| Whale | Report Period | Security Type | Quantity | Status | % Change | % Allocation | $ Value | % Change | $ Valuation Price | Sec Link |
|---|
| Boltwood Capital Management | 12-31-2020 | Iboxx Hi Yd Etf | 18,474 | Decreased | -4.94 | 0.78 | 1,613,000.00 | -1.10 | 87.31 | Form 13 |
| Eisneramper Wealth Management Corporate Benefits, Llc | 12-31-2020 | Etf | 3,629 | Increased | 0.03 | 0.18 | 317,000.00 | 4.28 | 87.35 | Form 13 |
| Enterprise Bank & Trust Co | 12-31-2020 | Com | 28,309 | Decreased | -2.94 | 1.06 | 2,471,000.00 | 0.98 | 87.29 | Form 13 |
| Webster Bank, N. A. | 12-31-2020 | Iboxx Hi Yd Etf | 15,780 | Maintained | 0.00 | 0.16 | 1,377,000.00 | 4.00 | 174.51 | Form 13 |
| Summit Financial Group, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 3,058 | New! | 0.00 | 0.12 | 267,000.00 | 0.00 | 87.31 | Form 13 |
| Gradient Investments Llc | 12-31-2020 | Iboxx Hi Yd Etf | 665 | Maintained | 0.00 | 0.00 | 56,000.00 | 0.00 | 84.21 | Form 13 |
| Carroll Financial Associates, Inc. | 12-31-2020 | Etf | 2,151 | Decreased | -31.26 | 0.01 | 187,000.00 | -28.63 | 86.94 | Form 13 |
| Gateway Advisory, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 500,484 | Increased | 1.59 | 9.51 | 43,692,000.00 | 5.71 | 87.30 | Form 13 |
| Summit Financial Wealth Advisors, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 3,453 | Increased | 18.21 | 0.08 | 290,000.00 | 18.37 | 83.98 | Form 13 |
| True Private Wealth Advisors | 12-31-2020 | Iboxx Hi Yd Etf | 108 | Decreased | -52.21 | 0.00 | 9,000.00 | -52.63 | 83.33 | Form 13 |
| Sound Income Strategies, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 587 | Maintained | 0.00 | 0.01 | 51,000.00 | 4.08 | 86.88 | Form 13 |
| Tri-star Advisors Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 33,838 | Decreased | -70.15 | 1.63 | 2,952,000.00 | -69.29 | 87.24 | Form 13 |
| Huntington National Bank | 12-31-2020 | Exchange Traded | 129,610 | Increased | 2.97 | 0.14 | 11,315,000.00 | 7.15 | 174.42 | Form 13 |
| Baldwin Brothers Inc/ma | 12-31-2020 | Iboxx Hi Yd Etf | 40 | Decreased | -91.11 | 0.00 | 3,000.00 | -92.11 | 75.00 | Form 13 |
| Central Bank & Trust Co | 12-31-2020 | Fixed Income/taxable Etf | 79,552 | Decreased | -0.67 | 1.20 | 6,945,000.00 | 3.35 | 87.30 | Form 13 |
| Pacific Financial Group Inc | 12-31-2020 | Iboxx Hi Yd Etf | 2,369 | Decreased | -0.63 | 0.18 | 207,000.00 | 3.50 | 87.38 | Form 13 |
| Cypress Capital Group | 12-31-2020 | Etf-fixed Incom | 8,700 | Decreased | -4.92 | 0.12 | 760,000.00 | -1.04 | 349.82 | Form 13 |
| North Star Investment Management Corp. | 12-31-2020 | Etf | 100 | Maintained | 0.00 | 0.00 | 9,000.00 | 12.50 | 90.00 | Form 13 |
| Ims Capital Management | 12-31-2020 | Iboxx Hi Yd Etf | 2,670 | Maintained | 0.00 | 0.15 | 233,000.00 | 4.02 | 87.27 | Form 13 |
| Pure Financial Advisors, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 33,967 | Increased | 313.17 | 0.35 | 2,965,000.00 | 329.71 | 87.29 | Form 13 |
| Astor Investment Management Llc | 12-31-2020 | Com | 150 | Maintained | 0.00 | 0.00 | 13,000.00 | 8.33 | 86.67 | Form 13 |
| Harbour Capital Advisors, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Mcadam, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 37,789 | Increased | 602.66 | 0.50 | 3,284,000.00 | 648.06 | 86.90 | Form 13 |
| Cx Institutional | 12-31-2020 | Etp | 80,271 | Increased | 5.92 | 0.67 | 7,007,000.00 | 10.26 | 87.29 | Form 13 |
| Hbw Advisory Services Llc | 12-31-2020 | Iboxx Hi Yd Etf | 4,389 | Decreased | -78.85 | 0.12 | 383,000.00 | -43.18 | 87.26 | Form 13 |
| Moulton Wealth Management, Inc | 12-31-2020 | Iboxx Hi Yd Etf | 74,493 | New! | 0.00 | 5.21 | 6,473,000.00 | 0.00 | 86.89 | Form 13 |
| Single Point Partners, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 49,907 | Increased | 9.48 | 1.96 | 4,357,000.00 | 13.91 | 87.30 | Form 13 |
| Hohimer Wealth Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 7,180 | Maintained | 0.00 | 0.17 | 627,000.00 | 0.00 | 87.33 | Form 13 |
| City Holding Co | 12-31-2020 | Mutual Fund-fixed Inc High Yld | 1,696 | Maintained | 0.00 | 0.03 | 148,000.00 | 4.23 | 87.26 | Form 13 |
| Raymond James Trust N.a. | 12-31-2020 | Etf / Closed En | 38,381 | Decreased | -2.35 | 0.13 | 3,351,000.00 | 1.61 | 87.31 | Form 13 |
| First Citizens Bank & Trust Co | 12-31-2020 | Iboxx Hi Yd Etf | 3,669 | Increased | 14.94 | 0.02 | 320,000.00 | 19.40 | 87.22 | Form 13 |
| Pinnacle Financial Partners Inc | 12-31-2020 | Iboxx Hi Yld Etf | 20,276 | Maintained | 0.00 | 0.09 | 1,770,000.00 | 4.06 | 175.52 | Form 13 |
| Sonora Investment Management, Llc | 12-31-2020 | Equities | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Brookstone Capital Management | 12-31-2020 | Iboxx Hi Yd Etf | 176,143 | Increased | 49.25 | 0.61 | 15,377,000.00 | 55.29 | 87.30 | Form 13 |
| Sowell Financial Services Llc | 12-31-2020 | Etf | 140,758 | Increased | 7.61 | 0.52 | 12,288,000.00 | 11.96 | 87.30 | Form 13 |
| Norway Savings Bank | 12-31-2020 | Iboxx Hi Yd Etf | 30,971 | Increased | 2.31 | 1.55 | 2,704,000.00 | 6.46 | 87.31 | Form 13 |
| Pinnacle Bank | 12-31-2020 | Iboxx Hi Yd Etf | 368 | Increased | 2.22 | 0.02 | 32,000.00 | 6.67 | 86.96 | Form 13 |
| Mountain Capital Investment Advisors, Inc | 12-31-2020 | Iboxx Hi Yd Etf | 3,726 | Maintained | 0.00 | 0.20 | 324,000.00 | 0.00 | 86.96 | Form 13 |
| Global Trust Asset Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 9,921 | Increased | 0.05 | 0.48 | 866,000.00 | 4.21 | 87.29 | Form 13 |
| Ellenbecker Investment Group | 12-31-2020 | Iboxx Hi Yd Etf | 15,406 | Increased | 11.74 | 0.50 | 1,345,000.00 | 16.25 | 87.30 | Form 13 |
| Foundations Investment Advisors, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 41,510 | Increased | 179.49 | 0.24 | 3,627,000.00 | 191.33 | 87.38 | Form 13 |
| Global Retirement Partners, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 9,129 | Decreased | -8.02 | 0.10 | 797,000.00 | -4.32 | 87.30 | Form 13 |
| Strategic Investment Advisors / Mi | 12-31-2020 | Iboxx Hi Yd Etf | 47,812 | Decreased | -30.77 | 1.20 | 4,174,000.00 | -27.97 | 87.30 | Form 13 |
| Kmg Fiduciary Partners, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 90,907 | Increased | 2.56 | 1.67 | 7,923,000.00 | 6.55 | 87.16 | Form 13 |
| Coastal Investment Advisors, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 4,771 | Decreased | -5.79 | 0.12 | 417,000.00 | -1.88 | 87.40 | Form 13 |
| Pacifica Partners Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 141 | Maintained | 0.00 | 0.01 | 12,000.00 | 0.00 | 85.11 | Form 13 |
| Tatro Capital, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 10,744 | Decreased | -5.01 | 0.87 | 938,000.00 | -1.16 | 87.30 | Form 13 |
| Davenport & Co Llc | 12-31-2020 | Etf | 4,200 | Decreased | -35.21 | 0.00 | 367,000.00 | -32.54 | 87.38 | Form 13 |
| Breiter Capital Management Inc | 12-31-2020 | Iboxx Hi Yd Etf | 5,992 | Decreased | -0.66 | 0.36 | 523,000.00 | 3.36 | 87.28 | Form 13 |
| Piershale Financial Group, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 9,055 | Decreased | -6.52 | 0.38 | 791,000.00 | -2.71 | 87.36 | Form 13 |
| Bellecapital International Ltd. | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Traynor Capital Management, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 12,135 | Increased | 47.92 | 0.19 | 1,059,000.00 | 52.16 | 87.27 | Form 13 |
| Cantor Fitzgerald Investment Adviser L.p. | 12-31-2020 | Iboxx Hi Yd Etf | 7,007 | Decreased | -0.62 | 0.09 | 612,000.00 | 6.25 | 87.34 | Form 13 |
| Bogart Wealth, Llc | 12-31-2020 | Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Kovack Advisors, Inc. | 12-31-2020 | Etf | 6,657 | Decreased | -2.48 | 0.08 | 581,000.00 | 4.31 | 87.28 | Form 13 |
| Larson Financial Group Llc | 12-31-2020 | Iboxx Hi Yd Etf | 51 | Increased | 6.25 | 0.00 | 4,000.00 | 0.00 | 78.43 | Form 13 |
| Enterprise Trust & Investment Co | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Powell Investment Advisors, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 4,074 | Decreased | -6.50 | 0.27 | 356,000.00 | -2.73 | 87.38 | Form 13 |
| Iron Horse Wealth Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 2 | New! | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Endurance Wealth Management, Inc. | 12-31-2020 | Etf | 244 | Maintained | 0.00 | 0.00 | 21,000.00 | 0.00 | 172.23 | Form 13 |
| Holloway Wealth Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Baystate Wealth Management Llc | 12-31-2020 | Etf | 73 | New! | 0.00 | 0.00 | 6,000.00 | 0.00 | 82.19 | Form 13 |
| Beacon Financial Group | 12-31-2020 | Iboxx Hi Yd Etf | 37,325 | Increased | 20.75 | 0.51 | 3,258,000.00 | 25.65 | 87.29 | Form 13 |
| Patriot Financial Group Insurance Agency, Llc | 12-31-2020 | Etf | 1,074 | Decreased | -24.90 | 0.02 | 94,000.00 | -21.67 | 87.52 | Form 13 |
| Guidance Point Advisors, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 4,067 | Increased | 0.87 | 0.16 | 355,000.00 | 5.03 | 87.29 | Form 13 |
| Leelyn Smith, Llc | 12-31-2020 | Etf | 1,387 | Increased | 1.39 | 0.04 | 121,000.00 | 5.22 | 87.24 | Form 13 |
| Cva Family Office, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 115 | Increased | 1.77 | 2.81 | 10,000.00 | 0.00 | 86.96 | Form 13 |
| Gofen & Glossberg Llc /il/ | 12-31-2020 | Com | 6,165 | Maintained | 0.00 | 0.01 | 538,000.00 | 4.06 | 87.27 | Form 13 |
| First Financial Corp /in/ | 12-31-2020 | Etf-fixed Income | 73 | Decreased | -47.48 | 0.00 | 6,000.00 | -50.00 | 82.19 | Form 13 |
| Rowland Carmichael Advisors Inc /adv | 12-31-2020 | Iboxx Hi Yd Etf | 810 | Decreased | -1.22 | 0.02 | 71,000.00 | 5.97 | 87.65 | Form 13 |
| Nbt Bank N A /ny | 12-31-2020 | Com | 21,895 | Increased | 46.06 | 0.29 | 1,911,000.00 | 52.03 | 167.30 | Form 13 |
| Provise Management Group, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 20,676 | Increased | 24.92 | 0.21 | 1,805,000.00 | 29.95 | 87.30 | Form 13 |
| Exchange Traded Concepts, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 1,156,996 | Increased | 502.37 | 4.69 | 101,006,000.00 | 526.78 | 87.30 | Form 13 |
| Autus Asset Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 154,800 | Decreased | -2.60 | 1.74 | 13,514,000.00 | 1.35 | 349.06 | Form 13 |
| Miracle Mile Advisors, Llc | 12-31-2020 | Etf | 30,947 | Increased | 6.61 | 0.17 | 2,702,000.00 | 10.92 | 87.31 | Form 13 |
| Allen Capital Group, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 307,982 | Decreased | -19.99 | 0.60 | 2,507,000.00 | 8.81 | 87.35 | Form 13 |
| Archford Capital Strategies, Llc | 12-31-2020 | Etf | 29,513 | Increased | 5.73 | 0.59 | 2,579,000.00 | 10.12 | 87.39 | Form 13 |
| Riverglades Family Offices Llc | 12-31-2020 | Iboxx Hi Yd Etf | 6,615 | Increased | 14.41 | 0.49 | 577,000.00 | 18.97 | 87.23 | Form 13 |
| Insight Wealth Partners, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 28,615 | Decreased | -42.71 | 1.53 | 2,498,000.00 | -40.38 | 87.30 | Form 13 |
| Mission Wealth Management, Lp | 12-31-2020 | Iboxx Hi Yd Etf | 4,254 | Decreased | -45.65 | 0.02 | 371,000.00 | -43.53 | 87.21 | Form 13 |
| Ritholtz Wealth Management | 12-31-2020 | Iboxx Hi Yd Etf | 13,324 | Increased | 2.81 | 0.11 | 1,163,000.00 | 6.99 | 87.29 | Form 13 |
| First Command Advisory Services, Inc. | 12-31-2020 | Etf | 132 | New! | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Elm Partners Management Llc | 12-31-2020 | Etf | 22,385 | Decreased | -12.47 | 0.29 | 1,954,000.00 | -8.95 | 87.29 | Form 13 |
| Hurlow Wealth Management Group, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 8,431 | Increased | 28.09 | 0.58 | 736,000.00 | 33.33 | 87.30 | Form 13 |
| Nachman Norwood & Parrott, Inc | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Galibier Capital Management Ltd. | 12-31-2020 | Iboxx Hi Yd Etf | 2,736 | New! | 0.00 | 0.04 | 239,000.00 | 0.00 | 87.35 | Form 13 |
| Colton Groome Financial Advisors, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 4,366 | Increased | 5.08 | 0.25 | 381,000.00 | 9.17 | 87.27 | Form 13 |
| Triton Wealth Management, Pllc | 12-31-2020 | Iboxx Hi Yd Etf | 3,261 | Decreased | -5.72 | 0.18 | 284,000.00 | -2.41 | 87.09 | Form 13 |
| Investors Financial Group, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 4,944 | Increased | 25.32 | 0.29 | 432,000.00 | 30.51 | 87.38 | Form 13 |
| Park Avenue Securities Llc | 12-31-2020 | Iboxx Hi Yd Etf | 113,017 | Increased | 21.65 | 0.27 | 9,866,000.00 | 26.58 | 87.30 | Form 13 |
| Boyd Watterson Asset Management Llc/oh | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Smh Capital Advisors Inc | 12-31-2020 | Iboxx Hi Yd Etf | 7,700 | New! | 0.00 | 1.70 | 672,000.00 | 0.00 | 87.27 | Form 13 |
| Farmers & Merchants Investments Inc | 12-31-2020 | Iboxx Hi Yd Etf | 61,814 | Increased | 59.14 | 0.28 | 5,396,000.00 | 65.57 | 87.29 | Form 13 |
| Boenning & Scattergood, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 5,888 | Increased | 18.59 | 0.11 | 514,000.00 | 23.26 | 87.30 | Form 13 |
| Ota Financial Group L.p. | 12-31-2020 | Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Busey Wealth Management | 12-31-2020 | Etf-fixed Incom | 6,582 | Decreased | -12.69 | 0.03 | 574,000.00 | -9.32 | 174.41 | Form 13 |
| Bartlett & Co. Llc | 12-31-2020 | Etf | 755 | Maintained | 0.00 | 0.00 | 66,000.00 | 4.76 | 87.42 | Form 13 |
| Manning & Napier Group, Llc | 12-31-2020 | Etf Fixed | 90,307 | Increased | 95.76 | 0.07 | 7,883,000.00 | 103.70 | 87.29 | Form 13 |
| Wealthstreet Investment Advisors, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 50,433 | Decreased | -0.15 | 0.44 | 4,402,000.00 | 3.87 | 172.29 | Form 13 |
| Financial Services Advisory Inc | 12-31-2020 | Iboxx Hi Yd Etf | 296,911 | Decreased | -0.14 | 9.99 | 25,920,000.00 | 3.90 | 87.30 | Form 13 |
| Johnson Midwest Financial, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 6,819 | New! | 0.00 | 0.57 | 595,000.00 | 0.00 | 87.26 | Form 13 |
| Stewardship Financial Advisors, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 275 | New! | 0.00 | 0.01 | 24,000.00 | 0.00 | 87.27 | Form 13 |
| Ellis Investment Partners, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 363 | Increased | 1.11 | 0.01 | 32,000.00 | 6.67 | 88.15 | Form 13 |
| Lehman & Derafelo Financial Resources Llc | 12-31-2020 | Iboxx Hi Yd Etf | 85 | Maintained | 0.00 | 0.00 | 7,000.00 | 0.00 | 82.35 | Form 13 |
| Atticus Wealth Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 4,227 | Decreased | -2.98 | 0.19 | 369,000.00 | 0.82 | 87.30 | Form 13 |
| Tsfg, Llc | 12-31-2020 | Mf Closed And Mf Open | 924 | Decreased | -2.63 | 0.04 | 81,000.00 | 1.25 | 87.66 | Form 13 |
| Goodwin Investment Advisory | 12-31-2020 | Iboxx Hi Yd Etf | 225 | New! | 0.00 | 0.02 | 20,000.00 | 0.00 | 88.89 | Form 13 |
| Richard P Slaughter Associates Inc | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Kestra Advisory Services, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 69,841 | Increased | 62.01 | 0.07 | 6,092,000,000.00 | 68.01 | 87,226.70 | Form 13 |
| David J Yvars Group | 12-31-2020 | Iboxx Hi Yd Etf | 24,558 | New! | 0.00 | 1.45 | 2,144,000.00 | 0.00 | 87.30 | Form 13 |
| Ogorek Anthony Joseph /ny/ /adv | 12-31-2020 | Ishares High Yield Corporate Bond (etf) | 92 | New! | 0.00 | 0.00 | 8,000.00 | 0.00 | 86.96 | Form 13 |
| Stock Yards Bank & Trust Co | 12-31-2020 | Mutual Funds - | 9,971 | New! | 0.00 | 0.07 | 871,000.00 | 0.00 | 174.70 | Form 13 |
| Optimum Investment Advisors | 12-31-2020 | Iboxx Hi Yd Etf | 3,107 | Decreased | -31.41 | 0.08 | 271,000.00 | -28.68 | 87.22 | Form 13 |
| Interactive Financial Advisors | 12-31-2020 | Etf | 214 | Maintained | 0.00 | 0.01 | 19,000.00 | 5.56 | 88.79 | Form 13 |
| Cutler Group Lp | 12-31-2020 | Iboxx Hi Yd Etf | 3,490,100 | Decreased | -1.94 | 0.10 | 2,223,000.00 | 6.72 | 86.44 | Form 13 |
| Capital Investment Advisors, Llc | 12-31-2020 | Iboxx Hi Td Etf | 21,719 | Decreased | -0.62 | 0.08 | 1,896,000.00 | 3.38 | 87.30 | Form 13 |
