| Whale | Report Period | Security Type | Quantity | Status | % Change | % Allocation | $ Value | % Change | $ Valuation Price | Sec Link |
|---|
| Webster Bank, N. A. | 12-31-2020 | 0-5 High Yield | 405 | Maintained | 0.00 | 0.00 | 40,000.00 | 5.26 | 198.36 | Form 13 |
| Gradient Investments Llc | 12-31-2020 | 0-5 High Yield | 219 | Maintained | 0.00 | 0.00 | 21,000.00 | 0.00 | 95.89 | Form 13 |
| Carroll Financial Associates, Inc. | 12-31-2020 | Etf | 677 | Maintained | 0.00 | 0.00 | 66,000.00 | 4.76 | 97.49 | Form 13 |
| Huntington National Bank | 12-31-2020 | Exchange Traded | 30,286 | Increased | 0.23 | 0.04 | 2,975,000.00 | 4.94 | 196.44 | Form 13 |
| Central Bank & Trust Co | 12-31-2020 | Fixed Income/taxable | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Cypress Capital Group | 12-31-2020 | Etf-fixed Incom | 2,392 | Decreased | -5.34 | 0.04 | 235,000.00 | -0.84 | 98.24 | Form 13 |
| Astor Investment Management Llc | 12-31-2020 | Com | 220 | Maintained | 0.00 | 0.00 | 21,000.00 | 5.00 | 95.45 | Form 13 |
| Sowell Financial Services Llc | 12-31-2020 | Etf | 21,521 | Increased | 25.02 | 0.09 | 2,114,000.00 | 30.90 | 98.23 | Form 13 |
| Pinnacle Bank | 12-31-2020 | 0-5 High Yield | 6,845 | Maintained | 0.00 | 0.41 | 672,000.00 | 4.67 | 98.17 | Form 13 |
| Parkside Investments, Llc | 12-31-2020 | Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Global Trust Asset Management, Llc | 12-31-2020 | 0-5 High Yield | 18 | Decreased | -21.74 | 0.00 | 2,000.00 | 0.00 | 111.11 | Form 13 |
| Global Retirement Partners, Llc | 12-31-2020 | 0-5 High Yield | 602 | Maintained | 0.00 | 0.01 | 59,000.00 | 5.36 | 98.01 | Form 13 |
| Strategic Investment Advisors / Mi | 12-31-2020 | 0-5 High Yield | 8,035 | Decreased | -42.05 | 0.23 | 789,000.00 | -39.35 | 98.20 | Form 13 |
| Pacifica Partners Inc. | 12-31-2020 | 0-5 High Yield | 159 | Increased | 0.63 | 0.02 | 16,000.00 | 6.67 | 100.63 | Form 13 |
| Davenport & Co Llc | 12-31-2020 | Etf | 2,904 | New! | 0.00 | 0.00 | 285,000.00 | 0.00 | 98.14 | Form 13 |
| Bellecapital International Ltd. | 12-31-2020 | 0-5 High Yield | 69,341 | Increased | 57.58 | 2.27 | 6,811,000.00 | 65.00 | 98.22 | Form 13 |
| Cantor Fitzgerald Investment Adviser L.p. | 12-31-2020 | 0-5 High Yield | 4,894 | Decreased | -4.93 | 0.07 | 481,000.00 | 2.34 | 98.28 | Form 13 |
| Bogart Wealth, Llc | 12-31-2020 | Etf | 0 | New! | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Kovack Advisors, Inc. | 12-31-2020 | Etf | 4,634 | Decreased | -12.20 | 0.07 | 455,000.00 | -5.60 | 98.19 | Form 13 |
| Patriot Financial Group Insurance Agency, Llc | 12-31-2020 | Etf | 206 | Decreased | -3.74 | 0.01 | 20,000.00 | 0.00 | 97.09 | Form 13 |
| Monument Capital Management | 12-31-2020 | 0-5 High Yield | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Leelyn Smith, Llc | 12-31-2020 | Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| First Financial Corp /in/ | 12-31-2020 | Common Stock | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Rowland Carmichael Advisors Inc /adv | 12-31-2020 | 0-5 High Yield | 138 | Decreased | -20.23 | 0.00 | 14,000.00 | -12.50 | 101.45 | Form 13 |
| Valicenti Advisory Services Inc | 12-31-2020 | Com | 19,377 | Increased | 6.92 | 0.62 | 1,903,000.00 | 11.94 | 98.21 | Form 13 |
| Provise Management Group, Llc | 12-31-2020 | 0-5 High Yield | 3,029 | New! | 0.00 | 0.03 | 298,000.00 | 0.00 | 98.38 | Form 13 |
| Stokes Capital Advisors, Llc | 12-31-2020 | 0-5 High Yield | 17,065 | Increased | 5.88 | 0.73 | 1,676,000.00 | 10.85 | 98.21 | Form 13 |
| Park Avenue Securities Llc | 12-31-2020 | 0-5 High Yield | 3,111 | Increased | 5.07 | 0.01 | 306,000.00 | 10.07 | 98.36 | Form 13 |
| Bartlett & Co. Llc | 12-31-2020 | Etf | 1,300 | Maintained | 0.00 | 0.00 | 128,000.00 | 4.92 | 98.46 | Form 13 |
| Wealthstreet Investment Advisors, Llc | 12-31-2020 | 0-5 High Yield | 5,900 | Increased | 20.41 | 0.06 | 579,000.00 | 25.87 | 98.14 | Form 13 |
| Tsfg, Llc | 12-31-2020 | Mf Closed And Mf Open | 124 | Maintained | 0.00 | 0.01 | 12,000.00 | 0.00 | 96.77 | Form 13 |
| Kestra Advisory Services, Llc | 12-31-2020 | 0-5 High Yield | 9,207 | Increased | 24128.95 | 0.01 | 903,000,000.00 | 245.98 | 98,077.55 | Form 13 |
