,000.00 | 8.33 | 46.76 | Form 13 |
| Murphy, Middleton, Hinkle & Parker, Inc. | 12-31-2020 | Senior Ln Fd | 38,330 | Increased | 0.29 | 1.22 | 1,824,000.00 | 3.75 | 47.59 | Form 13 |
| Walkner Condon Financial Advisors Llc | 12-31-2020 | Senior Ln Fd | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Walkner Condon Financial Advisors Llc | 12-31-2020 | Senior Ln Fd | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Raymond James Trust N.a. | 12-31-2020 | Etf / Closed En | 4,953 | Decreased | -10.22 | 0.01 | 236,000.00 | -7.09 | 47.65 | Form 13 |
| Sowell Financial Services Llc | 12-31-2020 | Etf | 47,222 | Decreased | -5.98 | 0.10 | 2,247,000.00 | -2.77 | 47.58 | Form 13 |
| Strategic Investment Advisors / Mi | 12-31-2020 | Senior Ln Fd | 10,347 | Decreased | -41.87 | 0.14 | 492,000.00 | -39.93 | 47.55 | Form 13 |
| Pacifica Partners Inc. | 12-31-2020 | Senior Ln Fd | 96 | Maintained | 0.00 | 0.00 | 5,000.00 | 25.00 | 52.08 | Form 13 |
| Davenport & Co Llc | 12-31-2020 | Etf | 14,146 | Decreased | -2.43 | 0.01 | 673,000.00 | 0.90 | 47.58 | Form 13 |
| Kovack Advisors, Inc. | 12-31-2020 | Etf | 102,661 | Increased | 6.13 | 0.70 | 4,886,000.00 | 11.94 | 47.59 | Form 13 |
| Holloway Wealth Management, Llc | 12-31-2020 | Senior Ln Fd | 950 | Decreased | -4.33 | 0.02 | 45,000.00 | -2.17 | 47.37 | Form 13 |
| Beacon Financial Group | 12-31-2020 | Shs | 159,429 | Increased | 0.58 | 1.24 | 7,920,000.00 | 5.49 | 115.76 | Form 13 |
| Patriot Financial Group Insurance Agency, Llc | 12-31-2020 | Etf | 929 | Increased | 6.54 | 0.01 | 44,000.00 | 10.00 | 47.36 | Form 13 |
| Provise Management Group, Llc | 12-31-2020 | Senior Ln Fd | 6,314 | New! | 0.00 | 0.03 | 300,000.00 | 0.00 | 47.51 | Form 13 |
| Meridian Wealth Management, Llc | 12-31-2020 | Senior Ln Fd | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Nachman Norwood & Parrott, Inc | 12-31-2020 | Senior Ln Fd | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Triton Wealth Management, Pllc | 12-31-2020 | Senior Ln Fd | 18,563 | Decreased | -4.75 | 0.56 | 885,000.00 | -1.88 | 47.68 | Form 13 |
| Welch & Forbes Llc | 12-31-2020 | Senior Ln Fd | 381,227 | Increased | 1.05 | 0.35 | 18,143,000.00 | 4.52 | 47.59 | Form 13 |
| Trinity Legacy Partners, Llc | 12-31-2020 | Senior Ln Fd | 102,698 | Increased | 16.19 | 2.22 | 4,887,000.00 | 19.20 | 47.59 | Form 13 |
| Lexaurum Advisors, Llc | 12-31-2020 | Senior Ln Fd | 30,142 | Increased | 1.64 | 0.51 | 1,434,000.00 | 5.13 | 47.57 | Form 13 |
| Tsfg, Llc | 12-31-2020 | Mf Closed And Mf Open | 28 | Maintained | 0.00 | 0.00 | 1,000.00 | 0.00 | 35.71 | Form 13 |
| Kestra Advisory Services, Llc | 12-31-2020 | Senior Ln Fd | 57,688 | Increased | 29.99 | 0.03 | 2,741,000,000.00 | 34.23 | 47,514.21 | Form 13 |
| Investors Research Corp | 12-31-2020 | Senior Ln Fd | 17,873 | Increased | 177.01 | 0.33 | 851,000.00 | 186.53 | 47.61 | Form 13 |
| Tl Private Wealth | 12-31-2020 | Senior Ln Fd | 173,355 | Increased | 6.91 | 5.29 | 8,364,000.00 | 10.88 | 48.25 | Form 13 |
| Clearview Wealth Advisors Llc | 12-31-2020 | Etf | 105 | New! | 0.00 | 0.00 | 5,000.00 | 0.00 | 47.62 | Form 13 |