| Tci Wealth Advisors, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 51 | Increased | 15.91 | 0.00 | 4,000.00 | 0.00 | 78.43 | Form 13 |
| Kestra Private Wealth Services, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 27,175 | Increased | 50.40 | 0.17 | 2,370,000,000.00 | 53.50 | 87,212.51 | Form 13 |
| Sterling Investment Advisors, Ltd. | 12-31-2020 | Etf | 200 | Maintained | 0.00 | 0.01 | 17,000.00 | 0.00 | 85.00 | Form 13 |
| Quattro Financial Advisors Llc | 12-31-2020 | Iboxx Hi Yd Etf | 120,513 | Decreased | -2.57 | 2.77 | 10,510,000.00 | 0.56 | 87.21 | Form 13 |
| Tiaa, Fsb | 12-31-2020 | Exchange Traded Fund | 300,680 | Increased | 9.40 | 0.10 | 26,249,000.00 | 13.82 | 87.30 | Form 13 |
| Investors Research Corp | 12-31-2020 | Iboxx Hi Yd Etf | 242 | Maintained | 0.00 | 0.01 | 21,000.00 | 5.00 | 86.78 | Form 13 |
| Wealth Cmt | 12-31-2020 | Iboxx Hi Yd Etf | 33,259 | Decreased | -0.84 | 1.81 | 2,904,000.00 | 3.20 | 87.31 | Form 13 |
| Kinloch Capital, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 1,306 | New! | 0.00 | 0.10 | 114,000.00 | 0.00 | 87.29 | Form 13 |
| Clearview Wealth Advisors Llc | 12-31-2020 | Etf | 783 | New! | 0.00 | 0.05 | 68,000.00 | 0.00 | 86.85 | Form 13 |
| Regents Of The University Of California | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Avantax Advisory Services, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 12,766 | Decreased | -87.62 | 0.03 | 1,113,000.00 | -87.13 | 87.18 | Form 13 |
| Dividend Assets Capital, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Twele Capital Management, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 218,986 | Increased | 8.48 | 3.43 | 19,117,000.00 | 12.87 | 87.30 | Form 13 |
| Banta Asset Management Lp | 12-31-2020 | Iboxx Hi Yd Etf | 108,070 | New! | 0.00 | 6.75 | 9,435,000.00 | 0.00 | 87.30 | Form 13 |
| Nwam Llc | 12-31-2020 | Iboxx Hi Yd Etf | 22,897 | Increased | 57.93 | 0.23 | 1,999,000.00 | 64.39 | 87.30 | Form 13 |
| Regal Wealth Group, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 68,470 | Increased | 45.42 | 3.64 | 5,977,000.00 | 51.32 | 87.29 | Form 13 |
| Parker Investment Management, Llc | 12-31-2020 | Etf | 48,114 | New! | 0.00 | 0.72 | 4,200,000.00 | 0.00 | 87.29 | Form 13 |
| Cypress Wealth Services, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 55,491 | Increased | 2.13 | 1.08 | 4,844,000.00 | 6.25 | 87.29 | Form 13 |
| Independence Bank Of Kentucky | 12-31-2020 | Iboxx Hi Yd Etf | 4,378 | Increased | 6.31 | 0.20 | 382,000.00 | 10.40 | 87.25 | Form 13 |
| We Are One Seven, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 14,721 | Increased | 23.42 | 0.26 | 1,285,000.00 | 28.37 | 87.29 | Form 13 |
| Elwood & Goetz Wealth Advisory Group, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 13,471 | Increased | 18.25 | 0.54 | 1,176,000.00 | 23.01 | 87.30 | Form 13 |
| Ferguson Shapiro Llc | 12-31-2020 | Iboxx Hi Yd Etf | 63,096 | New! | 0.00 | 4.09 | 5,508,000.00 | 0.00 | 87.30 | Form 13 |
| Sound Financial Strategies Group, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 379,235 | Increased | 68.49 | 9.99 | 33,107,000.00 | 75.31 | 87.30 | Form 13 |
| International Assets Investment Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 2,220 | New! | 0.00 | 0.04 | 193,783,000.00 | 0.00 | 87,289.64 | Form 13 |
| Acorn Financial Advisory Services Inc /adv | 12-31-2020 | Iboxx Hi Yd Etf | 11,956 | Increased | 1.12 | 0.41 | 1,042,000.00 | 4.93 | 87.15 | Form 13 |
| Deroy & Devereaux Private Investment Counsel Inc | 12-31-2020 | Iboxx Hi Yd Etf | 7,960 | Decreased | -5.91 | 0.06 | 695,000.00 | -2.11 | 87.31 | Form 13 |
| Janney Montgomery Scott Llc | 12-31-2020 | Etf/closed End- | 215,316 | Increased | 12.58 | 0.09 | 18,797,000.00 | 17.14 | 87.30 | Form 13 |
| Confluence Investment Management Llc | 12-31-2020 | Com | 18,487 | Increased | 6.48 | 0.02 | 1,614,000.00 | 10.78 | 87.30 | Form 13 |
| Sage Advisory Services, Ltd.co. | 12-31-2020 | Fetf | 24,100 | Decreased | -0.38 | 0.56 | 2,104,000.00 | 3.70 | 87.30 | Form 13 |
| Polaris Wealth Advisory Group, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 556,588 | Increased | 349.68 | 3.63 | 48,629,000.00 | 365.17 | 87.37 | Form 13 |
| Kwmg, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 125,669 | Increased | 4.21 | 1.96 | 10,971,000.00 | 8.43 | 87.30 | Form 13 |
| Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet Ltd | 12-31-2020 | Iboxx Hi Yd Etf | 891,050 | Increased | 4.53 | 7.18 | 77,789,000.00 | 8.76 | 87.30 | Form 13 |
| Kranot Hishtalmut Le Morim Tichoniim Havera Menahelet Ltd | 12-31-2020 | Iboxx Hi Yd Etf | 332,610 | Increased | 9.79 | 6.46 | 29,037,000.00 | 14.24 | 87.30 | Form 13 |
| Ifp Advisors, Inc | 12-31-2020 | Stock | 76,778 | Increased | 10.82 | 0.27 | 6,711,000.00 | 15.47 | 87.41 | Form 13 |
| Capital Investment Advisory Services, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 6,434 | Increased | 5.18 | 0.08 | 562,000.00 | 9.55 | 87.35 | Form 13 |
| Epstein & White Financial Llc | 12-31-2020 | Iboxx Hi Yd Etf | 4,212 | Decreased | -7.25 | 0.11 | 367,000.00 | -3.67 | 87.13 | Form 13 |
| Rainey & Randall Investment Management Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 3,786 | Increased | 42.28 | 0.20 | 330,000.00 | 47.98 | 87.16 | Form 13 |
| Lfa - Lugano Financial Advisors Sa | 12-31-2020 | Iboxx Hi Yd Etf | 36,643 | Increased | 12.23 | 2.48 | 3,199,000.00 | 15.24 | 87.30 | Form 13 |
| Cmc Financial Group | 12-31-2020 | Iboxx Hi Yd Etf | 8,434 | New! | 0.00 | 0.58 | 736,000.00 | 0.00 | 87.27 | Form 13 |
| Golden Green, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 3,765 | New! | 0.00 | 0.31 | 329,000.00 | 0.00 | 87.38 | Form 13 |
| Calton & Associates, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 15,657 | Increased | 518.12 | 0.24 | 1,367,000.00 | 541.78 | 87.31 | Form 13 |
| Toth Financial Advisory Corp | 12-31-2020 | Iboxx Hi Yd Etf | 253 | Increased | 1.61 | 0.00 | 22,000.00 | 4.76 | 86.96 | Form 13 |
| Centaurus Financial, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 97,060 | Increased | 483.05 | 0.17 | 1,591,000.00 | 13.89 | 87.36 | Form 13 |
| Members Capital Advisors Inc | 12-31-2020 | High Yield Corporate Bond Etf | 52,000 | Maintained | 0.00 | 3.85 | 4,540,000.00 | 4.06 | 87.31 | Form 13 |
| Clark Capital Management Group, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 2,588,133 | Increased | 2.98 | 3.73 | 225,944,000.00 | 7.15 | 87.30 | Form 13 |
| Northwest Investment Counselors, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 10,443 | Increased | 0.35 | 0.28 | 912,000.00 | 4.47 | 87.33 | Form 13 |
| Harel Insurance Investments & Financial Services Ltd. | 12-31-2020 | Iboxx Hi Yd Etf | 92,530 | Increased | 2435.76 | 0.62 | 25,978,000.00 | 8,389.54 | 280.75 | Form 13 |
| Beach Point Capital Management Lp | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Redhawk Wealth Advisors, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 13,837 | Increased | 228.36 | 0.31 | 1,208,000.00 | 241.24 | 87.30 | Form 13 |
| Adviser Investments Llc | 12-31-2020 | Iboxx Hi Yd Etf | 286,780 | Increased | 9691.05 | 2.22 | 25,036,000.00 | 10,375.31 | 87.30 | Form 13 |
| Allworth Financial Lp | 12-31-2020 | Iboxx Hi Yd Etf | 826 | Increased | 1.35 | 0.00 | 72,000.00 | 5.88 | 87.17 | Form 13 |
| Signalpoint Asset Management, Llc | 12-31-2020 | Com | 40,416 | Decreased | -4.70 | 1.06 | 3,528,000.00 | -0.84 | 87.29 | Form 13 |
| Cordasco Financial Network | 12-31-2020 | Iboxx Hi Yd Etf | 858 | Maintained | 0.00 | 0.06 | 75,000.00 | 4.17 | 87.41 | Form 13 |
| E&g Advisors, Lp | 12-31-2020 | Iboxx Hi Yd Etf | 53,398 | Increased | 12.06 | 1.44 | 4,662,000.00 | 19.88 | 87.31 | Form 13 |
| Jjj Advisors Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 448 | Maintained | 0.00 | 0.02 | 39,000.00 | 2.63 | 87.05 | Form 13 |
| Fc Advisory Llc | 12-31-2020 | Iboxx Hi Yd Etf | 71,781 | Increased | 4.42 | 3.13 | 6,267,000.00 | 8.65 | 87.31 | Form 13 |
| Pfg Advisors | 12-31-2020 | Iboxx Hi Yd Etf | 5,550 | Decreased | -21.51 | 0.08 | 485,000.00 | -18.90 | 87.39 | Form 13 |
| Mascoma Wealth Management Llc | 12-31-2020 | Etf | 19,746 | New! | 0.00 | 0.00 | 1,724,000.00 | 0.00 | 87.31 | Form 13 |
| Csenge Advisory Group | 12-31-2020 | Iboxx Hi Yd Etf | 71,952 | Decreased | -2.11 | 0.75 | 6,281,000.00 | 1.40 | 87.29 | Form 13 |
| Prairieview Partners, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 125 | Maintained | 0.00 | 0.00 | 11,000.00 | 10.00 | 88.00 | Form 13 |
| Private Capital Group, Llc | 12-31-2020 | Exchange Traded Fund | 4,612 | Decreased | -7.37 | 0.07 | 403,000.00 | -3.59 | 87.38 | Form 13 |
| Islay Capital Management, Llc | 12-31-2020 | Common | 3,404 | Decreased | -2.94 | 0.27 | 297,000.00 | 1.02 | 87.25 | Form 13 |
| Strategic Blueprint, Llc | 12-31-2020 | Etf | 5,348 | Decreased | -27.32 | 0.12 | 467,000.00 | -24.31 | 87.32 | Form 13 |
| Avion Wealth | 12-31-2020 | Iboxx Hi Yd Etf | 1,611 | Decreased | -41.84 | 0.04 | 141,000.00 | -39.22 | 87.52 | Form 13 |
| Beam Asset Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 19,851 | Decreased | -11.47 | 0.00 | 1,733,000.00 | -7.87 | 87.30 | Form 13 |
| Centennial Wealth Advisory Llc | 12-31-2020 | Iboxx Hi Yd Etf | 36,410 | New! | 0.00 | 2.25 | 3,179,000.00 | 0.00 | 87.31 | Form 13 |
| Diversified, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 1,557 | New! | 0.00 | 0.12 | 134,000.00 | 0.00 | 167.99 | Form 13 |
| Fiduciary Trust Co | 12-31-2020 | Iboxx Hi Yd Etf | 33,779 | New! | 0.00 | 0.06 | 2,949,000.00 | 0.00 | 87.30 | Form 13 |
| Pinnacle Associates Ltd | 12-31-2020 | Iboxx Hi Yd Etf | 10,742 | Decreased | -2.15 | 0.02 | 938,000.00 | 1.85 | 87.32 | Form 13 |
| Sym Financial Corp | 12-31-2020 | Iboxx Hi Yd Etf | 514 | Maintained | 0.00 | 0.03 | 45,000.00 | 4.65 | 87.55 | Form 13 |
| Hc Financial Advisors Inc | 12-31-2020 | Iboxx Hi Yd Etf | 236 | New! | 0.00 | 0.01 | 21,000.00 | 0.00 | 88.98 | Form 13 |
| Sterling Investment Advisors Llc /adv | 12-31-2020 | Iboxx Hi Yd Etf | 52,002 | Increased | 6.30 | 3.01 | 4,540,000.00 | 10.60 | 87.30 | Form 13 |
| First Quadrant L P/ca | 12-31-2020 | Etf | 1,726,409 | Increased | 4779.20 | 9.99 | 150,716,000.00 | 4,976.32 | 87.30 | Form 13 |
| Chatham Capital Group, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 102,814 | Increased | 11.36 | 2.02 | 8,976,000.00 | 15.88 | 87.30 | Form 13 |
| Calamos Advisors Llc | 12-31-2020 | Iboxx Hi Yd Etf | 2,600 | Decreased | -91.99 | 0.00 | 227,000.00 | -91.66 | 87.31 | Form 13 |
| Usca Ria Llc | 12-31-2020 | Iboxx Hi Yd Etf | 2,590 | Maintained | 0.00 | 0.02 | 226,000.00 | 4.15 | 87.26 | Form 13 |
| Cwm, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 241,685 | Increased | 29.55 | 0.20 | 21,099,000.00 | 34.80 | 87.30 | Form 13 |
| Chicago Partners Investment Group Llc | 12-31-2020 | Iboxx Hi Yd Etf | 18,583 | Increased | 227.68 | 0.15 | 1,622,000.00 | 238.62 | 87.28 | Form 13 |
| Beacon Capital Management, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 247 | Maintained | 0.00 | 0.00 | 22,000.00 | 4.76 | 89.07 | Form 13 |
| Exane Derivatives | 12-31-2020 | Stock | 100 | Decreased | -86.68 | 2.57 | 8,730,000.00 | -86.15 | 87,300.00 | Form 13 |
| Gwm Advisors Llc | 12-31-2020 | Iboxx Hi Yd Etf | 25,048 | Increased | 19.10 | 0.07 | 2,187,000.00 | 23.98 | 87.31 | Form 13 |
| Money Design Co.,ltd. | 12-31-2020 | Etf | 247,051 | Increased | 93.29 | 2.47 | 21,550,000.00 | 100.95 | 87.23 | Form 13 |
| Sanctuary Wealth Management, L.l.c. | 12-31-2020 | Iboxx Hi Yd Etf | 7,375 | Decreased | -35.45 | 0.78 | 644,000.00 | -30.98 | 87.32 | Form 13 |
| Crewe Advisors Llc | 12-31-2020 | Iboxx Hi Yd Etf | 191 | Decreased | -13.57 | 0.01 | 17,000.00 | 0.00 | 89.01 | Form 13 |
| Carmichael Hill & Associates, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 421 | Maintained | 0.00 | 0.02 | 37,000.00 | 5.71 | 87.89 | Form 13 |
| Cnb Bank | 12-31-2020 | Iboxx Hi Yd Etf | 1,153 | Increased | 9.81 | 0.08 | 101,000.00 | 14.77 | 87.60 | Form 13 |
| Black Diamond Financial, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 3,063 | Decreased | -8.57 | 0.12 | 267,000.00 | -4.98 | 87.17 | Form 13 |
| Lindbrook Capital, Llc | 12-31-2020 | Etf | 583 | New! | 0.00 | 0.01 | 51,000.00 | 0.00 | 87.48 | Form 13 |
| Atlas Private Wealth Management | 12-31-2020 | Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Highmark Wealth Management Llc | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Stonebridge Financial Planning Group, Llc | 12-31-2020 | Common Stock | 60 | Maintained | 0.00 | 0.00 | 5,000.00 | 0.00 | 83.33 | Form 13 |
| Mtm Investment Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 230 | New! | 0.00 | 0.01 | 20,000.00 | 0.00 | 86.96 | Form 13 |
| Accel Wealth Management | 12-31-2020 | Iboxx Hi Yd Etf | 434 | New! | 0.00 | 0.04 | 38,000.00 | 0.00 | 87.56 | Form 13 |
| James Investment Research Inc | 12-31-2020 | Com | 500 | New! | 0.00 | 0.00 | 44,000.00 | 0.00 | 88.00 | Form 13 |
| Dorsey Wright & Associates | 12-31-2020 | Com | 14,871 | Increased | 24.10 | 0.19 | 1,298,000.00 | 29.15 | 87.28 | Form 13 |
| Courage Miller Partners, Llc | 12-31-2020 | Etf | 6,501 | Maintained | 0.00 | 0.26 | 568,000.00 | 6.97 | 87.37 | Form 13 |
| Perigon Wealth Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 4,841 | Decreased | -23.66 | 0.05 | 423,000.00 | -20.49 | 87.38 | Form 13 |
| Blue Fin Capital, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 70,295 | Increased | 5.77 | 2.20 | 6,136,000.00 | 10.06 | 87.29 | Form 13 |
| Telemus Capital, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 3,548 | New! | 0.00 | 0.02 | 310,000.00 | 0.00 | 87.37 | Form 13 |
| Three Peaks Capital Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 43,195 | Decreased | -20.88 | 1.21 | 3,771,000.00 | -17.66 | 87.30 | Form 13 |
| Gemmer Asset Management Llc | 12-31-2020 | Etf | 234 | Increased | 7.83 | 0.00 | 20,000.00 | 11.11 | 85.47 | Form 13 |
| Community Bank, N.a. | 12-31-2020 | Etf/fixed Income | 1,478 | Maintained | 0.00 | 0.01 | 129,000.00 | 4.03 | 175.23 | Form 13 |
| Berkeley Capital Partners, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 5,162 | Increased | 1.26 | 0.23 | 451,000.00 | 5.37 | 87.37 | Form 13 |
| Lejeune Puetz Investment Counsel Llc | 12-31-2020 | Equity | 6,210 | Maintained | 0.00 | 0.23 | 542,000.00 | 4.03 | 87.28 | Form 13 |
| Fieldpoint Private Securities, Llc | 12-31-2020 | Etf | 3,755 | Maintained | 0.00 | 0.07 | 328,000.00 | 4.13 | 87.35 | Form 13 |
| Hhm Wealth Advisors, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 773 | Maintained | 0.00 | 0.02 | 67,000.00 | 3.08 | 86.68 | Form 13 |
| Coastal Capital Group, Inc. | 12-31-2020 | Etf | 197,558 | Increased | 8.01 | 4.73 | 17,247,000.00 | 12.48 | 87.30 | Form 13 |
| Occidental Asset Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 67,092 | Increased | 25.02 | 1.94 | 5,857,000.00 | 30.07 | 87.30 | Form 13 |
| Golden State Wealth Management, Llc | 12-31-2020 | Mf Closed And Mf Open | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Lion Street Advisors, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Capstone Triton Financial Group, Llc | 12-31-2020 | Etf | 1,525 | New! | 0.00 | 0.08 | 133,000.00 | 0.00 | 87.21 | Form 13 |
| Southern Farm Bureau Life Insurance | 12-31-2020 | Com | 211,082 | New! | 0.00 | 3.99 | 18,427,000.00 | 0.00 | 87.30 | Form 13 |
| Goalvest Advisory Llc | 12-31-2020 | Etf | 25 | New! | 0.00 | 0.00 | 2,000.00 | 0.00 | 80.00 | Form 13 |
| Conning Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 108,545 | Maintained | 0.00 | 0.30 | 9,476,000.00 | 4.05 | 87.30 | Form 13 |
| Comerica Bank | 12-31-2020 | Clo | 200,939 | Increased | 3.54 | 9.99 | 17,543,000.00 | 6.50 | 349.71 | Form 13 |
| Whittier Trust Co | 12-31-2020 | Fixed Income Taxable | 11,846 | Increased | 12.92 | 0.02 | 1,034,000.00 | 17.50 | 87.29 | Form 13 |
| Sonata Capital Group Inc | 12-31-2020 | Etf | 9,896 | Maintained | 0.00 | 0.43 | 864,000.00 | 4.10 | 87.31 | Form 13 |