| Optimum Investment Advisors | 12-31-2020 | 0-5 High Yield | 700 | Maintained | 0.00 | 0.02 | 69,000.00 | 4.55 | 98.57 | Form 13 |
| Ballast, Inc. | 12-31-2020 | 0-5 High Yield | 19,300 | Decreased | -0.76 | 0.97 | 1,895,000.00 | 3.89 | 98.19 | Form 13 |
| United Capital Management Of Ks, Inc. | 12-31-2020 | 0-5 High Yield | 3,918 | Increased | 83.43 | 0.18 | 385,000.00 | 92.50 | 98.26 | Form 13 |
| Clearview Wealth Advisors Llc | 12-31-2020 | Etf | 75 | New! | 0.00 | 0.00 | 7,000.00 | 0.00 | 93.33 | Form 13 |
| Avantax Advisory Services, Inc. | 12-31-2020 | 0-5 High Yield | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| International Assets Investment Management, Llc | 12-31-2020 | 0-5 High Yield | 1,503 | New! | 0.00 | 0.03 | 147,656,000.00 | 0.00 | 98,240.85 | Form 13 |
| Janney Montgomery Scott Llc | 12-31-2020 | Etf/closed End- | 2,371 | New! | 0.00 | 0.00 | 233,000.00 | 0.00 | 98.27 | Form 13 |
| Sage Advisory Services, Ltd.co. | 12-31-2020 | Fetf | 2,661 | Decreased | -0.30 | 0.07 | 261,000.00 | 4.40 | 98.08 | Form 13 |
| Aspen Investment Management Inc | 12-31-2020 | 0-5 High Yield | 29,867 | Increased | 3.89 | 1.74 | 2,934,000.00 | 8.79 | 98.24 | Form 13 |
| Ifp Advisors, Inc | 12-31-2020 | Cef | 6,365 | Increased | 396.49 | 0.03 | 627,000.00 | 422.50 | 98.51 | Form 13 |
| Capital Investment Advisory Services, Llc | 12-31-2020 | 0-5 High Yield | 6 | Maintained | 0.00 | 0.00 | 1,000.00 | 0.00 | 166.67 | Form 13 |
| Rainey & Randall Investment Management Inc. | 12-31-2020 | 0-5 High Yield | 16,779 | Increased | 18.25 | 0.98 | 1,648,000.00 | 23.82 | 98.22 | Form 13 |
| Beacon Financial Advisory Llc | 12-31-2020 | 0-5 High Yield | 2,291 | Increased | 0.26 | 0.15 | 225,000.00 | 5.14 | 98.21 | Form 13 |
| Centaurus Financial, Inc. | 12-31-2020 | 0-5 High Yield | 1,460 | Decreased | -1.22 | 0.02 | 143,000.00 | 2.88 | 97.95 | Form 13 |
| Clark Capital Management Group, Inc. | 12-31-2020 | 0-5 High Yield | 444,458 | Increased | 3.07 | 0.72 | 43,655,000.00 | 7.92 | 98.22 | Form 13 |
| Ironwood Financial, Llc | 12-31-2020 | 0-5 High Yield | 58 | Maintained | 0.00 | 0.00 | 6,000.00 | 20.00 | 103.45 | Form 13 |
| Pfg Advisors | 12-31-2020 | 0-5 High Yield | 4,403 | Decreased | -8.56 | 0.07 | 433,000.00 | -4.84 | 98.34 | Form 13 |
| Csenge Advisory Group | 12-31-2020 | 0-5 High Yield | 13,128 | Decreased | -3.71 | 0.15 | 1,289,000.00 | 0.31 | 98.19 | Form 13 |
| Private Capital Group, Llc | 12-31-2020 | Exchange Traded Fund | 68 | Maintained | 0.00 | 0.00 | 7,000.00 | 16.67 | 102.94 | Form 13 |
| Centennial Wealth Advisory Llc | 12-31-2020 | 0-5 High Yield | 16,385 | New! | 0.00 | 1.14 | 1,609,000.00 | 0.00 | 98.20 | Form 13 |
| Pinnacle Associates Ltd | 12-31-2020 | 0-5 High Yield | 2,574 | Increased | 20.06 | 0.01 | 253,000.00 | 25.87 | 98.29 | Form 13 |
| Cwm, Llc | 12-31-2020 | 0-5 High Yield | 50,715 | Increased | 114.31 | 0.05 | 4,981,000.00 | 124.37 | 98.22 | Form 13 |
| Exane Derivatives | 12-31-2020 | Stock | 4 | Maintained | 0.00 | 0.12 | 393,000.00 | 4.80 | 98,250.00 | Form 13 |
| Gwm Advisors Llc | 12-31-2020 | Mf Closed And Mf Open | 26,203 | Decreased | -6.60 | 0.08 | 2,574,000.00 | -2.20 | 98.23 | Form 13 |
| Carmichael Hill & Associates, Inc. | 12-31-2020 | 0-5 High Yield | 1,053 | Decreased | -29.04 | 0.06 | 103,000.00 | -25.90 | 97.82 | Form 13 |
| Cnb Bank | 12-31-2020 | 0-5 High Yield | 18 | New! | 0.00 | 0.00 | 2,000.00 | 0.00 | 111.11 | Form 13 |
| Stonebridge Financial Planning Group, Llc | 12-31-2020 | Common Stock | 1,305 | Decreased | -65.79 | 0.08 | 128,000.00 | -63.43 | 98.08 | Form 13 |
| Wolff Wiese Magana Llc | 12-31-2020 | 0-5 High Yield | 1,664 | New! | 0.00 | 0.14 | 163,000.00 | 0.00 | 97.96 | Form 13 |
| Accel Wealth Management | 12-31-2020 | 0-5 High Yield Etf | 38 | New! | 0.00 | 0.00 | 4,000.00 | 0.00 | 105.26 | Form 13 |
| Telemus Capital, Llc | 12-31-2020 | 0-5 High Yield | 3,792 | Maintained | 0.00 | 0.03 | 372,000.00 | 7.20 | 98.10 | Form 13 |
| Venturi Wealth Management, Llc | 12-31-2020 | 0-5 High Yield | 6,831 | New! | 0.00 | 0.07 | 671,000.00 | 0.00 | 98.23 | Form 13 |
| Howard Capital Management Inc. | 12-31-2020 | Com | 17,537 | Decreased | -10.18 | 0.34 | 1,722,000.00 | -6.00 | 98.19 | Form 13 |
