| New | Increased | Maintained | Decreased | Liquidated |
|---|---|---|---|---|
| 25 | 12 | 11 | 4 | 13 |
| Whale | Report Period | Security Type | Quantity | Status | % Change | % Allocation | $ Value | % Change | $ Valuation Price | Sec Link |
|---|---|---|---|---|---|---|---|---|---|---|
| Proequities, Inc. | 06-30-2020 | Com Par | 0 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Janney Montgomery Scott Llc | 12-31-2020 | Common Stock | 23,000 | Increased | 35.29 | 0.00 | 98,000.00 | 476.47 | 4.26 | Form 13 |
| Ifp Advisors, Inc | 12-31-2020 | Stock | 0 | New! | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Beam Asset Management, Llc | 12-31-2020 | Com Par | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Cwm, Llc | 12-31-2020 | Com Par | 687 | New! | 0.00 | 0.00 | 3,000.00 | 0.00 | 4.37 | Form 13 |
| Highmark Wealth Management Llc | 12-31-2020 | Com Par | 7,500 | New! | 0.00 | 0.03 | 32,000.00 | 0.00 | 4.27 | Form 13 |
| Hhm Wealth Advisors, Llc | 12-31-2020 | Com Par | 57 | New! | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Victory Capital Management Inc | 12-31-2020 | Com | 19,039 | New! | 0.00 | 0.00 | 81,000.00 | 0.00 | 4.25 | Form 13 |
| Jfs Wealth Advisors, Llc | 12-31-2020 | Com Par | 400 | New! | 0.00 | 0.00 | 2,000.00 | 0.00 | 5.00 | Form 13 |
| Gsa Capital Partners Llp | 12-31-2020 | Com Par | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Financial Management Professionals, Inc. | 12-31-2020 | Com Par | 4,191 | New! | 0.00 | 0.01 | 18,000.00 | 0.00 | 4.29 | Form 13 |
| Bergankdv Wealth Management, Llc | 12-31-2020 | Com Par | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Orion Portfolio Solutions, Llc | 12-31-2020 | Com Par | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Us Bancorp \de\ | 12-31-2020 | Common Stock | 3,200 | Maintained | 0.00 | 0.00 | 14,000.00 | 0.00 | 4.38 | Form 13 |
| Blackrock Inc. | 12-31-2020 | Com Par | 1,793,857 | Increased | 22098.45 | 0.00 | 7,624,000.00 | 95,200.00 | 12.41 | Form 13 |
| Jacobi Capital Management Llc | 12-31-2020 | Com Par | 2,200 | Increased | 120.00 | 0.00 | 9,000.00 | 800.00 | 4.09 | Form 13 |
| Sigma Planning Corp | 12-31-2020 | Com Par | 39,300 | New! | 0.00 | 0.01 | 167,000.00 | 0.00 | 4.25 | Form 13 |
| Nvwm, Llc | 12-31-2020 | Com | 275 | New! | 0.00 | 0.00 | 1,000.00 | 0.00 | 3.64 | Form 13 |
| Wells Fargo & Company/mn | 12-31-2020 | Com Par | 15,940 | Increased | 1131.84 | 0.00 | 68,000.00 | 6,700.00 | 8.33 | Form 13 |
| Renaissance Technologies Llc | 12-31-2020 | Com Par | 3,570,267 | Increased | 468.88 | 0.02 | 15,174,000.00 | 2,320.10 | 4.25 | Form 13 |
| Amg National Trust Bank | 12-31-2020 | Com Par | 30,737 | Maintained | 0.00 | 0.00 | 131,000.00 | 0.00 | 4.26 | Form 13 |
| Advisor Group Holdings, Inc. | 12-31-2020 | Com Par | 2,100 | Increased | 110.00 | 0.00 | 9,000.00 | 800.00 | 13.00 | Form 13 |
| Bank Of America Corp /de/ | 12-31-2020 | Com Par | 39,813 | New! | 0.00 | 0.00 | 170,000.00 | 0.00 | 12.52 | Form 13 |
| Group One Trading, L.p. | 12-31-2020 | Com Par | 181 | Maintained | 0.00 | 0.00 | 1,000.00 | 0.00 | 5.52 | Form 13 |
| Signaturefd, Llc | 12-31-2020 | Com Par | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Ubs Group Ag | 12-31-2020 | Com Par | 1,707 | Decreased | -94.56 | 0.00 | 7,000.00 | -77.42 | 8.83 | Form 13 |
| Baird Financial Group, Inc. | 12-31-2020 | Common | 35,000 | Maintained | 0.00 | 0.00 | 149,000.00 | 325.71 | 4.26 | Form 13 |
| Iag Wealth Partners, Llc | 09-30-2020 | Common Stock | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Iag Wealth Partners, Llc | 06-30-2020 | Common Stock | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Iag Wealth Partners, Llc | 03-31-2020 | Common Stock | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Iag Wealth Partners, Llc | 12-31-2019 | Common Stock | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Northern Trust Corp | 12-31-2020 | Com | 202,934 | Increased | 187.92 | 0.00 | 862,000.00 | 1,131.43 | 4.25 | Form 13 |