| Whittier Trust Co Of Nevada Inc | 12-31-2020 | Fixed Income Taxable | 2,300 | Decreased | -53.06 | 0.01 | 201,000.00 | -51.09 | 87.39 | Form 13 |
| Spc Financial, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 2,530 | Decreased | -3.80 | 0.03 | 221,000.00 | 0.00 | 87.35 | Form 13 |
| First Heartland Consultants, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 5,032 | Increased | 6.79 | 0.07 | 439,000.00 | 11.14 | 87.24 | Form 13 |
| Aegon Usa Investment Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Creative Planning | 12-31-2020 | Iboxx Hi Yd Etf | 291,970 | Increased | 259.95 | 0.05 | 24,965,000.00 | 295.83 | 174.60 | Form 13 |
| New England Professional Planning Group Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 2,695 | New! | 0.00 | 0.17 | 235,000.00 | 0.00 | 87.20 | Form 13 |
| Riggs Asset Managment Co. Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 282 | Decreased | -99.36 | 0.01 | 25,000.00 | -99.46 | 88.65 | Form 13 |
| Stratos Wealth Partners, Ltd. | 12-31-2020 | Iboxx Hi Yd Etf | 29,728 | Decreased | -1.37 | 0.08 | 2,595,000.00 | 2.61 | 87.29 | Form 13 |
| Alliance Wealth Management Group | 12-31-2020 | Iboxx Hi Yd Etf | 18,231 | Decreased | -19.55 | 0.63 | 1,592,000.00 | -16.30 | 87.32 | Form 13 |
| Concorde Asset Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 8,350 | Increased | 6.14 | 0.40 | 729,000.00 | 10.45 | 198.36 | Form 13 |
| Usa Financial Portformulas Corp | 12-31-2020 | Iboxx Hi Yd Etf | 129 | Increased | 1.57 | 0.01 | 11,000.00 | 0.00 | 85.27 | Form 13 |
| Hms Capital Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 62,822 | Increased | 3.94 | 2.50 | 5,485,000.00 | 8.19 | 175.16 | Form 13 |
| Summit X, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 3,107 | Decreased | -17.87 | 0.08 | 271,000.00 | -90.50 | 87.22 | Form 13 |
| Stratos Wealth Advisors, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 6,678 | Increased | 7.66 | 0.08 | 583,000.00 | 12.12 | 87.30 | Form 13 |
| Qvr Llc | 12-31-2020 | Iboxx Hi Yd Etf | 1,080,000 | Maintained | 0.00 | 8.72 | 94,284,000.00 | 0.00 | 87.30 | Form 13 |
| Sunesis Advisors, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 4,462 | Maintained | 0.00 | 0.32 | 390,000.00 | 4.28 | 87.40 | Form 13 |
| Eq Llc | 12-31-2020 | Iboxx Hi Yd Etf | 28,325 | New! | 0.00 | 2.29 | 2,473,000.00 | 0.00 | 87.31 | Form 13 |
| Emerson Wealth Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 24,981 | Decreased | -12.90 | 0.21 | 356,000.00 | -8.01 | 14.25 | Form 13 |
| Joseph P. Lucia & Associates, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 3,279 | Maintained | 0.00 | 0.20 | 286,000.00 | 4.00 | 87.22 | Form 13 |
| Weaver Consulting Group | 12-31-2020 | Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Key Financial Inc | 12-31-2020 | Iboxx Hi Yd Etf | 140 | Maintained | 0.00 | 0.01 | 12,000.00 | 0.00 | 85.71 | Form 13 |
| Petix & Botte Co | 12-31-2020 | Iboxx Hi Yd Etf | 2,313 | Decreased | -5.78 | 0.15 | 202,000.00 | -1.94 | 87.33 | Form 13 |
| Atlas Private Wealth Advisors | 12-31-2020 | Mf Closed And Mf Open | 9,406 | Increased | 7.61 | 0.55 | 821,000.00 | 12.01 | 87.28 | Form 13 |
| Bellwether Advisors, Llc | 12-31-2020 | Etf | 3,255 | New! | 0.00 | 0.12 | 284,000.00 | 0.00 | 87.25 | Form 13 |
| Planned Solutions, Inc. | 12-31-2020 | Etf | 560 | Maintained | 0.00 | 0.04 | 49,000.00 | 4.26 | 87.50 | Form 13 |
| Central Trust Co | 12-31-2020 | Mutual Funds - | 480 | Maintained | 0.00 | 1.72 | 42,000.00 | 5.00 | 87.50 | Form 13 |
| Fisher Asset Management, Llc | 12-31-2020 | Com | 2,762,320 | Increased | 0.99 | 0.18 | 241,151,000.00 | 5.08 | 87.30 | Form 13 |
| Qci Asset Management Inc/ny | 12-31-2020 | Iboxx Hi Yd Etf | 7,082 | Increased | 0.18 | 0.04 | 618,000.00 | 4.22 | 87.26 | Form 13 |
| Victory Capital Management Inc | 12-31-2020 | Etf | 265,401 | Increased | 28.03 | 0.03 | 23,170,000.00 | 33.22 | 87.30 | Form 13 |
| Bok Financial Private Wealth, Inc. | 12-31-2020 | Com | 3,771 | Decreased | -42.55 | 0.03 | 329,000.00 | -40.29 | 87.24 | Form 13 |
| Aspiriant, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 8,843 | Decreased | -17.76 | 0.05 | 772,000.00 | -14.41 | 87.30 | Form 13 |
| Vicus Capital | 12-31-2020 | Etf | 15,610 | Decreased | -0.55 | 0.17 | 1,363,000.00 | 3.49 | 87.32 | Form 13 |
| Freestate Advisors Llc | 12-31-2020 | Iboxx $ High Yield Corporate Bond Etf | 124,927 | Increased | 327.70 | 9.99 | 10,906,000.00 | 343.69 | 87.30 | Form 13 |
| Sheaff Brock Investment Advisors, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Ausdal Financial Partners, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Harvest Group Wealth Management, Llc | 12-31-2020 | Etf | 339 | Maintained | 0.00 | 0.02 | 30,000.00 | 7.14 | 88.50 | Form 13 |
| Ae Wealth Management Llc | 12-31-2020 | Iboxx Hi Yd Etf | 651,919 | Decreased | -31.08 | 0.20 | 17,741,000.00 | -8.89 | 87.30 | Form 13 |
| Avestar Capital, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 51,820 | Decreased | -0.96 | 1.26 | 4,524,000.00 | 2.79 | 87.30 | Form 13 |
| Bernardo Wealth Planning Llc | 12-31-2020 | Etf | 3,175 | New! | 0.00 | 0.11 | 277,000.00 | 0.00 | 87.24 | Form 13 |
| Clear Perspectives Financial Planning, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 98 | New! | 0.00 | 0.01 | 9,000.00 | 0.00 | 91.84 | Form 13 |
| Grimes & Company, Inc. | 12-31-2020 | Etf | 41,474 | Increased | 7.87 | 0.19 | 3,621,000.00 | 12.24 | 87.31 | Form 13 |
| Ashfield Capital Partners, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 4,592 | Increased | 3.19 | 0.03 | 401,000.00 | 7.51 | 87.33 | Form 13 |
| Envestnet Asset Management Inc | 12-31-2020 | Iboxx Hi Yd Etf | 6,104,172 | Increased | 10.91 | 0.40 | 532,894,000.00 | 15.41 | 87.30 | Form 13 |
| Day & Ennis, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 2,825 | New! | 0.00 | 0.10 | 247,000.00 | 0.00 | 87.43 | Form 13 |
| Efficient Advisors, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 13,446 | Decreased | -24.08 | 0.18 | 1,174,000.00 | -21.00 | 87.31 | Form 13 |
| Telos Capital Management, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 128,798 | Increased | 89.88 | 1.71 | 11,244,000.00 | 97.58 | 87.30 | Form 13 |
| Rfg Advisory, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 2,627 | Decreased | -32.59 | 0.03 | 229,000.00 | -29.97 | 87.17 | Form 13 |
| Vontobel Swiss Wealth Advisors Ag | 12-31-2020 | Iboxx Hi Yd Etf | 3,100 | Maintained | 0.00 | 0.15 | 271,000.00 | 0.00 | 87.42 | Form 13 |
| Parallel Advisors, Llc | 12-31-2020 | Etf | 2,161 | Increased | 0.05 | 0.01 | 189,000.00 | 4.42 | 87.46 | Form 13 |
| Florin Court Capital Llp | 12-31-2020 | Iboxx Hi Yd Etf | 57,250 | New! | 0.00 | 2.52 | 4,998,000.00 | 0.00 | 87.30 | Form 13 |
| Claret Asset Management Corp | 12-31-2020 | Iboxx Hi Yd Etf | 7,106 | Decreased | -2.24 | 0.12 | 620,000.00 | 1.64 | 87.25 | Form 13 |
| Evolution Wealth Advisors, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 5,863 | Increased | 61.56 | 0.12 | 512,000.00 | 68.42 | 87.33 | Form 13 |
| Hoover Financial Advisors, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 127 | Decreased | -24.40 | 0.00 | 11,000.00 | -21.43 | 86.61 | Form 13 |
| Gyl Financial Synergies, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 2,390 | New! | 0.00 | 0.12 | 209,000.00 | 0.00 | 87.45 | Form 13 |
| Savior Llc | 12-31-2020 | Etf | 1,003 | New! | 0.00 | 0.07 | 88,000.00 | 0.00 | 87.74 | Form 13 |
| Skyoak Wealth, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 4,702 | Maintained | 0.00 | 0.13 | 410,000.00 | 4.06 | 87.20 | Form 13 |
| Danda Trouve Investment Management, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 1 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Flagship Private Wealth, Llc | 12-31-2020 | Etf | 292 | New! | 0.00 | 9.99 | 25,356,000.00 | 0.00 | 86,835.62 | Form 13 |
| Bank Of The West | 12-31-2020 | Iboxx Hi Yd Etf | 7,898 | Increased | 27.35 | 0.08 | 689,000.00 | 32.50 | 87.24 | Form 13 |
| Fort Washington Investment Advisors Inc /oh/ | 12-31-2020 | Exchange Traded | 3,782 | Decreased | -98.17 | 0.00 | 330,000.00 | -98.10 | 87.26 | Form 13 |
| Mufg Americas Holdings Corp | 12-31-2020 | Iboxx Hi Yd Etf | 950 | Maintained | 0.00 | 0.00 | 83,000.00 | 3.75 | 87.37 | Form 13 |
| Cibc Asset Management Inc | 12-31-2020 | Iboxx Hi Yd Etf | 311,259 | Decreased | -3.38 | 0.13 | 27,173,000.00 | 0.54 | 87.30 | Form 13 |
| Western Financial Corporation | 12-31-2020 | Iboxx Hi Yd Etf | 32,457 | New! | 0.00 | 1.86 | 2,833,000.00 | 0.00 | 87.28 | Form 13 |
| West Chester Capital Advisors, Inc | 12-31-2020 | Iboxx Hi Yd Etf | 3,775 | New! | 0.00 | 0.32 | 330,000.00 | 0.00 | 87.42 | Form 13 |
| First Interstate Bank | 12-31-2020 | Iboxx Hi Yd Etf | 5,104 | Maintained | 0.00 | 0.06 | 446,000.00 | 4.21 | 87.38 | Form 13 |
| Wade G W & Inc | 12-31-2020 | Iboxx Hi Yd Etf | 36,598 | Decreased | -2.36 | 0.19 | 3,195,000.00 | 1.59 | 87.30 | Form 13 |
| Country Trust Bank | 12-31-2020 | Etf - Fixed | 98,500 | Maintained | 0.00 | 0.30 | 8,599,000.00 | 4.05 | 87.30 | Form 13 |
| Gsa Capital Partners Llp | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Reilly Financial Advisors, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 205 | Maintained | 0.00 | 0.00 | 18,000.00 | 5.88 | 87.80 | Form 13 |
| Valmark Advisers, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 61,482 | Increased | 2.21 | 0.11 | 5,367,000.00 | 6.34 | 87.29 | Form 13 |
| Cqs (us), Llc | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Sandy Spring Bank | 12-31-2020 | Iboxx Hi Yd Etf | 1,483 | Maintained | 0.00 | 0.01 | 129,000.00 | 4.03 | 86.99 | Form 13 |
| State Of New Jersey Common Pension Fund D | 12-31-2020 | Iboxx Hi Yd Etf | 1,565,000 | Increased | 1593.72 | 0.48 | 136,625,000.00 | 1,662.45 | 87.30 | Form 13 |
| Financial Management Professionals, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 663 | Increased | 4.91 | 0.02 | 58,000.00 | 9.43 | 87.48 | Form 13 |
| Focused Wealth Management, Inc | 12-31-2020 | Iboxx Hi Yd Etf | 440 | Decreased | -16.51 | 0.01 | 38,000.00 | -13.64 | 86.36 | Form 13 |
| Srs Capital Advisors, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 190 | Maintained | 0.00 | 0.00 | 17,000.00 | 6.25 | 89.47 | Form 13 |
| Winslow, Evans & Crocker, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 1,024 | Increased | 76.25 | 0.01 | 89,000.00 | 81.63 | 173.69 | Form 13 |
| Advisors Preferred, Llc | 12-31-2020 | Etf | 29,079 | Maintained | 0.00 | 0.47 | 2,533,000.00 | 0.00 | 87.11 | Form 13 |
| Dynamic Advisor Solutions Llc | 12-31-2020 | Iboxx Hi Yd Etf | 117,104 | Increased | 417.66 | 0.96 | 10,223,000.00 | 438.62 | 87.30 | Form 13 |
| Grove Bank & Trust | 12-31-2020 | Mutual Fund/cor | 2,590 | Maintained | 0.00 | 0.06 | 226,000.00 | 4.15 | 87.26 | Form 13 |
| Sugarloaf Wealth Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 1,090 | Increased | 35.91 | 0.03 | 95,000.00 | 41.79 | 87.16 | Form 13 |
| Institutional & Family Asset Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 331 | Increased | 491.07 | 0.01 | 29,000.00 | 480.00 | 87.61 | Form 13 |
| Almanack Investment Partners, Llc. | 12-31-2020 | Etf | 5,604 | Increased | 0.04 | 0.06 | 489,000.00 | 1.88 | 87.26 | Form 13 |
| Beirne Wealth Consulting Services, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 71,174 | Increased | 30.14 | 3.07 | 6,213,000.00 | 35.42 | 87.29 | Form 13 |
| Flaharty Asset Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 4,495 | Decreased | -16.91 | 0.10 | 392,000.00 | -13.66 | 87.21 | Form 13 |
| Bluesky Wealth Advisors, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 148,810 | Increased | 3.31 | 3.14 | 12,991,000.00 | 6.11 | 87.30 | Form 13 |
| Shilanski & Associates, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 30,877 | Increased | 3.63 | 1.64 | 2,696,000.00 | 7.84 | 87.31 | Form 13 |
| Prime Capital Investment Advisors, Llc | 12-31-2020 | Etf | 65,280 | Increased | 3.50 | 0.44 | 5,699,000.00 | 7.69 | 87.30 | Form 13 |
| Gables Capital Management Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 1,364 | Maintained | 0.00 | 0.07 | 119,000.00 | 4.39 | 87.24 | Form 13 |
| J. L. Bainbridge & Co., Inc. | 12-31-2020 | Etf | 2,868 | Decreased | -3.37 | 0.04 | 250,000.00 | 0.40 | 87.17 | Form 13 |
| Future Financial Wealth Managment Llc | 12-31-2020 | Etf | 2,325 | New! | 0.00 | 0.02 | 203,000.00 | 0.00 | 87.31 | Form 13 |
| Rosenberg Matthew Hamilton | 12-31-2020 | Iboxx Hi Yd Etf | 53 | Maintained | 0.00 | 0.00 | 5,000.00 | 25.00 | 94.34 | Form 13 |
| Intrua Financial, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 5,201 | Maintained | 0.00 | 0.19 | 454,000.00 | 0.00 | 87.29 | Form 13 |
| Baker Tilly Financial, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 2,418 | New! | 0.00 | 0.07 | 211,000.00 | 0.00 | 87.26 | Form 13 |
| Db Wealth Management Group, Llc | 12-31-2020 | Etf | 494 | New! | 0.00 | 0.03 | 43,000.00 | 0.00 | 87.04 | Form 13 |
| Woodard & Co Asset Management Group Inc /adv | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Delphi Financial Group, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Bank Hapoalim Bm | 12-31-2020 | Iboxx Hi Yd Etf | 2,470 | Decreased | -59.51 | 0.03 | 216,000.00 | -57.81 | 87.45 | Form 13 |
| Stonex Group Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Toews Corp /adv | 12-31-2020 | Iboxx Hi Yd Etf | 1,537,500 | Maintained | 0.00 | 9.99 | 134,224,000.00 | 0.00 | 87.30 | Form 13 |
| Noesis Capital Mangement Corp | 12-31-2020 | Etfs | 11,260 | Increased | 7.14 | 9.99 | 983,000,000.00 | 11.45 | 87,300.18 | Form 13 |
| Sg Americas Securities, Llc | 12-31-2020 | Com | 492,553 | Decreased | -77.27 | 0.23 | 43,000,000.00 | -76.34 | 87.30 | Form 13 |
| Advisornet Financial, Inc | 12-31-2020 | Etf | 675 | Increased | 13.07 | 0.00 | 59,000.00 | 18.00 | 87.41 | Form 13 |
| Cambridge Investment Research Advisors, Inc. | 12-31-2020 | Etf | 267,891 | Increased | 20.24 | 9.99 | 23,387,000.00 | 25.11 | 87.30 | Form 13 |
| National Asset Management, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 42,285 | Decreased | -28.23 | 0.19 | 3,692,000.00 | -25.11 | 174.89 | Form 13 |
| Harbor Investment Advisory, Llc | 12-31-2020 | Etf | 188 | Decreased | -92.42 | 0.00 | 16,000.00 | -92.34 | 85.11 | Form 13 |
| Daiwa Securities Group Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 124,800 | Decreased | -19.28 | 0.08 | 10,895,000.00 | -8.56 | 87.30 | Form 13 |
| Clear Harbor Asset Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Executive Wealth Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 2,688 | New! | 0.00 | 0.03 | 234,000.00 | 0.00 | 87.05 | Form 13 |
| Neumann Capital Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 65,493 | Decreased | -2.80 | 2.89 | 5,718,000.00 | 3.96 | 87.31 | Form 13 |
| Glassman Wealth Services | 12-31-2020 | Iboxx Hi Yd Etf | 4 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Ellevest, Inc. | 12-31-2020 | Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Bergankdv Wealth Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 37,041 | Increased | 0.65 | 0.45 | 3,234,000.00 | 4.73 | 87.31 | Form 13 |
| Rsm Us Wealth Management Llc | 12-31-2020 | Iboxx Hi Yd Etf | 8,963 | Increased | 13.79 | 0.06 | 783,000.00 | 18.46 | 87.36 | Form 13 |
| Good Life Advisors, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 4,364 | Increased | 19.56 | 0.09 | 380,000.00 | 24.59 | 87.08 | Form 13 |
| Hcr Wealth Advisors | 12-31-2020 | Iboxx Hi Yd Etf | 630 | Maintained | 0.00 | 0.01 | 55,000.00 | 3.77 | 87.30 | Form 13 |
| Vestmark Advisory Solutions, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Laurel Wealth Advisors Llc | 12-31-2020 | Iboxx Hi Yd Etf | 1,387 | Maintained | 0.00 | 0.03 | 121,000.00 | 0.00 | 87.24 | Form 13 |
| Graves-light Private Wealth Management, Inc. | 12-31-2020 | Etf | 215 | New! | 0.00 | 0.00 | 19,000.00 | 0.00 | 88.37 | Form 13 |