| Capstone Triton Financial Group, Llc | 12-31-2020 | Etf | 2,682 | New! | 0.00 | 0.16 | 263,000.00 | 0.00 | 98.06 | Form 13 |
| Goalvest Advisory Llc | 12-31-2020 | Etf | 1 | New! | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Birchcreek Wealth Management, Llc | 12-31-2020 | 0-5 High Yield | 250 | New! | 0.00 | 0.02 | 24,000.00 | 0.00 | 96.00 | Form 13 |
| Condor Capital Management | 12-31-2020 | 0-5 High Yield | 100,057 | Increased | 5.07 | 1.24 | 9,828,000.00 | 10.02 | 98.22 | Form 13 |
| Whittier Trust Co | 12-31-2020 | Fixed Income Taxable | 1,019 | Maintained | 0.00 | 0.00 | 100,000.00 | 4.17 | 98.14 | Form 13 |
| Concorde Asset Management, Llc | 12-31-2020 | 0-5 High Yield | 2,648 | Increased | 4.17 | 0.14 | 260,000.00 | 9.24 | 98.19 | Form 13 |
| Connecticut Wealth Management, Llc | 12-31-2020 | 0-5 High Yield | 3,699 | Decreased | -2.12 | 0.04 | 363,000.00 | 2.25 | 98.13 | Form 13 |
| Key Financial Inc | 12-31-2020 | 0-5 High Yield | 559 | Maintained | 0.00 | 0.04 | 55,000.00 | 0.00 | 98.39 | Form 13 |
| Atlas Private Wealth Advisors | 12-31-2020 | Mf Closed And Mf Open | 2,382 | Decreased | -5.36 | 0.16 | 234,000.00 | -0.85 | 98.24 | Form 13 |
| Fisher Asset Management, Llc | 12-31-2020 | Com | 6,518 | Increased | 5.61 | 0.00 | 640,000.00 | 10.54 | 98.19 | Form 13 |
| Qci Asset Management Inc/ny | 12-31-2020 | 0-5 High Yield | 8,247 | Decreased | -15.98 | 0.05 | 810,000.00 | -12.05 | 98.22 | Form 13 |
| Ae Wealth Management Llc | 12-31-2020 | 0-5 High Yield | 25,094 | Decreased | -8.59 | 0.03 | 2,465,000.00 | -4.27 | 98.23 | Form 13 |
| Bhk Investment Advisors, Llc | 12-31-2020 | 0-5 High Yield | 51,881 | Increased | 0.10 | 2.38 | 5,096,000.00 | 4.81 | 98.22 | Form 13 |
| Signify Wealth | 12-31-2020 | 0-5 High Yield | 50,011 | New! | 0.00 | 3.89 | 4,912,000.00 | 0.00 | 98.22 | Form 13 |
| Cabot Wealth Management Inc | 12-31-2020 | 0-5 High Yield | 6,697 | Increased | 180.68 | 0.10 | 658,000.00 | 193.75 | 98.25 | Form 13 |
| Envestnet Asset Management Inc | 12-31-2020 | 0-5 High Yield | 663,060 | Increased | 10.24 | 0.05 | 65,126,000.00 | 15.43 | 98.22 | Form 13 |
| Compass Financial Group, Inc. | 12-31-2020 | Com | 27,958 | Decreased | -1.73 | 1.65 | 2,746,000.00 | 2.88 | 98.22 | Form 13 |
| Parallel Advisors, Llc | 12-31-2020 | Etf | 30 | Maintained | 0.00 | 0.00 | 3,000.00 | 0.00 | 100.00 | Form 13 |
| Howard Wealth Management, Llc | 12-31-2020 | 0-5 High Yield | 4,349 | Increased | 31.59 | 0.27 | 427,000.00 | 37.74 | 98.18 | Form 13 |
| Tfg Advisers Llc | 12-31-2020 | 0-5 High Yield | 3,864 | Decreased | -9.02 | 0.20 | 379,000.00 | -2.07 | 98.08 | Form 13 |
| Mufg Americas Holdings Corp | 12-31-2020 | 0-5 High Yield | 188 | Maintained | 0.00 | 0.00 | 18,000.00 | 0.00 | 95.74 | Form 13 |
| Jmg Financial Group, Ltd. | 12-31-2020 | Com | 24,556 | Increased | 1.99 | 0.17 | 2,412,000.00 | 6.77 | 98.22 | Form 13 |
| Reilly Financial Advisors, Llc | 12-31-2020 | 0-5 High Yield | 790 | Maintained | 0.00 | 0.01 | 78,000.00 | 5.41 | 98.73 | Form 13 |
| Valmark Advisers, Inc. | 12-31-2020 | 0-5 High Yield | 3,126 | Increased | 3.03 | 0.01 | 307,000.00 | 7.72 | 98.21 | Form 13 |
| Financial Management Professionals, Inc. | 12-31-2020 | 0-5 High Yield | 116 | Decreased | -86.14 | 0.00 | 11,000.00 | -86.08 | 94.83 | Form 13 |
| Focused Wealth Management, Inc | 12-31-2020 | 0-5 High Yield | 487 | Increased | 0.83 | 0.01 | 48,000.00 | 6.67 | 98.56 | Form 13 |
| Winslow, Evans & Crocker, Inc. | 12-31-2020 | 0-5 High Yield | 130 | Increased | 116.67 | 0.00 | 13,000.00 | 116.67 | 100.00 | Form 13 |
| Advisors Preferred, Llc | 12-31-2020 | Etf | 87,607 | Maintained | 0.00 | 1.59 | 8,574,000.00 | 0.00 | 97.87 | Form 13 |
| Barber Financial Group, Inc. | 12-31-2020 | 0-5 High Yield | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Sugarloaf Wealth Management, Llc | 12-31-2020 | 0-5 High Yield | 638 | Increased | 0.16 | 0.02 | 63,000.00 | 5.00 | 98.75 | Form 13 |
| Institutional & Family Asset Management, Llc | 12-31-2020 | 0-5 High Yield | 99 | Increased | 76.79 | 0.00 | 10,000.00 | 100.00 | 101.01 | Form 13 |
| Db Wealth Management Group, Llc | 12-31-2020 | Etf | 233 | New! | 0.00 | 0.02 | 23,000.00 | 0.00 | 98.71 | Form 13 |