| Avantax Advisory Services, Inc. | 12-31-2020 | Senior Ln Fd | 9,271 | Decreased | -1.11 | 0.01 | 440,000.00 | 2.09 | 47.46 | Form 13 |
| We Are One Seven, Llc | 12-31-2020 | Senior Ln Fd | 5,749 | Increased | 2.95 | 0.06 | 274,000.00 | 6.61 | 47.66 | Form 13 |
| Hoey Investments, Inc | 12-31-2020 | Senior Ln Fd | 226 | New! | 0.00 | 0.00 | 11,000.00 | 0.00 | 48.67 | Form 13 |
| International Assets Investment Management, Llc | 12-31-2020 | Senior Ln Fd | 7,251 | Decreased | -11.62 | 0.06 | 345,097,000.00 | 91,437.67 | 47,593.02 | Form 13 |
| Janney Montgomery Scott Llc | 12-31-2020 | Etf/closed End- | 60,746 | Increased | 11.26 | 0.01 | 2,891,000.00 | 15.09 | 47.59 | Form 13 |
| Aspen Investment Management Inc | 12-31-2020 | Senior Ln Fd | 46,100 | Decreased | -47.57 | 1.30 | 2,194,000.00 | -45.76 | 47.59 | Form 13 |
| Cambridge Advisors Inc. | 12-31-2020 | Senior Ln Fd | 8,144 | Increased | 0.75 | 0.10 | 388,000.00 | 4.30 | 47.64 | Form 13 |
| Ifp Advisors, Inc | 12-31-2020 | Cef | 5,574 | Decreased | -33.60 | 0.01 | 265,000.00 | -31.35 | 47.54 | Form 13 |
| Capital Investment Advisory Services, Llc | 12-31-2020 | Senior Ln Fd | 41,694 | Increased | 7.17 | 0.29 | 1,984,000.00 | 10.84 | 47.58 | Form 13 |
| Milestone Advisory Partners | 12-31-2020 | Senior Ln Fd | 304,966 | Increased | 1.78 | 8.28 | 14,513,000.00 | 5.27 | 47.59 | Form 13 |
| Calton & Associates, Inc. | 12-31-2020 | Senior Ln Fd | 7,525 | Increased | 0.17 | 0.06 | 358,000.00 | 3.47 | 47.57 | Form 13 |
| Centaurus Financial, Inc. | 12-31-2020 | Senior Ln Fd | 17,277 | Decreased | -77.05 | 0.09 | 822,000.00 | -76.26 | 47.58 | Form 13 |
| Allworth Financial Lp | 12-31-2020 | Senior Ln Fd | 427 | Increased | 0.95 | 0.00 | 20,000.00 | 5.26 | 46.84 | Form 13 |
| Csenge Advisory Group | 12-31-2020 | Senior Ln Fd | 208,365 | Increased | 25.80 | 1.18 | 9,916,000.00 | 29.81 | 47.59 | Form 13 |
| Columbus Macro, Llc | 12-31-2020 | Senior Ln Fd | 23,856 | Decreased | -1.71 | 0.35 | 1,135,000.00 | 1.61 | 47.58 | Form 13 |
| Centennial Wealth Advisory Llc | 12-31-2020 | Senior Ln Fd | 14,588 | New! | 0.00 | 0.49 | 694,000.00 | 0.00 | 47.57 | Form 13 |
| Usca Ria Llc | 12-31-2020 | Senior Ln Fd | 50,703 | Decreased | -29.92 | 0.17 | 2,413,000.00 | -27.52 | 47.59 | Form 13 |
| Gwm Advisors Llc | 12-31-2020 | Mf Closed And Mf Open | 12,628 | Decreased | -14.57 | 0.02 | 601,000.00 | -11.62 | 47.59 | Form 13 |
| Alphastar Capital Management, Llc | 12-31-2020 | Senior Ln Fd | 9,043 | Increased | 18.61 | 0.07 | 436,000.00 | 23.86 | 48.21 | Form 13 |
| Stonebridge Financial Planning Group, Llc | 12-31-2020 | Common Stock | 400 | Maintained | 0.00 | 0.01 | 19,000.00 | 5.56 | 47.50 | Form 13 |
| Mtm Investment Management, Llc | 12-31-2020 | Senior Ln Fd | 3,427 | New! | 0.00 | 0.10 | 163,000.00 | 0.00 | 47.56 | Form 13 |
| Accel Wealth Management | 12-31-2020 | Senior Ln Fd Etf | 8,858 | New! | 0.00 | 0.39 | 422,000.00 | 0.00 | 47.64 | Form 13 |
| Mjp Associates Inc /adv | 12-31-2020 | Senior Ln Fd | 205,317 | New! | 0.00 | 4.11 | 9,771,000.00 | 0.00 | 47.59 | Form 13 |