| Outlook Wealth Advisors, Llc | 12-31-2020 | Common Stock | 55,189 | Increased | 20.37 | 1.75 | 4,818,000.00 | 25.24 | 87.30 | Form 13 |
| Omega Financial Group, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 61,766 | Increased | 0.88 | 2.91 | 5,392,000.00 | 4.96 | 87.30 | Form 13 |
| Steel Peak Wealth Management Llc | 12-31-2020 | Iboxx Hi Yd Etf | 13,215 | Increased | 2.41 | 0.10 | 1,154,000.00 | 9.59 | 87.33 | Form 13 |
| Copperleaf Capital, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Lloyd Advisory Services, Llc. | 12-31-2020 | Iboxx Hi Yd Etf | 8 | Maintained | 0.00 | 0.00 | 1,000.00 | 0.00 | 125.00 | Form 13 |
| Orion Portfolio Solutions, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 42,672 | Decreased | -23.92 | 0.17 | 3,725,000.00 | -18.63 | 87.29 | Form 13 |
| Founders Financial Alliance, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 2,087 | New! | 0.00 | 0.10 | 183,000.00 | 0.00 | 263.86 | Form 13 |
| Running Point Capital Advisors, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 731 | New! | 0.00 | 0.04 | 64,000.00 | 0.00 | 87.55 | Form 13 |
| Latitude Advisors, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 11,962 | New! | 0.00 | 0.92 | 1,044,000.00 | 0.00 | 87.28 | Form 13 |
| Us Bancorp \de\ | 12-31-2020 | Other | 864,211 | Increased | 2.29 | 0.16 | 75,445,000.00 | 6.43 | 261.90 | Form 13 |
| Umb Bank N A/mo | 12-31-2020 | Common | 11,025 | Increased | 8.13 | 0.03 | 962,000.00 | 15.62 | 87.26 | Form 13 |
| Bell Bank | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Regions Financial Corp | 12-31-2020 | Iboxx Hi Yd Etf | 12,137 | Decreased | -5.17 | 0.01 | 1,059,000.00 | -1.40 | 174.32 | Form 13 |
| Ntv Asset Management Llc | 12-31-2020 | Iboxx Hi Yd Etf | 22,251 | Increased | 363.56 | 0.39 | 1,943,000.00 | 382.13 | 87.32 | Form 13 |
| Motco | 12-31-2020 | Com | 310 | Increased | 73.18 | 0.00 | 27,000.00 | 80.00 | 87.10 | Form 13 |
| Blackrock Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 37,599,210 | Decreased | -6.49 | 0.11 | 3,282,413,000.00 | -2.70 | 1,396.80 | Form 13 |
| Indexiq Advisors Llc | 12-31-2020 | Iboxx Hi Yd Etf | 42,208 | Decreased | -64.94 | 0.14 | 3,685,000.00 | -63.52 | 174.83 | Form 13 |
| Fosun International Ltd | 12-31-2020 | Iboxx Hi Yd Etf | 289,460 | Decreased | -17.17 | 1.65 | 25,270,000.00 | -13.81 | 174.60 | Form 13 |
| Northcoast Asset Management Llc | 12-31-2020 | Iboxx H/y Crp Bond | 178,900 | Increased | 1.58 | 0.71 | 15,646,000.00 | 5.68 | 87.46 | Form 13 |
| Sumitomo Mitsui Trust Holdings, Inc. | 12-31-2020 | Com | 112,667 | Increased | 34.44 | 0.01 | 9,836,000.00 | 39.89 | 87.30 | Form 13 |
| Catalyst Capital Advisors Llc | 12-31-2020 | Iboxx Hi Yd Etf | 7,700 | New! | 0.00 | 0.04 | 672,000.00 | 0.00 | 87.27 | Form 13 |
| Litman Gregory Asset Management Llc | 12-31-2020 | Etf | 34,123 | Increased | 5.03 | 0.55 | 2,979,000.00 | 9.28 | 87.30 | Form 13 |
| Alaska Permanent Fund Corp | 12-31-2020 | Iboxx Hi Yd Etf | 3,105,307 | Decreased | -17.86 | 4.90 | 271,093,000.00 | -14.53 | 261.90 | Form 13 |
| Efg Asset Management (americas) Corp. | 12-31-2020 | Iboxx Hi Yd Etf | 3,106 | Decreased | -32.70 | 0.06 | 271,000.00 | -29.97 | 87.25 | Form 13 |
| Next Financial Group, Inc | 12-31-2020 | Iboxx Hi Yd Etf | 113,677 | Decreased | -7.39 | 0.95 | 9,924,000.00 | -3.63 | 174.61 | Form 13 |
| Blue Chip Partners, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 1,168 | New! | 0.00 | 0.02 | 102,000.00 | 0.00 | 87.33 | Form 13 |
| Koshinski Asset Management, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Ropes Wealth Advisors Llc | 12-31-2020 | Iboxx Hi Yd Etf | 40 | Decreased | -94.25 | 0.00 | 3,000.00 | -94.83 | 75.00 | Form 13 |
| Cedar Capital, Llc | 12-31-2020 | Iboxx Etf | 3,746 | Decreased | -14.10 | 0.60 | 327,000.00 | -10.66 | 87.29 | Form 13 |
| Mcilrath & Eck, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 553 | Decreased | -30.70 | 0.02 | 48,000.00 | -26.15 | 86.80 | Form 13 |
| Claraphi Advisory Network, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 4,494 | Increased | 13.20 | 0.11 | 392,000.00 | 20.99 | 87.23 | Form 13 |
| Chesapeake Wealth Management | 12-31-2020 | Iboxx Hi Yd Etf | 46,467 | Decreased | -34.58 | 1.38 | 4,057,000.00 | -31.92 | 174.62 | Form 13 |
| Insight Wealth Strategies, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 293,443 | Increased | 4.77 | 4.35 | 25,618,000.00 | 9.02 | 87.30 | Form 13 |
| Jackson Hole Capital Partners, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 1,433 | Maintained | 0.00 | 0.06 | 125,000.00 | 4.17 | 87.23 | Form 13 |
| Semmax Financial Advisors Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 136,470 | Increased | 9.71 | 4.92 | 11,914,000.00 | 14.15 | 87.30 | Form 13 |
| Rda Financial Network | 12-31-2020 | Iboxx Hi Yd Etf | 2,819 | Decreased | -3.59 | 0.00 | 246,000.00 | 0.41 | 87.26 | Form 13 |
| Keebeck Alpha, Lp | 12-31-2020 | Iboxx Hi Yd Etf | 24,870 | Decreased | -29.31 | 1.25 | 2,171,000.00 | -24.41 | 87.29 | Form 13 |
| Tcf National Bank | 12-31-2020 | Other | 9,886 | Increased | 18.72 | 0.09 | 863,000.00 | 23.64 | 174.69 | Form 13 |
| Monticello Wealth Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 3,331 | New! | 0.00 | 0.03 | 291,000.00 | 0.00 | 87.36 | Form 13 |
| Banque Cantonale Vaudoise | 12-31-2020 | Iboxx Hi Yd Etf | 3,435 | Decreased | -29.42 | 0.02 | 300,000.00 | -26.47 | 87.34 | Form 13 |
| Jnb Advisors Llc | 12-31-2020 | Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Emerald Advisors, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 9,590 | Decreased | -46.91 | 0.29 | 837,000.00 | -44.79 | 87.28 | Form 13 |
| Element Wealth, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 997 | Increased | 106.85 | 0.08 | 87,000.00 | 117.50 | 87.26 | Form 13 |
| Cypress Point Wealth Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 69 | New! | 0.00 | 0.01 | 6,000.00 | 0.00 | 86.96 | Form 13 |
| Hexagon Capital Partners Llc | 12-31-2020 | Etf | 5,532 | Decreased | -2.07 | 0.14 | 482,000.00 | 2.12 | 87.13 | Form 13 |
| Olympus Peak Asset Management Lp | 12-31-2020 | Iboxx Hi Yd Etf | 1,250,000 | New! | 0.00 | 9.99 | 109,125,000.00 | 0.00 | 87.30 | Form 13 |
| Phoenix Wealth Advisors | 12-31-2020 | Iboxx Hi Yd Etf | 27 | New! | 0.00 | 0.00 | 2,000.00 | 0.00 | 74.07 | Form 13 |
| 1st Source Bank | 12-31-2020 | Iboxx Hi Yd Etf | 19,653 | Increased | 1.36 | 0.13 | 1,716,000.00 | 5.47 | 174.68 | Form 13 |
| Lincoln National Corp | 12-31-2020 | Iboxx Hi Yd Etf | 4,548 | Increased | 33.29 | 0.01 | 397,000.00 | 38.81 | 174.31 | Form 13 |
| Haverford Trust Co | 12-31-2020 | Iboxx Hi Yd Etf | 5,023 | Maintained | 0.00 | 0.01 | 439,000.00 | 4.28 | 87.40 | Form 13 |
| Thompson Siegel & Walmsley Llc | 12-31-2020 | Com | 17,500 | New! | 0.00 | 0.02 | 1,528,000.00 | 0.00 | 87.31 | Form 13 |
| Mcmillion Capital Management Inc | 12-31-2020 | Etf | 95 | New! | 0.00 | 0.00 | 8,000.00 | 0.00 | 84.21 | Form 13 |
| Alliancebernstein L.p. | 12-31-2020 | Iboxx Hi Yd Etf | 33,328 | Increased | 12.97 | 0.00 | 2,910,000.00 | 17.58 | 87.31 | Form 13 |
| Stevens Capital Management Lp | 12-31-2020 | Iboxx Hi Yd Etf | 115,700 | New! | 0.00 | 4.96 | 10,101,000.00 | 0.00 | 87.30 | Form 13 |
| Agf Investments Inc. | 12-31-2020 | Etf | 91 | Decreased | -13.33 | 0.00 | 8,000.00 | -11.11 | 87.91 | Form 13 |
| Avalon Investment & Advisory | 12-31-2020 | Com | 200,279 | Decreased | -6.43 | 0.36 | 17,484,000.00 | -2.64 | 87.30 | Form 13 |
| Hirtle Callaghan & Co Llc | 12-31-2020 | Common Stock | 9,520 | Maintained | 0.00 | 0.06 | 834,000.00 | 4.38 | 87.61 | Form 13 |
| Cim, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 36,211 | Increased | 2.19 | 0.59 | 3,169,000.00 | 4.55 | 87.51 | Form 13 |
| Cibc World Markets Inc. | 12-31-2020 | Iboxx Hi Yd | 44,323 | Increased | 206.61 | 0.01 | 3,869,000.00 | 218.96 | 87.29 | Form 13 |
| Roundview Capital Llc | 12-31-2020 | Iboxx Hi Yd Etf | 8,944 | Increased | 112.80 | 0.11 | 781,000.00 | 121.25 | 87.32 | Form 13 |
| Agf Investments Llc | 12-31-2020 | Etf | 178 | Decreased | -13.17 | 0.00 | 16,000.00 | -5.88 | 89.89 | Form 13 |
| Angeles Investment Advisors, Llc | 12-31-2020 | Etf | 310,000 | Increased | 169.57 | 2.73 | 27,063,000.00 | 180.47 | 87.30 | Form 13 |
| Windsor Capital Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 3,869 | Increased | 0.52 | 0.13 | 337,000.00 | 4.66 | 87.10 | Form 13 |
| Fdx Advisors, Inc. | 12-31-2020 | Etf | 7,542 | Decreased | -71.16 | 0.03 | 658,000.00 | -70.01 | 87.24 | Form 13 |
| Arete Wealth Advisors, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 20,160 | New! | 0.00 | 0.25 | 1,760,000.00 | 0.00 | 87.30 | Form 13 |
| Ipg Investment Advisors Llc | 12-31-2020 | Iboxx Hi Yd Etf | 3,715 | New! | 0.00 | 0.08 | 324,320,000.00 | 0.00 | 87,300.13 | Form 13 |
| Lido Advisors, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 21,496 | Decreased | -16.15 | 0.06 | 1,876,000.00 | -12.78 | 87.27 | Form 13 |
| Beacon Investment Advisory Services, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 41,346 | Increased | 14.16 | 0.17 | 3,610,000.00 | 18.79 | 87.31 | Form 13 |
| Simmons Bank | 12-31-2020 | Etf-fixed Incom | 35,054 | New! | 0.00 | 0.24 | 3,061,000.00 | 0.00 | 281.75 | Form 13 |
| Jacobi Capital Management Llc | 12-31-2020 | Iboxx Hi Yd Etf | 39,419 | Decreased | -4.79 | 0.54 | 3,441,000.00 | -0.95 | 87.29 | Form 13 |
| Resources Investment Advisors, Llc. | 12-31-2020 | Iboxx Hi Yd Etf | 4,463 | Decreased | -5.56 | 9.99 | 390,000.00 | -1.76 | 87.39 | Form 13 |
| Flagship Harbor Advisors, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 2,517 | Increased | 37.84 | 0.03 | 220,000.00 | 43.79 | 87.41 | Form 13 |
| Sigfig Wealth Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 12,141 | Increased | 29.31 | 0.08 | 1,059,000.00 | 38.25 | 87.23 | Form 13 |
| Icon Wealth Partners, Llc | 12-31-2020 | Etf | 6,936 | Increased | 12.82 | 0.10 | 606,000.00 | 17.44 | 87.37 | Form 13 |
| Burleson & Company, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 6,965 | Decreased | -0.43 | 0.11 | 608,000.00 | 2.01 | 87.29 | Form 13 |
| West Branch Capital Llc | 12-31-2020 | Iboxx Hi Yd Etf | 4,803 | New! | 0.00 | 0.25 | 419,000.00 | 0.00 | 87.24 | Form 13 |
| Capital Financial Planning, Llc | 12-31-2020 | Etf | 14,965 | Increased | 30.46 | 0.63 | 1,306,000.00 | 35.76 | 87.27 | Form 13 |
| Personal Wealth Partners | 12-31-2020 | Iboxx Hi Yd Etf | 21,022 | Decreased | -2.36 | 0.86 | 1,835,000.00 | 4.44 | 87.29 | Form 13 |
| Xml Financial, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 15,243 | Increased | 1.12 | 0.35 | 1,331,000.00 | 8.21 | 87.32 | Form 13 |
| Nationwide Asset Management Llc | 12-31-2020 | Iboxx Hi Yd Etf | 1,500 | Maintained | 0.00 | 0.07 | 130,000.00 | 4.00 | 86.67 | Form 13 |
| Mine & Arao Wealth Creation & Management, Llc. | 12-31-2020 | Iboxx Hi Yd Etf | 639 | Increased | 35.96 | 0.04 | 56,000.00 | 47.37 | 87.64 | Form 13 |
| Spotlight Asset Group, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 13,571 | New! | 0.00 | 0.44 | 1,185,000.00 | 0.00 | 87.32 | Form 13 |
| Lifepro Asset Management | 12-31-2020 | Iboxx Hi Yd Etf | 63,803 | Increased | 16.14 | 1.73 | 5,570,000.00 | 20.85 | 87.30 | Form 13 |
| Lumature Wealth Partners, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 7,880 | New! | 0.00 | 0.65 | 688,000.00 | 0.00 | 87.31 | Form 13 |
| Elk River Wealth Management, Llc | 12-31-2020 | Exchange Traded Fund | 7,844 | New! | 0.00 | 0.23 | 685,000.00 | 0.00 | 87.33 | Form 13 |
| Golden State Equity Partners | 12-31-2020 | Iboxx Hi Yd Etf | 17,336 | New! | 0.00 | 1.04 | 1,513,000.00 | 0.00 | 87.28 | Form 13 |
| Fmr Llc | 12-31-2020 | Iboxx Hi Yd Etf | 3,196,942 | Increased | 5584.36 | 0.02 | 279,094,000.00 | 5,980.48 | 513.46 | Form 13 |
| Sei Investments Co | 12-31-2020 | Iboxx Hi Yd Etf | 350,452 | Increased | 2.24 | 0.08 | 30,588,000.00 | 6.36 | 146.66 | Form 13 |
| Cullen/frost Bankers, Inc. | 12-31-2020 | Domestic Taxable High Yield Fund-etf | 41,738 | Increased | 9.04 | 0.08 | 3,644,000.00 | 13.45 | 87.31 | Form 13 |
| Cowen And Company, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 1,300,000 | Maintained | 0.00 | 9.99 | 113,490,000.00 | 0.00 | 87.30 | Form 13 |
| Wintrust Investments Llc | 12-31-2020 | Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Howe & Rusling Inc | 12-31-2020 | Iboxx Hi Yd Etf | 105 | New! | 0.00 | 0.00 | 9,000.00 | 0.00 | 85.71 | Form 13 |
| Capital Advisors Inc/ok | 12-31-2020 | Iboxx Hi Yd Etf | 182,775 | Decreased | -20.59 | 9.99 | 15,956,000.00 | -18.80 | 87.30 | Form 13 |
| Washington Trust Bank | 12-31-2020 | Iboxx Hi Yd Etf | 3,079 | New! | 0.00 | 0.03 | 269,000.00 | 0.00 | 158.87 | Form 13 |
| Nissay Asset Management Corp /japan/ /adv | 12-31-2020 | Iboxx Hi Yd Etf | 83,383 | Increased | 0.90 | 0.11 | 7,279,000.00 | 4.98 | 87.30 | Form 13 |
| Toronto Dominion Bank | 12-31-2020 | Etf | 60,299 | Maintained | 0.00 | 0.01 | 5,264,000.00 | 0.00 | 87.30 | Form 13 |
| Commerce Bank | 12-31-2020 | Iboxx Hi Yd Etf | 6,550 | Decreased | -71.11 | 0.00 | 572,000.00 | -69.93 | 174.82 | Form 13 |
| Charter Trust Co | 12-31-2020 | Iboxx Hi Yd Etf | 20,399 | Increased | 1.54 | 0.18 | 1,781,000.00 | 5.63 | 87.31 | Form 13 |
| Bessemer Group Inc | 12-31-2020 | Fef | 35,649 | Decreased | -50.70 | 0.01 | 3,113,000.00 | -48.68 | 349.41 | Form 13 |
| Cape Cod Five Cents Savings Bank | 12-31-2020 | Iboxx Hi Yd Etf | 38,584 | Decreased | -59.20 | 0.38 | 3,369,000.00 | -57.54 | 175.15 | Form 13 |
| Washington Trust Co | 12-31-2020 | Tips Bd Etf | 86,572 | Increased | 1105.40 | 0.24 | 7,558,000.00 | 1,153.40 | 87.30 | Form 13 |
| Keybank National Association/oh | 12-31-2020 | Iboxx Hi | 160,541 | Decreased | -1.29 | 0.07 | 14,015,000.00 | 2.70 | 174.80 | Form 13 |
| Thornburg Investment Management Inc | 12-31-2020 | Iboxx Hi Yd Etf | 1,896 | Increased | 119.70 | 0.00 | 166,000.00 | 130.56 | 87.55 | Form 13 |
| Ci Investments Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 3,496,120 | Increased | 1105.77 | 1.34 | 305,211,000.00 | 1,154.62 | 87.30 | Form 13 |
| Boston Research & Management Inc | 12-31-2020 | Com | 23,895 | Increased | 1.28 | 0.73 | 2,086,000.00 | 5.41 | 87.30 | Form 13 |
| Equitable Holdings, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 134,950 | Increased | 3.97 | 0.27 | 11,782,000.00 | 8.19 | 174.67 | Form 13 |
| Founders Financial Securities Llc | 12-31-2020 | Iboxx Hi Yd Etf | 32,497 | Increased | 33.67 | 0.68 | 2,837,000.00 | 39.07 | 87.30 | Form 13 |
| Bangor Savings Bank | 12-31-2020 | Other | 2,998 | Decreased | -12.39 | 0.04 | 261,000.00 | -13.29 | 173.84 | Form 13 |
| Proshare Advisors Llc | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Plante Moran Financial Advisors, Llc | 12-31-2020 | Etf | 167 | New! | 0.00 | 0.00 | 15,000.00 | 0.00 | 89.82 | Form 13 |
| Sigma Planning Corp | 12-31-2020 | Iboxx Hi Yd Etf | 188,888 | Increased | 4.51 | 0.56 | 16,490,000.00 | 8.74 | 87.30 | Form 13 |
| Parkside Financial Bank & Trust | 12-31-2020 | Iboxx Hi Yd Etf | 13,436 | Decreased | -19.42 | 0.36 | 1,173,000.00 | -16.15 | 174.73 | Form 13 |
| Sta Wealth Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 16,345 | Increased | 377.78 | 0.14 | 1,427,000.00 | 397.21 | 87.30 | Form 13 |
| Sawtooth Solutions, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 186,921 | Decreased | -12.84 | 0.24 | 16,319,000.00 | -9.31 | 87.30 | Form 13 |
| Pinnacle Advisory Group, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 10,608 | Increased | 2.07 | 0.06 | 926,000.00 | 6.19 | 87.29 | Form 13 |
| Fiera Capital Corp | 12-31-2020 | Iboxx Hi Yd Etf | 86,340 | Increased | 29.95 | 0.02 | 7,537,000.00 | 35.19 | 174.52 | Form 13 |
| Hanlon Investment Management, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 197,819 | Increased | 1205.05 | 3.66 | 17,267,000.00 | 1,257.47 | 87.29 | Form 13 |
| Aft, Forsyth & Company, Inc. | 12-31-2020 | Etf | 5,323 | Decreased | -7.51 | 0.29 | 465,000.00 | -3.73 | 87.36 | Form 13 |