| Toews Corp /adv | 12-31-2020 | 0-5 High Yield | 201,900 | Maintained | 0.00 | 3.02 | 19,831,000.00 | 0.00 | 98.22 | Form 13 |
| Nottingham Advisors, Inc. | 12-31-2020 | 0-5 High Yield | 3,050 | Maintained | 0.00 | 0.04 | 300,000.00 | 4.90 | 98.36 | Form 13 |
| Allianz Investment Management Llc | 12-31-2020 | 0-5 High Yield | 9,977 | Maintained | 0.00 | 0.06 | 980,000.00 | 4.70 | 98.23 | Form 13 |
| Advisornet Financial, Inc | 12-31-2020 | Etf | 34 | Increased | 70.00 | 0.00 | 3,000.00 | 50.00 | 88.24 | Form 13 |
| Cambridge Investment Research Advisors, Inc. | 12-31-2020 | High Yield | 13,934 | Decreased | -32.75 | 8.00 | 1,369,000.00 | -29.58 | 98.25 | Form 13 |
| National Asset Management, Inc. | 12-31-2020 | 0-5 High Yield | 5,676 | Decreased | -20.59 | 0.03 | 558,000.00 | -16.96 | 197.39 | Form 13 |
| Peregrine Asset Advisers, Inc. | 12-31-2020 | Equity | 8,317 | Decreased | -12.88 | 0.38 | 817,000.00 | -6.20 | 98.23 | Form 13 |
| Newsquare Capital Llc | 12-31-2020 | Etf | 65,854 | Increased | 1.29 | 0.91 | 6,468,000.00 | 6.05 | 98.22 | Form 13 |
| Sva Wealth Management, Llc | 12-31-2020 | 0-5 High Yield | 5,800 | Decreased | -2.47 | 0.05 | 570,000.00 | 2.15 | 98.28 | Form 13 |
| Bergankdv Wealth Management, Llc | 12-31-2020 | 0-5 High Yield | 185 | Maintained | 0.00 | 0.00 | 18,000.00 | 5.88 | 97.30 | Form 13 |
| Graves-light Private Wealth Management, Inc. | 12-31-2020 | Etf | 129 | New! | 0.00 | 0.00 | 13,000.00 | 0.00 | 100.78 | Form 13 |
| Lloyd Advisory Services, Llc. | 12-31-2020 | 0-5 High Yield | 9 | Maintained | 0.00 | 0.00 | 1,000.00 | 0.00 | 111.11 | Form 13 |
| Orion Portfolio Solutions, Llc | 12-31-2020 | 0-5 High Yield | 9,391 | Decreased | -0.98 | 0.04 | 922,000.00 | 6.47 | 98.18 | Form 13 |
| Us Bancorp \de\ | 12-31-2020 | Other | 2,239 | Decreased | -1.06 | 0.00 | 220,000.00 | 3.77 | 198.88 | Form 13 |
| Blackrock Inc. | 12-31-2020 | 0-5 High Yield | 12 | Maintained | 0.00 | 0.00 | 1,000.00 | 0.00 | 83.33 | Form 13 |
| Next Financial Group, Inc | 12-31-2020 | 0-5 High Yield | 11,628 | Increased | 25.60 | 0.11 | 1,146,000.00 | 32.03 | 196.94 | Form 13 |
| Koshinski Asset Management, Inc. | 12-31-2020 | 0-5 High Yield | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Horan Securities, Inc. | 12-31-2020 | Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Mcilrath & Eck, Llc | 12-31-2020 | 0-5 High Yield | 30 | Maintained | 0.00 | 0.00 | 3,000.00 | 0.00 | 100.00 | Form 13 |
| Cowa, Llc | 12-31-2020 | 0-5 High Yield | 815 | New! | 0.00 | 0.06 | 80,000.00 | 0.00 | 98.16 | Form 13 |
| Migdal Insurance & Financial Holdings Ltd. | 12-31-2020 | Etp | 90 | Maintained | 0.00 | 0.00 | 9,000.00 | 12.50 | 100.00 | Form 13 |
| Roundview Capital Llc | 12-31-2020 | 0-5 High Yield | 13,362 | Decreased | -5.91 | 0.18 | 1,312,000.00 | -1.50 | 98.19 | Form 13 |
| Fdx Advisors, Inc. | 12-31-2020 | Etp | 20,197 | Increased | 15.41 | 0.08 | 1,984,000.00 | 20.83 | 98.23 | Form 13 |
| Arete Wealth Advisors, Llc | 12-31-2020 | 0-5 High Yield | 2,371 | Decreased | -0.42 | 0.03 | 233,000.00 | 4.48 | 98.27 | Form 13 |
| Resources Investment Advisors, Llc. | 12-31-2020 | 0-5 High Yield | 6,723 | Decreased | -7.69 | 9.99 | 660,000.00 | -3.37 | 98.17 | Form 13 |
| Ifg Advisory, Llc | 12-31-2020 | Mf Closed And Mf Open | 9,353 | New! | 0.00 | 0.13 | 918,000.00 | 0.00 | 98.15 | Form 13 |
| Capital Financial Planning, Llc | 12-31-2020 | Etf | 2,258 | Increased | 4.49 | 0.11 | 222,000.00 | 9.36 | 98.32 | Form 13 |
| Mine & Arao Wealth Creation & Management, Llc. | 12-31-2020 | 0-5 High Yield | 607 | Maintained | 0.00 | 0.04 | 60,000.00 | 9.09 | 98.85 | Form 13 |
| Fmr Llc | 12-31-2020 | 0-5 High Yield | 200 | Increased | 4900.00 | 0.00 | 20,000.00 | 0.00 | 100.00 | Form 13 |
| Seabridge Investment Advisors Llc | 12-31-2020 | 0-5 High Yield | 5,330 | Decreased | -8.18 | 0.19 | 524,000.00 | -3.85 | 98.31 | Form 13 |
| Hillsdale Investment Management Inc. | 12-31-2020 | Com | 3,795 | Maintained | 0.00 | 0.04 | 373,000.00 | 4.78 | 98.29 | Form 13 |
| Plante Moran Financial Advisors, Llc | 12-31-2020 | Etf | 21 | New! | 0.00 | 0.00 | 2,000.00 | 0.00 | 95.24 | Form 13 |