| Telemus Capital, Llc | 12-31-2020 | Senior Ln Fd | 225,812 | Increased | 2.65 | 0.80 | 10,746,000.00 | 7.36 | 47.59 | Form 13 |
| Hhm Wealth Advisors, Llc | 12-31-2020 | Senior Ln Fd | 1,085 | New! | 0.00 | 0.02 | 52,000.00 | 0.00 | 47.93 | Form 13 |
| Golden State Wealth Management, Llc | 12-31-2020 | Mf Closed And Mf Open | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Capstone Triton Financial Group, Llc | 12-31-2020 | Etf | 3,302 | New! | 0.00 | 0.10 | 157,000.00 | 0.00 | 47.55 | Form 13 |
| First Heartland Consultants, Inc. | 12-31-2020 | Senior Ln Fd | 48,438 | Decreased | -12.22 | 0.38 | 2,305,000.00 | -9.22 | 47.59 | Form 13 |
| Stratos Wealth Partners, Ltd. | 12-31-2020 | Senior Ln Fd | 9,615 | Decreased | -43.17 | 0.01 | 458,000.00 | -41.13 | 47.63 | Form 13 |
| Concorde Asset Management, Llc | 12-31-2020 | Senior Ln Fd | 4,829 | New! | 0.00 | 0.13 | 230,000.00 | 0.00 | 47.63 | Form 13 |
| Alphamark Advisors, Llc | 12-31-2020 | Etf | 90 | Decreased | -91.00 | 0.75 | 4,000.00 | -91.30 | 44.44 | Form 13 |
| Harvest Investment Services, Llc | 12-31-2020 | Senior Ln Fd | 20,073 | Decreased | -6.55 | 0.49 | 955,000.00 | -3.34 | 47.58 | Form 13 |
| Colorado Capital Management, Inc. | 12-31-2020 | Senior Ln Fd | 100,012 | Increased | 1.00 | 3.45 | 4,751,000.00 | 4.23 | 47.50 | Form 13 |
| Ae Wealth Management Llc | 12-31-2020 | Senior Ln Fd | 27,645 | Increased | 1.97 | 0.01 | 1,316,000.00 | 5.53 | 47.60 | Form 13 |
| First Trust Advisors Lp | 12-31-2020 | Senior Ln Fd | 393,619 | Increased | 438.08 | 0.02 | 18,732,000.00 | 456.51 | 47.59 | Form 13 |
| Envestnet Asset Management Inc | 12-31-2020 | Senior Ln Fd | 170,757 | Increased | 21.08 | 0.01 | 8,126,000.00 | 25.23 | 47.59 | Form 13 |
| Rfg Advisory, Llc | 12-31-2020 | Senior Ln Fd | 27,422 | Increased | 29.20 | 0.17 | 1,315,000.00 | 34.60 | 47.95 | Form 13 |
| Alpha Omega Group, Inc. | 12-31-2020 | Senior Ln Fd | 6,829 | New! | 0.00 | 0.32 | 325,000.00 | 0.00 | 47.59 | Form 13 |
| Srs Capital Advisors, Inc. | 12-31-2020 | Senior Ln Fd | 1,108 | Increased | 0.27 | 0.01 | 53,000.00 | 3.92 | 47.83 | Form 13 |
| Winslow, Evans & Crocker, Inc. | 12-31-2020 | Senior Ln Fd | 37,731 | Increased | 10.72 | 0.34 | 1,796,000.00 | 14.54 | 95.22 | Form 13 |
| 20/20 Capital Management, Inc. | 12-31-2020 | Senior Ln Fd | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Flaharty Asset Management, Llc | 12-31-2020 | Senior Ln Fd | 393,424 | Decreased | -0.96 | 4.67 | 18,723,000.00 | 2.44 | 47.59 | Form 13 |
| Intrua Financial, Llc | 12-31-2020 | Senior Ln Fd | 4,806 | New! | 0.00 | 0.10 | 229,000.00 | 0.00 | 47.65 | Form 13 |
| Stonex Group Inc. | 12-31-2020 | Senior Ln Fd | 15,453 | Increased | 5.40 | 0.00 | 735,000.00 | 8.89 | 47.56 | Form 13 |
| Cambridge Investment Research Advisors, Inc. | 12-31-2020 | Ln Fd | 57,641 | Decreased | -14.15 | 9.99 | 2,743,000.00 | -11.20 | 47.59 | Form 13 |
| National Asset Management, Inc. | 12-31-2020 | Senior Ln Fd | 15,669 | Decreased | -16.86 | 0.04 | 746,000.00 | -13.96 | 47.61 | Form 13 |