| Crabel Capital Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 175,980 | Increased | 494.41 | 3.70 | 15,363,000.00 | 518.48 | 87.30 | Form 13 |
| Samalin Investment Counsel, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 1,876 | Decreased | -38.55 | 0.11 | 163,817,000.00 | -36.05 | 87,322.49 | Form 13 |
| Advisory Services Network, Llc | 12-31-2020 | Etf | 8,031 | Increased | 6.02 | 0.03 | 701,000.00 | 10.22 | 274.35 | Form 13 |
| State Of Tennessee, Treasury Department | 12-31-2020 | Etp | 1,030,764 | Increased | 12.44 | 0.38 | 89,986,000.00 | 17.00 | 261.90 | Form 13 |
| Nelson, Van Denburg & Campbell Wealth Management Group, Llc | 12-31-2020 | Etf | 18,771 | Decreased | -2.72 | 0.20 | 1,638,000.00 | 1.24 | 87.26 | Form 13 |
| Mcf Advisors Llc | 12-31-2020 | Iboxx Hi Yd Etf | 88 | Maintained | 0.00 | 0.00 | 8,000.00 | 14.29 | 90.91 | Form 13 |
| Nyl Investors Llc | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Allsquare Wealth Management Llc | 12-31-2020 | Etf | 145 | Decreased | -90.46 | 0.01 | 13,000.00 | -89.84 | 89.66 | Form 13 |
| Personal Cfo Solutions, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 21,299 | Increased | 564.76 | 0.46 | 1,859,000.00 | 609.54 | 87.28 | Form 13 |
| Varma Mutual Pension Insurance Co | 12-31-2020 | Etf Class A | 1,500,000 | Maintained | 0.00 | 2.30 | 130,950,000.00 | 4.05 | 87.30 | Form 13 |
| Donoghue Forlines Llc | 12-31-2020 | Iboxx Hi Yd Etf | 253,272 | Increased | 595.92 | 4.27 | 22,111,000.00 | 624.24 | 87.30 | Form 13 |
| Aua Capital Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 7,884 | Maintained | 0.00 | 0.49 | 688,000.00 | 4.08 | 87.27 | Form 13 |
| Seacrest Wealth Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 15,759 | Decreased | -1.73 | 0.19 | 1,376,000.00 | 2.30 | 87.32 | Form 13 |
| Wagner Wealth Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 2,686 | New! | 0.00 | 0.22 | 235,000.00 | 0.00 | 87.49 | Form 13 |
| Mainstreet Investment Advisors Llc | 12-31-2020 | Iboxx Hi Yd Etf | 141,752 | Decreased | -36.03 | 0.98 | 12,375,000.00 | -33.43 | 87.30 | Form 13 |
| Nan Shan Life Insurance Co., Ltd. | 12-31-2020 | Iboxx Hi Yd Etf | 2,605,817 | Maintained | 0.00 | 4.70 | 227,488,000.00 | 6.96 | 87.30 | Form 13 |
| Duality Advisers, Lp | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Vectors Research Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 1,347 | Decreased | -97.36 | 0.04 | 118,000.00 | -97.24 | 87.60 | Form 13 |
| Bay Harbor Wealth Management, Llc | 12-31-2020 | Etf | 2,695 | Increased | 71.11 | 0.11 | 235,000.00 | 78.03 | 87.20 | Form 13 |
| Liberty Wealth Management Llc | 12-31-2020 | Iboxx Hi Yd Etf | 4,610 | Increased | 17.93 | 0.20 | 400,000.00 | 21.95 | 86.77 | Form 13 |
| Patriot Investment Management Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Nicolet Advisory Services, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 84,628 | Increased | 3.38 | 1.04 | 7,388,000.00 | 7.57 | 87.30 | Form 13 |
| Arkadios Wealth Advisors | 12-31-2020 | Etf | 939 | Increased | 1017.86 | 0.02 | 81,000.00 | -98.84 | 86.26 | Form 13 |
| Menard Financial Group Llc | 12-31-2020 | Iboxx Hi Yd Etf | 20,747 | Decreased | -3.65 | 1.95 | 1,811,000.00 | 0.22 | 87.29 | Form 13 |
| Center For Financial Planning, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 38 | Maintained | 0.00 | 0.00 | 3,000.00 | 0.00 | 78.95 | Form 13 |
| Mma Asset Management Llc | 12-31-2020 | Iboxx Hi Yd Etf | 23,054 | New! | 0.00 | 1.96 | 2,013,000.00 | 0.00 | 87.32 | Form 13 |
| Wells Fargo & Company/mn | 12-31-2020 | Iboxx Hi Yd Etf | 13,842,747 | Increased | 7.32 | 0.25 | 1,049,183,000.00 | 11.51 | 525.10 | Form 13 |
| Hancock Whitney Corp | 12-31-2020 | Iboxx Hi Yd Etf | 25,250 | Increased | 15.70 | 0.07 | 2,204,000.00 | 20.37 | 87.29 | Form 13 |
| Comerica Securities,inc. | 12-31-2020 | Iboxx Hi Yd Etf | 38,513 | Increased | 1.64 | 0.27 | 3,362,000.00 | 5.76 | 87.30 | Form 13 |
| Meeder Asset Management Inc | 12-31-2020 | Iboxx Hi Yd Etf | 14,482 | Increased | 179.68 | 0.28 | 1,264,000.00 | 198.82 | 87.28 | Form 13 |
| Citizens & Northern Corp | 12-31-2020 | Iboxx Hi Yd Etf | 6,830 | Maintained | 0.00 | 0.26 | 596,000.00 | 0.00 | 87.26 | Form 13 |
| Blair William & Co/il | 12-31-2020 | Iboxx Hi Yd Etf | 41,456 | Decreased | -1.60 | 0.01 | 3,619,000.00 | 5.23 | 87.30 | Form 13 |
| Intrust Bank Na | 12-31-2020 | Iboxx Hi Yd Etf | 24,268 | Maintained | 0.00 | 0.32 | 2,119,000.00 | 4.08 | 87.32 | Form 13 |
| Renaissance Technologies Llc | 12-31-2020 | Iboxx Hi Yd Etf | 148,800 | Increased | 1.29 | 0.01 | 12,990,000.00 | 5.40 | 87.30 | Form 13 |
| D.a. Davidson & Co. | 12-31-2020 | Iboxx Hi Yd Etf | 6,517 | Increased | 3.69 | 0.01 | 569,000.00 | 7.97 | 87.31 | Form 13 |
| Mariner Investment Group Llc | 12-31-2020 | Iboxx Hi Yd Etf | 150,000 | Maintained | 0.00 | 0.04 | 20,000.00 | 0.00 | 0.13 | Form 13 |
| Bluefin Capital Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Bnp Paribas Arbitrage, Sa | 12-31-2020 | Fund | 572,334 | Decreased | -86.01 | 9.99 | 56,446,783,000.00 | -90.14 | 8,817,300.00 | Form 13 |
| Strategy Asset Managers Llc | 12-31-2020 | Iboxx Hi Yd Etf | 7,065 | Increased | 12.86 | 0.15 | 617,000.00 | 17.52 | 87.33 | Form 13 |
| Covenant Partners, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 9,363 | Increased | 0.17 | 0.35 | 817,000.00 | 4.21 | 87.26 | Form 13 |
| Assetmark, Inc | 12-31-2020 | Etf | 3,752,313 | Increased | 37.82 | 1.83 | 327,577,000.00 | 43.40 | 87.30 | Form 13 |
| Brighton Jones Llc | 12-31-2020 | Iboxx Hi Yd Etf | 6,804 | Decreased | -7.58 | 0.04 | 594,000.00 | -3.88 | 87.30 | Form 13 |
| People's United Financial, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 143,203 | Decreased | -1.17 | 0.31 | 12,502,000.00 | 2.84 | 87.30 | Form 13 |
| Amg National Trust Bank | 12-31-2020 | Iboxx Hi Yd Etf | 3,724 | Maintained | 0.00 | 0.01 | 325,000.00 | 0.00 | 87.27 | Form 13 |
| Rafferty Asset Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 383,009 | Increased | 310.26 | 0.33 | 33,398,000.00 | 326.38 | 87.20 | Form 13 |
| Holowesko Partners Ltd. | 12-31-2020 | Iboxx Hi Yd Etf | 96,000 | New! | 0.00 | 2.26 | 8,381,000.00 | 0.00 | 87.30 | Form 13 |
| Td Ameritrade Investment Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 1,473 | New! | 0.00 | 0.00 | 129,000.00 | 0.00 | 87.58 | Form 13 |
| Hightower Advisors, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 56,747 | Increased | 0.44 | 0.02 | 4,936,000.00 | 4.24 | 86.98 | Form 13 |
| Neuberger Berman Group Llc | 12-31-2020 | Etf | 824,301 | Increased | 78.86 | 0.07 | 71,962,000.00 | 86.11 | 174.87 | Form 13 |
| Mackey Komara & Dankovich, Llc | 12-31-2020 | Etf | 5,749 | Increased | 123.61 | 0.80 | 502,000.00 | 132.41 | 87.32 | Form 13 |
| Finemark National Bank & Trust | 12-31-2020 | Iboxx Hi Yd Etf | 8,627 | Decreased | -0.69 | 0.03 | 753,000.00 | 3.29 | 87.28 | Form 13 |
| Hilton Capital Management, Llc | 12-31-2020 | Fixed Income Etf | 3,096 | Decreased | -58.24 | 0.03 | 270,000.00 | -55.37 | 87.21 | Form 13 |
| Merriman Wealth Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 90,812 | Decreased | -0.92 | 0.85 | 7,928,000.00 | 3.09 | 87.30 | Form 13 |
| Mirae Asset Global Investments Co., Ltd. | 12-31-2020 | Iboxx Hi Yd Etf | 108,213 | Increased | 52.58 | 0.03 | 9,447,000.00 | 58.83 | 174.62 | Form 13 |
| Lvz Advisors, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 46,092 | Maintained | 0.00 | 0.67 | 4,024,000.00 | 0.00 | 87.30 | Form 13 |
| Financial Advisory Service, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 9,554 | Decreased | -28.84 | 0.09 | 834,000.00 | -25.93 | 87.29 | Form 13 |
| Capital Advisors, Ltd. Llc | 12-31-2020 | Iboxx Hi Yd Etf | 2,250 | Maintained | 0.00 | 0.04 | 196,000.00 | 0.00 | 87.11 | Form 13 |
| Peninsula Wealth, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Ckw Financial Group | 12-31-2020 | Iboxx Hi Yd Etf | 269 | Maintained | 0.00 | 0.00 | 23,000.00 | 0.00 | 85.50 | Form 13 |
| Anfield Capital Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 2,352 | New! | 0.00 | 0.09 | 205,000.00 | 0.00 | 87.16 | Form 13 |
| Boston Private Wealth Llc | 12-31-2020 | Etf | 82,631 | Increased | 42.42 | 0.10 | 7,213,000.00 | 48.17 | 174.14 | Form 13 |
| Belvedere Trading Llc | 12-31-2020 | Iboxx Hi Yd Etf | 97,800 | New! | 0.00 | 0.33 | 8,538,000.00 | 0.00 | 87.30 | Form 13 |
| Blue Sky Asset Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 39,038 | Maintained | 0.00 | 9.99 | 3,404,000.00 | 0.00 | 87.20 | Form 13 |
| Clear Investment Research, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 70,303 | Increased | 8.89 | 9.99 | 6,137,000.00 | 13.29 | 87.29 | Form 13 |
| Bfam Partners (cayman) Ltd | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Ilmarinen Mutual Pension Insurance Co | 12-31-2020 | Iboxx Hi Yd Etf | 990,000 | Maintained | 0.00 | 1.03 | 86,427,000.00 | 4.05 | 87.30 | Form 13 |
| Aptus Capital Advisors, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 3,986 | Increased | 13.95 | 0.01 | 347,000.00 | 18.43 | 173.47 | Form 13 |
| Mandatum Life Insurance Co Ltd | 12-31-2020 | Iboxx Hi Yd Etf | 13,196 | Increased | 10.97 | 0.24 | 1,152,000.00 | 15.43 | 87.30 | Form 13 |
| Advisor Group Holdings, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 1,393,284 | Increased | 23.94 | 0.32 | 121,670,000.00 | 29.10 | 785.93 | Form 13 |
| Copperwynd Financial, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 3,602 | Maintained | 0.00 | 0.15 | 314,000.00 | 0.00 | 87.17 | Form 13 |
| Level Four Advisory Services, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 11,391 | Decreased | -37.13 | 0.08 | 994,000.00 | -32.88 | 87.26 | Form 13 |
| Gainplan Llc | 12-31-2020 | Iboxx Hi Yd Etf | 175,544 | Increased | 141.68 | 8.04 | 15,325,000.00 | 158.52 | 87.30 | Form 13 |
| Flc Capital Advisors | 12-31-2020 | Iboxx Hi Yd Etf | 14,714 | Increased | 6.52 | 0.43 | 1,285,000.00 | 9.92 | 87.33 | Form 13 |
| Towerpoint Wealth, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 77,020 | Increased | 3.76 | 3.36 | 6,724,000.00 | 10.98 | 87.30 | Form 13 |
| Sepio Capital, Lp | 12-31-2020 | Put | 70,000 | New! | 0.00 | 0.53 | 6,111,000.00 | 0.00 | 87.30 | Form 13 |
| Hnp Capital Llc | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Western Wealth Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 2,849 | Increased | 1.21 | 0.04 | 249,000.00 | 5.51 | 87.40 | Form 13 |
| Kwb Wealth | 12-31-2020 | Iboxx Hi Yd Etf | 3,266 | New! | 0.00 | 0.06 | 285,000.00 | 0.00 | 87.26 | Form 13 |
| Strategic Equity Management | 12-31-2020 | Iboxx Hi Yd Etf | 86,653 | New! | 0.00 | 3.39 | 7,565,000.00 | 0.00 | 87.30 | Form 13 |
| Pacific Asset Management Llc | 12-31-2020 | Etf | 408,130 | New! | 0.00 | 9.99 | 35,630,000.00 | 0.00 | 87.30 | Form 13 |
| Shorehaven Wealth Partners, Llc | 12-31-2020 | Etf | 45,855 | New! | 0.00 | 2.24 | 4,003,000.00 | 0.00 | 87.30 | Form 13 |
| Franklin Resources Inc | 12-31-2020 | Iboxx Hi Yd Etf | 74,707 | Increased | 15.67 | 0.00 | 6,522,000.00 | 20.35 | 174.61 | Form 13 |
| Bank Of America Corp /de/ | 12-31-2020 | Iboxx Hi Y | 8,523,196 | Decreased | -59.02 | 0.09 | 744,075,000.00 | -56.17 | 959.69 | Form 13 |
| Mid Atlantic Financial Management Inc/adv | 12-31-2020 | Iboxx Hi Yd Etf | 13,764 | Increased | 42.84 | 0.09 | 1,202,000.00 | 45.34 | 87.33 | Form 13 |
| Stephens Inc /ar/ | 12-31-2020 | Iboxx Hi Yd Etf | 22,850 | Increased | 122.64 | 0.04 | 1,995,000.00 | 138.07 | 87.31 | Form 13 |
| Panagora Asset Management Inc | 12-31-2020 | Etf | 66,049 | Increased | 5.63 | 0.03 | 5,766,000.00 | 12.99 | 87.30 | Form 13 |
| Nicholas Company, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Ing Groep Nv | 12-31-2020 | Iboxx Hi Yd Etf | 150,000 | Decreased | -11.76 | 0.29 | 13,095,000.00 | -8.19 | 87.30 | Form 13 |
| Veritable, L.p. | 12-31-2020 | Iboxx Hi Yd Etf | 15,443 | Increased | 11.65 | 0.02 | 1,348,000.00 | 16.21 | 87.29 | Form 13 |
| Scotia Capital Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 83,036 | Increased | 3.81 | 0.07 | 7,249,000.00 | 8.02 | 87.30 | Form 13 |
| Arrow Investment Advisors, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 21,007 | Decreased | -5.46 | 1.30 | 1,834,000.00 | -1.61 | 87.30 | Form 13 |
| Employees Retirement System Of Texas | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Capital Investment Counsel, Inc | 12-31-2020 | Iboxx Hi Yd Etf | 2,600 | Maintained | 0.00 | 0.07 | 227,000.00 | 4.13 | 87.31 | Form 13 |
| Horizon Investment Services, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 2,320 | New! | 0.00 | 0.12 | 203,000.00 | 0.00 | 87.50 | Form 13 |
| Dana Investment Advisors, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 3,662 | Decreased | -19.09 | 0.02 | 320,000.00 | -15.79 | 87.38 | Form 13 |
| Signaturefd, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 6,842 | Increased | 0.01 | 0.03 | 597,000.00 | 4.01 | 87.26 | Form 13 |
| Morningstar Investment Services Llc | 12-31-2020 | Iboxx Hi Yd Etf | 236,055 | Decreased | -9.38 | 0.29 | 20,608,000.00 | -5.32 | 87.30 | Form 13 |
| Stelac Advisory Services Llc | 12-31-2020 | Com | 8,668 | Increased | 302.79 | 0.15 | 591,000.00 | 235.80 | 68.18 | Form 13 |
| Cerity Partners Llc | 12-31-2020 | Etf | 110,627 | Maintained | 0.00 | 0.31 | 9,658,000.00 | 0.00 | 87.30 | Form 13 |
| Eqis Capital Management, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 233,864 | Increased | 38.05 | 2.24 | 20,416,000.00 | 43.64 | 87.30 | Form 13 |
| Hite Hedge Asset Management Llc | 12-31-2020 | Iboxx Hi Yd Etf | 118,846 | New! | 0.00 | 2.41 | 10,375,000.00 | 0.00 | 87.30 | Form 13 |
| Cumberland Partners Ltd | 12-31-2020 | Iboxx Hi Yd Etd | 5,000 | Decreased | -54.55 | 0.04 | 437,000.00 | -52.65 | 87.40 | Form 13 |
| First Horizon Advisors, Inc. | 12-31-2020 | Common Stock | 4,103 | Increased | 3.58 | 0.06 | 357,000.00 | 7.53 | 259.78 | Form 13 |
| Napier Park Global Capital (us) Lp | 12-31-2020 | Iboxx Hi Yd Etf | 362,000 | Decreased | -72.20 | 9.99 | 31,602,000.00 | 20.85 | 87.30 | Form 13 |
| Cranbrook Wealth Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 64,663 | Increased | 7.09 | 1.44 | 5,645,000.00 | 11.43 | 87.30 | Form 13 |
| Ubs Group Ag | 12-31-2020 | Iboxx Hi Yd Etf | 28,855,943 | Increased | 314.85 | 0.86 | 2,519,124,000.00 | 331.66 | 610.46 | Form 13 |
| Lakeview Capital Partners, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 255 | Maintained | 0.00 | 0.01 | 22,000.00 | 4.76 | 86.27 | Form 13 |
| Baird Financial Group, Inc. | 12-31-2020 | Common | 9,805 | Decreased | -0.58 | 0.00 | 856,000.00 | 3.51 | 87.30 | Form 13 |
| Proficio Capital Partners Llc | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Krilogy Financial Llc | 12-31-2020 | Iboxx Hi Yd Etf | 2,335 | New! | 0.00 | 0.02 | 204,000.00 | 0.00 | 87.37 | Form 13 |
| Cedar Wealth Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 12 | New! | 0.00 | 0.00 | 1,000.00 | 0.00 | 83.33 | Form 13 |
| Kalos Management, Inc. | 12-31-2020 | Etf | 25,053 | Increased | 67.70 | 0.94 | 2,195,000.00 | 71.35 | 87.61 | Form 13 |
| Armor Investment Advisors, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 5,100 | Increased | 12.19 | 0.31 | 445,000.00 | 16.80 | 87.25 | Form 13 |
| Mutual Advisors, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 54,442 | Decreased | -33.03 | 0.35 | 4,753,000.00 | -28.36 | 87.30 | Form 13 |
| Financial Advisors Network, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 82,851 | Increased | 10.56 | 2.49 | 7,233,000.00 | 18.26 | 87.30 | Form 13 |
| Slow Capital, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 22,043 | Increased | 2.08 | 0.46 | 1,924,000.00 | 6.18 | 87.28 | Form 13 |
| Valeo Financial Advisors, Llc | 12-31-2020 | Etf | 9,367 | Maintained | 0.00 | 0.04 | 818,000.00 | 0.00 | 87.33 | Form 13 |
| Steward Partners Investment Advisory, Llc | 12-31-2020 | Exchange Traded Funds (country Baskets/ishares) - Domestic | 14,718 | Increased | 6.22 | 0.03 | 1,285,000.00 | 10.49 | 87.31 | Form 13 |
