| Whale | Report Period | Security Type | Quantity | Status | % Change | % Allocation | $ Value | % Change | $ Valuation Price | Sec Link |
|---|
| Gradient Investments Llc | 12-31-2020 | Tech Alphadex | 159 | Maintained | 0.00 | 0.00 | 14,000.00 | 0.00 | 88.05 | Form 13 |
| Carroll Financial Associates, Inc. | 12-31-2020 | Etf | 40 | New! | 0.00 | 0.00 | 4,000.00 | 0.00 | 100.00 | Form 13 |
| Wiley Bros.-aintree Capital, Llc | 12-31-2020 | Tech Alphadex | 13,896 | Decreased | -5.04 | 1.31 | 1,554,000.00 | 16.84 | 111.83 | Form 13 |
| Gateway Advisory, Llc | 12-31-2020 | Tech Alphadex | 72,099 | Decreased | -0.63 | 1.75 | 8,062,000.00 | 22.21 | 111.82 | Form 13 |
| Rvw Wealth, Llc | 12-31-2020 | Tech Alphadex | 59,100 | Decreased | -1.25 | 1.05 | 7,000,000.00 | 28.65 | 118.44 | Form 13 |
| Astor Investment Management Llc | 12-31-2020 | Com | 49,737 | Decreased | -11.45 | 1.22 | 5,561,000.00 | 8.91 | 111.81 | Form 13 |
| Clarus Wealth Advisors | 12-31-2020 | Tech Alphadex | 6,322 | Decreased | -2.53 | 9.99 | 725,000.00 | 19.83 | 114.68 | Form 13 |
| Raymond James Trust N.a. | 12-31-2020 | Etf / Closed En | 4,323 | Increased | 7.46 | 0.02 | 483,000.00 | 31.97 | 111.73 | Form 13 |
| Sowell Financial Services Llc | 12-31-2020 | Etf | 2 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Global Trust Asset Management, Llc | 12-31-2020 | Tech Alphadex | 2,000 | Increased | 566.67 | 0.12 | 224,000.00 | 700.00 | 112.00 | Form 13 |
| Global Retirement Partners, Llc | 12-31-2020 | Tech Alphadex | 928 | Decreased | -26.41 | 0.01 | 104,000.00 | -9.57 | 112.07 | Form 13 |
| Coastal Investment Advisors, Inc. | 12-31-2020 | Tech Alphadex | 6,568 | Increased | 3.14 | 0.21 | 734,000.00 | 26.77 | 111.75 | Form 13 |
| Breiter Capital Management Inc | 12-31-2020 | Tech Alphadex | 3,060 | Maintained | 0.00 | 0.24 | 342,000.00 | 23.02 | 111.76 | Form 13 |
| Bogart Wealth, Llc | 12-31-2020 | Etf | 100 | Maintained | 0.00 | 0.00 | 11,000.00 | 22.22 | 110.00 | Form 13 |
| Kovack Advisors, Inc. | 12-31-2020 | Etf | 3,461 | Decreased | -13.43 | 0.06 | 387,000.00 | 16.22 | 111.82 | Form 13 |
| Larson Financial Group Llc | 12-31-2020 | Tech Alphadex | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Westside Investment Management, Inc. | 12-31-2020 | Etf | 576 | Maintained | 0.00 | 0.18 | 64,000.00 | 23.08 | 111.11 | Form 13 |
| Baystate Wealth Management Llc | 12-31-2020 | Etf | 261 | Decreased | -0.38 | 0.00 | 29,000.00 | 20.83 | 111.11 | Form 13 |
| Leelyn Smith, Llc | 12-31-2020 | Common Stock | 69 | Maintained | 0.00 | 0.00 | 8,000.00 | 33.33 | 115.94 | Form 13 |
| Genesee Capital Advisors, Llc | 12-31-2020 | Tech Alphadex | 112,940 | Decreased | -26.08 | 8.27 | 12,629,000.00 | -9.09 | 111.82 | Form 13 |
| Minichmacgregor Wealth Management, Llc | 12-31-2020 | Tech Alphadex | 23,932 | Increased | 174.54 | 1.09 | 2,676,000.00 | 237.88 | 111.82 | Form 13 |
| Triton Wealth Management, Pllc | 12-31-2020 | Tech Alphadex | 68,892 | Increased | 22.07 | 4.88 | 7,664,000.00 | 45.84 | 111.25 | Form 13 |
| Old National Bancorp /in/ | 12-31-2020 | Tech Alphadex | 2,518 | Maintained | 0.00 | 0.01 | 282,000.00 | 23.14 | 111.99 | Form 13 |
| Total Clarity Wealth Management, Inc. | 12-31-2020 | Tech Alphadex | 1,933 | New! | 0.00 | 0.15 | 216,000.00 | 0.00 | 111.74 | Form 13 |
| Kestra Advisory Services, Llc | 12-31-2020 | Tech Alphadex | 27,199 | Increased | 24.59 | 0.04 | 3,039,000,000.00 | 53.10 | 111,732.05 | Form 13 |
| Kestra Private Wealth Services, Llc | 12-31-2020 | Tech Alphadex | 5,974 | Increased | 15.73 | 0.05 | 667,000,000.00 | 46.27 | 111,650.49 | Form 13 |