| Trustcore Financial Services, Llc | 12-31-2020 | Senior Ln Fd | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Lloyd Advisory Services, Llc. | 12-31-2020 | Senior Ln Fd | 14 | Increased | 7.69 | 0.00 | 1,000.00 | 0.00 | 71.43 | Form 13 |
| Orion Portfolio Solutions, Llc | 12-31-2020 | Senior Ln Fd | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Orion Portfolio Solutions, Llc | 12-31-2020 | Senior Ln Fd | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Us Bancorp \de\ | 12-31-2020 | Other | 1,087 | Maintained | 0.00 | 0.00 | 52,000.00 | 4.00 | 97.80 | Form 13 |
| Next Financial Group, Inc | 12-31-2020 | Senior Ln Fd | 3,693 | Increased | 3.42 | 0.02 | 175,000.00 | 6.71 | 92.58 | Form 13 |
| Koshinski Asset Management, Inc. | 12-31-2020 | Senior Ln Fd | 10,814 | Maintained | 0.00 | 0.11 | 894,000.00 | 0.00 | 82.67 | Form 13 |
| Semmax Financial Advisors Inc. | 12-31-2020 | Senior Ln Fd | 1,028 | Maintained | 0.00 | 0.02 | 49,000.00 | 4.26 | 47.67 | Form 13 |
| Rda Financial Network | 12-31-2020 | Senior Ln Fd | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Rwm Asset Management, Llc | 12-31-2020 | Senior Ln Fd | 454 | New! | 0.00 | 0.00 | 22,000.00 | 0.00 | 48.46 | Form 13 |
| Beaumont Financial Partners, Llc | 12-31-2020 | Senior Ln Fd | 5,467 | Decreased | -7.61 | 0.02 | 260,000.00 | -4.41 | 47.56 | Form 13 |
| Migdal Insurance & Financial Holdings Ltd. | 12-31-2020 | Etp | 9,565 | Decreased | -2.25 | 0.01 | 455,000.00 | 1.11 | 47.57 | Form 13 |
| Cibc World Markets Inc. | 12-31-2020 | Senior Ln Fd | 5,325 | Decreased | -2.17 | 0.00 | 253,000.00 | 1.20 | 47.51 | Form 13 |
| Arete Wealth Advisors, Llc | 12-31-2020 | Senior Ln Fd | 179,992 | Increased | 1495.82 | 1.21 | 8,566,000.00 | 1,544.15 | 47.59 | Form 13 |
| Jacobi Capital Management Llc | 12-31-2020 | Senior Ln Fd | 1,087 | Increased | 0.83 | 0.01 | 52,000.00 | 4.00 | 47.84 | Form 13 |
| Flagship Harbor Advisors, Llc | 12-31-2020 | Mf Closed And Mf Open | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Ifg Advisory, Llc | 12-31-2020 | Mf Closed And Mf Open | 16,490 | Increased | 14.68 | 0.11 | 784,000.00 | 20.99 | 47.54 | Form 13 |
| Capital Financial Planning, Llc | 12-31-2020 | Etf | 4,232 | Decreased | -15.22 | 0.10 | 201,000.00 | -12.61 | 47.50 | Form 13 |
| Fmr Llc | 12-31-2020 | Senior Ln Fd | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Wintrust Investments Llc | 12-31-2020 | Etf | 24,966 | Decreased | -0.90 | 0.34 | 1,188,000.00 | 2.50 | 47.58 | Form 13 |
| Plante Moran Financial Advisors, Llc | 12-31-2020 | Etf | 1,050 | Maintained | 0.00 | 0.02 | 50,000.00 | 4.17 | 47.62 | Form 13 |
| Sigma Planning Corp | 12-31-2020 | Senior Ln Fd | 18,759 | Increased | 5.29 | 0.03 | 893,000.00 | 8.90 | 47.60 | Form 13 |
| Sawtooth Solutions, Llc | 12-31-2020 | Senior Ln Fd | 27,411 | Increased | 22.88 | 0.02 | 1,305,000.00 | 27.19 | 47.61 | Form 13 |
| Pinnacle Advisory Group, Inc. | 12-31-2020 | Senior Ln Fd | 8,347 | Increased | 14.23 | 0.02 | 397,000.00 | 18.15 | 47.56 | Form 13 |
| Advisory Services Network, Llc | 12-31-2020 | Etf | 970 | Decreased | -47.48 | 0.00 | 46,000.00 | -45.88 | 47.42 | Form 13 |