| Eldridge Investment Advisors, Inc. | 12-31-2020 | Etf | 4,560 | Decreased | -6.94 | 0.17 | 398,000.00 | 0.00 | 87.28 | Form 13 |
| Providence Capital Advisors, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 17,055 | Increased | 55.95 | 0.61 | 1,489,000.00 | 66.74 | 87.31 | Form 13 |
| Pactiv General Employee Benefit Trust | 12-31-2020 | Common Stock | 644,800 | Maintained | 0.00 | 2.14 | 56,291,000.00 | 4.05 | 87.30 | Form 13 |
| Elo Mutual Pension Insurance Co | 12-31-2020 | Iboxx Hi Yd Etf | 1,060,000 | Maintained | 0.00 | 3.07 | 92,538,000.00 | 4.05 | 87.30 | Form 13 |
| Morganrosel Wealth Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Windsor Creek Advisors, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 17,500 | Decreased | -57.63 | 0.39 | 1,528,000.00 | -55.90 | 87.31 | Form 13 |
| Actinver Wealth Management, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 3,817 | Increased | 2.41 | 0.42 | 333,000.00 | 6.39 | 87.24 | Form 13 |
| Lineweaver Wealth Advisors, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 3,520 | New! | 0.00 | 0.12 | 307,000.00 | 0.00 | 87.22 | Form 13 |
| Hawsgoodwin Investment Management Llc | 12-31-2020 | Iboxx Hi Yd Etf | 177 | Decreased | -79.27 | 0.00 | 15,000.00 | -78.87 | 84.75 | Form 13 |
| Bellevue Asset Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 100 | Maintained | 0.00 | 0.01 | 9,000.00 | 12.50 | 90.00 | Form 13 |
| Summit Wealth Group, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 5,323 | Maintained | 0.00 | 0.29 | 465,000.00 | 4.03 | 87.36 | Form 13 |
| Archer Investment Corp | 12-31-2020 | Etf | 60 | Decreased | -55.22 | 0.00 | 5,238,000.00 | -52.11 | 87,300.00 | Form 13 |
| Prudent Man Advisors, Llc | 12-31-2020 | Etf | 159,741 | Increased | 22.40 | 6.19 | 13,945,000.00 | 27.36 | 87.30 | Form 13 |
| Synovus Financial Corp | 12-31-2020 | Iboxx Hi Yd Etf | 3,795 | Decreased | -10.35 | 0.00 | 331,000.00 | -6.76 | 174.94 | Form 13 |
| Annapolis Financial Services, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 210 | New! | 0.00 | 0.01 | 18,000.00 | 0.00 | 85.71 | Form 13 |
| Wells Financial Advisors Inc | 12-31-2020 | Etf | 2,530 | New! | 0.00 | 0.19 | 221,000.00 | 0.00 | 87.35 | Form 13 |
| Center For Asset Management Llc | 12-31-2020 | Iboxx Hi Yd Etf | 12,450 | New! | 0.00 | 1.08 | 1,087,000.00 | 0.00 | 87.31 | Form 13 |
| Cohen Investment Advisors Llc | 12-31-2020 | Iboxx Hi Yd Etf | 4,312 | New! | 0.00 | 0.34 | 376,000.00 | 0.00 | 87.20 | Form 13 |
| Oder Investment Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 12 | New! | 0.00 | 0.00 | 2,000.00 | 0.00 | 166.67 | Form 13 |
| Barclays Plc | 12-31-2020 | Opt | 57,475,066 | Decreased | -7.95 | 2.65 | 5,017,574,000.00 | -4.22 | 523.91 | Form 13 |
| Commonwealth Equity Services, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 183,267 | Decreased | -25.57 | 0.05 | 15,999,000.00 | -22.55 | 87.30 | Form 13 |
| First Horizon Corp | 12-31-2020 | Etf-fixed Income | 859 | Decreased | -24.18 | 0.00 | 74,000.00 | -22.11 | 86.15 | Form 13 |
| Northern Trust Corp | 12-31-2020 | Undefind | 4,643,176 | Increased | 1.47 | 0.00 | 4,054,000.00 | 5.57 | 1.74 | Form 13 |
| Citizens Financial Group Inc/ri | 12-31-2020 | Iboxx Hi Yd Etf | 6,836 | Increased | 3.00 | 0.03 | 597,000.00 | 7.37 | 87.33 | Form 13 |
| Oppenheimer & Co Inc | 12-31-2020 | Iboxx Hi Yd Etf | 61,308 | Increased | 39.00 | 0.11 | 5,352,000.00 | 48.67 | 87.30 | Form 13 |
| Citigroup Inc | 12-31-2020 | Iboxx Hi Yd Etf | 23,524,055 | Decreased | -35.44 | 1.21 | 2,053,650,000.00 | -32.82 | 872.84 | Form 13 |
| Capital One Financial Corp | 12-31-2020 | Iboxx Hi Yd Etf | 2,645 | Decreased | -68.68 | 0.03 | 231,000.00 | -67.37 | 87.33 | Form 13 |
| Bank Of Nova Scotia | 12-31-2020 | Iboxx Hi Yd Etf | 584,568 | Decreased | -64.46 | 0.11 | 51,033,000.00 | -63.02 | 174.60 | Form 13 |
| Tompkins Financial Corp | 12-31-2020 | High Yield Bond-etf | 3,725 | Increased | 313.89 | 0.06 | 325,000.00 | 371.01 | 87.25 | Form 13 |
| Wilbanks Smith & Thomas Asset Management Llc | 12-31-2020 | Iboxx Hi Yd Etf | 62,935 | Increased | 437.13 | 0.26 | 5,494,000.00 | 458.90 | 87.30 | Form 13 |
| Sumitomo Mitsui Financial Group, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 322,894 | Increased | 15.53 | 9.99 | 28,189,000.00 | 20.21 | 87.30 | Form 13 |
| Enterprise Financial Services Corp | 12-31-2020 | Other | 900 | Maintained | 0.00 | 0.02 | 79,000.00 | 3.95 | 87.78 | Form 13 |
| Dimension Capital Management Llc | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Dimension Capital Management Llc | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Waddell & Reed Financial Inc | 12-31-2020 | Iboxx Hi Yd Etf | 363,000 | Increased | 10.49 | 0.07 | 31,690,000.00 | 14.96 | 87.30 | Form 13 |
| Nomura Asset Management Co Ltd | 12-31-2020 | Iboxx Hi Yd Etf | 67,845 | Increased | 50.17 | 0.04 | 5,923,000.00 | 56.24 | 87.30 | Form 13 |
| Ameritas Investment Partners, Inc. | 12-31-2020 | Etf | 5,884 | Increased | 1.17 | 0.03 | 512,000.00 | 5.35 | 174.00 | Form 13 |
| Federated Hermes, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 2,444,880 | Maintained | 0.00 | 0.44 | 213,438,000.00 | 0.00 | 87.30 | Form 13 |
| Carlson Capital L P | 12-31-2020 | Iboxx Hi Yd Etf | 10,000 | New! | 0.00 | 0.05 | 1,320,000.00 | 0.00 | 132.00 | Form 13 |
| Asset Management One Co., Ltd. | 12-31-2020 | Iboxx Hi Yd Etf | 115 | Maintained | 0.00 | 0.00 | 10,000.00 | 0.00 | 86.96 | Form 13 |
| Eaton Vance Management | 12-31-2020 | Mutual Fund | 6,231 | Decreased | -99.31 | 0.00 | 544,000.00 | -99.28 | 87.31 | Form 13 |
| Raymond James & Associates | 12-31-2020 | Iboxx Hi Yd Etf | 304,218 | Decreased | -0.33 | 0.03 | 26,559,000.00 | 3.71 | 87.30 | Form 13 |
| Northwestern Mutual Wealth Management Co | 12-31-2020 | Iboxx Hi Yd Etf | 50,081 | Increased | 3.40 | 0.01 | 4,372,000.00 | 7.58 | 87.30 | Form 13 |
| Westwood Holdings Group Inc | 12-31-2020 | Iboxx Hi Yd Etf | 12,078 | Decreased | -10.55 | 0.01 | 1,054,000.00 | -6.97 | 87.27 | Form 13 |
| Mason Street Advisors, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 158,300 | Increased | 396.24 | 0.23 | 13,820,000.00 | 416.44 | 87.30 | Form 13 |
| Natixis | 12-31-2020 | Iboxx Hi Yd Etf | 25,956 | Increased | 11.87 | 0.01 | 2,266,000.00 | 16.38 | 87.30 | Form 13 |
| Wolverine Asset Management Llc | 12-31-2020 | Iboxx Hi Yd Etf | 3,600 | Decreased | -94.16 | 0.00 | 314,000.00 | -93.92 | 87.22 | Form 13 |
| Advisors Asset Management, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 4,027 | Increased | 19.74 | 0.01 | 352,000.00 | 24.82 | 87.41 | Form 13 |
| Cibc Private Wealth Group, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 84,373 | Increased | 10.04 | 0.02 | 7,365,000.00 | 14.49 | 174.32 | Form 13 |
| Madison Asset Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 5,900 | New! | 0.00 | 0.01 | 515,000.00 | 0.00 | 87.29 | Form 13 |
| Burgundy Asset Management Ltd. | 12-31-2020 | Iboxx Hi Yd Etf | 60,000 | Maintained | 0.00 | 0.06 | 5,238,000.00 | 4.05 | 87.30 | Form 13 |
| Grantham, Mayo, Van Otterloo & Co. Llc | 12-31-2020 | Iboxx Hi Yd Etf | 358,914 | Decreased | -63.96 | 0.19 | 31,333,000.00 | -62.50 | 87.30 | Form 13 |
| Makena Capital Management Llc | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Hbk Sorce Advisory Llc | 12-31-2020 | Iboxx Hi Yd Etf | 10,237 | Increased | 2.71 | 0.06 | 894,000.00 | 6.94 | 87.33 | Form 13 |
| Alphasimplex Group, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 41,081 | Decreased | -52.30 | 1.25 | 3,586,000.00 | -50.37 | 87.29 | Form 13 |
| Laurion Capital Management Lp | 12-31-2020 | Iboxx Hi Yd Etf | 17,391,127 | Increased | 314.07 | 9.99 | 1,518,246,000.00 | 330.85 | 261.90 | Form 13 |
| Lee Financial Co | 12-31-2020 | Iboxx Hi Yd Etf | 207 | Maintained | 0.00 | 0.00 | 18,000.00 | 5.88 | 86.96 | Form 13 |
| Public Sector Pension Investment Board | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| J.w. Cole Advisors, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 33,402 | Increased | 26.88 | 0.30 | 2,916,000.00 | 32.01 | 87.30 | Form 13 |
| Ancora Advisors, Llc | 12-31-2020 | Indx Fd | 235 | Decreased | -91.42 | 0.00 | 21,000.00 | -81.42 | 178.55 | Form 13 |
| Federal Reserve Bank Of New York | 12-31-2020 | Iboxx Hi Yd Etf | 3,875,790 | New! | 0.00 | 3.86 | 338,356,000.00 | 0.00 | 87.30 | Form 13 |
| K2 Principal Fund, L.p. | 12-31-2020 | Iboxx Hi Yd Etf | 20,000 | Increased | 150.00 | 0.15 | 1,746,000.00 | 160.21 | 87.30 | Form 13 |
| Mitsubishi Ufj Trust & Banking Corp | 12-31-2020 | Etf | 307,400 | Increased | 229.12 | 0.05 | 26,836,000.00 | 242.47 | 87.30 | Form 13 |
| Raymond James Financial Services Advisors, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 316,090 | Increased | 1.33 | 0.07 | 27,596,000.00 | 5.44 | 87.30 | Form 13 |
| Td Capital Management Llc | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Asset Allocation & Management Company, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 27,845 | Increased | 159.99 | 1.57 | 2,431,000.00 | 170.41 | 87.30 | Form 13 |
| Kepos Capital Lp | 12-31-2020 | Ishares Iboxx High Yld Corp | 36,000 | Decreased | -67.09 | 0.29 | 3,143,000.00 | -65.76 | 87.31 | Form 13 |
| Guardian Capital Advisors Lp | 12-31-2020 | Iboxx Hi Yd Etf | 10,885 | Decreased | -0.38 | 0.13 | 949,000.00 | 2.37 | 87.18 | Form 13 |
| Mizuho Securities Co. Ltd. | 12-31-2020 | Iboxx Hi Yd Etf | 35 | New! | 0.00 | 0.00 | 3,000.00 | 0.00 | 85.71 | Form 13 |
| J.safra Asset Management Corp | 12-31-2020 | Iboxx Hi Yd Etf | 2,603 | New! | 0.00 | 0.00 | 227,000.00 | 0.00 | 87.21 | Form 13 |
| Amp Capital Investors Ltd | 12-31-2020 | Iboxx Hi Yd Etf | 156,979 | Decreased | -36.96 | 0.07 | 13,693,000.00 | -34.19 | 87.23 | Form 13 |
| Healthcare Of Ontario Pension Plan Trust Fund | 12-31-2020 | Iboxx Hi Yd Etf | 279,600,000 | Increased | 106.35 | 9.99 | 24,409,080,000.00 | 114.71 | 174.60 | Form 13 |
| Atria Investments Llc | 12-31-2020 | Iboxx Hi Yd Etf | 235,343 | Increased | 10.85 | 0.50 | 20,545,000.00 | 15.34 | 87.30 | Form 13 |
| Summit Rock Advisors, Lp | 12-31-2020 | Iboxx Hi Yd Etf | 414,440 | Increased | 31.83 | 9.99 | 36,181,000.00 | 37.17 | 87.30 | Form 13 |
| Prospera Financial Services Inc | 12-31-2020 | Iboxx Hi Yd Etf | 24,668 | Increased | 98.12 | 0.15 | 2,153,000.00 | 106.03 | 87.28 | Form 13 |
| Strategic Wealth Advisors Group, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 136,592 | New! | 0.00 | 0.64 | 11,924,000.00 | 0.00 | 87.30 | Form 13 |
| Column Capital Advisors, Llc | 12-31-2020 | Etf | 377 | Maintained | 0.00 | 0.01 | 33,000.00 | 3.12 | 87.53 | Form 13 |
| Regal Investment Advisors Llc | 12-31-2020 | Iboxx Hi Yd Etf | 28,704 | Increased | 244.21 | 0.28 | 2,506,000.00 | 267.99 | 87.30 | Form 13 |
| Winfield Associates, Inc. | 12-31-2020 | Etf | 8,600 | Maintained | 0.00 | 0.32 | 751,000.00 | 4.02 | 87.33 | Form 13 |
| Personal Capital Advisors Corp | 12-31-2020 | Iboxx Hi Yd Etf | 3,917 | Increased | 16.61 | 0.00 | 342,000.00 | 24.82 | 87.31 | Form 13 |
| Virtus Etf Advisers Llc | 12-31-2020 | Iboxx Hi Yd Etf | 4,442 | Increased | 121.77 | 0.16 | 388,000.00 | 138.04 | 87.35 | Form 13 |
| Vontobel Holding Ltd. | 12-31-2020 | Iboxx Hi Yd Etf | 27,000 | Maintained | 0.00 | 0.02 | 2,357,000.00 | 0.00 | 174.59 | Form 13 |
| Parkwood Llc | 12-31-2020 | Etp | 1,500,000 | New! | 0.00 | 9.99 | 130,950,000.00 | 0.00 | 87.30 | Form 13 |
| Sequoia Financial Advisors, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 13,008 | Decreased | -2.55 | 0.05 | 1,136,000.00 | 1.43 | 87.33 | Form 13 |
| Winton Group Ltd | 12-31-2020 | Iboxx Hi Yd Etf | 19,199 | New! | 0.00 | 0.12 | 1,676,000.00 | 0.00 | 87.30 | Form 13 |
| Northwestern Mutual Investment Management Company, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Dakota Wealth Management | 12-31-2020 | Iboxx Hi Yd Etf | 15,369 | Decreased | -6.97 | 0.17 | 1,342,000.00 | -3.17 | 87.32 | Form 13 |
| Towercrest Capital Management | 12-31-2020 | Iboxx Hi Yd Etf | 138,144 | Increased | 2.56 | 2.71 | 12,060,000.00 | 9.68 | 87.30 | Form 13 |
| Rampart Investment Management Company, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Betterment Llc | 12-31-2020 | Common | 133,158 | Decreased | -9.82 | 0.05 | 11,625,000.00 | -6.17 | 87.30 | Form 13 |
| Park Avenue Institutional Advisers Llc | 12-31-2020 | Iboxx Hi Yd Etf | 118,000 | Increased | 555.56 | 9.99 | 10,301,000.00 | 601.23 | 87.30 | Form 13 |
| Edmond De Rothschild Holding S.a. | 12-31-2020 | Iboxx Hi Yd Etf | 5,026 | Increased | 23.01 | 0.01 | 439,000.00 | 27.99 | 262.18 | Form 13 |
| Turim 21 Investimentos Ltda. | 12-31-2020 | Ishares Tr | 4,579 | Maintained | 0.00 | 2.07 | 400,000.00 | 4.44 | 87.36 | Form 13 |
| Renasant Bank | 12-31-2020 | Iboxx Hi Yd Etf | 5,333 | New! | 0.00 | 0.38 | 466,000.00 | 0.00 | 174.64 | Form 13 |
| Integrated Advisors Network Llc | 12-31-2020 | Iboxx Hi Yd Etf | 35,008 | Increased | 25.11 | 0.34 | 3,056,000.00 | 30.15 | 87.29 | Form 13 |
| Reby Advisors, Llc | 12-31-2020 | Etf | 171 | New! | 0.00 | 0.00 | 15,000.00 | 0.00 | 87.72 | Form 13 |
| Wealthsource Partners, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 2,417 | New! | 0.00 | 0.02 | 211,000.00 | 0.00 | 87.30 | Form 13 |
| Forefront Analytics, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 17,914 | Decreased | -32.73 | 0.68 | 1,568,000.00 | -29.46 | 174.92 | Form 13 |
| Bdo Wealth Advisors, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 150 | Increased | 206.12 | 0.00 | 13,000.00 | 225.00 | 86.67 | Form 13 |
| Pfm Asset Management Llc | 12-31-2020 | Iboxx Hi Yd Etf | 1,093,601 | Increased | 51.64 | 2.38 | 95,471,000.00 | 62.19 | 87.30 | Form 13 |
| Verdence Capital Advisors Llc | 12-31-2020 | Iboxx Hi Yd Etf | 8,203 | Increased | 11.18 | 0.14 | 716,000.00 | 15.67 | 87.29 | Form 13 |
| Legacy Wealth Partners, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 3,798 | Decreased | -0.76 | 0.21 | 332,000.00 | 3.43 | 87.41 | Form 13 |
| Pinnacle Wealth Planning Services, Inc. | 12-31-2020 | Etf | 1,373 | Maintained | 0.00 | 0.03 | 119,000.00 | 0.00 | 149.46 | Form 13 |
| Financial Advocates Investment Management | 12-31-2020 | Iboxx Hi Yd Etf | 34,927 | Decreased | -13.66 | 0.21 | 3,036,000.00 | -10.55 | 86.92 | Form 13 |
| Integrated Wealth Concepts Llc | 12-31-2020 | Mf Closed And Mf Open | 144,272 | Increased | 13.67 | 0.60 | 12,595,000.00 | 21.57 | 87.30 | Form 13 |
| Kc Investment Advisors, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 6,106 | Decreased | -37.85 | 0.00 | 533,000.00 | -33.54 | 87.29 | Form 13 |
| Rockefeller Capital Management L.p. | 12-31-2020 | Iboxx Hi Yd Etf | 6,957 | Increased | 26.91 | 0.00 | 607,000.00 | 35.79 | 87.25 | Form 13 |
| Change Path, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 4,691 | Increased | 15.94 | 0.03 | 409,000.00 | 23.94 | 87.19 | Form 13 |
| Mount Yale Investment Advisors, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 3,370 | Increased | 19.38 | 0.04 | 294,000.00 | 24.05 | 87.24 | Form 13 |
| Peak6 Investments Llc | 12-31-2020 | Iboxx Hi Yd Etf | 214,400 | Decreased | -14.03 | 0.04 | 18,717,000.00 | -8.05 | 174.60 | Form 13 |
| Paradigm Financial Partners, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 22,219 | Increased | 354.47 | 0.56 | 1,938,000.00 | 372.68 | 87.22 | Form 13 |
| Cary Street Partner Investment Advisory Llc | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Cedar Brook Financial Partners, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 5,133 | Increased | 10.01 | 0.16 | 448,000.00 | 14.58 | 87.28 | Form 13 |
| Clear Creek Financial Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Evoke Wealth, Llc | 12-31-2020 | Etf | 375 | Maintained | 0.00 | 0.00 | 33,000.00 | 6.45 | 88.00 | Form 13 |
| Mattern Wealth Management Llc | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Regent Peak Wealth Advisors Llc | 12-31-2020 | Iboxx Hi Yd Etf | 1,288 | New! | 0.00 | 0.04 | 112,000.00 | 0.00 | 86.96 | Form 13 |