| Sigma Planning Corp | 12-31-2020 | 0-5 High Yield | 8,217 | Increased | 75.28 | 0.03 | 807,000.00 | 83.41 | 98.21 | Form 13 |
| Sawtooth Solutions, Llc | 12-31-2020 | 0-5 High Yield | 27,585 | Decreased | -8.15 | 0.04 | 2,709,000.00 | -3.83 | 98.21 | Form 13 |
| Pinnacle Advisory Group, Inc. | 12-31-2020 | 0-5 High Yield | 9,875 | Increased | 5.71 | 0.06 | 970,000.00 | 10.73 | 98.23 | Form 13 |
| Richard Bernstein Advisors Llc | 12-31-2020 | 0-5 High Yield | 1,196,119 | New! | 0.00 | 2.89 | 117,484,000.00 | 0.00 | 98.22 | Form 13 |
| Crabel Capital Management, Llc | 12-31-2020 | 0-5 High Yield | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Samalin Investment Counsel, Llc | 12-31-2020 | 0-5 High Yield | 2,737 | Decreased | -3.32 | 0.17 | 268,910,000.00 | 1.25 | 98,249.91 | Form 13 |
| Advisory Services Network, Llc | 12-31-2020 | Etf | 1,435 | Maintained | 0.00 | 0.01 | 141,000.00 | 4.44 | 98.26 | Form 13 |
| State Of Tennessee, Treasury Department | 12-31-2020 | Etp | 112,700 | Increased | 2648.78 | 0.05 | 11,069,000.00 | 2,775.06 | 98.22 | Form 13 |
| Nelson, Van Denburg & Campbell Wealth Management Group, Llc | 12-31-2020 | Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Personal Cfo Solutions, Llc | 12-31-2020 | 0-5 High Yield | 3,369 | Maintained | 0.00 | 0.08 | 331,000.00 | 0.00 | 98.25 | Form 13 |
| Asset Planning Services, Ltd. | 12-31-2020 | 0-5 High Yield | 6,983 | Decreased | -10.36 | 0.33 | 686,000.00 | -6.16 | 98.24 | Form 13 |
| Mainstreet Investment Advisors Llc | 12-31-2020 | 0-5 High Yield | 12,245 | Decreased | -7.62 | 0.10 | 1,203,000.00 | -3.22 | 98.24 | Form 13 |
| Vectors Research Management, Llc | 12-31-2020 | 0-5 High Yield | 180 | Maintained | 0.00 | 0.01 | 18,000.00 | 5.88 | 100.00 | Form 13 |
| Liberty Wealth Management Llc | 12-31-2020 | 0-5 High Yield | 11 | Maintained | 0.00 | 0.00 | 1,000.00 | 0.00 | 90.91 | Form 13 |
| Arkadios Wealth Advisors | 12-31-2020 | Etf | 356 | New! | 0.00 | 0.01 | 34,000.00 | 0.00 | 95.51 | Form 13 |
| Menard Financial Group Llc | 12-31-2020 | 0-5 High Yield | 3,721 | Decreased | -4.02 | 0.39 | 365,000.00 | 0.27 | 98.09 | Form 13 |
| Wells Fargo & Company/mn | 12-31-2020 | 0-5 High Yield | 295,400 | Decreased | -49.41 | 0.00 | 29,014,000.00 | -47.04 | 392.89 | Form 13 |
| Blair William & Co/il | 12-31-2020 | 0-5 High Yield | 1,436 | Increased | 15.16 | 0.00 | 141,000.00 | 23.68 | 98.19 | Form 13 |
| Renaissance Technologies Llc | 12-31-2020 | 0-5 High Yield | 95,400 | Maintained | 0.00 | 0.01 | 9,370,000.00 | 0.00 | 98.22 | Form 13 |
| Assetmark, Inc | 12-31-2020 | Etf | 819,438 | Decreased | -1.86 | 0.45 | 80,485,000.00 | 2.75 | 98.22 | Form 13 |
| Hightower Advisors, Llc | 12-31-2020 | 0-5 High Yield | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Capital Advisors, Ltd. Llc | 12-31-2020 | 0-5 High Yield | 1,757 | Maintained | 0.00 | 0.04 | 173,000.00 | 4.85 | 98.46 | Form 13 |
| Ckw Financial Group | 12-31-2020 | 0-5 High Yield | 12,104 | Decreased | -17.46 | 0.22 | 1,189,000.00 | -13.72 | 98.23 | Form 13 |
| Clear Investment Research, Llc | 12-31-2020 | 0-5 High Yield | 5 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Aptus Capital Advisors, Llc | 12-31-2020 | 0-5 High Yield | 905 | Decreased | -39.30 | 0.00 | 88,000.00 | -36.69 | 195.03 | Form 13 |
| Advisor Group Holdings, Inc. | 12-31-2020 | 0-5 High Yield | 205,731 | Increased | 5.55 | 0.05 | 20,228,000.00 | 10.56 | 786.79 | Form 13 |
| Level Four Advisory Services, Llc | 12-31-2020 | 0-5 High Yield | 3,456 | Increased | 18.72 | 0.03 | 339,000.00 | 27.44 | 98.09 | Form 13 |
| Franklin Resources Inc | 12-31-2020 | 0-5 High Yield | 699 | Increased | 378.77 | 0.00 | 69,000.00 | 392.86 | 206.71 | Form 13 |
| Bank Of America Corp /de/ | 12-31-2020 | 0-5 High Y | 1,771,830 | Increased | 606.46 | 0.02 | 174,029,000.00 | 660.25 | 294.61 | Form 13 |
| Stephens Inc /ar/ | 12-31-2020 | 0-5 High Yield | 24,017 | Increased | 9.40 | 0.04 | 2,359,000.00 | 17.13 | 98.22 | Form 13 |
| Linscomb & Williams, Inc. | 12-31-2020 | Com | 2,500 | Maintained | 0.00 | 0.01 | 246,000.00 | 4.68 | 98.40 | Form 13 |
| Signaturefd, Llc | 12-31-2020 | 0-5 High Yield | 75 | Maintained | 0.00 | 0.00 | 7,000.00 | 0.00 | 93.33 | Form 13 |