| Allsquare Wealth Management Llc | 12-31-2020 | Etf | 48 | Maintained | 0.00 | 0.00 | 2,000.00 | 0.00 | 41.67 | Form 13 |
| Donoghue Forlines Llc | 12-31-2020 | Senior Ln Fd | 48,060 | Increased | 7.62 | 0.44 | 2,287,000.00 | 11.29 | 47.59 | Form 13 |
| Seacrest Wealth Management, Llc | 12-31-2020 | Senior Ln Fd | 9,096 | Maintained | 0.00 | 0.06 | 433,000.00 | 3.34 | 47.60 | Form 13 |
| Wagner Wealth Management, Llc | 12-31-2020 | Senior Ln Fd | 26,945 | New! | 0.00 | 1.22 | 1,282,000.00 | 0.00 | 47.58 | Form 13 |
| Arkadios Wealth Advisors | 12-31-2020 | Etf | 1,036 | New! | 0.00 | 0.01 | 49,000.00 | 0.00 | 47.30 | Form 13 |
| Wells Fargo & Company/mn | 12-31-2020 | Senior Ln Fd | 837,411 | Decreased | -7.34 | 0.01 | 39,852,000.00 | -4.16 | 95.18 | Form 13 |
| Renaissance Technologies Llc | 12-31-2020 | Senior Ln Fd | 47,200 | Increased | 96.67 | 0.00 | 2,246,000.00 | 103.44 | 47.58 | Form 13 |
| D.a. Davidson & Co. | 12-31-2020 | Senior Ln Fd | 14,983 | Increased | 0.96 | 0.01 | 713,000.00 | 4.39 | 47.59 | Form 13 |
| Assetmark, Inc | 12-31-2020 | Etf | 340 | Decreased | -41.88 | 0.00 | 16,000.00 | -40.74 | 47.06 | Form 13 |
| Keel Point, Llc | 12-31-2020 | Senior Ln Fd | 7,322 | Decreased | -19.69 | 0.03 | 348,000.00 | -16.95 | 47.53 | Form 13 |
| Hightower Advisors, Llc | 12-31-2020 | Senior Ln Fd | 180,745 | Increased | 1.23 | 0.04 | 8,607,000.00 | 4.77 | 47.62 | Form 13 |
| Aptus Capital Advisors, Llc | 12-31-2020 | Senior Ln Fd | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Advisor Group Holdings, Inc. | 12-31-2020 | Senior Ln Fd | 231,853 | Increased | 11.62 | 0.02 | 11,037,000.00 | 15.59 | 428.09 | Form 13 |
| Level Four Advisory Services, Llc | 12-31-2020 | Senior Ln Fd | 6,450 | Decreased | -93.64 | 0.02 | 307,000.00 | -93.29 | 47.60 | Form 13 |
| Towerpoint Wealth, Llc | 12-31-2020 | Senior Ln Fd | 11,672 | Increased | 131.40 | 0.28 | 555,000.00 | 143.42 | 47.55 | Form 13 |
| Quad-cities Investment Group, Llc | 12-31-2020 | Senior Ln Fd | 38,949 | Decreased | -0.58 | 1.52 | 1,854,000.00 | 2.89 | 47.60 | Form 13 |
| Prw Wealth Management Llc | 12-31-2020 | Exchange Traded Fund | 18,300 | Maintained | 0.00 | 0.49 | 871,000.00 | 3.44 | 47.60 | Form 13 |
| Advisor Os, Llc | 12-31-2020 | Senior Ln Fd | 264,390 | New! | 0.00 | 3.91 | 14,588,000.00 | 0.00 | 55.18 | Form 13 |
| Shorehaven Wealth Partners, Llc | 12-31-2020 | Etf | 109,580 | New! | 0.00 | 2.92 | 5,215,000.00 | 0.00 | 47.59 | Form 13 |
| Bank Of America Corp /de/ | 12-31-2020 | Senior Ln | 1,008,750 | Increased | 4.98 | 0.01 | 48,006,000.00 | 10.72 | 142.82 | Form 13 |
| Prudential Plc | 12-31-2020 | First Trust Senior Loan Etf | 122,500 | Maintained | 0.00 | 0.03 | 5,830,000.00 | 0.00 | 47.59 | Form 13 |
| First Horizon Advisors, Inc. | 12-31-2020 | Other | 700 | Maintained | 0.00 | 0.00 | 33,000.00 | 3.12 | 47.14 | Form 13 |
| Cranbrook Wealth Management, Llc | 12-31-2020 | Senior Ln Fd | 143,309 | Increased | 0.59 | 1.74 | 6,820,000.00 | 4.04 | 47.59 | Form 13 |
| Ubs Group Ag | 12-31-2020 | Senior Ln Fd | 723,239 | Increased | 2.18 | 0.01 | 34,418,000.00 | 5.68 | 94.24 | Form 13 |