| Avantax Advisory Services, Inc. | 12-31-2020 | Tech Alphadex | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Cypress Wealth Services, Llc | 12-31-2020 | Tech Alphadex | 4,233 | Maintained | 0.00 | 0.11 | 473,000.00 | 22.86 | 111.74 | Form 13 |
| We Are One Seven, Llc | 12-31-2020 | Tech Alphadex | 12,892 | Increased | 0.06 | 0.30 | 1,442,000.00 | 23.14 | 111.85 | Form 13 |
| Janney Montgomery Scott Llc | 12-31-2020 | Etf/closed End | 203,995 | Decreased | -3.23 | 0.11 | 22,811,000.00 | 19.02 | 111.82 | Form 13 |
| Ifp Advisors, Inc | 12-31-2020 | Stock | 57,879 | Increased | 353.88 | 0.26 | 6,472,000.00 | 458.41 | 111.82 | Form 13 |
| Capital Investment Advisory Services, Llc | 12-31-2020 | Tech Alphadex | 760 | Increased | 35.71 | 0.01 | 85,000.00 | 66.67 | 111.84 | Form 13 |
| Truewealth Advisors, Llc | 12-31-2020 | Tech Alphadex | 4,642 | New! | 0.00 | 0.46 | 532,000.00 | 0.00 | 114.61 | Form 13 |
| Milestone Advisory Partners | 12-31-2020 | Tech Alphadex | 6,180 | Maintained | 0.00 | 0.39 | 691,000.00 | 22.95 | 111.81 | Form 13 |
| Centaurus Financial, Inc. | 12-31-2020 | Tech Alphadex | 17,065 | Increased | 225.73 | 0.20 | 1,908,000.00 | 300.84 | 111.81 | Form 13 |
| Harel Insurance Investments & Financial Services Ltd. | 12-31-2020 | Tech Alphadex | 3,500 | Maintained | 0.00 | 0.03 | 1,259,000.00 | 295.91 | 359.71 | Form 13 |
| Allworth Financial Lp | 12-31-2020 | Tech Alphadex | 573 | Maintained | 0.00 | 0.00 | 64,000.00 | 23.08 | 111.69 | Form 13 |
| Signalpoint Asset Management, Llc | 12-31-2020 | Com | 17,492 | Decreased | -4.18 | 0.59 | 1,956,000.00 | 17.83 | 111.82 | Form 13 |
| Eukles Asset Management | 12-31-2020 | Common Stock | 21 | Maintained | 0.00 | 0.00 | 2,000.00 | 0.00 | 95.24 | Form 13 |
| Truwealth Advisors, Llc | 12-31-2020 | Tech Alphadex | 6,783 | New! | 0.00 | 0.11 | 758,000.00 | 0.00 | 111.75 | Form 13 |
| Country Club Trust Company, N.a. | 12-31-2020 | Tech Alphadex | 1,930 | New! | 0.00 | 0.02 | 216,000.00 | 0.00 | 111.92 | Form 13 |
| Cwm, Llc | 12-31-2020 | Tech Alphadex | 193,667 | Decreased | -17.81 | 0.20 | 21,656,000.00 | 1.08 | 111.82 | Form 13 |
| Chicago Partners Investment Group Llc | 12-31-2020 | Tech Alphadex | 1,751 | New! | 0.00 | 0.02 | 205,000.00 | 0.00 | 117.08 | Form 13 |
| Gwm Advisors Llc | 12-31-2020 | Mf Closed And Mf Open | 92,543 | Increased | 10.83 | 0.34 | 10,348,000.00 | 36.30 | 111.82 | Form 13 |
| Venture Visionary Partners Llc | 12-31-2020 | Tech Alphadex | 4,572 | New! | 0.00 | 0.06 | 511,000.00 | 0.00 | 111.77 | Form 13 |
| Atlas Private Wealth Management | 12-31-2020 | Etf | 275 | Maintained | 0.00 | 0.02 | 31,000.00 | 24.00 | 112.73 | Form 13 |
| Stonebridge Financial Planning Group, Llc | 12-31-2020 | Common Stock | 1,204 | Decreased | -4.06 | 0.09 | 135,000.00 | 27.36 | 112.13 | Form 13 |
| Mtm Investment Management, Llc | 12-31-2020 | Tech Alphadex | 19,224 | New! | 0.00 | 1.33 | 2,150,000.00 | 0.00 | 111.84 | Form 13 |
| Accel Wealth Management | 12-31-2020 | Tech Alphadex Etf | 2,524 | New! | 0.00 | 0.26 | 282,000.00 | 0.00 | 111.73 | Form 13 |
| Asset Dedication, Llc | 12-31-2020 | Etf | 558 | Decreased | -38.21 | 0.01 | 62,000.00 | -26.19 | 111.11 | Form 13 |
| Madden Advisory Services, Inc. | 12-31-2020 | Tech Alphadex | 2,161 | Decreased | -17.33 | 0.20 | 242,000.00 | 2.11 | 111.99 | Form 13 |
| Comerica Bank | 12-31-2020 | Clo | 2,540 | Maintained | 0.00 | 1.89 | 298,000.00 | 22.13 | 117.32 | Form 13 |
| Spc Financial, Inc. | 12-31-2020 | Tech Alphadex | 33,571 | Decreased | -0.32 | 0.53 | 3,754,000.00 | 22.60 | 111.82 | Form 13 |
| First Heartland Consultants, Inc. | 12-31-2020 | Tech Alphadex | 49,380 | Decreased | -11.45 | 0.92 | 5,522,000.00 | 8.92 | 111.83 | Form 13 |