| Valley National Advisers Inc | 12-31-2020 | Com Par | 1,000 | New! | 0.00 | 0.00 | 4,000.00 | 0.00 | 4.00 | Form 13 |
| Citigroup Inc | 12-31-2020 | Com Par | 84,785 | Maintained | 0.00 | 0.00 | 360,000.00 | 0.00 | 4.25 | Form 13 |
| Vanguard Group Inc | 12-31-2020 | Com Par | 4,599,010 | Decreased | -43.93 | 0.00 | 19,545,000.00 | 138.35 | 16.24 | Form 13 |
| Geode Capital Management, Llc | 12-31-2020 | Com Par | 870,021 | Increased | 643.37 | 0.00 | 3,697,000.00 | 3,087.07 | 4.25 | Form 13 |
| Algert Global Llc | 12-31-2020 | Com Par | 17,330 | Increased | 14.39 | 0.02 | 74,000.00 | 393.33 | 4.27 | Form 13 |
| Raymond James Financial Services Advisors, Inc. | 12-31-2020 | Com Par | 22,596 | New! | 0.00 | 0.00 | 96,000.00 | 0.00 | 4.25 | Form 13 |
| Bayesian Capital Management, Lp | 12-31-2020 | Com Par | 18,994 | New! | 0.00 | 0.02 | 81,000.00 | 0.00 | 4.26 | Form 13 |
| Stifel Financial Corp | 12-31-2020 | Com Par | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Royal Bank Of Canada | 12-31-2020 | Com Par | 4,455 | Increased | 6.07 | 0.00 | 19,000.00 | 375.00 | 12.30 | Form 13 |
| Paloma Partners Management Co | 12-31-2020 | Com Par | 67,937 | New! | 0.00 | 0.01 | 289,000.00 | 0.00 | 4.25 | Form 13 |
| Bank Of New York Mellon Corp | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Citadel Advisors Llc | 12-31-2020 | Com Par | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Capstone Investment Advisors, Llc | 12-31-2020 | Com Par | 187,051 | New! | 0.00 | 0.00 | 795,000.00 | 0.00 | 4.25 | Form 13 |
| Two Sigma Securities, Llc | 12-31-2020 | Com Par | 18,730 | Decreased | -69.07 | 0.00 | 80,000.00 | 31.15 | 4.27 | Form 13 |
| Hrt Financial Lp | 12-31-2020 | Com Par | 12,288 | Decreased | -56.71 | 0.00 | 52,000.00 | 85.71 | 4.23 | Form 13 |
| Gotham Asset Management, Llc | 12-31-2020 | Com Par | 18,011 | New! | 0.00 | 0.00 | 77,000.00 | 0.00 | 4.28 | Form 13 |
| Tower Research Capital Llc (trc) | 12-31-2020 | Com Par | 30,774 | New! | 0.00 | 0.00 | 131,000.00 | 0.00 | 8.52 | Form 13 |
| Mirabella Financial Services Llp | 12-31-2020 | Com Par | 56,760 | New! | 0.00 | 0.03 | 241,000.00 | 0.00 | 4.25 | Form 13 |
| Lmr Partners Llp | 12-31-2020 | Com Par | 10,343 | New! | 0.00 | 0.00 | 44,000.00 | 0.00 | 4.25 | Form 13 |
| Squarepoint Ops Llc | 12-31-2020 | Com Par | 40,431 | New! | 0.00 | 0.00 | 172,000.00 | 0.00 | 4.25 | Form 13 |
| Exoduspoint Capital Management, Lp | 12-31-2020 | Com Par | 32,525 | Increased | 7.71 | 0.00 | 138,000.00 | 360.00 | 4.24 | Form 13 |
| Concord Wealth Partners | 12-31-2020 | Com Par | 1,000 | New! | 0.00 | 0.00 | 4,000.00 | 0.00 | 4.00 | Form 13 |
| First Manhattan Co | 12-31-2020 | Com Par | 25 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Morgan Stanley | 12-31-2020 | Com Par | 5,438 | Increased | 197.97 | 0.00 | 23,000.00 | 2,200.00 | 4.23 | Form 13 |
| State Street Corp | 12-31-2020 | Com Par | 98,800 | New! | 0.00 | 0.00 | 420,000.00 | 0.00 | 4.25 | Form 13 |
| Jane Street Group, Llc | 12-31-2020 | Com Par | 134,346 | New! | 0.00 | 0.00 | 571,000.00 | 0.00 | 4.25 | Form 13 |
| Berman Capital Advisors, Llc | 12-31-2020 | Stock | 17,000 | Maintained | 0.00 | 0.02 | 72,000.00 | 0.00 | 4.24 | Form 13 |
| Jpmorgan Chase & Co | 12-31-2020 | Common | 6,827 | Maintained | 0.00 | 0.00 | 29,000.00 | 0.00 | 4.25 | Form 13 |
| Virtu Financial Llc | 12-31-2020 | Com Par | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Dimensional Fund Advisors Lp | 12-31-2020 | Com | 33,170 | Maintained | 0.00 | 0.00 | 141,000.00 | 0.00 | 4.25 | Form 13 |
| Canton Hathaway, Llc | 03-31-2021 | Com | 700 | New! | 0.00 | 0.00 | 7,000.00 | 0.00 | 10.00 | Form 13 |
| Bogart Wealth, Llc | 03-31-2021 | Stock | 25 | New! | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Gradient Investments Llc | 03-31-2021 | Com Par | 1 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