| Argent Trust Co | 12-31-2020 | Etf-fixed Incom | 7,000 | New! | 0.00 | 0.03 | 333,000.00 | 0.00 | 47.57 | Form 13 |
| Baird Financial Group, Inc. | 12-31-2020 | Common | 106,044 | Increased | 96.08 | 0.02 | 5,047,000.00 | 102.85 | 47.59 | Form 13 |
| Mutual Advisors, Llc | 12-31-2020 | Senior Ln Fd | 12,865 | Increased | 31.13 | 0.05 | 612,000.00 | 38.15 | 47.57 | Form 13 |
| Valeo Financial Advisors, Llc | 12-31-2020 | Etf | 94 | Maintained | 0.00 | 0.00 | 4,000.00 | 0.00 | 42.55 | Form 13 |
| Steward Partners Investment Advisory, Llc | 12-31-2020 | Exchange Traded Funds (country Baskets/ishares) - Domestic | 67,978 | Increased | 2.23 | 0.07 | 3,235,000.00 | 5.75 | 47.59 | Form 13 |
| Archer Investment Corp | 12-31-2020 | Etf | 277 | Increased | 1.84 | 0.01 | 13,162,000.00 | 7.23 | 47,516.25 | Form 13 |
| Commonwealth Equity Services, Llc | 12-31-2020 | Senior Ln Fd | 124,228 | Increased | 11.01 | 0.02 | 5,912,000.00 | 14.84 | 47.59 | Form 13 |
| Oppenheimer & Co Inc | 12-31-2020 | Senior Ln Fd | 31,863 | Increased | 52.11 | 0.03 | 1,517,000.00 | 60.53 | 47.61 | Form 13 |
| Citigroup Inc | 12-31-2020 | Senior Ln Fd | 528 | Maintained | 0.00 | 0.00 | 25,000.00 | 4.17 | 47.35 | Form 13 |
| Raymond James & Associates | 12-31-2020 | Senior Ln Fd | 358,543 | Decreased | -9.24 | 0.02 | 17,063,000.00 | -6.12 | 47.59 | Form 13 |
| Northwestern Mutual Wealth Management Co | 12-31-2020 | Senior Ln Fd | 495 | Decreased | -36.54 | 0.00 | 24,000.00 | -33.33 | 48.48 | Form 13 |
| Brown Advisory Securities, Llc | 12-31-2020 | Senior Ln Fd | 5,280 | Maintained | 0.00 | 0.04 | 251,000.00 | 3.29 | 47.54 | Form 13 |
| Jaffetilchin Investment Partners, Llc | 12-31-2020 | Senior Ln Fd | 7,966 | Decreased | -1.10 | 0.05 | 379,000.00 | 2.16 | 47.58 | Form 13 |
| J.w. Cole Advisors, Inc. | 12-31-2020 | Senior Ln Fd | 8,451 | New! | 0.00 | 0.04 | 402,000.00 | 0.00 | 47.57 | Form 13 |
| Ensign Peak Advisors, Inc | 12-31-2020 | Senior Ln Fd | 307,749 | Increased | 5.83 | 0.03 | 14,646,000.00 | 9.46 | 47.59 | Form 13 |
| Raymond James Financial Services Advisors, Inc. | 12-31-2020 | Senior Ln Fd | 217,132 | Increased | 44.07 | 0.03 | 10,333,000.00 | 49.00 | 47.59 | Form 13 |
| Empirical Financial Services, Llc D.b.a. Empirical Wealth Management | 12-31-2020 | Senior Ln Fd | 159,916 | Decreased | -1.08 | 0.58 | 7,610,000.00 | 2.31 | 47.59 | Form 13 |
| Prospera Financial Services Inc | 12-31-2020 | Senior Ln Fd | 46,190 | Increased | 222.65 | 0.15 | 2,198,000.00 | 233.54 | 47.59 | Form 13 |
| Strategic Wealth Advisors Group, Llc | 12-31-2020 | Senior Ln Fd | 72,056 | Decreased | -16.96 | 0.18 | 3,429,000.00 | -14.10 | 47.59 | Form 13 |
| Financial Advocates Investment Management | 12-31-2020 | Senior Ln Fd | 10,993 | Increased | 76.06 | 0.04 | 523,000.00 | 82.23 | 47.58 | Form 13 |
| Kc Investment Advisors, Llc | 12-31-2020 | Senior Ln Fd | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Rockefeller Capital Management L.p. | 12-31-2020 | Senior Ln Fd | 19,877 | Increased | 7.59 | 0.01 | 945,000.00 | 13.31 | 47.54 | Form 13 |