| Creative Planning | 12-31-2020 | Tech Alphadex | 1,932 | New! | 0.00 | 0.00 | 216,000.00 | 0.00 | 111.80 | Form 13 |
| Stratos Wealth Partners, Ltd. | 12-31-2020 | Tech Alphadex | 4,470 | Decreased | -6.82 | 0.01 | 500,000.00 | 14.68 | 111.86 | Form 13 |
| Cornerstone Wealth Management, Llc | 12-31-2020 | Tech Alphadex | 3,163 | Decreased | -32.14 | 0.04 | 354,000.00 | -16.51 | 111.92 | Form 13 |
| Institute For Wealth Management, Llc. | 12-31-2020 | Tech Alphadex | 2,150 | New! | 0.00 | 0.05 | 240,000.00 | 0.00 | 111.63 | Form 13 |
| Ausdal Financial Partners, Inc. | 12-31-2020 | Tech Alphadex | 4,693 | New! | 0.00 | 0.10 | 525,000.00 | 0.00 | 111.87 | Form 13 |
| Harvest Group Wealth Management, Llc | 12-31-2020 | Etf | 47 | Maintained | 0.00 | 0.00 | 5,000.00 | 25.00 | 106.38 | Form 13 |
| Ae Wealth Management Llc | 12-31-2020 | Tech Alphadex | 13,431 | Increased | 21.75 | 0.02 | 1,502,000.00 | 49.75 | 111.83 | Form 13 |
| Sterling Manor Financial, Llc | 12-31-2020 | Tech Alphadex | 4,488 | New! | 0.00 | 0.47 | 502,000.00 | 0.00 | 111.85 | Form 13 |
| First Trust Advisors Lp | 12-31-2020 | Tech Alphadex | 5,056,498 | Decreased | -3.25 | 0.75 | 565,418,000.00 | 18.99 | 111.82 | Form 13 |
| Envestnet Asset Management Inc | 12-31-2020 | Tech Alphadex | 121,869 | Decreased | -9.77 | 0.01 | 13,627,000.00 | 10.97 | 111.82 | Form 13 |
| Rfg Advisory, Llc | 12-31-2020 | Tech Alphadex | 4,801 | Decreased | -2.64 | 0.07 | 550,000.00 | 22.77 | 114.56 | Form 13 |
| Parallel Advisors, Llc | 12-31-2020 | Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| O'dell Group, Llc | 12-31-2020 | Tech Alphadex | 107,588 | Increased | 3.47 | 4.68 | 12,031,000.00 | 27.26 | 111.82 | Form 13 |
| Savior Llc | 12-31-2020 | Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Skyoak Wealth, Llc | 12-31-2020 | Tech Alphadex | 8,664 | Maintained | 0.00 | 0.30 | 969,000.00 | 22.97 | 111.84 | Form 13 |
| Tfg Advisers Llc | 12-31-2020 | Tech Alphadex | 9,938 | Decreased | -2.23 | 0.58 | 1,111,000.00 | 31.17 | 111.79 | Form 13 |
| Triagen Wealth Management Llc | 12-31-2020 | Tech Alphadex | 15,126 | New! | 0.00 | 0.99 | 1,691,000.00 | 0.00 | 111.79 | Form 13 |
| Gsa Capital Partners Llp | 12-31-2020 | Tech Alphadex | 1,953 | New! | 0.00 | 0.04 | 218,000.00 | 0.00 | 111.62 | Form 13 |
| Srs Capital Advisors, Inc. | 12-31-2020 | Tech Alphadex | 8,716 | Decreased | -4.39 | 0.14 | 975,000.00 | 17.61 | 111.86 | Form 13 |
| Advisors Preferred, Llc | 12-31-2020 | Etf | 1,901 | Increased | 733.77 | 0.04 | 209,000.00 | 895.24 | 109.94 | Form 13 |
| 20/20 Capital Management, Inc. | 12-31-2020 | Tech Alphadex | 4,602 | Decreased | -66.26 | 0.16 | 538,000.00 | -56.61 | 116.91 | Form 13 |
| Institutional & Family Asset Management, Llc | 12-31-2020 | Tech Alphadex | 162 | Maintained | 0.00 | 0.00 | 18,000.00 | 20.00 | 111.11 | Form 13 |
| Flaharty Asset Management, Llc | 12-31-2020 | Tech Alphadex | 8,782 | Maintained | 0.00 | 0.25 | 982,000.00 | 23.06 | 111.82 | Form 13 |
| Intrua Financial, Llc | 12-31-2020 | Tech Alphadex | 4,647 | Maintained | 0.00 | 0.22 | 520,000.00 | 14.54 | 111.90 | Form 13 |
| Kesler, Norman & Wride, Llc | 12-31-2020 | Tech Alphadex | 11,110 | New! | 0.00 | 0.35 | 1,242,000.00 | 0.00 | 111.79 | Form 13 |
| Db Wealth Management Group, Llc | 12-31-2020 | Etf | 317 | New! | 0.00 | 0.03 | 35,000.00 | 0.00 | 110.41 | Form 13 |
| Stonex Group Inc. | 12-31-2020 | Tech Alphadex | 10,636 | Increased | 3.26 | 0.00 | 1,189,000.00 | 27.03 | 111.79 | Form 13 |
| Atwood & Palmer Inc | 12-31-2020 | Com | 23,610 | Decreased | -3.46 | 0.28 | 2,640,000.00 | 18.76 | 111.82 | Form 13 |