| First Horizon Advisors, Inc. | 12-31-2020 | Common Stock | 114 | Increased | 23.91 | 0.00 | 11,000.00 | 37.50 | 188.74 | Form 13 |
| B. Riley Wealth Management, Inc. | 12-31-2020 | 0-5 High Yield | 4,478 | Increased | 0.99 | 0.06 | 440,000.00 | 5.77 | 98.26 | Form 13 |
| Ubs Group Ag | 12-31-2020 | 0-5 High Yield | 149,730 | Decreased | -4.59 | 0.00 | 14,706,000.00 | -0.11 | 98.22 | Form 13 |
| Burt Wealth Advisors | 12-31-2020 | 0-5 High Yield | 3,654 | Increased | 3.40 | 0.12 | 359,000.00 | 8.13 | 98.25 | Form 13 |
| Armor Investment Advisors, Llc | 12-31-2020 | 0-5 High Yield | 9,502 | Decreased | -4.04 | 0.66 | 933,000.00 | 0.43 | 98.19 | Form 13 |
| Valeo Financial Advisors, Llc | 12-31-2020 | Etf | 5,775 | Maintained | 0.00 | 0.03 | 567,000.00 | 4.61 | 98.18 | Form 13 |
| Steward Partners Investment Advisory, Llc | 12-31-2020 | Exchange Traded Funds (country Baskets/ishares) - Domestic | 2,215 | Decreased | -2.42 | 0.00 | 218,000.00 | 2.35 | 98.42 | Form 13 |
| Bellevue Asset Management, Llc | 12-31-2020 | 0-5 High Yield | 440 | Maintained | 0.00 | 0.03 | 43,000.00 | 4.88 | 97.73 | Form 13 |
| Fsa Wealth Management Llc | 12-31-2020 | Equity | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Annapolis Financial Services, Llc | 12-31-2020 | 0-5 High Yield | 38 | New! | 0.00 | 0.00 | 4,000.00 | 0.00 | 105.26 | Form 13 |
| Barclays Plc | 12-31-2020 | Fund | 96,600 | Maintained | 0.00 | 0.01 | 9,488,000.00 | 0.00 | 98.22 | Form 13 |
| Commonwealth Equity Services, Llc | 12-31-2020 | 0-5 High Yield | 56,692 | Decreased | -0.31 | 0.02 | 5,568,000.00 | 4.39 | 98.21 | Form 13 |
| Associated Banc-corp | 12-31-2020 | 0-5 High Yield | 5,780 | Maintained | 0.00 | 0.02 | 568,000.00 | 4.80 | 98.27 | Form 13 |
| Citigroup Inc | 12-31-2020 | 0-5 High Yield | 7,134 | Increased | 0.10 | 0.00 | 700,000.00 | 4.63 | 196.19 | Form 13 |
| Osterweis Capital Management Inc | 12-31-2020 | 0-5 High Yield | 7,800 | Increased | 25.50 | 0.05 | 766,000.00 | 31.39 | 196.57 | Form 13 |
| Kayne Anderson Rudnick Investment Management Llc | 12-31-2020 | 0-5 Yr Hghyld Bd Idx | 2,892 | Increased | 1.19 | 0.00 | 283,000.00 | 5.20 | 97.86 | Form 13 |
| Enterprise Financial Services Corp | 12-31-2020 | Other | 1,156 | Increased | 3.77 | 0.02 | 114,000.00 | 8.57 | 98.62 | Form 13 |
| Raymond James & Associates | 12-31-2020 | 0-5 High Yield | 10,333 | Increased | 3.58 | 0.00 | 1,015,000.00 | 8.44 | 98.23 | Form 13 |
| Northwestern Mutual Wealth Management Co | 12-31-2020 | 0-5 High Yield | 9,487 | Increased | 18.93 | 0.00 | 932,000.00 | 24.60 | 98.24 | Form 13 |
| Advisors Asset Management, Inc. | 12-31-2020 | 0-5 High Yield | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Cibc Private Wealth Group, Llc | 12-31-2020 | 0-5 High Yield | 11,670 | Increased | 8.40 | 0.00 | 1,145,000.00 | 13.48 | 192.61 | Form 13 |
| Coastline Trust Co | 12-31-2020 | Other | 39,470 | Increased | 21.04 | 0.52 | 3,877,000.00 | 26.74 | 98.23 | Form 13 |
| Raymond James Financial Services Advisors, Inc. | 12-31-2020 | 0-5 High Yield | 40,099 | Increased | 146.84 | 0.01 | 3,939,000.00 | 158.46 | 98.23 | Form 13 |
| Empirical Financial Services, Llc D.b.a. Empirical Wealth Management | 12-31-2020 | 0-5 High Yield | 20,940 | Decreased | -2.05 | 0.16 | 2,057,000.00 | 2.54 | 98.23 | Form 13 |
| Atria Investments Llc | 12-31-2020 | 0-5 High Yield | 13,391 | Increased | 5.16 | 0.03 | 1,315,000.00 | 10.04 | 98.20 | Form 13 |
| Prospera Financial Services Inc | 12-31-2020 | 0-5 High Yield | 4,084 | Increased | 7462.96 | 0.03 | 401,000.00 | 7,920.00 | 98.19 | Form 13 |
| Gm Advisory Group, Inc. | 12-31-2020 | 0-5 High Yield | 22,190 | New! | 0.00 | 0.29 | 2,180,000.00 | 0.00 | 98.24 | Form 13 |
| Reby Advisors, Llc | 12-31-2020 | Etf | 1,383 | New! | 0.00 | 0.04 | 136,000.00 | 0.00 | 98.34 | Form 13 |
| Financial Advocates Investment Management | 12-31-2020 | 0-5 High Yield | 6,174 | New! | 0.00 | 0.04 | 625,000.00 | 0.00 | 101.23 | Form 13 |
| Integrated Wealth Concepts Llc | 12-31-2020 | Mf Closed And Mf Open | 2,172 | New! | 0.00 | 0.01 | 213,000.00 | 0.00 | 98.07 | Form 13 |
| Rockefeller Capital Management L.p. | 12-31-2020 | 0-5 High Yield | 1,403 | Increased | 37.55 | 0.00 | 137,000.00 | 47.31 | 97.65 | Form 13 |