| Vista Investment Management | 12-31-2020 | Senior Ln Fd | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Brendel Financial Advisors Llc | 12-31-2020 | Senior Ln Fd | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Clear Creek Financial Management, Llc | 12-31-2020 | Senior Ln Fd | 21,051 | Maintained | 0.00 | 0.19 | 1,001,000.00 | 0.00 | 47.55 | Form 13 |
| 1776 Wealth Llc | 12-31-2020 | Senior Ln Fd | 6,986 | Maintained | 0.00 | 0.21 | 332,000.00 | 3.43 | 47.52 | Form 13 |
| Octavia Wealth Advisors, Llc | 12-31-2020 | Exchange Traded Fund | 44,243 | New! | 0.00 | 0.68 | 2,106,000.00 | 0.00 | 47.60 | Form 13 |
| Insight Advisors, Llc/ Pa | 12-31-2020 | Senior Ln Fd | 7,647 | New! | 0.00 | 0.14 | 364,000.00 | 0.00 | 47.60 | Form 13 |
| Mml Investors Services, Llc | 12-31-2020 | Senior Ln Fd | 19,783 | Decreased | -13.82 | 0.01 | 941,000.00 | -9.17 | 47.57 | Form 13 |
| Pnc Financial Services Group, Inc. | 12-31-2020 | Common Stock | 536 | Decreased | -89.65 | 0.00 | 25,000.00 | -89.32 | 46.64 | Form 13 |
| Stifel Financial Corp | 12-31-2020 | Senior Ln Fd | 138,214 | Increased | 3.67 | 0.01 | 6,578,000.00 | 7.26 | 95.56 | Form 13 |
| Ameriprise Financial Inc | 12-31-2020 | Com | 27,472 | Increased | 9.89 | 0.00 | 1,308,000.00 | 15.96 | 95.33 | Form 13 |
| Bank Of Montreal /can/ | 12-31-2020 | Senior Ln Fd | 2,677 | Decreased | -11.39 | 0.00 | 128,000.00 | -7.91 | 47.81 | Form 13 |
| Royal Bank Of Canada | 12-31-2020 | Senior Ln Fd | 559,140 | Increased | 17.59 | 0.00 | 26,609,000.00 | 21.63 | 284.84 | Form 13 |
| Mai Capital Management | 12-31-2020 | Ee | 17,253 | New! | 0.00 | 0.02 | 821,000.00 | 0.00 | 47.59 | Form 13 |
| Hilltop Holdings Inc. | 12-31-2020 | Senior Ln Fd | 15,192 | Decreased | -2.31 | 0.10 | 723,000.00 | 0.98 | 47.59 | Form 13 |
| Citadel Advisors Llc | 12-31-2020 | Senior Ln Fd | 241,754 | Increased | 64.82 | 0.00 | 11,505,000.00 | 70.47 | 47.59 | Form 13 |
| Benjamin F. Edwards & Company, Inc. | 12-31-2020 | Senior Ln Fd | 257 | Decreased | -41.72 | 0.00 | 12,000.00 | -40.00 | 46.69 | Form 13 |
| Benjamin Edwards Inc | 12-31-2020 | Senior Ln Fd | 890 | Increased | 402.82 | 0.03 | 42,000.00 | 425.00 | 47.19 | Form 13 |
| Flow Traders U.s. Llc | 12-31-2020 | Etp | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Captrust Financial Advisors | 12-31-2020 | Etf | 662 | Maintained | 0.00 | 0.00 | 32,000.00 | 3.23 | 48.34 | Form 13 |
| Capital Analysts, Llc | 12-31-2020 | Senior Ln Fd | 300 | Maintained | 0.00 | 0.00 | 14,000.00 | 0.00 | 46.67 | Form 13 |
| Pensionmark Financial Group, Llc | 12-31-2020 | Senior Ln Fd | 6,559 | New! | 0.00 | 0.08 | 316,000.00 | 0.00 | 48.18 | Form 13 |
| Qube Research & Technologies Ltd | 12-31-2020 | Senior Ln Fd | 213,362 | Decreased | -18.58 | 0.14 | 10,154,000.00 | -15.78 | 47.59 | Form 13 |
| Legacy Capital Wealth Partners, Llc | 12-31-2020 | Etf | 104,992 | New! | 0.00 | 2.14 | 4,997,000.00 | 0.00 | 47.59 | Form 13 |
| Private Portfolio Partners Llc | 12-31-2020 | Senior Ln Fd | 13,668 | Increased | 27.23 | 0.23 | 650,000.00 | 31.58 | 47.56 | Form 13 |
| Gladstone Institutional Advisory Llc | 12-31-2020 | Senior Ln Fd | 224,829 | Decreased | -22.56 | 2.13 | 10,700,000.00 | -19.90 | 47.59 | Form 13 |