| Cambridge Investment Research Advisors, Inc. | 12-31-2020 | Fd Tech Alphadex | 32,665 | Increased | 41.62 | 9.99 | 3,653,000.00 | 74.20 | 111.83 | Form 13 |
| Newsquare Capital Llc | 12-31-2020 | Etf | 199,213 | Decreased | -12.90 | 3.12 | 22,276,000.00 | 7.13 | 111.82 | Form 13 |
| Good Life Advisors, Llc | 12-31-2020 | Tech Alphadex | 2,252 | Maintained | 0.00 | 0.06 | 251,000.00 | 23.04 | 111.46 | Form 13 |
| Foresight Wealth Management, Llc | 12-31-2020 | Tech Alphadex | 3,225 | Maintained | 0.00 | 0.10 | 361,000.00 | 23.21 | 111.94 | Form 13 |
| Lloyd Advisory Services, Llc. | 12-31-2020 | Tech Alphadex | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Orion Portfolio Solutions, Llc | 12-31-2020 | Tech Alphadex | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Orion Portfolio Solutions, Llc | 12-31-2020 | Tech Alphadex | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Wealth Advisors, Inc. | 12-31-2020 | Tech Alphadex | 3,653 | Decreased | -2.33 | 0.18 | 408,000.00 | 13.97 | 111.69 | Form 13 |
| Founders Financial Alliance, Llc | 12-31-2020 | Tech Alphadex | 1,208 | New! | 0.00 | 0.08 | 136,000.00 | 0.00 | 1,618.31 | Form 13 |
| Us Bancorp \de\ | 12-31-2020 | Other | 33,316 | Increased | 0.95 | 0.01 | 3,725,000.00 | 24.13 | 223.46 | Form 13 |
| Next Financial Group, Inc | 12-31-2020 | Tech Alphadex | 7,351 | Increased | 76.28 | 0.08 | 822,000.00 | 116.89 | 223.83 | Form 13 |
| Private Advisory Group Llc | 12-31-2020 | Tech Alphadex | 16,506 | New! | 0.00 | 0.61 | 1,846,000.00 | 0.00 | 111.84 | Form 13 |
| Koshinski Asset Management, Inc. | 12-31-2020 | Tech Alphadex | 3,005 | Decreased | -71.77 | 0.06 | 484,000.00 | 39.08 | 161.06 | Form 13 |
| Claraphi Advisory Network, Llc | 12-31-2020 | Tech Alphadex | 5,890 | Increased | 3.57 | 0.18 | 659,000.00 | 39.03 | 111.88 | Form 13 |
| Capital Wealth Alliance, Llc | 12-31-2020 | Tech Alphadex | 11,417 | Decreased | -2.95 | 0.97 | 1,330,000.00 | 35.99 | 116.49 | Form 13 |
| Hexagon Capital Partners Llc | 12-31-2020 | Etf | 449 | Maintained | 0.00 | 0.01 | 50,000.00 | 25.00 | 111.36 | Form 13 |
| Rwm Asset Management, Llc | 12-31-2020 | Tech Alphadex | 3,182 | New! | 0.00 | 0.07 | 356,000.00 | 0.00 | 111.88 | Form 13 |
| Navellier & Associates Inc | 12-31-2020 | Com | 57,649 | Decreased | -20.71 | 1.17 | 6,446,000.00 | -2.48 | 111.81 | Form 13 |
| Flagship Harbor Advisors, Llc | 12-31-2020 | Mf Closed And Mf Open | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Ifg Advisory, Llc | 12-31-2020 | Mf Closed And Mf Open | 6,245 | Increased | 9.04 | 0.10 | 698,000.00 | 46.33 | 111.77 | Form 13 |
| Old North State Trust, Llc | 12-31-2020 | Tech Alphadex | 964 | Maintained | 0.00 | 0.08 | 108,000.00 | 22.73 | 112.03 | Form 13 |
| Secure Asset Management, Llc | 12-31-2020 | Tech Alphadex | 41,661 | Decreased | -3.45 | 2.74 | 4,659,000.00 | 18.76 | 111.83 | Form 13 |
| Fmr Llc | 12-31-2020 | Tech Alphadex | 1,032 | Increased | 63.81 | 0.00 | 115,000.00 | 116.98 | 111.43 | Form 13 |
| Wintrust Investments Llc | 12-31-2020 | Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Bessemer Group Inc | 12-31-2020 | Fet | 750 | New! | 0.00 | 0.00 | 84,000.00 | 0.00 | 112.00 | Form 13 |
| Keybank National Association/oh | 12-31-2020 | Tech Alph | 2,086 | New! | 0.00 | 0.00 | 233,000.00 | 0.00 | 111.70 | Form 13 |
| Equitable Holdings, Inc. | 12-31-2020 | Tech Alphadex | 1,873 | New! | 0.00 | 0.00 | 209,000.00 | 0.00 | 111.59 | Form 13 |
| Founders Financial Securities Llc | 12-31-2020 | Tech Alphadex | 4,575 | Decreased | -7.82 | 0.12 | 512,000.00 | 13.53 | 111.91 | Form 13 |
| Sigma Planning Corp | 12-31-2020 | Tech Alphadex | 7,028 | Decreased | -51.20 | 0.03 | 786,000.00 | -39.95 | 111.84 | Form 13 |