| Charter Oak Capital Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 5,499 | New! | 0.00 | 0.07 | 480,000.00 | 0.00 | 87.29 | Form 13 |
| Disciplined Investments, Llc | 12-31-2020 | Etf | 4,449 | Decreased | -1.00 | 0.26 | 388,000.00 | 2.92 | 87.21 | Form 13 |
| Tcg Advisory Services, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 34,389 | New! | 0.00 | 1.31 | 2,885,000.00 | 0.00 | 83.89 | Form 13 |
| Insight Advisors, Llc/ Pa | 12-31-2020 | Iboxx Hi Yd Etf | 3,508 | New! | 0.00 | 0.12 | 306,000.00 | 0.00 | 87.23 | Form 13 |
| Greystone Financial Group, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 193,911 | New! | 0.00 | 4.63 | 17,022,000.00 | 0.00 | 87.78 | Form 13 |
| Lebenthal Global Advisors, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 46,653 | New! | 0.00 | 2.88 | 4,072,000.00 | 0.00 | 87.28 | Form 13 |
| Thrive Capital Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 6,918 | New! | 0.00 | 0.64 | 604,000.00 | 0.00 | 87.31 | Form 13 |
| Loomis Sayles & Co L P | 12-31-2020 | Exchange Traded Funds - Debt | 99,668 | Increased | 131.53 | 0.01 | 8,701,000.00 | 140.89 | 87.30 | Form 13 |
| M&t Bank Corp | 12-31-2020 | Iboxx Hi Yd Etf | 98,911 | Increased | 0.71 | 0.03 | 8,635,000.00 | 4.78 | 261.36 | Form 13 |
| American International Group, Inc. | 12-31-2020 | Etf | 250 | New! | 0.00 | 0.08 | 21,825,000.00 | 0.00 | 87,300.00 | Form 13 |
| Mml Investors Services, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 371,515 | Increased | 0.97 | 0.35 | 32,433,000.00 | 8.00 | 87.30 | Form 13 |
| Pnc Financial Services Group, Inc. | 12-31-2020 | Iboxx Hi Yd Et | 54,627 | Decreased | -30.45 | 0.01 | 4,770,000.00 | -25.60 | 349.57 | Form 13 |
| German American Bancorp, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 132,744 | Increased | 5.31 | 2.28 | 11,588,000.00 | 9.57 | 172.05 | Form 13 |
| Stifel Financial Corp | 12-31-2020 | Iboxx Hi Yd Etf | 2,112,912 | Increased | 2.93 | 0.32 | 184,459,000.00 | 7.10 | 436.39 | Form 13 |
| American Century Companies Inc | 12-31-2020 | Iboxx Hi Yd Etf | 702,461 | Increased | 127.38 | 0.05 | 61,325,000.00 | 143.20 | 87.30 | Form 13 |
| Eagle Asset Management Inc | 12-31-2020 | Etp | 24,680 | New! | 0.00 | 0.01 | 2,154,000.00 | 0.00 | 87.28 | Form 13 |
| Ameriprise Financial Inc | 12-31-2020 | Com | 2,633,862 | Increased | 103.47 | 0.08 | 229,789,000.00 | 116.23 | 349.01 | Form 13 |
| Credit Suisse Ag/ | 12-31-2020 | Iboxx Hi Yd Etf | 18,291,238 | Increased | 61.57 | 0.78 | 1,596,826,000.00 | 72.81 | 349.20 | Form 13 |
| Mercer Global Advisors Inc /adv | 12-31-2020 | Iboxx Hi Yd Etf | 7,337 | Increased | 44.63 | 0.01 | 641,000.00 | 50.47 | 87.37 | Form 13 |
| Harbor Financial Services, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 2,531 | New! | 0.00 | 0.10 | 221,000.00 | 0.00 | 87.32 | Form 13 |
| Goldman Sachs Group Inc | 12-31-2020 | Cmn | 29,609,018 | Decreased | -10.21 | 0.66 | 2,584,868,000.00 | -3.96 | 698.41 | Form 13 |
| Banco Santander, S.a. | 12-31-2020 | Iboxx Hi Yd Etf | 85,518 | Decreased | -0.03 | 0.05 | 7,467,000.00 | 4.04 | 262.03 | Form 13 |
| Allstate Corp | 12-31-2020 | Equ | 1,755,096 | Decreased | -62.47 | 4.75 | 153,220,000.00 | -59.86 | 174.60 | Form 13 |
| Wellington Management Group Llp | 12-31-2020 | Iboxx Hi Yd Etf | 747,500 | Increased | 97.17 | 0.01 | 65,257,000.00 | 110.89 | 174.60 | Form 13 |
| Massachusetts Financial Services Co /ma/ | 12-31-2020 | Iboxx Hi Yd Etf | 971,800 | Decreased | -9.63 | 0.03 | 84,838,000.00 | -5.97 | 87.30 | Form 13 |
| Alerus Financial Na | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Wolverine Trading, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Bank Of Montreal /can/ | 12-31-2020 | Iboxx Hi Yd Etf | 23,883,988 | Decreased | -1.14 | 1.38 | 2,075,518,000.00 | 1.95 | 608.18 | Form 13 |
| Manufacturers Life Insurance Company, The | 12-31-2020 | Iboxx Hi Yd Etf | 179,621 | Increased | 109.44 | 0.01 | 15,681,000.00 | 117.91 | 87.30 | Form 13 |
| Parametric Portfolio Associates Llc | 12-31-2020 | Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Bokf, Na | 12-31-2020 | Iboxx Hi Yd Etf | 8,532 | Decreased | -47.20 | 0.01 | 745,000.00 | -45.02 | 174.55 | Form 13 |
| Royal Bank Of Canada | 12-31-2020 | Iboxx Hi Yd Etf | 12,588,923 | Increased | 1.97 | 0.31 | 1,099,013,000.00 | 6.10 | 1,569.15 | Form 13 |
| Shelton Capital Management | 12-31-2020 | Iboxx Hi Yd Etf | 150,000 | Increased | 36.36 | 0.59 | 13,095,000.00 | 43.11 | 87.30 | Form 13 |
| New England Asset Management Inc | 12-31-2020 | Iboxx Hi Yd Etf | 26,800 | Increased | 182.11 | 0.05 | 2,340,000.00 | 193.60 | 87.31 | Form 13 |
| D. E. Shaw & Co., Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| United Services Automobile Association | 12-31-2020 | Etp | 57,686 | Decreased | -75.08 | 0.08 | 5,015,000.00 | -74.18 | 86.94 | Form 13 |
| Td Asset Management Inc | 12-31-2020 | Iboxx Hi Yd Etf | 16,635,725 | Decreased | -2.39 | 1.76 | 1,452,299,000.00 | 1.57 | 87.30 | Form 13 |
| Fairview Capital Investment Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 4,400 | Increased | 4.76 | 0.02 | 384,000.00 | 9.09 | 87.27 | Form 13 |
| Glazer Capital, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 6,965 | New! | 0.00 | 0.02 | 608,000.00 | 0.00 | 87.29 | Form 13 |
| Aristeia Capital Llc | 12-31-2020 | Iboxx Hi Yd Etf | 722,575 | Increased | 1481.13 | 1.60 | 63,081,000.00 | 1,545.31 | 87.30 | Form 13 |
| Colony Group Llc | 12-31-2020 | Etf | 6,080 | Decreased | -2.70 | 0.01 | 531,000.00 | 1.34 | 87.34 | Form 13 |
| Jefferies Group Llc | 12-31-2020 | Iboxx Hi Yd Etf | 991,000 | Increased | 938.77 | 0.78 | 86,514,000.00 | 980.75 | 174.59 | Form 13 |
| First Foundation Advisors | 12-31-2020 | Iboxx Hi Yd Etf | 4,422 | Decreased | -18.41 | 0.02 | 386,000.00 | -15.16 | 87.29 | Form 13 |
| Ellington Management Group Llc | 12-31-2020 | Iboxx Hi Yd Etf | 1,597,000 | Increased | 134.88 | 9.99 | 139,418,000.00 | 144.40 | 87.30 | Form 13 |
| Massmutual Trust Co Fsb/adv | 12-31-2020 | Exchange Traded Fund | 2,270 | Increased | 3.23 | 0.01 | 198,000.00 | 7.61 | 87.22 | Form 13 |
| Paloma Partners Management Co | 12-31-2020 | Call | 138,254 | Decreased | -54.60 | 0.32 | 12,070,000.00 | -52.76 | 174.62 | Form 13 |
| Nations Financial Group Inc, /ia/ /adv | 12-31-2020 | Etf | 6,233 | Increased | 44.25 | 0.14 | 544,000.00 | 49.86 | 87.28 | Form 13 |
| Prudential Financial Inc | 12-31-2020 | Iboxx Hi Yd Etf | 978,409 | Decreased | -74.62 | 0.14 | 85,415,000.00 | -73.59 | 174.58 | Form 13 |
| Wedbush Securities Inc | 12-31-2020 | Com | 6,213 | Decreased | -55.93 | 0.05 | 542,000.00 | -54.18 | 87.24 | Form 13 |
| Nomura Holdings Inc | 12-31-2020 | Cmn | 1,254,500 | Decreased | -91.67 | 0.18 | 109,569,000.00 | -91.33 | 87.34 | Form 13 |
| Two Sigma Investments, Lp | 12-31-2020 | Iboxx Hi Yd Etf | 59,508 | New! | 0.00 | 0.01 | 5,195,000.00 | 0.00 | 87.30 | Form 13 |
| Balyasny Asset Management Llc | 12-31-2020 | Iboxx Hi Yd Etf | 263,234 | Maintained | 0.00 | 0.16 | 22,980,000.00 | 0.00 | 174.59 | Form 13 |
| Janus Henderson Group Plc | 12-31-2020 | Iboxx Hi Yd Etf | 3,996 | New! | 0.00 | 0.00 | 349,000.00 | 0.00 | 87.34 | Form 13 |
| Goldentree Asset Management Lp | 12-31-2020 | Iboxx Hi Yd Etf | 1,725,000 | Maintained | 0.00 | 5.92 | 150,592,000.00 | 4.05 | 87.30 | Form 13 |
| Marathon Asset Management Lp | 12-31-2020 | Iboxx Hi Yd Etf | 187,000 | Decreased | -92.27 | 9.99 | 16,325,000.00 | -91.95 | 87.30 | Form 13 |
| Guggenheim Capital Llc | 12-31-2020 | Iboxx Hi Yd Etf | 3,226,649 | Decreased | -1.84 | 1.77 | 281,684,000.00 | 2.14 | 261.86 | Form 13 |
| Anchorage Capital Group, L.l.c. | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Strategic Value Partners, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 1,250,000 | Maintained | 0.00 | 9.99 | 109,125,000.00 | 0.00 | 87.30 | Form 13 |
| Graham Capital Management, L.p. | 12-31-2020 | Iboxx Hi Yd Etf | 330,000 | New! | 0.00 | 1.06 | 28,809,000.00 | 0.00 | 87.30 | Form 13 |
| Bain Capital Credit, Lp | 12-31-2020 | Iboxx Hi Yd Etf | 25,979 | Decreased | -78.86 | 0.64 | 2,268,000.00 | -78.00 | 87.30 | Form 13 |
| Marshall Wace, Llp | 12-31-2020 | Equity Option | 3,166,200 | Increased | 394.02 | 1.49 | 276,409,000.00 | 404.77 | 1,920.85 | Form 13 |
| Polar Asset Management Partners Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Brinker Capital Investments, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Mariner, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 15,157 | Increased | 14.52 | 0.01 | 1,323,000.00 | 19.19 | 87.29 | Form 13 |
| Prelude Capital Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 1,892,459 | Increased | 5714.18 | 4.21 | 165,212,000.00 | 5,949.51 | 261.91 | Form 13 |
| Walleye Trading Llc | 12-31-2020 | Iboxx Hi Yd Etf | 170,700 | Increased | 379.49 | 0.07 | 14,902,000.00 | 398.90 | 174.60 | Form 13 |
| Taconic Capital Advisors Lp | 12-31-2020 | Iboxx Hi Yd Etf | 2,900,000 | Maintained | 0.00 | 9.99 | 253,170,000.00 | 0.00 | 87.30 | Form 13 |
| Bank Of New York Mellon Corp | 12-31-2020 | Ibox | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Kohlberg Kravis Roberts & Co. L.p. | 12-31-2020 | Iboxx Hi Yd Etf | 64,000 | Maintained | 0.00 | 0.03 | 5,587,000.00 | 0.00 | 87.30 | Form 13 |
| Brigade Capital Management, Lp | 12-31-2020 | Iboxx Hi Yd Etf | 7,000,000 | Decreased | -6.67 | 9.99 | 611,100,000.00 | -2.88 | 174.60 | Form 13 |
| Citadel Advisors Llc | 12-31-2020 | Iboxx Hi Yd Etf | 29,385,400 | Decreased | -21.30 | 0.67 | 2,565,345,000.00 | -18.11 | 261.90 | Form 13 |
| Pentwater Capital Management Lp | 12-31-2020 | Iboxx Hi Yd Etf | 135,700 | Maintained | 0.00 | 0.14 | 11,847,000.00 | 4.06 | 87.30 | Form 13 |
| Perella Weinberg Partners Capital Management Lp | 12-31-2020 | Iboxx Hi Yd Etf | 77,857 | Decreased | -36.20 | 1.58 | 6,797,000.00 | -33.62 | 87.30 | Form 13 |
| Capstone Investment Advisors, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 52,105 | Decreased | -52.55 | 0.01 | 4,549,000.00 | -50.62 | 174.71 | Form 13 |
| Benjamin F. Edwards & Company, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 36,710 | Increased | 17.40 | 0.19 | 3,205,000.00 | 22.19 | 87.31 | Form 13 |
| Susquehanna International Group, Llp | 12-31-2020 | Iboxx Hi Yd Etf | 11,152,360 | Increased | 7.77 | 0.15 | 973,601,000.00 | 12.14 | 261.90 | Form 13 |
| Moore Capital Management, Lp | 12-31-2020 | Iboxx Hi Yd Etf | 15,101,000 | Increased | 1213.13 | 9.99 | 1,318,317,000.00 | 1,266.34 | 261.90 | Form 13 |
| Two Sigma Securities, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 252,404 | Increased | 7.62 | 0.53 | 22,034,000.00 | 11.97 | 261.77 | Form 13 |
| Benjamin Edwards Inc | 12-31-2020 | Iboxx Hi Yd Etf | 5,252 | Increased | 15.43 | 0.36 | 458,000.00 | 19.90 | 87.20 | Form 13 |
| Alberta Investment Management Corp | 12-31-2020 | Iboxx Hi Yd Etf | 89,000 | Decreased | -73.75 | 0.07 | 7,770,000.00 | -72.68 | 87.30 | Form 13 |
| Brown Brothers Harriman & Co | 12-31-2020 | Common Stock | 938 | New! | 0.00 | 0.00 | 82,000.00 | 0.00 | 87.42 | Form 13 |
| Flow Traders U.s. Llc | 12-31-2020 | Etp | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Psagot Investment House Ltd. | 12-31-2020 | Iboxx Hi Yd Etf | 1,135,036 | Decreased | -19.80 | 2.29 | 99,089,000.00 | -16.55 | 87.30 | Form 13 |
| Mckinley Carter Wealth Services, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 13,758 | New! | 0.00 | 0.16 | 1,201,000.00 | 0.00 | 87.29 | Form 13 |
| Hap Trading, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 4,105,400 | Increased | 6.73 | 0.07 | 2,233,000.00 | -9.04 | 1.38 | Form 13 |
| Anson Funds Management Lp | 12-31-2020 | Iboxx Hi Yd Etf | 160,000 | New! | 0.00 | 2.81 | 13,968,000.00 | 0.00 | 87.30 | Form 13 |
| Lombard Odier Asset Management (usa) Corp | 12-31-2020 | Iboxx Hi Yd Etf | 3,600,000 | Increased | 33.33 | 9.99 | 314,280,000.00 | 38.74 | 174.60 | Form 13 |
| Saba Capital Management, L.p. | 12-31-2020 | Iboxx Hi Yd Etf | 4,147,500 | Decreased | -19.96 | 9.99 | 362,078,000.00 | -16.71 | 87.30 | Form 13 |
| Captrust Financial Advisors | 12-31-2020 | Etf | 24,342 | Increased | 56.88 | 0.03 | 2,125,000.00 | 62.71 | 87.30 | Form 13 |
| Knighthead Capital Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 2,000,000 | New! | 0.00 | 9.99 | 174,600,000.00 | 0.00 | 87.30 | Form 13 |
| Hall Kathryn A. | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Msd Partners, L.p. | 12-31-2020 | Iboxx Hi Yd Etf | 1,000,000 | Increased | 218.17 | 9.99 | 87,300,000.00 | 231.06 | 174.60 | Form 13 |
| Parallax Volatility Advisers, L.p. | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Nuveen Asset Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 235,266 | Decreased | -88.34 | 0.01 | 20,539,000.00 | -87.87 | 87.30 | Form 13 |
| Metlife Investment Management, Llc | 12-31-2020 | Com | 43,205 | Decreased | -31.64 | 0.02 | 3,754,000.00 | -26.92 | 86.89 | Form 13 |
| Pinebridge Investments, L.p. | 12-31-2020 | Com | 240,597 | Increased | 58.71 | 0.32 | 21,004,000.00 | 69.76 | 87.30 | Form 13 |
| Tower Research Capital Llc (trc) | 12-31-2020 | Iboxx Hi Yd Etf | 2,189 | Decreased | -83.97 | 0.01 | 191,000.00 | -83.33 | 87.25 | Form 13 |
| Allianz Asset Management Gmbh | 12-31-2020 | Iboxx Hi Yd Etf | 5,130 | Decreased | -44.00 | 0.00 | 448,000.00 | -40.11 | 87.33 | Form 13 |
| Alphadyne Asset Management Lp | 12-31-2020 | Iboxx Hi Yd Etf | 1,664,639 | Decreased | -78.73 | 9.99 | 145,323,000.00 | -77.86 | 174.60 | Form 13 |
| Moneda S.a. Administradora General De Fondos | 12-31-2020 | Iboxx Hi Yd Etf | 296,000,000 | Increased | 615476.58 | 1.37 | 3,199,000.00 | -20.70 | 0.01 | Form 13 |
| Pinkerton Retirement Specialists, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 72,357 | Increased | 58.95 | 1.52 | 6,317,000.00 | 65.41 | 87.30 | Form 13 |
| Gramercy Funds Management Llc | 12-31-2020 | Iboxx Hi Yd Etf | 500,000 | Decreased | -90.00 | 9.99 | 43,650,000.00 | -89.59 | 87.30 | Form 13 |
| Voloridge Investment Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Prince Street Capital Management Llc | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Horizon Investments, Llc | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Js Capital Management Llc | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Warren Averett Asset Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 3,695 | Decreased | -11.31 | 0.03 | 324,000.00 | -7.69 | 87.69 | Form 13 |
| High Falls Advisors, Inc | 12-31-2020 | Iboxx Hi Yd Etf | 143,904 | Decreased | -20.96 | 3.65 | 12,563,000.00 | 83,653.33 | 87.30 | Form 13 |
| Alley Co Llc | 12-31-2020 | Com | 98,845 | Maintained | 0.00 | 1.79 | 8,629,000.00 | 0.00 | 87.30 | Form 13 |
| Rpg Family Wealth Advisory, Llc | 12-31-2020 | Common Stock | 5,885 | Maintained | 0.00 | 9.99 | 513,791,000.00 | 4.05 | 87,305.18 | Form 13 |
| Advisory Alpha, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Sessa Capital Im, L.p. | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Holt Capital Advisors, L.l.c. Dba Holt Capital Partners, L.p. | 12-31-2020 | Iboxx Hi Yd Etf | 45,955 | Increased | 1.31 | 0.91 | 4,012,000.00 | 5.41 | 87.30 | Form 13 |
| Point72 Asset Management, L.p. | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| One Capital Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 4,046 | Maintained | 0.00 | 0.04 | 353,000.00 | 4.13 | 87.25 | Form 13 |
| Bluecrest Capital Management Ltd | 12-31-2020 | Iboxx Hi Yd Etf | 2,944,922 | Increased | 130.49 | 5.71 | 257,092,000.00 | 139.83 | 174.60 | Form 13 |
| Harbert Fund Advisors, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Muzinich & Co., Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 243,141 | Decreased | -33.05 | 8.73 | 21,223,000.00 | -28.40 | 174.57 | Form 13 |
| Graticule Asia Macro Advisors Llc | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Fintrust Capital Advisors, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 653 | Increased | 0.77 | 0.02 | 57,000.00 | 5.56 | 87.29 | Form 13 |