| American Financial Advisors, Llc | 12-31-2020 | Senior Ln Fd | 366,794 | Decreased | -7.55 | 2.49 | 17,456,000.00 | -4.38 | 47.59 | Form 13 |
| Kingsview Wealth Management, Llc | 12-31-2020 | Senior Ln Fd | 42,025 | Increased | 14.46 | 0.14 | 2,000,000.00 | 18.41 | 47.59 | Form 13 |
| Pacific Capital Wealth Advisors, Inc | 12-31-2020 | Senior Ln Fd | 58,416 | Increased | 1.76 | 1.58 | 2,780,000.00 | 5.26 | 47.59 | Form 13 |
| Tradition Wealth Management, Llc | 12-31-2020 | Uit Exchange Traded | 201 | New! | 0.00 | 0.00 | 10,000.00 | 0.00 | 49.75 | Form 13 |
| Dhjj Financial Advisors, Ltd. | 12-31-2020 | Senior Ln Fd | 20,519 | New! | 0.00 | 0.61 | 976,000.00 | 0.00 | 47.57 | Form 13 |
| Fifth Third Bancorp | 12-31-2020 | Senior Ln Fd | 1,019 | Increased | 11.61 | 0.00 | 48,000.00 | 14.29 | 47.11 | Form 13 |
| Morgan Stanley | 12-31-2020 | Senior Ln Fd | 3,109,859 | Increased | 11.61 | 0.02 | 147,998,000.00 | 17.73 | 95.40 | Form 13 |
| Ameritas Investment Company, Llc | 12-31-2020 | Senior Ln Fd | 7,677 | Increased | 13.73 | 0.07 | 365,000.00 | 19.67 | 47.54 | Form 13 |
| Deutsche Bank Ag\ | 12-31-2020 | Senior Ln Fd | 2,833 | Maintained | 0.00 | 0.00 | 135,000.00 | 3.85 | 47.65 | Form 13 |
| Cetera Advisors Llc | 12-31-2020 | Senior Ln Fd | 9,841 | Decreased | -4.77 | 0.01 | 468,000.00 | 0.43 | 47.56 | Form 13 |
| Cetera Advisor Networks Llc | 12-31-2020 | Senior Ln Fd | 5,642 | Decreased | -11.12 | 0.01 | 268,000.00 | -6.29 | 47.50 | Form 13 |
| Jane Street Group, Llc | 12-31-2020 | Senior Ln Fd | 136,509 | Decreased | -60.69 | 0.00 | 6,496,000.00 | -59.34 | 47.59 | Form 13 |
| Cetera Investment Advisers | 12-31-2020 | Senior Ln Fd | 29,330 | Increased | 476.34 | 0.03 | 1,396,000.00 | 506.96 | 47.60 | Form 13 |
| Ambassador Advisors, Llc | 12-31-2020 | Senior Ln Fd | 13,498 | Decreased | -42.01 | 0.28 | 643,000.00 | -38.76 | 95.62 | Form 13 |
| Iht Wealth Management, Llc | 12-31-2020 | Traded Fd Senior Ln Fd | 6,405 | New! | 0.00 | 0.03 | 305,000.00 | 0.00 | 47.62 | Form 13 |
| Eudaimonia Partners, Llc | 12-31-2020 | Exchange Traded Funds | 1,127 | Maintained | 0.00 | 0.01 | 54,000.00 | 3.85 | 47.91 | Form 13 |
| Truist Financial Corp | 12-31-2020 | Senior Ln Fd | 45,818 | New! | 0.00 | 0.00 | 2,180,000.00 | 0.00 | 94.92 | Form 13 |
| Retirement Group, Llc | 12-31-2020 | Senior Ln Fd | 25,575 | New! | 0.00 | 0.56 | 1,219,000.00 | 0.00 | 47.66 | Form 13 |
| Purus Wealth Management, Llc | 12-31-2020 | Senior Ln Fd | 12,776 | New! | 0.00 | 0.54 | 608,000.00 | 0.00 | 47.59 | Form 13 |
| Elevated Capital Advisors, Llc | 12-31-2020 | Senior Ln Fd | 11,884 | Increased | 5.88 | 0.25 | 566,000.00 | 7.81 | 47.63 | Form 13 |
| Luken Investment Analytics, Llc | 12-31-2020 | Senior Ln Fd | 1,797 | New! | 0.00 | 0.06 | 86,000.00 | 0.00 | 47.86 | Form 13 |
| Mcnaughton Wealth Management, Llc | 12-31-2020 | Senior Ln Fd | 48,579 | Increased | 0.93 | 1.85 | 2,312,000.00 | 4.38 | 47.59 | Form 13 |
| Bickling Financial Services, Inc. | 12-31-2020 | Equity | 6,930 | New! | 0.00 | 0.20 | 330,000.00 | 0.00 | 47.62 | Form 13 |