| Sawtooth Solutions, Llc | 12-31-2020 | Tech Alphadex | 7,933 | Increased | 33.17 | 0.01 | 887,000.00 | 63.65 | 111.81 | Form 13 |
| Advisory Services Network, Llc | 12-31-2020 | Etf | 79,101 | Decreased | -0.89 | 0.35 | 8,845,000.00 | 21.90 | 111.82 | Form 13 |
| Mcf Advisors Llc | 12-31-2020 | Tech Alphadex | 616 | New! | 0.00 | 0.01 | 69,000.00 | 0.00 | 112.01 | Form 13 |
| Sunbelt Securities, Inc. | 12-31-2020 | Tech Alphadex | 1,930 | New! | 0.00 | 0.04 | 216,000.00 | 0.00 | 111.92 | Form 13 |
| Seacrest Wealth Management, Llc | 12-31-2020 | Tech Alphadex | 4,940 | Increased | 3.33 | 0.08 | 552,000.00 | 26.90 | 111.74 | Form 13 |
| Wagner Wealth Management, Llc | 12-31-2020 | Tech Alphadex | 194 | New! | 0.00 | 0.02 | 22,000.00 | 0.00 | 113.40 | Form 13 |
| D.b. Root & Company, Llc | 12-31-2020 | Tech Alphadex | 4,093 | Increased | 15.95 | 0.18 | 457,000.00 | 42.81 | 111.65 | Form 13 |
| Princeton Global Asset Management Llc | 12-31-2020 | Etf | 300 | New! | 0.00 | 0.01 | 34,000.00 | 0.00 | 113.33 | Form 13 |
| Bay Harbor Wealth Management, Llc | 12-31-2020 | Etf | 30 | Decreased | -85.29 | 0.00 | 3,000.00 | -84.21 | 100.00 | Form 13 |
| Arkadios Wealth Advisors | 12-31-2020 | Etf | 16,191 | Increased | 11.16 | 0.38 | 1,810,000.00 | -99.85 | 111.79 | Form 13 |
| Wells Fargo & Company/mn | 12-31-2020 | Tech Alphadex | 1,766,641 | Decreased | -4.14 | 0.05 | 197,546,000.00 | 17.90 | 223.64 | Form 13 |
| Blair William & Co/il | 12-31-2020 | Tech Alphadex | 615 | Maintained | 0.00 | 0.00 | 69,000.00 | 35.29 | 112.20 | Form 13 |
| Renaissance Technologies Llc | 12-31-2020 | Tech Alphadex | 2,700 | Maintained | 0.00 | 0.00 | 302,000.00 | 23.27 | 111.85 | Form 13 |
| D.a. Davidson & Co. | 12-31-2020 | Tech Alphadex | 113,188 | Decreased | -1.06 | 0.19 | 12,657,000.00 | 21.69 | 111.82 | Form 13 |
| Assetmark, Inc | 12-31-2020 | Etf | 527 | Decreased | -19.42 | 0.00 | 59,000.00 | 0.00 | 111.95 | Form 13 |
| Hightower Advisors, Llc | 12-31-2020 | Tech Alphadex | 22,032 | Increased | 0.94 | 0.01 | 2,468,000.00 | 24.46 | 112.02 | Form 13 |
| Financial Enhancement Group Llc | 12-31-2020 | Tech Alphadex | 27,358 | Decreased | -77.51 | 0.65 | 3,059,000.00 | -72.34 | 111.81 | Form 13 |
| Aptus Capital Advisors, Llc | 12-31-2020 | Tech Alphadex | 23 | Maintained | 0.00 | 0.00 | 2,000.00 | 0.00 | 86.96 | Form 13 |
| Advisor Group Holdings, Inc. | 12-31-2020 | Tech Alphadex | 417,072 | Increased | 43.06 | 0.12 | 46,649,000.00 | 76.66 | 1,006.31 | Form 13 |
| Level Four Advisory Services, Llc | 12-31-2020 | Tech Alphadex | 20,627 | Decreased | -4.17 | 0.19 | 2,306,000.00 | 28.40 | 111.80 | Form 13 |
| Quad-cities Investment Group, Llc | 12-31-2020 | Tech Alphadex | 7,514 | Decreased | -9.24 | 0.69 | 840,000.00 | 11.55 | 111.79 | Form 13 |
| Sargent Investment Group, Llc | 12-31-2020 | Tech Alphadex | 7,950 | Decreased | -6.58 | 0.28 | 889,000.00 | 14.86 | 111.82 | Form 13 |
| 9258 Wealth Management, Llc | 12-31-2020 | Etf | 3,970 | Maintained | 0.00 | 0.14 | 444,000.00 | 34.14 | 111.84 | Form 13 |
| Bank Of America Corp /de/ | 12-31-2020 | Tech Alpha | 650,635 | Decreased | -0.18 | 0.01 | 72,754,000.00 | 33.85 | 335.19 | Form 13 |
| Stephens Inc /ar/ | 12-31-2020 | Tech Alphadex | 18,348 | Decreased | -0.32 | 0.04 | 2,052,000.00 | 33.68 | 111.84 | Form 13 |
| Scotia Capital Inc. | 12-31-2020 | Tech Alphadex | 1,798 | New! | 0.00 | 0.00 | 201,000.00 | 0.00 | 111.79 | Form 13 |
| B. Riley Wealth Management, Inc. | 12-31-2020 | Tech Alphadex | 11,558 | Increased | 21.83 | 0.17 | 1,292,000.00 | 49.71 | 111.78 | Form 13 |