| Change Path, Llc | 12-31-2020 | 0-5 High Yield | 8,090 | New! | 0.00 | 0.07 | 794,000.00 | 0.00 | 98.15 | Form 13 |
| Cary Street Partner Investment Advisory Llc | 12-31-2020 | Etf | 2,821 | Decreased | -0.28 | 0.05 | 277,000.00 | 4.53 | 98.19 | Form 13 |
| Transcend Wealth Collective, Llc | 12-31-2020 | 0-5 High Yield | 18,820 | New! | 0.00 | 0.24 | 1,849,000.00 | 0.00 | 98.25 | Form 13 |
| Charter Oak Capital Management, Llc | 12-31-2020 | 0-5 High Yield | 100 | New! | 0.00 | 0.00 | 10,000.00 | 0.00 | 100.00 | Form 13 |
| Disciplined Investments, Llc | 12-31-2020 | Etf | 73 | Maintained | 0.00 | 0.00 | 7,000.00 | 0.00 | 95.89 | Form 13 |
| Lebenthal Global Advisors, Llc | 12-31-2020 | 0-5 High Yield | 500 | New! | 0.00 | 0.03 | 49,000.00 | 0.00 | 98.00 | Form 13 |
| Mml Investors Services, Llc | 12-31-2020 | 0-5 High Yield | 24,020 | Decreased | -42.90 | 0.03 | 2,359,000.00 | -38.55 | 98.21 | Form 13 |
| Pnc Financial Services Group, Inc. | 12-31-2020 | 0-5 High Yield | 352,442 | Decreased | -5.11 | 0.03 | 34,616,000.00 | 2.12 | 491.06 | Form 13 |
| Stifel Financial Corp | 12-31-2020 | 0-5 High Yield | 35,304 | Increased | 6.28 | 0.00 | 3,468,000.00 | 11.30 | 196.46 | Form 13 |
| Ameriprise Financial Inc | 12-31-2020 | Com | 430,326 | Increased | 1964.61 | 0.01 | 42,252,000.00 | 2,120.28 | 294.66 | Form 13 |
| Credit Suisse Ag/ | 12-31-2020 | 0-5 High Yield | 339,260 | Increased | 47.18 | 0.02 | 33,322,000.00 | 58.40 | 98.22 | Form 13 |
| Mercer Global Advisors Inc /adv | 12-31-2020 | 0-5 High Yield | 13,544 | Decreased | -21.61 | 0.02 | 1,330,000.00 | -17.95 | 98.20 | Form 13 |
| Goldman Sachs Group Inc | 12-31-2020 | Cmn | 9,324 | Decreased | -88.38 | 0.00 | 916,000.00 | -87.49 | 98.24 | Form 13 |
| Bank Of Montreal /can/ | 12-31-2020 | 0-5 High Yield | 1,050 | Maintained | 0.00 | 0.00 | 102,000.00 | 3.03 | 194.27 | Form 13 |
| Royal Bank Of Canada | 12-31-2020 | 0-5 High Yield | 181,212 | Increased | 28.79 | 0.00 | 17,799,000.00 | 34.85 | 689.54 | Form 13 |
| Peapack Gladstone Financial Corp | 12-31-2020 | 0-5 High Yield | 23,966 | Maintained | 0.00 | 0.07 | 2,354,000.00 | 4.72 | 98.22 | Form 13 |
| Massmutual Trust Co Fsb/adv | 12-31-2020 | Exchange Traded Fund | 881 | Increased | 4.26 | 0.00 | 87,000.00 | 10.13 | 98.75 | Form 13 |
| Prudential Financial Inc | 12-31-2020 | 0-5 High Yield | 10,065 | New! | 0.00 | 0.00 | 989,000.00 | 0.00 | 98.26 | Form 13 |
| Wedbush Securities Inc | 12-31-2020 | Com | 4,093 | Decreased | -4.84 | 0.04 | 402,000.00 | -0.50 | 98.22 | Form 13 |
| Brinker Capital Investments, Llc | 12-31-2020 | 0-5 High Yield | 45,878 | Decreased | -14.93 | 0.07 | 4,506,000.00 | -10.93 | 98.22 | Form 13 |
| Bank Of New York Mellon Corp | 12-31-2020 | 0-5 | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Capstone Investment Advisors, Llc | 12-31-2020 | 0-5 High Yield | 8,230 | New! | 0.00 | 0.00 | 808,000.00 | 0.00 | 98.18 | Form 13 |
| Benjamin F. Edwards & Company, Inc. | 12-31-2020 | 0-5 High Yield | 328 | Increased | 0.31 | 0.00 | 32,000.00 | 3.23 | 97.56 | Form 13 |
| Susquehanna International Group, Llp | 12-31-2020 | 0-5 High Yield | 2,722 | Maintained | 0.00 | 0.00 | 267,000.00 | 0.00 | 98.09 | Form 13 |
| Two Sigma Securities, Llc | 12-31-2020 | 0-5 High Yield | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Flow Traders U.s. Llc | 12-31-2020 | Etp | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Freestone Capital Holdings, Llc | 12-31-2020 | 0-5 High Yield | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Captrust Financial Advisors | 12-31-2020 | Etf | 1,279 | Maintained | 0.00 | 0.00 | 125,000.00 | 0.00 | 97.73 | Form 13 |
| Tower Research Capital Llc (trc) | 12-31-2020 | 0-5 High Yield | 50 | Maintained | 0.00 | 0.00 | 5,000.00 | 0.00 | 100.00 | Form 13 |
| Van Hulzen Asset Management, Llc | 12-31-2020 | 0-5 High Yield | 3,004 | Maintained | 0.00 | 0.04 | 295,000.00 | 4.61 | 98.20 | Form 13 |
| Man Group Plc | 12-31-2020 | 0-5 High Yield | 58,348 | Increased | 137.77 | 0.03 | 5,731,000.00 | 148.96 | 98.22 | Form 13 |
| Hayden Royal, Llc | 12-31-2020 | Fixed Income | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Dz Bank Ag Deutsche Zentral Genossenschafts Bank, Frankfurt Am Main | 12-31-2020 | 0-5 High Yield | 10,217 | Increased | 40.27 | 0.00 | 999,000.00 | 46.05 | 97.78 | Form 13 |