| Capital Analysts, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 8,864 | Increased | 2.63 | 0.07 | 774,000.00 | 6.76 | 87.32 | Form 13 |
| Sg3 Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 313,000 | Increased | 31.73 | 0.52 | 27,324,000.00 | 40.90 | 261.82 | Form 13 |
| Nishkama Capital, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 150,000 | New! | 0.00 | 2.46 | 13,095,000.00 | 0.00 | 87.30 | Form 13 |
| Adviceperiod, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 6,066 | Increased | 8.40 | 0.04 | 530,000.00 | 15.97 | 87.37 | Form 13 |
| Man Group Plc | 12-31-2020 | Iboxx Hi Yd Etf | 1,918,290 | Increased | 242.32 | 0.73 | 167,466,000.00 | 256.19 | 174.60 | Form 13 |
| Squarepoint Ops Llc | 12-31-2020 | Iboxx Hi Yd Etf | 531,162 | Increased | 5481.19 | 0.35 | 46,370,000.00 | 5,710.78 | 174.59 | Form 13 |
| Wealthspire Advisors, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 2,542 | New! | 0.00 | 0.01 | 222,000.00 | 0.00 | 87.33 | Form 13 |
| Quadrant Capital Group Llc | 12-31-2020 | Iboxx Hi Yd Etf | 11 | Maintained | 0.00 | 0.00 | 1,000.00 | 0.00 | 90.91 | Form 13 |
| Hayden Royal, Llc | 12-31-2020 | Common Stock | 8,013 | Decreased | -78.96 | 0.38 | 700,000.00 | -78.08 | 87.36 | Form 13 |
| Pensionmark Financial Group, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 6,962 | Increased | 3.13 | 0.15 | 611,000.00 | 7.19 | 87.76 | Form 13 |
| Darwin Advisors, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 72,547 | Decreased | -1.28 | 1.19 | 6,333,000.00 | 2.73 | 87.30 | Form 13 |
| Greytown Advisors Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 5,215 | Increased | 0.97 | 0.31 | 455,000.00 | 5.08 | 87.25 | Form 13 |
| Pinnacle Family Advisors, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 11,041 | Increased | 9.03 | 0.59 | 964,000.00 | 13.41 | 87.31 | Form 13 |
| Centiva Capital, Lp | 12-31-2020 | Iboxx Hi Yd Etf | 420,600 | Increased | 110.30 | 1.43 | 36,718,000.00 | 118.82 | 87.30 | Form 13 |
| Dz Bank Ag Deutsche Zentral Genossenschafts Bank, Frankfurt Am Main | 12-31-2020 | Iboxx Hi Yd Etf | 4,158 | Decreased | -94.78 | 0.00 | 360,000.00 | -94.61 | 86.58 | Form 13 |
| Partners Capital Investment Group, Llp | 12-31-2020 | Iboxx Hi Yd Etf | 39,061 | Decreased | -78.08 | 0.19 | 3,410,000.00 | -76.55 | 87.30 | Form 13 |
| Hunting Hill Global Capital, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Covalis Capital Llp | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Belpointe Asset Management Llc | 12-31-2020 | Iboxx Hi Yd Etf | 47,107 | Increased | 3720.52 | 0.37 | 4,112,000.00 | 3,971.29 | 87.29 | Form 13 |
| Wealthshield Partners, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 12,197 | Increased | 67.96 | 0.20 | 1,065,000.00 | 74.88 | 87.32 | Form 13 |
| Strategic Family Wealth Counselors, L.l.c. | 12-31-2020 | Iboxx Hi Yd Etf | 5,673 | Maintained | 0.00 | 0.26 | 495,000.00 | 3.99 | 87.26 | Form 13 |
| Virtue Capital Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 67,339 | Increased | 23.36 | 1.44 | 5,879,000.00 | 28.36 | 87.30 | Form 13 |
| Marble Ridge Capital Lp | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| 55i, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 28,965 | Decreased | -23.26 | 0.19 | 2,529,000.00 | -20.15 | 87.31 | Form 13 |
| Financial Partners Group, Inc | 12-31-2020 | Iboxx Hi Yd Etf | 195,037 | Increased | 6.23 | 5.11 | 17,060,000.00 | 13.85 | 87.47 | Form 13 |
| Exoduspoint Capital Management, Lp | 12-31-2020 | Iboxx Hi Yd Etf | 983 | Decreased | -99.55 | 0.00 | 86,000.00 | -99.53 | 87.49 | Form 13 |
| First National Bank Of South Miami | 12-31-2020 | Mutual Fund/cor | 906 | Increased | 8.24 | 0.07 | 79,000.00 | 12.86 | 87.20 | Form 13 |
| Braun-bostich & Associates Inc. | 12-31-2020 | Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Sofos Investments, Inc. | 12-31-2020 | Mutfdetf | 810 | Maintained | 0.00 | 0.00 | 71,000.00 | 0.00 | 87.65 | Form 13 |
| Inherent Group, Lp | 12-31-2020 | Iboxx Hi Yd Etf | 1,100,000 | New! | 0.00 | 9.99 | 96,030,000.00 | 0.00 | 87.30 | Form 13 |
| Walleye Capital Llc | 12-31-2020 | Iboxx Hi Yd Etf | 300,000 | Increased | 200.00 | 1.75 | 26,190,000.00 | 212.16 | 87.30 | Form 13 |
| Townsquare Capital Llc | 12-31-2020 | Iboxx Hi Yd Etf | 17,601 | Maintained | 0.00 | 0.07 | 1,537,000.00 | 0.00 | 87.32 | Form 13 |
| Kore Private Wealth Llc | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Susquehanna International Group Ltd. | 12-31-2020 | Iboxx Hi Yd Etf | 177,721 | Increased | 30.24 | 9.23 | 15,515,000.00 | 35.51 | 87.30 | Form 13 |
| Private Portfolio Partners Llc | 12-31-2020 | Iboxx Hi Yd Etf | 5,013 | New! | 0.00 | 0.15 | 438,000.00 | 0.00 | 87.37 | Form 13 |
| Aspire Private Capital, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 12,864 | Increased | 4560.87 | 0.43 | 1,123,000.00 | 4,782.61 | 87.30 | Form 13 |
| Bayview Asset Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 11,000 | New! | 0.00 | 9.99 | 96,030,000.00 | 0.00 | 8,730.00 | Form 13 |
| Global Wealth Management Investment Advisory, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 54,889 | Increased | 2.56 | 1.86 | 4,792,000.00 | 6.73 | 87.30 | Form 13 |
| American Financial Advisors, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 15,501 | Decreased | -10.40 | 0.19 | 1,353,000.00 | -6.82 | 87.28 | Form 13 |
| Bcj Capital Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 6,934 | Increased | 30.88 | 0.08 | 605,000.00 | 35.96 | 87.25 | Form 13 |
| Tolleson Wealth Management, Inc. | 12-31-2020 | Etf | 49,404 | Increased | 17.45 | 1.43 | 4,313,000.00 | 22.22 | 87.30 | Form 13 |
| Elliott Investment Management L.p. | 12-31-2020 | Iboxx Hi Yd Etf | 2,500,000 | New! | 0.00 | 2.13 | 218,250,000.00 | 0.00 | 87.30 | Form 13 |
| Kingsview Wealth Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 24,997 | Increased | 66.54 | 0.16 | 2,182,000.00 | 73.31 | 87.29 | Form 13 |
| Pacitti Group Inc. | 12-31-2020 | Iboxx Usd High Yield Corp Etf | 12,856 | Increased | 0.81 | 0.81 | 1,122,000.00 | 4.08 | 87.27 | Form 13 |
| Kathmere Capital Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 5,808 | Decreased | -2.14 | 0.11 | 507,000.00 | 1.81 | 87.29 | Form 13 |
| Cbiz Investment Advisory Services, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 511,340 | Increased | 14.54 | 4.13 | 44,630,000.00 | 22.49 | 87.28 | Form 13 |
| Laidlaw Wealth Management Llc | 12-31-2020 | Iboxx Hi Yd Etf | 2,435 | Decreased | -0.37 | 0.04 | 213,000.00 | 3.90 | 87.47 | Form 13 |
| Visionary Wealth Advisors | 12-31-2020 | Iboxx Hi Yd Etf | 37,841 | Increased | 9.46 | 0.37 | 3,304,000.00 | 13.89 | 87.31 | Form 13 |
| Pacific Capital Wealth Advisors, Inc | 12-31-2020 | Uie | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Southern Wealth Management, Llp | 12-31-2020 | Iboxx Hi Yd Etf | 3,389 | New! | 0.00 | 0.11 | 296,000.00 | 0.00 | 87.34 | Form 13 |
| Verdad Advisers, Lp | 12-31-2020 | Iboxx Hi Yd Etf | 5,600 | New! | 0.00 | 0.18 | 489,000.00 | 0.00 | 87.32 | Form 13 |
| Concord Wealth Partners | 12-31-2020 | Iboxx Hi Yd Etf | 1,705 | New! | 0.00 | 0.11 | 149,000.00 | 0.00 | 87.39 | Form 13 |
| Jones Road Capital Management, L.p. | 12-31-2020 | Iboxx Hi Yd Etf | 50,000 | New! | 0.00 | 1.76 | 4,365,000.00 | 0.00 | 87.30 | Form 13 |
| Alpha Dna Investment Management Llc | 12-31-2020 | Iboxx Hi Yd Etf | 79 | New! | 0.00 | 0.01 | 6,000.00 | 0.00 | 75.95 | Form 13 |
| Tradition Wealth Management, Llc | 12-31-2020 | Uit Exchange Traded | 1,001 | New! | 0.00 | 0.02 | 87,000.00 | 0.00 | 86.91 | Form 13 |
| Madison Wealth Partners, Inc | 12-31-2020 | Iboxx Hi Yd Etf | 79,881 | New! | 0.00 | 4.68 | 6,973,000.00 | 0.00 | 87.29 | Form 13 |
| Corepath Wealth Partners Llc | 12-31-2020 | Iboxx Hi Yd Etf | 15,968 | New! | 0.00 | 1.05 | 1,394,000.00 | 0.00 | 87.30 | Form 13 |
| Sax Wealth Advisors, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 12,613 | New! | 0.00 | 0.51 | 1,101,000.00 | 0.00 | 87.29 | Form 13 |
| True Link Financial Advisors, Llc | 12-31-2020 | Cs | 1,701 | New! | 0.00 | 0.02 | 148,000.00 | 0.00 | 87.01 | Form 13 |
| Smith, Moore & Co. | 12-31-2020 | Iboxx Hi Yd Etf | 2,963 | Decreased | -2.88 | 0.05 | 259,000.00 | 1.17 | 87.41 | Form 13 |
| Thrivent Financial For Lutherans | 12-31-2020 | Iboxx Hi Yd Etf | 278,561 | Increased | 29.94 | 0.04 | 24,318,000.00 | 35.20 | 261.85 | Form 13 |
| Pfs Investments Inc. | 12-31-2020 | Etf - E | 214,340 | Increased | 24.49 | 0.52 | 18,626,000.00 | 32.54 | 86.90 | Form 13 |
| Fifth Third Bancorp | 12-31-2020 | Iboxx Hi Yd Etf | 390,536 | Increased | 8.31 | 0.17 | 34,094,000.00 | 12.70 | 87.30 | Form 13 |
| Protective Life Corp | 12-31-2020 | Iboxx Hi Yd Etf | 146,879 | Maintained | 0.00 | 9.99 | 12,823,000.00 | 6.97 | 87.30 | Form 13 |
| Mackay Shields Llc | 12-31-2020 | Iboxx Hi Yd Etf | 126,940 | Maintained | 0.00 | 0.08 | 11,082,000.00 | 0.00 | 174.41 | Form 13 |
| Price T Rowe Associates Inc /md/ | 12-31-2020 | Comm Stk | 138,000 | Decreased | -7.38 | 0.00 | 12,047,000.00 | -0.94 | 87.30 | Form 13 |
| Trustmark National Bank Trust Department | 12-31-2020 | Iboxx Hi Yd Etf | 2,648 | Decreased | -1.96 | 0.02 | 231,000.00 | 5.00 | 87.24 | Form 13 |
| Caxton Associates Lp | 12-31-2020 | Iboxx Hi Yd Etf | 26,700 | Maintained | 0.00 | 0.16 | 2,329,000.00 | 0.00 | 87.23 | Form 13 |
| Charles Schwab Investment Management Inc | 12-31-2020 | Iboxx Hi Yd Etf | 9,283 | Increased | 2.06 | 0.00 | 810,000.00 | 9.02 | 87.26 | Form 13 |
| Morgan Stanley | 12-31-2020 | Iboxx Hi Yd Etf | 27,658,483 | Increased | 52.18 | 0.38 | 2,414,586,000.00 | 62.77 | 620.56 | Form 13 |
| Barings Llc | 12-31-2020 | Iboxx Hi Yd Etf | 10,583 | Decreased | -56.26 | 0.02 | 924,000.00 | -54.48 | 174.43 | Form 13 |
| Invesco Ltd. | 12-31-2020 | Iboxx Hi Yd Etf | 16,786 | Decreased | -99.05 | 0.00 | 1,465,000.00 | -98.98 | 87.28 | Form 13 |
| Ameritas Investment Company, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 9,477 | Increased | 167.33 | 0.16 | 826,000.00 | 185.81 | 87.16 | Form 13 |
| 1832 Asset Management L.p. | 12-31-2020 | Iboxx Hi Yd Etf | 240,066 | Increased | 29.60 | 0.05 | 21,010,000.00 | 39.14 | 87.52 | Form 13 |
| Arch Capital Group Ltd. | 12-31-2020 | Iboxx Hi Yd Etf | 30,000 | New! | 0.00 | 0.41 | 2,619,000.00 | 0.00 | 87.30 | Form 13 |
| Deutsche Bank Ag\ | 12-31-2020 | Iboxx Hi Yd Etf | 626,343 | Decreased | -14.42 | 0.04 | 54,681,000.00 | -10.95 | 785.88 | Form 13 |
| Canada Pension Plan Investment Board | 12-31-2020 | Public Fund | 900,000 | New! | 0.00 | 0.12 | 78,570,000.00 | 0.00 | 87.30 | Form 13 |
| Financial Architects, Inc | 12-31-2020 | Iboxx Hi Yd Etf | 3,370 | Increased | 1.94 | 0.05 | 294,000.00 | 6.14 | 87.24 | Form 13 |
| Baker Avenue Asset Management, Lp | 12-31-2020 | Etf | 67,098 | Increased | 2.73 | 0.40 | 5,857,000.00 | 6.88 | 87.29 | Form 13 |
| United Capital Financial Advisers, Llc | 12-31-2020 | Exchange Traded Fund | 600,945 | Decreased | -4.13 | 0.32 | 52,463,000.00 | -0.24 | 87.30 | Form 13 |
| Cetera Advisors Llc | 12-31-2020 | Iboxx Hi Yd Etf | 9,116 | Increased | 0.77 | 0.03 | 796,000.00 | 7.86 | 87.32 | Form 13 |
| Cetera Advisor Networks Llc | 12-31-2020 | Iboxx Hi Yd Etf | 21,212 | Decreased | -2.15 | 0.04 | 1,852,000.00 | 4.69 | 87.31 | Form 13 |
| Jane Street Group, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 24,653,965 | Increased | 0.94 | 1.08 | 2,152,291,000.00 | 5.03 | 261.90 | Form 13 |
| Cetera Investment Advisers | 12-31-2020 | Iboxx Hi Yd Etf | 278,984 | Increased | 619.11 | 0.48 | 24,355,000.00 | 669.02 | 87.30 | Form 13 |
| Ambassador Advisors, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Iht Wealth Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 8,379 | Increased | 2.87 | 0.06 | 731,000.00 | 7.03 | 87.24 | Form 13 |
| Algebris (uk) Ltd | 12-31-2020 | Iboxx Hi Yd Etf | 437,500 | Maintained | 0.00 | 9.99 | 38,194,000.00 | 0.00 | 87.30 | Form 13 |
| Intelligence Driven Advisers, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 119,504 | Maintained | 0.00 | 2.34 | 10,433,000.00 | 0.00 | 87.30 | Form 13 |
| Ubs Asset Management Americas Inc | 12-31-2020 | Funds Fixinc | 349,870 | Increased | 17.58 | 9.99 | 29,354,093,000.00 | 20.86 | 251,700.00 | Form 13 |
| Salem Investment Counselors Inc | 12-31-2020 | Iboxx Hi Yd Etf | 1,670 | Decreased | -13.92 | 0.01 | 146,000.00 | -7.59 | 87.43 | Form 13 |
| United Bank | 12-31-2020 | Etf-fixed Incom | 6,312 | New! | 0.00 | 0.08 | 551,000.00 | 0.00 | 87.29 | Form 13 |
| Verition Fund Management Llc | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Ep Wealth Advisors, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 3,993 | Maintained | 0.00 | 0.01 | 349,000.00 | 0.00 | 87.40 | Form 13 |
| Pacific Center For Financial Services | 12-31-2020 | Iboxx Hi Yd Etf | 16 | Maintained | 0.00 | 0.00 | 1,000.00 | 0.00 | 62.50 | Form 13 |
| Strategic Wealth Partners, Ltd. | 12-31-2020 | Iboxx Usd High Yield Corp Etf | 22,812 | Increased | 0.57 | 0.84 | 1,991,000.00 | 4.62 | 87.28 | Form 13 |
| Capital Advisory Group Advisory Services, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Eudaimonia Partners, Llc | 12-31-2020 | Exchange Traded Funds | 618 | Maintained | 0.00 | 0.01 | 54,000.00 | 0.00 | 87.38 | Form 13 |
| Safeguard Investment Advisory Group, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 239 | New! | 0.00 | 0.02 | 20,000.00 | 0.00 | 83.68 | Form 13 |
| Truist Financial Corp | 12-31-2020 | Iboxx Hi Yd Etf | 770,240 | New! | 0.00 | 0.12 | 67,241,000.00 | 0.00 | 349.19 | Form 13 |
| Ubs Oconnor Llc | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Rehmann Capital Advisory Group | 12-31-2020 | Iboxx Hi Yd Etf | 64,872 | Increased | 1.29 | 0.64 | 5,662,038,000.00 | 5.37 | 87,280.15 | Form 13 |
| Uma Financial Services, Inc. | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Jpmorgan Chase & Co | 12-31-2020 | Fund | 6,057,912 | Maintained | 0.00 | 0.08 | 528,856,000.00 | 0.00 | 436.50 | Form 13 |
| Fulcrum Equity Management | 12-31-2020 | Iboxx Hi Yd Etf | 26,386 | Increased | 123.95 | 0.92 | 2,303,000.00 | 132.86 | 87.28 | Form 13 |
| Retirement Group, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 3,060 | New! | 0.00 | 0.12 | 267,000.00 | 0.00 | 87.25 | Form 13 |
| Principal Financial Group Inc | 12-31-2020 | Iboxx Hi Yd Etf | 4,087 | Maintained | 0.00 | 0.00 | 357,000.00 | 0.00 | 87.35 | Form 13 |
| Aspireon Wealth Advisors | 12-31-2020 | Iboxx Hi Yd Etf | 3,000 | New! | 0.00 | 0.25 | 253,000.00 | 0.00 | 84.33 | Form 13 |
| Ubp Investment Advisors Sa | 12-31-2020 | Iboxx Hi Yd Etf | 7,275 | Maintained | 0.00 | 0.33 | 635,000.00 | 0.00 | 87.29 | Form 13 |
| Schroder Investment Management Group | 12-31-2020 | Etf | 292,612 | Maintained | 0.00 | 0.37 | 262,198,000.00 | 0.00 | 1,824.30 | Form 13 |
| Alyeska Investment Group, L.p. | 12-31-2020 | Iboxx Hi Yd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Bank Julius Baer & Co. Ltd, Zurich | 12-31-2020 | Iboxx Hi Yd Etf | 144,353 | Decreased | -29.29 | 0.10 | 12,602,000.00 | 0.00 | 87.30 | Form 13 |
| Fort Pitt Capital Group, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 3,590 | Increased | 119566.67 | 0.02 | 313,000.00 | 0.00 | 87.19 | Form 13 |
| Clear Street Markets Llc | 12-31-2020 | Iboxx Hi Yd Etf | 4,700 | Increased | 27.03 | 9.99 | 410,000.00 | 32.26 | 87.23 | Form 13 |
| Front Row Advisors Llc | 12-31-2020 | Etf | 363 | Increased | 4.01 | 0.02 | 32,000.00 | 14.29 | 88.15 | Form 13 |
| Elevated Capital Advisors, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 6,736 | Increased | 9.80 | 0.25 | 588,000.00 | 11.79 | 87.29 | Form 13 |
| Hsbc Holdings Plc | 12-31-2020 | Iboxx Hi Yd Etf | 2,418,688 | Maintained | 0.00 | 0.28 | 211,032,000.00 | 0.00 | 610.67 | Form 13 |
| Mcnaughton Wealth Management, Llc | 12-31-2020 | Iboxx Hi Yd Etf | 26,127 | Increased | 8.30 | 1.83 | 2,281,000.00 | 12.70 | 87.30 | Form 13 |