| Ubs Group Ag | 12-31-2020 | Tech Alphadex | 703,192 | Decreased | -9.83 | 0.03 | 78,631,000.00 | 10.90 | 111.82 | Form 13 |
| Compass Ion Advisors, Llc | 12-31-2020 | Tech Alphadex | 2,431 | Maintained | 0.00 | 0.11 | 272,000.00 | 33.99 | 111.89 | Form 13 |
| Argent Trust Co | 12-31-2020 | Etf-equity | 4,745 | Increased | 2.71 | 0.04 | 531,000.00 | 37.92 | 111.91 | Form 13 |
| Baird Financial Group, Inc. | 12-31-2020 | Common | 164,108 | Increased | 2.89 | 0.05 | 18,351,000.00 | 26.54 | 111.82 | Form 13 |
| Krilogy Financial Llc | 12-31-2020 | Tech Alphadex | 8,004 | Decreased | -4.80 | 0.11 | 895,000.00 | 27.67 | 111.82 | Form 13 |
| Mutual Advisors, Llc | 12-31-2020 | Tech Alphadex | 7,875 | Decreased | -1.87 | 0.07 | 881,000.00 | 31.69 | 111.87 | Form 13 |
| Valeo Financial Advisors, Llc | 12-31-2020 | Etf | 922 | Maintained | 0.00 | 0.01 | 103,000.00 | 22.62 | 111.71 | Form 13 |
| Steward Partners Investment Advisory, Llc | 12-31-2020 | Exchange Traded Funds (country Baskets/ishares) - Domestic | 7,227 | Increased | 41.07 | 0.02 | 808,000.00 | 73.39 | 111.80 | Form 13 |
| Commonwealth Equity Services, Llc | 12-31-2020 | Tech Alphadex | 395,915 | Decreased | -1.36 | 0.13 | 44,271,000.00 | 21.31 | 111.82 | Form 13 |
| Oppenheimer & Co Inc | 12-31-2020 | Tech Alphadex | 23,944 | Increased | 0.71 | 0.06 | 2,677,000.00 | 35.00 | 111.80 | Form 13 |
| Citigroup Inc | 12-31-2020 | Tech Alphadex | 8,412 | Decreased | -8.04 | 0.00 | 941,000.00 | 13.10 | 111.86 | Form 13 |
| Raymond James & Associates | 12-31-2020 | Tech Alphadex | 455,977 | Increased | 1.65 | 0.06 | 50,989,000.00 | 25.02 | 111.82 | Form 13 |
| Northwestern Mutual Wealth Management Co | 12-31-2020 | Tech Alphadex | 5,090 | Decreased | -9.27 | 0.00 | 569,000.00 | 11.57 | 111.79 | Form 13 |
| Jaffetilchin Investment Partners, Llc | 12-31-2020 | Tech Alphadex | 2,745 | Decreased | -24.02 | 0.04 | 307,000.00 | -6.40 | 111.84 | Form 13 |
| Raymond James Financial Services Advisors, Inc. | 12-31-2020 | Tech Alphadex | 477,160 | Decreased | -23.88 | 0.13 | 53,356,000.00 | -6.39 | 111.82 | Form 13 |
| Atria Investments Llc | 12-31-2020 | Tech Alphadex | 12,947 | Decreased | -12.24 | 0.03 | 1,448,000.00 | 7.98 | 111.84 | Form 13 |
| Prospera Financial Services Inc | 12-31-2020 | Tech Alphadex | 19,765 | Increased | 26.52 | 0.15 | 2,210,000.00 | 55.63 | 111.81 | Form 13 |
| Regal Investment Advisors Llc | 12-31-2020 | Tech Alphadex | 3,868 | Maintained | 0.00 | 0.05 | 432,000.00 | 33.75 | 111.69 | Form 13 |
| Hochman Cole Investment Advisors, Inc. | 12-31-2020 | Tech Alphadex | 153,221 | Decreased | -3.93 | 9.99 | 17,133,000.00 | 18.16 | 111.82 | Form 13 |
| Penserra Capital Management Llc | 12-31-2020 | Tech Alphadex | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Wealthcare Advisory Partners Llc | 12-31-2020 | Common | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Financial Advocates Investment Management | 12-31-2020 | Tech Alphadex | 22,633 | Decreased | -0.96 | 0.17 | 2,531,000.00 | 21.80 | 111.83 | Form 13 |
| Rockefeller Capital Management L.p. | 12-31-2020 | Tech Alphadex | 29 | New! | 0.00 | 0.00 | 3,000.00 | 0.00 | 103.45 | Form 13 |
| Change Path, Llc | 12-31-2020 | Tech Alphadex | 1,941 | New! | 0.00 | 0.02 | 217,000.00 | 0.00 | 111.80 | Form 13 |
| Beacon Pointe Advisors, Llc | 12-31-2020 | Tech Alphadex | 4,804 | Increased | 0.04 | 0.04 | 539,000.00 | 23.34 | 112.20 | Form 13 |
| Claro Advisors Llc | 12-31-2020 | Tech Alphadex | 3,147 | Decreased | -11.87 | 0.19 | 352,000.00 | 8.31 | 111.85 | Form 13 |
| Cary Street Partner Investment Advisory Llc | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Cedar Brook Financial Partners, Llc | 12-31-2020 | Tech Alphadex | 1,823 | Maintained | 0.00 | 0.07 | 204,000.00 | 0.00 | 111.90 | Form 13 |