| Qube Research & Technologies Ltd | 12-31-2020 | 0-5 High Yield | 285,792 | Maintained | 0.00 | 0.40 | 28,070,000.00 | 0.00 | 98.22 | Form 13 |
| Virtue Capital Management, Llc | 12-31-2020 | 0-5 High Yield Etf | 7,527 | Decreased | -19.48 | 0.18 | 739,000.00 | -15.74 | 98.18 | Form 13 |
| Braun-bostich & Associates Inc. | 12-31-2020 | Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Aspire Private Capital, Llc | 12-31-2020 | 0-5 High Yield | 2,000 | Maintained | 0.00 | 0.07 | 196,000.00 | 0.00 | 98.00 | Form 13 |
| Kingsview Wealth Management, Llc | 12-31-2020 | 0-5 High Yield | 20,748 | Increased | 3.21 | 0.15 | 2,038,000.00 | 8.06 | 98.23 | Form 13 |
| Carolinas Wealth Consulting Llc | 12-31-2020 | 0-5 High Yield | 61 | Decreased | -44.04 | 0.00 | 6,000.00 | -40.00 | 98.36 | Form 13 |
| Interchange Capital Partners, Llc | 12-31-2020 | 0-5 High Yield | 1,711 | New! | 0.00 | 0.09 | 168,000.00 | 0.00 | 98.19 | Form 13 |
| Thrivent Financial For Lutherans | 12-31-2020 | 0-5 High Yield | 20,175 | Increased | 49.22 | 0.00 | 1,982,000.00 | 56.31 | 98.24 | Form 13 |
| Pfs Investments Inc. | 12-31-2020 | Etf - E | 48,643 | Increased | 22.14 | 0.13 | 4,761,000.00 | 30.98 | 97.88 | Form 13 |
| Fifth Third Bancorp | 12-31-2020 | 0-5 High Yield | 1,627 | Increased | 4.56 | 0.00 | 160,000.00 | 9.59 | 98.34 | Form 13 |
| Trustmark National Bank Trust Department | 12-31-2020 | 0-5 High Yield | 4,488 | Decreased | -14.69 | 0.04 | 441,000.00 | -8.12 | 98.26 | Form 13 |
| Morgan Stanley | 12-31-2020 | 0-5 High Yield | 223,954 | Increased | 6.84 | 0.00 | 21,997,000.00 | 14.97 | 294.69 | Form 13 |
| Cape Ann Savings Bank | 12-31-2020 | Fixed Income Etf | 39,773 | Decreased | -11.07 | 2.82 | 3,902,000.00 | -4.41 | 196.15 | Form 13 |
| Deutsche Bank Ag\ | 12-31-2020 | 0-5 High Yield | 60,515 | Increased | 11650.49 | 0.00 | 5,944,000.00 | 12,283.33 | 98.22 | Form 13 |
| Cetera Advisor Networks Llc | 12-31-2020 | 0-5 High Yield | 8,961 | Decreased | -2.76 | 0.02 | 880,000.00 | 4.64 | 98.20 | Form 13 |
| Jane Street Group, Llc | 12-31-2020 | 0-5 High Yield | 191,042 | Decreased | -75.09 | 0.01 | 18,764,000.00 | -73.92 | 98.22 | Form 13 |
| Cetera Investment Advisers | 12-31-2020 | 0-5 High Yield | 18,177 | New! | 0.00 | 0.04 | 1,785,000.00 | 0.00 | 98.20 | Form 13 |
| Truvestments Capital Llc | 12-31-2020 | 0-5 High Yield | 271 | Increased | 2.26 | 0.02 | 26,000.00 | 8.33 | 95.94 | Form 13 |
| Eudaimonia Partners, Llc | 12-31-2020 | Exchange Traded Funds | 563 | Maintained | 0.00 | 0.01 | 55,000.00 | 0.00 | 97.69 | Form 13 |
| Safeguard Investment Advisory Group, Llc | 12-31-2020 | 0-5 High Yield | 469 | New! | 0.00 | 0.04 | 46,000.00 | 0.00 | 98.08 | Form 13 |
| Truist Financial Corp | 12-31-2020 | 0-5 High Yield | 23,656 | New! | 0.00 | 0.00 | 2,323,000.00 | 0.00 | 196.39 | Form 13 |
| Jpmorgan Chase & Co | 12-31-2020 | Fund | 3,565,783 | Maintained | 0.00 | 0.05 | 350,231,000.00 | 0.00 | 196.44 | Form 13 |
| Fulcrum Equity Management | 12-31-2020 | 0-5 High Yield | 2,086 | New! | 0.00 | 0.08 | 205,000.00 | 0.00 | 98.27 | Form 13 |
| Retirement Group, Llc | 12-31-2020 | 0-5 High Yield | 91 | New! | 0.00 | 0.00 | 8,000.00 | 0.00 | 87.91 | Form 13 |
| Fort Pitt Capital Group, Llc | 12-31-2020 | 0-5 High Yield | 97 | Maintained | 0.00 | 0.00 | 10,000.00 | 0.00 | 103.09 | Form 13 |
| Elevated Capital Advisors, Llc | 12-31-2020 | 0-5 High Yield | 9,211 | Increased | 5.57 | 0.39 | 905,000.00 | 8.00 | 98.25 | Form 13 |
| Capital Asset Advisory Services Llc | 12-31-2020 | 0-5 High Yield | 316 | Maintained | 0.00 | 0.01 | 31,000.00 | 3.33 | 98.10 | Form 13 |
| Laurel Wealth Advisors, Inc. | 12-31-2020 | Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Moody National Bank Trust Division | 12-31-2020 | 0-5 High Yield | 2,813 | Increased | 0.32 | 0.01 | 276,000.00 | 4.94 | 98.12 | Form 13 |
| Rockbridge Investment Management, Lcc | 12-31-2020 | 0-5 High Yield | 7,708 | Decreased | -0.04 | 0.15 | 757,000.00 | 4.70 | 98.21 | Form 13 |
| Patron Partners Advisors, Llc | 12-31-2020 | Etf | 4,421 | New! | 0.00 | 0.42 | 434,000.00 | 0.00 | 98.17 | Form 13 |