| Clear Creek Financial Management, Llc | 12-31-2020 | Tech Alphadex | 11,402 | Maintained | 0.00 | 0.25 | 1,274,000.00 | 0.00 | 111.73 | Form 13 |
| Tobias Financial Advisors, Inc. | 12-31-2020 | Tech Alphadex | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| 1776 Wealth Llc | 12-31-2020 | Tech Alphadex | 3,376 | Maintained | 0.00 | 0.24 | 378,000.00 | 23.13 | 111.97 | Form 13 |
| Regent Peak Wealth Advisors Llc | 12-31-2020 | Tech Alphadex | 217 | New! | 0.00 | 0.01 | 24,000.00 | 0.00 | 110.60 | Form 13 |
| Lebenthal Global Advisors, Llc | 12-31-2020 | Tech Alphadex | 825 | New! | 0.00 | 0.07 | 92,000.00 | 0.00 | 111.52 | Form 13 |
| M&t Bank Corp | 12-31-2020 | Tech Alphadex | 1,888 | New! | 0.00 | 0.00 | 211,000.00 | 0.00 | 111.76 | Form 13 |
| Mml Investors Services, Llc | 12-31-2020 | Tech Alphadex | 75,536 | Decreased | -60.54 | 0.09 | 8,446,000.00 | -47.09 | 111.81 | Form 13 |
| Pnc Financial Services Group, Inc. | 12-31-2020 | Tech Alphadex | 14,760 | Increased | 4.73 | 0.00 | 1,651,000.00 | 40.51 | 223.70 | Form 13 |
| Stifel Financial Corp | 12-31-2020 | Tech Alphadex | 123,071 | Decreased | -3.33 | 0.02 | 13,762,000.00 | 18.88 | 111.82 | Form 13 |
| Ameriprise Financial Inc | 12-31-2020 | Com | 199,116 | Increased | 11.80 | 0.01 | 22,307,000.00 | 50.00 | 334.38 | Form 13 |
| Credit Suisse Ag/ | 12-31-2020 | Tech Alphadex | 11,413 | Maintained | 0.00 | 0.00 | 1,276,000.00 | 34.03 | 111.80 | Form 13 |
| Harbor Financial Services, Llc | 12-31-2020 | Tech Alphadex | 1,985 | New! | 0.00 | 0.10 | 222,000.00 | 0.00 | 111.84 | Form 13 |
| Goldman Sachs Group Inc | 12-31-2020 | Cmn | 42,708 | Maintained | 0.00 | 0.00 | 4,776,000.00 | 0.00 | 111.83 | Form 13 |
| Bank Of Montreal /can/ | 12-31-2020 | Tech Alphadex | 3,453 | Decreased | -0.17 | 0.00 | 396,000.00 | 22.60 | 114.68 | Form 13 |
| Royal Bank Of Canada | 12-31-2020 | Tech Alphadex | 205,251 | Increased | 8.37 | 0.01 | 22,951,000.00 | 33.28 | 447.08 | Form 13 |
| Nations Financial Group Inc, /ia/ /adv | 12-31-2020 | Etf | 1,896 | New! | 0.00 | 0.06 | 212,000.00 | 0.00 | 111.81 | Form 13 |
| Wedbush Securities Inc | 12-31-2020 | Com | 10,408 | Increased | 114.78 | 0.10 | 1,164,000.00 | 163.95 | 111.84 | Form 13 |
| Citadel Advisors Llc | 12-31-2020 | Tech Alphadex | 9,564 | Increased | 58.53 | 0.00 | 1,069,000.00 | 94.72 | 111.77 | Form 13 |
| Benjamin F. Edwards & Company, Inc. | 12-31-2020 | Tech Alphadex | 83,135 | Decreased | -10.89 | 0.55 | 9,296,000.00 | 9.58 | 111.82 | Form 13 |
| Susquehanna International Group, Llp | 12-31-2020 | Tech Alphadex | 27,091 | Decreased | -46.19 | 0.00 | 3,029,000.00 | -33.82 | 223.53 | Form 13 |
| Benjamin Edwards Inc | 12-31-2020 | Tech Alphadex | 906 | Decreased | -7.55 | 0.08 | 101,000.00 | 13.48 | 111.48 | Form 13 |
| Flow Traders U.s. Llc | 12-31-2020 | Etp | 16,785 | Increased | 511.48 | 0.13 | 1,877,000.00 | 650.80 | 111.83 | Form 13 |
| Transamerica Financial Advisors, Inc. | 12-31-2020 | Tech Alphadex | 769 | Decreased | -22.48 | 1.78 | 86,000.00 | -5.49 | 111.83 | Form 13 |
| Captrust Financial Advisors | 12-31-2020 | Etf | 11,255 | Decreased | -1.57 | 0.02 | 1,259,000.00 | 18.89 | 111.86 | Form 13 |
| Tower Research Capital Llc (trc) | 12-31-2020 | Tech Alphadex | 10,809 | Decreased | -45.98 | 0.04 | 1,209,000.00 | -33.53 | 223.28 | Form 13 |
| Horizon Investments, Llc | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Rpg Family Wealth Advisory, Llc | 12-31-2020 | Common Stock | 3,823 | Maintained | 0.00 | 9.99 | 427,488,000.00 | 22.99 | 111,820.04 | Form 13 |
| Advisory Alpha, Llc | 12-31-2020 | Tech Alphadex | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Capital Analysts, Llc | 12-31-2020 | Tech Alphadex | 1,566 | Decreased | -13.77 | 0.02 | 175,000.00 | 6.06 | 111.75 | Form 13 |
| Quadrant Capital Group Llc | 12-31-2020 | Tech Alphadex | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Hayden Royal, Llc | 12-31-2020 | Common Stock | 2,716 | Decreased | -0.04 | 0.17 | 304,000.00 | 23.08 | 111.93 | Form 13 |
| Pinnacle Family Advisors, Llc | 12-31-2020 | Tech Alphadex | 4,896 | New! | 0.00 | 0.33 | 547,000.00 | 0.00 | 111.72 | Form 13 |
| Wealthshield Partners, Llc | 12-31-2020 | Tech Alphadex | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Qube Research & Technologies Ltd | 12-31-2020 | Tech Alphadex | 10,893 | Increased | 17757.38 | 0.02 | 1,218,000.00 | 20,200.00 | 111.81 | Form 13 |
| Cypress Capital, Llc | 12-31-2020 | Equity | 13 | New! | 0.00 | 0.00 | 1,000.00 | 0.00 | 76.92 | Form 13 |
| Virtue Capital Management, Llc | 12-31-2020 | Tech Alphadex Etf | 52,970 | Decreased | -24.31 | 1.45 | 5,923,000.00 | -6.91 | 111.82 | Form 13 |
| Aspire Private Capital, Llc | 12-31-2020 | Tech Alphadex | 930 | Decreased | -20.03 | 0.04 | 104,000.00 | 7.22 | 111.83 | Form 13 |
| Global Wealth Management Investment Advisory, Inc. | 12-31-2020 | Tech Alphadex | 205 | Maintained | 0.00 | 0.01 | 23,000.00 | 21.05 | 112.20 | Form 13 |
| Kingsview Wealth Management, Llc | 12-31-2020 | Tech Alphadex | 4,812 | Decreased | -21.97 | 0.04 | 538,000.00 | -4.10 | 111.80 | Form 13 |
| Concord Wealth Partners | 12-31-2020 | Tech Alphadex | 100 | New! | 0.00 | 0.01 | 11,000.00 | 0.00 | 110.00 | Form 13 |
| Alpha Dna Investment Management Llc | 12-31-2020 | Tech Alphadex | 61 | New! | 0.00 | 0.01 | 6,000.00 | 0.00 | 98.36 | Form 13 |
| Fifth Third Bancorp | 12-31-2020 | Tech Alphadex | 249 | Maintained | 0.00 | 0.00 | 28,000.00 | 21.74 | 112.45 | Form 13 |
| Morgan Stanley | 12-31-2020 | Tech Alphadex | 2,000,355 | Decreased | -3.51 | 0.03 | 223,680,000.00 | 29.39 | 223.64 | Form 13 |
| United Capital Financial Advisers, Llc | 12-31-2020 | Exchange Traded Fund | 5,702 | Decreased | -9.94 | 0.00 | 638,000.00 | 10.76 | 111.89 | Form 13 |
| Cetera Advisors Llc | 12-31-2020 | Tech Alphadex | 14,965 | Decreased | -17.86 | 0.05 | 1,673,000.00 | 10.14 | 111.79 | Form 13 |
| Cetera Advisor Networks Llc | 12-31-2020 | Tech Alphadex | 15,761 | Decreased | -0.05 | 0.04 | 1,762,000.00 | 33.99 | 111.79 | Form 13 |
| Cetera Investment Advisers | 12-31-2020 | Tech Alphadex | 12,110 | Increased | 153.56 | 0.03 | 1,354,000.00 | 240.20 | 111.81 | Form 13 |
| Iht Wealth Management, Llc | 12-31-2020 | Tech Alphadex | 35,542 | Decreased | -1.79 | 0.33 | 3,974,000.00 | 20.79 | 111.81 | Form 13 |
| Salem Investment Counselors Inc | 12-31-2020 | Tech Alphadex | 348 | Maintained | 0.00 | 0.00 | 39,000.00 | 34.48 | 112.07 | Form 13 |
| Eudaimonia Partners, Llc | 12-31-2020 | Exchange Traded Funds | 1,519 | Decreased | -3.25 | 0.04 | 170,000.00 | 18.88 | 111.92 | Form 13 |
| Truist Financial Corp | 12-31-2020 | Tech Alphadex | 195,245 | New! | 0.00 | 0.04 | 21,832,000.00 | 0.00 | 335.49 | Form 13 |
| Kowal Investment Group, Llc | 12-31-2020 | Tech Alphadex | 47,146 | New! | 0.00 | 2.53 | 5,447,000.00 | 0.00 | 115.53 | Form 13 |
| Jpmorgan Chase & Co | 12-31-2020 | Fund | 23,275 | Maintained | 0.00 | 0.00 | 2,603,000.00 | 0.00 | 111.84 | Form 13 |
| Fulcrum Equity Management | 12-31-2020 | Tech Alphadex | 55,758 | Decreased | -26.55 | 2.49 | 6,235,000.00 | -9.66 | 111.82 | Form 13 |
| Elevated Capital Advisors, Llc | 12-31-2020 | Tech Alphadex | 1,803 | Decreased | -25.65 | 0.09 | 202,000.00 | -12.17 | 112.04 | Form 13 |
